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Why should one take this course?• To understand the capital market trading operations of NSE.

• To understand the clearing, settlement and risk management processes.

• To know about the eligibility criteria for seeking membership at NSE.

• To learn the other important regulatory aspects.

Who will benefit from this course?• Employees of Stock Brokers and Sub-Brokers

• Students

• Teachers

• Employees of BPO/IT Companies

• Investors

• Anybody having interest in the Stock market operations

Test detailsDuration:105 minutesNo. of questions: 60Maximum marks: 100, Passing marks: 50 (50%); There is negative

marking for incorrect answers.Certificate validity:For successful candidates, certificates are valid for 5years from the test date.Fees

1,500/- (Rupees One Thousand Five Hundred Only).Course outline

• An Overview of the Indian Securities MarketMarket segments, Key indicators of securities market, Products and participants, Market segments and their products, Reforms in Indian securities markets

• Trading MembershipStock brokers, NSE membership, Surrender of trading membership, Suspension & expulsion of membership,

Declaration of defaulter, Authorised persons, Sub-brokers, Broker-clients relations, Sub-broker-clients relations,Investor service cell and arbitration, Code of advertisement

• TradingIntroduction,NEAT system, Market types, Trading system users hierarchy, Local database, Market phases,Logging on, Log off/exit from the application, Neat screen, Invoking an inquiry screen, Order management, Trademanagement, Limited physical market, Block trading session, Retail debt market (RDM), Trading informationdownloaded to members, Internet broking, Wireless application protocol (wap), Computer to computer link (ctcl)facility

• Clearing and SettlementIntroduction, Key terminologies used in clearing and settlement process, Transaction cycle, Settlement agencies,Clearing and settlement process, Securities and funds settlement, Shortages handling, Risks in settlement, Riskmanagement, International securities identification number, Data and report downloads

• Legal FrameworkSEBI (intermediaries) regulations, 2008 , SEBI (prohibition of insider trading) regulations, 1992, SEBI (prohibition

of fraudulent and unfair trade practices relating to, Securities market) regulations, 2003, The depositories act,1996, Indian contract act, 1872, Income tax act, 1961

• Fundamental Valuation ConceptsTime value of money; Understanding financial statements.

Study materialDownload Capital Markets (Dealers) Module (.pdf)

Download Capital Markets (Dealers) Module - Hindi (.pdf)

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Download Capital Markets (Dealers) Module - Gujarati (.pdf)