usf research integrity & compliance eirb comprehensive training 10/07/2014

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USF Research Integrity & Compliance eIRB Comprehensive Training 10/07/2014

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Page 1: USF Research Integrity & Compliance eIRB Comprehensive Training 10/07/2014

USF Research Integrity & Compliance

eIRB Comprehensive Training

10/07/2014

Page 2: USF Research Integrity & Compliance eIRB Comprehensive Training 10/07/2014

What is ARC?

• ARC (Applications for Research Compliance)– Electronic system which houses eIRB, eIACUC and eCOI

applications

• ARC is used by:– Study Teams to create and submit research related applications– Staff to facilitate the review of study applications– Reviewers to review the applications

• Users gain access by registering for an ARC account

Page 3: USF Research Integrity & Compliance eIRB Comprehensive Training 10/07/2014

ARC Registration

• To access and use ARC, you must register at https://arc.research.usf.edu/prod

• Complete all the fields on the registration form

• Your Username and Password will be e-mailed to you

• USF Personnel can login using their NetID

Page 4: USF Research Integrity & Compliance eIRB Comprehensive Training 10/07/2014

ARC Homepage

Page 5: USF Research Integrity & Compliance eIRB Comprehensive Training 10/07/2014

Personal Homepage

Page 6: USF Research Integrity & Compliance eIRB Comprehensive Training 10/07/2014

Inbox

• Lists all applications that require action by you or other staff on the study team

• Selecting the application’s Name will bring you to the workspace

Page 7: USF Research Integrity & Compliance eIRB Comprehensive Training 10/07/2014

Starting a New ApplicationAll Applications in ARC follow the same basic workflow:

1) Create the New Application

2) Complete the Smartform

3) Use Activities to Submit for Review

Page 8: USF Research Integrity & Compliance eIRB Comprehensive Training 10/07/2014

1. Create the New Application• Starting a new application brings you to the SmartForm

Page 9: USF Research Integrity & Compliance eIRB Comprehensive Training 10/07/2014

2. Complete the SmartForm

Page 10: USF Research Integrity & Compliance eIRB Comprehensive Training 10/07/2014

2. What is a SmartForm?

• The SmartForm is an electronic form where you answer questions about your research project

• It is a SmartForm because it uses your answers to branch only to pages relevant to your research

• Required questions are marked with a red asterisk *

• Study Team roles provide different access

Page 11: USF Research Integrity & Compliance eIRB Comprehensive Training 10/07/2014

2. Complete the SmartForm

Saves ApplicationDoes Not Save

Page 12: USF Research Integrity & Compliance eIRB Comprehensive Training 10/07/2014

2. Complete the SmartForm

Current Page

Required Pages

Not Required Pages

Page 13: USF Research Integrity & Compliance eIRB Comprehensive Training 10/07/2014

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2. Study Team: Role Selection• Roles provide different access• You can only add researchers with active ARC accounts

Page 14: USF Research Integrity & Compliance eIRB Comprehensive Training 10/07/2014

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Training Requirements• Human Subject Protection Education

– Any individual directly involved in the conduct of clinical or social and behavioral research must have current training

– Not Current education will hold up approval but not submission

• Completed through CITI Program– https://www.citiprogram.org– Courses are valid for two years– Valid courses detailed on the ARC Homepage– Basic or Refresher courses will satisfy the Education requirement.

• Note: The Responsible Conduct of Research course available on CITI is not valid for IRB certification.

Page 15: USF Research Integrity & Compliance eIRB Comprehensive Training 10/07/2014

2. Complete the SmartForm• Continue through the SmartForm completing all required questions• Selecting Exit or Finish in the SmartForm brings you to the Application’s Workspace• Clicking Finish does NOT submit your study

Page 16: USF Research Integrity & Compliance eIRB Comprehensive Training 10/07/2014

3. Submit the Application

• An incomplete SmartForm cannot be submitted

• An unsubmitted application will not be reviewed

• The Application’s Workspace provides access to the Activity necessary to submit

• Only the PI can submit the study for Initial Review– Subsequent submissions can be completed by the study

coordinator(s)

Page 17: USF Research Integrity & Compliance eIRB Comprehensive Training 10/07/2014

3. Application Workspace• The Application Workspace is the homepage for your project

• The Workspace provides access to:– The SmartForm and status information– Documents including Approval Letters and Stamped Consent Forms– Activities to move the application forward in the review process

• Access the Application’s Workspace by selecting:1. Exit or Finish in the SmartForm2. The name of the application from your homepage3. The link in an ARC email notification

Page 18: USF Research Integrity & Compliance eIRB Comprehensive Training 10/07/2014

3. Application Workspace

Left: Action – access the Smartform and move your study through the workflow

Right: Information about your study

Page 19: USF Research Integrity & Compliance eIRB Comprehensive Training 10/07/2014

3. Submit the Application

Page 20: USF Research Integrity & Compliance eIRB Comprehensive Training 10/07/2014

3. IRB: Agreement to Participate• IRB Studies require study team members to Agree to Participate before

the Principal Investigator can submit• Notified team members receive an email to complete the required activity• Once all team members agree, the PI will receive an email notification

Page 21: USF Research Integrity & Compliance eIRB Comprehensive Training 10/07/2014

3. Submit the Application• When an application is submitted the Workspace will update

1. The Status will change to the next review state2. The submit activity will be logged in the History tab

Page 22: USF Research Integrity & Compliance eIRB Comprehensive Training 10/07/2014

Application Workflow

Pre Submission Pre Review IRB Review Approval

Revisions Requested

Revisions Requested

• All Applications follow the same basic workflow• The Study Team will receive email notifications if action is

required• Applications under review will not appear in the study

team’s Inbox and cannot be edited

Page 23: USF Research Integrity & Compliance eIRB Comprehensive Training 10/07/2014

Requested Revisions

• Reviewers may request revisions or additional information

• The study team will receive an email and the application will be back in their Inbox

• Study teams respond to revisions by:1. Correcting the SmartForm2. Responding to the Reviewer Note3. Submitting back for review

Page 24: USF Research Integrity & Compliance eIRB Comprehensive Training 10/07/2014

Requested Revisions

1. Correct

2. Respond

Page 25: USF Research Integrity & Compliance eIRB Comprehensive Training 10/07/2014

Requested Revisions

3. Submit (PI or Study Coordinator)

Page 26: USF Research Integrity & Compliance eIRB Comprehensive Training 10/07/2014

Post ApprovalTo find your approved study:• Use the link in the email notification OR• Select the Approved Studies tab from your homepage

Page 27: USF Research Integrity & Compliance eIRB Comprehensive Training 10/07/2014

Post Approval

Page 28: USF Research Integrity & Compliance eIRB Comprehensive Training 10/07/2014

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Study Subprojects

CONTINUING REVIEWS – request an extension of your study’s approval period

AMENDMENTS – allow you to make changes to the approved study

REPORTABLE EVENTS – are used to notify the IRB of incidents that require IRB review

Page 29: USF Research Integrity & Compliance eIRB Comprehensive Training 10/07/2014

Post Approval: Subprojects

• Subprojects follow the same process as the initial study– Create the Application– Complete the SmartForm– Submit for Review

• Each subproject has its own workspace

• Subprojects that require your attention will show up in your Inbox

Page 30: USF Research Integrity & Compliance eIRB Comprehensive Training 10/07/2014

Creating Subprojects• Go to the associated study’s main workspace.• Look to the bottom of the left side menu for the subprojects available.

Page 31: USF Research Integrity & Compliance eIRB Comprehensive Training 10/07/2014

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Subproject Restrictions1. You can only have one Amendment or Continuing Review

opened at a time.

2. Reportable Event applications can be created and submitted at any time.

Page 32: USF Research Integrity & Compliance eIRB Comprehensive Training 10/07/2014

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Finding Subprojects Subprojects are accessible from:

– Inbox – for subprojects that require your attention– A tab on the associated main study– Corresponding item on the IRB Studies menu

Page 33: USF Research Integrity & Compliance eIRB Comprehensive Training 10/07/2014

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Continuing Reviews Reminder notices are sent out automatically at 60, 45, and 30

days from study expiration.

No changes to the study can be made at the time of continuing review.– Amendments need to be submitted and approved prior to, or

after, the Continuing Review has been submitted & approved.

Tip: Ensure that the IRB education requirements are up to date for all study team members.– You can use the Upload Team Member Education Certification

activity at any time to upload certificates.

Page 34: USF Research Integrity & Compliance eIRB Comprehensive Training 10/07/2014

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Amendments

• You can use one Amendment to make all necessary changes.– If you are adding new study team members, they will need to Agree to

Participate before you can submit.

– If you choose Other Changes, in addition to completing the Amendment form, you will need to make the necessary changes in the main application.

• Amendments are routed directly to the IRB for processing.– If a new PI from a different department is being added or an affiliate site is

added, then it will go through the department or affiliate review first.

Page 35: USF Research Integrity & Compliance eIRB Comprehensive Training 10/07/2014

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Reportable Events

• Reportable Events can be created, even if an Amendment or Continuing Review is opened and pending approval.

• Submission Types:– Unanticipated Problem– Data Safety Monitoring Report– Protocol Violation/Deviation– Breach of Confidentiality– Noncompliance– Other

Page 36: USF Research Integrity & Compliance eIRB Comprehensive Training 10/07/2014

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TIPS & TRICKS

Page 37: USF Research Integrity & Compliance eIRB Comprehensive Training 10/07/2014

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Forgot Login Credentials?

Page 38: USF Research Integrity & Compliance eIRB Comprehensive Training 10/07/2014

Forgot Login Credentials?

Page 39: USF Research Integrity & Compliance eIRB Comprehensive Training 10/07/2014

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Easy NavigatingSelect the application link from an email notification.

Page 40: USF Research Integrity & Compliance eIRB Comprehensive Training 10/07/2014

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Important Tips• All applications must be:– 1) Completed (SmartForm)– 2) Submitted (Activity)

• If an application is in your Inbox, it still requires your attention.

• Actions Look to the left side menu• Remember to Save:– Save or Continue saves your changes– Back and Exit do not save

Page 41: USF Research Integrity & Compliance eIRB Comprehensive Training 10/07/2014

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Contact Information• Access to ARC

– Official regulatory site: https://arc.research.usf.edu/Prod– Need Help? Contact the ARC HelpDesk:– 813-974-2880 between 8 AM - 5 PM Monday through Friday

• Access to training– Demo Site for training and practice:

https://arcdev.research.usf.edu/SandboxLogin: pi Password: 1234

– Need to schedule a training?Contact the IRB Office at (813) 974-5638