Top 3 Things Investment Advisors in LA Can Learn from the Anthem Security Breach (SlideShare)

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  1. 1. Top 3 Things Investment Advisors in LA Can Learn from the Anthem Security Breach Courtesy of FPA Technology Services, Inc. http://www.TechGuideforLAInvestmentAdvisors.com
  2. 2. Sponsored by http://www.TechGuideforLAInvestmentAdvisors.com Craig Pollack Founder & CEO LA investment advisor firms need to safeguard their information from terminated employees, discourage password-sharing in the office,
  3. 3. Sponsored by http://www.TechGuideforLAInvestmentAdvisors.com Craig Pollack Founder & CEO and devise strategies to deal with stolen smartphones and laptops
  4. 4. Sponsored by http://www.TechGuideforLAInvestmentAdvisors.com Craig Pollack Founder & CEO Monitor Existing Accounts
  5. 5. Sponsored by http://www.TechGuideforLAInvestmentAdvisors.com Craig Pollack Founder & CEO Watch for any unauthorized transfers or activity on the firms financial accounts, including brokerage and 401K accounts
  6. 6. Sponsored by http://www.TechGuideforLAInvestmentAdvisors.com Craig Pollack Founder & CEO Pay Attention to the Security of Company Data
  7. 7. Sponsored by http://www.TechGuideforLAInvestmentAdvisors.com Craig Pollack Founder & CEO The ideal solution will include the following features:
  8. 8. Sponsored by http://www.TechGuideforLAInvestmentAdvisors.com Craig Pollack Founder & CEO Immediate validation and assessment
  9. 9. Sponsored by http://www.TechGuideforLAInvestmentAdvisors.com Craig Pollack Founder & CEO Thoroughly audit financial files
  10. 10. Sponsored by http://www.TechGuideforLAInvestmentAdvisors.com Craig Pollack Founder & CEO Establish approved baselines
  11. 11. Sponsored by http://www.TechGuideforLAInvestmentAdvisors.com Craig Pollack Founder & CEO Get Security Systems Tested by the Professionals
  12. 12. Sponsored by http://www.TechGuideforLAInvestmentAdvisors.com Craig Pollack Founder & CEO These specialists occupy two camps:
  13. 13. Sponsored by http://www.TechGuideforLAInvestmentAdvisors.com Craig Pollack Founder & CEO those who proactively identify and tackle potential cyber threats,
  14. 14. Sponsored by http://www.TechGuideforLAInvestmentAdvisors.com Craig Pollack Founder & CEO and ethical hackers who help the firm run tests on its internal systems to prevent security breaches
  15. 15. Sponsored by http://www.TechGuideforLAInvestmentAdvisors.com Craig Pollack Founder & CEO Bottom Line
  16. 16. Sponsored by http://www.TechGuideforLAInvestmentAdvisors.com Craig Pollack Founder & CEO Bear in mind that actual harm to customers is not required for the SEC or FINRA to impose penalties when customer data is exposed
  17. 17. Sponsored by http://www.TechGuideforLAInvestmentAdvisors.com Craig Pollack Founder & CEO Did your firm make any added security enhancements in the wake of the Anthem security breach?
  18. 18. Sponsored by http://www.TechGuideforLAInvestmentAdvisors.com Craig Pollack Founder & CEO Let us know your thoughts in the Comments box below
  19. 19. Copyright FPA Technology Services, Inc. Learn How to Protect Your Firms Technology With the Right IT Service Provider Download Your Free Guide Investing in High Net Worth Clients: The LA Investment Advisors Guide to Using Technology to Manage and Grow Your Firm Now at http://www.TechGuideforLAInvestmentAdvisors.com