the influence of postnatal handling on adult neuroendocrine and behavioural stress reactivity

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Journal of Neuroendocrinology, 1999, Vol. 11, 925–933 The Influence of Postnatal Handling on Adult Neuroendocrine and Behavioural Stress Reactivity P. Meerlo,* K. M. Horvath,* G. M. Nagy, B. Bohus* and J. M. Koolhaas* *Department of Animal Physiology, University of Groningen, the Netherlands. Neuroendocrine Research Laboratory, Department of Human Morphology and Developmental Biology, Semmelweis University of Medicine, Budapest, Hungary. Key words: neonatal handling, stress, coping, anxiety, catecholamines, prolactin, corticosterone. Abstract Environmental stimuli during early stages of life can influence the development of an organism and may result in permanent changes in adult behaviour and physiology. In the present study we investigated the influence of early postnatal handling on adult neuroendocrine and behavioural stress reactivity in Wistar rats. Pups were subjected to handling from postnatal day 1–21. The young were taken from the nest every day for 15 min and each of the pups was handled separately. Control nests were left undisturbed. When the animals had reached an adult age of 3–4 months they were individually housed and subjected to a series of tests to measure their stress reactivity. In the first experiment we established adult behavioural coping with stressors and anxiety in the following series of tests: open field test, shock prod defensive burying test, elevated plus maze and conditioned fear test. Collectively, the data clearly indicate that handled animals are characterized by a lower stress-induced anxiety. Yet, handled and control animals do not differ in their general way of coping with stressors. Although the lower anxiety in handled animals is often reflected in a higher activity, they are not more active per se. In a second experiment, animals were provided with a permanent jugular vein canula for repeated blood sampling to determine stress hormones: noradrenaline, adrenaline, prolactin and corticosterone. Animals were subjected to a novelty test and a conditioned fear test. The neuroendocrine response profile is consistent with the conclusion that handled animals are less anxious than controls but are not different in their general strategy of coping with stressors. The handled animals showed an attenuated adrenaline, prolactin and corticosterone response. Yet, in neither of the two tests there was a difference in noradrenaline response, a typical marker for an active coping strategy. Interestingly, the differences in neuroendocrine reactivity already appeared in response to a mild novelty challenge when there were no clear behavioural differences yet. The neuroendocrine measures are in line with the behavioural data but more sensitively reflect the differences between handled and control animals. The stress response that enables an organism to cope with of the HPA axis results in release of cortisol or corticosterone from the adrenal cortex. The increase in catecholaminergic threatening and challenging environmental stimuli consists of a complex set of autonomic, endocrine, and behavioural activity and HPA axis activity, in a complex interplay with various other neuroendocrine systems, regulates cardio- components. Two of the main neuroendocrine systems involved in the integrated response to stressors are the vascular function and energy turnover, facilitates an adequate behavioural response to the stressor, and serves to re-establish autonomic sympathetic nervous system and the hypothal- amus-pituitary-adrenal (HPA) axis (1, 2). Activation of the homeostasis afterwards. It is well known that the physiological and behavioural sympathetic nervous system results in release of noradrenaline from sympathetic nerve terminals throughout the body and stress response to a given stimulus varies considerably between individuals. There seems to be a characteristic secretion of adrenaline from the adrenal medulla. Activation Correspondence to: Peter Meerlo, Department of Neurobiology and Physiology, Northwestern University, 2153 North Campus Drive, Evanston, IL 60208, USA (e-mail: [email protected]). © 1999 Blackwell Science Ltd

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Journal of Neuroendocrinology, 1999, Vol. 11, 925–933

The Influence of Postnatal Handling on Adult Neuroendocrine andBehavioural Stress Reactivity

P. Meerlo,* K. M. Horvath,*† G. M. Nagy,† B. Bohus* and J. M. Koolhaas**Department of Animal Physiology, University of Groningen, the Netherlands.†Neuroendocrine Research Laboratory, Department of Human Morphology and Developmental Biology, Semmelweis University of Medicine,Budapest, Hungary.

Key words: neonatal handling, stress, coping, anxiety, catecholamines, prolactin, corticosterone.

Abstract

Environmental stimuli during early stages of life can influence the development of an organism andmay result in permanent changes in adult behaviour and physiology. In the present study weinvestigated the influence of early postnatal handling on adult neuroendocrine and behaviouralstress reactivity in Wistar rats. Pups were subjected to handling from postnatal day 1–21. The youngwere taken from the nest every day for 15 min and each of the pups was handled separately.Control nests were left undisturbed. When the animals had reached an adult age of 3–4 monthsthey were individually housed and subjected to a series of tests to measure their stress reactivity. Inthe first experiment we established adult behavioural coping with stressors and anxiety in thefollowing series of tests: open field test, shock prod defensive burying test, elevated plus maze andconditioned fear test. Collectively, the data clearly indicate that handled animals are characterizedby a lower stress-induced anxiety. Yet, handled and control animals do not differ in their generalway of coping with stressors. Although the lower anxiety in handled animals is often reflected in ahigher activity, they are not more active per se. In a second experiment, animals were provided witha permanent jugular vein canula for repeated blood sampling to determine stress hormones:noradrenaline, adrenaline, prolactin and corticosterone. Animals were subjected to a novelty testand a conditioned fear test. The neuroendocrine response profile is consistent with the conclusionthat handled animals are less anxious than controls but are not different in their general strategy ofcoping with stressors. The handled animals showed an attenuated adrenaline, prolactin andcorticosterone response. Yet, in neither of the two tests there was a difference in noradrenalineresponse, a typical marker for an active coping strategy. Interestingly, the differences inneuroendocrine reactivity already appeared in response to a mild novelty challenge when there wereno clear behavioural differences yet. The neuroendocrine measures are in line with the behaviouraldata but more sensitively reflect the differences between handled and control animals.

The stress response that enables an organism to cope with of the HPA axis results in release of cortisol or corticosteronefrom the adrenal cortex. The increase in catecholaminergicthreatening and challenging environmental stimuli consists of

a complex set of autonomic, endocrine, and behavioural activity and HPA axis activity, in a complex interplay withvarious other neuroendocrine systems, regulates cardio-components. Two of the main neuroendocrine systems

involved in the integrated response to stressors are the vascular function and energy turnover, facilitates an adequatebehavioural response to the stressor, and serves to re-establishautonomic sympathetic nervous system and the hypothal-

amus-pituitary-adrenal (HPA) axis (1, 2). Activation of the homeostasis afterwards.It is well known that the physiological and behaviouralsympathetic nervous system results in release of noradrenaline

from sympathetic nerve terminals throughout the body and stress response to a given stimulus varies considerablybetween individuals. There seems to be a characteristicsecretion of adrenaline from the adrenal medulla. Activation

Correspondence to: Peter Meerlo, Department of Neurobiology and Physiology, Northwestern University, 2153 North Campus Drive, Evanston,IL 60208, USA (e-mail: [email protected]).

© 1999 Blackwell Science Ltd

926 Postnatal handling and adult stress reactivity

individuality in appraisal of the environment and the response conditioned fear test. The open field test was performed tomeasure general explorative and locomotor activity into stressful situations. Such interindividual variation may

originate from genetic factors (3, 4) but, in addition, there is response to novelty. The shock-prod defensive burying testis especially suitable to differentiate between animals with angrowing evidence that the adult stress reactivity can be

influenced by early developmental factors as well (5, 6). active or passive coping strategy. The elevated plus mazeand the conditioned fear test were used to measure non-In mammals, the period around birth is characterized

by dynamic developmental processes in brain and body. conditioned and conditioned anxiety response. In the secondexperiment we measured the noradrenaline, adrenaline, pro-Environmental stimuli during the early stages of life can

influence these processes and may result in physiological and lactin and corticosterone response in a novelty test and aconditioned fear test.behavioural changes that persist into adulthood. Research

concerning developmental influences on stress reactivity hasstarted decades ago with reports showing that adult rats

Materials and methodshandled during the first few weeks of life exhibit a markedly

Postnatal handlingreduced HPA axis response to a variety of stressors (seeThe day after birth, nests were mixed to randomize genetic variation and alle.g. (7–9)). Compared to non-handled controls, postnatallynests were reduced to eight pups (six males and two females). Subsequently,handled animals have a lower adult corticotropin-releasinghalf of the newly arranged nests were left undisturbed except for cage cleaninghormone (CRH) and adrenocorticotropin (ACTH) response,once a week (control nests) and half of the nests underwent handling treatment

they secrete less corticosterone and corticosterone levels from postnatal day 1–21. The handling procedure started with taking thereturn faster to baseline (6, 10). There is evidence that rat mother from the nest and temporarily placing her in an empty cage. Then,

all pups were individually placed in glass jars lined with paper towel in apups are especially sensitive to developmental influences onwarm water bath (32–34 °C) for 15 min. During this 15 min each pup wasthe HPA axis during the first few weeks after birth (11). Inhandled for 3 min. After 15 min the pups were returned to their home cage,

contrast to the well-established effect of postnatal handling followed by the mother. Daily handling took place at the end of the lighton HPA axis reactivity, surprisingly little, if any, attention phase. On day 24 the animals were weaned. The male pups remained group-

housed, six/cage, until testing at adult age. When the animals reached an agehas been given to sympathetic reactivity.of 3–4 months they were individually housed and subjected to a series ofOn the level of the behavioural response to stressors,tests to measure their neuroendocrine and behavioural stress reactivity.several studies have reported changes in handled animals thatExperiment 1: Behavioural stress reactivity and anxietysuggest lower anxiety. For instance, it was found that handled

animals show a decreased emotional reactivity to being In the first experiment, the rats were subjected to a series of tests to measuretheir anxiety and behavioural coping with stress. The experiment was per-captured and handled (12), explore more and defecate lessformed with 12 handled animals from six different nests and 10 controlwhen placed in a novel environment (9) and spent more timeanimals from six different nests. At an age of 14 weeks the animals wereon the open arms of an elevated plus (13). individually housed in perspex cages (40×25×15 cm) with ad lib. access to

In many tests, lower anxiety is associated with a higher food and water. They were allowed 1 week of adaptation to the new housingcondition. Subsequently, they were subjected to open field tests, shock prodbehavioural activity. Differences in activity, however, maydefensive burying test, elevated plus test and a conditioned fear test. The testsnot only be related to anxiety but may also reflect differenceswere separated by at least a week and were performed during the light phase.in the general way of coping with environmental challenges.

Therefore, in addition to a lower stress-induced anxiety, the Open field testhigher activity of handled animals might be due to a more The open field is widely used to measure general explorative and locomotor

activity in response to novelty. Sometimes it is also used as a very mildactive coping strategy. Yet, the question of whether earlyanxiety test (17). The animals were subjected to a 5-min open field test threeneonatal influences alter the way of coping with stressors hastimes on consecutive days. We chose to do the test three times because otherreceived little attention (14). This question is particularly studies have suggested that differences in general explorative activity may

interesting since differences in behavioural coping with stres- only show up after repeated testing (9). The open field consisted of a roundarena divided in two imaginary concentric circles with diameters of 60 cmsors are associated with specific differences in neuroendocrineand 120 cm, respectively: a central zone and an outer zone. Locomotion ofprofile. A more active coping style is associated with anthe animals was recorded and analysed with a computerized imaging analysisincreased sympathetic tone and reactivity as reflected insystem (Ethovision, Noldus Information Technology, Wageningen, the

higher basal levels of noradrenaline and a higher noradrena- Netherlands). The following parameters were determined: total traveledline response to stressors (15, 16). In addition, a more active distance, number of visits to the central zone and time spend in the central

zone. The open field arena was thoroughly cleaned before each test.mode of response is often accompanied by a lower HPA axisresponse, although this association between behavioural

Shock-prod defensive burying testcoping and corticosterone release is less clear (4, 16). The shock-prod defensive burying is often used to establish whether animalsIn the present study we investigated the effects of early have an active or passive coping strategy in responding to stressors (16, 18).

The animals were brought to a separate test room and were exposed in theirpostnatal handling on adult stress reactivity in rats. One aimhome cage to an electrified shock-prod (7 cm long, 1 cm diameter). The prodwas to see whether postnatal handling alters adult sympath-was inserted through a small hole in the cage wall, a few cm above theetic reactivity, in addition to the well-established attenuationbedding. Whenever the animals touched the prod a constant current of 2 mA

of HPA axis reactivity. A further aim was to establish whether was delivered. Generally, animals quickly approach and explore the shock-postnatal handling alters the general coping style of the prod and receive a brief shock. After this, many animals start burying the

prod with the bedding material in their cage. The behaviour of the animalsanimals. In two experiments, a broad neuroendocrine andwas manually scored by means of a keyboard for 10-min following firstbehavioural profile was measured, which together are indicat-contact with the shock-prod. The following behaviours were recorded: (1)ive of anxiety and coping with stressors. In the first experiment burying (digging and pushing sawdust towards the prod); (2) sniffing at the

we measured the behaviour in an open field test, a shock prod (stretching and sniffing closely around the prod); (3) exploration( locomotor activity and explorative activity directed at the floor or the cageprod defensive burying test, an elevated plus maze, and a

© 1999 Blackwell Science Ltd, Journal of Neuroendocrinology, 11, 925–933

Postnatal handling and adult stress reactivity 927

walls); (4) rearing (raising on hind limbs in a vertical position); (5) grooming; immunoassay. The sensitivity was 1 ng/ml plasma and values were expressedin terms of rat prolactin reference RP-3. The intra- and interassay coefficientsand (6) immobility. In addition, the latency time to the first contact (shock)

and the latency time to burying behaviour was recorded. One day after the of variation were 5% and 10%, respectively.first exposure, the uncharged prod was reintroduced in the cage to measurethe conditioned response. Novelty stress and conditioned fear response

In the first test the animals were subjected to a mild novelty stress. One byone, the rats were carried in their home cage to a separate room and placedElevated plus mazein a large unfamiliar cage (40×40×40) for 5 min and then returned to theirThe elevated plus maze is a widely used non-conditioned anxiety tests (19).own cage and their own room. The second test, a conditioned fear test, wasThe elevated plus consisted of two open arms and two closed arms 55 cmsimilar to that described in experiment 1. Animals were placed in a shockabove the floor. Each arm was 45 cm long and 10 cm wide. The open armsbox (40×40×40) and immediately received a foot shock of 0.8 mA for 3 s.had rims of about 1 cm. The closed arms had 50 cm high walls with a closedThe animals were left in the cage for 1 min and were then returned to theirtop. At the start of the test the animals were placed on the centre of the plushome cage and their own room. The next day the animals were reintroducedand the experimenter left the room. The test lasted 5 min and the behaviourin the box, this time for 5 min without receiving a shock. The conditionedof the animals was recorded on video for later analysis. The followingneuroendocrine response was measured. In both the novelty and conditionedparameters were determined: (1) time spent in the closed arms and on thefear test, blood samples were taken at t=0 (baseline before the test), t=5 (atopen arms, and time in the centre between the arms; and (2) number of visitsthe end of the test), and at t=15, 30 and 60 (respectively 10, 25 and 55 minto the closed and open arms. The plus maze was thoroughly cleaned beforeafter the test).each test.

Conditioned fear responseResultsIn addition to the non-conditioned elevated plus anxiety test, we measured a

conditioned fear response in a fourth behavioural test. On day 1 of the testthe animals were introduced to a large cage (40×40×40 cm) and immediately Experiment 1: Behavioural stress reactivity and anxietyreceived an inescapable foot shock of 0.8 mA for 3 s delivered through thegrid floor. The animals were left in the shock box for 1 min and then returned Open field testto their home cage and their own room. Twenty-four hours later the animals Table 1 shows the results of the open field tests that werewere reintroduced into the box, this time for 5 min without receiving a shock. performed on 3 consecutive days. There were no significantGenerally, animals show a clear conditioned immobility response upon forced

differences between handled and control animals in the totalre-exposure to the shock box. The behaviour of the animals was manuallyrecorded by means of keyboard. The following behaviours were recorded: (1) distance they covered during the 5-min test, the time theylocomotion ( locomotor and explorative activity); (2) rearing (raising on hind spent in the centre, or the number of times they entered thelimbs in a vertical position); (3) sniffing (explorative activity directed at the centre. The open field test thus did not indicate majorcage floor); (4) grooming; and (5) immobility. The shock-box was thoroughly

differences between handled and control animals in generalcleaned before each test.locomotor and explorative activity.

Experiment 2: Neuroendocrine stress reactivity

In a second series of experiments, animals were provided with a permanent Shock-prod defensive burying testheart catheter for repeated blood sampling to determine their neuroendocrine

In the defensive burying test, all animals approached thereactivity. Experiment 2 was performed with new animals: 11 handled animalsprod and received a brief shock. There was no significantfrom five different nests and 10 control animals from five different nests. At

an age of 16 weeks the animals were individually housed in Plexiglas cages difference between the handled and control animals in the(25×25×30 cm) with ad lib. access to food and water. After surgery and at latency to the first contact with the prod: 15.4 s (SEM 4.3)least 10 days of recovery, they were subjected to two challenge tests that in control animals and 7.4 s (SEM 1.4) in handled animals.resembled tests performed in experiment 1: a novelty challenge (a sort of

Soon after getting a shock most animals started burying thesmall-scale open field test) and a conditioned fear test. In both tests theprod with the bedding material in their cage. There was noimmobility of the animals was scored and blood samples were taken at several

time points to determine the catecholamine, prolactin and corticosterone difference in the bury latency between handled and controlresponse. The two tests were separated by 4 days and were both performed animals: 40.6 s (SEM 5.9) in control animals and 45.2 s (SEMbetween the third and ninth hour of the light phase.

6.7) in handled animals. Table 2 shows the behaviour of theanimals for a 10-min period after the first shock. There were

Surgery, blood sampling and chemical determinations no significant differences between handled and control ratsAnimals were provided with a permanent heart catheter allowing frequent

in the time spent burying the probe after they had received ablood sampling in undisturbed, freely moving rats (20). Under deep halothaneshock. After the first shock, animals sometimes very carefullyanaesthesia, a silicon catheter (0.5 mm ID, 1.0 mm OD) was inserted in the

right atrium via the jugular vein. The other end of the catheter was fixed on approached the prod again and start sniffing at it but theythe skull of the rat with stainless steel screws and dental cement. Animals seldom got another shock. Also this prod-directed explorationwere allowed to recover from surgery for at least 10 days before starting the did not differ between handled and control animals. Allexperiments. During the last days of the recovery period the animals were

together, the handled and control animals did not seem tohabituated to the procedure of blood sampling by connecting them to apolyethylene sampling tube at least three times for several hours. On experi- differ in their way of coping with the threatening prod. Onemental days, the animals were connected to the sampling tube 2 h before the day later, the uncharged prod was reintroduced in the cagestart of the test. During the experiment, blood samples of 0.6 ml were taken to measure the conditioned response (Table 2). The animalsand immediately transferred to chilled (0 °C) centrifuge tubes containing 10 ml

clearly remembered what had happened the day before andheparin (500 U/ml ) as anticoagulant and 0.1% EDTA as antioxidant. Bloodwithout touching the prod all of them started burying again.was centrifuged at 4 °C for 10 min at 2600 g and the supernatant was stored

at −80 °C for measurement of catecholamines, prolactin and corticosterone. This conditioned burying response did not differ betweenDetermination of plasma catecholamine was performed by high-performance the handled and control animals. However, the handledliquid chromatography (HPLC) in combination with electrochemical detec- animals on average spent a little more time sniffing at thetion, with minor modifications of the method by Smedes et al. (21).

prod (t-test, T1,20=−2.27, P<0.05), probably reflecting aCorticosterone concentrations were determined by HPLC and ultraviolet lightdetection (22). Plasma concentrations of prolactin were measured by radio- slightly lower anxiety.

© 1999 Blackwell Science Ltd, Journal of Neuroendocrinology, 11, 925–933

928 Postnatal handling and adult stress reactivity

T 1. The Effect of Postnatal Handling on Adult Activity Conditioned fear responseTable 4 shows the behaviour of the animals in the conditionedin a 5-Minute Open Field Test.fear test. After having received an inescapable foot shock

Test 1 Test 2 Test 3 the previous day, most animals showed a clear immobilityresponse on re-exposure to the shock box. However, in the

C H C H C H handled animals the immobility was significantly lower thanin controls (T1,20=3.26, P<0.01) (Fig. 1). Also, handledTotal distance (m) 27.8 27.4 24.0 25.2 26.9 30.2animals showed significantly more rearing (T1,20=−2.81,(1.9) (1.4) (3.1) (1.8) (3.2) (2.4)P<0.05) and spent more time sniffing the cage (T1,20=Time in the centre(s) 40.1 43.1 18.6 25.3 24.3 29.9

(5.2) (4.5) (3.1) (4.1) (5.7) (3.2) −2.43, P<0.05).No. of visits to centre 7.2 7.1 5.1 7.6 7.6 9.4

(1.1) (0.8) (0.8) (1.3) (1.3) (1.5)Experiment 2: Neuroendocrine stress reactivity

Open field tests were performed on 3 consecutive days (test 1, 2, 3). C=Novelty stresscontrol animals (n=10); H=postnatally handled animals (n=12). DataIn line with the results of the open field test of experiment 1,are expressed as group averages with SEM.there were no clear differences in behaviour between handledand control animals in response to novelty. The amountof immobility during the 5-min test was not significantlyElevated plus mazedifferent. The 5-min novel cage exposure induced a clearTable 3 shows the time the control and handled animalsneuroendocrine response in both groups (Fig. 2). Repeatedspent on the open or in the closed arms during the 5-minmeasures ANOVA revealed a significantly lower response inelevated plus test. The control animals spent almost half ofhandled animals for adrenaline (F(1, 19)=4.72, P<0.05),the time in the closed arms (148.9 s, SEM 14.3) and onlyprolactin (F(1, 19)=5.77, P<0.05) and corticosterone (F(1,59.9 s (SEM 11.5) on the open arms. The handled animals19)=19.02, P<0.001). There was no difference betweendid not have such a clear preference for the closed arms.handled and control animals in the noradrenaline response.They spent about an equal amount of time on the closed

arms (90.5 s, SEM 7.3) and open arms (110.9 s, SEM 9.3).Conditioned fear responseCompared to the controls, the handled animals spent signi-The behaviour of the animals in the conditioned fear testficantly less time in the closed arms (T1,20=4.11, P<0.001)confirmed the results of experiment 1. When the animals wereand significantly more time on the open arms (T1,20=−3.66,

P<0.01), indicating a lower anxiety.The plus maze also gives an indication of the activity of T 3. The Effect of Postnatal Handling on Adult

the animals: the total number of arm crossings (Table 3). Behaviour in the Elevated Plus Maze Test.The handled animals showed slightly but significantly lessclosed arm entries (T1,20=2.65, P<0.05) corresponding with C Hspending less time in the closed arms. However, the control

No. of arm entriesand handled animals did not significantly differ in the totalTotal 13.9 (0.9) 12.3 (0.7)number of arm entries suggesting that there was no differenceClosed arms 9.9 (0.9) 7.3* (0.6)in activity.Open arms 4.0 (0.8) 5.0 (0.5)

Time in arms(s)Closed arms 148.6 (14.3) 90.5‡ (7.3)Centre 72.5 (6.1) 79.8 (4.2)T 2. The Effect of Postnatal Handling on AdultOpen arms 59.9 (11.5) 110.9† (9.3)Behaviour in a Shock Prod Defensive Burying Test.

C=control animals (n=10); H=postnatally handled animals (n=12).C HData are expressed as group averages with SEM. Significant differencerelative to controls: *P<0.05, †P<0.01, ‡P<0.001.

Shock testBurying 327.7 (35.7) 243.1 (41.3)Sniffing prod 27.3 (6.2) 48.8 (17.9) T 4. The Effect of Postnatal Handling on the AdultExploring 73.6 (14.2) 78.7 (11.1) Conditioned Fear Response After Inescapable Shock.Rearing 29.0 (5.4) 40.0 (7.5)Grooming 5.6 (2.8) 3.2 (2.7)

C HImmobility 95.3 (35.0) 152.8 (48.8)Conditioned test

Burying 170.0 (21.9) 134.2 (33.5) Locomotion 30.2 (5.6) 37.0 (7.7)Rearing 22.3 (4.7) 45.0* (6.4)Sniffing prod 49.8 (8.9) *122.8 (29.6)

Exploring 76.7 (14.2) 88.1 (14.2) Sniffing 104.9 (19.9) 153.7* (10.7)Grooming 1.7 (1.5) 5.8 (5.1)Rearing 33.1 (5.6) 54.6 (13.8)

Grooming 26.8 (10.4) 22.2 (10.3) Immobility 123.4 (28.6) 40.4† (9.4)Immobility 193.9 (38.4) 135.2 (40.0)

C=control animals (n=10); H=postnatally handled animals (n=12).Duration of various behaviours is given in seconds. Data are expressedC=control animals (n=10); H=postnatally handled animals (n=12).

Duration of various behaviours is given in seconds. Data are expressed as group averages with SEM. Significant difference relative to control:*P<0.05, †P<0.01.as group averages with SEM. Significant difference: *P<0.05.

© 1999 Blackwell Science Ltd, Journal of Neuroendocrinology, 11, 925–933

Postnatal handling and adult stress reactivity 929

Behavioural reactivity

Several observations justify the conclusion that handledanimals do not have a more active coping strategy. First, inthe open field handled and control animals did not differ intheir general explorative and locomotor activity. Second, inthe defensive burying test there were no differences betweenhandled and control rats in the time they spent burying theshock-prod or in the amount of immobility. Third, in theelevated plus maze test the handled and control animals didnot differ in the total number of arm crossings. Especially,the shock-prod defensive burying test is very informative.This test allows the animals to deal with the potential threatof the nearby shock prod by adopting either a passive strategy(immobility) or an active strategy (burying). Since the threatis to a certain degree controllable by either one of thesestrategies, the test is only mildly stressful. The response ofclassical stress hormones like corticosterone is moderate andmuch lower than in the case, for instance, an inescapableshock (23). Yet, at the same time the test is extremely suitableto differentiate between active or passive copers (16, 18).Experiment 1 Experiment 2

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Animals that have a general tendency to deal with theF. 1. The immobility response in the conditioned fear test of both environment in an active way start burying the probe whileexperiment 1 and 2. Data are presented as group averages ±SEM passive animals bury less and just stay away from the shock(control n=10 and 10, handling n=12 and 11). Significant differences

prod. Clearly, the handled and control animals did not differrelative to control are indicated with *(see text for more details).in their coping response to the shock prod.

While the data indicate that handled animals do not differin their general coping strategy, the results provide solid

re-exposed to the shock box 24 h after they had received an support for the idea that their stress-induced anxiety is lower.inescapable foot shock, the handled animals showed a signi- In the elevated plus, although the total number of armficantly lower immobility response than control animals crossings was not different, the handled animals spent signi-(T1,19=4.77, P<0.001). The amount of immobility in the ficantly more time on the open arms than controls, which ishandled animals was 52.7 s (SEM 14.2) and in the control a well-validated indication of lower anxiety (19). In additionanimals this was 178.8 s (SEM 23.3) (Fig. 1). Re-exposure to a lower non-conditioned anxiety response, the handledto the shock box induced a clear neuroendocrine response of animals also showed an attenuated conditioned fear response.about similar magnitude as the novel cage exposure (Fig. 2). When the animals were exposed to a box in which they hadThere was no significant difference between handled and

received an inescapable shock the previous day, handledcontrol animals in the noradrenaline and adrenaline responserats showed significantly less immobility than controls.but repeated measures ANOVA revealed a significantly lowerInterestingly, a similar but less pronounced difference inresponse in the handled animals for prolactin (F(1, 19)conditioned response already occurred in the milder defensive=7.36, P<0.05) and corticosterone (F(1, 19)=46.62,burying test. When the animals were re-exposed to theP<0.001).uncharged shock prod on the second day, the handled animalsshowed more sniffing directed to the prod, also indicating a

Discussion lower anxiety. However, the inescapable shock the animalsreceived in the conditioned fear test was a much more seriousIn the present study we investigated the effects of earlystressor than the brief and controllable shock they receivedpostnatal handling on adult neuroendocrine and behaviouralin the defensive burying test. Therefore, the conditioned fearstress reactivity in rats. Together, the data suggest that adulttest involved higher levels of anxiety and consequentlyanimals handled during the first weeks of life do not differ inresulted in a clearer difference in behaviour. The behaviourtheir general way of coping with stressors but they do haveof handled animals under baseline and mild conditions isa strongly attenuated stress-induced anxiety. Although thesimilar to that of controls but the more threatening andlower anxiety is often reflected in a higher activity, theanxiety provoking a situation becomes, the clearer thehandled animals are not more active per se. The difference indifferences in behaviour will be.stress-induced anxiety is accompanied by consistent changes

The present results are largely in line with those of otherin neuroendocrine response profile. The noradrenalinestudies indicating lower anxiety in handled animals (9, 12,response, a typical marker for active coping, did not differ13). However, there are studies that did not find clearbetween handled and control animals. However, handleddifferences in anxiety related behaviours (see e.g. (8, 24)).animals showed an attenuated adrenaline, prolactin andSuch seemingly inconsistent effects of postnatal handling maycorticosterone response, in line with the reduced behavi-

oural anxiety. be due to differences in the test that was chosen or in the test

© 1999 Blackwell Science Ltd, Journal of Neuroendocrinology, 11, 925–933

930 Postnatal handling and adult stress reactivity

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Novelty Conditioned fear

F. 2. Neuroendocrine response to novelty ( left panels) and re-exposure to the shock box in the conditioned fear test (right panels). Duration ofboth tests was 5 min (t=0 to t=5) after which the animals were returned to their home cage. Data are presented as group averages ±SEM (controln=10, handling n=11). Significant differences are indicated in the upper right corner of each graph (n.s.=not significantly different).

© 1999 Blackwell Science Ltd, Journal of Neuroendocrinology, 11, 925–933

Postnatal handling and adult stress reactivity 931

circumstances. As our results suggest, the more anxiety- Neurobiological mechanisminducing the circumstances are the more likely one is to find

The crucial factor or factors in the handling proceduredifferences in behaviour. Moreover, several studies haveinducing the developmental changes, as well as the neuro-suggested a subtle interplay between genetic and ontogeneticbiological mechanism underlying the alterations in adultfactors (5, 14). The developmental effects of neonatal stimula-endocrine and behavioural reactivity are topics of intensivetion may strongly depend on the genetic background uponstudy. Handling of the pups, or associated stimuli such aswhich they are superimposed. Obviously, the anxiety-reducingmaternal licking and grooming, triggers the release of thyroideffects of postnatal handling will be less in animals thathormones and this in turn increases serotonin release inalready have a low innate emotionality (5).several brain areas (6, 25, 26). This in itself does not seemto persist until adulthood but it may affect changes in thedevelopment of various other systems. The present study, inaddition to others, shows that postnatal handling induces

Neuroendocrine reactivity changes in adult anxiety and neuroendocrine reactivity.Several studies have implicated a lower CRH response asThe results of the neuroendocrine measurements are in line

a possible central feature underlying the various physiologicalwith the behavioural data and consistent with the interpreta-and behavioural differences in adult handled rats (6, 10).tion that handled animals are less anxious but do not have aCRH plays an important role in the integrated stress responsegeneral tendency for more active coping than control animals.and has a wide variety of neuroendocrine and behaviouralAnimals with a more active coping strategy generally have aeffects, many of which occur directly within the centralhigher sympathetic tone and reactivity as reflected in highernervous system (for reviews see (2, 27)). CRH is an importantbasal levels of noradrenaline and a higher noradrenalinemediator of anxiety and, in addition, it interacts with theresponse to stressors (15, 16). Clearly this was not the caseautonomic nervous system via which it can influence catechol-in the handled animals. Also, a more active coping withamine release (28–30). The effects of CRH on prolactinstressors is often associated with a higher adrenaline responserelease are complex and sex-dependent. Yet, in males at leastto stressors (15, 16). Contrary to this, handled animals had

a lower adrenaline response to the mild novelty challenge, in it appears to have a stimulatory or permissive role (31, 32).fact, supporting the conclusion that handled animals are less And, lastly, CRH is well known as the pre- eminent regulatoranxious. Also in the conditioned fear test the adrenaline of the corticosterone response to stress (2, 27). A lower CRHresponse in handled animals on average was lower but this release in handled animals in response to stressors may thusdifference did not reach statistical significance. This may have explain many of the behavioural and neuroendocrine differ-been partly due to the somewhat higher variability in the ences with control animals. The attenuated corticosteroneresponse and the faster return to baseline levels after the response, in addition, appears to be partly the consequenceanimals had been placed back in their own cage. Also, the of an increased negative feedback due to higher concentrationeffect of lower anxiety in handled animals may in this case of corticosteroid receptors in the hippocampus (6, 33).have been partly opposed by their higher behavioural activity. Although many studies so far have focused on changes in

In both the novelty and the conditioned fear test the the regulation of CRH and the HPA axis, not all of thehandled animals had a much lower corticosterone response. neuroendocrine and behavioural changes in handled animalsThis would be consistent with a more active coping style are necessarily related to a difference in a single neuro-since it is often suggested that a more active mode of coping transmitter system or receptor type. Other systems that haveis associated with a lower activation of the HPA axis. On the been specifically implicated in the attenuated anxiety inother hand, the lower corticosterone and prolactin responses postnatally handled rats are the GABA-ergic system (34) andalso support the conclusion that handled animals are less the benzodiazepine system (35). Both of these systems haveanxious. Thus, all together, the neuroendocrine data, too, are an anxiety reducing effect and both GABA receptor bindingconsistent with the interpretation that handled animals have and benzodiazepine receptor numbers are increased ina lower stress-induced anxiety but are not more active copers. handled animals.

Interestingly, differences in neuroendocrine reactivityalready appeared in response to a mild novelty challengewhen there were no clear behavioural differences. Whilebehavioural differences became apparent only in more Conclusionsthreatening situations, the neuroendocrine response of the

Brief daily handling strongly influences the development ofhandled animals was already lower under conditions of veryrat pups resulting in an attenuated adult anxiety and neuro-mild stress and little anxiety, such as a novel cage. Theendocrine reactivity. Other kinds of stimuli or manipulationsneuroendocrine measures thus more sensitively reflected theduring the early life of neonates of course may have otherdifferences between the handled and control animals.effects. In fact, there is some evidence suggesting that moreMoreover, the present study shows that in addition to theserious intrusions may have opposite effects compared towell-established effect of postnatal handling on adult HPAhandling and ultimately may result in an increased stressaxis reactivity, handled animals also have a lower adrenalineresponse in the adult offspring (5). This seems to be case, forand prolactin reactivity. Neonatal handling thus appears toexample, when pups are subjected to maternal deprivation,have a broad effect on a wide variety of neuroendocrine

systems. i.e. taking them away from the nest for prolonged periods of

© 1999 Blackwell Science Ltd, Journal of Neuroendocrinology, 11, 925–933

932 Postnatal handling and adult stress reactivity

9 Levine S, Haltmeyer GC, Karas GG, Denenberg VH. Physiological and5 or 6 h every day (36, 37). An increased HPA axis reactivitybehavioural effects of infantile stimulation. Physiol Behav 1967; 2: 55–59.was also found in adult rats that had been made ill as pups

10 Plotsky PM, Meaney MJ. Early, postnatal experience alters hypothalamicby endotoxin administration (38). corticotropin-releasing factor (CRF) mRNA, median eminence CRF

Clearly, neonatal development is a dynamic process. content and stress-induced release in adult rats. Mol Brain Res 1993;18: 195–200.Environmental influences at this early stage of life can have

11 Meaney MJ, Aitken DH. The effects of early postnatal handling on thea large impact and, for better or worse, result in changes thatdevelopment of hippocampal glucocorticoid receptors: temporal para-appear to last a lifetime. Effects of infantile stimulation even meters. Dev Brain Res 1985; 22: 301–304.

have a potential impact on the adult vulnerability to stress- 12 Nunez JF, Ferre P, Escorihuela RM, Tobena Fernandez-Teruel A. Effectof postnatal handling of rats on emotional, HPA-axis and prolactinrelated disorders. The stress response is a functional adapta-reactivity to novelty and conflict. Physiol Behav 1996; 60: 1355–1359.tion that enables animals and humans to cope with acute

13 Vallee M, Mayo W, Dellu F, Le Moal M, Simon H, Maccari S. Prenatalthreats, however, frequent or chronic activation of the stressstress induces high anxiety and postnatal handling induces low anxiety

systems also has its costs. Many of the hormones involved in in adult offspring: correlation with stress-induced corticosterone secre-acute stress-responses can promote the development of vari- tion. J Neuroscience 1997; 17: 2626–2636.

14 Steimer T, Escorihuela RM, Fernandez-Teruel A, Driscoll P. Long-termous maladaptations ranging from autoimmune diseases tobehavioural and neuroendocrine changes in Roman high-(RHA/Verh)mental disorders (39). In the case of neonatally handledand low-(RLA/Verh) avoidance rats following neonatal handling. Intanimals, there is some evidence that the attenuated corticos-J Devl Neuroscience 1998; 16: 165–174.

terone response may protect them from age-related hippo- 15 Fokkema DS, Smit K, Van der Gugten J, Koolhaas JM. A coher-campal cell-loss and cognitive impairment (40). Yet, since ent pattern among social behavior, blood pressure, corticosterone and

catecholamine measures in individual male rats. Physiol Behav 1988;postnatal handling affects various other neuroendocrine sys-42: 485–489.tems in addition to the HPA axis, it is difficult to generalize

16 Sgoifo A, De Boer SF, Haller J, Koolhaas JM. Individual differences inabout the possible consequences for health and disease. The plasma catecholamine and corticosterone responses of wild-type rats:alterations induced by infantile stimulation may decrease the relationship with aggression. Physiol Behav 1996; 60: 1403–1407.

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