May 2018

Michael EY Camille Thommes

Anouk Agnes

Michael EY Only Chairpersons

Full

Full

Christoph

Full

Ulrich ULB Consult S.à r.l. Full

Michèle Arendt & Medernach S.A. Full

Maria Union Investment Luxembourg S.A.

Germain Banque de Luxembourg S.A.

Chris PricewaterhouseCoopers, Société Coopérative Full

Rafal Franklin Templeton International Services S.à r.l.

Graham

Ching Yng ALFI Asia Representative Office Open

Germain Banque de Luxembourg S.A. Open

Emmanuelle Arendt & Medernach S.A. Open

Ching Yng ALFI Asia Representative Office

Claude Arendt & Medernach S.A. Susanne Weismüller

Claude Arendt & Medernach S.A. Only on invitation

Claude Arendt & Medernach S.A. Open

Régis PricewaterhouseCoopers, Société Coopérative

Michael EY

Lize Deloitte Luxembourg

Harald Deloitte Luxembourg

Alessia Edmond de Rothschild Asset Management (Luxembourg)

Valérie Deloitte Luxembourg

Johan Dechert (Luxembourg) LLP

Pascal Palmarium Fund Managers S.à.r.l.

C3.7 - REIF Professional Development (WG) David Louis Charles Russell Speechlys Luxembourg Open

C3.6 - REIF Industry Associations (WG) Sven Rein Pancura OpenHernalsteen

C3.5 - REIF Events (WG) Lauren Williams PricewaterhouseCoopers, Société Coopérative FullTerblanche

C3.4 - REIF Survey (WG) Catherine Gauthier Brown Brothers Harriman (Luxembourg) S.C.A. OpenTollet

C3.3 - REIF Publications and Media (WG) Robert White EY Only ChairpersonsLorenti

C3.2 - REIF Best Practices - Fund Operations (WG) Abdel Hmitti State Street Services (Luxembourg) S.A. FullThul

C3.1 - REIF Financial Framework (WG) Alison Macleod KPMG Luxembourg, Société coopérative FullGriffiths

C3 - Real Estate Investment Funds (REIF) (SC) Keith Burman MPL Services (Luxembourg) S.A. OpenHornsby

C2 - Hedge Funds (SC) Jerôme Wigny Elvinger Hoss Prussen S.A. OpenMalcourant

C - ALTERNATIVE INVESTMENTS COMMITTEE (TC)

C - ALTERNATIVE INVESTMENTS COMMITTEE (TC) Niedner

C1 - Alternative Investments Steering Committee (SC) Niedner

C1.1 - AIFMD review and developments (WG) Niedner

BB11 - Singapore (SC) Valérie Mantot Sanne Group OpenChoi

Goodhew

B9 - Hong Kong (SC) Choi

BB10 - Middle East (SC) Birgen

BB10.1 - Dubai (WG) Entringer

PricewaterhouseCoopers, Société Coopérative FullKwasny

B8 - Leading Edge Conference (SC) Christophe Lentschat Arendt Services S.A. Full

Birgen

B6.3 - ALFI Roadshow to London (WG) Edge

B7 - ALFI Advisory Committee - TA & Distribution Operations Forum (SC) Hugo Larguinho Brás

FullLöwenbrück

B6.2 - ALFI Roadshow to Switzerland (WG) Gilbert Schintgen UBS Fund Management (Luxembourg) S.A. Full

B6 - Roadshows (SC) Eisenhuth

B6.1 - ALFI Roadshow to Frankfurt (WG) Catherine Rückel PricewaterhouseCoopers, Société Coopérative

FullAdamy Allianz Global Investors GmbH, Zweigniederlassung Luxembourg

B4 - ALFI Conferences Advisory Committee - PE & RE (SC)

B5 - ALFI Golf Event (SC) Binninger

B1 - ALFI Conferences Advisory Committee - EAM (SC)

B2 - ALFI Conferences Advisory Committee - Global Distribution (SC)

B3 - Risk Management Conference (SC) Luc Neuberg BCEE Asset Management

B - PROMOTION & CONFERENCES COMMITTEE (TC)

B - PROMOTION & CONFERENCES COMMITTEE (TC) Ferguson

B. - Promotion Steering Committe (SC) Ferguson

STRUCTURE OF ALFI TECHNICAL COMMITTEES

ALFI

COORDINATOR

MEMBERSHIP

STATUSCOMMITTEE CHAIRPERSONTechnical Committees

Conor Citco Bank Nederland N.V. Luxembourg Branch

Alan Alter Domus Luxembourg S.à r.l.

Alain EY

Frédérique Elvinger Hoss Prussen S.A. Open

Arne GSK Luxembourg S.A.

Jean-Christian Allen & Overy

Frauke Carola KPMG Luxembourg, Société coopérative

Antoine KPMG Luxembourg, Société coopérative

Muhammad Tahir KPMG Luxembourg, Société coopérative

Leon BlackRock Fund Management Company S.A.

Leon BlackRock Fund Management Company S.A.

Pierre KPMG Luxembourg, Société coopérative

David Pierre Oberlé

Noel European Fund Administration S.A. Full

Camille Association of the Luxembourg Fund Industry

Marc-André Association of the Luxembourg Fund Industry

Michael John Full

David Full

Emmanuel ME Business Solutions S.à r.l. Jean-Jacques Picard Full

Gast Elvinger Hoss Prussen S.A.

Hermann Linklaters Open

Hermann Linklaters Open

Frédérique Elvinger Hoss Prussen S.A.

Philippe Deloitte Luxembourg Open

Alastair Schroder Investment Management (Luxembourg)

Michael John Open

Daniela Crestbridge

Olivia Elvinger Hoss Prussen S.A.

Stefan Deutsche Asset Management S.A.

Olivia MJ Hudson Management S.A. OpenF1.4.4 - MiFID independent advice and inducements (SWG) Tournier-Demal

F1.4.3 MiFID / PRIIPs risks (SWG) Claudy Huart UBP Asset Management (Europe) S.A. OpenJunglen

F1.4.2 - MiFID / PRIIPs performance scenarios (SWG) Gregory Surply Franklin Templeton Investments OpenMoessner

Woodward

F1.4.1 - MiFID / PRIIPs costs and charges (SWG) Flynn T. Rowe Price (Luxembourg) Management S.à r.l.

Klasen-Martin

OpenLifrange

F1.3 - Exchange Traded Funds (ETF) (WG) Lenges

F1.4 - MiFID / PRIIPs steering committee (WG) Heimo Plössnig Assenagon Asset Management S.A. Full

F1.1 - UCITS Developments (WG) Beythan

F1.2 - European Marketing Rules (WG) Hermann Beythan Linklaters

Linklaters Evelyne Christiaens OpenJuncker

F1 - International Affairs and Developments ( SC) Beythan

E - PROFESSIONAL TRAINING COMMITTEE (TC)

E - PROFESSIONAL TRAINING COMMITTEE (TC) Bégat

F- LEGAL AND REGULATORY COMMITTEE (TC)

F- LEGAL AND REGULATORY COMMITTEE (TC) Hermann Beythan

Bechet

D4 - UCITS IV - Simplified Notification Procedure (SC) Flynn T. Rowe Price (Luxembourg) Management S.à r.l.

D5 - Distribution Steering Committee (SC) Claus The Bank of New York Mellon S.A./NV, Luxembourg Branch

D2 - LFF/ALFI RQFII (SC) Nicolas Mackel Luxembourg for Finance OpenThommes

Kreemer

D - FUND DISTRIBUTION COMMITTEE (TC)

D - FUND DISTRIBUTION COMMITTEE (TC) Claus The Bank of New York Mellon S.A./NV, Luxembourg Branch

D1 - Dematerialised Mutual Fund Sales Agreement (SC) Fessey

Schwab-Mulvany

C7 - Debt funds (SC) Isabelle Dauvergne PricewaterhouseCoopers, Société Coopérative Open

Schwab-Mulvany

C6.1 AIFMD Reporting - Annual Reports (WG) Nathalie Dogniez PricewaterhouseCoopers, Société Coopérative Open

Khan

C6 - AIFMD Reporting (SC) Nathalie Dogniez PricewaterhouseCoopers, Société Coopérative Open

Badot

C5.3 - Infrastructure Funds - Promotion of Luxembourg (WG) Pierre Mallet PricewaterhouseCoopers, Société Coopérative Open

Oddone

C5.2 - Infrastructure Funds - Tax, Legal and Regulatory (WG) Thierry Braem PricewaterhouseCoopers, Société Coopérative Open

Six

C5.1 - Infrastructure Funds Best Practices (WG) John Ravoisin PricewaterhouseCoopers, Société Coopérative Open

OpenBolch

C5 - Infrastructure Funds (SC) Amaury Evrard PricewaterhouseCoopers, Société Coopérative Full

C4.1 - PE & VC Legal Aspects (WG) Lifrange

C4.2 - PE & VC Publications (WG) Joachim Kuske VP Fund Solutions (Luxembourg) S.A.

C4 - Private Equity & Venture Capital Funds (SC) Gilles Dusemon Arendt & Medernach S.A. OpenKinsch

C3.8 - REIF Strategy (WG) Pierre Kreemer KPMG Luxembourg, Société coopérative FullDundon

Cleere

Florence Arendt & Medernach S.A. Open

Josiane Linklaters Open

Bernard More Carrot (Europe) S.à r.l.

Florence Arendt & Medernach S.A. Open

Geoff BlackRock Fund Management Company S.A.

Frank Allen & Overy

Gast Elvinger Hoss Prussen S.A. Open

Gast Elvinger Hoss Prussen S.A. Open

Isabelle Arendt & Medernach S.A. Open

Michèle Arendt & Medernach S.A.

Nathalie PricewaterhouseCoopers, Société Coopérative

Jacques Elvinger Hoss Prussen S.A. Open

Marco RBC Investor Services Bank S.A. Full

Frédérique Elvinger Hoss Prussen S.A. Open

Nathalie PricewaterhouseCoopers, Société Coopérative Open

Nathalie PricewaterhouseCoopers, Société Coopérative Full

Nathalie PricewaterhouseCoopers, Société Coopérative

Dan Fidelity International Open

Gerd Pecoma Actuarial and Risk S.A.

Yann ME Business Solutions S.à r.l.

Gerd Pecoma Actuarial and Risk S.A.

Gerd Pecoma Actuarial and Risk S.A. Open

Frédéric PricewaterhouseCoopers, Société Coopérative

Maria Teresa Crestbridge

Gast Elvinger Hoss Prussen S.A. Open

Anna GAM (Luxembourg) S.A.

Fréderic François Baratte Open

Geoff BlackRock Fund Management Company S.A.

Fréderic Only Chairpersons

Daniela Crestbridge Full

Nadia EY Full

Daniela Crestbridge Open

Fanny PricewaterhouseCoopers, Société Coopérative Open

Philippe JPMorgan Asset Management (Europe) S.à r.l.

Craig Open

Martin KPMG Luxembourg, Société coopérative

Sven KPMG Luxembourg, Société coopérative

Philippe Deloitte Luxembourg Open

Muehlenbrock

G7 - Fund Accounting and Reporting Requirements (SC) Lenges

OpenReinhard

G6 - EMIR/OTC Derivatives (SC) Henning Schwabe Arendt & Medernach S.A. Open

G4.1 - Swing Pricing Survey (WG) Blair Franklin Templeton International Services S.à r.l.

G5 - Solvency II (SC) Xavier Zaegel Deloitte Luxembourg

G4 - Swing Pricing (SC) Geoff Radcliffe BlackRock Fund Management Company S.A. FullRingard

G2.1 - Disclosure of Transaction Costs (WG) Faber

G2.2 - Total Expense Ratio (TER) Survey (WG) Klasen-Martin

G3 - Global Investment Performance Standards (GIPS) (SC) Sergent

Radcliffe

G1 - Market Infrastructure Steering Committee (SC) Pérard BNP Paribas Securities Services, succursale de Luxembourg

G2 - Total Expense Ratio (TER) (SC) Klasen-Martin

DLA Piper Luxembourg OpenRoehrs

G - MARKET INFRASTRUCTURE COMMITTEE (TC)

G - MARKET INFRASTRUCTURE COMMITTEE (TC) Pérard BNP Paribas Securities Services, succursale de Luxembourg

Fulci-de Rosée

F4.2 - GDPR AML/KYC and tax aspects (WG) Juncker

F4.3 - GDPR General aspects (WG) Olivier Reisch

DLA Piper Luxembourg OpenVonner

F4.1 - GDPR Business impact analysis (WG) Frédéric Vonner PricewaterhouseCoopers, Société Coopérative Open

Gebhard

F3.2.1 - Pan-European personal pension product (PEPP) Tax (SWG) Gebhard

F4 - General Data Protection Regulation (SC) Olivier Reisch

Power

F3.2 - Pan-European personal pension product (PEPP) (WG) Silke Bernard Linklaters Open

Gebhard

F3.1 - European Long Term Investment Funds (WG) Silke Bernard Linklaters Open

BlackRock (Luxembourg) S.A. OpenDogniez

F2.9 - Remuneration Policies in the Financial Sector (WG) Hedley

F3 - Pensions & Long Term Savings (SC) Silke Bernard Linklaters Open

F2.7 - Money Market Funds (WG) Dogniez

F2.7.1 - MMF Implementation and Operational Considerations (WG) Dogniez

F2.8 - Asset Management and Systemic Risk (WG) Geoff Radcliffe

Dogniez

F2.3 - Securities Lending (SWG) Elvinger

F2.4 - Anti-Money Laundering (AML) (WG) Zwick

F2.6 - Changes to Luxembourg Company Law (WG) Lifrange

F2.2 - UCITS Eligible Assets (WG) Emmanuel Frédéric Henrion Linklaters OpenEisenhuth

Mausen

F2 - National Affairs & Implementation (SC) Juncker

F2.1 - UCITS Implementation (WG) Juncker

F2.10 - UCITS Sanctions Regime (WG) Lebbe

OpenRadcliffe

F1.6 - Securitisation (WG) Matthieu Taillandier Arendt & Medernach S.A. Open

F1.4.8 - MiFID Research fees (SWG) Stainier

F1.5 - Capital Markets Union (WG) Florence Stainier Arendt & Medernach S.A.

F1.4.7 - PRIIPs general aspects (SWG) Mario Mantrisi LuxFLAG OpenLambeau

F1.4.5 - MiFID product governance (SWG) Stainier

F1.4.6 - MiFID suitability and appropriateness (SWG) Schroeder

Justin Deloitte Luxembourg Open

Open

Olivier Régine Rugani Only Chairpersons

Only on invitation

Paolo Only on invitation

Corinne Innpact S.à r.l.

Christian Luxembourg Investment Solutions S.A. Open

Charles KPMG / Etude Charles Muller Open

Anouk Association of the Luxembourg Fund Industry Open

Laurent EY Open

Georges KPMG Luxembourg, Société coopérative Marc-André Bechet Open

Georges KPMG Luxembourg, Société coopérative Only Chairpersons

Jacques Elvinger Hoss Prussen S.A.

Uwe DZ PRIVATBANK S.A.

Georges KPMG Luxembourg, Société coopérative Open

Keith ATOZ Tax Advisers Luxembourg Open

Michel Deloitte Luxembourg Open

Gérard KPMG Luxembourg, Société coopérative Full

Gérard KPMG Luxembourg, Société coopérative Full

Thierry Only Chairpersons

Thierry BNP Paribas Securities Services, succursale de Luxembourg

Patrice Ernst & Young S.A. Full

Raymond Deloitte Luxembourg Full

Thorsten Full

Georges KPMG Luxembourg, Société coopérative Open

Georges KPMG Luxembourg, Société coopérative Full

Judith Full

Holger bepartners Bödecker Ernst & Partner

Birgitt RBC Investor Services Bank S.A. Open

Johannes Structured Invest S.A. Open

Yvonne Full

Christoph David Zackenfels Open

Thomas Trinova S.A.

Olivier PricewaterhouseCoopers, Société Coopérative

Christoph Only Chairpersons

Olivier PricewaterhouseCoopers, Société Coopérative

Michael Lombard Odier Funds (Europe) S.A.

Mike Franklin Templeton International Services S.à r.l.Sommer

K5 - Operational Risks (SC) Graham Goodhew Open

OpenDerwael

K4 - Counterparty & Credit Risks (SC) Luc Neuberg BCEE Asset Management Open

Christoph Adamy Allianz Global Investors GmbH, Zweigniederlassung Luxembourg

K3 - Market & Liquidity Risks (SC) Sven Muehlenbrock KPMG Luxembourg, Société coopérative

K2 - Risk Management Promotion & Communication Support (SC) Thomas Nummer Trinova S.A. FullCarré

K - RISK MANAGEMENT COMMITTEE (TC) Adamy Allianz Global Investors GmbH, Zweigniederlassung Luxembourg

Nummer

Carré

K1 - Risk Management Steering Committee (SC) Adamy Allianz Global Investors GmbH, Zweigniederlassung Luxembourg

JJ13 - Austrian Tax (SC) Höring

JJ14 - Swiss Tax (WG) Billerbeck Northern Trust Global Services Ltd, Luxembourg Branch

K - RISK MANAGEMENT COMMITTEE (TC)

JJ11 - German Tax (SC) Mertesdorf-Perathoner Franklin Templeton International Services S.à r.l.

Hartmann

JJ12 - UK Tax (SC) Schitthoff-Hönninger

J8 - Financial Transaction Tax (FTT) (SC) Vollmer Deutsche Asset & Wealth Management Investment GmbH

J9 - BEPS (SC) Bock

JJ10 - Strategic Tax Issues (SC) Bock

Detz

J6.4 - CRS/ FATCA Reporting (WG) Fritsch

J7 - AIFMD tax aspects (SC) Krawczykowski

BNP Paribas Securities Services, succursale de Luxembourg

J6.3 - CRS/ FATCA Entities scoping, KYC, data protection (WG) Maria Teresa Fulci-de Rosée Crestbridge Full

J6 - CRS/ Foreign Account Tax Compliance Act (FATCA) (SC) Laures

J6.1 - CRS (FATCA) Lobbying and Interpretations (WG) Laures

J6.2 - CRS / FATCA Operational Steering Committee (WG) Detz

Gillen

J3 - European Savings Directive (EuSD) (SC) Bock

J4 - Double Tax Treaties (SC) O'Donnell

J5 - Value Added Tax (VAT) (SC) Lambion

OpenElvinger

J2.1 - Electronic filing of subscription tax returns (WG) Kerstin Boernecke PricewaterhouseCoopers, Société Coopérative Open

J1 - Tax Steering Committee (SC) Bock

J2 - Subscription Tax (SC) Oliver Weber PricewaterhouseCoopers, Société Coopérative

H3 - Impact Investing Conference (SC) Agnes

H4 - RI Fund Labels (SC) Capolaghi

J - TAX COMMITTEE (TC)

J - TAX COMMITTEE (TC) Bock

OpenMolitor

H1 - RI Legal and Policy (SC) Hertz

H2 - RI Market Intelligence and Outreach (SC) Muller

H - RESPONSIBLE INVESTING COMMITTEE (TC)

H - RESPONSIBLE INVESTING COMMITTEE (TC) Christian Hertz Luxembourg Investment Solutions S.A. Anouk Agnes

GG10 - Statistics & Research (SC) Renault Société Générale Securities Services Luxembourg

GG10.1 - Data Collection and Nominalization (WG)

GG10.2 - Economic Research (WG) Vinciarelli Banque et Caisse d'Epargne de l'Etat, Luxembourg

G8 - International Financial Reporting Standards (IFRS) (SC) Griffiths

G9 - Target 2 Securities (T2S) / Central Securities Depositaries (CSD) (SC)

Sacha Nomura - Global Funds Management S.A.

Daniela Crestbridge

Henry KellyConsult S.à r.l. David Zackenfels Open

Craig Franklin Templeton International Services S.à r.l.

Elina Aberdeen Global Services S.A.

Gregory Maitland Luxembourg S.A.

Henry KellyConsult S.à r.l. Full

Simon Deloitte Luxembourg Anna Prihodova

Rafal Full

Hugo PricewaterhouseCoopers, Société Coopérative

Rafal Full

Hugo PricewaterhouseCoopers, Société Coopérative

Hugo PricewaterhouseCoopers, Société Coopérative Full

Raymond KNEIP Communication S.A. Full

Junaed Junaed Kabir and Associates Open

Barbra Euroclear SA/NV

Jean-Philippe Open

Keith FinTech Investor / NED Open

Laurent Open

Hugo PricewaterhouseCoopers, Société Coopérative Open

Caroline Northern Trust Ching Yng Choi Open

Rafal Open

Hugo PricewaterhouseCoopers, Société Coopérative

Christian J.P. Morgan Bank Luxembourg S.A. François Baratte Full

Christian J.P. Morgan Bank Luxembourg S.A. Only Chairpersons

Yvan Open

Christian J.P. Morgan Bank Luxembourg S.A.

Christoph EY Open

Michael Brown Brothers Harriman (Luxembourg) S.C.A.

Michael Brown Brothers Harriman (Luxembourg) S.C.A.

Christian J.P. Morgan Bank Luxembourg S.A. Open

Yvan Full

Hermann Linklaters Open

Serge

Serge Edmond de Rothschild Asset Management (Luxembourg)

Said KPMG Luxembourg, Société coopérative

Marc Arendt & Medernach S.A.Mouton

FORUM 6.4 - Blockchain & Crypto-Currencies Pierre Bauwens Deloitte Luxembourg Full

FullFihri

FORUM 6.3 - Data Management & Security Keith Hale FinTech Investor / NED Full

Weyland

FORUM 6.2 - Digital Investing Laurent Denayer ume Luxembourg S.A.

François Drazdik FullWeyland Edmond de Rothschild Asset Management (Luxembourg)

FORUM 6.1 - Digital/FinTECH Steering Committee Steven Libby Pwc Luxembourg Full

FORUM 5.4 - New Regulations Forum Beythan

FORUM 6 - DIGITAL/FINTECH Steven Libby Pwc Luxembourg

Mekhaeel

FORUM 5.2.4 - Oversight Duties Ridole

FORUM 5.2.5 - Training & Education de Laurentis BNP Paribas Securities Services, succursale de Luxembourg

FullMekhaeel

FORUM 5.2.2.1 - Not-In-Bank Assets Guidelines Laurent Fessmann Baker & McKenzie Luxembourg Open

BNP Paribas Securities Services, succursale de Luxembourg

Ridole

FORUM 5.2.1 - In-Banks Assets Haas

FORUM 5.2.2 - Not-In-Bank Assets Laurent Fessmann Baker & McKenzie Luxembourg

FORUM 5 - ABBL/ALFI DEPOSITARY BANK FORUM Ridole

FORUM 5.1 - Depositary Bank Forum Steering Committee Ridole

FORUM 5.2 - Depositary Guidelines & Best Practices de Laurentis

FORUM 4.7 - ALFI TA Steering Committee Asia Higgins

FORUM 4.8 - Communication and Promotion Kwasny Franklin Templeton International Services S.à r.l.

Larguinho Brás

FORUM 4.6 - FinTech for TADO Hale

FORUM 4.6.1 - TA Blockchain Marochini Société Générale Securities Services Luxembourg

FORUM 4.6.2 - Robotics / Cognitive Technology Larguinho Brás

Clearstream Banking S.A. OpenCrabbé

FORUM 4.5 - AML/KYC TADO Houard The Bank of New York Mellon S.A./NV, Luxembourg Branch

FORUM 4.2 - MiFID II & PRIIPs TADO Groen

FORUM 4.3 - GDPR TADO Kabir

FORUM 4.4 - CSDR TADO Véronique Joly

FORUM 4. - TA Forum Steering Committee (TASC) Kwasny Franklin Templeton International Services S.à r.l.

Larguinho Brás

FORUM 4.1 - TA Transformation Larguinho Brás

OpenRamos

FORUM 4 - TA & DISTRIBUTION FORUM Kwasny Franklin Templeton International Services S.à r.l.

Larguinho Brás

FullVincent

Robinson-Kok

FORUM 2.2 - ALFI Code of conducts Kelly

FORUM 3 - INVESTOR FORUM Christina Coustry FundRock Management Company S.A. Mihaela Mercier

Blair

FORUM 2.1.1 - Due Diligence Reviews of Service Providers Revel Wood FundRock Management Company S.A.

Klasen-Martin

Forums

FORUM 2 - GOVERNANCE FORUM Kelly

FORUM 2.1 - Conducting Officer and ManCo Gregory Robinson-Kok Maitland Luxembourg S.A. Open

Reverdiau

K6 - Real Asset Risks (SC) Kai Braun EY Open

Laurent Société Générale Securities Services Luxembourg

Hakan European Investment BankFull

Lucius

Marochini

FORUM 6.5 - Equity Crowd Funding and P2P Lending David Louis Charles Russell Speechlys Luxembourg