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Page 1: SPRINT DIVISION - Breeders' CupPre-entries for the Breeders' Cup Filly & Mare Sprint (G1) Horse Owner Trainer Book Review Gary L. & Mary E. West Bob Baffert Ch.f.4 Giant's Causeway

SPRINT DIVISION

Page 2: SPRINT DIVISION - Breeders' CupPre-entries for the Breeders' Cup Filly & Mare Sprint (G1) Horse Owner Trainer Book Review Gary L. & Mary E. West Bob Baffert Ch.f.4 Giant's Causeway

Breeders’ Cup FILLY & MAre sprINT (Gr. I)7th RunningSanta Anita Park$1,000,000 GuaranteedFOr FILLIes & MAres, THree-YeAr-OLds & upWArdseVeN FurLONGs

Northern Hemisphere Three-Year-Olds, 122 lbs.; Older, 124 lbs.; Southern Hemisphere Three-Year-Olds, 120 lbs.; Older, 124 lbs. Guaranteed $1 million purse including travel awards, of which 55% of all monies to the owner of the winner, 18% to second, 10% to third, 6% to fourth and 3% to fifth; plus travel awards to starters not based in California.

The maximum number of starters for the Breeders’ Cup Filly & Mare Sprint will be limited to fourteen (14). If more than fourteen (14) horses pre-enter, selection will be determined by a combination of Breeders’ Cup Challenge Winners, Graded Stakes Dirt points and the Breeders’ Cup Racing Secretar-ies and Directors panel. Please refer to the 2013 Breeders’ Cup World Championships Horsemen’s Information Guide (available upon request) for more information.

Nominated Horses Breeders’ Cup racing OfficePre-Entry Fee: 1% of purse Santa Anita ParkEntry Fee: 1% of purse 285 W. Huntington Dr. Arcadia, CA 91007 Phone: (859) 514-9422To Be Run Saturday, November 2, 2013 Fax: (859) 514-9432Pre-Entries Close Monday, October 21, 2013 E-mail: [email protected]

breeders’ cup Filly & Mare sprint

Page 3: SPRINT DIVISION - Breeders' CupPre-entries for the Breeders' Cup Filly & Mare Sprint (G1) Horse Owner Trainer Book Review Gary L. & Mary E. West Bob Baffert Ch.f.4 Giant's Causeway

Pre-entries for the Breeders' Cup Filly & Mare Sprint (G1)Horse Owner TrainerBook Review Gary L. & Mary E. West Bob Baffert

Ch.f.4 Giant's Causeway - Clever Babe by Distorted Humor - Bred in Kentucky by Gary & Mary West Stables, Inc.Dance Card Godolphin Racing, LLC Kiaran P. McLaughlin

Gr/ro.f.4 Tapit - Tempting Note by Editor's Note - Bred in Kentucky by Bruce McMillinDance to Bristol Susan H. Wantz Ollie L. Figgins, III

Ch.f.4 Speightstown - Dance to Dawn by Louis Quatorze - Bred in Kentucky by Mr. & Mrs. David GarnerGreat Hot (BRZ) Coudelaria Jessica, Inc. A. C. Avila

Dk B/ Br.m.5 Orientate - That's Hot by Seeking the Gold - Bred in Brazil by Coudelaria JessicaGroupie Doll Fred F. Bradley, William B. Bradley, Carl Hurst & Brent Burns William B. Bradley

Ch.m.5 Bowman's Band - Deputy Doll by Silver Deputy - Bred in Kentucky by Fred Bradley & William BradleyIsmene Stephen Ferraro William Spawr

Dk B/ Br.f.4 Tribal Rule - Never to Excess by In Excess (IRE) - Bred in California by Stephen FerraroJudy the Beauty Wesley A. Ward Owner

Ch.f.4 Ghostzapper - Holy Blitz by Holy Bull - Bred in Ontario by Adena SpringsRenee's Titan Zillah Reddam Doug O'Neill

B.f.3 Bernstein - Titan Queen by Tiznow - Bred in Kentucky by Mr. & Mrs. John LiviakisStarship Truffles Castleton Lyons, Inc. Martin D. Wolfson

B.f.4 Ghostzapper - Bobbie Use by Not For Love - Bred in Kentucky by Sanford Goldfarb & Irwin GoldfarbStreet Girl Rontos Racing Stable Corp. Manuel J. Azpurua

B.f.3 Street Hero - Kristy Beethoven by Kris S. - Bred in Kentucky by James C. SpenceSummer Applause Gillian R. Campbell, Greenwood Lodge Farm, Inc., Dan Clark & Greg Skoda Chad C. Brown

B.f.4 Harlan's Holiday - Summer Exhibition by Royal Academy - Bred in Kentucky by Greenwood Lodge Farm, Inc.Sweet Lulu Steve Beneto Jerry Hollendorfer

Ch.f.3 Mr. Greeley - Successful Outlook by Orientate - Bred in Kentucky by Gainesway Thoroughbreds Ltd.

Page 4: SPRINT DIVISION - Breeders' CupPre-entries for the Breeders' Cup Filly & Mare Sprint (G1) Horse Owner Trainer Book Review Gary L. & Mary E. West Bob Baffert Ch.f.4 Giant's Causeway

Teddy's Promise Ted & Judy Nichols Ronald W. EllisDk B/ Br.m.5 Salt Lake - Braids and Beads by Capote - Bred in California by Ted Nichols & Judy Nichols

Page 5: SPRINT DIVISION - Breeders' CupPre-entries for the Breeders' Cup Filly & Mare Sprint (G1) Horse Owner Trainer Book Review Gary L. & Mary E. West Bob Baffert Ch.f.4 Giant's Causeway

HIsTOrY OF THe Breeders’ Cup FILLY & MAre sprINT Odds Winner’s No. ofdate Track Winner Jockey to $1 Margin post position starters

Oct. 26, 2007 Monmouth Park Maryfield Elvis Trujillo 8.00 1/2 length 4 10Oct. 24, 2008 Santa Anita Park Ventura Garrett Gomez 2.80 4 lengths 11 14Nov. 6, 2009 Santa Anita Park Informed decision Julien Leparoux 3.40 1 1/4 lengths 7 9Nov. 5, 2010 Churchill Downs dubai Majesty Jamie Theriot 8.60 2 1/4 lengths 12 12Nov. 4, 2011 Churchill Downs Musical romance Juan Leyva 20.20 1 1/4 lemgths 5 11 Nov. 3, 2012 Santa Anita Groupie doll Rajiv Maragh 0.70 4 1/2 lengths 9 10

FrACTIONs (6 Furlongs) Year 1/4 1/2 3/4 (track record)

2007 (sloppy-sealed) :21 4/5 :44 1:09 2/5 (1:07 2/5)

FrACTIONs (7 Furlongs)Year 1/4 1/2 3/4 7 furlongs (track record)

2008 (track fast) :22 1/5 :44.02 1:07 4/5 (1:06 3/5)2009 (track fast) :22 1/5 :44 1:07 4/52010 (track fast) :22.56 :45.44 1:09.61 1:22.31 (1:20.50) 2012 (track fast) :22.23 :44.19 1:08.45 1:20.72 (1:19.70)

status of WinnersYear Winner status

2007 Maryfield Broodmare, Hill ‘n’ Dale Farm, Ky.2008 Ventura Broodmare, Juddmonte Farms, Ky.2009 Informed Decision Broodmare, Augustin Stables2010 Dubai Majesty Broodmare, Northern Farm2011 Musical Romance Still in Training 2012 Groupie Doll Still in Training

performance of Favorites Year Horse Finish Odds to $1

2007 La Traviata 6th 2.102008 Indian Blessing 2nd 1.802009 Ventura 2nd .802010 Champagne d’Oro 4th 4.402011 Turbulent Descent 5th 1.40 2012 Groupie Doll Won 0.70

Page 6: SPRINT DIVISION - Breeders' CupPre-entries for the Breeders' Cup Filly & Mare Sprint (G1) Horse Owner Trainer Book Review Gary L. & Mary E. West Bob Baffert Ch.f.4 Giant's Causeway

Breeders' Cup Filly & Mare SprintBOOK REVIEW e

Ch.f.4 Giant's Causeway - Clever Babe by Distorted HumorBred in Kentucky by GARY & MARY WEST STABLES, INC. (May 14, 2009)

124 Owner: GARY L. & MARY E. WEST

Trainer:BOB BAFFERT

2013: 4 1 3 0 $290,0002012: 9 5 1 1 $584,955Life: 14 6 5 1 $884,955Turf: 0 0 0 0 $0Course: 3 1 2 0 $250,000Off Dirt: 1 1 0 0 $180,000

23Aug13 Sar9 ft 7f¸¼ :23^¹ :45¾¿ 1:23¶¶ 3gk Stk - BalrinaG1 - 500k 44-95 5 8 7½ 7¼¡ 5¶£ 2«¬ Bejarano R 119 L *1.50 DancetoBristol119«¬ BookReview119¶¡ Villanesca115¨© angled 5w from 5/16pl 1013Jul13 Bhp8 fto 7f»» :22»¸ :45¹» 1:22½» 3gk Stk - AGleamHG2 - 200k 71-107 5 5 4º 4º¡ 3¶¡ 1¸¡ Bejarano R 118 L 3.10 BookReview118¸¡ Teddy'sPromise 122«¬ Byrama119¶¢ 3wd into str,bid,clear 516Feb13 SA4 ft 1B½^ :48¶¿ 1:12¶¶ 1:43^¾ 4gk Stk - SntMariaG2 - 200k 66-102 2 4¸¡ 4¸ 3¶¡ 2¶ 2¡ Bejarano R 118 L *1.10 GreatHot118¡ BookReview 118¹£ LadyofFifty123¡ came out str,outgamed 520Jan13 SA7 ft 1B½^ :48^¹ 1:12^^ 1:42»¿ 4 k Stk - LaCanadaG2 - 150k 58-102 3 6º 6º¡ 6º¢ 3¹ 2¶£ Bejarano R 118 L 1.40 MoreChocolate118¶£ BookReview118¸¢ WillaBAwesome120¨µ bit tight 7/8,rallied 626Dec12 SA4 wf 7f¸¾ :22º¸ :44¶½ 1:22º¶ 3 k Stk - LaBreaG1 - 300k 73-99 7 6 6»¢ 6¼¢ 3¹¡ 1¨µ Bejarano R 118 L 4.80 BookReview118¨µ Reneesgotzip 118¨µ MyMissAurelia123£ rallied,up 3wd wire 724Nov12 Aqu9 ft 1N¾º :48¼¸ 1:12¼½ 1:50¹¿ 3 k Stk - GazelleG1 - 350k 92-103 6 7½¡ 6º 5¹¡ 6¼¡ 5¼¢ Castellano J 115 L 1.80 DanceCard115º SeaIsland115¨µ MyWandy'sGirl115¶ coaxed 7/16,weakened 724Oct12 Bel3 ft 1B¹¸ :46¼¿ 1:11¹½ 1:42¿¾ 3 kjStk - ImprlGstr - 85k 83-101 2 5¹ 4¸¡ 4¶¡ 1¹ 1º¡ Castellano J 122 L *.25 BookReview122º¡ LadyCohiba117¶¡ FinalEscrow117¶¢ split foes 3/16,clear 622Sep12 CT10 ft 7f¼^ :23¸¼ :46¼½ 1:24¼» 3 k Stk - CTOaks - 400k 45-101 3 8 8½ 8º£ 4£ 1¶£ Castellano J 118 LA *1.40 BookReview 118¶£ HolidaySoiree116¡ BeautifulButBlue120¶ bump early,circle 5wd 1025Aug12 Sar10 ft 7f¸^ :21º¿ :44^¿ 1:22º½ 3 k Stk - TestG1 - 500k 61-96 3 10 10¶» 9¶¹ 9¼¢ 7¼£ Castellano J 116 L 2.45 Contested122¸ GypsyRobin 120¡ BeautifulButBlue116¶ broke out,bumped start 1020Jul12 Sar4 ft 7f¹¸ :22¼¼ :45¼¼ 1:22¾» 3gk Alw 82000nw1/x 85-99 6 6 3¸¡ 3¸ 1«¬ 1¸¡ Castellano J 117 L *.85 BookReview117¸¡ Ullapool117º¢ EZPasser121«¬ 3-4w pursuit,edged clr 8Workout(s): a22 Oct 13 SA 5F ft 1:00.1h 1/9 15 Oct 13 SA 4F ft :47.1h 2/25 a7 Oct 13 SA 6F ft 1:12.4h 1/15 29 Sep 13 SA 4F ft :47h 3/58

e Breeders' Cup Challenge Automatic Qualifier

Page 1 of 13

Page 7: SPRINT DIVISION - Breeders' CupPre-entries for the Breeders' Cup Filly & Mare Sprint (G1) Horse Owner Trainer Book Review Gary L. & Mary E. West Bob Baffert Ch.f.4 Giant's Causeway

GIANT'S CAUSEWAY, ch, 1997

Storm Cat, 1983 8s, SW, $570,610 1,414 f, 180 SW, 2.97 AEI

Storm Bird, 1978 6s, SW, $162,869 681 f, 63 SW, 2.27 AEI

Northern Dancer

South Ocean

Terlingua, 1976 17s, SW, $423,896 11 f, 9 r, 6 w, 2 SW

Secretariat

Crimson Saint

Mariah's Storm, 1991 16s, SW, $724,895 10 f, 9 r, 7 w, 2 SW

Rahy, 1985 13s, SW, $343,386 1,129 f, 95 SW, 2.24 AEI

Blushing Groom

Glorious Song

BOOK REVIEW ch, f May 14, 2009

Immense, 1979 28s, SW, $123,324 6 f, 6 r, 5 w, 3 SW

Roberto

Imsodear

Distorted Humor, 1993 23s, SW, $769,964 1,139 f, 118 SW, 2.21 AEI

Forty Niner, 1985 19s, SW, $2,726,000 920 f, 57 SW, 1.97 AEI

Mr. Prospector

File

CLEVER BABE, ch, 2004

Danzig's Beauty, 1987 8s, SW, $205,806 14 f, 8 r, 6 w, 2 SW

Danzig

Sweetest Chant

Added Time, 1997 13s, wnr, $107,890 8 f, 4 r, 3 w, 2 SW

Gilded Time, 1990 6s, SW, $975,980 1,245 f, 66 SW, 1.35 AEI

Timeless Moment

Gilded Lilly

Added Elegance, 1984 16s, SW, $209,904 11 f, 8 r, 6 w, 2 SW

Stutz Blackhawk

Viva Reina

BOOK REVIEW'S RACE AND (STAKES) RECORDYear Age Sts 1st 2nd 3rd Earned2011 at 2 1 0 1 0 $10,0002012 at 3 9 5(3) 1 1 $584,9552013 at 4 4 1(1) 3(3) 0 $290,000 Lifetime 14 6(4) 5(3) 1 $884,955Sire: GIANT'S CAUSEWAY, ch, 1997. Raced 2 yrs in Eng, Fr, Ire, and NA, 13 sts, 9 wins, $3,078,989.

Horse of the year in Eur, champion 3yo colt in Eng and Ire. Won Esat Digifone Irish Champion S (Ire-I), Juddmonte International S (Eng-I), Coral-Eclipse S (Eng-I), Champagne Lanson Sussex S (Eng-I), St. James's Palace S (Eng-I), Prix de la Salamandre (Fr-I), King of Kings E.B.F. Futurity S (Ire-III), Castlemartin and La Louviere Studs Gladness S (Ire-III); 2nd Sagitta Two Thousand Guineas (Eng-I), Entenmanns Irish Two Thousand Guineas (Ire-I), Breeders' Cup Classic (gr. I), Queen Elizabeth II S (Eng-I).

Lifetime: 10 crops, 1,882 foals, 1,310 rnrs (70%), 806 wnrs (43%), 162 2yo wnrs (9%), 146 sw (8%), 1.86 AEI, 2.73 CI, 829 sale yrlgs, avg $221,909, 4.6 TNA.

In 2013: 19 sw, 134 2yos, 39 2yo rnrs, 7 2yo wnrs, 52 sale yrlgs, avg $199,135.

1st dam: Clever Babe, ch, 2004. Bred by Stoneway Farm (Ky.). Unraced. Dam of 2 named foals, 1 rnr, 1 wnr, 1 sw. ($100,000, 2005 keesep yrlg).2009: BOOK REVIEW, ch f, by Giant's Causeway.

At 3: Won La Brea S (gr. I), Charles Town Oaks, Imperial Gesture S (R). At 4: Won A Gleam H (gr. II); 2nd Ballerina S (gr. I), Santa Maria S (gr. II), La Canada S (gr. II).

2011: Trendy Chic, ch f, by Giant's Causeway. Unraced. 2012: Ch c, by Pulpit.

Inbreeding: 4SX5D Northern Dancer.Nicking: GIANT'S CAUSEWAY w/DISTORTED HUMOR mares: 6 foals, 4 strs, 3 wnrs (50%),

2 2yo wnrs (33%), 2 SW (33%), 2 GSW (33%)Broodmare sire: DISTORTED HUMOR, ch, 1993. Sire of 240 dams of 526 foals, 334 rnrs (64%),

215 wnrs (41%), 72 2yo wnrs (14%), 1.42 AEI, 1.48 CI; 29 sw.2nd dam: Added Time, ch, 1997. Bred by Wimborne Farm (Ky.). Raced 2 yrs, 13 sts, 3 wins, $107,890.

Dam of IRISH SMOKE (f, Smoke Glacken; $217,241. Won Spinaway S, gr. I; 2nd Dearly Precious S), KING PUMA (c, Forest Wildcat; $107,900. Won Fitz Dixon, Jr. Memorial Juvenile S; 2nd Hansel S, Darley Ocala Breeders' Sale Sprint S, R).

Page 8: SPRINT DIVISION - Breeders' CupPre-entries for the Breeders' Cup Filly & Mare Sprint (G1) Horse Owner Trainer Book Review Gary L. & Mary E. West Bob Baffert Ch.f.4 Giant's Causeway

Breeder/Owner

Gary and Mary West ... Born: Both were born in 1946. ... Residence:Calif. ... Web site: www.westhealth.org

Quick facts about Gary and Mary West:

The Wests have started five runners in Breedersʼ Cup races. Dollar Billwas the first Breedersʼ Cup starter for the Gary and Mary WestStables, Inc., finishing unplaced in the 2000 Juvenile and finishingsixth in the 2002 Breedersʼ Cup Classic. In 2009, Aspire finished 12thin the Juvenile. In 2012 they entered two runners in the Breedersʼ CupJuvenile. Power Broker finished fifth, and Title Contender was eighth.

In 2013, their 4-year-old homebred filly Book Review won the A Gleam(G2) at Betfair Hollywood Park, a Breedersʼ Cup Challenge Race,earning a berth in the Breedersʼ Cup Filly and Mare Sprint. In late Dec.2012, she won the La Brea Stakes (G1) on opening day at SantaAnita. The daughter of Giantʼs Causeway finished second in theBallerina (G1) at Saratoga, and second in two Grade 2 tests, the SantaMaria and the La Canada.

The Westsʼ Guilt Trip won the 2013 Strub Stakes (G2) at Santa Anita.The 4-year-old son of Pulpit also finished third in two Grade 2 events,the San Fernando Stakes and the Mervyn Leroy.

The Wests campaigned a number of good 3-year-old colts in 2013:Flashback, Power Broker, Cameo Appearance, Code West, TreasuryBill and Title Contender. Flashback won the Robert B. Lewis Stakes(G2) and was second in both the San Felipe Stakes (G2) then theSanta Anita Derby (G1) before being sidelined. A full brother to Grade

1 winner Zazu, the son of Tapit has been working in preparation for areturn to the races.

Power Broker won the Indiana Derby (G2) on Oct. 5 and was secondin the Haskell Invitational (G1). He won the Easy Goer at Belmont.Earlier this year he was being pointed for the Kentucky Derby until hefinished fifth in the Santa Anita Derby (G1). Code West has raced atfive tracks this year, winning the Matt Winn Stakes (G3) at ChurchillDowns and finishing second in the Risen Star Stakes at the FairGrounds. Title Contender won the Ohio Derby (G3).

Three-year-old Cameo Appearance has placed in three stakes in2013, earning a second in the Oklahoma Derby (G3) and finishing thirdin the Super Derby (G2) at Louisiana Downs and Straight Line Stakes.Treasury Bill finished second in the San Vicente (G2) and third in theCame Home Stakes.

Also in 2013, five year-old homebred Pass the Dice placed in theChurchill Downs Stakes (G2). Five-year-old Corporate Jungle wassecond in the Swoonʼs Son Stakes.

The Wests are developing a powerhouse racing stable. The stable hadits best year to date in 2012 when they won 55 races and more than$3.2 in purses to rank 12th among all owners in North America. Garyand Mary West Stables, Inc., already has topped $3.2 million inearnings for the year and currently (prior to the Breedersʼ Cup) rankssixth among leading owners.

The Wests claimed their first horse in 1980 for $13,500. His name was•

Page 9: SPRINT DIVISION - Breeders' CupPre-entries for the Breeders' Cup Filly & Mare Sprint (G1) Horse Owner Trainer Book Review Gary L. & Mary E. West Bob Baffert Ch.f.4 Giant's Causeway

Joe Blow. They recall he won 23 races for them. They retired him inValley, Neb., when his career ended. He lived to be 31.

The Westsʼ racing manager and bloodstock advisor is O.J. “Ben”Glass, Jr., who trained Rockamundo. Glass also won five stakes forthe Wests with Callide Valley in 1992-93.

They have more than 100 horses, including about 25 broodmares.Their racehorses are with conditioners Bob Baffert, Wayne Catalano,Tom Proctor, Chad Brown, Cody Autrey and W. Bret Calhoun. Theirbroodmares are at Dell Ridge Farm in Lexington, Ky.

Homebred Book Review is out of the Distorted Humor mare, CleverBabe, now nine years old. Four-year-old Book Review, by GiantʼsCauseway, is her first foal. Clever Babe has two other reported foals, a2-year-old filly by Giantʼs Causeway named Trendy Chic and anunnamed yearling colt by Pulpit. She was bred back to GiantʼsCauseway. Clever Babe was purchased for $100,000 at theKeeneland September yearling sale by the Westʼs racing manger, BenGlass as agent.

Homebred Pass the Dice, an earner of nearly $250,000, is out of theTale of the Cat mare Sophieʼs Cat. She was purchased in 2005 for$90,000, by Glass as agent at the Keeneland November Breedingstock sale. Pass the Dice, a 5-year-old son of Lemon Drop Kid, is oneof six reported foals from the 13-year-old mare and the highest earnerto date. Others include 4-year-old New Media by Mass Media. Sold asa 2-year-old, he is a winner of four races and $110,215 racing inKorea. Sophieʼs Catʼs other foals are 3-year-old Shanghai Princess by

Private Vow, an unnamed yearling colt by Lydgate and an unnamed2013 filly by Lemon Drop Kid, a full sister to Pass the Dice.

Last year at two, Power Broker broke his maiden winning theChandelier Stakes (formerly Oak Leaf Stakes) (G1), earning a berth inthe 2012 Breedersʼ Cup Juvenile. In 2012 at 4, Casino Host won twoGrade 2 races, the Mervin H. Muniz Jr. Memorial Handicap at FairGrounds and the Del Mar Handicap and finished third in the EddieRead (G1).

The Westʼs first big thrill in racing was starting Rockamundo in theKentucky Derby in 1993. Rockamundo had won the Arkansas Derby(G2) that year at odds of 108-1. The 23-year-old son of champion Keyto the Mint died in January of 2013 from complications of colic. Thenowned by the Wests in partnership with Jim Plemmons, he stood atOld Frankfort Stud near Frankfort, Ky.

In 2001, Dollar Bill was the Westʼs second Kentucky Derby contenderand also raced in the Preakness and Belmont Stakes. His earningstopped $1 million. Their Wood Memorial (G1) winner Buddha was themorning-line favorite for the Derby in 2002, but was scratched the daybefore the race after stepping on a stone which badly bruised his foot.He then was retired. Their most recent Derby contender was HighLimit in 2005. He was injured during the race. Other top horses havebeen Mongoose, Mass Media and Sweet Lips.

West became a racing fan when he was 19 after moving to Omaha,Neb., where Ak-Sar-Ben, then one of the nationʼs leading tracks, waslocated. Mrs. West owned a horse while in high school and remembers

Page 10: SPRINT DIVISION - Breeders' CupPre-entries for the Breeders' Cup Filly & Mare Sprint (G1) Horse Owner Trainer Book Review Gary L. & Mary E. West Bob Baffert Ch.f.4 Giant's Causeway

always enjoying racing. They met in Omaha. When the couple firstmarried, they were racegoers at Ak-Sar-Ben and dreamed of somedayowning a racehorse.

Gary began his career in hospital administration. He went on to buildone of the largest telecommunications companies in the world. Alongwith wife, Mary, West has founded numerous companies over the pastfour decades – beginning with WATS Telemarketing in 1978 andfollowed by West corporation. West Corporation, founded in 1986, isone of the largest customer relationship management companies inthe world with a diversified portfolio of companies under its umbrella.When the Wests sold West Corporation in 2006, it was an internationalconglomerate with more than 35,000 employees, $3.5 billion in annualsales and clients in banking, retail and technology.

West and his wife have started and now lead a range of enterprisesbased in Southern California and the Midwest, included WestDevelopment and West Partners, a private equity firm, and West

Family Investments, a sizeable private hedge fund located in Chicago.

The Gary and Mary West Foundation was established following thesale of West Corporation. The foundation has four areas of focus:lowering the cost of health care; supporting senior wellness initiatives;supporting at risk youth employment training; and supporting trainingprograms for service dogs that help seniors and veterans. They arethe lead sponsors of the Gary and Mary West Senior Wellness Centeropened in San Diego, Calif., in April 2010. The West Health Institute isan extension of their philanthropy. Through the institute, Mr. West iscommitted to changing the way health care is delivered in the UnitedStates and around the world. To date it has provided approximately$151 million in funding to non-profits primarily located in San Diego,Calif., and Omaha, Neb.

The Wests made their home in Rancho Santa Fe in 2008. Locally inSouthern California, they own West Steak and Seafood, Bistro West,West inn Hotel & Suites and West Mart, all in Carlsbad.

Page 11: SPRINT DIVISION - Breeders' CupPre-entries for the Breeders' Cup Filly & Mare Sprint (G1) Horse Owner Trainer Book Review Gary L. & Mary E. West Bob Baffert Ch.f.4 Giant's Causeway

Trainer

Bob Baffert ... Born: Jan. 13, 1953, Nogales, Ariz. ... Residence:Arcadia and Del Mar, Calif. ... Family: wife Jill, sons Bode, Taylor,Canyon and Forest and daughter Savannah. . . . Web site:www.bobbaffert .com

Breedersʼ Cup RecordStarts 1st 2nd 3rd Earnings76 8 10 3 $12,370,000

1991 Juvenile Fillies Soviet Sojourn 11th1992 Sprint Thirty Slews 1st1993 Sprint Thirty Slews 4th1996 Juvenile Zippersup 7th

Sprint Criollito (Arg) 12th1997 Juvenile Johnbill 5th

Juvenile Souvenir Copy 7thJuvenile Fillies Marie J 4thJuvenile Fillies Vivid Angel 6th

1998 Classic Silver Charm 2ndDistaff Silverbulletday 6thJuvenile Fillies Excellent Meeting 2ndJuvenile Fillies Silverbulletday 1st

1999 Classic General Challenge 10thClassic River Keen (Ire) 11thJuvenile Captain Steve 11th

Juvenile Forest Camp 6thJuvenile Fillies Chilukki 2ndMile Tuzla (Fr) 2ndSprint Forestry 4th

2000 Classic Captain Steve 3rdFilly & Mare Turf Caffe Latte (Ire) 9thJuvenile Arabian Light 5thJuvenile Flame Thrower 8thJuvenile Point Given 2ndJuvenile Fillies Notable Career 5th

2001 Juvenile Officer 5thJuvenile Fillies Habibti 7thSprint El Corredor 12th

2002 Classic War Emblem 8thJuvenile Bull Market 4thJuvenile Kafwain 2ndJuvenile Vindication 1stJuvenile Fillies Atlantic Ocean 9thJuvenile Fillies Composure 2ndJuvenile Fillies Santa Catarina 3rd

2003 Classic Congaree 4thJuvenile Consecrate 5thJuvenile Fillies Class Above 7thJuvenile Fillies Victory U. S. A. 3rd

Page 12: SPRINT DIVISION - Breeders' CupPre-entries for the Breeders' Cup Filly & Mare Sprint (G1) Horse Owner Trainer Book Review Gary L. & Mary E. West Bob Baffert Ch.f.4 Giant's Causeway

2004 Juvenile Roman Ruler 5th2005 Juvenile Fillies Diamond Omi 10th2006 Juvenile Malt Magic 12th

Sprint Too Much Bling 6th2007 Distaff Tough Tizʼs Sis 7th

Juvenile Fillies Indian Blessing 1stSprint Midnight Lute 1st

2008 Filly & Mare Sprint Indian Blessing 2ndJuvenile Midshipman 1stSprint Midnight Lute 1st

2009 Classic Richardʼs Kid 6thJuvenile Lookin at Lucky 2ndJuvenile Fillies Always a Princess 5thSprint Zensational 5th

2010 Classic Lookin at Lucky 4thJuvenile Fillies AZ Warrior 12thJuvenile Fillies Gabbyʼs Golden Girl 10th

2011 Classic Game On Dude 2ndDirt Mile Irrefutable 9thDirt Mile The Factor 8thFilly & Mare Sprint Irish Gypsy 8thJuvenile Drill 10thLadies' Classic Plum Pretty 5thSprint Euroears 9th

2012 Classic Game on Dude 7thDirt Mile Fed Biz 8thJuvenile Power Broker 5thJuvenile Title Contender 8thJuvenile Fillies Executiveprivilege 2ndMarathon Jaycito 11thSprint Capital Account 12thSprint Coil 7thSprint Fast Bullet 6th

Quick facts about Bob Baffert:

Baffert is fifth in Breedersʼ Cup earnings with $12,370,000 and arecord of 8-11-3 … He has won the Sprint three times, twice withchampion Midnight Lute (2007-08) and once with Thirty Slews (1992),the Juvenile Fillies twice with eventual champions Indian Blessing(2007) and Silverbulletday (1998), the Juvenile twice with Vindicationin 2002 and Midshipman (2008), and the inaugural Juvenile Sprint withSecret Circle (2011) ... He experienced one of his most disappointingBreedersʼ Cups in 2012 when out of his 10 starters, the bestperformance was a second by Executiveprivilege in the JuvenileFillies.

Four times Baffert has won two legs of the Triple Crown: with Hall ofFame member Silver Charm (1997 Kentucky Derby and Preakness),Real Quiet (1998 Kentucky Derby and Preakness), Hall of Fame

Page 13: SPRINT DIVISION - Breeders' CupPre-entries for the Breeders' Cup Filly & Mare Sprint (G1) Horse Owner Trainer Book Review Gary L. & Mary E. West Bob Baffert Ch.f.4 Giant's Causeway

member Point Given (2001 Preakness and Belmont) and War Emblem(2002 Kentucky Derby and Preakness) … He won a fifth Preaknesswith champion Lookin At Lucky in 2010, tying him for third with T.J.Healey, one behind D. Wayne Lukas and two behind leader R.W.Walden.

In 2012, he ran second in all three legs, with Bodemeister in the Derbyand Preakness and with Paynter in the Belmont.

With Paynter in 2012, Baffert won his sixth Haskell Invitational (G1) atMonmouth to break his own record. Paynter returned to victory in 2013after a life-threatening illness. Baffertʼs earlier Haskell winners wereCoil in 2011, Lookin At Lucky in 2010, Roman Ruler in 2005, WarEmblem in 2002 and Point Given in 2001.

In 2013, Game On Dude became the second horse to win the SantaAnita Handicap (G1), Hollywood Gold Cup (G1), and Pacific Classic(G1) in the same year, joining Lava Man, who did it in 2006. Game OnDude earned a “Win and Youʼre In” berth to the Breedersʼ Cup Classicwith his Pacific Classic victory.

In addition to Game On Dudeʼs win in the Pacific Classic, Baffert hashad two other horses earn Breedersʼ Cup berths by taking a “Win andYour In” race. Fed Biz earned a trip to the Dirt Mile with a victory in thePat OʼBrien Stakes (G1) and Book Review reserved a spot in the Filly& Mare Sprint by winning the A Gleam Handicap (G2) ... Baffert hasa lso won graded s takes in 2013 wi th Midn ight Lucky,Fiftyshadesofhay, Fast Bullet, Liaison, Shakin It Up, Flashback, GuiltTrip, Coil, Govenor Charlie, Sky Kingdom, Code West, and Super

Ninety Nine.

Game on Dudeʼs Gold Cup victory was Baffertʼs third consecutive winin the race, following Game On Dude in 2012 and the trainerʼs one-twofinish in 2011 with First Dude and Game On Dude. Baffert earlier wonthe Gold Cup in 2002 with Congaree and in 1999 with Real Quiet.Game On Dude also won the Santa Anita Handicap in 2011, andBaffert earlier won the race with Misremembered in 2010 and GeneralChallenge in 2000. Baffert has won three other Pacific Classics (twowith Richardʼs Kid and one with General Challenge).

Has won a record 11 runnings of the Del Mar Futurity (G1), the mostrecent in 2012 with Rolling Fog. That victory also gave Baffert 102stakes wins at Del Mar, the most of any trainer. He extended thatrecord to 105 in 2013 by adding the Pacific Classic, Pat OʼBrien S (G2)with Fed Biz, and Fleet Treat S. with Sweet Marini.

At Oaklawn Park in 2013, Baffert continued to dominate the trackʼs3-year-old races with his second straight victory in the SouthwestStakes with Super Ninety Nine. In 2012, he won the Arkansas Derby(G1) with Bodemeister, Rebel S. (G2) with Secret Circle and bothdivisions of the Southwest S. (G3) with Castaway and Secret Circle.

In 2012, Baffert suffered a heart attack in Dubai after traveling there torun Game On Dude in the Dubai World Cup (G1). He had three stentsinserted during a procedure in Dubai after doctors discovered that twoarteries were blocked. Baffert sent a 13-second video of himself fromhis hospital bed in Dubai to Daily Racing Form. He returned to theUnited States several days later and quickly recovered.

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Won 2011 Kentucky Oaks (G1) with Plum Pretty, his second win in therace following Hall of Fame member Silverbulletdayʼs victory in 1999.

Inducted into the Hall of Fame in 2009 in just his second year ofeligibility.

Eclipse Awards as Outstanding Trainer: 1999, 1998, and 1997 … Ledin national earnings four straight years, from 1998-2001. Was secondonly to Todd Pletcher in 2012. Through early Sept. 2013, he also wasranked second to Pletcher in earnings.

Eclipse Award Champions (11 horses winning 14 titles): Lookin AtLucky, Midshipman, Indian Blessing, Midnight Lute, Chilukki, PointGiven, Real Quiet, Silverbulletday, Silver Charm, Vindication and WarEmblem … Point Given was named Horse of the Year in 2001.

Won the 2011 Santa Anita Derby (G1) with Midnight Interlude,becoming the first trainer in more than half a century to win both theSanta Anita Derby and Santa Anita Handicap in one year … Also wonthe Santa Anita Derby in 2009 with Pioneerof the Nile, 2001 with PointGiven, 1999 with General Challenge, 1998 with Indian Charlie and1996 with Cavonnier.

At the 2012-13 Santa Anita winter meeting, Baffert won a record 11thtraining title, having also led trainers at the 2012 Santa Anita autumnmeeting … Won his third Hollywood fall title in 2013 following titles in2001 and 1999 and his second consecutive Hollywood spring/summertitle in 2012 … Leading trainer at the Oak Tree Racing Association

meeting in 1997, 1998, 1999, 2009 and 2010 (the first four at SantaAnita and the fifth at Hollywood) … Won seven consecutive titles atDel Mar, from 1997-2003.

Received the 1997 Mr. Fitz Award from the National Turf WritersAssociation and the 1997 Big Sport of Turfdom Award from the TurfPublicists of America.

Won the Dubai World Cup (G1) twice: in 1998 with Silver Charm andin 2001 with Captain Steve.

Trained four Quarter Horse champions, including 1986 worldchampion Gold Coast Express, after beginning his Quarter Horsetraining career at Rillito Downs in Tucson and then moving to LosAlamitos in 1983 ... Won the Champion of Champions at Los Alamitosin 1986 with Gold Coast Express and in 1988 with Shawneeʼs Favorite… Made transition to Thoroughbreds during the late 1980s, mostly dueto the encouragement of owners Mike Pegram and Hal Earnhardt. Hegave up his Quarter Horse division in 1991 after recording a stakestriple in the California Cup during the Oak Tree meet at Santa Anita.

The fourth of seven children, Baffert grew up on an Arizona cattleranch near the Mexican border and got started in the horse businessgrooming and galloping Quarter Horses owned by his father … Aftergraduating from high school in 1971, took a year to pursue his dreamof becoming a jockey. He won 30 races, but grew tired of trying tomaintain jockey weight, so he enrolled in the University of ArizonaʼsRacetrack Industry Program.

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Breeders' Cup Filly & Mare SprintDANCE CARD

Gr/ro.f.4 Tapit - Tempting Note by Editor's NoteBred in Kentucky by BRUCE MCMILLIN (Mar 23, 2009)

124 Owner: GODOLPHIN RACING, LLC

Trainer:KIARAN P. MCLAUGHLIN

2013: 1 0 0 1 $30,0002012: 5 4 1 0 $372,200Life: 6 4 1 1 $402,200Turf: 0 0 0 0 $0Course: 0 0 0 0 $0Off Dirt: 1 0 0 1 $30,000

21Sep13 Bel9 gd 6Kºº :22¶¼ :45º¹ 1:15½» 3gk Stk - GlntBlmHG2 - 300k 89-97 5 8 6¼ 5º¡ 3» 3½£ Alvarado J 117 fL 2.75 ClusterofStars 117» DancetoBristol121¸£ DanceCard117¶£ brush gate,4w upper 824Nov12 Aqu9 ft 1N¾º :48¼¸ 1:12¼½ 1:50¹¿ 3 k Stk - GazelleG1 - 350k 105-112 2 1¶ 1¡ 1¡ 1¸¡ 1º Dominguez R A 115 fL *1.65 DanceCard115º SeaIsland115¨µ MyWandy'sGirl115¶ wandered clr,lite drv 723Sep12 Bel2 ft 1B»^ :46¾¾ 1:10º¸ 1:41¶¸ 3 k Stk - BelleChrie - 85k 70-105 2 3¶ 1¶¡ 1º 1¼¡ 1½¡ Dominguez R A 117 fL *.95 DanceCard 117½¡ FinalEscrow117¸¢ LadyCohiba122¡ drift out bad,handily 617Aug12 Sar6 ft 1N½¸ :48¾º 1:13^¸ 1:50»¶ 3gk Aoc 25000nw1/x-N 74-94 3 3¶¡ 3¸ 2«¬ 1¸ 1¸¢ Dominguez R A 117 fL *.60 DanceCard 117¸¢ Scampering117¶ DrawIt 121¹¡ 3w,drift out,lite urge 606Jul12 Bel4 ft 1Bº¾ :46½¿ 1:11º¸ 1:42¾¶ 3gk Msw 75000 78-89 6 4¸¡ 3¸ 3¶ 1«¬ 1¡ Dominguez R A 119 fL *.20®DanceCard 119¡ Centring 123¶^¡ Hilda'sLegacy112¹£ into 4p 3/16,handily 820May12 Bel6 ft 7fº¾ :22^¾ :44¿» 1:23^» 3gk Msw 70000 93-82 6 9 8º£ 6¸¡ 1¸ 2º£ Dominguez R A 118 L *1.65®BookReview118º£ DanceCard 118¸¢ RoyalRhiannon 118¶¡ 5w upper,second best 9Workout(s): 17 Oct 13 Sar tr 5F ft 1:00.0b 1/2 5 Oct 13 Gtco 4F ft :49.2b 4/6 a14 Sep 13 Gtco 5F ft :59b 1/6 a6 Sep 13 Sar 5F ft :59.3b 1/6

Page 2 of 13

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S (gr. II); 3rd Sunland Derby (gr. III). ($18,000 keesep yrlg). 2009: DANCE CARD, gr/ro f, by Tapit. ($67,000 keesep yrlg; $750,000 ftffeb 2yo).

At 3: Won Gazelle S (gr. I), Belle Cherie S. At 4: 3rd Gallant Bloom H (gr. II).

2010: Slipped.2011: Hartford, gr/ro c, by Tapit. Unraced. ($700,000 keesep yrlg). 2012: Dkb/br f, by Scat Daddy. ($550,000 keesep yrlg). 2013: Barren.

Inbreeding: 4SX5SX4D Mr. Prospector.Nicking: TAPIT w/EDITOR'S NOTE mares: 3 foals, 2 strs, 2 wnrs (67%), 0 2yo wnrs (0%),

1 SW (33%), 1 GSW (33%)Broodmare sire: EDITOR'S NOTE, ch, 1993. Sire of 66 dams of 180 foals, 121 rnrs (67%), 80 wnrs

(44%), 22 2yo wnrs (12%), 1.01 AEI, 1.41 CI; 4 sw.2nd dam: Tempt, b, 1988. Bred by Blanche Levy (Ky.). Raced 1 yr, 3 sts, 0 wins. Granddam of M Lee.

TAPIT, gr/ro, 2001

Pulpit, 1994 6s, SW, $728,200 835 f, 70 SW, 1.91 AEI

A.P. Indy, 1989 11s, SW, $2,979,815 1,181 f, 151 SW, 2.87 AEI

Seattle Slew

Weekend Surprise

Preach, 1989 15s, SW, $304,656 13 f, 11 r, 10 w, 1 SW

Mr. Prospector

Narrate

Tap Your Heels, 1996 9s, SW, $47,275 8 f, 5 r, 3 w, 1 SW

Unbridled, 1987 24s, SW, $4,489,475 566 f, 49 SW, 2.65 AEI

Fappiano

Gana Facil

DANCE CARD gr/ro, f March 23, 2009

Ruby Slippers, 1982 14s, wnr, $83,760 13 f, 13 r, 10 w, 2 SW

Nijinsky II

Moon Glitter

Editor's Note, 1993 31s, SW, $1,601,394 637 f, 22 SW, 0.96 AEI

Forty Niner, 1985 19s, SW, $2,726,000 920 f, 57 SW, 1.97 AEI

Mr. Prospector

File

TEMPTING NOTE, b, 2001

Beware of the Cat, 1986 22s, SW, $164,094 12 f, 10 r, 9 w, 4 SW

Caveat

T. C. Kitten

Tempt, 1988 3s, unpl 9 f, 7 r, 7 w

Devil's Bag, 1981 9s, SW, $445,860 956 f, 46 SW, 1.75 AEI

Halo

Ballade

Thinghatab, 1980 25s, SW, $185,208 8 f, 8 r, 4 w, 1 SW

Al Hattab

Do Your Thing

DANCE CARD'S RACE AND (STAKES) RECORDYear Age Sts 1st 2nd 3rd Earned2012 at 3 5 4(2) 1 0 $372,2002013 at 4 1 0 0 1(1) $30,000 Lifetime 6 4(2) 1 1(1) $402,200Sire: TAPIT, gr/ro, 2001. Raced 2 yrs, 6 sts, 3 wins, $557,300. Won Wood Memorial S (gr. I), Laurel

Futurity (gr. III). Lifetime: 6 crops, 609 foals, 465 rnrs (76%), 333 wnrs (55%), 103 2yo wnrs (17%), 43 sw (7%), 2.21

AEI, 2.01 CI, 416 sale yrlgs, avg $160,438, 3.0 TNA.In 2013: 10 sw, 102 2yos, 39 2yo rnrs, 9 2yo wnrs, 45 sale yrlgs, avg $400,222.1st dam: Tempting Note, b, 2001. Bred by Stoneworth Farm (Md.). Raced 2 yrs, 9 sts, 2 wins, $80,435.

2nd Busanda S, Nijana S (R). Dam of 4 named foals, 3 rnrs, 2 wnrs, 1 sw. ($15,000, 2002 easoct yrlg; $50,000, 2006 ftkfeb, Stormy Atlantic).2006: Tempting Storm, b g, by Stormy Atlantic. Raced 1 yr, 5 sts, 0 wins, $1,790. ($13,000

keesep yrlg). 2007: Tempted to Tapit, gr/ro g, by Tapit. Raced 4 yrs, 11 sts, 2 wins, $234,995. 2nd Risen Star

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Breeder

Bruce McMillin ... Born: 1944, Scott Co., Ky. ... Residence: Central Ky.... Family: Brother Pat McMillin; son, Luke.

Quick facts about Bruce McMillin:

Dance Card will be McMillinʼs first shot at the Breedersʼ Cup in 14years. The 3-year-old daughter of Tapit has never finished worse thanthird in her life, boasting a win in the Gazelle Stakes (G1) in 2012 fortrainer Kiaran McLaughlin and Godolphin Racing. She has started justonce in 2013 – a third-place effort in the Gallant Bloom Handicap (G2).Dance Card is a half-sibling to Tempted to Tapit, second in the RisenStar Stakes (G2) and third in the Sunland Derby (G3) in 2010.

The McMillins made it to the Breedersʼ Cup once in 1999 with Son of aPistol, who finished 13th in the Breedersʼ Cup Sprint.

The familyʼs broodmare band is now down to a handful of mares. Mosthorses are sold at Keeneland September.

McMillinʼs son Luke, 29, has helped his father keep the family involvedin breeding.

Together and in partnership, the McMillins bred Son of a Pistol gradedstakes winner and track record holder, Tower Full, and Hassiʼs Image,who was unplaced in the 1972 Kentucky Derby. Additional starsincluded Czarina Marie, Blade Away, Brown Crown, Cassa Rule,Sweet Run, and Wonchindordor.

McMillin was part of the McMillin Brothers partnership with brothersRobert and Pat. The group bred 18 stakes winners alone and inpartnership. Robert died in 2006 and Pat decided to exit the business.

The McMillin family has been involved in racing for about 50 years.The brothersʼ father started out as a tenant farmer and later acquiredhis own land.

Used to raise tobacco on his 1,100-acre McMillin Brothers Farm butswitched to corn and cattle in 1996. Raises his own foals.

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Owner

Godolphin Racing LLC, Lessee ... Owner(s): Maktoum family of Dubai.... Web site: www.godolphin.com

Breedersʼ Cup RecordStarts 1st 2nd 3rd Earnings71 4 5 10 $10,550,700

1994 Classic Cezanne (GB) 9thJuvenile Fillies Belle Genius 4thSprint Meritocrat 10th

1995 Classic Halling 11th1996 Classic Tamayaz 6th

Mile Charnwood Forest (Ire) 9thMile Mark of Esteem (Ire) 7thTurf Wall Street 8th

1998 Classic Swain (Ire) 3rdMile Cape Cross (Ire) 9thMile Fly to the Stars (GB) 5th

1999 Classic Almutawakel (GB) 5thMile Lend a Hand (GB) 4thTurf Daylami (Ire) 1st

2000 Juvenile Noverre 11thJuvenile Street Cry (Ire) 3rdMile Muhtathir (GB) 5thTurf Fantastic Light 5th

2001 Classic Sakhee 2ndJuvenile Essence of Dubai 12thJuvenile Ibn Al Haitham (GB) 9thJuvenile Fillies Imperial Gesture 2ndJuvenile Fillies Tempera 1stMile Express Tour 10thMile Noverre 7thTurf Fantastic Light 1st

2002 Classic E Dubai 11thDistaff Imperial Gesture 3rdFilly & Mare Turf Kazzia (Ger) 6th

2003 Filly & Mare Turf Mezzo Soprano 10thTurf Sulami (Ire) 5th

2005 Distaff Stellar Jayne 4thFilly & Mare Turf Sundrop (Jpn) 14th

2006 Mile Echo of Light (GB) 14thMile Librettist 10th

2007 Dirt Mile Discreet Cat 3rd2008 Filly & Mare Turf Folk Opera (Ire) 9th

Ladies' Classic Cocoa Beach (Chi) 2ndLadies' Classic Music Note 3rdTurf Sprint Diabolical 2nd

2009 Classic Girolamo 12thClassic Regal Ransom 8th

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Dirt Mile Midshipman 3rdDirt Mile Pyro 10thFilly & Mare Sprint Sara Louise 4thFilly & Mare Sprint Seventh Street 8thJuvenile Vale of York (Ire) 1stJuvenile Turf Buzzword (GB) 5thLadies' Classic Cocoa Beach (Chi) 6thLadies' Classic Music Note 3rdMarathon Mastery (GB) 3rdMile Delegator (GB) 5thMile Gladiatorus 9thMile Justenuffhumor 3rdSprint Gayego 4th

2010 Classic Etched 6thDirt Mile Gayego 3rdDirt Mile Vineyard Haven 6thFilly & Mare Sprint Sara Louise 6thFilly & Mare Turf Hibaayeb (GB) 8thJuvenile Biondetti 4thMile Delegator (GB) 8thSprint Girolamo 11th

2011 Juvenile Alpha 11thLadies' Classic Itʼs Tricky 2nd

2012 Classic Alpha 12th

Dirt Mile Emcee 6thJuvenile Fortify 4thJuvenile Turf Artigiano 6thLadies' Classic Questing dnfMarathon Balladry 6th

Quick facts about Godolphin Racing LLC, Lessee:

Led by H.H. Sheikh Mohammed bin Rashid al Maktoum, Godolphinwas formed to give the Maktoum family members a central umbrella tocampaign their best horses under. Godolphin only races – for breedinginformation, see bio on Darley.

Daylami (Ire), formerly owned by H.H. The Aga Khan, providedGodolphin with its first Breedersʼ Cup success when he rallied to winthe 1999 Turf. Since then, Godolphinʼs other Breedersʼ Cup wins were:Tempera in the 2001 Juvenile Fillies (with Imperial Gesture second fora 1-2 Godolphin finish), Fantastic Light in the 2001 Turf, and Vale ofYork in the 2009 Juvenile.

After 18 years, Godolphin parted ways with retained jockey Lanfranco(Frankie) Dettori at the end of 2012. Dettori rode as a freelancer in2013, and Godolphin retained Mickael Barzalona and Silvestre deSousa. Godolphinʼs racing manager Simon Crisford left open thepossibility that Dettori would still ride Godolphin horses, just not as theretained jockey given first call.

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The shakeup of Godolphinʼs team that began with the departure ofjockey Frankie Dettori continued with the abrupt dismissal of MahmoodAl Zarooni from the stableʼs Moulton Paddocks in Newmarket in May2013. Al Zarooni was banned for eight years for administering anabolicsteroids to 22 horses, which themselves were banned for six monthsfrom racing. The British Horse Racing Authority determined that AlZarooni was acting alone and not on any directive from withinGodolphin.

As of Oct. 2013, the team consists of Simon Crisford as racingmanager and Saeed bin Suroor as lead trainer, with Charlie Appleby(as of July 25, 2013) coming aboard in England, Jim Bolger in Ireland,Andre Fabre in France, and Eoin Harty, Tom Albertrani, and KiaranMcLaughlin in North America. Jockeys are Mickael Barzalona asretained jockey as of March 2012, Silvestre De Sousa as of Feb. 2012,and Ahmed Ajtebi.

Godolphin faced a further blow when non-racing illegal veterinarydrugs and paraphernalia were seized from a plane coming from Dubaiat Stanstead Airport intended for their stables at Newmarket. TheBritish Horseracing Authority is still investigating, with further internalinvestigation being conducted by a furious Princess Haya, SheikhMohammedʼs wife and FEI President, who announced in September2013 that she will not seek a third term.

Godolphin also found itself at the center of a visa controversy in 2013,which started when the British Horseracing Authority in cooperationwith immigration minister Mark Harper discovered that thousands ofimmigrants were being granted visas to work at jobs in horse racing

that UK nationals could have filled. Godolphin, ranked 13th nationallyamong all companies in the UK that use “tier five” temporary visas,employed 2,425 non-European Economic Area immigrants between2010 and 2012, increasing more each year. Sheikh Mohammed is thebiggest employer in Newmarket, and vital to its economy.

Despite all the unsettling distractions the stable dealt with in 2013,Godolphin still registered more than 200 victories for the year, withDawn Approach their biggest star in Europe after winning the 2,000Guineas and the St. Jamesʼs Palace Stakes (G1). ... Farhh won theChampion Stakes (G1) in October under Silvestre De Sousa. ... InNorth America, Alpha won the Woodward (G1), Dancing Housefinished third in the Spinaway Stakes (G1), and Dance Card finishedthird in the Gallant Bloom (G2) on their way to the Breedersʼ Cup.

Godolphin was the leading owner in Britain in 2013 for the ninth time in17 years, the other years being – 1996, 1998, 1999, 2001, 2004, 2006,2007, 2012. ... North American champion owner in 2009 and 2012. ....Eclipse Award champion horses have been Questing (3-year-old filly2012), Midshipman (2-year-old male 2008), Tempera (2-year-oldfemale 2001), Fantastic Light (turf male 2001), Daylami (turf male1999), Singspiel (turf male 1996), and Pebbles (turf female 1985).

Godolphin won six Grade 1 races in America in 2012, led all owners bygraded stakes winners in North America and was eighth in earnings in2012. ... Itʼs Tricky won the Ogden Phipps Handicap (G1), Emcee wonthe Forego Stakes (G1), Alpha dead-heated for the win in the Travers(G1), Dance Card won the Gazelle (G1), and Questing (GB) won theCoaching Club American Oaks (G1) and the Alabama (G1).

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Godolphin won its sixth Dubai World Cup (UAE-G1) in 2012 withMonterosso (GB). The five previous winner were: Almutawakel (1999),Dubai Millennium (2000), Street Cry (Ire) (2002), Moon Ballad (2003),and Electrocutionist (2006).

Godolphin was champion owner at the Dubai winter Carnival for sixconsecutive years running, from 2008-2013. Had 29 winners at the2013 Dubai Carnival. Have won 19 races at Dubai World Cupmeetings through 2013.

Godolphin covets the Melbourne Cup (G1) and has finished secondwith Central Park (1999), Give The Slip (2001), and Crime Scene(2009). For 2013, the stableʼs major hope is Royal Empire.

Top owner at Royal Ascot in 2011, led by Rewildingʼs victory in thePrince of Walesʼs Stakes (G1).

Godolphin has won four races at the Hong Kong International Races:Fantastic Light in the 2000 Cup, Firebreak (GB) in the 2004 Mile,Ramonti in the 2007 Cup, and Mastery (GB) in the 2010 Vase.

Godolphin hired a new trainer in 2010 in Mahmoud al Zarooni, anEmirati assistant to Mubarak bin Shafya whose very first runner,Calming Influence, won the Godolphin Mile (G2) at Meydan. A fewhours later he almost added the worldʼs richest race when he saddledAllybar to finish third, beaten in a very tight three-way photo, in theDubai World Cup. His success on Dubai World Cup night led him to benamed second trainer to Saeed bin Suroor at Newmarket during thesummer ... A notable triumph during his rookie season came when

Buzzword became the first foreign-trained winner of the German Derby(G1).

In 2009, Godolphin earned its first Eclipse Award as champion ownerwith American runners Seventh Street, Music Note, Flashing, Gayego,and Pyro winning nine Grade 1 races... Pyroʼs win in the G1 Foregogave Godolphin its 150th victory at the highest level.

Godolphin has won more than 200 Group/Grade 1 races in 12countries through 2013.

Schiaparelliʼs triumph in the Prix Kergorlay (G2) at Deauville in 2009saw Godolphin reach a notable landmark of 500 stakes wins since thestableʼs inception.

Additional major international wins include the Prix de lʼArc deTriomphe (Lammtarra, 1995), Sakhee (2001), and Marienbard (2002);Yasuda Kinen (Heart Lake, 1995); Singapore International AirlinesInternational Cup (Grandera, 2002); and Cox Plate (All The Good,2008).

Godolphin pioneered the large-scale wintering of horses in the warmerDubai climate, before returning them to their bases in England and theUnited States, from where they target the major races worldwide ...During 1994, Godolphinʼs first year in business, Hilal Ibrahim wasemployed as the trainer in Dubai, based at the Al Quoz Stables justoutside the city of Dubai. Within a year, Simon Crisford was hired asracing manager and Jeremy Noseda was brought on to help Ibrahimtrain the new imports and prepare them for their return to Newmarket

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… Dubai-born Saeed bin Suroor replaced Ibrahim in 1995.

The Godolphin operation has its European base at Newmarket, withSaeed bin Suroor training at Godolphin Stables and Charlie Appleby atMoulton Paddocks, with satellite operations in France with AndreFabre at Chantilly, and in America in New York and Florida supervised

by Tom Albertrani and Kiaran McLaughlin, and in California by EoinHarty, the American trainers officially termed “assistants” to Saeed binSuroor. Dubai base is at Al Quoz, and Marmoon Stables.

Other major horses have included Discreet Cat, Halling, Swain, Markof Esteem (Ire), Kazzia, Shamardal, Biondetti, and many others.

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Trainer

Kiaran P. McLaughlin ... Born: Nov. 15, 1960, Lexington, Ky. ...Residence: Garden City, N.Y. ... Family: wife Letty (daughter of trainerJohn Hennig and sister of trainer Marc Hennig), daughter Erin and sonRyan ... McLaughlinʼs brother, Neal, is one of his assistant trainers andshares the duties with Art Magnuson ... Education: Left the University ofKentucky after one year to pursue a career in racing. ... ProfessionalBackground: ... Web site: www.kiaranmclaughlinracing.com

Breedersʼ Cup RecordStarts 1st 2nd 3rd Earnings25 2 3 1 $5,206,200

1996 Mile Dumaani 12th1997 Mile Soviet Line (Ire) 7th1999 Turf Fahris (Ire) 10th2000 Mile Altibr 6th2004 Filly & Mare Turf Super Brand (Ire) 9th

Turf Mustanfar 5th2005 Juvenile Henny Hughes 2nd2006 Classic Invasor (Arg) 1st

Sprint Henny Hughes 14th2007 Distaff Learʼs Princess 10th

Filly & Mare Turf Lahudood (GB) 1st2008 Mile Shakis (Ire) 11th2009 Juvenile Fillies Turf Hatheer 4th

Mile Justenuffhumor 3rd

2010 Classic Etched 6thJuvenile Turf Soldat 2nd

2011 Classic Rattlesnake Bridge 9thDirt Mile Trappe Shot 4thJuvenile Alpha 11thJuvenile Fillies Miss Netta 6thLadies' Classic Itʼs Tricky 2nd

2012 Classic Alpha 12thDirt Mile Emcee 6thJuvenile Fortify 4thLadies' Classic Questing dnf

Quick facts about Kiaran P. McLaughlin:

McLaughlin has two wins in 25 Breedersʼ Cup starts. He notched hisfirst Breedersʼ Cup win in 2006 when Invasor captured the Classic enroute to Horse of the Year honors; Invasor also won the Whitney (G1),Suburban (G1), and Pimlico Special (G1) that year. McLaughlinʼs otherBreedersʼ Cup win came the following year, in the 2007 Breedersʼ CupFilly and Mare Turf with Lahudood.

Lexington native McLaughlin ran four horses in the 2012 BreedersʼCup: Alpha in the Classic (12th); Emcee in the Dirt Mile (6th); Fortify inthe Juvenile (4th); and Questing in the Ladies Classic (DNF).

McLaughlin ranks 18th among trainers in Breedersʼ Cup earnings with•

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$5,206,200.

Following wins in the Jim Dandy (G2) and Travers (G1) at Saratoga in2012, McLaughlinʼs Alpha returned to the Spa in 2013 to win theWoodward (G1).

The highlight of a spectacular 2012 Saratoga season for McLaughlincame when Alpha emerged with a dead-heat victory in the Travers(G1). Alpha, owned by Darley Stable, and 33-1 longshot Golden Tickethit the finish line together for the second dead-heat in Travers history;the first time came in 1874 and was resolved by a run-off. “Itʼs adead-heat, but it goes in the ʻWʼ column,” said McLaughlin, whoshared the win with fellow Kentucky native Ken McPeek, trainer ofGolden Ticket. “It doesnʼt happen very often in a Grade 1, $1 millionrace, but weʼre all happy it happened today for two guys fromLexington. Weʼre happy to win a Grade 1 with this horse.”

The Travers was one of five graded stakes wins for McLaughlin at the2012 Saratoga meet. Four of them were Grade 1 stakes; in addition toAlphaʼs Travers win, Questing won the Alabama and Coaching ClubAmerican Oaks, and Emcee won the Forego. McLaughlinʼs otherstakes win at Saratoga in 2012 came in the Jim Dandy (G2) withAlpha.

McLaughlin won both of the major 3-year-old stakes at Saratoga in2012, taking the Travers (G1) in a dead-heat with Alpha and theAlabama (G1) with Questing. Alpha also won the Jim Dandy (G2) atSaratoga and the Withers (G3) and Count Fleet earlier in the year atAqueduct. Questing overpowered her rivals in the Alabama by nine

lengths following a 4-1/4-length win in the Coaching Club AmericanOaks (G1) on opening weekend at the Spa. “Sheʼs a special filly,” saidMcLaughlin about Questing. “Iʼm glad we have her on dirt here inNorth America and that we tried her on it.” Bred in Great Britain,Questing was fifth in the 2011 Breedersʼ Cup Juvenile Fillies while stilltrained by John Gosden. Following a spectacular summer, Questingran a perplexing race in the 2012 Breedersʼ Cup Ladies Classic; shefailed to finish and was subsequently retired.

Other 2012 stakes winners include Itʼs Tricky in the Ogden Phipps(G1), Distaff (G2), and Top Flight (G2); Dance Card in the Gazelle(G1); Here to Win in the The Very One (G3); and Le Bernardin in thePegasus (G3).

On Belmont Stakes Day in 2011, McLaughlin won graded stakes withboth Itʼs Tricky and Trappe Shot. Itʼs Tricky took the Acorn (G1) andTrappe Shot romped by 8 1/2 lengths in the True North (G2). “Wow,”the trainer said after the True North. “To win by that much and thatfast…wow. You donʼt get many wows in a year, and now I get two in aday.”

Itʼs Tricky, a temperamental filly, also won the G1 Coaching ClubAmerican Oaks in 2011 and was second in the Breedersʼ Cup LadiesʼClassic and the Alabama.

Stabled primarily in New York, McLaughlin currently has about 75horses in training. His primary owners are Darley Stable, GodolphinRacing and Shadwell Stables; other major clients are Mill House andEverett Dobsonʼs Cheyenne Stables.

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Other McLaughlin-trained stakes winners include Soldat (2011 G2Fountain of Youth); Redding Collier (2010 G3 Lone Star ParkHandicap and G2 Hawthorne Gold Cup); Seventh Street (2009 G1Apple Blossom Handicap); Flashy Bull (2007 G1 Stephen Fosterwinner), Learʼs Princess (G1 Gazelle, upsetting champion Rags toRiches); Daaher (2007 G1 Cigar Mile and G2 Jerome), and Shakis(2007 and 2008 G2 Bernard Baruch).

One of McLaughlinʼs standout trainees was Henny Hughes, winner ofthe Vosburgh (G1), Kingʼs Bishop (G1), and Jersey Shore BreedersʼCup Stakes (G3) in 2006 and the Saratoga Special (G2) in 2005.

During the summer of 2008, McLaughlin won the first North Americantraining title of his career, earning the Saratoga crown with 17victories, two more than his friend Todd Pletcher.

In early 2007, Invasor won the Donn Handicap (G1) and $6 millionDubai World Cup (G1) before he was retired to stud with an injury.

McLaughlin has trained three Eclipse Award champions: Invasor, the2006 Horse of the Year and Older Male; Questing, 2012 ChampionThree-Year-Old Filly; and Lahudood, 2007 Champion Turf Female.

Jazil gave McLaughlin and Sheikh Hamdan their first American classicwin with a victory in the 2006 Belmont Stakes.

McLaughlin began to make his presence felt in the Triple Crown seriesin 2005 when Holy Bull Stakes (G3) winner Closing Argument finishedsecond in the Kentucky Derby at odds of 71-1. The trainer sent outUptowncharlybrown to finish fifth in the 2010 Belmont Stakes, but the

3-year-old was disqualified for losing an eight-pound weight pad duringthe race.

McLaughlin won his first U.S. Grade 1 stakes in 2003 when LunarSovereign took the Man oʼ War at Belmont Park. He got his 1,000thvictory in March 2012 when Que Posse won an allowance race atAqueduct.

Introduced to racing through his friendship with trainer JamesBurchellʼs son Greg, McLaughlin worked for Burchell, John Hennig,Mark Casse, Dave Kassen and Tim Muckler before joining the D.Wayne Lukas stable in Jan. 1985 at age 24. Another of Lukasʼsemployees at that time was Mark Hennig, who would becomeMcLaughlinʼs brother-in-law.

McLaughlin left the Lukas operation in Feb. 1992 to become the agentfor jockey Chris Antley.

He represented Antley until Nov. 1993 when he became the trainer forSheikh Mohammed al Maktoum in Dubai. He split his year betweenDubai and New York through 2003 when he returned to the UnitedStates full-time. While training in Dubai, McLaughlin trained for SheikhMohammed and his brother, Sheikh Hamdan. He led the trainerstandings in wins four times at Nad Al Sheba Race Course in Dubai:1994-95, 1995-96, 2001-02, and 2002-03.

Upon his return to the United States, McLaughlin opened a publicstable in New York with 18 horses. Sheikh Hamdanʼs Shadwell Farmand Sheikh Mohammedʼs Darley Stud have remained his two biggest

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clients.

McLaughlin was one of the featured trainers in the 2008award-winning documentary “The First Saturday in May,” by Brad andJohn Hennegan, which covered the road to the 2006 Kentucky Derby,in which McLaughlinʼs Jazil dead-heated for fourth place.

His large stable doesnʼt leave McLaughlin with much time for hobbies,but he does manage to get some poker playing in now and then.McLaughlin nearly made it through Day 2 of the main event of the2007 World Series of Poker in Las Vegas.

He was diagnosed with multiple sclerosis in 1998 and takes dailyinjections to combat it.

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Breeders' Cup Filly & Mare SprintDANCE TO BRISTOL e

Ch.f.4 Speightstown - Dance to Dawn by Louis QuatorzeBred in Kentucky by MR. & MRS. DAVID GARNER (Mar 18, 2009)

124 Owner: SUSAN H. WANTZ

Trainer:OLLIE L. FIGGINS, III

2013: 9 7 2 0 $821,4302012: 5 1 3 0 $84,850Life: 19 10 8 0 $980,880Turf: 0 0 0 0 $0Course: 0 0 0 0 $0Off Dirt: 4 2 2 0 $128,100

21Sep13 Bel9 gd 6Kºº :22¶¼ :45º¹ 1:15½» 3gk Stk - GlntBlmHG2 - 300k 102-103 8 5 4º 2¶¡ 2¹ 2» Perez X 121 L *2.35 ClusterofStars 117» DancetoBristol121¸£ DanceCard117¶£ 4w 1/2,no match 823Aug13 Sar9 ft 7f¸¼ :23^¹ :45¾¿ 1:23¶¶ 3gk Stk - BalrinaG1 - 500k 68-96 1 2 4¹¡ 4¹¡ 1«¬ 1«¬ Perez X 119 L 1.75 DancetoBristol119«¬ BookReview119¶¡ Villanesca115¨© perched 4w,resolute 1029Jul13 Sar8 ft 6fº^ :22¶¶ :44¿¾ 1:09½¹ 3gk Stk - HnrblMsHG2 - 200k 86-99 4 7 5¹ 5¹ 2¶¡ 1¨µ Perez X 119 L *.85 DancetoBristol 119¨µ ClassicPoint117¸¢ MunningsSister116¸¢ 2wd pursuit,up at wire 715Jun13 Bel3 ft 7fº^ :23^¶ :45¾^ 1:20¾¶ 3gk Stk - BedORosHG3 - 150k 63-113 2 3 3¹ 3¶¡ 1¡ 1¸£ Perez X 118 L *1.65 DancetoBristol 118¸£ FantasyofFlight118¶ DelightfulQuality115¹£ 3w pursuit,edged away 517May13 Pim6 ft 6f» :23¼¼ :47¶½ 1:11¾¼ 3gk Stk - Skipat - 100k 86-105 4 3 3¸¡ 2¡ 1¶ 1º£ Perez X 124 LA *.60 DancetoBristol 124º£ Orange'sLilSis118¸¢ KalambakaQueen118¶ 3w,duck in,drive to lt 620Apr13 CT11 ft 7f¼^ :23¹¼ :47^º 1:23½¾ 4gk Stk - SugarMpleL - 200k 77-113 4 1 3¸ 3¡ 1º¡ 1¿ Perez X 120 LA 1.30 DancetoBristol 120¿ HolidaySoiree117¸£ Bayonne 116¨µ 3p,clr turn,much best 615Mar13 Lrl8 ft 6f¼^ :22½¾ :45½º 1:11¶½ 4gk Aoc 40000 (40-35)cnd-N 87-96 1 3 2¶¡ 1¡ 1¶¡ 1«¬ Perez X 122 LA *.80 DancetoBristol 122«¬ Enchante120¹¢ ExclusiveWarrior115¶¡ rail bid,guide 2w,held 406Feb13 Lrl6 ft 5K»» :22¿½ :46¾^ 1:04¾¶ 4gk Aoc 50000 (50-45)nw1/6mx-N 79-103 4 2 3¸¡ 3¶ 1¹ 1º¢ Perez X 120 LA *.90 DancetoBristol 120º¢ FeartheFacelift 122£ IslandBound122»¢ trackd 3w,mild urging 512Jan13 Lrl8 ft 6f¼^ :22¾¶ :45¾¹ 1:10¼¶ 4gk Stk - WhatASummr - 75k 89-89 5 4 2¡ 2¡ 2¹ 2º¡ Navarro J 120 LA 2.70 BoldAffair 124º¡ DancetoBristol 120¶£ Enchante120«¬ pressed btwn,game 815Dec12 CT7 ft 7f¼^ :23¿¹ :48¸» 1:24¿¸ 3gk Alw 31000cnd 50-95 9 5 5¸¡ 4¶¡ 3¹¡ 2¸¡ Navarro J 117 LA *1.00 DangerousVixen117¸¡ DancetoBristol117¨© DefyGravity117¶£ forward 3w,up 2nd 9Workout(s): 13 Oct 13 Lrl 5F my 1:01.3b 1/2 14 Sep 13 Bow 5F ft 1:00.3b 5/17 6 Sep 13 Bow 5F ft 1:02.3b 2/5 a16 Aug 13 Bow 5F ft :59.4b 1/10

e Breeders' Cup Challenge Automatic Qualifier

Page 3 of 13

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2005: Street Dancing, gr/ro f, by Street Cry (Ire). Unraced. Dam of 2 foals, 2 rnrs, 1 wnr. 2007: Barren.2008: Tale of the Dance, b g, by Tale of the Cat. Raced 3 yrs, 18 sts, 1 win, $111,237. ($100,000

ftknov wnlg). 2009: DANCE TO BRISTOL, ch f, by Speightstown. ($42,000 easmay 2yo).

At 2: Won Pandera S; 2nd Smart Halo S. At 3: Won Marshua S; 2nd Wide Country S, Trevose S. At 4: Won Ballerina S (gr. I), Honorable Miss H (gr. II), Bed o' Roses H (gr. III), Sugar Maple S

presented by CANTER Mid-Atlantic S, Skipat S; 2nd Gallant Bloom H (gr. II), What a Summer S.

2010: Twice Told Tale, gr/ro f, by Tale of the Cat. Raced 2 yrs, 7 sts, 2 wins, $73,700. 2011: She's Justified, gr/ro f, by Harlan's Holiday. Unraced. ($150,000 keesep yrlg). 2012: Koodori Dawn, b f, by Tale of the Cat. 2013: B c, by Street Sense.

Inbreeding: 5SX5SX5D Bold Ruler; 5SX4D Native Dancer; 5SX4D Northern Dancer.Nicking: SPEIGHTSTOWN w/LOUIS QUATORZE mares: 3 foals, 3 strs, 2 wnrs (67%), 1 2yo

wnr (33%), 1 SW (33%), 1 GSW (33%)Broodmare sire: LOUIS QUATORZE, b, 1993. Sire of 228 dams of 640 foals, 357 rnrs (56%), 221

wnrs (35%), 40 2yo wnrs (6%), 1.11 AEI, 1.32 CI; 10 sw.2nd dam: EXPRESSIVE DANCE, ro, 1978. Bred by Bertram R. Firestone (Va.). Raced 3 yrs, 23 sts,

12 wins, $312,945. Won Ballerina S (gr. III), Bewitch S (gr. III), Comely S (gr. III), Poinciana H; 2nd Alcibiades S (gr. II), Astarita S (gr. III), Rare Perfume S, Shirley Jones H. Dam of CHIEF HONCHO (c, Chief's Crown; $1,265,719. Won Brooklyn H, gr. I, Jim Dandy S, gr. II, Excelsior H, gr. II, Broward H; 2nd Whitney H, gr. I, Brooklyn H, gr. I, Suburban H, gr. I, Jockey Club Gold Cup, gr. I, Discovery H, gr. III; 3rd Gulfstream Park H, gr. I, Whitney H, gr. I, Philip H. Iselin H, gr. I; sire), Wooden Dance (g, Woodman; $66,946. 3rd Primal H). Granddam of AMERICAN CHANCE, OPHIDIAN, GOLD TIARA, QUEEN'S PARK, POET’S VOICE, Juke, Our Colors, Flexible Princess.

SPEIGHTSTOWN, ch, 1998

Gone West, 1984 17s, SW, $682,251 1,263 f, 101 SW, 1.81 AEI

Mr. Prospector, 1970 14s, SW, $112,171 1,178 f, 181 SW, 3.98 AEI

Raise a Native

Gold Digger

Secrettame, 1978 10s, SW, $101,598 15 f, 12 r, 10 w, 2 SW

Secretariat

Tamerett

Silken Cat, 1993 4s, SW, $102,120 8 f, 5 r, 1 w, 1 SW

Storm Cat, 1983 8s, SW, $570,610 1,414 f, 180 SW, 2.97 AEI

Storm Bird

Terlingua

DANCE TO BRISTOL ch, f March 18, 2009

Silken Doll, 1980 7s, SW, $68,550 11 f, 7 r, 7 w, 3 SW

Chieftain

Insilca

Louis Quatorze, 1993 18s, SW, $2,054,434 925 f, 39 SW, 1.15 AEI

Sovereign Dancer, 1975 14s, wnr, $50,487 579 f, 56 SW, 2.60 AEI

Northern Dancer

Bold Princess

DANCE TO DAWN, gr/ro, 1999

On to Royalty, 1985 19s, SW, $318,539 7 f, 5 r, 3 w, 2 SW

On to Glory

Royal Ties

Expressive Dance, 1978 23s, SW, $312,945 18 f, 16 r, 12 w, 1 SW

Riva Ridge, 1969 30s, SW, $1,111,497 359 f, 29 SW, 1.88 AEI

First Landing

Iberia

Exclusive Dancer, 1967 34s, SW, $69,299 16 f, 14 r, 13 w, 2 SW

Native Dancer

Exclusive

DANCE TO BRISTOL'S RACE AND (STAKES) RECORDYear Age Sts 1st 2nd 3rd Earned2011 at 2 5 2(1) 3(1) 0 $74,6002012 at 3 5 1(1) 3(2) 0 $84,8502013 at 4 9 7(5) 2(2) 0 $821,430 Lifetime 19 10(7) 8(5) 0 $980,880Sire: SPEIGHTSTOWN, ch, 1998. Raced 4 yrs, 16 sts, 10 wins, $1,258,256. Champion sprinter. Won

Breeders' Cup Sprint (gr. I), Churchill Downs H (gr. II), True North Breeders' Cup H (gr. II), Alfred G. Vanderbilt H (gr. II), Artax H; 2nd Amsterdam S (gr. II), Jaipur H; 3rd Vosburgh S (gr. I).

Lifetime: 7 crops, 528 foals, 438 rnrs (83%), 342 wnrs (65%), 99 2yo wnrs (19%), 52 sw (10%), 2.16 AEI, 2.14 CI, 319 sale yrlgs, avg $135,286, 2.6 TNA.

In 2013: 19 sw, 53 2yos, 21 2yo rnrs, 9 2yo wnrs, 37 sale yrlgs, avg $168,351.1st dam: Dance to Dawn, gr/ro, 1999. Bred by Bemak N.V., Ashford Stud, and John T.L. Jones Jr (Ky.).

Raced 3 yrs, 11 sts, 1 win, $26,370. Dam of 6 named foals, 3 rnrs, 3 wnrs, 1 sw. ($230,000, 2000 keesep yrlg; $100,000, 2008 ftknov, Speightstown).

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Breeder

David Garner ... Family: Wife Dana.

Quick facts about David Garner:

The 4-year-old Dance to Bristol has finished off the board just once inher career, which has accumulated wins in the Ballerina (G1),Honorable Miss (G2), and Bed oʼRoses (G3).

Dance to Bristol is Garnerʼs first Breedersʼ Cup contender.•

Among the Garnersʼ horses are stakes runners Twice Told Tale andCool Conductor (who won the 2005 Dixie Stakes [G2] and theArlington Handicap [G3]), and Glamour Guy.

David and Dana Garner have been involved in Thoroughbredownership and breeding since 2000.

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Owner

Susan Wantz ... Born: in 1949 in Springfield, Mass. ... Residence:Taneytown, Md. on Copperville Farm ... Family: Husband, David ...Education: Susan graduated from Gettysburg College with a doublepre-med major in biology and English and has a masterʼs degree inpsychophysiology from the University of Heidelberg in Heidelberg,Germany.

Quick facts about Susan Wantz:

Dance to Bristol, a contender for the 2013 Breedersʼ Cup Filly & MareSprint, ran in Susanʼs name alone when she won the Bed oʼ Roses(G3) at Belmont in June, the Honorable Miss (G2) at Saratoga in Julyand the Ballerina (G1) at Saratoga in August, but all of her other startshave been for the Wantzsʼ Copperville Farm. The 4-year-old daughterof 2004 Sprint champion and Eclipse Award-winning sprinterSpeightstown turned heads this year during a campaign that saw hercapture seven straight races while advancing through the allowanceranks, to local stakes, to capturing a Grade 3, a Grade 2 and a Grade1 event.

Susan and David Wantz purchased the multiple graded stakes winnerout of the 2011 Fasig-Tipton Midatlantic sale of 2-year-olds in trainingfor the now bargain price of $42,000. After her win in the Ballerina, thefilly had bankrolled $920,880, with an average of $51,160 per start.“We picked her out on paper first because of her pedigree and then myhusband and I inspected her. We re-looked and re-looked at her.There was a long line of people interested in her,” Susan recalled.“She did not scope well, she did not vet well, and she did not move

right. She had really tiny feet. Those were issues that put a lot ofpeople off, but I felt in my gut that it was all manageable. What I alsoliked about her was that she was an atypical-looking Speightstown.She was tall and elegant. I also love Louis Quatorze (the maternalgrandsire).”

Wantz said that she could tell the filly was in pain when she wasbought, so she brought her home to Copperville Farm and gave heralmost an entire year off to heal. “She came back a superstar,” shesaid. “But, little did I know that she would accomplish all that she has.Sheʼs all heart, all courage and has a very good mind plus God-giventalent.”

While other buyers at the auction passed on Dance to Bristol, who isthe best racehorse the Wantzʼ have owned, there is plenty of interestin the filly now. “Big time,” she said. “Weʼve turned down offers andthey keep getting bigger. Weʼre still getting them. But weʼre racing hernow and not making any decisions at this time.”

Wantz, a self-proclaimed very involved owner, went through severaltrainers before settling on Ollie Figgins III. “A must for me is to have atrainer who knows how to ride. I know how to ride and communicatewith a horse and I want someone who can get on his horses andnotice things almost prematurely,” she said. “Weʼve got the right teamin place for this filly, and that team includes the vets, the blacksmith,and every single person who is involved with her. Ollie is justwonderful. He tweaks his program to each individual horse.”

Susan grew up around horses and rode and trained eventing horses•

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although she always loved Thoroughbreds. She got into the breedingbusiness when she and a friend rescued a Thoroughbred mare andthe mareʼs daughter from a farm that was being sold to developers.She ended up with the mare, who showed signs she should be bred.“Her name was Princess Castle and thatʼs how I ended up with my firstfoal, Copper Castle,” she said.

Copperville Farm, where Susan and David live, is 21 acres andhouses 23 horses which include seven broodmares. “It wasnʼt easyand we made a lot of mistakes along the way,” she said. “Then wedecided to stop listening to other peopleʼs advice and listen toourselves and follow our instincts. I pay attention to details.” Susansaid she only has occasional part-time help and does almost all of thework, including cleaning stalls, herself. Because of her responsibilities,

she hasnʼt been able to be on hand for all of Dance to Bristolʼs races.“But sheʼs got quite a fan club now. Team Bristol is a really goodteam.”

Wantz said that having a horse good enough to run in the BreedersʼCup is very exciting and would be a dream come true, adding that thefilly also deserves her chance. But, while everyone who is a part ofTeam Bristol will have a vote, the final say whether she ships to SantaAnita belongs to the filly. “Sheʼs been campaigned hard and she hasnothing left to prove. Iʼll let her tell me,” said Wantz.

David is a master electrician and owns an electrical contractingcompany.

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Trainer

Ollie Figgins III ... Born: Sept. 7, 1974 in Fredericksburg, Va. ...Residence: Charles Town, W.Va. ... Family: wife, Carisa; four daughtersand one son.

2008 Turf Sprint Rouse the Cat 12th

Quick facts about Ollie Figgins III:

Figgins has started one horse in the Breedersʼ Cup; Rouse the Catfinished 12th in the 2008 Turf Sprint ... He has a legitimate chance fora much better result in 2013 with Filly & Mare Sprint hopeful Dance toBristol, who strung together a stunning streak of seven wins, with fiveof them stakes, from February through August ... The Kentucky-bred4-year-old daughter of 2004 Sprint victor and Eclipse Award-winningSprinter Speightstown moved up the ladder with victories in ascendingorder in the allowance ranks, local Mid-Atlantic stakes, and then theBed oʼ Roses (G3) at Belmont in June, the Honorable Miss (G2) atSaratoga in July and the Ballerina (G1) at Saratoga in August.

Dance to Bristol, who was purchased for the bargain price of $42,000out of the 2011 Fasig-Tipton Mid-Atlantic 2-year-olds in training sale, isthe only graded stakes winner Figgins has trained ... Now sheʼs madehim a multiple graded stakes-winning trainer. “Itʼs pretty special whatsheʼs done this year,” he said. “Hopefully, weʼll go to the BreedersʼCup and itʼs pretty exciting to get there with a horse like this. Sheʼsvery talented, sheʼs got heart and sheʼs got courage.”

Figgins is grateful that Susan Waltz and her husband, David, left•

Dance to Bristol in his care as she climbed the ladder up to Grade1-winning status. “We train on a small circuit and it would have beeneasy to give her to a big name trainer. That happens all the time in thisbusiness,” he said. “Itʼs just great the way they trusted me to keep thishorse. Anybody could train her, they could have called (Todd)Pletcher. Iʼm glad they believed in me, stuck by me and trusted me. Itʼsa great feeling.”

Figgins, who is from a Mid-Atlantic racetrack family, aspired to be ajockey as a child growing up in the business. His grandfather Ollie I,was a night watchman and foaled broodmares at Buckland Farm inVirgina and worked in the same capacity at Maryland farms. His father,Ollie Figgins II, won 1,648 races as a rider and another 55 as a trainer.His uncle, trainer Raymond Figgins, gave him his start gallopinghorses when he was 11 and Figgins credits him for teaching thebusiness to him and his brother, who serves as his assistant trainer.

After graduating from high school, he moved to Delaware Park andgalloped horses for several different trainers. He realized his dream ofbecoming a jockey in 1994 and rode off and on until becoming too bigto ride. In 2005, he took out his trainerʼs license.

Figgins began his stable with one horse, Snickers Mill, which heclaimed and he owned but then lost through the claim box ... His firstclient gave him one horse, Girlfriend Calling, and he won first time out.“It all snowballed from there. I had one horse, then five, then six, then15 and I was on my way,” he said... In 2010, Dance to Bristolʼs owner,Susan Waltz, became a client and he currently has nine horses forher, although the multiple graded stakes-winning filly is the best horse

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either have been associated with ... He now has a variety of clientsand 35 horses in training at Hollywood Casino at Charles Town andanother 14, including Dance to Bristol, at Bowie Training Center inMaryland ... As Dance to Bristol improved, he moved her to Bowie

because seven furlongs is her best distance and he felt she would farebetter training on the one-mile track there rather than the six-furlongfacility at Charles Town.

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Breeders' Cup Filly & Mare SprintGREAT HOT (BRZ)

Dk B/ Br.m.5 Orientate - That's Hot by Seeking the GoldBred in Brazil by COUDELARIA JESSICA (Feb 21, 2008)

124 Owner: COUDELARIA JESSICA, INC.

Trainer:A. C. AVILA

2013: 6 1 1 0 $180,9602012: 10 0 3 2 $85,952Life: 25 5 4 5 $594,177Turf: 2 0 0 1 $13,835Course: 13 2 3 3 $327,670Off Dirt: 3 1 0 1 $13,190

05Oct13 SA7 ft 6K½¾ :22¹¾ :45^¸ 1:15¸¾ 3gk Stk - LAWoman - 100k 57-100 6 5 4¹ 4¹ 2¸¡ 2¸ Sutherland Kruse C 122 bfL 7.10 Teddy'sPromise 124¸ GreatHot122¹¢ SisterKate122¡ 3wd 1/4,2nd best 625Aug13 Dmr7 fto 7fº» :22º¶ :44¹¹ 1:21¶¸ 3g Stk - POBrienG2 - 250k 101-101 4 9 6¹¢ 6º¡ 6º 8º¡ Sutherland Kruse C 116 bfL 41.70 FedBiz121¶ Goldencents120£ GonnaFlyNow119¶ bit off rail,no rally 1203Aug13 Dmr8 fto 1Bº» :47^¼ 1:11¹¼ 1:42¿¼ 3gk Stk - CLHrschG1 - 300k 117-98 8 2¡ 2«¬ 2«¬ 2«¬ 4¸¡ Sutherland Kruse C 121 bfL 31.20 LadyofFifty119¶¡ MoreChocolate121¡ Byrama123¡ vied,led 1/16,outkickd 916Mar13 SA7 ft 1N¼¹ :46»^ 1:10»^ 1:49»¹ 4gk Stk - SMrgrtaG1 - 300k 127-78 3 2¡ 2¡ 2¶ 4¶º 4¸¹ Stevens G L 118 bfL 9.10 JoyfulVictory118º MoreChocolate118»¢ BrushedbyaStar120¶¹£ forced pace,2w,wkened 516Feb13 SA4 ft 1B½^ :48¶¿ 1:12¶¶ 1:43^¾ 4gk Stk - SntMariaG2 - 200k 73-103 1 1¶¡ 1¶ 1¶¡ 1¶ 1¡ Stevens G L 118 bfL 9.40 GreatHot118¡ BookReview 118¹£ LadyofFifty123¡ inside,held on gamely 513Jan13 SA3 ft 1B½^ :47¼¶ 1:11½¼ 1:42¼¼ 4gk Stk - PaseanaH - 75k 75-90 6 3¶¡ 3¹ 4¹ 4»¡ 4½ Quinonez A 118 fL 10.60 SnowFall117¹¢ Distracting115¹£ CurvyCat 119«¬ 3wd into str,edged 3rd 729Dec12 SA5 wfs 6K½¾ :22¸¾ :44»^ 1:14½¸ 3gk Stk - KaloknQnn - 75k 59-92 3 2 3¸¡ 4¼ 4¿ 3¼ Quinonez A 119 fL 5.50 Teddy'sPromise 119»¢ SnowFall 119£ GreatHot119¶¢ 3wd into str,missed 2d 603Nov12 SA5 ft 7f¸¾ :22¸¹ :44¶¿ 1:20½¸ 3gk Stk - BCFMSprtG1 - 1000k 100-89 7 9 7¸£ 7»¡ 10¶^ 9¶¼¡ Maldonado E A 124 fL 50.60 GroupieDoll124º¡ DustandDiamonds 124¹£ Switch124¶ shuffled early 1007Oct12 SA3 ft 6K½¾ :22º½ :46^¾ 1:17º½ 3gk Stk - LAWoman - 100k 85-93 3 2 2¶ 3¶ 2¶ 2¡ Quinonez A 118 fL 10.70 Rumor118¡ GreatHot118¶ LadyofFifty 121¼¢ 3wd into str,willingly 421Sep12 Fpx8 ft 6K¼^ :22¸º :45¼¾ 1:17½¼ 3gk Stk - BanglBeads - 50k 73-96 3 5 6»¡ 6¿¡ 6¿¡ 2¹ Quinonez A 118 fL 2.70 Kindle119¹ GreatHot118¶¢ AllOntheTable123¶£ 4wd rally,late 2nd 6Workout(s): a17 Oct 13 SA 5F ft :58.4h 1/28 a28 Sep 13 SA 3F ft :34h 1/11 21 Sep 13 SA 7F ft 1:28h 2/2 14 Sep 13 SA 7F ft 1:30.2h 3/3

Page 4 of 13

Page 35: SPRINT DIVISION - Breeders' CupPre-entries for the Breeders' Cup Filly & Mare Sprint (G1) Horse Owner Trainer Book Review Gary L. & Mary E. West Bob Baffert Ch.f.4 Giant's Causeway

2007: Seeking Egyptian, b c, by Kafwain. Unraced. ($4,000 keenov wnlg). 2008: GREAT HOT (Brz), dkb/br f, by Orientate.

At 4: Won Lexus Raven Run S (gr. II), Torrey Pines S; 2nd La Canada S (gr. II); 3rd La Brea S (gr. I), Lady's Secret S (gr. I), Sandy Blue H (T).

At 5: Won Santa Maria S (gr. II); 2nd L.A. Woman S, Bangles and Beads S; 3rd Kalookan Queen S, Adoration S (R).

At 6: 2nd L.A. Woman S. 2009: Hotter Than You, ch c, by Public Purse. Raced 1 yr in Brz, 5 sts, 2 wins, $5,361. 2010: Ingria Hot, ch f, by Public Purse. Raced 2 yrs in Brz, 3 sts, 0 wins, $229. 2011: Jumping Jack Flash, b f, by Wild Event. Unraced.

Nicking: ORIENTATE w/SEEKING THE GOLD mares: 5 foals, 5 strs, 4 wnrs (80%), 1 2yo wnr (20%), 1 SW (20%), 0 GSW (0%)

Broodmare sire: SEEKING THE GOLD, b, 1985. Sire of 426 dams of 2,074 foals, 1,609 rnrs (78%), 1,135 wnrs (55%), 329 2yo wnrs (16%), 1.81 AEI, 1.53 CI; 135 sw.

2nd dam: Catchy, dkb/br, 1998. Bred by Overbrook Farm (Ky.). Raced 1 yr, 1 st, 0 wins, $113. Dam of Boxers Or Briefs (g, Eddington; $21,860. 2nd Hall of Fame S).

ORIENTATE, dkb/br, 1998

Mt. Livermore, 1981 30s, SW, $610,644 983 f, 77 SW, 1.76 AEI

Blushing Groom, 1974 10s, SW, $407,153 512 f, 92 SW, 3.96 AEI

Red God

Runaway Bride

Flama Ardiente, 1972 49s, SW, $192,732 6 f, 4 r, 2 w, 2 SW

Crimson Satan

Royal Rafale

Dream Team, 1985 6s, SW, $317,410 9 f, 9 r, 9 w, 2 SW

Cox's Ridge, 1974 28s, SW, $667,172 774 f, 53 SW, 2.46 AEI

Best Turn

Our Martha

GREAT HOT(Brz) dkb/br, m February 21, 2008

Likely Double, 1973 34s, SW, $74,504 6 f, 5 r, 5 w, 1 SW

Nodouble

Likely Lark

Seeking the Gold, 1985 15s, SW, $2,307,000 935 f, 92 SW, 2.29 AEI

Mr. Prospector, 1970 14s, SW, $112,171 1,178 f, 181 SW, 3.98 AEI

Raise a Native

Gold Digger

THAT'S HOT, ch, 2003

Con Game, 1974 12s, wnr, $24,080 10 f, 10 r, 6 w, 3 SW

Buckpasser

Broadway

Catchy, 1998 1s, unpl, $113 7 f, 5 r, 5 w

Storm Cat, 1983 8s, SW, $570,610 1,414 f, 180 SW, 2.97 AEI

Storm Bird

Terlingua

Island Kitty, 1976 23s, wnr, $104,236 13 f, 12 r, 9 w, 4 SW

Hawaii

T. C. Kitten

GREAT HOT (BRZ)'S RACE AND (STAKES) RECORDYear Age Sts 1st 2nd 3rd Earned2010 at 3 in Brz 1 1 0 0 $3,8302011 at 3 in NA 8 3(2) 0 3(3) $323,4352012 at 4 in NA 10 0 3(3) 2(2) $85,9522013 at 5 in NA 6 1(1) 1(1) 0 $180,960 Lifetime 25 5(3) 4(4) 5(5) $594,177Sire: ORIENTATE, dkb/br, 1998. Raced 3 yrs, 19 sts, 10 wins, $1,716,950. Champion sprinter. Won

NAPA Breeders' Cup Sprint (gr. I), Forego H (gr. I), Commonwealth Breeders' Cup S (gr. II), A. G. Vanderbilt H (gr. II), Aristides H (gr. III), Smile Sprint H, Indiana Derby, Sir Beaufort S (T); 2nd San Fernando Breeders' Cup S (gr. II).

Lifetime: 8 crops, 714 foals, 547 rnrs (77%), 419 wnrs (59%), 109 2yo wnrs (15%), 41 sw (6%), 1.35 AEI, 1.81 CI, 423 sale yrlgs, avg $45,324, 0.8 TNA.

In 2013: 7 sw, 41 2yos, 14 2yo rnrs, 4 2yo wnrs, 5 sale yrlgs, avg $40,000.1st dam: That's Hot, ch, 2003. Bred by Overbrook Farm (Ky.). Unraced. Dam of 5 named foals, 3 rnrs,

2 wnrs, 1 sw. Sent to Brz 2008. ($40,000, 2004 keesep yrlg; $75,000, 2007 keenov, Orientate).

Page 36: SPRINT DIVISION - Breeders' CupPre-entries for the Breeders' Cup Filly & Mare Sprint (G1) Horse Owner Trainer Book Review Gary L. & Mary E. West Bob Baffert Ch.f.4 Giant's Causeway

Breeders' Cup Filly & Mare SprintGROUPIE DOLL

Ch.m.5 Bowman's Band - Deputy Doll by Silver DeputyBred in Kentucky by FRED BRADLEY & WILLIAM BRADLEY (Apr 14, 2008)

124 Owner: FRED F. BRADLEY, WILLIAM B. BRADLEY,CARL HURST & BRENT BURNS

Trainer:WILLIAM B. BRADLEY

2013: 3 1 0 2 $271,0002012: 9 5 2 2 $1,385,314Life: 20 10 4 4 $1,928,850Turf: 2 0 0 0 $2,236Course: 1 1 0 0 $540,000Off Dirt: 1 1 0 0 $17,080

05Oct13 Kee6 fto 6f¹º :22¼½ :45¿º 1:09¸¹ 3gk Stk - TCAG2 - 200k 92-111 6 6 3¸ 2¶ 3¶¡ 3¶£ Maragh R 124 bL *.50 JudytheBeauty120¶ GypsyRobin120£ GroupieDoll124¸£ bid between,out kicked 609Sep13 Pid6 fto 6K¹» :21¾½ :44¶^ 1:14¾¾ 3gk Stk - PidMstrsG2 - 400k 76-116 8 6 7½£ 4¸¡ 2«¬ 1¶¡ Maragh R 115 bL *.50 GroupieDoll115¶¡ PurelyHot118£ JudytheBeauty 118¸ 5-w bid 1/4,mild drive 910Aug13 Elp8 ft 1m¹º :47^¹ 1:10»¸ 1:34¿½ 3gk Stk - GrdeniaG3 - 100k 63-109 2 7¸£ 7¸£ 4£ 3¶¡ 3¶ Maragh R 120 bL *.20 DeviousIntent120¨µ MagicHour 120£ GroupieDoll 120¸ stumbled,steadied 924Nov12 Aqu8 ft 1m¹¸ :47^º 1:11¶¶ 1:35º½ 3g Stk - CigarMiHG1 - 350k 82-118 5 3¶ 3¶¡ 3¨µ 1«¬ 2¨© Maragh R 118 bL *1.05 StayThirsty118¨© GroupieDoll118¸ Coil 120º 3w,brush late,game 503Nov12 SA5 ft 7f¸¾ :22¸¹ :44¶¿ 1:20½¸ 3gk Stk - BCFMSprtG1 - 1000k 103-121 9 5 6¸¢ 4¹ 1¶ 1º¡ Maragh R 124 bL *.70 GroupieDoll124º¡ DustandDiamonds 124¹£ Switch124¶ rddn alng 6-4w,drv clr 1006Oct12 Kee6 fto 6f¹º :22½¹ :45¾» 1:09¸¶ 3gk Stk - TCAG2 - 200k 67-115 6 8 5º¡ 4¶¡ 1¶ 1¼¡ Maragh R 124 bL *.40 GroupieDoll 124¼¡ StriketheMoon120¡ HoneyChile120¶¡ waited 1/4,split foes 908Sep12 Pid6 fto 6K¹» :21½^ :44¼» 1:16¹¸ 3gk Stk - PidMstrsG2 - 400k 106-109 6 8 7»¡ 5¸£ 2«¬ 1¹£ Maragh R 123 bL *.70 GroupieDoll 123¹£ KittyinaTizzy123¨µ SallySally115¨µ 5-w rally 1/4,drew off 1105May12 CD9 ft 7f¹º :22º¸ :44»½ 1:20ºº 4gk Stk - HmnaDstG1 - 300k 98-117 6 2 2¡ 1¶¡ 1»¡ 1½¢ Maragh R 123 bL *3.10 GroupieDoll 123½¢ MusicalRomance 123»¢ MagicalFeeling120£ 3w,took over at will 912Apr12 Kee8 fto 7f¹º :22¼½ :46¹¸ 1:23½¼ 4gk Stk - MadisonG1 - 300k 89-99 7 5 5¹¡ 3¶¡ 1¶ 1¹ Maragh R 118 bL 3.90 GroupieDoll 118¹ She'sCheeky118¹¡ ArianaD118¶ 4w,drifted out 1/8 pl 817Mar12 GP10 ft 7f¹^ :23¸¶ :46^½ 1:21¾¾ 4gk Stk - InsdInfoG2 - 150k 47-103 8 5 6» 6¹¡ 5¸ 3¶¢ Maragh R 119 L *3.10 MusicalRomance123£ HotSummer119¡ GroupieDoll 119¡ rallied,up for 3rd 10Workout(s): a18 Oct 13 CD 4F ft :46.2b 1/34 28 Sep 13 CD 4F ft :48.1b 11/66 21 Sep 13 CD 4F sy :50.2b 20/28 3 Sep 13 CD 4F ft :47.3b 3/50

Page 5 of 13

Page 37: SPRINT DIVISION - Breeders' CupPre-entries for the Breeders' Cup Filly & Mare Sprint (G1) Horse Owner Trainer Book Review Gary L. & Mary E. West Bob Baffert Ch.f.4 Giant's Causeway

Dam of 5 named foals, 3 rnrs, 2 wnrs, 1 sw. ($25,000, 1997 keesep yrlg).2002: Deputy G Man, dkb/br c, by Mr. Greeley. Unraced. 2003: Deputy's Case, b c, by Gold Case. Raced 1 yr, 6 sts, 0 wins, $10,383. 2004: Slipped.2005: To the House, dkb/br f, by Brahms. Unraced. 2006: Time Doesn't Wait, b f, by Gilded Time. Raced 3 yrs, 10 sts, 4 wins, $28,244. 2007: C, by Monashee Mountain. Died 2007. 2008: GROUPIE DOLL, ch f, by Bowman's Band.

At 3: Won Gardenia S (gr. III); 2nd Lexus Raven Run S (gr. II), Charles Town Oaks. At 4: Champion Sprinter. Won Breeders' Cup Filly & Mare Sprint (gr. I), Humana Distaff S (gr. I,

NTR, CD, 7 furlongs in 1:20.44); Vinery Madison S (gr. I), Presque Isle Downs Masters S (gr. II), Thoroughbred Club of America S (gr. II); 2nd Cigar Mile H (gr. I); 3rd Inside Information S (gr. II), Sabin S (gr. III).

At 5: Won Presque Isle Downs Masters S (gr. II, NTR, Pid, 61/2 furlongs in 1:14.88); 3rd Thoroughbred Club of America S (gr. II), Gardenia S (gr. III).

2009: Dead foal.Inbreeding: 3SX5SX5D Northern Dancer.Nicking: BOWMAN'S BAND w/SILVER DEPUTY mares: 1 foal, 1 str, 1 wnr (100%), 0 2yo

wnrs (0%), 1 SW (100%), 1 GSW (100%)Broodmare sire: SILVER DEPUTY, b, 1985. Sire of 388 dams of 1,566 foals, 1,174 rnrs (75%), 852

wnrs (54%), 249 2yo wnrs (16%), 1.46 AEI, 1.43 CI; 94 sw.2nd dam: Slick Turn, b, 1984-1997. Bred by Burdette Associates (Ky.). Unraced. Dam of RUSSELL-

THEMUSSELL (c, American Standard; $122,280. Won Phoenix Gold Cup H, Musco Lighting S; sire), Slick Report (c, Corporate Report; $139,181. 3rd Lecomte H; sire). Granddam of ARISTOTLE, Scoonerwharfbardog.

BOWMAN'S BAND, ch, 1998

Dixieland Band, 1980 24s, SW, $441,320 1,306 f, 117 SW, 1.91 AEI

Northern Dancer, 1961 18s, SW, $580,647 636 f, 147 SW, 5.10 AEI

Nearctic

Natalma

Mississippi Mud, 1973 34s, SW, $277,285 11 f, 6 r, 4 w, 1 SW

Delta Judge

Sand Buggy

Hometown Queen, 1984 18s, SW, $254,998 13 f, 10 r, 6 w, 1 SW

Pleasant Colony, 1978 14s, SW, $965,383 620 f, 77 SW, 3.43 AEI

His Majesty

Sun Colony

GROUPIE DOLL ch, m April 14, 2008

Nijinsky Star, 1980 Unraced 7 f, 6 r, 4 w, 3 SW

Nijinsky II

Chris Evert

Silver Deputy, 1985 2s, SW, $41,820 1,027 f, 89 SW, 1.88 AEI

Deputy Minister, 1979 22s, SW, $696,964 1,141 f, 90 SW, 2.53 AEI

Vice Regent

Mint Copy

DEPUTY DOLL, b, 1996

Silver Valley, 1979 20s, SW, $105,731 11 f, 8 r, 8 w, 2 SW

Mr. Prospector

Seven Valleys

Slick Turn, 1984 Unraced 8 f, 8 r, 7 w, 1 SW

Best Turn, 1966 28s, SW, $270,339 335 f, 35 SW, 2.78 AEI

Turn-to

Sweet Clementine

Bold Flora, 1974 17s, wnr, $16,220 12 f, 10 r, 8 w, 2 SW

Bold Favorite

Floral Park

GROUPIE DOLL'S RACE AND (STAKES) RECORDYear Age Sts 1st 2nd 3rd Earned2011 at 3 8 4(1) 2(2) 0 $272,5362012 at 4 9 5(5) 2(1) 2(2) $1,385,3142013 at 5 3 1(1) 0 2(2) $271,000 Lifetime 20 10(7) 4(3) 4(4) $1,928,850Sire: BOWMAN'S BAND, ch, 1998-2008. Raced 4 yrs, 34 sts, 7 wins, $1,315,774. Won Meadowlands

Breeders' Cup S (gr. II), Brandywine H, R. R. M. Carpenter Jr. Memorial S, Summing S; 2nd Metro-politan H (gr. I), Oaklawn H (gr. I), Philip H. Iselin H (gr. II), Prairie Meadows Cornhusker Breeders' Cup H (gr. III), Sport Page H (gr. III), Sport Page H (gr. III), Hal's Hope H (gr. III), William Donald Schaefer H (gr. III), Charles H Hadry S; 3rd Whitney H (gr. I), Pimlico Special H (gr. I), Woodward S (gr. I), Saratoga Breeders' Cup H (gr. II), Skip Away H (gr. III).

Lifetime: 4 crops, 183 foals, 138 rnrs (75%), 113 wnrs (62%), 21 2yo wnrs (11%), 13 sw (7%), 1.79 AEI, 1.33 CI, 46 sale yrlgs, avg $10,747, 0.2 TNA.

In 2013: 2 sw1st dam: Deputy Doll, b, 1996. Bred by Russell B. Jones Jr. (Ky.). Raced 2 yrs, 14 sts, 2 wins, $23,615.

Page 38: SPRINT DIVISION - Breeders' CupPre-entries for the Breeders' Cup Filly & Mare Sprint (G1) Horse Owner Trainer Book Review Gary L. & Mary E. West Bob Baffert Ch.f.4 Giant's Causeway

Co-Breeder/Co-Owner

Fred Bradley ... Born: April 26, 1931 in Evansville, Ind.; grew up innearby Providence, Ky. ... Residence: Frankfort, Ky. ... Family: sonWilliam (Buff) Bradley is his primary trainer; other children are his sonSteve and daughters Anne Merchant and Margaret Coffey; their motherand Bradleyʼs wife Bettye Carol passed away in 1987. ... Education:Journalism degree from University of Kentucky (1953); Law degree fromUniversity of Kentucky (1959). ... Web site: www.buffracing.com

Quick facts about Fred Bradley:

Fred Bradley is best known in recent years as the owner and breederof 2012 Eclipse Award champion female sprinter and winner of the2012 Breedersʼ Cup Filly and Mare Sprint Groupie Doll and Grade 1and $2-million earner winner Brass Hat and as the father of his trainer,William (Buff) Bradley. But the elder Bradley himself both trained andexercised Thoroughbreds for many years. He still dabbles with horsesand in 2012 he occasionally rode King of Speed, a gelding he bredwho made 111 starts before retiring to Bradleyʼs Indian Ridge Farm inFrankfort, Ky. Indian Ridge is home to about a dozen broodmares. .

The Bradleys had little interest in selling their Grade 1 winner BrassHat when he was in his prime and, resisted the temptation to sellGroupie Doll during her racing career. However, the champion mare isscheduled to go through the Keenelandʼs November Breeding StockSale a few days after the 2013 Breedersʼ Cup.

After winning the Breedersʼ Cup Filly and Mare Sprint, Groupie Dollclosed her 2012 campaign by finishing a close second to male rivals in

the Cigar Mile Handicap (G1) at Aqueduct. She then went to theBradley familyʼs Indian Ridge Farm in Frankfort, Ky. where she sharesa paddock with the Bradleysʼ retired superstar Brass Hat. Although shewas shipped to Gulfstream Park in south Florida for a wintercampaign, she returned to the farm in early 2013 when it wasdetermined she had a slight virus. She spent three months at IndianRidge before returning to training at Churchill Downs in late spring of2013.

Groupie Doll made her long awaited return to racing with a runner-upeffort in the Gardenia Stakes (G3). Buff Bradley chose that race partlybecause of sentimental reasons. The race is run at Ellis Park inwestern Kentucky and he believed a visit to the track would boost thespirits of Fred, who co-owns Groupie Doll and has fond memories ofEllis Park.

The Bradley family is proactive in aftercare of their horses when theyare no longer able to race and have several retirees at their farm.

One of Bradleyʼs many endeavors was his role as a Kentucky statesenator. He also had a long military career that included time as afighter pilot and flying a plane from California to Vietnam.

On the business side, Bradley founded his own trucking line, FredʼsFast Freight, in Frankfort, Ky. and still owns the business. He did someof the hauling himself as well as hauling racehorses for himself and hisson.

In his younger days, Bradley galloped many of the horses that he•

Page 39: SPRINT DIVISION - Breeders' CupPre-entries for the Breeders' Cup Filly & Mare Sprint (G1) Horse Owner Trainer Book Review Gary L. & Mary E. West Bob Baffert Ch.f.4 Giant's Causeway

trained that raced at tracks such as the now defunct Miles Park inLouisville and Mountaineer Park when it was called Waterford Park.

His law work includes ten years as counsel for the Kentucky RacingCommission and time as a Franklin County (Ky.) judge.

Page 40: SPRINT DIVISION - Breeders' CupPre-entries for the Breeders' Cup Filly & Mare Sprint (G1) Horse Owner Trainer Book Review Gary L. & Mary E. West Bob Baffert Ch.f.4 Giant's Causeway

Co-Breeder/Co-Owner/Trainer

William (Buff) Bradley ... Born: Aug. 26, 1963 in Frankfort, Ky. ...Residence: Frankfort, Ky. ... Family: Wife, Kim; son, Drew; daughters,Jett and Kory. ... Web site: www.buffracing.com

Breedersʼ Cup RecordStarts 1st 2nd 3rd Earnings1 1 0 0 $540,000

2012 Filly & Mare Sprint Groupie Doll 1st

Quick facts about William (Buff) Bradley:

William “Buff” Bradleyʼs success with homebreds of modest pedigreescontinues with Groupie Doll, 2012 Eclipse Award champion femalesprinter and winner of the 2012 Breedersʼ Cup Filly and Mare Sprint.The daughter of Bowmanʼs Band was bred in the name of Bradley andhis father Fred, a former Kentucky Senator.

After winning the Breedersʼ Cup Filly and Mare Sprint, Groupie Dollclosed her 2012 campaign by finishing a close second to male rivals inthe Cigar Mile Handicap (G1) at Aqueduct. She then went to theBradley familyʼs Indian Ridge Farm in Frankfort, Ky. where she sharesa paddock with the Bradleysʼ retired superstar Brass Hat. Although shewas shipped to Gulfstream Park in south Florida for a wintercampaign, she returned to the farm in early 2013 when it wasdetermined she had a slight virus. She spent three months at IndianRidge before returning to training at Churchill Downs in late spring of2013.

Groupie Doll made her long awaited return to racing with a runner-upeffort in the Gardenia Stakes (G3). Buff Bradley chose that race partlybecause of sentimental reasons. The race is run at Ellis Park inwestern Kentucky and Bradley believed a visit to the track would boostthe spirits of his elderly father, Fred, who co-owns Groupie Doll andhas fond memories of Ellis Park.

Bradley said he clearly remembers when Groupie Doll was born on thefamily farm. “I remember the day she foaled because she was such abeautiful red filly,” he told The Blood-Horse. “I donʼt remember themall, but she stood out from day one. Itʼs pretty cool to watch her now.”

Through Sept. 2, 2013, Bradley has won 379 races with 3,769 startersthat have earned nearly $11 million.

Bradleyʼs racing stable is based at Churchill Downs with winter stays inFlorida. His Web site is replete with information and photos of family,employees, horses, and pets.

Buffʼs greatest success was the popular rags to riches Brass Hat, whobegan as a homebred $15,000 claimer for his father Fred and went onto earn more than $2.1 million. A multiple graded stakes winner, BrassHat won the 2004 Ohio Derby (G2) and the Indiana Derby beforebeing sidelined for almost two years with a fractured ankle. When hereturned, he won the 2006 Donn Handicap (G1) and the New OrleansHandicap (G2) and also finished second in the 2006 Dubai World Cup(G1) but was disqualified for having trace amounts of a steroid in hissystem, which Bradley still disputes.

Page 41: SPRINT DIVISION - Breeders' CupPre-entries for the Breeders' Cup Filly & Mare Sprint (G1) Horse Owner Trainer Book Review Gary L. & Mary E. West Bob Baffert Ch.f.4 Giant's Causeway

Retired at age 10 in 2011, Brass Hat had closed out his career bywinning the 2010 Sycamore Stakes (G2) at Keeneland at age nine.Brass Hat remains part of Bradleyʼs family, either as his stable pony,or on the farm babysitting weanlings and yearlings. He shares hispaddock with champion and Breedersʼ Cup Filly and Mare Sprintwinner Groupie Doll when she spends time at the Bradleysʼ farm.

Buff sends layups to his fatherʼs Indian Ridge Farm in Frankfort, Ky.,where Brass Hat lives when heʼs not working as a stable pony.

He obtained his trainerʼs license in 1993 and has developed areputation for success with horses with moderate pedigrees, notably$2-million earner Brass Hat, who was raised on and later retired to thefamily farm. Another notable Bradley retiree is King of Speed, whoraced 111 times before running his last race at age 11 in 2010.Nicknamed “Elvis,” King of Speed is used for brief periods as a leadpony at the Bradley racing stable. When away from the track, King ofSpeed is at the Bradley farm where he is sometimes ridden byBradleyʼs children.

Buff worked four years as assistant for Clarence Picou, then went out•

on his own in 1993.

After graduating from Kentucky State University with a businessmanagement degree in 1989, Bradley became an assistant trainerprimarily in the Southwest.

Family is central to Bradleyʼs success. He grew up riding and workingwith Thoroughbreds on the Frankfort, Ky. farm owned by his father.The tradition continues with young Bradleyʼs three children handlingchores while his wife, Kim – also from a racing family – oversees dailyactivities.

Buffʼs wife Kim is the daughter of trainers Gary and Sue Thomas.•

Father Fred was a trainer and served as the attorney general for theKentucky Racing Commission for ten years. Now, Fred owns andbreeds Thoroughbreds trained by Buff, including Brass Hat.

Bradley and his family are proactive in aftercare of their horses whenthey are no longer able to race and have several retirees at their farm.

As a child earned the nickname “Buff” which is short for “Buffalo Bill”•

Page 42: SPRINT DIVISION - Breeders' CupPre-entries for the Breeders' Cup Filly & Mare Sprint (G1) Horse Owner Trainer Book Review Gary L. & Mary E. West Bob Baffert Ch.f.4 Giant's Causeway

Breeders' Cup Filly & Mare SprintISMENE

Dk B/ Br.f.4 Tribal Rule - Never to Excess by In Excess (IRE)Bred in California by STEPHEN FERRARO (Jan 22, 2009)

124 Owner: STEPHEN FERRARO

Trainer:WILLIAM SPAWR

2013: 6 0 4 0 $86,3602012: 0 0 0 0 $0Life: 9 3 4 0 $236,990Turf: 2 0 2 0 $40,000Course: 3 2 0 0 $114,390Off Dirt: 1 0 0 0 $1,560

12Oct13 SA7 fm y¶» *6K¶¹¶ :21½^ :43¼º 1:11¼¼ 3gklStk - CalDistafH - 100k 105-102 7 5 1¶¡ 1¡ 1¶ 2¡ Smith M E 119 fL 3.50 Qiaona119¡ Ismene119£ BellaViaggia119¡ met bids rail,caught 725Aug13 Dmr2 fto 1m¸^^ :45¾¼ 1:10¶^ 1:35º¶ 3gk Aoc 62500nw2$/x-N 111-97 3 1¹¡ 1º 1¸¡ 1¸ 2¶¢ Stevens G L 120 L 2.20 MagicUnion116¶¢ Ismene120¾¢ CamrynKate 122¨© off rail,caught late 607Aug13 Dmr6 fto 6fº» :22¸º :45»¶ 1:10¹¶ 3gk Aoc 62500nw2$/x-N 70-82 2 9 8½ 10½£10¿¢8»£ Smith M E 120 L *1.50 Wednesday118«¬ BigHoneyBee120¨© Conkate 120«¬ squeezed bit start 1027Apr13 Bhp8 fto 7K»» :22½¾ :45¿¶ 1:29¼» 4gklStk - BThoughtfl - 125k 98-96 7 3 1¡ 1¶ 1¸ 2¶ Bejarano R 120 L *2.00 CurvyCat120¶ Ismene120¹£ Dancingtothestars120¹¢ inside,clear,caught 1017Mar13 SA8 fm y *6K¾º :21º¾ :43¸¹ 1:12^¸ 4gklStk - IrshOBrien - 100k 128-97 5 2 1¹ 1¸ 1¶¡ 2¶¢ Smith M E 117 bL *2.40 BenchGlory117¶¢ Ismene117¶¢ Dancingtothestars117¡ sped clr,inside,caught 825Jan13 SA6 wfs 6f¾» :21»¸ :44¸¸ 1:09»¸ 4gk Aoc 62500nw2$/x-N 94-76 3 6 2¶¡ 5» 5¾¡ 5¾ Smith M E 119 bfL *.80 Shumoos119¸¡ Quizzical123¨µ SizzlingGold123¶ stalked rail,wkened 626Dec11 SA1 ft 7f¸¾ :21¾¿ :44»¸ 1:21¼¶ 2 klStk - CalBrdrCh - 100k 116-92 6 1 1¶ 1«¬ 1¸¡ 1¸£ Smith M E 119 bL *.60 Ismene119¸£ WillaBAwesome 119¶£ Warren'sAmber116¨µ drew clear,ridden out 622Oct11 SA3 ft 6f¾» :21¿¸ :44¹^ 1:08¿¶ 2 k Stk - Anoakia - 65k 88-92 1 4 1¶ 1¸¡ 1¸¡ 1¶ Valenzuela P A 120 bL 7.20 Ismene 120¶ SisterMoon 118½£ Evelyn'sDancer117¶¡ inside,cleared,held 613Aug11 Dmr9 fto 5Kº» :22¶¾ :45»¶ 1:04¶¾ 2 klMsw 63000 91-80 4 5 2¡ 2¶ 1¡ 1¸¢ Valenzuela P A 120 bL *1.60 Ismene 120¸¢ Natalie'sAcademy118£ WarExcess118¨© re-bid,led,cleared 11Workout(s): a6 Oct 13 SA 6F ft 1:12.1h 1/7 30 Sep 13 SA 5F ft :59h 3/39 19 Sep 13 SA 4F ft :47.3h 4/32 a12 Sep 13 SA 3F ft :35.4h 1/9

Page 6 of 13

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At 4: 2nd B. Thoughtful S (R), California Distaff H (RT), Irish O'Brien S (RT). 2010: Dkb/br f, by Tribal Rule. ($4,000 baroct yrlg). 2011: Redford, ch c, by Dixie Chatter. Unraced. 2012: Dkb/br f, by Dixie Chatter. ($30,000 baroct yrlg).

Inbreeding: 5SX5D Bold Ruler.Nicking: TRIBAL RULE w/IN EXCESS (IRE) mares: 10 foals, 8 strs, 7 wnrs (70%), 4 2yo

wnrs (40%), 2 SW (20%), 0 GSW (0%)Broodmare sire: IN EXCESS (Ire), dkb/br, 1987-2013. Sire of 234 dams of 729 foals, 454 rnrs (62%),

314 wnrs (43%), 88 2yo wnrs (12%), 1.27 AEI, 1.35 CI; 30 sw.2nd dam: MARGARET BOOTH, b, 1983-2003. Bred by Ray and Fran Stark (Ky.). Raced 3 yrs, 18 sts,

4 wins, $116,370. Won Torrey Pines S (R); 2nd Chula Vista H (gr. II), Golden Isles S (RT). Dam of Baccarat (g, Hansel; $51,183. 3rd Fire Plug S) Lucky C. H. (f, A.P. Indy; $59,820. 2nd Lakeview Thoroughbred Farms S, R; dam of LUCKY J. H.). Granddam of IRENE’S BONUS BABY, Brave Quest, Trackem 'n' Wackem, Russian.

TRIBAL RULE, b, 1996

Storm Cat, 1983 8s, SW, $570,610 1,414 f, 180 SW, 2.97 AEI

Storm Bird, 1978 6s, SW, $162,869 681 f, 63 SW, 2.27 AEI

Northern Dancer

South Ocean

Terlingua, 1976 17s, SW, $423,896 11 f, 9 r, 6 w, 2 SW

Secretariat

Crimson Saint

Sown, 1983 3s, wnr, $24,750 8 f, 5 r, 4 w, 1 SW

Grenfall, 1968 14s, SW, $19,467 370 f, 12 SW, 0.77 AEI

Graustark

Primonetta

ISMENE dkb/br, f January 22, 2009

Bad Seed, 1969 44s, SW, $89,874 10 f, 7 r, 3 w, 1 SW

Stevward

Rich and Rare II

In Excess, 1987 25s, SW, $1,736,733 987 f, 63 SW, 1.58 AEI

Siberian Express, 1981 11s, SW, $159,587 308 f, 12 SW, 1.22 AEI

Caro

Indian Call

NEVER TO EXCESS, b, 2002

Kantado, 1976 14s, wnr, $5,011 13 f, 12 r, 8 w, 1 SW

Saulingo

Vi

Margaret Booth, 1983 18s, SW, $116,370 10 f, 6 r, 5 w

Well Decorated, 1978 16s, SW, $455,836 684 f, 36 SW, 1.21 AEI

Raja Baba

Paris Breeze

Careless Notion, 1970 12s, wnr, $13,015 15 f, 11 r, 6 w, 3 SW

Jester

Miss Uppity

ISMENE'S RACE AND (STAKES) RECORDYear Age Sts 1st 2nd 3rd Earned2011 at 2 3 3(2) 0 0 $150,6302013 at 4 6 0 4(3) 0 $86,360 Lifetime 9 3(2) 4(3) 0 $236,990Sire: Tribal Rule, b, 1996. Raced 3 yrs, 4 sts, 2 wins, $77,600. Lifetime: 8 crops, 529 foals, 350 rnrs (66%), 238 wnrs (45%), 88 2yo wnrs (17%), 34 sw (6%), 1.36

AEI, 1.16 CI, 179 sale yrlgs, avg $15,747, 0.3 TNA.In 2013: 7 sw, 71 2yos, 19 2yo rnrs, 9 2yo wnrs, 8 sale yrlgs, avg $23,138.1st dam: Never to Excess, b, 2002. Bred by Harris Farms (Calif.). Raced 1 yr, 3 sts, 1 win, $32,160.

Dam of 4 named foals, 3 rnrs, 3 wnrs, 1 sw. 2007: Oonga Boonga, dkb/br g, by Tribal Rule. Raced 3 yrs, 8 sts, 1 win, $27,682. 3rd Cavonnier

Juvenile S. ($80,000 ftkjul yrlg; $90,000 baroct yrlg). 2008: Joyful Emma, ch f, by Tribal Rule. Raced 3 yrs, 14 sts, 2 wins, $16,243. ($12,000 arznov yrlg). 2009: ISMENE, dkb/br f, by Tribal Rule.

At 2: Won Anoakia S, California Breeders Champion S (R).

Page 44: SPRINT DIVISION - Breeders' CupPre-entries for the Breeders' Cup Filly & Mare Sprint (G1) Horse Owner Trainer Book Review Gary L. & Mary E. West Bob Baffert Ch.f.4 Giant's Causeway

Breeder/Owner

Steve Ferraro ... Born: 1943, in Glendale, Calif. ... Residence: SierraMadre, Calif. ... Family: Married to Richmond Ferraro & they have oneson, Evan. Both Evan & Richmond are involved in the Thoroughbredindustry.

Quick facts about Steve Ferraro:

Ferraro is very low key and likes to let his horses do the talking. Hefeels Ismene is a big longshot for such a big stage, his first BreedersʼCup starter.

Homebred Ismene won two stakes in 2011, including the CaliforniaBreedersʼ Champion Stakes, but sat out all of 2012 recuperating from

knee surgery. She returned in 2013 to finish second in three stakes –the Irish OʼBrien Stakes, B. Thoughtful Stakes, and the CaliforniaDistaff Stakes, her most recent start before entering the Filly and MareSprint.

Ferraroʼs mare Never to Excess, by In Excess (Ire), has also producedstakes-placed Oonga Boonga, a full brother to Ismene by Tribal Rule,among her three winners. She has a yearling Dixie Chatter filly and a2-year-old Dixie Chatter colt.

Steve trained Thoroughbreds from 1970 to 1990. Best horse hetrained is multiple stakes-winning Painted Wagon, a grandson of FleetNasrullah. ... Owner, breeder, bloodstock agent now. Uses RussellDrake as advisor.

Page 45: SPRINT DIVISION - Breeders' CupPre-entries for the Breeders' Cup Filly & Mare Sprint (G1) Horse Owner Trainer Book Review Gary L. & Mary E. West Bob Baffert Ch.f.4 Giant's Causeway

Trainer

Bill Spawr ... Born: Dec. 13, 1939 Bell, Calif. ... Residence: Arcadia,Calif. ... Family: Single.

Breedersʼ Cup RecordStarts 1st 2nd 3rd Earnings8 1 0 0 $918,620

1992 Distaff Exchange 8th1993 Sprint Music Merci 6th1994 Distaff Exchange 7th1999 Sprint Enjoy the Moment 14th2006 Sprint Bordonaro 4th2007 Sprint Bordonaro 6th2011 Sprint Amazombie 1st2012 Sprint Amazombie 8th

Quick facts about Bill Spawr:

Back for a third straight Breedersʼ Cup World Championships, this timewith the filly Ismene in the Filly & Mare Sprint. It marks the ninth timethe trainer has tackled the championships and seventh time in a sprintrace, but the first in the Filly & Mare Sprint.

Won the 2011 Sprint with Amazombie, but found disappointment in2012 as the defending champion finished eighth. Twice ran sprinterBordonaro, who was fourth and sixth in 2006 and 2007, respectively,

and ran the filly Enjoy the Moment in the 1999 Sprint, where shefinished 14th. His other sprinter, Music Merci, was sixth in 1993.

Amazombie set himself up for a second run at the Breedersʼ CupSprint with a sharp win in Del Marʼs 6-furlong Bing Crosby Stakes. Itwas his second victory on the year, having posted a secondconsecutive win in Santa Anitaʼs G2 Potrero Grande earlier in the year.Spawr considers Amazombie a classic sprinter, with his best distanceat 6 and 6-1/2 furlongs. The Breedersʼ Cup Sprint at 6 furlongs seemsto fit him to a T. Prior to his Crosby victory, Amazombie was defeatedat 7 furlongs by Met Mile winner Shackleford at Churchill Downs,finishing second. Amazombie continues to be super consistent,finishing in the money on all four of his races prior to his final BreedersʼCup prep in October, reprising his 2011 record of in-the-moneyfinishes in all nine of his races.

Co-owned Amazombie with Thomas C. Sanford. The acquisition ofAmazombie is almost as fascinating a story as the talented horsesʼsprogress through his time at the racetrack. Hereʼs how Spawr recalls it:“I was looking to buy another horse who was recuperating from afractured tibia and the farm manager showed me Amazombie as well. Iwasnʼt at all interested in that horse, but he [the farm manager] keptasking me what Iʼd give for the [other] horse, so finally I told him$5,000. He was thinking ʻthemʼ and I was thinking ʻhimʼ just to end it.He talked to the owner and the owner told him to take the offer. Lateron he said he was sending ʻthemʼ to me and thatʼs when I found outAmazombie was part of the deal.”

Six-time leading trainer on Southern California circuit, which includes•

Page 46: SPRINT DIVISION - Breeders' CupPre-entries for the Breeders' Cup Filly & Mare Sprint (G1) Horse Owner Trainer Book Review Gary L. & Mary E. West Bob Baffert Ch.f.4 Giant's Causeway

leading trainer at Oak Tree, formerly the fall meet at Santa Anita, fortwo consecutive years (2000 and 2001).

Had big success with the late-blooming California-bred sprinter,Bordonaro, winning graded stakes events in California, Florida andArkansas, including the prestigious G1 Ancient Title Breedersʼ CupStakes at Oak Tree in 2006.

Hall of Fame jockey Laffit Pincay, Jr. credits trainer Bill Spawr forsupporting him in his leaner years in the 1990s ... Spawr consistentlysupported him into his twilight years, and eventually helped himsurpass 9,000 wins … At the time of his retirement, Pincay was theworldʼs winningest jockey with 9,530 wins.

Won first race with Cuda May at Bay Meadows in 1977… A successfulclaiming trainer known for moving claiming level horses up to biggersuccess for much of his career, Spawr claimed eventual millionaire fillyExchange for owner Sid Craig for just $50,000 in 1991 and won threeGrade 1 stakes with her … Also claimed California-bred SensationalStar for $32,000 and won multiple graded sprints with him in 1989 and1990. Other major stakes winners include multiple graded stakeswinning Cal-bred Enjoy the Moment, and G3 winner SaratogaGambler.

Began working at the track during high school ... Eventually worked asan assistant blacksmith in 1958 ... Helped open and manage the verysuccessful Chino Veterinary Hospital. ... Assisted trainer Joe Manzibefore going out on his own.

Page 47: SPRINT DIVISION - Breeders' CupPre-entries for the Breeders' Cup Filly & Mare Sprint (G1) Horse Owner Trainer Book Review Gary L. & Mary E. West Bob Baffert Ch.f.4 Giant's Causeway

Breeders' Cup Filly & Mare SprintJUDY THE BEAUTY e

Ch.f.4 Ghostzapper - Holy Blitz by Holy BullBred in Ontario by ADENA SPRINGS (Mar 17, 2009)

124 Owner: WESLEY A. WARD

Trainer:OWNER

2013: 5 2 2 1 $278,2602012: 3 0 3 0 $111,600Life: 12 5 6 1 $585,757Turf: 2 1 1 0 $36,777Course: 0 0 0 0 $0Off Dirt: 0 0 0 0 $0

05Oct13 Kee6 fto 6f¹º :22¼½ :45¿º 1:09¸¹ 3gk Stk - TCAG2 - 200k 81-115 1 4 5¹¡ 3¶¡ 1¡ 1¶ Velazquez J R 120 L 3.20 JudytheBeauty120¶ GypsyRobin120£ GroupieDoll124¸£ drew even 5 w,cleared 609Sep13 Pid6 fto 6K¹» :21¾½ :44¶^ 1:14¾¾ 3gk Stk - PidMstrsG2 - 400k 80-112 7 7 5½ 5º 3¸ 3¸¢ Flores D R 118 L 3.20 GroupieDoll115¶¡ PurelyHot118£ JudytheBeauty 118¸ angld 1/4,bid 9-w str 906Jul13 Crc10 ft 6f¾» :21¸¿ :44¼¼ 1:10»½ 3gk Stk - PrcsRnyHG1 - 350k 67-98 5 12 9¾¢ 7º£ 2¹¡ 2¹£ Moreira J 119 L *1.10 StarshipTruffles116¹£ JudytheBeauty119¸¡ MyPalChrisy115¡ in tight start,5 wide 1227May13 CD10 ft 6f¶¾^ :21º¸ :44¶½ 1:08»¿ 3gk Stk - WnngClrsG3 - 100k 78-100 4 2 3¸ 3¶¡ 2¶ 2£ Moreira J 120 L *.90 BeattheBlues120£ JudytheBeauty120º¢ Vuitton 120¶¡ bid 5 w,floated,missed 525Apr13 Kee3 fto 6f¹º :23^» :46»¸ 1:10»^ 4gk Aoc 80000nw3$/x-N 87-103 6 3 2¡ 2¶ 2¡ 1¸ Rosario J 118 L *.30 JudytheBeauty118¸ LiviMakenzie 118¸£ Queen'sAward118£ 3 wide,driving 622Sep12 Bel9 ft 6K»¾ :21¾¸ :44º¿ 1:14½¶ 3gk Stk - GlntBlmHG2 - 200k 95-106 4 3 3¹¡ 3¹ 2¶¡ 2¶¢ Rosario J 117 L 4.40 DustndDimonds114¶¢ JudytheBeauty 117¹¢ MusicalRomance 122¶ bump st,3w top,rally 804Aug12 Sar9 ft 6fº^ :22¶» :44¼º 1:09¹» 3 k Stk - PrioressG1 - 300k 90-106 4 4 3¸¡ 2¸ 2¶¡ 2¨© Rosario J 120 L 3.00 Emma'sEncore120¨© JudytheBeauty120¶£ AgaveKiss122¶ 2p,bid 1/4,led late 614Jun12 CD7 fm p¸¸ 5fº¾ :22¼º :44¿» :56¸^ 3gk Aoc 100000nw3/rt9mx-N 26-91 1 3 7½¡ 5» 5¼ 2¹£ Rosario J 116 L *1.00 WellDeserved122¹£ JudytheBeauty116«¬ PalazzoBabe122¶¢ off rail mid turn 704Sep11 Sar10 ft 7f¸º :22½¶ :45¿¼ 1:23½º 2 k Stk - SpinawayG1 - 250k 81-89 6 3 3¸ 3¸ 1¶ 2¶£ Sanchez J 119 bL *2.15 GraceHall 119¶£ JudytheBeauty119¿ AndWhyNot119¡ 3w turn,clear,overtakn 817Jul11 WO8 fto 5Kº» :22»¸ :45½º 1:03¿» 2 kjStk - ShadyWell - 150k 79-94 7 2 3¶ 3¶¡ 1«¬ 1¡ Sanchez J 118 bL *1.95 JudytheBeauty118¡ DeneCourt118º£ RoseandShine 116«¬ 3w,dueled str,drvg 11Workout(s): a20 Oct 13 Keeo 5F ft :59b 1/20 a26 Sep 13 Keeo 5F ft :58.4b 1/24 a1 Sep 13 Keeo 5F ft :59.1h 1/5 18 Aug 13 Sar 5F ft 1:00.3b 10/41

e Breeders' Cup Challenge Automatic Qualifier

Page 7 of 13

Page 48: SPRINT DIVISION - Breeders' CupPre-entries for the Breeders' Cup Filly & Mare Sprint (G1) Horse Owner Trainer Book Review Gary L. & Mary E. West Bob Baffert Ch.f.4 Giant's Causeway

2002: Barcelona Beauty, ch f, by El Prado (Ire). Raced 1 yr, 1 st, 0 wins, $2,500. Dam of 1 foal, 1 rnr, 1 wnr. Sent to Tri 2007.

2003: Holy Rose, dkb/br f, by Touch Gold. Raced 2 yrs, 5 sts, 1 win, $24,970. 2004: Holy Rock, dkb/br c, by Awesome Again. Raced 3 yrs, 7 sts, 1 win, $44,558. 2005: Singing Sister, ch f, by Red Bullet. Raced 1 yr, 1 st, 1 win, $36,000. Dam of 2 foals, 1 rnr, 1 wnr. 2006: Go Gallop, gr/ro f, by Sligo Bay (Ire). Raced 1 yr, 1 st, 0 wins, $1,595. ($4,000 adsspr 2yo).

Died 2009. 2007: Barren.2008: Golden Blitz, ch f, by Golden Missile. Unraced. Sent to Jam 2009. ($5,000 keesep yrlg). 2009: JUDY THE BEAUTY, ch f, by Ghostzapper. ($20,000 keesep yrlg).

At 2: Won Shady Well S (R); 2nd Spinaway S (gr. I). At 3: 2nd Prioress S (gr. I), Gallant Bloom H (gr. II). At 4: Won Thoroughbred Club of America S (gr. II); 2nd Princess Rooney H (gr. I), Winning Colors

S (gr. III); 3rd Presque Isle Downs Masters S (gr. II). 2010: Rigorously, gr/ro f, by North Light (Ire). Raced 1 yr, 1 st, 0 wins. 2011: Not bred.2012: Gr/ro c, by Ghostzapper. ($125,000 ftsaug yrlg). 2013: Dkb/br c, by Awesome Again.

Inbreeding: 5SX5D Intentionally; 5SX5D The Axe II.Nicking: GHOSTZAPPER w/HOLY BULL mares: 5 foals, 3 strs, 3 wnrs (60%), 2 2yo wnrs

(40%), 1 SW (20%), 1 GSW (20%)Broodmare sire: HOLY BULL, gr, 1991. Sire of 272 dams of 990 foals, 725 rnrs (73%), 495 wnrs

(50%), 155 2yo wnrs (16%), 1.14 AEI, 1.44 CI; 39 sw.2nd dam: PAGOFIRE, ch, 1991-2002. Bred by Lois C. Harder (Fla.). Raced 3 yrs, 9 sts, 4 wins,

$95,190. Won Old Hat S, Bug Eyed Betty S, Ocala Breeders' Sales Sprint S R; NTR, OTC, 6 furlongs in 1:13.00. Granddam of GLIB.

GHOSTZAPPER, b, 2000

Awesome Again, 1994 12s, SW, $4,374,590 869 f, 56 SW, 2.28 AEI

Deputy Minister, 1979 22s, SW, $696,964 1,141 f, 90 SW, 2.53 AEI

Vice Regent

Mint Copy

Primal Force, 1987 8s, wnr, $74,251 12 f, 6 r, 6 w, 2 SW

Blushing Groom

Prime Prospect

Baby Zip, 1991 16s, SW, $60,395 13 f, 11 r, 8 w, 3 SW

Relaunch, 1976 18s, SW, $278,100 725 f, 89 SW, 2.66 AEI

In Reality

Foggy Note

JUDY THE BEAUTY ch, f March 17, 2009

Thirty Zip, 1983 44s, SW, $585,970 13 f, 13 r, 13 w, 3 SW

Tri Jet

Sailaway

Holy Bull, 1991 16s, SW, $2,481,760 1,109 f, 51 SW, 1.39 AEI

Great Above, 1972 63s, SW, $331,377 605 f, 39 SW, 1.61 AEI

Minnesota Mac

Ta Wee

HOLY BLITZ, gr/ro, 1997

Sharon Brown, 1980 32s, wnr, $45,860 14 f, 12 r, 10 w, 2 SW

Al Hattab

Agathea's Dawn

Pagofire, 1991 9s, SW, $95,190 5 f, 3 r, 2 w, 1 SW

Island Whirl, 1978 34s, SW, $1,144,010 498 f, 27 SW, 1.32 AEI

Pago Pago

Alitwirl

Horsafire, 1984 29s, SW, $63,345 14 f, 10 r, 10 w, 3 SW

Hold Your Peace

She Can't Miss

JUDY THE BEAUTY'S RACE AND (STAKES) RECORDYear Age Sts 1st 2nd 3rd Earned2011 at 2 in Fr, NA 4 3(1) 1(1) 0 $195,8972012 at 3 in NA 3 0 3(2) 0 $111,6002013 at 4 in NA 5 2(1) 2(2) 1(1) $278,260 Lifetime 12 5(2) 6(5) 1(1) $585,757Sire: GHOSTZAPPER, b, 2000. Raced 4 yrs, 11 sts, 9 wins, $3,446,120. Horse of the year, Champion

older male. Won Breeders' Cup Classic Powered by Dodge (gr. I), Metropolitan H (gr. I), Vosburgh S (gr. I), Woodward S (gr. I), Tom Fool H (gr. II), Philip H. Iselin Breeders' Cup H (gr. III); 3rd King's Bishop S (gr. I).

Lifetime: 5 crops, 348 foals, 238 rnrs (68%), 181 wnrs (52%), 40 2yo wnrs (11%), 35 sw (10%), 2.18 AEI, 2.34 CI, 211 sale yrlgs, avg $102,614, 2.0 TNA.

In 2013: 15 sw, 38 2yos, 7 2yo rnrs, 2 2yo wnrs, 38 sale yrlgs, avg $75,526.1st dam: HOLY BLITZ, gr/ro, 1997. Bred by Adena Springs (Ky.). Raced 3 yrs, 7 sts, 3 wins, $97,080.

Won Wishing Well S. Dam of 8 named foals, 7 rnrs, 4 wnrs, 1 sw. ($75,000, 2012 ftknov, Awe-some Again).

Page 49: SPRINT DIVISION - Breeders' CupPre-entries for the Breeders' Cup Filly & Mare Sprint (G1) Horse Owner Trainer Book Review Gary L. & Mary E. West Bob Baffert Ch.f.4 Giant's Causeway

Breeder

Stronach Stables/Adena Springs ... Owner(s): Frank Stronach ...Born: Sept. 6, 1932, in Weiz, Austria ... Residence: Austria. Also hashomes in Canada, Florida, Colorado and Kentucky ... Family: wife,Frieda; son, Andy, who is heavily involved in the farms and racinginterests and daughter, Belinda, a former member of the CanadianParliament, who now serves as President and CEO of Stronachʼs newcompany, The Stronach Group. ... Web site: www.adenapringsfarm.com;www.magna.com

Breedersʼ Cup RecordStarts 1st 2nd 3rd Earnings32 5 0 2 $8,728,400

1984 Classic Canadian Factor 6th1989 Classic Mi Selecto 8th1990 Classic Mi Selecto 9th

Turf Alwuhush 4th1994 Juvenile Fillies Honky Tonk Tune 11th

Sprint King Ruckus 12thTurf Only Royale (Ire) 5th

1996 Juvenile Cash Deposit 4thMile Helmsman 6thSprint Friendly Lover 11th

1997 Classic Touch Gold 9th1998 Classic Awesome Again 1st

Classic Touch Gold 8th

Distaff Tap to Music 5thSprint Wild Rush 14th

1999 Classic Golden Missile 3rdDistaff Tap to Music 5thFilly & Mare Turf Perfect Sting 6th

2000 Classic Golden Missile 13thFilly & Mare Turf Collect the Cash 11thFilly & Mare Turf Perfect Sting 1stJuvenile Macho Uno 1st

2001 Classic Macho Uno 4th2002 Classic Macho Uno 5th

Classic Milwaukee Brew 3rdSprint Carson Hollow 13th

2004 Classic Ghostzapper 1st2006 Distaff Sugar Spun 8th

Mile Silent Name (Jpn) 6th2007 Distaff Ginger Punch 1st2008 Ladies' Classic Ginger Punch 6th2009 Classic Einstein (Brz) 11th2012 Classic Game on Dude 7th

Quick facts about Stronach Stables/Adena Springs:

Adena Springs was represented as breeder in the 2012 Breedersʼ Cup•

Page 50: SPRINT DIVISION - Breeders' CupPre-entries for the Breeders' Cup Filly & Mare Sprint (G1) Horse Owner Trainer Book Review Gary L. & Mary E. West Bob Baffert Ch.f.4 Giant's Causeway

Classic by Game On Dude, a multiple Grade 1 winner who finishedseventh as the favorite. A gelding, he returned in 2013 as a 6-year-oldto register five graded stakes wins from five starts, including the SantaAnita Handicap (G1), Pacific Classic (G1), and Hollywood Gold Cup(G1). ... Game on Dude, by Adena Springsʼ Breedersʼ Cup Classicwinner Awesome Again, was consigned by Adena Springs throughHidden Brook, agent, to the 2008 Keeneland September yearling salewhere he was bought back for $210,000 and later sold privately. ... Hisdam, Worldly Pleasure, was sold to Korean interests for $15,000 at the2009 Keeneland November mixed sale in foal to Macho Uno, ahomebred half-brother to Awesome Again who won the Breedersʼ CupJuvenile in 2000.

Also in 2013, Adena Springs bred Judy the Beauty, by homebredBreedersʼ Cup Classic winner Ghostzapper out of homebred stakeswinner Holy Blitz, who, like Adena Springs homebred champion MachoUno, is by Holy Bull. ... Multiple grade 1-placed Judy the Beauty wassold to owner-trainer Wesley Ward for $20,000 at the 2010 KeenelandSeptember yearling sale, and despite twice being entered andwithdrawn from subsequent sales by Ward, is a contender for the 2013Breedersʼ Cup Filly & Mare Sprint.

Adena Springs leads the Breedersʼ Cup money list as top breeder.•

Second leading owner by money won in Breedersʼ Cup history.•

The operation has produced five Breedersʼ Cup winners. AwesomeAgain won the Classic in 1998, capping an unbeaten season. He latersired 2004 Classic winner Ghostzapper and 2007 Distaff winner

Ginger Punch. In 2000, Adena Springs captured two Breedersʼ Cupevents, taking the Juvenile with Macho Uno and the Filly and MareTurf with Perfect Sting.

The farm campaigned homebred Ghostzapper, a son of 1998Breedersʼ Cup Classic winner Awesome Again, and out of Broodmareof the Year Baby Zip. Ghostzapper completed an unbeaten season in2004, winning the Classic in record time at Lone Star Park, to earnHorse of the Year honors. He was inducted into the National Museumof Racing Hall of Fame in 2012.

In addition to Awesome Again and Ghostzapper, the farmʼs other toprunners have included Breedersʼ Cup winners and Eclipse Awardchampions Ginger Punch, Macho Uno and Perfect Sting. Bred butdidnʼt race Ghostzapperʼs multiple graded stakes-winning half-brotherCity Zip, a Grade 1 winner who finished 7th behind Macho Uno in the2000 Breedersʼ Cup Juvenile and ninth in the 2001 Breedersʼ CupMile.

The farm has campaigned two classic winners – homebred Red Bullet,who took the 2000 Preakness Stakes, and Touch Gold, owned inpartnership with Stonerside Stables, who foiled Silver Charmʼs TripleCrown bid in the 1997 Belmont Stakes.

Stronach campaigned 1980 Eclipse Award champion older femaleGlorious Song in partnership with Nelson Bunker Hunt.

Eight-time winner of Canadaʼs Sovereign Award as outstandingbreeder (1997-1999, 2005-2008 and 2010) and nine-time winner as

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outstanding owner (1993-1995, 1997-1999, 2002-2003 and 2005).

Stronach has received the Eclipse Award as leading owner four times:1998, 1999, 2000 and 2008.

In 2005, operation became the first breeder in history to receive theEclipse Award and the Sovereign Award for the same year. It did soagain in 2006, 2007 and 2008.

Stronach received the Thoroughbred Owners and BreedersAssociationʼs national breeder award for 2004.

The farm has won the Eclipse Award for outstanding breeder a recordeight times (2000, 2004-2008 and 2010-2011).

The broodmare band has included three horses named Broodmare ofthe Year: Baby Zip (2005), dam of Ghostzapper and Grade 1 winnerCity Zip; Primarily (in Canada), and Primal Force (2000), dam ofMacho Uno and Awesome Again.

Stronach and/or Adena Springs has bred and/or raced more than 225stakes winners.

Adena Springs also has breeding farms in Florida and Canada, andstands stallions at McMahon of Saratoga Thoroughbreds in New Yorkwith tentative plans to also stand stallions in Maryland.

Stronach bought his initial property in Kentucky in 1989. In 2005, hebought more than 2,000 acres of a former cattle farm near Paris, Ky.,and sold the original Adena Springs acreage near Versailles, Ky., to

Jess Jackson.

The farm is named for the earliest inhabitants of the Kentuckyproperty, the Adena Indians.

Stronach races horses under the name Stronach Stable, with themajority of his horses bred under the name Adena Springs.

On June 30, 2011, Stronach gained sole control of his racing andgaming assets by forming a new privately held company called TheStronach Group. As part of a previously announced reorganization, thecompany now runs Santa Anita Park, Golden Gate Fields, PortlandMeadows, Pimlico Race Course, Laurel Park, Gulfstream Park, theaccount wagering service Xpressbet, Amtote and a share of the racingTV channel HRTV.

MEC declared Chapter 11 bankruptcy on March 5, 2009 and beganselling off assets including Lone Star Park, Remington Park andThistledown racetracks. The remaining racing assets were aquired in a“stalking horse bid” by MI Developments, another subsidiary of MagnaInternational.

He was the founder and chairman of Magna Entertainment Corp.(MEC), which was the banner under which he originally began owningand operating racetracks starting in early 2000.

Stronach has served on numerous corporate, government anduniversity boards and has provided assistance to a wide range ofcharitable and community service organizations.

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In 1957, he formed a tool and die company, Multimatic InvestmentsLtd., which expanded into the production of automotive components. In1969, Multimatic merged with Magna Electronics Corporation Limited,and subsequently became Magna International Inc. Magna designs,develops and manufactures automotive systems, assemblies, modulesand components, and engineers and assembles complete vehiclesystems, primarily for sale to original equipment manufacturers of cars

• and light trucks in North America, Europe, Asia and South America.Magna is publically traded on both the New York Stock Exchange(MGA) and the Toronto Stock Exchange (MG.A).

Stronach was born in Austria and emigrated to Canada in 1954 with aworking background in tool and machine engineering.

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Owner/Trainer

Wesley Ward ... Born: March 3, 1968, Selah, Wash. ... Residence:Hollywood, Fla. ... Family: wife Kimberly; children Riley, Jack and Denae.

Breedersʼ Cup RecordStarts 1st 2nd 3rd Earnings15 0 0 4 $548,500

1994 Mile Unfinished Symph 3rd1997 Sprint Menʼs Exclusive 6th2005 Sprint Lifestyle 6th2007 Juvenile Turf Cannonball 3rd2009 Juvenile Turf Beckyʼs Kitten 9th

Turf Sprint Cannonball 3rd2010 Classic Pleasant Price 9th

Juvenile Turf Madman Diaries 4th2011 Marathon Pleasant Prince 4th

Turf Sprint Great Attack 4thTurf Sprint Holiday for Kitten 9th

2012 Juvenile Fillies Almost an Angel 8thTurf Sprint Great Attack 5th

Quick facts about Wesley Ward:

Wesley Ward expects to send at least two trainees to the 2013Breedersʼ Cup: Judy the Beauty in the Filly & Mare Sprint and Pablo

Del Monte in the Juvenile. Judy the Beauty, a mare he owns and hastrained to a 5-6-1 record in 12 starts, was the “Win & Youʼre In” winnerof the 2013 Thoroughbred Club of America Stakes (G2). She alsoplaced in three graded stakes this year, including a second in thePrincess Rooney Handicap (G1). Pablo Del Monte is a Wardhomebred undefeated in two starts.

Ward has had 15 Breedersʼ Cup starters through 2012. His first,Unfinished Symph, ran third in the 1994 Mile. Four other starters alsohave finished third: Cannonball in the 2007 Juvenile Turf and 2009Turf Sprint; Holdin Bullets in the 2011 Juvenile Sprint; and SweetShirley Mae in the 2012 Juvenile Sprint. He has three fourth-placefinishes as well, including Pleasant Prince in the 2011 Marathon.

Through Oct. 15, 2013, Ward has 1,184 wins from 6,086 starters andpurse earnings of more than $34.1 million.

Top Ward trainees in 2013 include Thoroughbred Club of America(G2) winner Judy the Beauty, whom he also owns; multiple gradedstakes-placed Redwood Kitten and multiple G1-placed EmotionalKitten; and stakes winners To My Valentine (FR), Great Attack, andSweetmarys Success. Top performers in 2012 also included GreatAttack and Judy the Beauty as well as Gypsy Robin, All SquaredAway, Pleasant Prince, and Politicallycorrect.

Ward previously split his stable between Southern California in thesummer and Florida in the winter but since 2011 has divided his timebetween Kentucky and Florida. He currently has 50 horses in training,including 15 he owns outright or in partnership. Primary clients are

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Ken and Sarah Ramsey and Ice Wine Stable (the Antonacci family andDave Reid), who also race Standardbreds. Top assistant is BlakeHeap, a former trainer who has been with him for more than 10 years.

Ward is well known for success with 2-year-olds and credits thatsuccess to getting on youngsters himself as they begin training. Fromearly afternoon to mid-evening each day all winter, he is in the saddle,teaching and evaluating. He expects about 30 coming 2-year-olds tomake the cut and emerge on the track in 2014.

In 2009, Ward made history when on his first trip to England hebecame the first American trainer to win at Royal Ascot. Of the five2-year-olds he shipped, two won: Windsor Castle Stakes winner Strikethe Tiger, a gelding he bred and owned in partnership; and QueenMary Stakes (G2) winner Jealous Again, also owned in partnership.Also of note, Ward trained the sprinting filly Pesci for actor Joe Pesci.

Ward made history again in 2011, becoming the first US-based trainerto win at Longchamp when Tiz Terrific broke her maiden at the Frenchtrack. Her win was one of four for Ward in France that year, includinganother at Longchamp with Italo and two at Chantilly with Judy theBeauty and Everyday Dave. Judy the Beauty also captured the Shady

Well Stakes in Canada.

Son of Washington trainer Dennis Ward and grandson of New Yorkoutrider Jim Dailey, Ward won the Eclipse Award as top apprenticejockey in 1984, winning 335 races, more than $5 million in purses, andriding titles at Aqueduct, Belmont and the Meadowlands. He rode alsoin Illinois and California and was aboard Ferdinand when the eventualKentucky Derby winner broke his maiden at Santa Anita. Difficulty inmaintaining weight later led him to ride in Italy, Singapore, andMalaysia. He ended his riding career in 1989.

After ending his riding career in 1989, Ward worked first as his fatherʼsassistant and then took out his own trainerʼs license in 1991. His firststakes win was also his first graded win, the 1994 Will RogersHandicap (G3) at Hollywood Park with Unfinished Symph.

Ward owns a broodmare farm in Ocala, Fla.•

Ward is known for mentoring young riders and gave a leg up toChristian Santiago Reyes in 2009 and Ariel Smith in 1999, helpingeach earn the Eclipse Award for outstanding apprentice. He tutoredReyesʼ older brother, Victor, in 2008.

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Breeders' Cup Filly & Mare SprintRENEE'S TITAN

B.f.3 Bernstein - Titan Queen by TiznowBred in Kentucky by MR. & MRS. JOHN LIVIAKIS (Feb 13, 2010)

122 Owner: ZILLAH REDDAM

Trainer:DOUG F. O'NEILL

2013: 5 1 0 0 $92,7712012: 6 1 2 0 $75,400Life: 11 2 2 0 $168,171Turf: 1 0 0 0 $250Course: 2 1 0 0 $90,250Off Dirt: 0 0 0 0 $0

11Oct13 SA4 fm y¶» *6K¶¹¶ :21½^ :43¹¹ 1:11º¾ 3gk Aoc 62500nw2$/x-N 54-87 1 4 5¼¡ 6¼¡ 7¼ 6»¢ Gutierrez M 118 L 12.30 CamrynKate120¨µ MissLuckySevens118¶¢ BluesandSilvers120¹¢ inside,btwn foes wire 903May13 CD8 ft 7f¹º :22¶½ :45¶¾ 1:22¾º 3 k Stk - 8BellesG3 - 150k 70-23 5 5 12»£13¼¢13¶½ 13¹¹ Gutierrez M 123 L 33.40 SoManyWays118¡ Fusaichiswonderful118¡ IrishLute118¡ bobbled start,inside 1314Apr13 Kee8 fto *7f¹º :22¾¼ :46¶^ 1:26¿¸ 3 k Stk - BeaumontG2 - 150k 73-75 11 10 8»¢ 8¼¡ 7¿¡ 8¶¶ Gutierrez M 120 L 7.90 CiaoBellaLuna118¸¡ MagicalMoon118¸£ JudyInDisguise118¶¢ no menace,4 wide 1102Mar13 SA6 ft 1m¶½¸ :47»» 1:11¶¿ 1:36¶º 3 k Stk - LsVrgnesG1 - 250k 57-79 7 5¹ 5º 7¾ 8¶¹ 8¶¹£ Baze T 117 L 16.30 Beholder 122¹£ Fiftyshadesofhay119¶¡ ScarletStrike 117£ pulled,btwn,weakened 821Jan13 SA7 ft 6K½¾ :21¶º :43¼½ 1:16¶º 3 k Stk - SntaYnezG2 - 150k 70-93 5 3 7¾£ 7¾¡ 3» 1£ Baze T 119 L 20.90 Renee'sTitan119£ Beholder 123¨© Dawn'sCharm119¹£ lost whip 3/16,rail 708Dec12 Bhp9 fto 1B¾^ :47¹¹ 1:12º½ 1:44¼» 2 k Stk - HolStrltG1 - 500k 94-84 7 4¶£ 4¸ 3¸¡ 6¼ 6¶^¡ Baze T 120 L 39.80 PureFun120¶ BlondeFog120¸ ScarletStrike120¸¡ 3wd into lane,wkened 811Nov12 Bhp8 fto 1B¾^ :48¶º 1:13¸¿ 1:45¿¹ 2 k Stk - SharpCat - 100k 85-91 7 3¸ 3¶ 3¶ 2«¬ 2£ Baze T 115 L 11.50 MidnightBallet117£ Renee'sTitan115¡ ScarletStrike117¹¡ 3wd bid,led late 714Sep12 Fpx9 ft 7f»^ :22½^ :46»¿ 1:25½¿ 2 k Stk - PDShepherd - 50k 78-69 8 7 5¸¡ 5¹¡ 4¶£ 2¹ Hernandez J J 118 L 3.00 ButterflySoul118¹ Renee'sTitan118¶£ FightinMeanMad 118¡4wd,3wd,lugd in,up 2nd 1001Sep12 Dmr9 fto 7fº» :22ºº :45¹º 1:23º¹ 2 k Stk - DMrDebG1 - 300k 118-74 6 3 4¹ 6º 8¶» 6¶¹£ Maldonado E A 119 L 44.80 Executiveprivilege 122¨© Beholder 118º¢ Mechaya118¸¢ chased btwn,weakened 808Aug12 Dmr7 fto 6Kº» :22»¾ :46^¶ 1:16¿¾ 2 k Stk - SorrentoG3 - 150k 101-80 2 1 2¡ 2¡ 3¶¡ 4¹£ Nakatani C S 118 L 14.10 Excutivprivilg 123¶¢ Spedinthruthecity119¸¡ SwitchtotheLed119«¬ re-bid btw,led,lost 3d 8Workout(s): 4 Oct 13 SA 5F ft 1:00.4hg 18/47 26 Sep 13 SA 6F ft 1:14.2h 4/8 16 Sep 13 Bhpo 5F ft 1:00.1hg 4/44 9 Sep 13 Bhpo 6F ft 1:13.2h 2/5

Page 8 of 13

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2013: B c, by Regal Ransom. Inbreeding: 4SX5D Northern Dancer; 5SX5D Raise a Native.Nicking: BERNSTEIN w/TIZNOW mares: 3 foals, 3 strs, 2 wnrs (67%), 1 2yo wnr (33%), 1

SW (33%), 1 GSW (33%)Broodmare sire: TIZNOW, b, 1997. Sire of 121 dams of 231 foals, 163 rnrs (71%), 95 wnrs (41%),

33 2yo wnrs (14%), 1.17 AEI, 1.52 CI; 5 sw.2nd dam: Ensnare, dkb/br, 1996. Bred by Ogden Mills Phipps (Ky.). Raced 2 yrs, 20 sts, 2 wins,

$121,145. Dam of BIG BAND SOUND (c, Bernstein; $403,899. Won Play the King S, Can-IIT; 2nd Connaught Cup S, Can-IIT, King Edward S presented by TVG, Can-IIT, Vigil S, Can-III, Jacques Cartier S), SILVER PROSPECTOR (c, Silver Deputy; $246,732. Won Don Rickles S, R), Roman's Run (c, Tiznow; $254,904. 3rd Kingwood House Stables Jebel Ali Mile). Granddam of GENTLE RAIN.

BERNSTEIN, b, 1997

Storm Cat, 1983 8s, SW, $570,610 1,414 f, 180 SW, 2.97 AEI

Storm Bird, 1978 6s, SW, $162,869 681 f, 63 SW, 2.27 AEI

Northern Dancer

South Ocean

Terlingua, 1976 17s, SW, $423,896 11 f, 9 r, 6 w, 2 SW

Secretariat

Crimson Saint

La Affirmed, 1983 8s, wnr, $20,875 15 f, 12 r, 6 w, 4 SW

Affirmed, 1975 29s, SW, $2,393,818 840 f, 86 SW, 2.42 AEI

Exclusive Native

Won't Tell You

RENEE'S TITAN b, f February 13, 2010

La Mesa, 1970 12s, wnr, $11,850 11 f, 8 r, 8 w, 2 SW

Round Table

Finance

Tiznow, 1997 15s, SW, $6,427,830 893 f, 45 SW, 1.83 AEI

Cee's Tizzy, 1987 6s, wnr, $173,150 733 f, 39 SW, 1.62 AEI

Relaunch

Tizly

TITAN QUEEN, dkb/br, 2005

Cee's Song, 1986 18s, wnr, $82,225 14 f, 13 r, 9 w, 4 SW

Seattle Song

Lonely Dancer

Ensnare, 1996 20s, wnr, $121,145 6 f, 4 r, 3 w, 2 SW

Seeking the Gold, 1985 15s, SW, $2,307,000 935 f, 92 SW, 2.29 AEI

Mr. Prospector

Con Game

Trap Pass, 1986 1s, pl, $5,280 5 f, 2 r, 1 w

Danzig

I Pass

RENEE'S TITAN'S RACE AND (STAKES) RECORDYear Age Sts 1st 2nd 3rd Earned2012 at 2 6 1 2(2) 0 $75,4002013 at 3 5 1(1) 0 0 $92,771 Lifetime 11 2(1) 2(2) 0 $168,171Sire: BERNSTEIN, b, 1997-2011. Raced 2 yrs in Eng, Ire, and NA, 8 sts, 4 wins, $173,120. Won

Anheuser Busch Railway S (Ire-III), Coolmore Stud Home of Champions Concorde S (Ire-III). Lifetime: 10 crops, 1,252 foals, 946 rnrs (76%), 739 wnrs (59%), 136 2yo wnrs (11%), 84 sw (7%),

1.58 AEI, 1.44 CI, 396 sale yrlgs, avg $42,375, 0.8 TNA.In 2013: 9 sw, 79 2yos, 29 2yo rnrs, 13 2yo wnrs, 29 sale yrlgs, avg $40,724.1st dam: Titan Queen, dkb/br, 2005. Bred by Richard Shultz (Ky.). Raced 2 yrs, 7 sts, $7,920. Dam of

1 named foal, 1 rnr, 1 wnr, 1 sw. ($10,000, 2006 keesep yrlg; $575,000, 2013 ftkfeb).2010: RENEE'S TITAN, b f, by Bernstein.

At 2: 2nd Sharp Cat S, Phil D. Shepherd S. At 3: Won Santa Ynez S (gr. II).

2012: B f, by Old Fashioned. ($125,000 keesep yrlg).

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Breeder

John Liviakis ... Born: Aug. 27, 1956 in Sacramento, Calif. ...Residence: Kentfield, Calif. ... Family: wife, Renee and five children:Audrey, Caroline, Katherine, Thomas and Michael. ... Education: Afterearning an associateʼs degree from American River College he majoredin business and economics at the University of California-Berkeley. ...Web site: www.liviakis.com

Quick facts about John Liviakis:

2013 contenders Handsome Mike, unplaced in the 2012 Classic, andReneesgotzip, third in the 2012 Turf Sprint, are returning to theBreeders Cup one year after being among the three horses bred byJohn Liviakis in his first year at the World Championships. His otherstarter was Reneeʼs Queen, unplaced in the Juvenile Fillies. In 2011,he came close as an owner and breeder with Sorrento Stakes (G3)winner Mighty Caroline. “She was one of the favorites for the JuvenileFillies Turf, but she got hurt before the race and had to be scratched,”he said. “Now sheʼs one of my broodmares in Kentucky.”

Handsome Mike was sold to J. Paul Reddam after he placed in the2011 Generous Stakes (G3). He went on to race in Grade 1competition and won the 2012 Pennsylvania Derby (G2) in an upsetlast year. “I was super high on the colt. I could tell when he was just akid that heʼs intelligent, has a nice personality, and is light on his feet.He has no wasted motion and has a beautiful way of going. But PaulReddam really wanted him as a prospect for the Cash Call Futurityand you canʼt keep them all,” he said. “You canʼt sell the ones nobodywants. I sold him for a lot of money.” Handsome Mike is named for

Liviakisʼ father, Mike.

Liviakisʼ wife, Renee, is the namesake for Reneesgotzip, who won theSanta Ynez Stakes (G2) by almost eight lengths this year as well asthe C.E.R.F. Stakes, and Reneeʼs Queen, first in the Oak TreeJuvenile Fillies.

Other top runners that Liviakis has owned and/or bred include GentleAudrey and Captain Kurt. He sold Reneeʼs Titan to Mrs. Paul Reddamafter she chased probable Juvenile Fillies favorite Executiveprivilege inthe Del Mar Debutante Stakes (G1) this summer. “Gentle Audrey wasfourth in a Grade 1 and I had an offer of $1 million for her from SheihkMohammed (bin Rashid al Maktoum, the ruler of Dubai). But she hadchips in her ankle and didnʼt pass the vet test so I kept her. CaptainKurt was a grade one horse and one of the top horses in NewZealand, but he got hurt, too.”...Liviakis said that he also owned aStandardbred, Pretty Katherine, and she was a champion 2-year-oldpacing filly and a world record holder....Gentle Audrey, Mighty Carolineand Pretty Katherine are named for his three daughters.

Liviakis buys racing prospects at the sales and sells horses, but inrecent years he has gotten more invested in the breeding end of thebusiness. He has 23 broodmares, including Mighty Caroline andGentle Audrey, and nine weanlings plus nine yearlings at Hill ʻnʼ DaleFarm, Taylor Made Farm and War Horse Farm in Kentucky. “Myphilosophy is to sell the ones people really want, keep the ones I like alot, and give away the ones people donʼt want,” he said ... Right nowhe has only two horses in training with Melody Conlon in SouthernCalifornia and Billy Morey at Golden Gate, but nine 2-year-olds are on

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their way to the races ... His game plan for buying at the sales is, “Iʼmtrying to find the next stars, just like with the stock market, Iʼm lookingfor that one – the one nobody else has figured out yet,” he said.

Liviakis, formerly a licensed trainer, fell in love with horses and racingwhen as a child his father took him to the races at Cal Expo. “I wasvery into sports as a kid and here were all these beautifulThoroughbreds competing. The horses are magic on earth and thegreatest of Godʼs creatures. It was a thrill to see how athletic andmagnificent they are.”... He said that he has made a study of equinesports medicine, genetics, training, nutrition, and all aspects ofbreeding. “I am very interested in how to get the healthiest horse,” he

said. “We use an advanced feeding program with the best nutrientsand supplements and itʼs expensive, but you can tell it works becauseall of my horses look healthy and look really good,” he said.

Liviakis became a stockbroker for E.F. Hutton out of college and soonwas the firmʼs top broker in the United States in under two years ofbeing licensed. He later worked for Merrill Lynch and independentlybefore founding his own company, Liviakis Financial Communicationsin 1986. He is recognized as a pioneer who redefined financial publicrelations by introducing ideas never before conceived. The company isconsidered to be the leading financial public relations firm in the world.

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Owner

Reddam Racing ... Owner(s): J. Paul and Zillah Reddam ... Born: July28, 1955, Windsor, Ontario, Canada ... Residence: Sunset Beach, Calif.... Family: Daughter, Chanel ... J. Paul has been called by his middlename since his youth to differentiate him from his father, also John Paul.

Quick facts about Reddam Racing :

Reddam Racing, the stable name for Paul and Zillah, won theFrontRunner Stakes (G1) at Santa Anita with a maiden, Bond Holder,who had nevertheless showed promise in his four previous starts.Reddam felt that the Mineshaft coltʼs experience around two turnswould help him in the 1-1/16-mile FrontRunner. Like many ofReddamʼs runners, Bond Holder came out of a 2-year-old sale, havingbeen selected by Dennis OʼNeill, trainer Doug OʼNeillʼs brother. BondHolder cost $125,000 at the Ocala Breedersʼ Sales Companyʼs Marchsale. The colt earned a “Win & Youʼre In” berth to the Breedersʼ CupJuvenile.

Other 2013 graded stakes winners for the Reddams are Quiet Oasis inthe Royal Heroine Mile Stakes (G1) and Wilshire Handicap (G3),Concave in the Sorrento Stakes (G2), Handsome Mike in theCommonwealth Stakes (G3), and Reneeʼs Titan in the Santa YnezStakes (G2). Reneeʼs Titan runs in Zillahʼs name. Heʼs Had Enough,who ran second in the 2012 Breedersʼ Cup Juvenile, finished third inthe 2013 Robert B. Lewis Stakes (G2).

The Reddams are starting to have success with the offspring of theirstallion Square Eddie, who stands at Vessels Stallion Farm in Bonsall,

Calif. Square Eddieʼs first foals are 2-year-olds of 2013 and include theReddamsʼ filly Sprouts, who won the Cinderella Stakes at BetfairHollywood Park and the CTBA Stakes at Del Mar. Versye, anotherdaughter of Square Eddie, broke her maiden on the same Santa Anitacard in which Bond Holder won the FrontRunner. The Reddams aresupporting Square Eddie by breeding many mares to him, and theyhave about 25 2-year-olds by the stallion.

The Reddams enjoyed a tremendous ride in the spring of 2012, whentheir Iʼll Have Another shocked the American racing scene bycapturing the Kentucky Derby and Preakness Stakes in two stunningcome-from-behind victories. As so often happens, despair dogged theowners and the horse when tendinitis developed in one leg and thecolt had to be withdrawn from the Belmont Stakes, thus ending hisquest for racingʼs Triple Crown. Later, Reddam sold Iʼll Have Anotherto Japanese interests for stud duty for $10 million.

Among his 22 Breedersʼ Cup runners in 29 starts, Reddam has senttwo to the winnerʼs circle: Wilko in the 2004 Juvenile and Red Rocks(Ire) in the 2006 Turf. Red Rocks returned to the Breedersʼ Cup Turf in2007, ʼ08 and ʼ09, finishing third, 10th and fifth, respectively in hisother three efforts.

Wilko and Red Rocks are prime examples of the success that Reddamhas had purchasing horses in Europe and then bringing them to theUnited States for the Breedersʼ Cup ... In 2004, he bought 75 percentof Wilko, an Awesome Again colt, in England shortly before he scoredin the Juvenile at Lone Star Park for trainer Jeremy Noseda ... In 2006,Irish-bred Red Rocks registered a 10-1 upset in that yearʼs 2006 Turf

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for trainer Brian Meehan. In 2008, Red Rocks, then trained by MarkHennig, earned a spot in that yearʼs Turf by scoring an authoritativewin over two-time Horse of the Year Curlin in Belmont Parkʼs the Manoʼ War Stakes (G1) … Also in 2008, Square Eddie, who ran early inEngland, came to the United States to win Keenelandʼs BreedersFuturity (G1) and finish second to Midshipman in the Breedersʼ CupJuvenile. In 2009, Square Eddie finished 10th in the Turf Sprint. Hewas trained by Doug OʼNeill both years.

Other Breedersʼ Cup success has come with Ashland Stakes (G1) andHollywood Starlet (G1) winner Elloluv, runner-up in the 2003 BreedersʼCup Distaff and Great Hunter, third in the 2006 Breedersʼ Cup Juvenile... Overall, his Breedersʼ Cup starters, individually and in partnerships,have brought in purse earnings of $4,150,000.

Other G1 winners are Sharp Lisa, Cash Included, Swept Overboardand Ptʼs Grey Eagle … Swept Overboard, who won the 2002Metropolitan Handicap (G1) and the 2001 Ancient Title Handicap (G1),was a $700,000 dispersal buy from the late Marshall Naifyʼs 505Farms in 2000. Swept Overboard was a close fourth in the 2001Breedersʼ Cup Sprint, beaten about a length for the big prize …Reddamʼs G1-winning juvenile Crowded House, trained in England byBrian Meehan, started 2009 as the winter book favorite for the EpsomDerby before he suffered a respiratory infection and was sidelined. ...Other notable stakes winners include Spring At Last, winner of theGodolphin Mile (G2), Andujar, Momentum, Zillah the Hun, Notional,winner of the 2008 Salvator Mile (G3) at Monmouth Park, and MisticalPlan, winner of the 2008 Princess Rooney (G1) at Calder.

Has about 60 Thoroughbreds in training, 30 with Doug OʼNeill, 10 withBen Cecil, three with Simon Callaghan, 10 homebreds with EdFreeman (who also breaks and starts his young horses and rehabs hislayups), and a few on the East Coast with Mark Hennig and a fewmore in England with Brian Meehan. Uses Dennis OʼNeill and JamieMcCalmont as bloodstock agents, with McCalmont also his racingmanager.

Has pensioned his stallion Momentum. Plans to buy mares in foal to IʼllHave Another to foal at Vessels and have California-bred Iʼll HaveAnothers to race.

Owns 30 broodmares at Vessels Stallion Farm in Southern Californiaand Kingswood in Kentucky. Also owns Standardbreds that he racesat Windsor Raceway in Canada and Cal Expo in Sacramento.

In 1995, founded Ditech.com, a mortgage loan company that was thefirst to use television and billboard advertising for current rates. Soldthe company to General Motors in 1999. Serves as president ofCashCall, a finance lending company in Fountain Valley, Calif.

Earned bachelorʼs degree in psychology from the University ofWindsor, masterʼs degree in philosophy from the University of Toronto,and Ph.D. in philosophy from the University of Southern California.Former philosophy professor at California State University, LosAngeles.

Introduced to racing during high school by a friend, Carlo Fisco, whoworked as a Standardbred groom at Windsor Raceway. During the

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1980s, put together harness syndicates while at Cal State L.A. andretains a strong interest in that sport. Claimed first Thoroughbred,

Ocean Warrior, in 1988.

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Trainer

Doug F. OʼNeill ... Born: May 24, 1968, Dearborn, Mich. ... Residence:Santa Monica, Calif. ... Family: wife Linette, children Daniel and KaylinDixie. Credits brother Dennis, his chief assistant, with getting him startedin training. ... Web site: www.dougoneillracing.com

Breedersʼ Cup RecordStarts 1st 2nd 3rd Earnings25 3 1 1 $3,720,500

2003 Mile Decarchy 12th2004 Juvenile Fillies Sharp Lisa 6th2005 Juvenile Jealous Profit 10th

Juvenile Stevie Wonderboy 1st2006 Classic Lava Man 7th

Distaff Sharp Lisa 6thJuvenile Great Hunter 3rdSprint Areyoutalkintome 13thSprint Thorʼs Echo 1st

2007 Filly & Mare Sprint Maryfield 1stJuvenile Overextended 7thJuvenile Fillies Grace Anatomy 7th

2008 Dirt Mile Slewʼs Tiznow 10thDirt Mile Slewʼs Tizzy 11thJuvenile Azul Leon 9thJuvenile Square Eddie 2nd

Juvenile Fillies Black Magic Mama 8th2009 Turf Sprint Square Eddie 10th2010 Turf Sprint Quick Enough 10th2012 Classic Handsome Mike 9th

Classic Richardʼs Kid 5thJuvenile Heʼs Had Enough 2ndSprint Boxeur des Rues 13thTurf Cogito 7th

Quick facts about Doug F. O'Neill:

Has saddled 25 Breedersʼ Cup starters previously, with three winners:Stevie Wonderboy in the 2005 Juvenile, Thorʼs Echo in the ʼ06 Sprintand Maryfield in the inaugural Filly & Mare Sprint in ʼ07. All three wonEclipse Awards in their divisions. Finished second in the Juveniletwice, with Heʼs Had Enough in 2012 and with Square Eddie in 2008.

Won back-to-back runnings of the Santa Anita Derby (G1) withGoldencents in 2013 and Iʼll Have Another in 2012. Goldencents in2013 also has won the Sham S. (G3) and competed in the KentuckyDerby and Preakness.

Was on the wildest ride of his career in the spring of 2012 when hesaddled Iʼll Have Another to win the Kentucky Derby and PreaknessStakes. However, as often happens, despair followed as the 3-year-oldcolt suffered tendinitis and was pulled from the Belmont Stakes,ending his quest for the Triple Crown. Later, owner J. Paul Reddam

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sold the dual classic winner to Japanese interests for $10 million.

During Iʼll Have Anotherʼs Triple Crown season, OʼNeill befriendedHope Hudson, a 12-year-old from Missouri who is battling a raredisease, after meeting her on the backstretch of Churchill DownsDerby week and brought her into the winnerʼs circle for both the Derbyand Preakness. She and her family were at Churchill for her firstup-close look at the Thoroughbreds she loves, thanks to theMake-A-Wish Foundation. Hope was with OʼNeill at Santa Anita in2013 to see Goldencentsʼ victory.

In addition to Goldencents, OʼNeill has saddled 2013 graded stakeswinners Concave (Sorrento S. G2), Reneeʼs Titan (Santa Ynez S. G2),Handsome Mike (Commonwealth S. G3), and Richardʼs Kid (Cougar IIH (G3). Several of OʼNeillʼs clients purchased Richardʼs Kid in themiddle of 2012, and Richardʼs Kid ran fifth in the 2012 Breedersʼ CupClassic.

A perennial leading trainer in Southern California in recent years, hehas won 25 tit les on the circuit since 2002, including thespring/summer Hollywood Park and Del Mar titles in 2010. TheHollywood Park title was his fifth for the spring/summer meet. In 2007,he tied with Jeff Mullins, each saddling 26 winners, a record numberfor a Hollywood Park spring meet ... Most recently he was leadingtrainer at the 2011 Fairplex meet.

Associated with one of the greatest claim stories in racing history withLava Man. Claimed for $50,000 at Del Mar in Aug. 2004, the geldingwas retired in Aug. 2008 with earnings of $5,268,706, more than

$5-million since the claim by S T D Racing and Jason Wood. In 2006,Lava Man swept Southern Californiaʼs top three races for older horses– the Santa Anita Handicap, Hollywood Gold Cup and Del MarʼsPacific Classic – the first time any horse won all three races in thesame year. (Game On Dude became the second horse to accomplishthe feat in 2013.) Lava Manʼs third successive Hollywood Gold Cup in2007 put him in the record books with the legendary Native Diver asthe only other horse to accomplish the feat. With the Gold Cup winover Hollywood Parkʼs Cushion Track, Lava Man became the firsthorse in history to win a G1 race over three different surfaces ... LavaMan now serves as a stable pony for OʼNeill, and foreman SabasRivera most often rides him. Lava Man likes to stroll through theshedrow after his work is done and help himself to the grain bin, asc a p t u r e d o n Y o u T u b e :h t t p : / / w w w . y o u t u b e . c o m / w a t c h ? v = G E S V q z D Q E u M .

Won his 1,000th North American race when No Means Maybecaptured the Bustles and Bows at Fairplex Park Sept. 13, 2007 …OʼNeillʼs first stakes win was Tanks Forthemusic in the 1996 CTBAMarian Stakes at Fairplex Park. OʼNeill is approaching 2,000 wins andhas total purse earnings of more than $86 million, putting him 20th onthe all-time trainer list.

First major stakes winner was Classy Cara, winner of the 2000Fantasy Stakes and Honeymoon Handicap … Won his first Grade 1race when Sky Jack scored in the 2002 Hollywood Gold Cup (G1) ...Won the 2003 Japan Cup Dirt with 48-1 longshot Fleetstreet Dancer, a$40,000 claim by OʼNeill in 2002.

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Named California Thoroughbred Breedersʼ Association Trainer of theYear in 2002 and 2006.

Other stakes winners trained include Enriched (a half-brother to LavaMan), Informed, Necessary Evil, Acting Lady, Sharp Lisa, Supah Blitz,Cobalt Blue, Notional, Great Hunter, Shamdinan, Excessivepleasureand Super Freaky.

Considers his operation a team effort, his stable often called TeamOʼNeill. In addition to his brother, Dennis, who is not only his major

assistant but buys most of the horses at sales, Leandro Moro and JackSisterson also are assistant trainers. Other key people in Team OʼNeillare Steve Rothblum, Sharla Sanders, and Nancy Rodriguez. OʼNeillhas four foremen: Fausto Cepedes, Carlos Pena, Benjamin Perez, andSabas Rivera.

Began working at the track in 1986, right out of high school, andlearned under Jude Feld, Hector Palma and Doug Peterson beforetaking out his license in 1994.

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Breeders' Cup Filly & Mare SprintSTARSHIP TRUFFLES

B.f.4 Ghostzapper - Bobbie Use by Not For LoveBred in Kentucky by SANFORD GOLDFARB & IRWIN GOLDFARB (Mar 10, 2009)

124 Owner: CASTLETON LYONS, INC.

Trainer:MARTIN D. WOLFSON

2013: 10 5 1 1 $298,2302012: 14 8 1 2 $136,810Life: 26 14 2 3 $445,035Turf: 1 0 0 0 $425Course: 0 0 0 0 $0Off Dirt: 6 3 1 1 $75,685

21Sep13 GP7 ft 6K¸^ :22»^ :45¹^ 1:16º¶ 3gk Stk - MusiclRmnc - 100k 105-85 2 4 2¡ 2«¬ 2¡ 3¼¢ Zayas E J 123 bL *2.00 MyPalChrisy123¸ AppealingStella117º¢ StarshipTruffles123¶ bumped start 723Aug13 Sar9 ft 7f¸¼ :23^¹ :45¾¿ 1:23¶¶ 3gk Stk - BalrinaG1 - 500k 30-87 6 10 9¿ 8¾ 6º¢ 6º¡ Saez L 122 bL 5.70 DancetoBristol119«¬ BookReview119¶¡ Villanesca115¨© jostled early,ins turn 1006Jul13 Crc10 ft 6f¾» :21¸¿ :44¼¼ 1:10»½ 3gk Stk - PrcsRnyHG1 - 350k 95-106 10 1 4º 1¸¡ 1¹¡ 1¹£ Zayas E J 116 bL 8.30 StarshipTruffles116¹£ JudytheBeauty119¸¡ MyPalChrisy115¡ 3 wide,drew away 1229Jun13 Crc4 ft 5K»» :22¸» :45»½ 1:04½½ 3gk SOC 6250 - N 97-103 7 1 1¸ 1º 1¶^ 1¶^ Zayas E J 115» bL *.30 StarshipTruffles 115¶^ OneProudGirl120»¢ MySchatzi120¸¢ off rail,ridden out 708Jun13 Crc10 ft 6f¾^ :21¸¼ :44½» 1:11¹½ 3gk Stk - UCanDoItH - 75k 105-84 7 1 4¹¡ 5º¡ 5º¡ 6¼¡ Rios J M 122 bL 6.20 CapitalismAtRisk116¨© OhCarole114¶£ SaintAggie115¸¢ gave way 820Apr13 Crc11 sys 6K»^ :22¶¿ :45º¼ 1:19¿¿ 3gk Stk - MusicalRom - 55k 119-96 4 7 4¸¢ 2¸¡ 1«¬ 1¶¡ Rios J M 123 bL *1.80 StarshipTruffles123¶¡ BahiaBeach119¨µ Centrique119¸£ bumped st,edged away 931Mar13 GP1 ft 1B»^ :48½½ 1:13^¼ 1:47¹¾ 4gk SOC 12500 - N 83-73 6 1¶¡ 1¶ 1¸¡ 1¸¡ 2£ Zayas E J 119½ bL *.30 Ainsley114£ StarshipTruffles 119¶¢ MudHoney119»¢ off rail,yielded late 817Mar13 GP10 ft 7f¹^ :22»¿ :45º½ 1:23¾» 4gk Stk - InsdInfoG2 - 150k 93-70 10 5 7º 8» 9¶¶ 9¶º¢ Lanerie C J 117 bL 4.40 AubbyK 117¹ SpectacularSky119£ Emma'sEncore117¶¡ 4 wide,done early 1015Feb13 GP3 sys 6Kº^ :22º» :45¼¾ 1:16¿¶ 4gk Aoc 62500nw2$/x-N 111-107 5 2 3¨µ 1¶¡ 1» 1¾¢ Saez L 121 bL *.80 StarshipTruffles121¾¢ ForcedeLaNature119½£ SmallKitchen119¹¢ tracked 3 w,drew off 513Jan13 GP1 ft 6f¶» :22º¾ :45»¶ 1:10^½ 4gk SOC 15000 - N 99-100 5 5 3¶ 1¸ 1º 1»£ Saez L 121 bL *.30 StarshipTruffles 121»£ ForeverCandy119¹ CourtneyRyan 119¡ bid,led,drew clear 7Workout(s): 19 Oct 13 GP 4F ft :50.0b 43/69 12 Oct 13 GP 4F ft :50.1b 54/72 5 Oct 13 GP 4F ft :49.3b 36/92 14 Sep 13 GP 4F ft :49.1b 44/107

Page 9 of 13

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2007: Awesome Now, b c, by Awesome Again. Unraced. ($95,000 keesep yrlg). 2008: Completely Bear, ch c, by Ghostzapper. Raced 2 yrs, 4 sts, 0 wins, $4,287. ($90,000

keenov wnlg). 2009: STARSHIP TRUFFLES, b f, by Ghostzapper. ($11,000 keesep yrlg; $22,000 obsopn 2yo;

$1,000,000 ftkhra).At 3: Won Claiming Crown Glass Slipper S. At 4: Won Princess Rooney H (gr. I), Musical Romance S; 3rd Musical Romance S.

2010: Lovely Daughter, ch f, by Big Brown. Raced 2 yrs, 9 sts, 2 wins, $35,340. ($22,000 keesep yrlg).

2011: Kaepernick, b c, by Big Brown. Unraced. ($40,000 ftkoct yrlg). 2012: G C's Wild Cooper, b c, by Wild Desert. 2013: C, by Wild Desert.

Inbreeding: 5SX3D Mr. Prospector; 5SX4D Northern Dancer.Nicking: GHOSTZAPPER w/NOT FOR LOVE mares: 4 foals, 3 strs, 1 wnr (25%), 1 2yo wnr

(25%), 1 SW (25%), 1 GSW (25%)Broodmare sire: Not For Love, b, 1990. Sire of 170 dams of 462 foals, 318 rnrs (69%), 211 wnrs

(46%), 45 2yo wnrs (10%), 1.22 AEI, 1.46 CI; 10 sw.2nd dam: Truth and Beauty, dkb/br, 1991. Bred by Sondra and Howard M. Bender (Md.). Raced 1

yr, 2 sts, 2 wins, $31,800.

GHOSTZAPPER, b, 2000

Awesome Again, 1994 12s, SW, $4,374,590 869 f, 56 SW, 2.28 AEI

Deputy Minister, 1979 22s, SW, $696,964 1,141 f, 90 SW, 2.53 AEI

Vice Regent

Mint Copy

Primal Force, 1987 8s, wnr, $74,251 12 f, 6 r, 6 w, 2 SW

Blushing Groom

Prime Prospect

Baby Zip, 1991 16s, SW, $60,395 13 f, 11 r, 8 w, 3 SW

Relaunch, 1976 18s, SW, $278,100 725 f, 89 SW, 2.66 AEI

In Reality

Foggy Note

STARSHIP TRUFFLES b, f March 10, 2009

Thirty Zip, 1983 44s, SW, $585,970 13 f, 13 r, 13 w, 3 SW

Tri Jet

Sailaway

Not For Love, 1990 29s, wnr, $178,870 848 f, 74 SW, 1.74 AEI

Mr. Prospector, 1970 14s, SW, $112,171 1,178 f, 181 SW, 3.98 AEI

Raise a Native

Gold Digger

BOBBIE USE, b, 2001

Dance Number, 1979 21s, SW, $415,418 6 f, 6 r, 6 w, 2 SW

Northern Dancer

Numbered Account

Truth and Beauty, 1991 2s, wnr, $31,800 9 f, 7 r, 6 w, 1 SW

Private Terms, 1985 17s, SW, $1,243,947 637 f, 24 SW, 1.29 AEI

Private Account

Laughter

La Reine Elaine, 1981 34s, SW, $174,722 7 f, 7 r, 6 w, 2 SW

King's Bishop

Silver Betsy

STARSHIP TRUFFLES' RACE AND (STAKES) RECORDYear Age Sts 1st 2nd 3rd Earned2011 at 2 2 1 0 0 $9,9952012 at 3 14 8(1) 1 2 $136,8102013 at 4 10 5(2) 1 1(1) $298,230 Lifetime 26 14(3) 2 3(1) $445,035Sire: GHOSTZAPPER, b, 2000. Raced 4 yrs, 11 sts, 9 wins, $3,446,120. Horse of the year, Champion

older male. Won Breeders' Cup Classic Powered by Dodge (gr. I), Metropolitan H (gr. I), Vosburgh S (gr. I), Woodward S (gr. I), Tom Fool H (gr. II), Philip H. Iselin Breeders' Cup H (gr. III); 3rd King's Bishop S (gr. I).

Lifetime: 5 crops, 348 foals, 238 rnrs (68%), 181 wnrs (52%), 40 2yo wnrs (11%), 35 sw (10%), 2.18 AEI, 2.34 CI, 211 sale yrlgs, avg $102,614, 2.0 TNA.

In 2013: 15 sw, 38 2yos, 7 2yo rnrs, 2 2yo wnrs, 38 sale yrlgs, avg $75,526.1st dam: BOBBIE USE, b, 2001. Bred by Thomas/Lakin (N.Y.). Raced 2 yrs, 8 sts, 2 wins, $104,969.

Won Tropical Park Oaks (T); 2nd Miss Grillo S (T). Dam of 6 named foals, 3 rnrs, 2 wnrs, 1 sw. ($110,000, 2003 obsfeb 2yo).

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Breeder

Sanford Goldfarb ... Born: Feb. 24, 1958 in Brooklyn, N.Y. ...Residence: Old Westbury, N.Y. and Bridgehampton, N.Y. ... Family: wifeCorinne; daughters Heather, Brooke, Paige and Remi.

Quick facts about Sanford Goldfarb:

Sandy Goldfarb bred Starship Truffles in partnership with IrwinGoldfarb and sold her for $11,000 at the 2010 Keeneland Septemberyearling sale. She changed hands again before running for ChasingTail Stables, trained by Marty Wolfson, and then being sold after herwin in the Princess Rooney Stakes (G1) for $1 million to CastletonLyons at the 2013 Fasig-Tipton July Horses of Racing Age sale. Shewill race for the farm in the 2013 Breedersʼ Cup Filly & Mare Sprint. ...Starship Trufflesʼ dam is the stakes-winning Not for Love mare BobbieUse, campaigned by Goldfarb and then retired to join his broodmareband. She has a yearling colt, G Cʼs Wild Cooper, by Wild Desert, aWild Desert weanling colt, and is in foal to Indian Ocean for 2014.

Actively recruits colleagues and friends into partnerships and hasteamed with New York Yankees manager Joe Torre on two occasionswith runners Torre and Zim and 2005 Kentucky Oaks favorite Sis City,

who was his only previous Breedersʼ Cup starter when fourth in the2004 Juvenile Fillies ... Owned in partnership by Michael Dubb andBunch of Characters Stable, his 2007 Filly & Mare Sprint runner OprahWinney, finished unplaced.

Three-time leading owner in New York (2001-03) and leading owner atsix different race meets in New York ... Presented the Paul MellonAward for Outstanding Owner in 2002 and 2003 by the New York TurfWriters Association.

Currently owns 65 horses, including 20 broodmares. Also owns twostallions: Aggadan and Well Noted.

Initially raced Standardbreds, including champion Shady Character,before moving to Thoroughbreds in 1997 ... Has owned or partneredon stars Stalwart Member, Carson Hollow, Cyber Secret, SlashCottage, Angelic Aura and Sis City. ... In particular, Stalwart Memberwas a special favorite who raced for him until age 10.

A fan of racing since he was 13, he is now a commodities trader on theNew York Mercantile Exchange and able to buy horses to race.

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Owner

Castleton Lyons ... Owner(s): Estate of Dr. Tony Ryan, Shane Ryan,President ... Born: Feb. 2, 1936. Ryan died at age 71 at his estate inIreland on Oct. 3, 2007. ... Location: Lexington, Ky. ... Family: At thetime of his death, Ryan was survived by three sons – Declan, Cathal, andShane. Cathal owned Swordlestown Stud and Shane is the owner ofKilboy Estate, both in Ireland ... Cathal died Dec. 20, 2007, after a shortbattle with cancer ... Shane serves as president of Castleton Lyons ...Web site: http://www.castletonlyons.com/ ... Breeding/RacingOperation: For more information, also see bio for Kilboy Estate.

Breedersʼ Cup RecordStarts 1st 2nd 3rd Earnings4 0 2 0 $1,380,000

2007 Juvenile Turf Gio Ponti 8th2009 Classic Gio Ponti 2nd2010 Mile Gio Ponti 2nd2011 Mile Gio Ponti 4th

Quick facts about Castleton Lyons:

Castleton Lyons returns to the Breedersʼ Cup in 2013 as both breederand owner, having bred Madly Truly before selling her, and purchasingStarship Truffles to campaign under the farmʼs own banner. ...Previously, Castleton Lyons had been to the Breedersʼ Cup four times,all with homebred star Gio Ponti, beginning with an 8th place finish inthe swampy inaugural Juvenile Turf at Monmouth Park in 2007. He

followed in 2009 with a second to Zenyatta in the Classic on syntheticat Santa Anita, a second to Goldikova on turf in the 2010 Mile atChurchill Downs, and finished his career in 2011 with a close-up fourthin the Mile at Churchill Downs.

Castleton Lyons purchased 4-year-old Starship Truffles at the 2013Fasig-Tipton July Horses of Racing Age sale for $1 million. TheGhostzapper filly had won 14 of 24 starts at the time, including thePrincess Rooney Stakes (G1). They promptly returned her to MartyWolfson, who had been training her for Chasing Tail Stables. ...Gabriel Duignan, who signed the ticket on behalf of Castleton Lyons,commented, “She was very impressive in her last start and I talked toMarty and he loves her. Shane Ryan wants to race at the top end andshe suits the program of what weʼre trying to do at Castleton Lyons.”

The Malibu Moon filly Madly Truly, winner of the Mazarene Stakes(G3), was bred by Castleton Lyons and Kilboy Estate, both farmsowned by Shane Ryan, the former in Lexington, Ky. and the latter inIreland. Dam of Madly Truly, Beautifulballerina, by Nureyev, was bredin Kentucky by Lyons Demesne, Tony Ryanʼs estate in Ireland, andsold in Ireland for $584,360 at the 2001 Goffs October yearling sale.She bounced between Kentucky, Ireland, and even a year in France atthe Head estate before being returned to Kentucky after Tony Ryanʼsdeath. She has a 2013 weanling by Indygo Shiner and is in foal toAstrology for 2014. ... Madly Truly was consigned by Paramount Salesto the 2012 Fasig-Tipton July yearling sale where she was purchasedby Mark Casse for $110,000.

In 2013, Castleton Lyons also campaigned the 3-year-old Malibu Moon•

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filly Propelleroneway, bred by Castleton Lyons and Kilboy Estate fromthe Storm Cat mare Catchthe Blue Hat, a half-sister to CastletonLyons-bred Breedersʼ Cup Mile runner-up Antonius Pius, both out ofCatchascatchcan, who is in foal to Gio Ponti for 2014.

Gio Ponti, who was bred by Shane Ryanʼs Kilboy Estate at CastletonLyons, led the farm through its most exciting years with championshipsas turf horse and older horse in 2009 and champion turf horse of 2010.... Gio Ponti, by Tale of the Cat, won on synthetic as well as turf, andraced 29 times over five seasons. He proved his versatility with astrong showing to finish fourth in the 2010 Dubai World Cup and aclose-up fifth in the 2011 Dubai World Cup. He followed thatperformance in 2011 with a second behind Cape Blanco (Ire) in theMan oʼWar (G1) and Arlington Million (G1) and scored a repeat victoryin the Shadwell Turf Mile (G1). In 2010, he also won the Man oʼWarStakes at 1-3/4 miles, finished second at 1-1/4 miles in the ArlingtonMillion (G1) and the Manhattan Handicap (G1), and concluded theyear with a second behind Goldikova in the 2010 Breedersʼ Cup Mile... The colt was offered at auction twice but failed to meet his reserveboth times.

In 2009, the son of Tale of the Cat had four Grade 1 victories to hiscredit from a mile to a mile and a quarter (Frank E. Kilroe Mile,Manhattan Handicap, Man oʼ War Stakes, and Arlington Million),before finishing second to supermare Zenyatta in the Breedersʼ CupClassic.

Castleton Lyons donated 5 percent of Gio Pontiʼs winnings from his2009 Arlington Million purse, $29,400, to the Permanently Disabled

Jockeys Fund.

Gio Ponti returned home to stand stud at Castleton Lyons in 2012 ...Gio Pontiʼs dam, Chipeta Springs, also resides at Castleton Lyons,and is the dam of graded stakes-placed stakes winner Bon Jovi Girl,graded stakes-placed stakes winner Fisher Pond.

Other stars of Ryanʼs homebred racing stable have included multiplegraded stakes winner Naissance Royale, Magic America (the2-year-old filly champion of France for 2006), and Instrumentalist, bythe farmʼs stallion Bernstein, who was graded stakes-placed in 2009.... Castleton Lyons also campaigned G1-placed Laureate Conductor,by Bernstein, a $30,000 purchase as a short yearling at the 2007January Keeneland mixed sale.

Bernstein was the farmʼs standardbearer until his untimely death onOct. 23, 2011 from complications of colic. He sired five champions ontwo continents, 70 stakes winners, and more than 30 graded stakeswinners, 16 Grade 1 winners including Miss World, who took the 2009Garden City Stakes (G1) at Belmont. Owned by WaratahThoroughbreds, Miss World also was bred by Kilboy Estate, and herdam, Moonstar, resides at Castleton Lyons.

After Dr. Tony Ryanʼs death in 2007, son Shane Ryan, president ofCastleton Lyons, became the farmʼs principal. Shane continues to ownand operate Kilboy Estate, his farm in Ireland, and brought mares fromKilboy to Castleton Lyons. .... Farm manager Tobias Incollingo left inthe summer of 2011 after five years, and Jamie Frost, formerly thebroodmare manager, was named to succeed him just five days before

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the death of Bernstein. Stuart Fitzgibbon remains the commercialdirector, with Gabriel Duignan as consultant.

In 2004, Castleton Lyons reopened as a stud farm, and in the nextthree years Ryan supervised the additions of stallions Action This Day,Anabaa (Fr), Bernstein, Malibu Moon, Sir Shackleton, Toccet, andWisemanʼs Ferry ... Anabaa returned to France after one season inKentucky, Malibu Moon moved to B. Wayne Hughesʼ Spendthrift Farm,while Sir Shackelton and Wisemanʼs Ferry now stand at Dana PointFarm in Pennsylvania ... Action This Day, who won the 2003 BreedersʼCup Juvenile and was named champion 2-year-old male, was movedto Spendthrift for 2008-09. but returned to Castleton Lyons when thefarm secured full ownership of him, then briefly joined the others atDana Point. ... Ryanʼs Modigliani, who began his stud career in Irelandand had already sired a champion in his first crop, came to CastletonLyons for the 2009 season but did not remain in Lexington. ... In 2013,Castleton Lyons stood only Gio Ponti.

The farmʼs history dates to 1793 and has been an equine breeding sitethroughout for several prominent owners, including U.S. Senator JohnBreckinridge and his heirs, who named it Castleton Farm ... It wouldpass through the hands of James and Foxhall Keene and FrancesDodge (daughter of auto maker and pioneer John Dodge) ... TheKeenes bred or raced Hall of Famers Domino, Kingston, Ben Brush,

Colin, Sysonby, Maskette and Peter Pan ... Dodge and her husbandFredrick Van Lennep transformed Castleton into a world leader inStandardbred breeding, producing six-time World Grand Championshow horse Wing Commander, several Little Brown Jug andHambletonian winners and three Harness Horse of the Year awardwinners ... Ryan purchased the farm from the Van Lennep estate in2001 and invested considerably to bring back the farmʼs Thoroughbredlegacy, including renovating all barns and more than 50 miles offencing in a unique cream color.

The founder of Guinness Peat Aviation in 1975 and Ryanair in 1985,he became involved in the Thoroughbred industry in 2000 when hepaid $4.7 million at the Keeneland November breeding stock sale for1998 Yorkshire Oaks (Eng-1) winner Catchascatchcan. She wascarrying eventual Group 2 winner Antonius Pius at the time. The son ofDanzig was sold to Coolmore for $1.5 million as a yearling andfinished second in the 2004 Breedersʼ Cup Mile.

At the time of his death, Ryan was listed as one of Irelandʼs richestmen – seventh in The Sunday Times “Rich List of 2007.”

Ryan inaugurated the now-named Dr. Tony Ryan Memorial BookAward to honor those who write a book related to horse racing in 2007.The prize of $10,000 is one of the largest in the world for a nichesubject.

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Trainer

Martin D. (Marty) Wolfson ... Born: Aug. 3, 1951, Washington, D.C. ...Residence: Southwest Ranches, Fla. ... Family: Wife Karla, who also ishis assistant. ... Education: Attended classes at Miami Dade CommunityCollege in the early 1970s, but soon left for a career at the racetrack.

Breedersʼ Cup RecordStarts 1st 2nd 3rd Earnings7 1 0 0 $1,171,800

1995 Mile The Vid 12th1996 Mile Chaposa Springs 14th2006 Mile Miesqueʼs Approval 1st

Sprint Pomeroy 9th2010 Filly & Mare Sprint Jessica is Back 9th2011 Distaff Ask the Moon 6th

Juvenile Fillies Turf Ann of the Dance 13th

Quick facts about Martin D. (Marty) Wolfson:

Wolfson has run seven horses in the Breedersʼ Cup and won once.After a 10-year absence from the event, in 2006 he brought gradedstakes winners Miesqueʼs Approval and Pomeroy, both of whom wereslated for retirement when he took over their training, to keep them onthe racetrack. While Pomeroy could do no better than ninth in theSprint, Miesqueʼs Approval surprised at almost 25-1 to win the Mile.His other runners are The Vid (12th in the 1995 Mile), Chaposa

Springs (14th in the 1996 Mile), Jessica is Back (ninth in the 2010 Filly& Mare Sprint), Ask the Moon (sixth in the 2011 Distaff), and Ann ofthe Dance (13th in the 2011 Juvenile Fillies Turf).

Miesqueʼs Approval, winner of the Breedersʼ Cup Mile in 2006, wonthe Eclipse Award for Outstanding Turf Male that year.

Graded stakes winners in the barn in 2013 include Starship Truffles,Swagger Jack and Golden Mystery....Going into this yearʼs edition ofthe Princess Rooney Handicap (G1), Wolfson had won the race arecord three times (Miss Gibson County in 1995, Chaposa Springs in1996 and Jessica is Back in 2010) and he extended thataccomplishment to four when Starship Truffles was victorious. Theformer $6,250 claimer, who won three races at Gulfstream Parkincluding the $100,000 Claiming Crown Glass Slipper, was then sentto auction at the Fasig-Tipton sale in Mid-July and sold for $1 million.Wolfson got his wish-come-true when her new owners, CastletonLyons Farm, sent her back to him. Starship Truffles would then finishsecond in the Ballerina (G1) after a terrible break and her trainer saidat the time that had she gotten a better start, she would have won.

Swagger Jack won the Carter Handicap (G1) at Aqueduct on April 6and My Pal Chrisy beat stable mate Starship Truffles in the MusicalRomance at Gulfstream on Sept. 21 ... Golden Mystery was anothergraded stakes-winning mare who was returned to him this year afterbeing sold at auction just one day after she got her first graded stakeswin in the Hurricane Bertie (G3) at Gulfstream on Feb. 10. Purchasedat the Fasig-Tipton Winter Mixed Sale for $625,000, new owners RegisFarm put her back in Wolfsonʼs care.

Page 72: SPRINT DIVISION - Breeders' CupPre-entries for the Breeders' Cup Filly & Mare Sprint (G1) Horse Owner Trainer Book Review Gary L. & Mary E. West Bob Baffert Ch.f.4 Giant's Causeway

Indiano, by Indian Charlie, was a star in the barn in 2011 and 2012. Hewon three stakes at Calder: the Carry Back (G2), the Unbridled andthe Eillo, and was third in the Swale (G2) at Gulfstream, and then tookthe Mr. Prospector (G3) on Dec. 29, 2012 in his last race.

Wolfson certainly has a way with the fillies and mares. Ask the Moon,who was claimed at Belmont on June 15, 2011 for $75,000, provedshe was well worth the price. After Wolfson took her into his barn, shewas third in the Sky Beauty Stakes and then won the Ruffian (G1) asthe longest shot on the board, followed by another triumph in thePersonal Ensign (G1) at Saratoga. Her win streak in Grade 1 filly andmare stakes stopped with a disappointing sixth in the Ladyʼs Secret(G1) at Santa Anita but she had a valid excuse. “She had picked up aviral infection and was very sick,” Wolfson said. “She was reallyknocked out.”

He is the son of the late Louis Wolfson, who campaigned Affirmed, thelast Triple Crown winner (1978) and the two-time Horse of the Year(1978 and 1979) in the colors of Harbor View Farm. Marty beganspending time at his fatherʼs farm as a teen and knew at an early agethat he wanted to spend his life working at the track ... Other familymembers include brothers Steve and Gary, the former owners of

Happy Valley Farm and nephew Steve Jr., who won the fourth annualDaily Racing Form/NTRA National Handicapping Championship in2003.

Wolfson became one of the youngest trainers in Florida when he tookout his first license at age 18 in 1970 … In addition to Harbor View, hisearly clients included the late Eclipse Award winners Fred Hooper andJohn Franks Wolfson has spent his entire career based at CalderRace Course where he ranks among the top 10 all-time leadingtrainers and was inducted into the trackʼs Hall of Fame in 2003 ... .Farnsworth Stable, Miller Racing, Paul Pompa, Peachtree Farm, andRegis Farms are among his major clients.

He is a perennial leading trainer in Florida who has earned a nationalreputation for his ability to win major races all across the country.

His best horses besides his Breedersʼ Cup runners include FirstPassage, Coffee Boy, You and I Forever, Express Tour, Forever Whirl,Halo America, Miss Gibson County, Mr. Angel, Sharp Appeal, StayForever, Winfama, Pampered Princess, Wynn Dot Comma, Mocita,Potra Classica and Protective Spirit. “There have been numerousstakes winner over the years that should also be on that list,” he said.“I canʼt think of them all right off the top of my head.”

Page 73: SPRINT DIVISION - Breeders' CupPre-entries for the Breeders' Cup Filly & Mare Sprint (G1) Horse Owner Trainer Book Review Gary L. & Mary E. West Bob Baffert Ch.f.4 Giant's Causeway

Breeders' Cup Filly & Mare SprintSTREET GIRL

B.f.3 Street Hero - Kristy Beethoven by Kris S.Bred in Kentucky by JAMES C. SPENCE (Feb 16, 2010)

122 Owner: RONTOS RACING STABLE CORP.

Trainer:MANUEL J. AZPURUA

2013: 12 2 1 2 $240,6472012: 1 0 1 0 $5,670Life: 13 2 2 2 $246,317Turf: 3 0 0 0 $930Course: 0 0 0 0 $0Off Dirt: 1 1 0 0 $61,380

21Sep13 Prx10 ft 1Bº¾ :47¸º 1:10»¶ 1:44^¹ 3 k Stk - CotillnG1 - 1000k 88-111 9 9¶¸ 8¿¢ 7½¢ 4¹¡ 3¸ Castillo A 119 L 25.60 CloseHatches124¸ SweetLulu117¨© StreetGirl119¡ stumbled,closed 923Aug13 Sar9 ft 7f¸¼ :23^¹ :45¾¿ 1:23¶¶ 3gk Stk - BalrinaG1 - 500k 4-92 4 7 10¶¹ 10¿£7»¢ 4¶£ Ortiz, Jr. I 112 L 63.75 DancetoBristol119«¬ BookReview119¶¡ Villanesca115¨© rail to 5/16,6w upper 1006Jul13 Crc8 ft 6f¾» :21º¼ :45¶½ 1:10½¼ 3 k Stk - AzaleaG3 - 150k 87-91 4 6 6º¢ 5½ 6½ 5»£ Zayas E J 119 L 10.80 WildcatLily117¨µ DreamingofSusie115¸£ Speedinthruthecity115¶ lacked needed response 808Jun13 Crc8 ft 6f¾^ :21¼¶ :45¶^ 1:10¿¾ 3 k Stk - LveMeAlne - 75k 46-95 5 11 10¶^ 8¼ 4½ 3º¢ Rios J M 121 L 7.70 WildcatLily 118º DreamingofSophia 118¨µ StreetGirl121º¢ swung out,missed 2nd 1211May13 Crc8 gd p 1m»^ :48»¿ 1:12¼¶ 1:37¼¹ 3 k Alw 40000nw1/rt/x 84-85 5 5½ 5º¡ 4º 7¾¢ 6º¡ Zayas E J 116» L 2.40® EBRyder116¡ LovetoScore118¶ StarsCollide118¨µ failed to menace 813Apr13 Crc11 sysu 1B¼^ :49½º 1:14¸¹ 1:46¿^ 3 k Stk - CalderOaks - 100k 69-100 3 3¹ 4¶¡ 2¡ 2¡ 1¨© Zayas E J 115 L *1.00 StreetGirl115¨© EBRyder 115¼¢ FaerieQueene118¨© 3 wide,just up 631Mar13 GP5 ft 1m» :46¸» 1:10¿» 1:36½» 3 k Aoc 75000nw1/x-N 107-95 3 6»¢ 5¸ 4¶¡ 3¸¡ 2¶¢ Prado E S 120 L 11.20 Maracuya118¶¢ StreetGirl 120£ Antipathy122¶¢ saved grnd,willingly 610Mar13 GP3 ft 1B¼^ :48»¶ 1:12¼¶ 1:43»½ 3 k Aoc 75000nw1/x-N 45-88 6 6¾ 6¿¡ 6¼¡ 4½¡ 4¾¡ Prado E S 122 L 28.50 CloseHatches 118¶¢ KimberlyJean120¶¡ MontanaNative120»£ failed to menace 627Feb13 GP5 ft u 1B¼^ :49^¹ 1:13¶¸ 1:44¿¹ 3 k Mcl 65000 (75-65) 54-84 5 5»¡ 5¸¡ 2¸ 1¡ 1¶¡ Prado E S 120 L 3.70 StreetGirl120¶¡ TimeOnMyHands 122¶¶¡ OfftheStreet122»¡ ridden out 517Feb13 GP6 fm p¸º 1Bº» :48¹½ 1:13¹¶ 1:43½¶ 3 k Mcl 50000 (50-45) 91-91 10 12¶¸12¾¢11½¡ 10½£6º¡ Prado E S 122 L 17.50 Aventurine122¸ Corinthianna122¸¢ JudyG122«¬ swung wide,belatedly 12Workout(s): 16 Oct 13 GP 3F ft :38.1b 7/7 a12 Oct 13 GP 4F ft :46.3b 1/72 9 Oct 13 GP 4F ft :48.2b 4/20 5 Oct 13 GP 4F ft :48.3b 12/92

Page 10 of 13

Page 74: SPRINT DIVISION - Breeders' CupPre-entries for the Breeders' Cup Filly & Mare Sprint (G1) Horse Owner Trainer Book Review Gary L. & Mary E. West Bob Baffert Ch.f.4 Giant's Causeway

2011: C, by Street Hero. Died 2011. 2012: C, by Tale of the Cat. 2013: Dkb/br c, by Street Hero.

Inbreeding: 5SX5D Northern Dancer.Nicking: STREET HERO w/KRIS S. mares: 3 foals, 3 strs, 2 wnrs (67%), 0 2yo wnrs (0%),

1 SW (33%), 0 GSW (0%).Broodmare sire: KRIS S., dkb/br, 1977-2002. Sire of 392 dams of 2,156 foals, 1,660 rnrs (77%),

1,199 wnrs (56%), 324 2yo wnrs (15%), 1.48 AEI, 1.42 CI; 114 sw.2nd dam: Elissa Beethoven (GB), b, 1992. Bred by Sheikh Mohammed bin Rashid al Maktoum (Eng.).

Raced 2 yrs in Fr, 4 sts, 0 wins, $6,698. Dam of GOLDEN SONATA (f, Mr. Prospector; $288,811. Won Oaklawn Breeders' Cup S, gr. III, Truly Bound H; producer; dam of Golden Triumph), Le Chateau (f, Chester House; $132,230. 2nd Heed S, R; producer).

STREET HERO, b, 2006

Street Cry, 1998 12s, SW, $5,150,837 1,205 f, 72 SW, 2.22 AEI

Machiavellian, 1987 7s, SW, $355,790 736 f, 78 SW, 1.93 AEI

Mr. Prospector

Coup de Folie

Helen Street, 1982 10s, SW, $177,894 13 f, 11 r, 10 w, 2 SW

Troy

Waterway

Squall Linda, 1996 17s, wnr, $154,727 8 f, 7 r, 5 w, 2 SW

Summer Squall, 1987 20s, SW, $1,844,282 335 f, 37 SW, 2.11 AEI

Storm Bird

Weekend Surprise

STREET GIRL b, f February 16, 2010

Glimmer Glass, 1979 21s, SW, $72,160 13 f, 12 r, 9 w, 1 SW

The Axe II

Glass of Fashion

Kris S., 1977 5s, SW, $53,350 839 f, 93 SW, 2.48 AEI

Roberto, 1969 14s, SW, $332,272 500 f, 85 SW, 3.37 AEI

Hail to Reason

Bramalea

KRISTY BEETHOVEN, dkb/br, 2001

Sharp Queen, 1965 14s, wnr, $11,775 8 f, 7 r, 6 w, 1 SW

Princequillo

Bridgework

Elissa Beethoven, 1992 4s, unpl, $6,698 9 f, 9 r, 7 w, 1 SW

Royal Academy, 1987 7s, SW, $758,994 2,458 f, 172 SW, 1.48 AEI

Nijinsky II

Crimson Saint

Pass a Glance, 1971 47s, wnr, $188,615 13 f, 10 r, 6 w

Buckpasser

Come Hither Look

STREET GIRL'S RACE AND (STAKES) RECORDYear Age Sts 1st 2nd 3rd Earned2012 at 2 1 0 1 0 $5,6702013 at 3 12 2(1) 1 2(2) $240,647 Lifetime 13 2(1) 2 2(2) $246,317Sire: STREET HERO, b, 2006. Raced 1 yr, 6 sts, 1 win, $419,360. Won Norfolk S (gr. I); 3rd Bessemer

Trust Breeders' Cup Juvenile (gr. I), Del Mar Futurity (gr. I). Lifetime: 2 crops, 94 foals, 41 rnrs (44%), 20 wnrs (21%), 8 2yo wnrs (9%), 3 sw (3%), 1.32 AEI,

0.99 CI, 50 sale yrlgs, avg $27,536, 0.4 TNA.In 2013: 3 sw, 31 2yos, 10 2yo rnrs, 1 2yo wnr, 5 sale yrlgs, avg $23,600.1st dam: Kristy Beethoven, dkb/br, 2001. Bred by James C. Spence (Ky.). Raced 3 yrs, 19 sts, 4

wins, $146,381. Dam of 3 named foals, 3 rnrs, 3 wnrs, 1 sw. ($7,200, 2012 keenov, Street Hero).2007: Brittany Goes West, b f, by Gone West. Raced 2 yrs, 3 sts, 1 win, $10,335. 2009: Krissy Kat, b f, by Tale of the Cat. Raced 3 yrs, 8 sts, 1 win, $41,779. ($120,000 easmay 2yo). 2010: STREET GIRL, b f, by Street Hero.

At 3: Won Calder Oaks; 3rd Cotillion S (gr. I), Leave Me Alone S.

Page 75: SPRINT DIVISION - Breeders' CupPre-entries for the Breeders' Cup Filly & Mare Sprint (G1) Horse Owner Trainer Book Review Gary L. & Mary E. West Bob Baffert Ch.f.4 Giant's Causeway

Breeder

James C. Spence ... Born: March 20, 1940 in Guernsey County, Ohio ...Residence: Terre Haute, Ind.

Quick facts about James C. Spence:

Spence will be respresented for a second time as a breeder in theBreedersʼ Cup by Street Girl in the Distaff ... The 3-year-old StreetHero filly is out of the dam Kristy Beethoven, an allowance winner forSpence, who he sold at the 2012 Keeneland November BreedingStock Sale for $7,200 ... Street Girl was claimed away from Spence for$50,000 by Rontos Racing in her career debut in December 2012 atGulfstream Park. She has since gone on to win the Calder Oaks andwas most recently third in the Cotillion Stakes (G1) at Parx.

Among Spenceʼs earliest successes was four-time stakes winner LillyCapote ... Lilly Capote, the dam of Spence homebred and FuturityStakes (G2) runner-up Flying Pegasus, finished fifth in the 1994Breedersʼ Cup Juvenile Fillies ... However, she has proven her worthmore as a broodmare; offspring also include Grade 2-placed MythicalPegasus and she is the granddam of Lilly Carson, who finished 14th in

the 2006 Juvenile Fillies as a homebred for Spence.

Five of the six Lilly Capoteʼs foals to make it to the racetrack havebeen winners, including Aubby K, who brought Spence great successin 2013 ... The Street Sense mare won the Inside Information Stakes(G2) at Gulfstream and the Humana Distaff (G1) at Churchill.

Spence also campaigned Forty Won, a $200,000-plus earner, whoplaced in such top sprints as the Gulfstream Park Breedersʼ Cup Sprintand Churchill Downs Handicap as well as homebred Louisiana Futuritywinner Forty Dolls (by Forty Won).

Over the years has used trainers D. Wayne Lukas, Phil Hauswald andRalph Nicks, always maintaining a small-scale stable.

Got into racing with a few claiming horses in Chicago in 1978, but leftthe business until returning to the yearling sales in 1990.

Real estate developer and builder ... Owns J.C. Spence & AssociatesInc., a construction company specializing in multifamily developments.The company manages several hundred apartment units in TerreHaute.

Page 76: SPRINT DIVISION - Breeders' CupPre-entries for the Breeders' Cup Filly & Mare Sprint (G1) Horse Owner Trainer Book Review Gary L. & Mary E. West Bob Baffert Ch.f.4 Giant's Causeway

Owner

Rontos Racing Stable ... Owner(s): Ronald Sanchez ... Born: June 30,1969 in Caracus, Venezuela ... Residence: Lives in Venezuela andSunny Isles Beach, Fla. ... Family: Wife and two children.

Quick facts about Rontos Racing Stable:

Sanchez plans to make his first Breedersʼ Cup start with Street Girl, acandidate for the BC Distaff ... Winner of the 2013 Calder Oaks, StreetGirl was third in the Cotillion (G1) and fourth in the Ballerina (G1).

Rontos Racing Stable has 55 horses in training, with divisions in•

Florida, New York, Pennsylvania and Cailfornia ... Among those isWildcat Lily ... In 2013, Wildcat Lily won the Azalea (G3) at Calder andwas second in two G1 stakes at Saratoga, the Test and Prioress.

Sanchez bought his first horse in 2008 and in 2011 began racingunder the Rontos banner ... Through Oct. 20, Rontos has racked upall-time bests of 25 wins and earnings of $1,186,040 in 2013, adramatic improvement off previous highs of 15 wins and earnings of$360,445 in 2012.

Sanchez works as a financial advisor.•

Page 77: SPRINT DIVISION - Breeders' CupPre-entries for the Breeders' Cup Filly & Mare Sprint (G1) Horse Owner Trainer Book Review Gary L. & Mary E. West Bob Baffert Ch.f.4 Giant's Causeway

Trainer

Manuel (Manny) Azpurua ... Born: Jan. 15, 1929, Caracas, Venezuela... Residence: Weston, Fla. ... Family: wife Sonia, daughters IsabelTeresa and Maria Margarita, son Manuel ... Education: Attended theManlius Military Academy near Syracuse, N.Y. during the late 1940s, butleft to return home and care for his familyʼs horses when his fathersuddenly died in 1949.

Breedersʼ Cup RecordStarts 1st 2nd 3rd Earnings2 0 0 1 $269,000

1998 Juvenile Fillies Extended Applause 4th2006 Sprint Nightmare Affair 3rd

Quick facts about Manuel (Manny) Azpurua:

Has sent out two Breedersʼ Cup starters, Extended Applause (fourth inthe 1998 Juvenile Fillies) and Nightmare Affair (third in the 2006Sprint).

At the age of 84 and with more than 60 years of experience as atrainer, plans to return to the Breedersʼ Cup with Distaff candidateStreet Girl, who won the 2013 Calder Oaks and was third in theCotillion.

Is in the midst of one of his best years ... His horses have earned$1,115,430 through Oct. 15, 2013, putting him in close range of his

career-best figure of $1,272,120 in 2004

Apurua has a stable of 23 based in Florida ... Included in that group isWildcat Lily, who won the 2013 Azalea Stakes (G3) and was second inthe Test (G1) and Prioress (G1).

He is part of an extensive racing family which also includes hisbrothers Leo and Eduardo, both farm owners in Central Florida, andnephews Leo Jr. and Eduardo Jr., who are both trainers ... His brotherLeo was also a trainer ... His namesake father was a leading owner inVenezuela during the 1930s and ʼ40s, a founding member of thatcountryʼs Jockey Club, and a director of Caracasʼ El ParaisoRacetrack.

Trained in Venezuela for 30 years, winning more than 3,500 races,which ranked among the countryʼs top five all-time leading trainers atthe time … Captured Venezuelaʼs biggest race, the two-mile FuerzaArmada International, with Uruguayan-bred Korasson … On behalf ofbrother Leo brought Set ʻn Go to run in 1974 Kentucky Derby in whichhe finished 16th behind Cannonade.

Moved to the United States permanently in Dec. 1978 and has beenbased at Calder ever since … Trained Sir Oscar to a six-for-sixcampaign in 2003, including a sweep of the 2003 Florida StallionStakes series … Has won Calderʼs Criterium Stakes five times,including the one-two finish by Jacksrbetter and Blame It On Ruby in2000 … Other stakes winners have included Opening Lead, ClassicIntuition, Fortunate Review, Gold Dollar, and Weigelia ... Had 53winners in 1985, his highest total in the United States.

Page 78: SPRINT DIVISION - Breeders' CupPre-entries for the Breeders' Cup Filly & Mare Sprint (G1) Horse Owner Trainer Book Review Gary L. & Mary E. West Bob Baffert Ch.f.4 Giant's Causeway

Breeders' Cup Filly & Mare SprintSUMMER APPLAUSE

B.f.4 Harlan's Holiday - Summer Exhibition by Royal AcademyBred in Kentucky by GREENWOOD LODGE FARM, INC. (Mar 30, 2009)

124 Owner: GILLIAN R. CAMPBELL, GREENWOODLODGE FARM, INC., DAN CLARK & GREGSKODA

Trainer:CHAD C. BROWN

2013: 7 3 1 0 $406,5002012: 4 1 2 0 $290,500Life: 14 6 3 0 $754,906Turf: 0 0 0 0 $0Course: 0 0 0 0 $0Off Dirt: 0 0 0 0 $0

06Oct13 Kee8 fto 1N¹º :47¹^ 1:11^¹ 1:47½» 3gk Stk - SpinsterG1 - 500k 86-103 9 9» 8º¢ 9»¢ 3¡ 2¶¢ Velazquez J R 124 L 8.60 Emollient121¶¢ SummerApplause124¹¡ WinePrincess124¡ hopped bit st,4w move 1125Aug13 Mth3 ft 1Bº¾ :49º¼ 1:14¹^ 1:45¿¹ 3gk Stk - LadySecrtL - 75k 77-103 2 3¶ 3¶ 1«¬ 1¡ 1¶¢ Bravo J 123 L *.50 SummerApplause123¶¢ RoyalLahaina123¶¡ SharpSally123½£ bid 3 wide,clear 420Jul13 Del9 ft 1L»¼ :47»^ 1:36¸¿ 2:02^º 3gk Stk - DelHG1 - 750k 121-92 2 2» 2½ 3½ 4¿ 5¶½¡ Cintron A 118 L 4.00 RoyalDelta 123¶^£ She'sAllIn112£ AndWhyNot115º stoppd after 7,fur 518May13 Pim8 ft 1B»» :51º¸ 1:15½^ 1:46»º 3gk Stk - DuPntDsfG3 - 150k 37-101 4 2¶¡ 2¶ 2¡ 1¡ 1¸ Velazquez J R 124 L *1.60 SummerApplause124¸ SeaIsland118¹ BrushedbyaStar118£ 3wd,repel foe,driving 512Apr13 OP10 ft 1B»^ :48¶^ 1:12¼¸ 1:44¶¹ 4gk Stk - AplBlsmHG1 - 500k 83-102 4 2¶ 2¶ 3¨µ 4¹ 4º£ Maragh R 117 L 3.70 OnFireBaby116¡ TizMizSue 117º Don'tTellSophia117¨µ stalk,bid between,fade 702Mar13 Aqu7 ft s 1B½¸ :47^» 1:11¾^ 1:44¶^ 3gk Stk - TopFlgtHG2 - 200k 102-109 4 3¹¡ 4»¡ 3¸ 1¸ 1¸£ Velazquez J R 116 L *1.30 SummerApplause116¸£ TwicetheLady118¨µ SunnyDesert 117¸¢ put 4w 3/8,kept busy 726Jan13 Hou9 ft 1Bº^ :47¿¸ 1:12^½ 1:42¹^ 4gk Stk - HstnLadysC - 400k 81-88 3 5¸¡ 5¸¢ 6» 6½ 6¶» Mena M 115 L 3.50 JoyfulVictory 116º¢ BrushedbyaStar121¶£ SisterlyLove115º 2w,lost irons,no bid 604May12 CD11 ft 1N¹º :47º½ 1:11¾¾ 1:49»^ 3 k Stk - KyOaksG1 - 1000k 95-96 3 7¸£ 8¸£ 7» 4¼ 4º Gomez G K 121 LA 6.60 BelieveYouCan121£ Broadway'sAlibi121¸¡ GraceHall 121£ off rail 2nd turn 1431Mar12 FG10 ft 1B½^ :46º½ 1:11º¸ 1:43¿º 3 k Stk - FGOaksG2 - 500k 114-95 3 3¸ 4¸¢ 3¸ 2¹¡ 2«¬ Albarado R 121 L *.90 BelieveYouCan 121«¬ SummerApplause121¿ Disposablepleasure121»¢ 3w turns,gained late 525Feb12 FG7 ft 1B½^ :47»º 1:12^¶ 1:43¹^ 3 k Stk - RchlAlxnG3 - 200k 78-96 5 4¹¡ 4» 4¸ 2«¬ 1¶ Albarado R 118 L 3.20 SummerApplause118¶ Avie'sSense116¹¡ InnyMinnie116¸£ 3wide turns,rallied 6Workout(s): 20 Oct 13 Bel 4F ft :49.2b 20/34 21 Sep 13 Bel 5F ft 1:01.0b 7/27 15 Sep 13 Bel 4F ft :47.3b 10/77 8 Sep 13 Bel tr 4F ft :49.0b 5/30

Page 11 of 13

Page 79: SPRINT DIVISION - Breeders' CupPre-entries for the Breeders' Cup Filly & Mare Sprint (G1) Horse Owner Trainer Book Review Gary L. & Mary E. West Bob Baffert Ch.f.4 Giant's Causeway

2005: Big Easy, dkb/br f, by Gulch. Raced 4 yrs, 27 sts, 5 wins, $217,627. 2nd Peach Blossom S; 3rd P. G. Johnson S (T). Dam of 1 foal, 1 rnr, 1 wnr. ($11,000 ftkoct yrlg).

2006: Summer Rendezvous, ch f, by Forest Wildcat. Raced 2 yrs, 14 sts, 2 wins, $31,460. ($42,000 esmay 2yo).

2007: Symphonic Dancer, ch f, by Smart Strike. Raced 2 yrs in Eng, 14 sts, 0 wins, $3,777. ($250,000 keesep yrlg).

2008: Hurricane Denton, b g, by War Front. Raced 3 yrs, 23 sts, 2 wins, $48,587. ($20,000 keesep yrlg).

2009: SUMMER APPLAUSE, b f, by Harlan's Holiday.At 3: Won Rachel Alexandra S (gr. III); 2nd Fair Grounds Oaks (gr. II), Silverbulletday S. At 4: Won Top Flight H (gr. II), Allaire DuPont Distaff S (gr. III), Lady's Secret S; 2nd Juddmonte

Spinster S (gr. I). 2010: Summer On the Lawn, b f, by First Defence. Raced 1 yr, 1 st, 0 wins, $3,354. 2012: Summer Ovation, b f, by Congrats.

Inbreeding: 5SX3D Crimson Saint; 5SX4D Northern Dancer.Nicking: HARLAN'S HOLIDAY w/ROYAL ACADEMY mares: 2 foals, 2 strs, 1 wnr (50%), 1

2yo wnr (50%), 1 SW (50%), 1 GSW (50%)Broodmare sire: ROYAL ACADEMY, b, 1987-2012. Sire of 863 dams of 3,525 foals, 2,478 rnrs

(70%), 1,504 wnrs (43%), 417 2yo wnrs (12%), 1.17 AEI, 1.33 CI; 150 sw.2nd dam: DEWAN'S FLAG, b, 1980. Bred by J. Howard King (Ky.). Raced 2 yrs, 12 sts, 5 wins,

$44,742. Won Soft Touch S. Dam of RECOUP THE CASH (g, Copelan; $1,098,920. Won Stephen Foster H, gr. II twice Hawthorne Gold Cup H, gr. II, National Jockey Club H, gr. III, Cicero Mile H, Robert F. Carey Memorial H, Marvin C. Potter H, Dr. Fager S; 2nd Hawthorne Budweiser Breeders' Cup H, T, Beulah Park Budweiser Breeders' Cup H, Dr. Fager S), UP WITH THE FLAG (g, Time for a Change; $244,433. Won St. Brendan S; 3rd Damitrius S). Granddam of PRAISE FROM DIXIE, Cat Six, Riviera Chic, Dream Tower.

HARLAN'S HOLIDAY, b, 1999

Harlan, 1989 30s, SW, $403,174 99 f, 6 SW, 2.78 AEI

Storm Cat, 1983 8s, SW, $570,610 1,414 f, 180 SW, 2.97 AEI

Storm Bird

Terlingua

Country Romance, 1976 21s, SW, $89,976 9 f, 9 r, 8 w, 1 SW

Halo

Sweet Romance

Christmas in Aiken, 1992 6s, wnr, $31,628 12 f, 11 r, 9 w, 1 SW

Affirmed, 1975 29s, SW, $2,393,818 840 f, 86 SW, 2.42 AEI

Exclusive Native

Won't Tell You

SUMMER APPLAUSE b, f March 30, 2009

Dowager, 1980 3s, unpl 10 f, 9 r, 8 w

Honest Pleasure

Princessnesian

Royal Academy, 1987 7s, SW, $758,994 2,458 f, 172 SW, 1.48 AEI

Nijinsky II, 1967 13s, SW, $667,220 851 f, 155 SW, 4.71 AEI

Northern Dancer

Flaming Page

SUMMER EXHIBITION, b, 2001

Crimson Saint, 1969 11s, SW, $91,770 11 f, 8 r, 7 w, 4 SW

Crimson Satan

Bolero Rose

Dewan's Flag, 1980 12s, SW, $44,742 11 f, 7 r, 7 w, 2 SW

Dewan, 1965 40s, SW, $397,664 437 f, 40 SW, 2.25 AEI

Bold Ruler

Sunshine Nell

Against all Flags, 1973 16s, SW, $44,056 5 f, 4 r, 4 w, 1 SW

Hoist the Flag

Northern Queen

SUMMER APPLAUSE'S RACE AND (STAKES) RECORDYear Age Sts 1st 2nd 3rd Earned2011 at 2 3 2 0 0 $57,9062012 at 3 4 1(1) 2(2) 0 $290,5002013 at 4 7 3(3) 1(1) 0 $406,500 Lifetime 14 6(4) 3(3) 0 $754,906Sire: HARLAN'S HOLIDAY, b, 1999. Raced 3 yrs in NA and UAE, 22 sts, 9 wins, $3,632,664. Won

Florida Derby (gr. I), Toyota Blue Grass S (gr. I), Donn H (gr. I), Pennsylvania Derby (gr. III), Iroquois S (gr. III), Miller Genuine Draft Cradle S, Cleveland Kindergarten S (R), Hoover S (R); 2nd Dubai World Cup (UAE-I), Hollywood Gold Cup (gr. I), Fountain of Youth S (gr. I), Lane's End Breeders' Futurity (gr. II), Holy Bull S (gr. III); 3rd Jockey Club Gold Cup (gr. I).

Lifetime: 7 crops, 668 foals, 493 rnrs (74%), 370 wnrs (55%), 136 2yo wnrs (20%), 46 sw (7%), 1.63 AEI, 1.68 CI, 437 sale yrlgs, avg $84,421, 1.6 TNA.

In 2013: 17 sw, 129 2yos, 48 2yo rnrs, 19 2yo wnrs, 60 sale yrlgs, avg $112,350.1st dam: Summer Exhibition, b, 2001. Bred by Paradigm Thoroughbreds (Ky.). Unraced. Dam of 7

named foals, 6 rnrs, 4 wnrs, 1 sw.

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Breeder/Owner

Greenwood Lodge Farm ... Owner(s): Bill and Carole McAlpin ... Born:Bill was born on March 29, 1951 in Tyler, Texas; Carole was born on Oct.16, 1947 in West Virginia ... Residence: Greenwood Lodge Farm inParis, Ky. ... Family: Two daughters ... Education: Bill attended theUniversity of Miami ... Professional Background: The McAlpins ownand operate Greenwood Lodge Farm in Paris, Ky ... Bill also is thechairman of Distant Lands Coffee in Renton, Wash. ... Web site:greenwoodlodgefarm.com

Quick facts about Greenwood Lodge Farm :

The McAlpins, who have yet to have a Breedersʼ Cup starter, own andbred Summer Applause ... In 2013, the 4-year-old filly won the TopFlight Handicap (G2) and Allaire DuPont Distaff Stakes (G3) ... Shewas also second in the Spinster (G1) at Keeneland ... Her 2012 recordincludes a win in the Rachel Alexandra (G3) at Far Grounds and afourth in the Kentucky Oaks ... “Summer Applause has given us a lotfun,” Bill McAlpin says, “We always knew she was a Grade 1 quality

horse, but she had a lot of bad luck.”

Summer Applause also is owned in part by Gillian S. Campbell, DanClark and Greg Skoda.

The McAlpins currently have 13 horses in training and 21 mares at the290-acre Greenwood Lodge Farm.

Greenwood Lodge Farm also bred Breedersʼ Cup prospect No JetLag, who won the City of Hope Mile Stakes (G2) at Santa Anita in2013 ... The McAlpins raced No Jet Lag in Europe and then sold himafter his maiden victory at Lingfield in 2012 ... The geldingʼs newowner, Anthony Ramsden, brought him to the United States in 2013.

Greenwood Lodge bred Group 3 winner Ollie Olga.•

Greenwood Lodge Farm bred an Awesome Again colt out of LegsLawlor, who sold for $1.35 million at the 2011 Keeneland Septembersale ... Named Resurgence, the colt is unraced as of Oct. 12, 2013.

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Trainer

Chad Brown ... Born: Dec. 18, 1978 in Saratoga Springs, N.Y. ...Residence: Saratoga Springs, N.Y. ... Family: Wife Terrill, daughtersAva and Andi ... Education: Degree in animal science, CornellUniversity, 2001.

Breedersʼ Cup RecordStarts 1st 2nd 3rd Earnings13 2 2 1 $2,622,400

2008 Juvenile Fillies Turf Maram 1st2009 Filly & Mare Turf Maram 6th

Turf Sprint Silver Timber 6th2010 Turf Sprint Silver Timber 5th2011 Filly & Mare Turf Stacelia 10th

Juvenile Fillies Turf Dayatthespa 9thJuvenile Turf Fantastic Song 10th

2012 Distaff Awesome Feather 6thFilly & Mare Turf Zagora 1stJuvenile Fillies Turf Whatsdachances (IRE) 2ndJuvenile Turf Balance the Books 3rdJuvenile Turf Noble Tune 2ndTurf Sprint Corporate Jungle 6th

Quick facts about Chad Brown:

On Aug. 17, 2013, Brown accomplished an impressive Grade 1 turfdouble, winning the Sword Dancer Invitational Handicap at Saratogawith Big Blue Kitten and the Arlington Million at Arlington Park withReal Solution. The Arlington Million victory came on the disqualificationof The Apache for bumping in the stretch. “It was an incredible day forour stable. One of those days that youʼll never forget,” Brown says.“Hopefully we can do it again at some point in time.” The SwordDancer and the Arlington Million were “Win and Youʼre In” races andboth horses qualified for the Breedersʼ Cup Turf.

Real Solution and Big Blue Kitten head a lineup of nearly a dozenhorses that Brown could have at the 30th Breedersʼ Cup in 2013.Candidates for that group include Bobbyʼs Kitten and Shadow Bankingfor the Juvenile Turf; Testa Rossi. Ready to Act, Granny Mcʼs Kittenand Kitten Kaboodle in the Juvenile Fillies Turf; and Easter Gift in theDirt. Last Gunfigther is being considered for the Dirt Mile and theMarathon and Summer Applause is a possibility for the Distaff.Bobbyʼs Kitten won the Pilgrim (G3) and Testa Rossi won the MissGrillo (G3) at Belmont Park and Kitten Kaboodle won the Jessamine(G3) at Keeneland, all “Win and Youʼre In” races, giving Brown fiveautomatic qualifiers.

Brown won with the first Breedersʼ Cup horse he started, Maram in the2008 Juvenile Fillies Turf. She died in Sept. 2012 at age six of whatwas called “an acute illness.” In 2009, Maram finished sixth in the Fillyand Mare Turf and Silver Timber finished sixth in the Turf Sprint. SilverTimber was back the following year, finishing fifth in the same race. In2011, Brown had three Breedersʼ Cup starters: Dayatthespa in theJuvenile Fillies Turf (G2, 9th), Stacelita in the Filly and Mare Turf (G1,

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10th), and Fantastic Song in the Juvenile Turf (G1, 10th).

Brown is from Mechanicville, a small city with a population of 5,196 in2010 on the banks of the Hudson River about 17 miles southeast ofSaratoga Springs. He grew up going to historic Saratoga Race Coursewith his family and became interested in horses and the sport. To thisday, Brownʼs father heads to the same picnic table in the backyardevery time he goes to the track; Brown occasionally joins him there tohandicap his horsesʼ races, taking advantage of the more relaxedatmosphere.

While in high school, Brown began working with harness horses atSaratoga Raceway. He took the next step toward what has becomehis career by spending his college summers and the year following hisgraduation from Cornell working for Hall of Fame trainer ShugMcGaughey. “I grew up breaking and training Standardbreds,” hesays, “but always wanted to be with the Thoroughbreds. I liked the wayShug won big races, and he had so many good, quality horses; I waslucky enough that he took me in when I approached him. I started outhot-walking, then grooming and worked my way up to a foreman.”

Brown then spent five years working for another Hall of Famer, the lateBobby Frankel, splitting his time between southern California andSaratoga. He went on to oversee Frankelʼs divisions in Kentucky,Monmouth Park and Gulfstream Park and got hands-on experienceworking with Frankel-trained luminaries such as Ghostzapper,Intercontinental, Empire Maker, Ginger Punch, and Medaglia dʼOro. “Iwas at the point where I needed to grow into an assistant, and Shugʼsoperation was smaller and there was no room for that,” he said. “Going

to work for Bobby was the best thing that ever happened to me. I gotto deal with so many good horses and so many good owners. He sentme everywhere – Hollywood Park, Santa Anita, Monmouth Park, andChurchill Downs. I learned so much from him, it was like the graduateschool of racing. It was really hard to leave. I talked to him about it andtold him the only way I would go was if he was willing to help me. Itʼsfitting that one of the last things I did was to saddle Ginger Punch towin the Breedersʼ Cup Distaff [at Monmouth in 2007, when Frankelstayed in California with his terminally ill dog]. Iʼd been there allsummer, and I was really close to that mare. Iʼm honored that Bobbytrusted me with her.”

Brown went out on his own in Nov. 2007, shortly after the BreedersʼCup. His first winner came later that month at Churchill Downs: DualJewels, in a $10,000 claimer. Dual Jewels was claimed from Brownʼssmall stable in that race. Brown made the move after getting married,when he decided it was time to return to New York on a morepermanent basis. His wife, Terrill, also is from New York; sheʼs thegranddaughter of trainer William “Red” Terrill.

In 2008, his first full year of training, Brownʼs initial application for stallsat Saratoga was turned down. He did land a few stalls before the meetstarted and won with his first starter at his home track – with StarPlayer in the first race on opening day. That year he picked up his firststakes winners, all in listed stakes. Brown got his first graded stakeswin in July 2009 when Silver Timber won the Jaipur (G3) at BelmontPark. Silver Timber also won the Woodford Stakes (G3) in Oct. 2009.

Silver Timber continued to be the big horse in Brownʼs barn through•

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2010, winning four stakes races, including a repeat in the Woodford.

The 2011 season was Brownʼs breakthrough year: his stable reachedthe $5 million plateau in purse earnings and he won his first Grade 1 inJuly. Fittingly, that milestone came at Saratoga when Zagora capturedthe Diana, a race won by Bobby Frankel in 2001 and 2002. Brown saidat the time that the win was especially meaningful for that reason. Hewon three other Grade 1 races that year: the Beverly D. and FlowerBowl with Stacelita and the Gazelle with Awesome Feather.

In 2012, Brown got off to a hot start at Saratoga, holding the lead inthe trainer standings in the early part of the meet. He would eventuallyfinish second with 29 wins to Todd Pletcherʼs 36. This year also sawBrown start his first horse in a Triple Crown race when Street Lifefinished fourth in the Belmont Stakes. Street Life went on to win theCurlin at Saratoga; he was injured in the Travers Stakes andsubsequently retired.

Brown enjoyed a very successful Breedersʼ Cup weekend in 2012. Hesaddled Zagora to win the Fillies and Mare Turf; had a pair of secondswith Whatsdachanches in the Juvenile Fillies Turf and Noble Tune inthe Juvenile Turf; and Balance the Books was third in the JuvenileTurf. Zagoraʼs victory capped a championship season for which shereceived the Eclipse Award for outstanding Female Turf Horse. TheBrown-trained Stacelita won the 2011 Eclipse as the champion femaleturf horse.

The victories in the Arlington Million and the Sword Dancer have beenhigh points in a dynamic 2013 season in which Brown had won gradedstakes with 12 different horses by Oct. 9 ... One of Brownʼsbest-known runners in 2013 is Fox Hill Farmʼs Normandy Invasion, hisfirst Kentucky Derby starter. Normandy Invasion was second in theWood Memorial (G1) and was fourth in the Derby. Injuries have keptthe colt out the races since the Derby, but he is scheduled to return toBrownʼs stable in November.

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Breeders' Cup Filly & Mare SprintSWEET LULU

Ch.f.3 Mr. Greeley - Successful Outlook by OrientateBred in Kentucky by GAINESWAY THOROUGHBREDS LTD. (Mar 22, 2010)

122 Owner: STEVE BENETO

Trainer:JERRY HOLLENDORFER

2013: 5 4 1 0 $603,6002012: 0 0 0 0 $0Life: 5 4 1 0 $603,600Turf: 0 0 0 0 $0Course: 0 0 0 0 $0Off Dirt: 0 0 0 0 $0

21Sep13 Prx10 ft 1Bº¾ :47¸º 1:10»¶ 1:44^¹ 3 k Stk - CotillnG1 - 1000k 119-111 6 1¡ 1«¬ 1«¬ 2¶ 2¸ Leparoux J R 117 L 3.10 CloseHatches124¸ SweetLulu117¨© StreetGirl119¡ inside,tight 924Aug13 Sar9 ft 7f¸º :22¸¾ :44¿» 1:23º» 3 k Stk - TestG1 - 500k 122-95 5 3 2¡ 2«¬ 2«¬ 1«¬ Leparoux J R 116 L *1.80 SweetLulu116«¬ WildcatLily118¨µ MyHappyFace118¶£ pressed 2-3w,gamely 824Jul13 Dmr6 fto 1m¸^^ :46¸¿ 1:10¾¼ 1:35¿¿ 3gk Aoc 62500nw2$/x-N 115-106 3 1¶ 1¶¡ 1¸ 1» 1º£ Leparoux J R 115 L 2.50 SweetLulu 115º£ BellaViaggia120¶¡ Ondine 117¹£ inside,clear,driving 729Jun13 Bhp7 fto 6K¼» :22¹» :45¸¹ 1:16¸^ 3gk Alw 54000nw1$/x 76-98 1 5 5¸¢ 4¶¡ 1¡ 1¸¢ Bejarano R 119 L *.80 SweetLulu 119¸¢ Ostourah119¹¢ Pontchatrain 119º£ rail,clear,ridden out 630May13 Bhp6 fto 6f¼^ :22¹º :45¿¹ 1:11¸¿ 3gk Msw 52000 88-92 1 7 2¶¡ 1«¬ 1¶¡ 1¹¢ Bejarano R 118 L *.50 SweetLulu 118¹¢ Tayrona118£ NickelsWild118¶¢ broke in,slowly 7Workout(s): a19 Oct 13 Bhpo 6F ft 1:11.2b 1/11 11 Oct 13 Bhpo 5F ft 1:01b 4/14 5 Oct 13 Bhpo 5F ft 1:01.4b 16/34 29 Sep 13 Bhpo 4F ft :48.2h 10/55

Page 12 of 13

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2011: Anchor Down, gr/ro c, by Tapit. Unraced. ($250,000 keesep yrlg). 2012: Gr/ro c, by Tapit. ($1,550,000 keesep yrlg). 2013: Dkb/br f, by Malibu Moon.

Inbreeding: 3SX4D Mr. Prospector.Nicking: MR. GREELEY w/ORIENTATE mares: 3 foals, 2 strs, 1 wnr (33%), 0 2yo wnrs (0%),

1 SW (33%), 1 GSW (33%)Broodmare sire: ORIENTATE, dkb/br, 1998. Sire of 76 dams of 125 foals, 60 rnrs (48%), 36 wnrs

(29%), 18 2yo wnrs (14%), 2.49 AEI, 1.47 CI; 5 sw.2nd dam: Catch a Glimpse, ch, 1993-2006. Bred by Moyglare Stud Farm (Ky.). Raced 2 yrs in Ire

and NA, 12 sts, 2 wins, $63,816. 3rd Heinz 57 Phoenix S Ire-I.

MR. GREELEY, ch, 1992

Gone West, 1984 17s, SW, $682,251 1,263 f, 101 SW, 1.81 AEI

Mr. Prospector, 1970 14s, SW, $112,171 1,178 f, 181 SW, 3.98 AEI

Raise a Native

Gold Digger

Secrettame, 1978 10s, SW, $101,598 15 f, 12 r, 10 w, 2 SW

Secretariat

Tamerett

Long Legend, 1978 6s, wnr, $24,293 16 f, 14 r, 8 w, 2 SW

Reviewer, 1966 13s, SW, $247,223 173 f, 19 SW, 2.25 AEI

Bold Ruler

Broadway

SWEET LULU ch, f March 22, 2010

Lianga, 1971 21s, SW, $287,424 10 f, 9 r, 7 w, 1 SW

Dancer's Image

Leven Ones

Orientate, 1998 19s, SW, $1,716,950 715 f, 41 SW, 1.35 AEI

Mt. Livermore, 1981 30s, SW, $610,644 983 f, 77 SW, 1.76 AEI

Blushing Groom

Flama Ardiente

SUCCESSFUL OUTLOOK, ch, 2004

Dream Team, 1985 6s, SW, $317,410 9 f, 9 r, 9 w, 2 SW

Cox's Ridge

Likely Double

Catch a Glimpse, 1993 12s, wnr, $63,816 8 f, 6 r, 4 w, 1 SW

Gulch, 1984 32s, SW, $3,095,521 1,077 f, 75 SW, 1.78 AEI

Mr. Prospector

Jameela

Spring to Light, 1988 12s, wnr, $29,444 13 f, 13 r, 11 w

Blushing Groom

Holiday Dancer

SWEET LULU'S RACE AND (STAKES) RECORDYear Age Sts 1st 2nd 3rd Earned2013 at 3 5 4(1) 1(1) 0 $603,600 Lifetime 5 4(1) 1(1) 0 $603,600Sire: MR. GREELEY, ch, 1992-2010. Raced 2 yrs, 16 sts, 5 wins, $474,452. Won Lafayette S (gr. III),

Swale S (gr. III), Spectacular Bid Breeders' Cup S (gr. III); 2nd Breeders' Cup Sprint (gr. I), Jerome H (gr. II), Hutcheson S (gr. II), Riva Ridge S (gr. III).

Lifetime: 15 crops, 1,396 foals, 1,078 rnrs (77%), 722 wnrs (52%), 156 2yo wnrs (11%), 64 sw (5%), 1.36 AEI, 1.70 CI, 863 sale yrlgs, avg $137,536, 2.5 TNA.

In 2013: 6 sw, 73 2yos, 18 2yo rnrs, 3 2yo wnrs.1st dam: SUCCESSFUL OUTLOOK, ch, 2004. Bred by Foxfield (Ky.). Raced 1 yr, 3 sts, 2 wins,

$110,720. Won Tempted S (gr. III); 3rd Demoiselle S (gr. II). Dam of 3 named foals, 2 rnrs, 1 wnr, 1 sw. ($75,000, 2004 keenov wnlg; $95,000, 2005 keesep yrlg).2009: Duke's Dream, ch f, by Mr. Greeley. Raced 1 yr, 4 sts, 0 wins, $3,766. ($450,000 keesep yrlg). 2010: SWEET LULU, ch f, by Mr. Greeley. ($270,000 keesep yrlg).

At 3: Won Test S (gr. I); 2nd Cotillion S (gr. I).

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Breeder

Gainesway Farm ... Owner(s): Antony Beck ... Residence: Lexington,Ky. ... Location: Antony Beck is Gaineswayʼs President and resides onthe farm on Paris Pike outside of Lexington ... he oversees dailyoperation ... His father Graham Beck, who passed away at age 80 in July2010, purchased Gainesway in 1989 from industry leader and BreedersʼCup founder John Gaines. Beck enjoyed great success breeding andbuying Thoroughbreds and was a perennial leading owner/buyer in hisnative South Africa. Gainesway is located on some of the finest bluegrassland in Kentucky, encompassing 1,500 prime acres of the formerGreentree and Whitney farms. The historic property was home tonumerous champions, including the first Kentucky Derby winner,Aristides, in 1875. ... Family: wife Angela, and five children ... Web site:www.gainesway.com

Quick facts about Gainesway Farm:

As of Oct. 5, 2013, Tapit is once again in the top 10 on the GeneralSire list, with just shy of $7 million in progeny earnings. His top runnersthis year include Joyful Victory, winner of the Santa MargaritaHandicap (G1), the undefeated 2-year-old filly Untapable, winner of thePocahontas Stakes (G2) and a contender for the 2013 Breedersʼ CupJuvenile Fillies.

Gainesway has bred eight Breedersʼ Cup starters with one winner,Orientate, victor of the 2002 Sprint ... In 2008, Gainesway stallion Tapitsired Bessemer Trust Breedersʼ Cup Juvenile Fillies winner andeventual Eclipse Award champion Stardom Bound, and 2009 JuvenileFillies Turf winner Tapitsfly... Tapit went on to finish 2008 as the

leading freshman and leading juvenile sire.

Gainesway raced Timber Country, winner of the 1994 Breedersʼ CupJuvenile and the 1995 Preakness, in partnership.

The farm was home to 10 stallions for the 2013 breeding season,including Birdstone, sire of Kentucky Derby winner Mine That Bird andBelmont Stakes winner Summer Bird from his first crop ... The farmalso is home to Afleet Alex, 3-year-old champion and two-time Classicwinner; top 10 first-crop sire Corinthian, who captured the 2007 $1million Breedersʼ Cup Dirt Mile; Afleet Express, a son of Afleet Alexand winner of the Travers (G1); Smoke Glacken, and Hat Trick.

Joining the roster in 2013 was To Honor and Serve, a six-time gradedstakes winner who took the Remsen (G2) and Nashua (G2) at two, theCigar Mile (G1) at three, and the Woodward (G1) at four.

Gainesway is once againg a top yearling consignor of 2013, as of Oct.6, the farm is ranked third by gross receipts, of nearly $25 million, atmajor auctions. The farm also ranks in the top 10 among allconsignors by average and median price.

Among the many recent achievements that Antony finds the mostrewarding is returning homebreds to the stallion barn – includingchampion Orientate and Grade 1 winner Afleet Express – the ultimate“home run” to which all breeders aspire.

Michael Hernon is front and center at Gainesway, the spark that keepsthe engine going, but Beck has the final word on selection of stallionsfor the farm, determination of matings for the Gainesway mares, and

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the placement and purchase of horses at auction ... Antony is a keenstudent of successful pedigrees and bloodstock markets, but he knowsall things begin “at the farm.”

Although his earliest involvement began in South Africa and inEngland, Antonyʼs focus is very much in Central Kentucky. ... Antony,his wife Angela, and their children make their home on GaineswayFarm.

Dating back to his familyʼs initial foray into the business when he was achild, Antony Beck has had a lifelong passion for Thoroughbreds …Beckʼs family also owns world-renowned Graham Beck Wineries inSouth Africa.

Beck is on the board of trustees at the Thoroughbred Owners andBreeders Association as well as the Board of Directors at both theBreedersʼ Cup and Keeneland Racecourse and is a member of TheJockey Club.

Owner

Steve Beneto ... Born: Aug. 1, 1937 in Sacramento, Calif. ... Residence:Sacramento, Calif. ... Family: wife Darlene; three daughters, one son. ...Education: High school graduate.

Quick facts about Steve Beneto:

Beneto has another potential Breedersʼ Cup starter in Sweet Lulu. The3-year-old filly trained by Hall of Famer Jerry Hollendorfer has neverfinished worse than second in five starts, and won the Test Stakes(G1) this year. She was most recently second in the Cotillion (G1).

Benetoʼs Via Villaggio was his first Breedersʼ Cup hopeful, but was notentered in last yearʼs Distaff. Via Villaggio spent some time off after aneleventh-place finish in the Raven Run (G2) in 2012 and came backwith a second-place effort in the California Governorʼs Cup Handicap

and a third-place finish in the Adoration in 2013. She became a gradedstakes winner in the 2012 Railbird (G3).

Other horses owned: DeAngelo, My Baby Kim and 2012 KentuckyDerby hopeful Longview Drive. Also uses Dan Morgan as trainer atTurf Paradise in Arizona.

Got into racing by claiming a horse at Bay Meadows in 1967. “We ranthe horse back and he won. I was hooked.” Over the years, dealtmostly with claiming and allowance horses, but recently has upgradedto some stakes-quality runners such as Via Villagio and LongviewDrive.

Is a member of the California Horse Racing Board, having beenappointed in Jan. 2012. “Itʼs something I really like to do,” he says.“Racingʼs struggling right now and Iʼd like to be able to help the sport in

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some way.”

Owned Beneto Truck Line, a major hauler for oil companies in•

California. Sold company nine years ago and now buys and sellscorporate jet aircraft for clients as Beneto Inc.

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Trainer

Jerry Hollendorfer ... Born: June 18, 1946, in Akron, Ohio ...Residence: Point Richmond, Calif. ... Location: Based in NorthernCalifornia. Has stabled at Santa Anita since 2007. Has had great successin Southern California. ... Family: wife Janet, has been very closelyassociated with his stable as assistant. She suffered from a brain tumor in2009, which was removed shortly before the Kentucky Derby. Shecontinues to work with the stable.

Breedersʼ Cup RecordStarts 1st 2nd 3rd Earnings9 1 2 1 $1,600,000

1998 Distaff Tuxedo Junction 6th2007 Distaff Hystericalady 2nd2008 Ladies' Classic Hystericalady 5th2009 Dirt Mile Chocolate Candy 8th

Juvenile Fillies Blind Luck 3rd2010 Dirt Mile Dakota Phone 1st

Ladies' Classic Blind Luck 2nd2012 Classic Nonios 6th

Turf Sprint Chosen Miracle 12th

Quick facts about Jerry Hollendorfer:

Hall of Fame trainer is in the midst of another big year in 2013 andthrough Sept. 21 was ranked third nationally in wins with 187 and fifth

in earnings with $7,971,265 ... His best horses this year have beenthree-time stakes winner Sahara Sky, who shipped East to take theMet Mile (G1), Test Stakes (G1) winner Sweet Lulu, Del Mar Futurity(G1) winner Tamarando, Halo Dolly, Hear the Ghost and Sister Kate.

Earned his first Breedersʼ Cup victory in the 2010 Dirt Mile with DakotaPhone and also had a runner-up fnish in the Ladiesʼ Classic with BlindLuck, his Kentucky Oaks winner who was voted the Eclipse Award asthe yearʼs top 3-year-old female. Those scores provided him withearnings of $900,000 over the two-day championships. Prior to 2010,Hollendorfer saddled Blind Luck for a third-place finish in the 2009Juvenile Fillies and Hystericalady for second in the 2007 Distaff ...After missing the Breedersʼ Cup in 2011, returned in 2012 with twostarters, his best finish being a sixth in the Classic with Nonios.

Entered racingʼs Hall of Fame in 2011, the only human chosen by thevotersʼ panel that year. He was joined in the induction by sterlingracemares Open Mind, Safely Kept and Sky Beauty. Of his induction,he says: “You know my name goes on the plaque, but there should bea thousand other names on there of people who have contributed to allof this.”

Became just the fourth trainer in history to saddle 6,000 winners onSept. 3, 2011. Fittingly, the victory came at Golden Gate Fields withall-time leading jockey Russell Baze aboard his horse Just Tappin It.Baze and Hollendorfer have combined for more than 2,500 victories intheir Hall of Fame careers.

Blind Luckʼs Kentucky Oaks victory was the third for Hollendorfer,•

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leaving him one shy of D. Wayne Lukas and two behind the lateWoody Stephens. His other Oaks winners: Lite Light in 1991 and PikePlace Dancer in ʼ96.

His Kentucky Derby experiences have been snake-bitten. Favorite in1998 Event of the Year fractured a knee the week before, with manyfeeling he could have won. Two years later, Globalize made it to withintwo days of the race before the stable pony kicked him on the wayback to the barn. His finishes have often been marred by what manyobservers have thought were bad rides, a muddy track, or general badluck, but Hollendorfer has never complained. Kentucky Derby finishes:2012 Rousing Sermon 8th; 2009 Chocolate Candy 5th; 2007 BwanaBull 15th; 2006 Cause to Believe 13th; 2003 Eye of the Tiger 5th.

Northern Californiaʼs all-time winning trainer. Won every training title atmajor Bay Area tracks from 1986 to 2008. Has been spending moretime in Southern California in recent years.

Saddled 5,000th winner on Dec. 22, 2007, becoming only the fourthtrainer to reach that milestone.

Love affair with the racetrack began as a teen-ager as he and buddiesbet on races at the long-defunct Acton Park in Cuyahoga Falls, Ohio,not too far from his hometown of Akron. It blossomed into a full-blowncareer when he went to the San Francsco area to visit friends in hisearly 20s. He talked his way onto the backstretch at Bay Meadows andtalked his way into a job with trainer Jerry Dutton. He continured hisapprenticeship with Jerry Fanning. Of his early training, Hollendorfersays: “I got to work for a couple of good guys. Most of what I do today I

learned from them.” It was while he was working for Fanning atHollywood Park that he met his wife-to-be, Janet, who worked fortrainer Mel Stute.

In his first six years as a trainer, won only 59 races combined, butgradually improved his numbers after that and now regularly winsraces at about a 20 percent clip. Even in those early days, he wasnever discouraged. His take on that time: “I was just happy to be onthe backside and happy to be working. Those were good days for me.”Working hard is one of Hollendorferʼs premier facets. He doesnʼtvacation and he has no hobbies outside the racetrack except readingdetective stories.

First hit the national radar in the late-1980s as King Glorious won the1988 Hollywood Futurity and came back in 1989 to win the Ohio Derbyand Haskell Invitational. Then came his early Oaks winners and suchother stakes winners as Event of the Year, who possibly would havebeen the morning-line favorite for the 1998 Kentucky Derby had it notbeen for an injury that ended his career as a racehorse. Hollendorferranked Event of the Year as his best horse until Heatseeker. Other tophorses heʼs trained include Globalize, also hurt on his way to the 2000Derby, Tuscan Evening, Chocolate Candy, Hystericalady, Blind Luck,Heatseeker and Dakota Phone.

Buys at the sales in the low to mid-range, often with his own money,and then puts partnerships of his various owners together, and retainspart ownership of many horses he trains. Has spent millions on horsesthe last few years, never spending very much on any one individual.

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Breeders' Cup Filly & Mare SprintTEDDY'S PROMISE

Dk B/ Br.m.5 Salt Lake - Braids and Beads by CapoteBred in California by TED NICHOLS & JUDY NICHOLS (May 06, 2008)

124 Owner: TED & JUDY NICHOLS

Trainer:RONALD W. ELLIS

2013: 6 3 2 1 $337,4162012: 7 2 0 0 $134,173Life: 26 10 4 2 $822,397Turf: 4 0 1 0 $27,268Course: 9 5 1 0 $519,740Off Dirt: 2 2 0 0 $210,300

05Oct13 SA7 ft 6K½¾ :22¹¾ :45^¸ 1:15¸¾ 3gk Stk - LAWoman - 100k 67-104 5 1 3¶¡ 1¶¡ 1¸¡ 1¸ Espinoza V 124 L *1.70 Teddy'sPromise124¸ GreatHot122¹¢ SisterKate122¡ clear,steady handling 613Jul13 Bhp8 fto 7f»» :22»¸ :45¹» 1:22½» 3gk Stk - AGleamHG2 - 200k 97-102 3 1 2«¬ 2«¬ 1«¬ 2¸¡ Espinoza V 122 L *1.30 BookReview118¸¡ Teddy'sPromise 122«¬ Byrama119¶¢ dueled,led,held 2nd 516Jun13 Bhp8 fto 6f¼^ :22º» :45¼» 1:10¹¸ 3gk Stk - DstStmrH - 70k 84-101 3 4 2¶ 2¶ 3¶ 3£ Espinoza V 124 L *.80 IncludeMeOut124£ Shumoos118«¬ Teddy'sPromise124¸¢ stdied 3/8 & into lane 705May13 Bhp3 fto 5f»» :22^^ :44»¼ :56¾^ 3gk Stk - TimeToLv - 70k 80-98 3 1 3¶ 1«¬ 1¸ 1º¢ Espinoza V 124 L *.40 Teddy'sPromise124º¢ Shumoos120«¬ MagicalBand122¶¢ rail bid,clear,handily 710Mar13 SA8 ft 6K½¾ :22¶¶ :44¼º 1:15ºº 4gk Stk - LsFloresG3 - 100k 87-102 5 2 2¡ 1¡ 1¶ 2¡ Espinoza V 123 L *.80 Rumor118¡ Teddy'sPromise 123¼¡ Shumoos118¸ fought back lane,game 626Jan13 SA8 wfs 7f¸¾ :22¾¼ :45¼¿ 1:22¼º 4gk Stk - SntMncaG2 - 250k 82-98 4 2 3¶¡ 3¸ 2«¬ 1¹ Espinoza V 118 cL *1.50 Teddy'sPromise118¹ Sugarinthemorning118¡ Kindle118£ 3wd into str,led,clear 729Dec12 SA5 wfs 6K½¾ :22¸¾ :44»^ 1:14½¸ 3gk Stk - KaloknQnn - 75k 69-104 5 3 2¶ 1«¬ 1» 1»¢ Espinoza V 119 cL *1.50 Teddy'sPromise 119»¢ SnowFall 119£ GreatHot119¶¢ clear,ridden out 603Nov12 SA5 ft 7f¸¾ :22¸¹ :44¶¿ 1:20½¸ 3gk Stk - BCFMSprtG1 - 1000k 118-91 1 1 1¡ 1¶¡ 3»¡ 8¶»¡ Talamo J 124 L 21.60 GroupieDoll124º¡ DustandDiamonds 124¹£ Switch124¶ sent,pace 2w,faltered 1013Oct12 SA6 fm y¾ *6K¶¹¶ :21¹¿ :43»¸ 1:11½^ 3gklStk - CalCupDis - 100k 115-94 3 3 1«¬ 2«¬ 1¡ 4¹¢ Maldonado E A 124 L 4.20 TizFlirtatious117¶£ BestPresentEver122£ UnusualHottie119£ dueled,led,wkened late 1114Jul12 Bhp9 fto 7f»» :22¸¶ :45^½ 1:24¹½ 3gk Stk - AGleamHG2 - 200k 104-84 4 4 5¸ 4£ 4£ 5»£ Espinoza V 120 L 3.50 Switch122¶£ Sugarinthemorning116¸¢ Glamorista115¡ rail bid,vied,wkened 7Workout(s): 21 Oct 13 Bhpo 5F ft 1:01.4b 11/22 15 Oct 13 Bhpo 4F ft :48.1b 3/23 29 Sep 13 Bhpo 5F ft 1:00hg 5/51 22 Sep 13 Bhpo 6F ft 1:12.3h 3/19

Page 13 of 13

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2004: Glittering World, b f, by River Flyer. Raced 2 yrs, 7 sts, 1 win, $9,518. 2005: Dead foal.2006: One Eyed Paco, dkb/br c, by Souvenir Copy. Unraced. ($14,000 baroct yrlg). 2007: Dead foal.2008: TEDDY'S PROMISE, dkb/br f, by Salt Lake.

At 3: Won La Brea S (gr. I). At 4: Won Kalookan Queen S, Time To Leave S. At 5: Won Santa Monica S (gr. II), L.A. Woman S, Time To Leave S; 2nd A Gleam H (gr. II), Las

Flores S (gr. III); 3rd Desert Stormer H. 2010: Dead foal.2011: Blazing Fever, dkb/br c, by Stormin Fever. Died 2012.

Inbreeding: 4SX5D Northern Dancer.Nicking: SALT LAKE w/CAPOTE mares: 9 foals, 8 strs, 6 wnrs (67%), 3 2yo wnrs (33%),

2 SW (22%), 1 GSW (11%)Broodmare sire: CAPOTE, dkb/br, 1984-2007. Sire of 385 dams of 1,882 foals, 1,410 rnrs (75%),

1,014 wnrs (54%), 272 2yo wnrs (14%), 1.31 AEI, 1.42 CI; 100 sw.2nd dam: Alydar's Promise, ch, 1983-2001. Bred by W. T. Young Storage (Ky.). Raced 1 yr in Eng, 1 st,

0 wins. Dam of GENERAL MEETING (c, Seattle Slew; $441,125. Won Volante H, gr. IIIT, Bradbury S, R; 2nd Hollywood Futurity, gr. I, El Camino Real Derby, gr. III; 3rd Hollywood Prevue Breeders' Cup S, gr. III; sire). Granddam of NOSIR, ISLAND HOPPING, Cowgirl Mally.

SALT LAKE, b, 1989

Deputy Minister, 1979 22s, SW, $696,964 1,141 f, 90 SW, 2.53 AEI

Vice Regent, 1967 5s, wnr, $6,215 673 f, 105 SW, 2.89 AEI

Northern Dancer

Victoria Regina

Mint Copy, 1970 76s, wnr, $53,945 7 f, 7 r, 4 w, 1 SW

Bunty's Flight

Shakney

Take Lady Anne, 1979 15s, wnr, $41,822 12 f, 9 r, 9 w, 2 SW

Queen City Lad, 1971 23s, SW, $119,615 158 f, 7 SW, 1.05 AEI

Olden Times

Queen City Miss

TEDDY'S PROMISE dkb/br, m May 6, 2008

Lovita H., 1955 16s, wnr, $8,295 17 f, 17 r, 14 w, 2 SW

Take Away

Miss Fiddle

Capote, 1984 10s, SW, $714,470 824 f, 62 SW, 1.59 AEI

Seattle Slew, 1974 17s, SW, $1,208,726 1,050 f, 114 SW, 3.66 AEI

Bold Reasoning

My Charmer

BRAIDS AND BEADS, b, 1998

Too Bald, 1964 24s, SW, $174,722 12 f, 11 r, 11 w, 5 SW

Bald Eagle

Hidden Talent

Alydar's Promise, 1983 1s, unpl 10 f, 7 r, 4 w, 1 SW

Alydar, 1975 26s, SW, $957,195 689 f, 77 SW, 5.07 AEI

Raise a Native

Sweet Tooth

Summertime Promise, 1972 47s, SW, $373,623 5 f, 4 r, 1 w

Nijinsky II

Prides Promise

TEDDY'S PROMISE'S RACE AND (STAKES) RECORDYear Age Sts 1st 2nd 3rd Earned2010 at 2 6 2 1 0 $61,4002011 at 3 7 3(1) 1 1 $289,4082012 at 4 7 2(2) 0 0 $134,1732013 at 5 6 3(3) 2(2) 1(1) $337,416 Lifetime 26 10(6) 4(2) 2(1) $822,397Sire: SALT LAKE, b, 1989-2010. Raced 2 yrs, 21 sts, 7 wins, $536,218. Won Hopeful S (gr. I), King's

Bishop S (gr. II), Cowdin S (gr. II), Fall Highweight H (gr. II), Tremont Breeders' Cup S (gr. III), Select S; 2nd Golden Bear S, San Miguel S, Wolf Hill S; 3rd Vosburgh S (gr. I), Hollywood Prevue Breeders' Cup S (gr. III), Jersey Shore Budweiser Breeders' Cup S, Clarinet King S.

Lifetime: 18 crops, 1,224 foals, 1,011 rnrs (83%), 817 wnrs (67%), 191 2yo wnrs (16%), 77 sw (6%), 1.41 AEI, 1.40 CI, 534 sale yrlgs, avg $43,432, 1.0 TNA.

In 2013: 4 sw, 12 2yos, 4 2yo rnrs.1st dam: Braids and Beads, b, 1998. Bred by John C. Mabee (Ky.). Raced 2 yrs, 7 sts, $35,820. Dam

of 4 named foals, 2 rnrs, 2 wnrs, 1 sw.

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Breeder/Owner

Ted & Judy Nichols ... Born: Ted was born Dec. 13, 1937 in Pasadena,Calif. and Judy was born Feb. 19, 1946 in Evansville, Ind. ... Residence:North San Diego County, Calif. on SunRun Farm, a horse farm andavocado grove ... Family: five children and nine grandchildren. ...Education: Ted graduated from the University of Southern California,where he studied education and business.

Breedersʼ Cup RecordStarts 1st 2nd 3rd Earnings1 0 0 0 $0

2013 Filly & Mare Sprint Teddyʼs Promise 8th

Quick facts about Ted & Judy Nichols:

The Nichols were gifted with beginnerʼs luck as Grade 1 winner and2013 Breedersʼ Cup Filly & Mare Sprint hopeful Teddyʼs Promise, whofinished 8th in last yearʼs edition of the race, is the first horse they bredand owned. “Iʼll say,” said Ted. “Success has certainly come quickly. Iwas there when she was born and I helped pull her out. Our son, Sam,was there as well doing most of the work. She was beautiful right fromthe first moment, and oh boy, is she ever special to us.”... The Nicholspurchased privately the dam, Braids and Beads, from the MabeeFamilyʼs Golden Eagle Ranch while she was carrying the LaBreaStakes winner. “I was offered a lot of money, and I mean a lot ofmoney, after she won her grade one right here at Santa Anita (on NewYearʼs Eve), but how do you put a price tag on a member of yourfamily?”

The Nichols currently own 16 horses which include 11 mares and fivebabies. “Iʼll leave the delivery up to someone else from here on out,”said Ted. Writer Fever, who is by Stormin Fever out of Poetry Writer, istheir only other horse in training and the 2-year-old filly is under thecare of Ron Ellis, who trains Teddyʼs Promise ... They had a 2-year-oldcolt out of the dam of Teddyʼs Promise, but he suffered a terribleaccident and had to be euthanized in 2012 ... Although the Nichols liketo have their horses on their farm, they send the mares to GoldenEagle and other Southern California farms to be bred and to foal. “Iwant a veterinarian and other qualified people right there for thosethings,” said Ted.

Ted grew up around the Thoroughbreds his father owned and SantaAnita was the first track his dad took him to when he was a child. Healways liked racing and the horses, but didnʼt get into the businessuntil 2008. “Judy was the engine that pushed me and got us into this,”he said. “She always liked the horses too and told me that we werenʼtgetting any younger so that if we wanted to do this, weʼd better start.Thatʼs how we got involved.” ... They then bought a seven-acre horsefarm and avocado grove near Oceanside, Calif. and named it SunRunFarm.

The Nichols are seeking to get more deeply involved in racing andbreeding and have toured farms in Kentucky to view top stallions. Theyare working with Katherine Parkson at Valkyrie Stud Farm, who isserving as their advisor. “Weʼre wide open right now when consideringstallions. We are looking at a lot of them.”

Having this yearʼs Breedersʼ Cup right in their Southern California back•

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yard again is especially meaningful to them. “Santa Anita is just a fewmiles away and we are pretty excited about it. Our horse won hergrade one at Santa Anita and it was the first track I ever went to, so tohave our homebred as our first Breedersʼ Cup horse there wasspecial,” Ted said. “Sheʼs a good one and we hope she continues todo well. Weʼre really looking forward to it.”

Ted was the president and owner of a Southern California sales andmarketing company and retired from the business.... With Judy, who

has been a professional groomer since she graduated from highschool, he started SunRun Kennels in 1996 and they owned andoperated the business as a commercial dog boarding, grooming andtraining facility in Newport Beach, Calif. before selling it.

Ted is sanctioned by the American Kennel Club to judge purebred dogshows across the United States and he and Judy have owned, trainedand and raised several champion show dogs of various breeds overthe years.

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Trainer

Ron Ellis ... Born: March 10, 1960, in Glendale, Calif. ... Residence:Arcadia, Calif. ... Family: wife Amy, sister of Churchill Downs-basedtrainer Paul McGee, and Daily Racing Form correspondent Marty McGee;daughters Elizabeth, Laura and Christine ... Elizabeth is a graduate ofChapman University, has worked as the in-house simulcast hostess atGolden Gate Fields, and now heads up a news and feature show eachmorning for the NBC television affiliate in Rapid City, N.D. Her showleads into the national Morning Show on network TV. Elizabeth islongtime girlfriend of jockey Joe Talamo.

Breedersʼ Cup RecordStarts 1st 2nd 3rd Earnings4 0 1 1 $444,080

1997 Sprint Exotic Wood 4th2012 Dirt Mile Rail Trip 2nd

Filly & Mare Sprint Teddyʼs Promise 8thLadies' Classic Include Me Out 3rd

Quick facts about Ron Ellis:

While not as good as last year when he had three automatic qualifiers,Ellis will start Centralinteligence, who took the “Win and Youʼre In”Triple Bend Handicap (G1), in the Breedersʼ Cup Dirt Mile and TeddyʼsPromise in the Breedersʼ Cup Filly and Mare Sprint for the secondstraight year ... Following her eighth-place finish in the Breedersʼ Cuplast year, Teddyʼs Promise has emerged as the stable star in 2013 by

winning three stakes.

Was king of the Breedersʼ Cup Challenge program during the 2012 DelMar racing season by winning three “Win and Your In” races – the SanDiego Handicap with Rail Trip, the Clement Hirsch Stakes with IncludeMe Out and the Del Mar Handicap with Casino Host. The victoriesmade them eligible for the Dirt Mile, Ladiesʼ Classic (now Distaff) andTurf, respectively. Include Me Out finished third in Ladiesʼ Classic andRail Trip finished second in the Dirt Mile, while Casino Host did notstart.

Success with Rail Trip was particularly gratifying to the trainer sincethe horse was returned to him by Jay Em Ess Stableʼs SamanthaSiegel after he was taken from Ellisʼ barn in 2010 and sent to trainerRick Dutrow by Siegelʼs late father, Mace, after Rail Trip was beatenas the odds-on favorite in the Hollywood Gold Cup, a race he won in2009 to give Ellis his biggest career victory.

Jay Em Ess remains Ellisʼ chief client with approximately 12 horses intraining with him. Mary and Gary West have seven with him.

Serves as Southern California Vice-President of CaliforniaThoroughbred Trainers (CTT), elected to the post in July 2012 afterbeing elected to the Board of Directors in July 2011.

Active at sales and advised Hughes on purchase of 2003 BreedersʼCup Juvenile winner and champion Action This Day, trained byRichard Mandella.

Ellis trained Buzzards Bay to wins in the G2 Oaklawn Handicap in•

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2006 and Californian in 2007 …Other graded stakes winners includeBlue Moon, Lexa, Benchmark, Timeless Answer, Malabar Gold andShake The Yoke ...Trains 40 horses in Southern California, basedmostly at Hollywood Park. Joe Sacco is his chief assistant ... Ellis is amember of the board of the California Thoroughbred Trainers (CTT)and a former board member of the Thoroughbred Owners of California(TOC).

Trained 2004 2-year-old champion male Declanʼs Moon, undefeated inhis first five starts including the G1 Hollywood Futurity before beinginjured while on the Kentucky Derby trail ... Has had two KentuckyDerby starters, both owned by B. Wayne Hughes: Atswhatimtalknbout(fourth to Funny Cide in 2003) and Donʼt Get Mad (fourth to Giacomoin 2005) … Minority owners in Atswhatimtalkinabout includedfilmmakers Steven Spielberg and Gary Ross, principals in filming“Seabiscuit.”

Has saddled Grade 1 winners Pirateʼs Revenge, I Ainʼt Bluffing,Pharma and Key Phrase, but the two mares that put him on the mapwere Twice the Vice and Exotic Wood when they won grade 1 stakes

races outside California ... Twice the Vice was a winner of four Grade1 races in 1996, including the Apple Blossom at Oaklawn Park. ExoticWood, fourth in the 1997 Breedersʼ Cup Sprint, had grade 1 wins inthe Santa Maria and Santa Monica Handicaps at Santa Anita and theGo For Wand at Saratoga. She has been Ellisʼ only Breedersʼ Cupstarter to date ... In the same race, his brother-in-law, Paul McGee,saddled Bet On Sunshine, who ran third.

In 1980, at age 20, Ellis saddled his first winner, To B. Or Not, in theCarlsbad Stakes. To B. Or Not went on to win seven added-moneyraces and set two track records in a three-year span for Ellis. “Larryfirst had him at 3 and won some races with him, but his owner, CaroleBohm, moved him to another trainer at 4,” recalled Ellis. “He wouldnʼtrun for the other trainer and Larry wouldnʼt take him back when sheasked him, so I asked her if I could train him while still assisting Larry.”

Was introduced to racing at age 16 when he went to the races with aneighbor and some friends who owned horses ... On-track experiencecame from working for trainer Larry Sterling when Sterling had Vigorsas a 2-year-old and developed him into a top older handicap horse.