special advertising section top advisor directory · s2 barron’s • special advertising section...
TRANSCRIPT
Top Advisor
direcTory
Special advertiSing Section
Updated as of April 25, 2014
S2 B A R RON ’ S • SPECIAL ADVERTISING SECTION April 28, 2014
LETTER FROM THE EDITOR
EDITOR AND PRESIDENT Edwin A. Finn Jr.
What It Takes To Be A “Barron’s Advisor”
B arron’s began ranking financial advisors 11 years ago with the goal of shining a spotlight on the best people in the business.Many stories had been written in the press over the years about bad financial advisors and the trouble they caused investors. But thosestories held little benefit for our readers. What our readers wanted to know is this: Who are the truly great financial advisors and whatare they telling their clients?That’s the question we’ve tried to answer with our advisor rankings over the past decade.
From the outset, the rankings have been a remarkable success. It is now accepted in the industry that the advisors ranked by Barron’s represent thetop 1% of their profession. In fact, it’s become a badge of honor to be called a “Barron’s advisor,” a phrase that’s cropped up informally to describe thefolks who make our lists. We began in 2004 with our first ranking of the nation’s top 100 advisors, working with a small firm called the Winner’s Circle,which we acquired in 2008. We published our first list of the Top 100Women Advisors in 2006. A year after that, we published a list of the Top 100 Indepen-dent Advisors, meaning the best advisors not affiliated with the big full-service firms like Merrill Lynch, Morgan Stanley, Wells Fargo, or UBS.One problem with all of these lists: They were dominated by advisors in New York, California, Florida, and a few other places where America’s wealth
is concentrated. We knew that we were missing great advisors in South Carolina, Alaska, Wyoming, and other stateswith smaller amounts of wealth.Our solution: the Top 1000 state-by-state ranking, which we first published in 2009. This list granted each state aminimum of five spots and allowed proportionately more spots for states with greater assets. This year we expandedthe ranking to 1200 advisors.All of our advisor rankings are based on hard numbers: an advisor’s assets under management and annual revenuegenerated, as well as length of time in the business, client retention, and philanthropic work. Critically important, wecarefully check the regulatory record of each advisor we rank.Every year, readers ask us how to get in touch with specific advisors who are ranked in Barron’s. This special advertis-ing section, published 10 times a year, is an effort to make that easier. This section allows Barron’s-ranked advisors—andonly Barron’s-ranked advisors—to publish their phone numbers, email addresses, and Website addresses. A link to thisspecial advertising section can be found at the top of any page on our Website: Barrons.com. Advisors pay a fee to be
listed in this section, but their participation has no bearing on their place in our rankings, nor does it guarantee that they will be ranked in future years.In our advisor rankings, as in all Barron’s journalism, the readers’ interests must come first and not be subordinated to any commercial considerations.We want to thank all Barron’s-ranked advisors and their firms for helping us make our rankings successful. We also want to thank these advisors forsetting the highest standards for their profession and for sharing their investing insights on a regular basis with Barron’s readers.
Advisors pay a feeto be listed in thissection, but theirparticipation has nobearing on their placein our rankings, nordoes it guarantee thatthey will be rankedin future years.
B A R R O N ’ S • SpeciAl AdveRtiSiNg SectiON
Updated as of April 25, 2014
directory of Barron’s-Ranked Financial Advisors
Typi
cal N
et
Wor
th ($
mil)
Typi
cal A
ccou
nt
Size
($m
il)
Team
Tota
l As
sets
($m
il)
Inst
itutio
nal
Endo
wm
ents
Foun
datio
ns
Ultr
a-Hi
gh N
et W
orth
($10
mil+
)
High
Net
Wor
th
($1-
10 m
il)
Reta
il
(Up
to $
1 m
il)
Mark Mantooth Merrill Lynch Wealth Mgmt (256) 650-2441 / [email protected] • • • • $840 $1.75 $3.5 Huntsville
Brad Osborne Merrill Lynch (205) 298-7402 / [email protected] • • • • 1,935 15 25 Birmingham www.pwa.ml.com/osborneandassociates
Jordan Plaster Merrill Lynch Wealth Mgmt (205) 759-9534 / [email protected] • • • 254 1.5 5 Tuscaloosa www.fa.ml.com/james_plasterjr
Robert Runkle Merrill Lynch Wealth Mgmt (334) 409-5810 / [email protected] • • • • 1,085 2.5 3.25 Montgomery fa.ml.com/Robert_Runkle
Laurie Russell Merrill Lynch Wealth Mgmt (334) 409-5815 / [email protected] • • • 306 0.65 7 Montgomery
Robert Bancroft Morgan Stanley PWM (866) 577-0640 / [email protected]• • • 625 10 15 Scottsdale www.morganstanleyfa.com/bbg/
Leah Hoffman RobertW.Baird (602) 224-4960 / [email protected] • • • • 576 3.15 5 Phoenix www.hoffmanandhock.com
Michael Hudak Merrill Lynch PBIG (602) 954-5961 / [email protected] • • • • 1,910 10 20 Phoenix pwa.ml.com/wrighthudakgroup
James Marten Merrill Lynch Wealth Mgmt (602) 954-5034 / [email protected] • • • • • 1,055 3 5 Phoenix fa.ml.com/MartenGroup
Rick Nunley Merrill Lynch Wealth Mgmt (480) 607-8795 / [email protected] • • • 251 1.75 3.5 Scottsdale fa.ml.com/thenunleygroup
David Stahle Merrill Lynch Wealth Mgmt (480) 898-6612 / [email protected] • • • • • • 1,304 5 5 Mesa
Ruth Transue WellsFargoAdvisors (520) 529-5932 / [email protected] • • • 650 2 4 Tucson home.wellsfargoadvisors.com/transuer
Joey Small Ameriprise Financial (501) 975-7968 / [email protected] • • 400 0.75 1 LittleRock smallandassociatesfinancial.com
David Bahnsen Morgan Stanley Wealth Mgmt (949) 760-2482 / [email protected] • • • • 640 4 10 NewportBeach www.TheBahnsenGroup.com
Andrew Basch Morgan Stanley PWM (310) 443-0538 / [email protected]• • • • • 2,200 5 20 LosAngeles www.morganstanleypwa.com/thewingfieldgroup
Jim Berliner Westmount Asset Mgmt (310) 556-2502 / [email protected] • • • • • 1,669 2.5 6 LosAngeles www.westmount.com
Fred Fern Churchill Mgmt Group (877) 937-7110 / [email protected] • • • 2,771 0.75 1.5 LosAngeles www.churchillmanagement.com
Robert Gallo Merrill Lynch Wealth Mgmt (925) 945-4823 / [email protected] • • • 1,397 0.75 2.5 WalnutCreek fa.ml.com/gallo_group
Barry Garapedian Morgan Stanley Wealth Mgmt (805) 494-0214 / [email protected] • • 630 1 5 WestlakeVillage www.morganstanleyfa.com/gh/
Eric Gray Merrill Lynch PBIG (310) 407-3979 / [email protected] • 4,870 50 75 LosAngeles pwa.ml.com/grayteam
Brian Holmes SignatureEstate&InvAdv (310) 712-2326 / [email protected] • • • • 3,425 5 15 LosAngeles www.seia.com
Michael Maher Merrill Lynch Wealth Mgmt (760) 930-3170 / [email protected] • • • • 1,444 4 7.5 Carlsbad fa.ml.com/team_maher
J. Dorian McKelvy Morgan Stanley PWM (650) 234-5130 / [email protected] • • • • 8,000 7.5 15 MenloPark www.morganstanleyfa.com/mckelvygroup/
John McNamee Merrill Lynch PBIG (310) 407-4824 / [email protected] • • • • 4,924 30 40 LosAngeles www.pwa.ml.com/mcnameewhite
Lon Morton Morton Capital Mgmt (818) 591-6200 / [email protected] • • • 1,168 4 7 Calabasas www.mortoncapital.com
Fane Opperman WellsFargoAdvisors (408) 423-5040 / [email protected] • • • 849 4 5 SanJose www.wfadvisors.com/fane.opperman
ALA
BA
MA
ARIZONA
ARK.
CALIFORNIA
Name Firm / City Phone, E-Mail & Website
B A R R O N ’ S • SpeciAl AdveRtiSiNg SectiON
Updated as of April 25, 2014
Reta
il
(Up
to $
1 m
il)Hi
gh N
et W
orth
($1-
10 m
il)
Ultr
a-Hi
gh N
et W
orth
($10
mil+
)
Foun
datio
ns
Endo
wm
ents
Inst
itutio
nal
Team
Tota
l As
sets
($m
il)
Typi
cal A
ccou
nt
Size
($m
il)
Typi
cal N
et
Wor
th ($
mil)
directory of Barron’s-Ranked Financial Advisors
Laila Pence Pence Wealth Mgmt (800) 731-3623 / [email protected] • • • $1,074 $2 $5 NewportBeach www.pencewealthmanagement.com
Spuds Powell KayneAndersonRudnick (310) 282-7945 / [email protected] • • • • • 7,913 5 10 LosAngeles www.kayne.com
Paul Taghibagi SEIA (310) 712-2333 / [email protected] • • • • • 3,172 2.5 10 LosAngeles www.seia.com
Emily Van Hoorickx UBS Financial Services (408) 286-5500 / [email protected] • • • 4,280 2 7 SanJose www.ubs.com/team/svig
Steve Weber Morgan Stanley PWM (310) 788-2195 / [email protected] • • • • 3,500 40 100 LosAngeles www.morganstanleypwa.com/weberchanggroup/
Alan Whitman Morgan Stanley Wealth Mgmt (626) 405-9313 / [email protected] • • • 2,245 5 15 Pasadena www.morganstanleyfa.com/wr
Dale Yahnke Dowling&Yahnke,LLC (858) 509-9500 / [email protected] • • • 2,328 2.6 10 SanDiego www.dywealth.com
Michael Yoshikami Destination Wealth Mgmt (925) 935-2900 / [email protected] • • 1,300 2.2 6 WalnutCreek www.destinationwm.com
Mark R. Brown Brown&TedstromWealthMgmt(303) 863-7231 / [email protected] • • 517 5 12.5 Denver www.brown-tedstrom.com
Melissa Corrado-Harrison Merrill Lynch PBIG (303) 446-5617 / [email protected] • • 1,573 25 50 Denver pwa.ml.com/corradoharrison
Shawn Fowler Morgan Stanley PWM (303) 446-3306 / [email protected] • • • 2,200 27 54 Denver
Joseph Janiczek Janiczek&Company,Ltd. (303) 721-7000 / [email protected] • • 375 2.5 6 GreenwoodVillage www.janiczek.com
Wally Obermeyer ObermeyerAssetMgmt (970) 925-8747 / [email protected] • • • 880 2.5 5 Aspen www.obermeyerasset.com
Mark Smith M.J.Smith&Associates (303) 768-0007 / [email protected] • • 724 1.6 2.1 GreenwoodVillage www.mj-smith.com
Jeff Erdmann Merrill Lynch PBIG (203) 861-5902 / [email protected] • • • • 5,435 25 45 Greenwich pwa.ml.com/erdmanngroup
Michael Freeburg Greenwich Wealth Mgmt (203) 618-0103 / [email protected] • • 1,560 10 25 Greenwich greenwichwealth.com
Thomas Lips UBS Financial Services (860) 275-8060 / [email protected] • • • • 1,055 5 10 Hartford www.ubs.com/team/LRP
John W. Rafal Essex Financial Svcs (860) 767-4300 / [email protected] • • • • • • 3,680 5.5 12 Essex www.essexfinancialservices.com
Harold Trischman Morgan Stanley Wealth Mgmt (203) 625-4824 / [email protected] • • • • • 1,240 4 9 Greenwich www.morganstanleyfa.com/trischmangroup
John Adams Vaccaro WestportResources (203) 226-0222 / [email protected] • • • • 1,276 3 10 Westport www.westportresources.com
Ronald Weiner RDMFinancialGroup (203) 255-0222 / [email protected] • • • • 644 3 10 Westport www.rdmfinancialgroup.com
Donald DeWees Sr. WellsFargoAdvisors (800) 832-6669 / [email protected] • • • • • 1,083 1.5 3.5 Greenville
Cynthia Hewitt Merrill Lynch Wealth Mgmt (888) 436-5423 / [email protected] • • • 1,096 4 10 Wilmington www.fa.ml.com/hart_group
Michael Koppenhaver Merrill Lynch Wealth Mgmt (888) 766-4680 / [email protected] • • • • • 485 1 4 Dover www.fa.ml.com/koppenhaver_hawkins_associates
Kimberlee Orth Ameriprise Financial (302) 475-5105 / [email protected] • • • • 1,011 2.97 4.38 Wilmington www.kimberleeorth.com
CALIFORNIA
COLORADO
CONNECTICUT
DELAWARE
Name Firm / City Phone, E-Mail & Website
B A R R O N ’ S • SpeciAl AdveRtiSiNg SectiON
Updated as of April 25, 2014
Team
Tota
l As
sets
($m
il)
Typi
cal A
ccou
nt
Size
($m
il)
Typi
cal N
et
Wor
th ($
mil)
directory of Barron’s-Ranked Financial Advisors
Reta
il
(Up
to $
1 m
il)Hi
gh N
et W
orth
($1-
10 m
il)
Ultr
a-Hi
gh N
et W
orth
($10
mil+
)
Foun
datio
ns
Inst
itutio
nal
Endo
wm
ents
Barry Haffner UBS Financial Services (202) 585-5440 / [email protected] • • • $550 $4 $6 Washington financialservicesinc.ubs.com/fa/barryhaffner/
Michael Kirvan Merrill Lynch Wealth Mgmt (202) 659-7349 / [email protected] • • • 596 1.5 7.5 Washington fa.ml.com/TheKirvanGroup
Marvin McIntyre Morgan Stanley Wealth Mgmt (202) 778-1381 / [email protected] • • • • • • 3,375 5 25 Washington www.morganstanleyfa.com/cwmg/
James New CreditSuisseSecurities (202) 626-3377 / [email protected] • • • • 300 5 15 Washington www.credit-suisse.com
Christopher S. Sargent WellsFargoAdvisors (202) 872-6570 / [email protected] • • • • 800 4 5 Washington www.thesargentinvestmentgroup.wfadv.com
William Slater III Merrill Lynch PBIG (202) 659-7387 / [email protected] • • • 1,058 4 8 Washington www.pwa.ml.com/SKFM
David Stuart Morgan Stanley Wealth Mgmt (202) 861-5028 / [email protected] • • • 576 1.5 2.5 Washington www.morganstanleyfa.com/stuart/
Richard Altieri Morgan Stanley Wealth Mgmt (561) 393-1836 / [email protected] • • • 1,207 5 20 BocaRaton www.morganstanleyfa.com/thealtierigroup
Brian Buetel Merrill Lynch Wealth Mgmt (561) 393-4532 / [email protected] • • • 481 1 3 BocaRaton www.fa.ml.com/BuetelRogge
William S. Calabretta Morgan Stanley Wealth Mgmt (561) 393-1812 / [email protected] • • • 1,207 5 20 BocaRaton
Adam Carlin Morgan Stanley Wealth Mgmt (305) 476-3302 / [email protected] • • • 1,884 10 18 CoralGables www.morganstanleyfa.com/carlin/
Louis Chiavacci Merrill Lynch PBIG (305) 774-0500 / [email protected] • • 2,675 35 75 CoralGables pwa.ml.com/ChiavacciTeam
Thomas Cleary UBS Financial Services (407) 803-4670 / [email protected] • • • • 1,010 3 5 Orlando www.ubs.com/fa/tomcleary
Don d’Adesky Morgan Stanley Wealth Mgmt (561) 393-2027 / [email protected] • • • 2,897 2.5 8 BocaRaton www.morganstanleyfa.com/theamericasgroup/
Bob Edwards WellsFargoAdvisors (239) 254-2200 / [email protected] • • • • • 2,625 5 20 Naples www.MoranEdwards.com
David Fox Morgan Stanley Wealth Mgmt (561) 393-1516 / [email protected] • • • • 1,600 4 10 BocaRaton www.morganstanleyfa.com/foxteamsb/groupdetail.htm
Neil A. Fox Morgan Stanley Wealth Mgmt (561) 393-1513 / [email protected] • • • • 1,600 4 10 BocaRaton www.morganstanleyfa.com/foxteamsb/groupdetail.htm
Ernie Garcia Morgan Stanley Wealth Mgmt (941) 364-7405 / [email protected] • • • 334 3 7.5 Sarasota www.morganstanleyfa.com/ernie_garcia
Eric Glasband Merrill Lynch Wealth Mgmt (561) 361-3437 / [email protected] • • • • • • 491 2.8 10 BocaRaton www.fa.ml.com/gs
William King Merrill Lynch Wealth Mgmt (212) 382-8515 / [email protected] • • • • • 1,593 5 10 VeroBeach fa.ml.com/KingGroup
Michael McCain WellsFargoAdvisors (239) 254-2206 / [email protected] • • • 1,084 5 8 Naples home.wellsfargoadvisors.com/michael.mccain
Raymond McGovern Merrill Lynch Wealth Mgmt (850) 864-6114 / [email protected] • • • • • • 551 2.25 5 FortWaltonBeach www.fa.ml.com/mcgovern_group
William Merriam Merrill Lynch Wealth Mgmt (904) 218-5931 / [email protected] • • • • • • 660 1.7 5 Jacksonville www.fa.ml.com/bill_merriam
Mark Miller Merrill Lynch Wealth Mgmt (561) 416-4629 / [email protected] • • • 633 0.8 3 BocaRaton fa.ml.com/mark_miller
Thomas Moran WellsFargoAdvisors (239) 254-2200 / [email protected] • • • • • 2,625 5 20 Naples www.MoranEdwards.com
Charles Mulfinger II Graystone Consulting (813) 227-2061 / [email protected] • • • • 3,501 3.9 7 Tampa www.morganstanleygc.com/gctampa/
DISTRICTO
FCOLUMBIA
FLORIDA
Name Firm/City Phone, E-Mail & Website
B A R R O N ’ S • SpeciAl AdveRtiSiNg SectiON
Updated as of April 25, 2014
Reta
il
(Up
to $
1 m
il)Hi
gh N
et W
orth
($1-
10 m
il)
Foun
datio
ns
Endo
wm
ents
Inst
itutio
nal
Team
Tota
l As
sets
($m
il)
Typi
cal A
ccou
nt
Size
($m
il)
Typi
cal N
et
Wor
th ($
mil)
directory of Barron’s-Ranked Financial Advisors
Ultr
a-Hi
gh N
et W
orth
($10
mil+
)
Michael Nickler Morgan Stanley Wealth Mgmt (561) 822-4955 / [email protected] • • • $930 $5 $10 WestPalmBeach www.morganstanley.com/fa/thenicklergroup
Scott Pinkerton WellsFargoAdvisors (941) 408-8557 / [email protected] • • • • • 608 2 4.5 Venice www.pinkertonwmg.com
Andrew Schultz Morgan Stanley Wealth Mgmt (305) 695-6116 / [email protected] • • 640 5 10 MiamiBeach www.morganstanleyfa.com/theschultzgroup
Mickey Silverman RaymondJames (800) 327-1055 / [email protected] • • • 1,150 5 30 BocaRaton www.raymondjames.com/silvermangroup
Dustin Smith UBS Financial Services (239) 254-7122 / [email protected] • • • • 240 1 5 Naples www.ubs.com/team/smithwmg
Kurt Sylvia UBS PWM (561) 659-9526 / [email protected] • • • • 1,420 20 45 PalmBeach www.ubs.com/fa/kurtsylvia
Sal Tiano J.P.MorganSecurities (561) 694-5600 / [email protected] • • 900 8 25 PalmBeachGardens www.jpmorgansecurities.com/tianogroup
Marc Walters Morgan Stanley Wealth Mgmt (813) 227-2034 / [email protected] • • • 604 1.5 2 Tampa www.morganstanleyfa.com/thewaltersgroup
Faith Read Xenos Singer Xenos Wealth Mgmt (305) 443-0060 / [email protected] • • • • • 1110 2 7 CoralGables www.singerxenos.com/pages/advisors/AdvFRXenos.html
Roger S. Green CeteraAdvisorsLLC (770) 931-1414 / [email protected] • • 360 0.32 0.55 Duluth www.rogersgreen.com
Rod Westmoreland Merrill Lynch PBIG (404) 264-2066 / [email protected] • • 3,082 20 40 Atlanta pwa.ml.com/westmorelandgroup
Raj Bhatia Merrill Lynch PBIG (312) 325-2676 / [email protected] • • 1,382 15 20 Chicago www.pwa.ml.com/bhatiagroup
Kyle Chudom Morgan Stanley Wealth Mgmt (630) 573-9680 / [email protected] • • • 655 1 2.5 OakBrook www.chudomhayes.com
Ted Davis UBS Financial Services (630) 572-4060 / [email protected] • • 560 1.3 2 OakbrookTerrace www.ubs.com/team/daviswmg
Brad DeHond Morgan Stanley PWM (312) 706-4517 / [email protected] • • • • • 2,153 30 40 Chicago www.morganstanleypwa.com/mspwmchicago-mdm
William Easom Morgan Stanley Wealth Mgmt (312) 648-3471 / [email protected] • • • 2,248 1.2 1.75 Chicago www.morganstanleyfa.com/hoffmanneasomlannan
Daniel Fries Merrill Lynch Wealth Mgmt (312) 696-2121 / [email protected] • • • 655 1.8 3.5 Chicago
Steven Hefter WellsFargoAdvisors (847) 405-7300 / [email protected] • • • 4,050 10 30 Deerfield www.hlmcapital.com
Sean Lannan Morgan Stanley Wealth Mgmt (312) 648-3471 / [email protected] • • 2,248 1.2 1.75 Chicago www.morganstanleyfa.com/hoffmanneasomlannan
Scott Magnesen Morgan Stanley Wealth Mgmt (630) 573-9694 / [email protected] • • • 2,085 1 3 OakBrook www.morganstanleyfa.com/thempwgroup/
James Moriarity Morgan Stanley PWM (312) 706-4572 / [email protected] • • • • • 2,153 30 40 Chicago www.morganstanleypwa.com/mspwmchicago-mdm
James Oberheide Morgan Stanley PWM (312) 443-6090 / [email protected] • • • 1,495 35 50 Chicago www.morganstanleyfa.com/theoberheidegroup
Sharon Oberlander Merrill Lynch Wealth Mgmt (312) 696-7620 / [email protected] • • • 961 3 12 Chicago www.fa.ml.com/oberlandergroup
Maureen Raihle Merrill Lynch PBIG (312) 325-2635 / [email protected] • • • 4,819 35 65 Chicago www.pbig.ml.com/pwa/pages/verbockel.aspx
David Sheppard Merrill Lynch Wealth Mgmt (847) 550-7878 / [email protected] • • • 489 3.5 5 DeerPark fa.ml.com/SheppardGroup
Ronald Stenger Morgan Stanley Wealth Mgmt (630) 573-9676 / [email protected] • • 458 1 3 OakBrook www.retirementnavigationprocess.com
FLORIDA
GA.
ILLINOIS
Name Firm / City Phone, E-Mail & Website
B A R R O N ’ S • SpeciAl AdveRtiSiNg SectiON
Updated as of April 25, 2014
directory of Barron’s-Ranked Financial Advisors
Typi
cal N
et
Wor
th ($
mil)
Typi
cal A
ccou
nt
Size
($m
il)
Team
Tota
l As
sets
($m
il)
Reta
il
(Up
to $
1 m
il)
Ultr
a-Hi
gh N
et W
orth
($10
mil+
)
High
Net
Wor
th
($1-
10 m
il)
Inst
itutio
nal
Foun
datio
ns
Endo
wm
ents
Mark Thorndyke Merrill Lynch Wealth Mgmt (312) 696-7645 / [email protected] • • • $821 $4 $7 Chicago fa.ml.com/thorndyke_group
John Ver Bockel Merrill Lynch PBIG (312) 325-2634 / [email protected] • • • 4,819 35 65 Chicago www.pbig.ml.com/pwa/pages/verbockel.aspx
Thomas Buck Merrill Lynch Wealth Mgmt (800) 748-9794 / [email protected] • • • • 1,162 7 10 Indianapolis www.fa.ml.com/thomas_j_buck
Eric Payne Merrill Lynch Wealth Mgmt (317) 706-3160 / [email protected] • • • • • 1,530 3.5 7.5 Indianapolis www.payneandmenciasgroup.com
Tom Anderson Morgan Stanley Wealth Mgmt (319) 743-6074 / [email protected] • • • 459 3 5 CedarRapids www.ms.com/fa/theandersongroup
Matthew Fryar WellsFargoAdvisors (515) 245-3120 / [email protected] • • • 562 4 5 Des Moines
Keith Swanson Morgan Stanley PWM (515) 224-5501 / [email protected] • • • 604 5.5 15 WestDesMoines www.morganstanleypwa.com/swanson
Kevin Timmerman Steele Capital Mgmt (800) 397-2097 / [email protected] • • • 1,400 0.75 2 Dubuque www.steelecapital.com
Barry Barlow Merrill Lynch Wealth Mgmt (502) 329-5097 / [email protected] • • • • 557 3 7 Louisville www.fa.ml.com/b_barlow
James Spiro Morgan Stanley Wealth Mgmt (504) 585-3973 / [email protected] • • • 1,220 0.75 2 NewOrleans www.morganstanleyfa.com/spirogroup/
Jeremiah Burns Morgan Stanley Wealth Mgmt (207) 871-7373 / [email protected] • • • • • 450 7.5 10 Portland www.morganstanley.com/fa/jeremiah.burns
Larry Boggs WellsFargoAdvisors (301) 724-2660 / [email protected] • • • 1,048 3 5 Cumberland www.home.wellsfargoadvisors.com/larry.d.boggs
Robert Collins WellsFargoAdvFinNetwork (301) 915-9630 / [email protected] • • • 653 2.5 6 Bethesda www.collinsinvestmentgroup.com
Barry Garber Deutsche Asset & Wealth Mgt (410) 895-3971 / [email protected] • • • • • 2,100 15 25 Baltimore
Tom Hill Morgan Stanley Wealth Mgmt (410) 822-3400 / [email protected] • • • • 980 3 10 Easton www.morganstanleyfa.com/thehillgroup
Jim Holzapfel WellsFargoAdvisors (800) 388-1248 / [email protected] • • • • • 681 1.5 3.5 Hagerstown Home.WellsFargoAdvisors.com/James.Holzapfel
Brian Kroneberger Jr. RBCWealthMgmt (410) 316-5454 / [email protected] • • • 1,173 2.5 4 HuntValley www.thedkhgroup.com
John Lynch RaymondJames (888) 465-8424 / [email protected] • • 493 1.5 5 Fulton www.lynchretirementgroup.com
James Meek Graystone Consulting (410) 736-5367 / [email protected] • • • • • 1,274 12.66 18 Baltimore www.morganstanleygc.com/jkmeekgroup/
Kent Pearce Merrill Lynch Wealth Mgmt (410) 321-4340 / [email protected] • • • • • 1,059 7 20 Towson fa.ml.com/kent_pearce
E. Geoffrey Sella RaymondJames/SPCFinancial (301) 770-6800 / [email protected] • • 565 0.74 0.96 Rockville www.spcfinancial.com
David Zier ConvergentWealthAdv (301) 770-6300 / [email protected] • • 10,945 26 67 Potomac www.convergentwealth.com
James Atwood Merrill Lynch PBIG (617) 946-4211 / [email protected] • • 3,282 35 50 Boston pwa.ml.com/TheAtwoodGroup
Debra Brede D.K.BredeInvMgmt (781) 444-9367 / [email protected] • • • • 732 1 3 Needham www.bredeinvestment.com
Ross Dolgoff J.P.MorganSecurities (617) 654-2253 / [email protected] • • • • 2,900 5 7.5 Boston
Jamie Fagan J.P.MorganSecurities (617) 654-2000 / [email protected] • • • • 1,400 11 25 Boston www.jpmorgansecurities.com/faganboshart
IND.
IOWA
KY.
LA.
ME.
MARYLAND
MA
SS
AC
HU
SE
TTS
Name Firm/City Phone, E-Mail & Website
B A R R O N ’ S • SpeciAl AdveRtiSiNg SectiON
Updated as of April 25, 2014
Reta
il
(Up
to $
1 m
il)Hi
gh N
et W
orth
($1-
10 m
il)
Ultr
a-Hi
gh N
et W
orth
($10
mil+
)
Foun
datio
ns
Endo
wm
ents
Inst
itutio
nal
Team
Tota
l As
sets
($m
il)
Typi
cal A
ccou
nt
Size
($m
il)
Typi
cal N
et
Wor
th ($
mil)
directory of Barron’s-Ranked Financial Advisors
B A R R O N ’ S • SpeciAl AdveRtiSiNg SectiON
Timothy Grimes Grimes (508) 366-3883 / [email protected] • • • $1,674 $3.5 $7 Westborough www.grimesco.com
Susan Kaplan KaplanFinancialServices (617) 527-1557 / [email protected] • • • 1,500 3.5 10 Newton www.kaplan-financial.com
Stephen Kelliher Morgan Stanley Wealth Mgmt (877) 535-4437 / [email protected] • • • • • • 2,200 5 10 Norwell www.KelliherCorbettGroup.com
Victor Livingstone Morgan Stanley PWM (617) 478-6500 / [email protected] • • • • 3,244 50 100 Boston www.morganstanley.com
Greg Miller WellesleyInvestmentAdv (781) 416-4000 / [email protected] • • • • • • 1,450 1.94 10 Wellesley www.wellesleyinvestment.com
Deborah Moses EatonVanceInvCounsel (617) 672-6199 / [email protected] • 1200 36 46 Boston www.eatonvancecounsel.com
Peter Noonan J.P.MorganSecurities (617) 654-2318 / [email protected] • • 1,671 19 100 Boston
James Odorczuk J.P.MorganSecurities (617) 654-2252 / [email protected] • • • 2,900 5 7.5 Boston
Raju Pathak Morgan Stanley Wealth Mgmt (617) 589-3373 / [email protected] • • • • 1,181 5 15 Boston www.morganstanleyfa.com/pathakgroup
Raj Sharma Merrill Lynch PBIG (617) 946-8030 / [email protected] • • • • 6,899 10 15 Boston pwa.ml.com/sharma_group
Brian Strachan Morgan Stanley PWM (617) 570-9240 / [email protected] • • • 1,600 10 20 Boston www.morganstanleyfa.com/thestrachangroupsb
Jeffrey Fratarcangeli WellsFargoAdvisors (248) 385-5050 / [email protected] • • • • 431 8.5 26 BloomfieldHills www.jfratarcangeli.wfadv.com
Don B. Gill Jr. Morgan Stanley Wealth Mgmt (855) 258-1787 / [email protected] • • • 709 2.5 4 Birmingham www.morganstanleyfa.com/thegillgroup/
Douglas Iles Merrill Lynch PBIG (888) 835-3192 / [email protected] • • • • • 554 5 20 Saginaw pwa.ml.com/the_iles_group
David Kudla Mainstay Capital Mgmt (866) 444-6246 / [email protected] • • • 1,500 0.5 4 GrandBlanc www.mainstaycapital.com
John G. Kulhavi Merrill Lynch Wealth Mgmt (248) 737-6222 / [email protected] • • • • 1,166 5 20 FarmingtonHills www.fa.ml.com/kulhavi
Leon LaBrecque LJPR (248) 641-7400 / [email protected] • • • 638 0.45 1.2 Troy ljpr.com
Gary Ran Telemus Capital Partners (248) 827-0519 / [email protected] • • • • 2,450 7 18 Southfield www.telemuscapital.com
Sherri Stephens RaymondJames (810) 732-7411 / [email protected] • • • 397 1.16 3 Flint www.stephenswealthmgtgroup.com
Leo Stevenson Merrill Lynch Wealth Mgmt (734) 324-3826 / [email protected] • • • • 383 0.68 1.5 Wyandotte fa.ml.com/wyandottegroup
Charles Zhang ZhangFinancial (888) 777-0126 / [email protected] • • • • 1,837 3 5 Portage www.zhangfinancial.com
Aaron M. Howe RBCWealthMgmt (952) 476-0555 / [email protected] • • • 449 2 8 Wayzata www.bigwatergroup.com
Bennett Marks MarksGroupWealthMgmt (952) 582-6100 / [email protected] • • • • • 526 2 5 Minnetonka www.marksgroup.com
Kurt Jaeger Morgan Stanley Wealth Mgmt (314) 982-0410 / [email protected] • • • 700 0.75 1 St.Louis www.morganstanleyfa.com/thejaegergroup
Robert Millner Morgan Stanley Wealth Mgmt (314) 889-9868 / [email protected] • • • 610 2 5 St.Louis www.morganstanley.com/fa/themillnergroup
Michael Moeller WellsFargoAdvisors (800) 866-2801 / [email protected] • • • • • 850 2 3 Chesterfield www.themoellergroup.net
MA
SS
AC
HU
SE
TTS
MIC
HIG
AN
MINN.
MO.
Name Firm / City Phone, E-Mail & Website
Updated as of April 25, 2014
Name Firm / City Phone, E-Mail & Website Re
tail
(U
p to
$1
mil)
High
Net
Wor
th
($1-
10 m
il)
Ultr
a-Hi
gh N
et W
orth
($10
mil+
)
Foun
datio
ns
Endo
wm
ents
Inst
itutio
nal
Team
Tota
l As
sets
($m
il)
Typi
cal A
ccou
nt
Size
($m
il)
Typi
cal N
et
Wor
th ($
mil)
directory of Barron’s-Ranked Financial Advisors
B A R R O N ’ S • SpeciAl AdveRtiSiNg SectiON
Robert Wamhoff WamhoffFinPlanning&Acct (636) 573-1212 / [email protected] • • $366 $0.4 $0.6 St.Charles www.wamhoff.com
Jonathan Beukelman UBS PWM (402) 328-2080 / [email protected] • • • • 869 5 15 Lincoln ubs.com/team/bgroup
Randy Garcia Investment Counsel (702) 871-8510 / [email protected] • • • • • 821 4 9 LasVegas www.iccnv.com
Robert Bonfiglio Ameriprise Financial (603) 606-4255 / [email protected] • • 214 0.5 1.5 Bedford www.bobbonfiglio.com
John F. Habig Morgan Stanley Wealth Mgmt (603) 422-8901 / [email protected] • • • • 339 1 2.5 Portsmouth www.morganstanleyfa.com/habig
P. Kevin O’Brien WellsFargoAdvisors (603) 334-4032 / [email protected] • • • 244 0.5 0.5 Portsmouth www.obrienwmg.com
James Barry Merrill Lynch Wealth Mgmt (609) 243-7976 / [email protected] • • • • • 2,967 2.5 7.5 Princeton fa.ml.com/BARRY_TEAM
Bruce G. Barth Merrill Lynch Wealth Mgmt (973) 621-3324 / [email protected] • • • • • • 1,700 1.5 4 Newark www.fa.ml.com/BarthWolfCollinsGroup
Francis Bitterly Morgan Stanley Wealth Mgmt (732) 224-3754 / [email protected] • • • 450 2.5 5 RedBank www.morganstanleyfa.com/francisbitterly
Jack Burke Merrill Lynch Wealth Mgmt (973) 410-2309 / [email protected] • • • 1,977 5.5 10 FlorhamPark www.fa.ml.com/the_harbor_group
Anthony Coniglio Morgan Stanley Wealth Mgmt (732) 617-4101 / [email protected] • • • 1,220 3 20 Morganville www.morganstanley.com/fa/anthony.coniglio
Mark Cortazzo MACROConsultingGroup (973) 451-9400 / [email protected] • • • 805 2.5 6.5 Parsippany www.macroconsultinggroup.com
Mary Deatherage Morgan Stanley PWM (973) 890-3015 / [email protected] • • • • 2,000 10 20 LittleFalls www.morganstanleyfa.com/mary_deatherage
Mark Fendrick UBS Financial Services (856) 985-2070 / [email protected] • • • 522 2.5 4 Mt.Laurel www.ubs.com/team/fendrickgroup
Bruce Gsell Merrill Lynch Wealth Mgmt (800) 677-9405 / [email protected] • • • • 5,591 25 20 Edison fa.ml.com/gsellgroup
Rick Kirkinis UBS Financial Services (973) 360-4210 / [email protected] • • • • 1,610 5 10 FlorhamPark www.ubs.com/team/thesomersethillsgroup
Elliott Kugel Merrill Lynch Wealth Mgmt (908) 685-3252 / [email protected] • • • 988 1.6 2.3 Bridgewater fa.ml.com/kugelbriegs
Joseph Lauricella Merrill Lynch Wealth Mgmt (800) 694-5340 / [email protected] • • • • 855 5 25 Montvale www.fa.ml.com/joseph_lauricella
Mark Lichtenfeld UBS PWM (973) 360-4369 / [email protected] • • • 1,610 5 10.5 FlorhamPark www.ubs.com/team/thesomersethillsgroup
Gregory Makowski CFSInvestmentAdvSvcs (973) 826-8800 / [email protected] • • • • 700 2 5 Totowa www.cfsias.com
James Maltese Merrill Lynch Wealth Mgmt (800) 288-3249 / [email protected] • • • 1,145 2 5 Edison www.fa.ml.com/maltesegroup
Stewart Massey Massey,Quick&Co.LLC (973) 525-1000 / [email protected] • • • • 2,527 8.3 50 Morristown www.masseyquick.com
Christine McGinley UBS Financial Services (856) 985-2046 / [email protected] • • • 643 3 8 Mt.Laurel www.ubs.com/team/gmgroup
James McLaughlin RaymondJames (609) 750-3000 / [email protected] • • 967 3 10 Princeton www.raymondjames.com/princetonwealthadvisors/
Edward McNamee Morgan Stanley Wealth Mgmt (732) 389-8640 / [email protected] • • • • 1,689 2 3 Shrewsbury www.morganstanleyfa.com/edward_mcnamee
Neil McPeak WellsFargoAdvisors (800) 527-4960 / [email protected] • • • • 750 1 5 Linwood www.mcpeakgroup.wfadv.com
NEB.
NEV.
N.H.
NEWJERSEY
Updated as of April 25, 2014
Name Firm / City Phone, E-Mail & Website Re
tail
(U
p to
$1
mil)
High
Net
Wor
th
($1-
10 m
il)
Ultr
a-Hi
gh N
et W
orth
($10
mil+
)
Foun
datio
ns
Endo
wm
ents
Inst
itutio
nal
Team
Tota
l As
sets
($m
il)
Typi
cal A
ccou
nt
Size
($m
il)
Typi
cal N
et
Wor
th ($
mil)
directory of Barron’s-Ranked Financial Advisors
B A R R O N ’ S • SpeciAl AdveRtiSiNg SectiON
Harris Nydick CFSInvestmentAdvSvcs (973) 826-8800 / [email protected] • • • • $700 $2 $5 Totowa www.cfsias.com
Nicholas A. Pascarella CeteraAdvisorsLLC (973) 428-3400 / [email protected] • • 797 1 3.2 Parsippany www.npcofinancial.com
Michael Pron Merrill Lynch Wealth Mgmt (609) 243-7940 / [email protected] • • • 586 2 5 Princeton www.fa.ml.com/pronhurst
Daniel Schwartz UBS PWM (201) 441-4963 / [email protected] • • 1,121 10 20 Paramus www.ubs.com/team/thealfagroup
Todd Sherman Morgan Stanley Wealth Mgmt (888) 651-0085 / [email protected] • • • • 500 3 4 MountLaurel www.morganstanleyfa.com/shermansobin
Mark Tobias Morgan Stanley Wealth Mgmt (732) 435-2225 / [email protected] • • • 800 2.5 8 NewBrunswick www.morganstanleyfa.com/thetobiasgroupsb
John Moore RaymondJames (505) 881-5100 / [email protected] • • • 389 1.5 3 Albuquerque www.johnmoore.com
Lewis Altfest AltfestPersonalWealthMgt (212) 406-0850 / [email protected] • • • 1,002 1.9 4 NewYork www.altfest.com
Robert A. Clarfeld CLARFELD (914) 846-0100 / [email protected] • • 4,530 20 60 Tarrytown www.clarfeld.com
Robert Cohen UBS Financial Services (516) 745-1891 / [email protected] • • • • 579 2 5 Uniondale
Roger Coleman Morgan Stanley Wealth Mgmt (516) 227-5600 / [email protected] • • • • 22,630 25 50 GardenCity www.morganstanleyfa.com/colemangroup
Mark Donohue Morgan Stanley Wealth Mgmt (888) 270-0542 / [email protected] • • • • • 1,612 25 50 NewYork www.morganstanleyfa.com/donohue/
Marc R. Fischer Graystone Consulting (585) 389-2271 / [email protected] • • • • • • 4,055 35 35 Rochester www.morganstanleyic.com/ftc
Gregg S. Fisher Gerstein Fisher (212) 968-0707 / [email protected] • • • • • • 2,797 1.4 3.2 NewYork gersteinfisher.com
M. Keefe Gorman Merrill Lynch Wealth Mgmt (800) 815-5796 / [email protected] • • • • 2,079 8 17 Ithaca www.fa.ml.com/the_gorman_group
Harvey Kadden Morgan Stanley Wealth Mgmt (212) 883-7777 / [email protected] • • • • • • 2,400 5 25 NewYork www.morganstanleyfa.com/kpkgroup
Jonathan Kass Merrill Lynch Wealth Mgmt (800) 800-2280 / [email protected] • • 3,491 8 25 NewYork www.fa.ml.com/KF_Group
Gerard Klingman Klingman&Associates,LLC (212) 867-7647 / [email protected] • • 1,373 10 15 NewYork www.klingmanria.com
Jonathan Kuttin Ameriprise Financial (631) 770-0335 / [email protected] • • • 1,553 0.95 3.9 Melville kuttin-metiswealthmanagement.com
Christopher Mahoney Merrill Lynch Wealth Mgmt (845) 348-6903 / [email protected] • • • • 2,411 3 5 WestNyack fa.ml.com/mahoney_group
John Mirsepahi Morgan Stanley Wealth Mgmt (212) 492-6967 / [email protected] • • • • • • 2,060 2 5 NewYork www.morganstanleyfa.com/thejmgroup
Daniel O’Connell Merrill Lynch Wealth Mgmt (516) 877-8316 / daniel_o’[email protected] • • • • • 1,461 9 15 GardenCity fa.ml.com/daniel_o_connell
Craig Pastolove Morgan Stanley Wealth Mgmt (212) 296-1026 / [email protected] • • • 1,351 4.5 10 NewYork www.morganstanleyfa.com/excelsiorwealthmanagement/
Geri Eisenman Pell Ameriprise Financial (914) 269-6732 / [email protected] • • • 1,017 1.5 3.5 RyeBrook geripell.com
Lyon Polk Morgan Stanley PWM (212) 893-6400 / [email protected] • • • • 7,000 25 50 NewYork www.morganstanleypwa.com/polkwealthmanagementgroup
Shawn Rubin Morgan Stanley Wealth Mgmt (212) 893-6322 / [email protected] • • 1,406 5 10 NewYork www.morganstanleyfa.com/theabacusgroup
NEWJERSEY
N.M
.NEWYORK
Updated as of April 25, 2014
Name Firm / City Phone, E-Mail & Website Re
tail
(U
p to
$1
mil)
High
Net
Wor
th
($1-
10 m
il)
Ultr
a-Hi
gh N
et W
orth
($10
mil+
)
Foun
datio
ns
Endo
wm
ents
Inst
itutio
nal
Team
Tota
l As
sets
($m
il)
Typi
cal A
ccou
nt
Size
($m
il)
Typi
cal N
et
Wor
th ($
mil)
directory of Barron’s-Ranked Financial Advisors
B A R R O N ’ S • SpeciAl AdveRtiSiNg SectiON
Frank J. Sabia UBS Financial Services (914) 287-6010 / [email protected] • • • • $2,233 $7 $20 WhitePlains www.ubs.com/fa/franksabia
Richard Saperstein TreasuryPartners/Hightower (917) 286-2777 / [email protected] • • 6,697 15 40 NewYork www.treasurypartners.com
Evan Steinberg Morgan Stanley Wealth Mgmt (212) 893-7501 / [email protected] • • • 1,500 7 10 NewYork
Lori Van Dusen LVWAdvisors,LLC (585) 267-4900 / [email protected] • • • • • 3,033 50 75 Pittsford www.lvwadvisors.com
Ron Vinder UBS Financial Services (212) 333-8852 / [email protected] • • • • 3,800 25 100 NewYork financialservicesinc.ubs.com/fa/ronvinder/
Judith L. Werbitt Merrill Lynch Wealth Mgmt (914) 682-5565 / [email protected] • • • • 738 3.5 10 WhitePlains fa.ml.com/WCG
Todd Yannuzzi Morgan Stanley Wealth Mgmt (212) 296-1051 / [email protected] • • • • • 2,204 10 20 NewYork www.morganstanleyfa.com/yannuzzi
Lee Bryan III Deutsche Asset & Wealth Mgt (336) 727-4295 / [email protected] • • • • • 3,969 20 40 Winston-Salem
Christopher Davis WellsFargoAdvisors (704) 655-7696 / [email protected] • • 1,231 0.75 2.5 Davidson www.davidsonwealthmgt.com
Erick J. Ellsweig Merrill Lynch Wealth Mgmt (336) 574-8271 / [email protected] • • 577 3 5 Greensboro fa.ml.com/kmandassociates
Michael Lappin UBS Financial Services (919) 785-3711 / [email protected] • • • 574 4.5 7 Raleigh ubs.com/team/eubankslappingroup
Sam Rankin UBS Financial Services (704) 362-8282 / [email protected] • • • • • 900 1 5 Charlotte ubs.com/team/rankin
Stephen Thomas LindenThomas&Company (704) 554-8150 • • • • • • 1,007 3 5 Charlotte www.LindenThomas.com
Randy Carver RaymondJames (440) 974-0808 / [email protected] • • • 889 0.8 1.5 Mentor www.carverfinancialservices.com
Charles Dankworth UBS Financial Services (614) 939-2202 / [email protected] • • 961 5 10 NewAlbany www.ubs.com/team/thedankworthgroup
Joseph Evelo Merrill Lynch PBIG (513) 579-3882 / [email protected] • • 2,182 15 25 Cincinnati pwa.ml.com/evelosingersullivan
Craig Findley UBS Financial Services (419) 318-5500 / [email protected] • • • • • • 1,600 2.5 5 Sylvania ubs.com/findleywisewealthmanegement
Thomas Haught SequoiaFinancialAdv (330) 375-9480 / [email protected] • • • • 1,499 1 3.5 Akron www.sequoia-financial.com
Kevin Myeroff NCA Financial Planners (440) 473-1115 / [email protected] • • • • • 1,107 1.5 2.5 Cleveland ncafinancial.com
Daniel Roe BudrosRuhlin&Roe (614) 481-6900 / [email protected] • • • 1,809 3.5 4.5 Columbus www.b-r-r.com
Chris Meyers UBS Financial Services (405) 302-1930 / [email protected] • • • • • • 370 2 10 OklahomaCity ubs.com/team/meyerswealth
Charlene Carter RaymondJames (541) 683-2900 / [email protected] • • • 271 1.5 2 Eugene www.carterandcarter.com
Robert Boland RBCWealthMgmt (215) 557-1702 / [email protected] • • • • 943 6.9 20 Philadelphia www.bolandinvestmentgroup.com
Patricia C Brennan KeyFinancialInc (610) 429-9050 / [email protected] • • 467 1.5 2.5 WestChester www.keyfinancialinc.com
William H. Brown, Jr. Merrill Lynch Wealth Mgmt (800) 291-4403 / [email protected] • • • 851 2 5 Sewickley www.fa.ml.com/brownhurray
Joseph Flotteron Merrill Lynch Wealth Mgmt (800) 477-4675 / [email protected] • • • • 381 1.5 5 Yardley fa.ml.com/the_flotteron_group
NEWYORK
NORTHCAROLINA
OHIO
OKLA
.ORE.
PA.
Updated as of April 25, 2014
Name Firm / City Phone, E-Mail & Website Re
tail
(U
p to
$1
mil)
High
Net
Wor
th
($1-
10 m
il)
Ultr
a-Hi
gh N
et W
orth
($10
mil+
)
Foun
datio
ns
Endo
wm
ents
Inst
itutio
nal
Team
Tota
l As
sets
($m
il)
Typi
cal A
ccou
nt
Size
($m
il)
Typi
cal N
et
Wor
th ($
mil)
directory of Barron’s-Ranked Financial Advisors
B A R R O N ’ S • SpeciAl AdveRtiSiNg SectiON
Barbara Hudock HudockMoyerWealthRes (866) 855-0569 / [email protected] • • • • $494 $3 $5 Williamsport www.hudockmoyer.com
John J. Parker, Sr. WellsFargoAdvisors (215) 564-8487 / [email protected] • • • 1,430 1.5 5 Philadelphia home.wellsfargoadvisors.com/john.j.parker
Herman Rij Merrill Lynch Wealth Mgmt (610) 297-9507 / [email protected] • • • 795 8 10 Bethlehem fa.ml.com/rij.cort.lannon
John Solis-Cohen WellsFargoAdvisors (215) 572-4276 / [email protected] • • • 800 3 5 Jenkintown home.wellsfargoadvisors.com/john.solis-cohen
Samuel Spanos Merrill Lynch Wealth Mgmt (800) 813-5191 / [email protected] • • • 516 0.75 2 Beaver www.fa.ml.com/spanosgroup
D. Scott Wisman Merrill Lynch Wealth Mgmt (610) 594-1186 / [email protected] • • • 801 2.5 4 Exton fa.ml.com/wisman_willisgroup
Malcolm A. Makin RaymondJames (401) 596-2800 / [email protected] • • • • • 838 1.5 3.5 Westerly ppgadvisors.com
Matthew A. Young RichardC.Young&Co.,LTD. (888) 456-5444 / [email protected] • • • 960 1.73 5 Newport www.younginvestments.com
Derrick Sullivan Morgan Stanley Wealth Mgmt (843) 727-7771 / [email protected] • • • • • • 615 4 50 Charleston
David Olson Merrill Lynch Wealth Mgmt (605) 335-0515 / [email protected] • • • • 452 1.5 5 SiouxFalls www.fa.ml.com/david_r_olson
Christi Edwards Morgan Stanley Wealth Mgmt (615) 298-6554 / [email protected] • • 577 3 8 Nashville www.morganstanleyfa.com/christi.edwards/
Samuel H. Oakley SunTrust Investment Svcs (615) 279-0252 / [email protected] • • 478 0.8 1.75 Nashville www.suntrust.com/PeopleFinder/sam.oakley
Tim Roberson Merrill Lynch Wealth Mgmt (615) 778-7610 / [email protected] • • 846 4.34 5 Franklin fa.ml.com/robersonthompson
James Coffee Merrill Lynch Wealth Mgmt (713) 658-1386 / [email protected] • • • 2,885 5 7 Houston www.fa.ml.com/james_coffeejr
William Corbellini Merrill Lynch PBIG (214) 303-5810 / [email protected] • • 2,237 15 25 Dallas www.pwa.ml.com/ce_group
John Merrill TanglewoodWealthMgmt (713) 840-8880 • • • 806 2.5 5 Houston www.tanglewoodwealth.com
Lewis Metzger Morgan Stanley Wealth Mgmt (713) 968-3001 / [email protected] • • • 1,135 3.5 5 Houston www.morganstanleyfa.com/themetzgergroup/
Marie Moore Morgan Stanley Wealth Mgmt (214) 696-7175 / [email protected] • • • 350 5 15 Dallas www.morganstanleyfa.com/themooregroup
Darrell Pennington Ameriprise Financial (713) 332-4422 / [email protected] • • 2,473 1.5 2.5 Houston PenningtonWealthManagement.com
Richard Piatas Merrill Lynch Wealth Mgmt (972) 386-1349 / [email protected] • • • • 1,901 10 20 Dallas www.fa.ml.com/richard.piatas
Scott Tiras Ameriprise Financial (713) 332-4400 / [email protected] • • • 2,473 2 3.5 Houston www.tiraswealth.com
Tim Stotz Morgan Stanley Wealth Mgmt (802) 863-7709 / [email protected] • • • • • • 557 2 3 Burlington www.morganstanleyfa.com/thestotzgroup
Garret Alcaraz WellsFargoAdvisors (757) 431-6375 / [email protected] • • • • • • 1,400 1 5 VirginiaBeach www.amwgroup.afav.com
Stephan Cassaday Cassaday&Co. (703) 506-8200 / [email protected] • • • 1,316 1.3 2 McLean www.cassaday.com
Lee Corey Morgan Stanley Wealth Mgmt (703) 535-8375 / [email protected] • • • • • 457 1.75 5.76 Alexandria www.morganstanleyfa.com/thecoreygroup
Scott George MasonInvestmentAdvSvcs (703) 716-6000 / [email protected] • • • 3,807 5.5 10 Reston www.masoncompanies.com
PENNSYLVANIA
R.I.
S.C.
S.D.
TENN.
TE
XA
SVT.
VIRGINIA
Updated as of April 25, 2014
Name Firm / City Phone, E-Mail & Website Re
tail
(U
p to
$1
mil)
High
Net
Wor
th
($1-
10 m
il)
Ultr
a-Hi
gh N
et W
orth
($10
mil+
)
Foun
datio
ns
Endo
wm
ents
Inst
itutio
nal
Team
Tota
l As
sets
($m
il)
Typi
cal A
ccou
nt
Size
($m
il)
Typi
cal N
et
Wor
th ($
mil)
directory of Barron’s-Ranked Financial Advisors
B A R R O N ’ S • SpeciAl AdveRtiSiNg SectiON
Barry Glassman Glassman Wealth Svcs (703) 534-4444 / [email protected] • • • $674 $6 $8 McLean www.glassmanwealth.com
Jeff LeClair WellsFargoAdvisors (706) 760-5717 / [email protected] • • • • • • 1,325 5 20 McLean www.leclairlemlihapproach.com
Joseph Montgomery WellsFargoAdvisors (888) 465-8422 / [email protected] • • • • • 15,408 7 15 Williamsburg www.osg.wfadv.com
Paul Pagnato HighTower (703) 468-2700 / [email protected] • • • 2,101 25 40 Reston www.HighTowerAdvisors.com/Pagnato-Karp-Group
Dalal Salomon WellsFargoAdvFinNetwork (877) 977-2635 / [email protected] • • 675 3 4 Richmond www.salomonludwin.com
David Speck WellsFargoAdvisors (703) 739-4548 / [email protected] • • • • • • 1,445 1.4 2.5 Alexandria www.speckcaudron.com
Greg Sullivan SBSB (703) 734-9322 / [email protected] • • • • • 2,560 5 10 McLean www.sbsbinc.com
Michael Ernst Morgan Stanley Wealth Mgmt (425) 453-5833 / [email protected] • • • 1,150 1 5 Bellevue www.morganstanleyfa.com/northwestcapitalgroupsb
James Ferguson Morgan Stanley Wealth Mgmt (425) 451-1510 / [email protected] • • • 1,248 12 28 Bellevue www.morganstanleyfa.com/gateway/
Lawrence Hood PacificPortfolio (800) 249-6426 / [email protected] • • • • • 2,664 10 20 Seattle www.pacific-portfolio.com
Randall Linde Ameriprise Financial (800) 563-1636 / [email protected] • • 1,220 0.5 1.2 Renton www.agpwealthadvisors.com
Michael Matthews UBS Financial Services (425) 451-2350 / [email protected] • • • 530 3 4 Bellevue www.ubs.com/fa/mmatthews
Erik Morgan Freestone Capital Mgmt (206) 398-2006 / [email protected] • • • 2,640 6 10 Seattle www.freestonecapital.com
Erin Scannell Ameriprise Financial (425) 709-2345 / [email protected] • • • • 650 1.5 3 MercerIsland www.ameripriseadvisors.com/erin.j.scannell/
Kathleen Weber Morgan Stanley Wealth Mgmt (425) 451-3320 / [email protected] • • • 685 5 8 Bellevue www.morganstanleyfa.com/weber
Fred Scheeren WellsFargoAdvisors (304) 234-6032 / [email protected] • • • • 495 0.9 3 Wheeling www.wfadvisors.com/fred.scheeren
Andrew Burish UBS Financial Services (608) 831-4282 / [email protected] • • • 2,577 2 3 Madison www.ubs.com/team/burishgroup
Thomas Parks Graystone Consulting (414) 226-3157 / [email protected] • • • 5,253 85 85 Milwaukee www.msgraystone.com/tomparks
Christopher Walton Morgan Stanley Wealth Mgmt (307) 673-7905 / [email protected]• • • 213 5 5 Sheridan www.morganstanleyfa.com/christopher.walton
VIRGINIA
WASHINGTON
W.VA
WIS.
WYO.
Barron’s-ranked advisors who wish to appear in this section or have questions should contact Rob Walkley at 609-520-7184
Updated as of April 25, 2014