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Horizon 2020 Space Information Days 2015 in Warsaw Dr.Bertrand Wert EASME – Project adviser [email protected] @bertrandwert SPACE NATIONAL CONTACT POINTS FOR THE SPECIFIC PROGRAMME IMPLEMENTING HORIZON 2020 – Brussels 14/09/2016 Boarding in the Horizon 2020 SME Instrument & Fast Track to Innovation

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Page 1: SME Instrument Fast Track to Innovation - ncp-space.netncp-space.net/wp-content/uploads/2016/10/D1-04_SME-instrument_FTI... · SME Instrument & Fast Track to Innovation . Why the

Horizon 2020 Space Information Days 2015 in Warsaw

Dr.Bertrand Wert EASME – Project adviser

[email protected]

@bertrandwert

SPACE NATIONAL CONTACT POINTS FOR THE SPECIFIC PROGRAMME IMPLEMENTING HORIZON 2020 – Brussels 14/09/2016

Boarding in the Horizon 2020

SME Instrument &

Fast Track to Innovation

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Why the SME Instrument?... …To get across the Valley of Death…

© Charles D. Wessner PhD

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It's not about writing a good proposal It's about defining a good project… …And ultimetly convincing the evaluators

SME Instrument - A recipe for success

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1. SME with innovative ideas – single company ok

2. Ambition to grow and have a global/EU impact

3. Established SMEs with high growth potential

4. Clear European dimension

5. For profit SMEs of the EU and associated countries

SME Instrument target

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Technology readiness level 6 or above

SME Instrument target

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SME Instrument phases

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The 3 Project Phases

€50.000 in EU funding

Feasibility study

Initial 10 page business proposal to be drafted

6 months in duration

Phase 1 - Concept & Feasibility Assessment

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Between €0.5M & €2.5M

of EU funding

Develop project through innovation strategy

Draft a more developed 30 pages business plan

1-2 years in duration

Phase 2 – Innovation Project

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No stand-alone phase!

No direct funding

Business coaching

Facilitate access to risk finance

Additional support & networking opportunities

SMEs “Business Club”

Phase 3 – « Commercialisation »

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Success rates

Top Ten country success rates Faroe Islands - 33% Ireland - 14% Estonia - 12% Sweden - 12% Island - 12% Denmark - 11% Austria - 11% Norway - 11% United Kingdom - 10% Spain - 10%

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Themes for 2016 & 2017 • High risk ICT innovation • Nanotech, or other advanced

tech for manufacturing and materials

• Engaging SMEs in space research and development

• Diagnostics devices and biomarkers

• Sustainable food production and processing

• Blue growth

• Low carbon energy systems • Greener and more integrated

transport • Eco-innovation and sustainable

supply of raw material • Urban critical infrastructure • Biotechnology-based industrial

processes • Mobile e-government applications

(2015 only) • SME business model innovation

(2015 only)

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Why participating? • Rank among the best European SMEs

• Get visibility at European & global level

• Receive high-quality business coaching

• Benefit from networking opportunities

• Get support for follow-up financing

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• Single company • Innovative idea – disruptive - demonstration stage

(TRL 6) • Knowledge of the market and of competitors • Convincing commercialisation plan • Clear ambition to grow at EU/global level

Who are we looking for ?

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Phase I: 2005 proposals received

Phase 1: May 2016 cut-off

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Phase 2: April 2016 cut-off

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Phase 1: September 2016 cut-off

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Unsuccessful proposals were:

• Too much focused on the project, not on the market opportunity

• Without convicing description of the company • Without enough information on competing

solutions • Not innovative enough • Without commercialisation concept (TRL too

low) • Just trying ones' luck

First lessons learnt

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And if you fail….. …..improve and apply again! Results show that the first resubmission has double chances to succeed!

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• Feeling without touching • Company founded in 2013, Bristol (UK) • Jaguar Land Rover investigates ultrasound gesture controls

in cars

Grants and Funding: March 2015: €1.5M Phase 2 grant November 2015: private A round of 10.1 M£

Website: www.youtube.com/ channel/UCN1OKsIVyMxskq0apQA8Y1A www.ultrahaptics.com

Ultrahaptics SMEI Champion

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Blood test to diagnose pancreatic cancer

founded in 2007, Stockholm (SE)

Funding: December 2014: €4M Phase 2 grant 1 December 2015: IPO at NASDAQ Stockholm

Website: https://youtu.be/p_fulQl70M4 http://www.immunovia.se/

Immunovia SMEI Champion

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• Learn language in 200 hours • Company founded in 2013, Tallinn (Estonia) • Lingvist is a personally adaptive and mathematically

optimized way of learning a new language, with an easy-to-use User Interface.

Grants and Funding: October 2014: €1.6M Phase 2 grant November 2015: private A round of 7.5 M€

Website: www.lingvist.io

Lingvist SMEI Champion

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This project has received funding from the EU H2020 research and innovation programme under GA No 666758

ADR1EN First European System for Active Debris

Removal with Nets

www.adr1en-project.eu

SME INSTRUMENT PHASE 2

SME Instrument Phase 2: A Success Case

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This project has received funding from the EU H2020 research and innovation programme under GA No 666758

A successful high tech company established in 1997 in Genova Active in:

• Space • Bio-engineering • Security • Energy • Transport

Who is Stam

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This project has received funding from the EU H2020 research and innovation programme under GA No 666758

Net Parametric Characterisation and Parabolic Flight • Development and validation of mathematical model and

parametric simulator for active debris removal with nets. • Design and development of a test rig and net ejector to validate

concept through parabolic flight campaign.

Phase 1: ESA TRP Tender ADRiNET

http://www.esa.int/Our_Activities/Space_Engineering_Technology/Clean_Space/Want_to_snag_a_satellite_Try_a_net

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This project has received funding from the EU H2020 research and innovation programme under GA No 666758

First European System for Active Debris Removal with Nets • Validation and qualification for space of scaled-up demonstrator • Development of business plans to reach the market • Increasing safety of space infrastructures against space debris

Phase 2: EC SME Instrument ADR1EN

http://www.adr1en-project.eu/

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More information http://ec.europa.eu/easme/sme/

Join us

[email protected]

Join me @bertrandwert

[email protected]

@H2020SME

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Fast Track to Innovation (FTI) Pilot

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The FTI pilot is the only fully-bottom-up measure in Horizon 2020 promoting close-to-the-market

innovation activities that is open to all types of participants

FTI Pilot - What is it?

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Three Priorities of Horizon 2020

Excellent Science

(ES)

Industrial Leadership

(IL)

Societal Challenges

(SC)

Fast Track To Innovation

(FTI)

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Reduce time from idea to market -- last push Increase participation of industry, first-time applicants, SMEs Stimulate private sector investment in R&I

FTI Pilot - What is the idea?

research

demo TRL6

innovation TRL9

fast track funding range € 1-3 million

market launch

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• Follows bottom-up logic (within SC and LEITs) • One common call, permanently open, 3 cut-offs per year • Time-to-grant 6 months • Budget: €200 mn for 2015/2016 (100 + 100) — ca. 100 projects

with average EU contribution of €2 mn • Funds innovation actions (70%), grant up to €3 mn

FTI Pilot – Key Features

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• Allows consortia of min. 3, max. 5 members — mandatory industry involvement

• Proposals shall include a business plan (market development strategy)

• Impact criterion has higher weighting in evaluations • Future of pilot (beyond 2016) only decided after full evaluation

FTI Pilot – Key Features

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Industry-intensive consortia from EU or Associated Countries meaning: • Either 2 out of 3-4 partners are “industry” (= private for profit) • Or 3 out of 5 partners are private for profit • Or 60% of the budget (= total estimated eligible costs) is to be

allocated to consortium partner(s) from industry Subcontractors allowed but the core must be in the partners SMEs and first-time industry applicants particularly welcome

FTI Pilot – Industry Involvement

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Pros: Proof of your market potential Funding 70% (100% for not-for-profit entities) Enjoy higher visibility at EU level (communication about projects, by

EC) Contras: • Limited funding - so what is the key:

-Market relevance and business strategy -Impact (more jobs, capacity building, strengthening industrial basis, improving quality of life of citizens, other socio-economic benefits)

Why participate?

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• Topic = Fast Track to Innovation Pilot (bottom-up!)

• Last call opening: 25/10/2016

• 33 M euro for 15-16 projects

FTI Pilot – Planning and Implementation

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• A total of 269 proposals were submitted in response to this first cut off

FTI Pilot 2015 – First cut off results

0

10

20

30

40

50

60

AT BE BG CY CZ DE DK EL ES FI FR HR HU IE IL IT MT NL NO PL PT RO SE SI SK TR UK

Final

H2020-FTIPilot-2015-1

Country participation

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FTI Pilot – First cut off results

0

10

20

30

40

50

60

proposal distribution by keyword

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• April 29, 2015 First intermediary call deadline

• End of July, 2015 First results from evaluation

– September 1, 2015 Second intermediary call deadline

– End of October 2015 First grants signed

» December 1, 2015 Third intermediary call deadline & results of September call known

» Next call in 2016 : 25 oct 2016 » No calls in 2017 but back in 2017-2018

FTI Pilot – Timeline

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• Remote evaluation • Panel of four independent experts • Balancing knowledge of industry/technology, market, finance and

sectors (selected keywords) • No negotiation (only duration and starting date) • Evaluation summary report (arithmetic average of scores) with a

short feedback allowing the applicant to understand what can be improved in the proposal

• Thresholds: overall 12/15; score for "Impact" needs to be 4/5 or higher!

FTI Pilot – Evaluation process

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• Proposals with an overall initial score lower than 12/15 will not be ranked

• Proposals with an initial score lower than 4/5 for impact will not be ranked; For the proposals that will be ranked, "Impact" will receive a higher weighting

• Criteria for further differentiation will be: • Value of 'Impact' criterion • Size of budget allocated to SMEs • Number of first-time industry applicants • Number of industry participants • Gender balance of consortium staff performing the proposed action

FTI Pilot – Ranking

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• Participant Portal:

http://ec.europa.eu/research/participants/portal/desktop/en/opportunities/h2020/topics/9096-ftipilot-1-2015.html

• Work Programme: http://ec.europa.eu/research/participants/data/ref/h2020/wp/2014_2015/main/h2020-wp1415-fast-track_en.pdf

FTI Pilot – Useful Information

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QUESTIONS?

For more information: http://ec.europa.eu/easme/sme/

General mailbox:

http://ec.europa.eu/research/enquiries

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More information http://ec.europa.eu/easme/sme/

Join us

[email protected]

Join me @bertrandwert

[email protected]

@H2020SME