scaling up integrated shrimp-mangrove aquaculture: a call for area-based management and...

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Scaling up integrated shrimp-mangrove aquaculture: a call for area-based management and certification Simon R. Bush Environmental Policy Group RESCOPAR PROGRAMME Wageningen University

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Scaling up integrated shrimp-mangrove aquaculture: a call for area-based management and certification

Simon R. Bush Environmental Policy Group

RESCOPAR PROGRAMME Wageningen University

Risky business

Shrimp ‘boom’ ... and bust = disease-mangrove-pond productivity

Mangrove areas reduced ● 20% in Vietnam ● 70% in Indonesia

Economic/policy instability ● Anti-dumping cases ● Species shifts ● Untenable aspirations

Aquacultural resilience

Social-ecological systems

● Capacity to manage risk and cope with adversity

● Internal vs. external drivers of change

Bush et al 2010, Ecology and Society

CLOSED SYSTEM LANDSCAPE INTEGRATED

SPECTRUM OF SYSTEMS, DIFFERENT LEVELS OF RISK

WHAT DRIVES PRODUCERS FROM ONE SYSTEM TO ANOTHER?

Vulnerability low System resilience low Social resilience high

Vulnerability high System resilience high Social resilience low

Questions

Under what conditions do farmers maintain or move towards investing in mangrove-shrimp integrated aquaculture systems?

Is there a mismatch

between scale of risk and benefits?

What social and policy influences over farm-level

decision making?

Impact and coordination of

public and private

regulation?

RESCOPAR PROGRAMME, Wageningen University

www.blueyou.ch

Mekong Delta, Vietnam

Farms in landscapes

Ha et al. 2012 Journal of Rural Studies

Mangrove-shrimp integrated systems, Ca Mau, Vietnam ● Timber: US$596 ha/yr; vs.

Shrimp US$ 1539 ha/year

● But ... Farmers see mangroves as income and disease (risk) reduction

● Government forest-pond ratios tiered by farm scale

● Naturland set ≥50%

Just as collective models are needed ...

0

10000

20000

30000

40000

50000

60000

70000

0

10

20

30

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50

60

70

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2001 2004 2005 2008

Number of cooperatives Joint capital (mil. VND)

Concentration and intensification of shrimp co-operatives in Ca Mau, Vietnam

Ha et al 2012 Aquaculture

Mill

ion

VN

D

# C

oope

rativ

es Intensification

Terms of incorporation in value chains

Ha et al 2012 Aquaculture

We need to understand the distribution of benefits Rent seeking middlemen vs. social welfare function

Industrial (Capitalist)

organisation

Quasi-capitalist organisation

Enables Shrimp-

Mangrove integrated production

Tends to

support intensification

Farms in networks

How are farms organised in Tarakan, Indonesia?

Kusumawati et al. 2013, Soc. & Nat. Res.

● Patrons detrimental to traceability and BMPs

● But, patron-client relations already mitigate production risk

● ‘Technocratic blindness’ –risk ineffective interventions.

Overall focus on the farm level as a unit of regulation

Scale of governance

Certification is a risk-based approach, based on process-based audits and (general) adherence to state regulation

Mix of farm level regulation (also risk based) and area-based management (e.g. forestry) but limited by hierarchical nature of jurisdictions

Joffre et al. In Prep

MOVE FROM EXTENSIVE TO INTEGRATED MANGROVE SYSTEMS

EXTERNAL DRIVERS

CONTINUE INTEGRATED MANGROVE SYSTEMS

DRIVER WEIGHT

Joffre et al. In Prep

CONTINUE INTEGRATED MANGROVE SYSTEMS

MOVE FROM EXTENSIVE TO INTEGRATED MANGROVE SYSTEMS

INTE

RNAL

DRI

VERS

DRIVER WEIGHT (100 total)

Regulatory fragmentation

Producer decisions are both technical and social Existing cooperation and ownership need to be incorporated

Landscape level coordination to enable farm level decisions

Conclusions

Need to move beyond technical interventions at farm scale level to govern wider social and ecological factors of risk:

● Alignment of standards and policy at landscape level – include provincial and district government

● Use of effective benefit sharing that reflects incentives for farmers to shift to integrated systems

● Established regulation beyond farm level production

Moving forward

1. Mangrove ecosystem services beneficial to aquaculture need to be recognised and incorporated into policy

2. Market signals delivering incentives needed to drive decisions to integrated mangrove shrimp system

3. Regulations undermining incentives to shift to integrated mangrove shrimp, identified and amended

4. Align ecosystem services, trade and regulation so benefits of shrimp-mangrove systems transcend the farm-level, and enable landscape level impact

Joffre et al. In Prep

Area based management

A1 A2

1. Area-model Access, Risk, Impact, Compliance

2. Value chain organisation Continuity, assurance, quality, communication

3. Finance and risk transfer Risk exposure, profile, sharing agreement

4. Certification Principles, standards, ICS