Rickey D. Morton159 Schenectady Avenue, Brooklyn, NY 11213 Phone (347) 439-4498 E-mail: rickey_morton@yahoo.com

Professional Experience:

Resources Global Professionals – (Consultant) Jun 2015 – PresentMBIA, Inc.

Investment Accounting Support Responsible for product control of investments and verification of monthly profit and loss as well as any necessary

variance analysis. Post adjustments in regards to unrealized and realized earnings, as well as other than temporary impairments. Prepare FAS 157 analysis for all investments. Assist in preparation of footnotes disclosures for investments and fair value related investments on quarterly SEC

filings.

Robert Half Management Resources - (Contractor)ABN AMRO USA LLC Mar 2015 – May 2015

Regulatory Reporting Project Coordinator Responsible for developing report templates for all potential regulatory reports required for domestic branches of

foreign owned banks. Prepare pro forma reports projecting how the new entity reports reflect potential balances Document step by step procedures on how to produce the various regulatory reports utilizing current general ledger

and subsidiary ledger data on a manual basis. Create templates for FR2900; FR2644; BC; BL-1; Pledge Asset report; FFIEC002; FFIEC019 and FR-Y7Q.

Randstad Professionals. - (Contractor)RBS PLC Connecticut Branch , Stamford, CT Jan 2013 – Feb 2015Regulatory Reporting Analyst, (Contractor), Financial Reporting & Advisory Responsible for participating in the preparation of all Regulatory reports, disclosures, analyses, timely completion of

the Fed and State reporting requirements for the RBS PLC Connecticut branch, the review of supporting detail records, creation and/or review of original analyses and reconciliations, preparation and reporting of various periodic financial reporting data to internal RBS using IFRS standards and external regulatory bodies using US GAAP standards.

Completed UAT of Unicorn Project which transferred the books of RBS, N.V. domestic entities into the books of RBS, PLC CT branch while insuring that all data is properly mapped for regulatory reporting purposes.

Prepare and analyze FFIEC 002; FFIEC 019; BC; BL-1; BQ-1; BQ-2; BQ-3; BEA 185; Pledged Asset reports; Liquidity Reports; FR 2900; FR 2915; FR 2644; and the new FR2420 report.

BNY Mellon, New York, NY Jan 2000 – Aug 2012 Financial Controller III VP, Global Market Controllers Nov 2009 – Aug 2012

Responsible for control and reporting of the bank’s fair value hedges; net investment hedges; expense and revenue cash flow hedges as well as the foreign exchange placement hedges under FASB 133.

Responsible for reporting of derivative instruments used in FASB 107; FASB 157 and FASB 161 disclosures on quarterly 10Q and annual 10K.

Responsible for product control of hedge derivative products and verification of their monthly profit and loss as well as any necessary variance analysis.

Financial Controller III VP, Regulatory Reporting Feb 2005 – Nov 2009 Preparation and analysis of FR Y-9LP; FR Y-11; FR 2314; FR Y-8; FC-1; FC-2; and FFIEC 009 for the Federal Reserve Bank

of NY.

Participate in month-end close reviews of various branches including the review of original reconciliation work produced by various groups to ensure all balances have been accurately reconciled & appropriately classified under US GAAP and/or IAS in order to ensure accurate disclosure to various regulators and government bodies/departments.

Preparation and analysis of BE-605 for the Bureau of Economic Analysis in Washington, DC. Implemented and maintained Regulation W FR23A/B system. Daily monitoring of Regulation W (10/20 rule) with weekly reporting to management. Responsible for operational risk as part of a Basel III project team and applying necessary attributes to financials.

Financial Analyst II, Corporate Finance Jan 2000 – Feb 2005 Maintained two of the bank’s largest Venture Capital portfolios. Responsible for preparation of monthly profit and loss analysis disclosures. Assist in preparation and proofing of bank’s annual report. Research and development of bank’s policies regarding FASB 133 and Regulation W.

Additional Experience:Sumitomo Trust & Banking, NY Mar 1999 – Jan 2000Senior Accountant, AVP

Preparation and analysis of FFIEC 002; FFIEC 019; BC; BL-1; BQ-1; BQ-2; FC-1; FC-2; FR 2900; FR 2950; and FR 2069 Month end and Term end closing adjustments and reporting

Toyo Trust & Banking, NY Nov 1995 – Mar 1999Senior Accountant, AVP

Preparation and analysis of FFIEC 002; FFIEC 019; BC; BL-1; BQ-1; BQ-2; FC-1; FC-2; FR 2900; FR 2950; and FR 2069 Month end and Term end closing adjustments and reporting

Postipankki Ltd, NY Jul 1990 – Nov 1995Accounting Manager, AVP Preparation and analysis of FFIEC 002; FFIEC 019; BC; BL-1; BQ-1; BQ-2; FC-1; FC-2; FR 2900; FR 2950; and FR 2069. Prepare and distribute financial statements to senior management and head office Month end and Term end closing adjustments and reporting. Accounts Payable; Fixed Assets; reconcilements and budget analysis.

SE Banken, NY Mar 1984 – Jul 1990Accounting Manager, AVP Preparation and analysis of FFIEC 002; FFIEC 019; BC; BL-1; BQ-1; BQ-2; FC-1; FC-2; FR 2900; FR 2950; and FR 2069. Prepare and distribute financial statements to senior management and head office Month end and Term end closing adjustments and reporting. Accounts Payable; Fixed Assets; reconcilements and budget analysis.

Manufacturers Hanover Trust, NY Jun 1980 – Mar 1984Staff Accountant Prepare and distribute financial statements to senior management and head office Accounts Payable; Fixed Assets; reconcilements and budget analysis.

Education: Bachelor of Business Administration, Accounting CMA preparation May 1980 Pace University, NY

Technical Skills:MS Office 2010 to include Excel, Outlook, PowerPoint & Word; Summit; Wall Street Systems; PeopleSoft (Oracle); Hyperion; Lotus Notes; Lombard SofGen Reg Reporter 6.0; PFI (PAM) & Finarch