preventing violence in hospitals: applying the learnings ...€¦ · resulting in injury.1...

1
Harm Victims were punched, slapped, kicked, pushed, thrown, bitten, spat at, fondled, and/or struck with an item. In 63% of the assault events, staff or patients experienced emotional distress, injury requiring treatment, or temporary harm (Figure 1). Physical harm included pain, bruising, swelling, abrasions, lacerations, bites, punctures, and head injuries. a Based on Agency for Healthcare Research and Quality Harm Scale v.1.1. Location Assaults by patients were most commonly reported in the emergency depart- ment (Figure 2). Patient-on-patient assaults were common in emergency department holding areas. Some assaults occurred during transport to or from medical tests, during those tests, or in public areas when a staff member was alone or it was difficult for him or her to obtain assistance. Time Peaks in assaults occurred during mealtimes, when staffing levels may have been lower (Figure 3). Contributing Factors Common characteristics of assaultive patients and factors contributing to violence are shown in Figure 4. Preventing Violence in Hospitals: Applying the Learnings From Safety Data to Drive Change Tammy Williams, MSN, RN, Project Manager, Patient Safety Research, UHC; Ellen Flynn, JD, MBA, RN, Patient Safety Officer, UHC; Marilyn Szekendi, PhD, RN, Director, Quality Research, UHC; Stephen Thomas, Data Analyst, UHC Effective April 1, 2015, VHA, the national health care network of not-for-profit hospitals, and UHC, the alliance of the nation’s leading academic medical centers, merged to form the largest member-owned health care company in the country. The new entity is dedicated to leading health care innovation, creating knowledge, and fostering collaboration to help members thrive. uhc.edu © 2015 UHC. All rights reserved. Introduction Health care workers are at high risk of injury from on-the-job assaults and violent acts. Nurses and patient care assistants suffer the most nonfatal assaults resulting in injury. 1 Emergency department nurses experience physical assaults at the highest rate of all nurses. 2-4 Violence in the workplace can result in employee fear and low morale, stress symptoms, and declines in productivity, job satisfaction, and staff retention. 5,6 Methods The UHC Safety Intelligence ® Patient Safety Organization conducted a retrospective review of event reports on assaults by patients in the hospital setting from 2011 to 2014 to identify common factors and opportunities for prevention. Data were obtained from more than 60 participating organizations. Findings More than 130 instances of patient violence directed at staff and other patients in the hospital setting were reported over the 3-year period. References 1. Guidelines for preventing workplace violence for health care and social service workers. Occupational Safety and Health Administration Web site. https://www.osha.gov/Publications/OSHA3148/osha3148.html. Accessed December 7, 2014. 2. Crilly J, Chaboyer W, Creedy D. Violence towards emergency department nurses by patients. Accid Emerg Nurs. 2004;12(2):67-73. 3. Childers L. Danger on the job: nurses speak out against hospital violence. Minority Nurse. Summer 2011. http://www.minoritynurse.com/article/danger-job-nurses-speak-out-against-hospital-violence. Accessed December 7, 2014. 4. Occupational Hazards in Hospitals: Violence. Cincinnati, OH: National Institute for Occupational Safety and Health; 2002. http://www.cdc.gov/niosh/docs/2002-101/pdfs/2002-101.pdf. Accessed December 5, 2014. 5. Survey of workplace violence prevention. Bureau of Labor Statistics Web site. http://www.bls.gov/iif/osh_wpvs.htm. Modified October 27, 2006. Accessed December 7, 2014. 6. Taylor H. Patient violence against clinicians: managing the risk. Innov Clin Neurosci. 2013;10(3):40-42. Recommendations Hospitals should review their safety procedures and develop a comprehensive violence prevention programs that includes 1,4 : • A clear policy of zero tolerance for workplace violence (including verbal and physical threats) that is disseminated to all employees, patients, and visitors and supported by management and leadership. • Procedures for reporting and responding to episodes of violence, including offering and encouraging counseling and debriefings for employees involved in threatening or violent situations. • A workplace analysis to identify hazards, conditions, operations, and situations that can lead to violence and to determine the effectiveness of existing security measures. The analysis should include tracking and analyzing reports of violence, conducting staff surveys, and assessing workplace security. • Tools and practices that are designed in response to the findings of the workplace analysis, such as: – Alarm systems, handheld alarms, portable phones or radios, and/or personal com- munication badges – Metal detectors, security cameras, and safety-focused environmental design – Computer alerts for patients with a history of violence • A formal violence prevention training program that includes a review of the zero-tolerance policy, risk factors, early warning signs, personal safety strategies, techniques for de-escalating patients, a standard response plan, and pro- cedures for reporting and self-care after an incident. Direct care workers, supervisors, managers, and security personnel should all receive training. Conclusion This analysis highlights the need for hospital violence prevention programs that include policies and processes to address the culture of safety, staff training, an analysis of risks in the workplace, and improvements aimed at reducing identified risks. 0 5 10 15 20 25 30 35 Unsafe condition Near miss No harm evident Emotional distress Additional treatment Temporary harm Permanent harm or death Percentage of Events Extent of Harm Figure 1. Harm a Resulting From Patient Assaults on Staff and Other Patients 0 10 20 30 40 50 60 70 Emergency department Medical/surgical unit Cardiac unit Neurology/neurosurgical unit Public areas Pediatric unit Treatment/test area Other Percentage of Events Location Type Figure 2. Patient Assaults by Location 0 1 2 3 4 5 6 7 8 9 10 12:00 AM 2:00 AM 4:00 AM 6:00 AM 8:00 AM 10:00 AM 12:00 PM 2:00 PM 4:00 PM 6:00 PM 8:00 PM 10:00 PM Percentage of Events Approximate Time of Event Figure 3 . Patient Assaults by Time Figure 4 . Factors Contributing to Patient Assaults • Assessment inadequate • Patient observation inadequate • Warning signs ignored • Medication not ordered • Failure in communication Staff Factors Patient Factors Process Factors Environmental Factors • Inadequate staffing • Increased staff workload • Inadequate training • Inadequate assistance • Assistance not requested • Noncompliance, agitation, hostility • History of psychiatric issues • History of violence • Use of alcohol or other substances • Dementia, confusion, neuro- logical issues • Lack of a safety culture • Overcrowding and noise • Patients in emergency department holding areas • Unavailability of beds/services • Inappropriate setting

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Page 1: Preventing Violence in Hospitals: Applying the Learnings ...€¦ · resulting in injury.1 Emergency department nurses experience physical assaults at the highest rate of all nurses.2-4

HarmVictims were punched, slapped, kicked, pushed, thrown, bitten, spat at,

fondled, and/or struck with an item. In 63% of the assault events, staff

or patients experienced emotional distress, injury requiring treatment,

or temporary harm (Figure 1). Physical harm included pain, bruising,

swelling, abrasions, lacerations, bites, punctures, and head injuries.

a Based on Agency for Healthcare Research and Quality Harm Scale v.1.1.

Location Assaults by patients were most commonly reported in the emergency depart-

ment (Figure 2). Patient-on-patient assaults were common in emergency

department holding areas. Some assaults occurred during transport to or from

medical tests, during those tests, or in public areas when a staff member was

alone or it was difficult for him or her to obtain assistance.

Time Peaks in assaults occurred during mealtimes, when staffing levels may have

been lower (Figure 3).

Contributing FactorsCommon characteristics of assaultive patients and factors contributing to

violence are shown in Figure 4.

Preventing Violence in Hospitals: Applying the Learnings From Safety Data to Drive ChangeTammy Williams, MSN, RN, Project Manager, Patient Safety Research, UHC; Ellen Flynn, JD, MBA, RN, Patient Safety Officer, UHC; Marilyn Szekendi, PhD, RN, Director, Quality Research, UHC; Stephen Thomas, Data Analyst, UHC

Effective April 1, 2015, VHA, the national health care network of not-for-profit hospitals, and UHC, the alliance of the nation’s leading academic medical centers, merged to form the largest member-owned health care company in the country. The new entity is dedicated to leading health care innovation, creating knowledge, and fostering collaboration to help members thrive.

uhc.edu© 2015 UHC. All rights reserved.

IntroductionHealth care workers are at high risk of injury from on-the-job assaults and violent acts. Nurses and patient care assistants suffer the most nonfatal assaults

resulting in injury.1 Emergency department nurses experience physical assaults at the highest rate of all nurses.2-4 Violence in the workplace can result in

employee fear and low morale, stress symptoms, and declines in productivity, job satisfaction, and staff retention.5,6

MethodsThe UHC Safety Intelligence® Patient Safety Organization conducted a retrospective review of event reports on assaults by patients in the hospital setting from

2011 to 2014 to identify common factors and opportunities for prevention. Data were obtained from more than 60 participating organizations.

FindingsMore than 130 instances of patient violence directed at staff and other patients in the hospital setting were reported over the 3-year period.

References1. Guidelines for preventing workplace violence for health care and social service workers. Occupational Safety and Health Administration Web site. https://www.osha.gov/Publications/OSHA3148/osha3148.html. Accessed December 7, 2014.2. Crilly J, Chaboyer W, Creedy D. Violence towards emergency department nurses by patients. Accid Emerg Nurs. 2004;12(2):67-73. 3. Childers L. Danger on the job: nurses speak out against hospital violence. Minority Nurse. Summer 2011. http://www.minoritynurse.com/article/danger-job-nurses-speak-out-against-hospital-violence. Accessed December 7, 2014.4. Occupational Hazards in Hospitals: Violence. Cincinnati, OH: National Institute for Occupational Safety and Health; 2002. http://www.cdc.gov/niosh/docs/2002-101/pdfs/2002-101.pdf. Accessed December 5, 2014. 5. Survey of workplace violence prevention. Bureau of Labor Statistics Web site. http://www.bls.gov/iif/osh_wpvs.htm. Modified October 27, 2006. Accessed December 7, 2014.6. Taylor H. Patient violence against clinicians: managing the risk. Innov Clin Neurosci. 2013;10(3):40-42.

RecommendationsHospitals should review their safety procedures

and develop a comprehensive violence prevention

programs that includes1,4:

• A clear policy of zero tolerance for workplace

violence (including verbal and physical threats)

that is disseminated to all employees, patients,

and visitors and supported by management

and leadership.

• Procedures for reporting and responding to

episodes of violence, including offering and

encouraging counseling and debriefings

for employees involved in threatening or

violent situations.

• A workplace analysis to identify hazards,

conditions, operations, and situations that

can lead to violence and to determine the

effectiveness of existing security measures.

The analysis should include tracking and

analyzing reports of violence, conducting staff

surveys, and assessing workplace security.

• Tools and practices that are designed in

response to the findings of the workplace

analysis, such as:

– Alarm systems, handheld alarms, portable

phones or radios, and/or personal com-

munication badges

– Metal detectors, security cameras, and

safety-focused environmental design

– Computer alerts for patients with a history

of violence

• A formal violence prevention training program

that includes a review of the zero-tolerance

policy, risk factors, early warning signs, personal

safety strategies, techniques for de-escalating

patients, a standard response plan, and pro-

cedures for reporting and self-care after an

incident. Direct care workers, supervisors,

managers, and security personnel should all

receive training.

ConclusionThis analysis highlights the need for hospital

violence prevention programs that include

policies and processes to address the culture

of safety, staff training, an analysis of risks in

the workplace, and improvements aimed at

reducing identified risks.

0 10 20 30 40 50 60 70

Emergency department

Medical/surgical unit

Cardiac unit

Neurology/neurosurgical unit

Public areas

Pediatric unit

Treatment/test area

Other

Percentage of Events

Loca

tion

Type

0 5 10 15 20 25 30 35

Unsafe condition

Near miss

No harm evident

Emotional distress

Additional treatment

Temporary harm

Permanent harm or death

Percentage of Events

Exte

nt o

f Har

m

0 1 2 3 4 5 6 7 8 9

10

12:00

AM

2:00 A

M 4:0

0 AM

6:00 A

M 8:0

0 AM

10:00

AM

12:00

PM

2:00 P

M 4:0

0 PM

6:00 P

M 8:0

0 PM

10:00

PM

Perc

enta

ge o

f Eve

nts

Approximate Time of Event

Patient Factors• Noncompliance, agitation, hostility• History of psychiatric issues• History of violence• Use of alcohol or other substances• Dementia, confusion, neurological issues

Environmental Factors• Lack of a safety culture• Overcrowding and noise• Patients in emergency department holding areas• Unavailability of beds/services• Inappropriate setting

Process Factors• Assessment inadequate• Patient observation indequate• Warning signs ignored• Medication not ordered• Failure in communication

Staff Factors• Inadequate staffing• Increased staff workload • Inadequate training• Inadequate assistance • Assistance not requested

Patient Factors

Process Fa

ctor

s

PatientAssault

Environmental Factors

• Assessment inadequate• Patient observation inadequate• Warning signs ignored• Medication not ordered• Failure in communication

Staff Factors

PatientFactors

Process Factors

Environmental Factors

• Inadequate staffing• Increased staff workload • Inadequate training• Inadequate assistance • Assistance not requested

• Noncompliance, agitation, hostility• History of psychiatric issues• History of violence• Use of alcohol or other substances• Dementia, confusion, neuro- logical issues

• Lack of a safety culture• Overcrowding and noise• Patients in emergency department holding areas• Unavailability of beds/services• Inappropriate setting

Figure 1. Harma Resulting From Patient Assaults on Staff and Other Patients

0 10 20 30 40 50 60 70

Emergency department

Medical/surgical unit

Cardiac unit

Neurology/neurosurgical unit

Public areas

Pediatric unit

Treatment/test area

Other

Percentage of Events

Loca

tion

Type

0 5 10 15 20 25 30 35

Unsafe condition

Near miss

No harm evident

Emotional distress

Additional treatment

Temporary harm

Permanent harm or death

Percentage of Events

Exte

nt o

f Har

m

0 1 2 3 4 5 6 7 8 9

10

12:00

AM

2:00 A

M 4:0

0 AM

6:00 A

M 8:0

0 AM

10:00

AM

12:00

PM

2:00 P

M 4:0

0 PM

6:00 P

M 8:0

0 PM

10:00

PM

Perc

enta

ge o

f Eve

nts

Approximate Time of Event

Patient Factors• Noncompliance, agitation, hostility• History of psychiatric issues• History of violence• Use of alcohol or other substances• Dementia, confusion, neurological issues

Environmental Factors• Lack of a safety culture• Overcrowding and noise• Patients in emergency department holding areas• Unavailability of beds/services• Inappropriate setting

Process Factors• Assessment inadequate• Patient observation indequate• Warning signs ignored• Medication not ordered• Failure in communication

Staff Factors• Inadequate staffing• Increased staff workload • Inadequate training• Inadequate assistance • Assistance not requested

Patient Factors

Process Fa

ctor

s

PatientAssault

Environmental Factors

• Assessment inadequate• Patient observation inadequate• Warning signs ignored• Medication not ordered• Failure in communication

Staff Factors

PatientFactors

Process Factors

Environmental Factors

• Inadequate staffing• Increased staff workload • Inadequate training• Inadequate assistance • Assistance not requested

• Noncompliance, agitation, hostility• History of psychiatric issues• History of violence• Use of alcohol or other substances• Dementia, confusion, neuro- logical issues

• Lack of a safety culture• Overcrowding and noise• Patients in emergency department holding areas• Unavailability of beds/services• Inappropriate setting

Figure 2. Patient Assaults by Location

0 10 20 30 40 50 60 70

Emergency department

Medical/surgical unit

Cardiac unit

Neurology/neurosurgical unit

Public areas

Pediatric unit

Treatment/test area

Other

Percentage of Events

Loca

tion

Type

0 5 10 15 20 25 30 35

Unsafe condition

Near miss

No harm evident

Emotional distress

Additional treatment

Temporary harm

Permanent harm or death

Percentage of Events

Exte

nt o

f Har

m

0 1 2 3 4 5 6 7 8 9

10

12:00

AM

2:00 A

M 4:0

0 AM

6:00 A

M 8:0

0 AM

10:00

AM

12:00

PM

2:00 P

M 4:0

0 PM

6:00 P

M 8:0

0 PM

10:00

PM

Perc

enta

ge o

f Eve

nts

Approximate Time of Event

Patient Factors• Noncompliance, agitation, hostility• History of psychiatric issues• History of violence• Use of alcohol or other substances• Dementia, confusion, neurological issues

Environmental Factors• Lack of a safety culture• Overcrowding and noise• Patients in emergency department holding areas• Unavailability of beds/services• Inappropriate setting

Process Factors• Assessment inadequate• Patient observation indequate• Warning signs ignored• Medication not ordered• Failure in communication

Staff Factors• Inadequate staffing• Increased staff workload • Inadequate training• Inadequate assistance • Assistance not requested

Patient Factors

Process Fa

ctor

s

PatientAssault

Environmental Factors

• Assessment inadequate• Patient observation inadequate• Warning signs ignored• Medication not ordered• Failure in communication

Staff Factors

PatientFactors

Process Factors

Environmental Factors

• Inadequate staffing• Increased staff workload • Inadequate training• Inadequate assistance • Assistance not requested

• Noncompliance, agitation, hostility• History of psychiatric issues• History of violence• Use of alcohol or other substances• Dementia, confusion, neuro- logical issues

• Lack of a safety culture• Overcrowding and noise• Patients in emergency department holding areas• Unavailability of beds/services• Inappropriate setting

Figure 3. Patient Assaults by Time

Figure 4. Factors Contributing to Patient Assaults

0 10 20 30 40 50 60 70

Emergency department

Medical/surgical unit

Cardiac unit

Neurology/neurosurgical unit

Public areas

Pediatric unit

Treatment/test area

Other

Percentage of Events

Loca

tion

Type

0 5 10 15 20 25 30 35

Unsafe condition

Near miss

No harm evident

Emotional distress

Additional treatment

Temporary harm

Permanent harm or death

Percentage of Events

Exte

nt o

f Har

m

0 1 2 3 4 5 6 7 8 9

10

12:00

AM

2:00 A

M 4:0

0 AM

6:00 A

M 8:0

0 AM

10:00

AM

12:00

PM

2:00 P

M 4:0

0 PM

6:00 P

M 8:0

0 PM

10:00

PM

Perc

enta

ge o

f Eve

nts

Approximate Time of Event

Patient Factors• Noncompliance, agitation, hostility• History of psychiatric issues• History of violence• Use of alcohol or other substances• Dementia, confusion, neurological issues

Environmental Factors• Lack of a safety culture• Overcrowding and noise• Patients in emergency department holding areas• Unavailability of beds/services• Inappropriate setting

Process Factors• Assessment inadequate• Patient observation indequate• Warning signs ignored• Medication not ordered• Failure in communication

Staff Factors• Inadequate staffing• Increased staff workload • Inadequate training• Inadequate assistance • Assistance not requested

Patient Factors

Process Fa

ctor

s

PatientAssault

Environmental Factors

• Assessment inadequate• Patient observation inadequate• Warning signs ignored• Medication not ordered• Failure in communication

Staff Factors

PatientFactors

Process Factors

Environmental Factors

• Inadequate staffing• Increased staff workload • Inadequate training• Inadequate assistance • Assistance not requested

• Noncompliance, agitation, hostility• History of psychiatric issues• History of violence• Use of alcohol or other substances• Dementia, confusion, neuro- logical issues

• Lack of a safety culture• Overcrowding and noise• Patients in emergency department holding areas• Unavailability of beds/services• Inappropriate setting