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University of Liverpool Predictors of Worry and Generalised Anxiety Disorder i | Page The University of Liverpool Doctorate in Clinical Psychology Predictors of Worry and Generalised Anxiety Disorder The Role of Intolerance of Uncertainty, Negative Metacognitive Beliefs, and Experiential Avoidance Natalie Whittaker Bork June 2013 Supervised by: Dr Peter Fisher & Dr Pierce O‘Carroll Submitted in Partial Fulfilment of the Degree of Doctorate in Clinical Psychology at the Division of Clinical Psychology, University of Liverpool

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Page 1: Predictors of Worry and Generalised Anxiety Disorder€¦ · Natalie Whittaker Bork June 2013 Supervised by: ... confusion of this massive project. I would also like to thank the

University of Liverpool Predictors of Worry and Generalised Anxiety Disorder

i | P a g e

The University of Liverpool

Doctorate in Clinical Psychology

Predictors of Worry and

Generalised Anxiety Disorder

The Role of Intolerance of Uncertainty, Negative

Metacognitive Beliefs, and Experiential Avoidance

Natalie Whittaker Bork

June 2013

Supervised by:

Dr Peter Fisher & Dr Pierce O‘Carroll

Submitted in Partial Fulfilment of the Degree of Doctorate in Clinical

Psychology at the Division of Clinical Psychology, University of Liverpool

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Acknowledgements

There are many people I would like to thank for their support and help in completing

this project. Firstly, I would like to thank all the participants who gave up their time

to take part in this study, as this work would clearly not have been possible without

their time. Positive feedback and encouragement received from a number of

participants was greatly received and helped to remind me of why I chose to be a

psychologist. Particular thanks also go to the staff members who helped advertise

the project to all the students across the university, which helped improve

recruitment rates.

Secondly, I am also very grateful to all the people who provided advice, and support

during this steep learning curve, and sometimes frustrating and painful process.

Special thanks go to both of my supervisors, Dr. Peter Fisher and Dr. Pierce

O‘Carroll, for their incredibly swift and helpful feedback, and helping me through my

confusion of this massive project. I would also like to thank the research department

for providing extra teaching sessions to try to ease all of our anxieties regarding the

new thesis format.

Finally, a very special, thank you goes to my family and friends for their kind words

of encouragement when it became too much. They have given so much and asked

for so little in return, it has been really appreciated! This has been especially true of

my husband Daniel, who has lived through the rollercoaster journey over the past

three years and definitely made the hard times easier. The support and

encouragement he has provided, not only for this project, but also in planning our

wedding, (whilst I have had my head in the books), has made it all seem possible. I

could not have done it without you!

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Contents

List of Tables ........................................................................................................vii

List of Figures ...................................................................................................... viii

List of Appendices .................................................................................................ix

Chapter 1: General Introduction ........................................................................... 1

1.1 General Overview............................................................................................. 2

References ............................................................................................................. 4

Chapter 2: Literature Review ................................................................................ 6

2.1 Introduction ...................................................................................................... 7

2.2 Overview of Generalised Anxiety Disorder .................................................... 8

2.2.1 Prevalence and Course ........................................................................... 9

2.2.2 Comorbidity.............................................................................................10

2.2.3 Phenomenology of Worry ........................................................................10

2.2.4 Life Events ..............................................................................................11

2.2.5 Treatments for Generalised Anxiety Disorder ..........................................12

2.3 Psychological Models of Generalised Anxiety Disorder ..............................13

Generic Models .....................................................................................................13

2.3.1 Beck’s Generic Cognitive Model of Anxiety .............................................13

2.3.2 Barlow’s Model of Anxious Apprehension ...............................................14

Specific Models of GAD .......................................................................................15

2.3.3 The Intolerance of Uncertainty Model .....................................................16

2.3.3.1 Empirical Support for the Intolerance of Uncertainty Model ..............18

2.3.4 The Metacognitive Model ........................................................................19

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2.3.4.1 Empirical Support for the Metacognitive Model .................................22

2.3.5 The Acceptance-Based Model ................................................................23

2.3.5.1 Empirical Support for the Acceptance-Based Model .........................25

2.4 Summary .........................................................................................................27

2.5 Systematic Literature Review ........................................................................29

2.6 Method .............................................................................................................29

2.6.1 Procedure and Inclusion Criteria .............................................................29

2.7 Results .............................................................................................................31

2.7.1 Summary of Studies ................................................................................33

2.7.1.1 Summary of Sample, Constructs Measured and Design ...................58

2.7.1.2 Intolerance of Uncertainty .................................................................41

2.7.1.3 Negative Metacognitive Beliefs .........................................................49

2.7.1.4 Experiential Avoidance .....................................................................50

2.7.1.5 Negative Metacognitive Beliefs and Intolerance of Uncertainty .........51

2.7.1.6 Intolerance of Uncertainty and Experiential Avoidance .....................52

2.8 Discussion and Conclusion ...........................................................................53

2.8.1 Limitations of the Published Literature ....................................................56

References ............................................................................................................59

Chapter 3: Empirical Paper ..................................................................................83

3.1 Abstract ...........................................................................................................84

3.2 Introduction .....................................................................................................85

3.3 Method .............................................................................................................91

3.3.1. Participants ............................................................................................91

3.3.2 Measures ................................................................................................91

3.3.3 Procedure ...............................................................................................94

3.3.4 Overview of Data Analytic Strategy .........................................................94

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3.4 Results .............................................................................................................95

3.4.1. Data Screening ......................................................................................95

3.4.2 Descriptive, Preliminary and Correlational Analysis ................................96

3.4.2.1 Completers versus Non-Completers .................................................96

3.4.2.2 Changes in GAD Status and Worry over Time..................................96

3.4.2.3 Gender Differences ..........................................................................97

3.4.2.4 Correlations ......................................................................................98

3.4.3 Prediction of Worry .................................................................................99

3.4.4 Prediction of GAD ................................................................................. 101

3.5 Discussion .................................................................................................... 104

References .......................................................................................................... 109

Chapter 4: Concluding Section .......................................................................... 119

4.1 General Overview.......................................................................................... 120

4.2 Summary of Results in Relation to Previous Literature ............................. 120

4.2.1 Participants ........................................................................................... 120

4.2.2 Study Dependent Variables .................................................................. 121

4.2.3 Preliminary Findings - Exploring Gender Differences ............................ 122

4.2.4 Main Findings ....................................................................................... 123

4.2.4.1 Correlation Analysis ....................................................................... 123

4.2.4.2 Predicting Worry ............................................................................. 125

4.2.4.3 Predicting GAD............................................................................... 126

4.2.4.4 Overall Summary ............................................................................ 128

4.3 Implications of Findings ............................................................................... 130

4.3.1 Theoretical ........................................................................................... 130

4.3.2 Clinical ................................................................................................. 131

4.4 Methodological Considerations ................................................................... 134

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4.4.1 Strengths .............................................................................................. 134

4.4.2 Limitations ............................................................................................ 136

4.5 Participants Feedback Information ............................................................. 139

4.5.1 What Drives Anxiety- Three Explanations to Be Tested ....................... 139

4.5.2 How Was This Research Done? ........................................................... 140

4.5.3 What We Tested? ................................................................................. 141

4.5.4 What We Found. ................................................................................... 141

4.5.5 Why Are These Findings Important? .................................................... 141

4.5.6 Further Information on Findings ............................................................ 142

4.6 Proposed Future Research .......................................................................... 142

4.6.1 Introduction ........................................................................................... 142

4.6.2 Aims ..................................................................................................... 143

4.6.3 Design .................................................................................................. 143

4.6.4 Research Hypotheses ........................................................................... 143

4.7 Summary and Conclusions .......................................................................... 144

References .......................................................................................................... 145

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List of Tables

Table 1: Summary of Study Characteristics for Non-clinical and Clinical Studies

with Key Findings. ...................................................................................................34

Table 2: Differences in Measures of Worry and GAD Status over Time. ................97

Table 3: Gender Differences in Worry and GAD Status T1 and T2 .........................98

Table 4: Spearman‘s Rho Correlation Coefficients between Symptom Predictor

and Covariate Variable. ..........................................................................................99

Table 5: Hierarchical Multiple Regression Analysis Predicting T2 Worry after

Controlling for (1) Age and Gender, (2) Age, Gender, Depression T1, Positive

Beliefs about Worry T2, Daily Hassles T2 and Worry T1. ...................................... 101

Table 6: Logistic Regression for Full Model Predicting GAD Status T2,

Controlling for (1) Age and Gender, (2) Age, Gender, Depression T1, Positive

Beliefs about Worry T1, Daily Hassles T2, and GAD Status T1. ........................... 103

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List of Figures

Figure 1: Intolerance of Uncertainty Model of GAD (Dugas et al., 1998) ................17

Figure 2: The Metacognitive Model of GAD, reproduced from (Wells, 1995,

1999a). ...................................................................................................................21

Figure 3: An Acceptance-Based Model of GAD (Roemer et al., 2005) depicted

by Behar et al (2009). .............................................................................................25

Figure 4: Flow Chart of Selection Process .............................................................32

Figure 5: Points of Attrition for the Study .............................................................. 171

Figure 6: Scatter Plots of Standardised Residuals against Standardised

Predicted Values................................................................................................... 194

Figure 7: Histogram of Standardised Residual of Errors for PSWQ ..................... 195

Figure 8: P-P Plot of Standardised Residual Errors for PSWQ. ............................ 195

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List of Appendices

Appendix A: Author Guidelines

Appendix B: Recruitment Strategy

Appendix C: Participant Information Sheet

Appendix D: Online Consent Form

Appendix E: Measures

Appendix F: Exploration of Assumptions

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Chapter 1: General Introduction

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1.1 General Overview

The overarching aim of this thesis was to gain an increased understanding of the

psychological processes related to generalised anxiety disorder (GAD) and how

they contribute to the development and maintenance of the disorder. Changes in

the diagnostic criteria of GAD over the years, have led to increased identification of

specific psychological processes that may be responsible for the disorder, all of

which offer a plausible explanation. However, limited empirical research exists

exploring the relative merits, or have made direct comparisons of each. Therefore,

this thesis attempts to answer the following questions: Which psychological factors

contribute to the severity of worry? and do the identified psychological factors

explain the development of GAD? Delineation of these psychological processes

may hold the key to increased efficacy of treatments, as outcomes are currently

poor, which lead to increased health care utilisation and high economic costs to the

public health service. Improving treatments is clearly an important factor for GAD

sufferers who often experience significant impairment in overall functioning and

quality of life.

Chapter 2 presents an overview of the relevant literature, which provides a point of

orientation for the research section that follows. This will initially offer a historical

context, followed by an overview of GAD, the role of negative life events, and finally

considers the implications for psychopharmacological and psychological treatments.

The evolution of the development of psychological models of anxiety is outlined,

which provided the foundation for the development of some of the current leading

psychological models of GAD within this field. These have led to the identification of

key processes that offer a clear hypothesis and explanation of the phenomena seen

in worry and GAD; the most recent models included within this review are the

Intolerance of Uncertainty (IU) model (Dugas, Gagnon, Ladouceur, & Freeston,

1998), the Metacognitive model (Wells, 1995, 1999), and finally the Acceptance-

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Based model (Roemer, Salters, Raffa, & Orsillo, 2005). This leads into the final

section of Chapter 2, which is a systematic review of the key processes to be

explored within this thesis, the processes of interest are IU, negative metacognitive

beliefs about worry, and finally experiential avoidance.

Chapter 3 leads into the empirical paper, which provides a detailed account of the

research and the outcomes. This research attempted to address some of the gaps

in the literature by being the first to explore all three of these constructs in one study.

The aim of which was to understand more about what factors are related to the

prediction of worry severity and GAD status in a non-clinical sample. Additionally,

this study attempted to address some of the limitations of previous literature by

using a prospective design, which allowed inferences on causality to be made.

Students were recruited and completed the study via a web-based design,

completing measures at two time points. The findings of this research are

presented with an overall discussion of how this relates to previous research. These

are discussed in the context of several limitations.

In the final chapter, the implications of the research are outlined, with reference to

the theoretical and clinical relevance. In addition, methodological considerations are

highlighted, including the relative strengths and limitations of the research. As the

dissemination of research findings is an important process for any research, the next

section is an article prepared for those participants who took. The final section

relates to how future studies can continue to bridge the gaps within the literature,

this is outlined in the form of a research proposal. Further empirical research is

required within this field, specifically; replication of the current study within clinical

samples would further and extend the findings presented in Chapter 3. The thesis

then closes with an overall conclusion.

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References

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Dugas, M., J., Gagnon, F., Ladouceur, R., & Freeston, M., H. (1998).

Generalized anxiety disorder: a preliminary test of a conceptual model.

Behaviour Research and Therapy, 36(2), 215-226.

Roemer, L., Salters, K., Raffa, S., & Orsillo, S. M. (2005). Fear and avoidance of

internal experiences in GAD: Preliminary tests of a conceptual model.

Cognitive Therapy and Research, 29(1), 71-88.

Wells, A. (1995). Meta-cognition and worry: A cognitive model of generalized

anxiety disorder. Behavioural and Cognitive Psychotherapy, 23(03), 301-

320.

Wells, A. (1999). A cognitive model of generalized anxiety disorder. Behavior

Modification, 23(4), 526-555.

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Chapter 2: Literature Review

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2.1 Introduction

Several psychological processes may be responsible for the development and

maintenance of worry and GAD. Testing competing theories often offers new

insights into which psychological processes are fundamental to the disorder and

in turn can lead to improved treatment efficacy. This review begins with a

discussion of the historical overview of the phenomenology of worry and

taxonomic development of GAD, before discussing treatment implications. An

outline of the leading cognitive models of GAD is then provided.

This review examines the evolution of models of GAD that fall under the rubric of

Cognitive Behaviour Therapy (CBT). First, two generic models of anxiety are

presented; Beck‘s Model of Anxiety (Beck, Emery, & Greenberg, 1985), and

Barlow‘s model of Anxious Apprehension (Barlow, 2000). These generic models of

anxiety led to the development of specific models of GAD. An early example of a

specific model is the Cognitive Avoidance model (Borkovec, 1994; Borkovec,

Alcaine, & Behar, 2004), which is described briefly as this provided the foundation to

the development of the current leading psychological models of GAD.

A more detailed account of three recent models of GAD then follows with a brief

summary of their general empirical support. These models include (1) the

Intolerance of Uncertainty (IU) model (Dugas, Gagnon, Ladouceur, & Freeston,

1998) (2) the Metacognitive model (Wells, 1995, 1999b) and (3) the Acceptance-

Based model (Roemer, Salters, Raffa, & Orsillo, 2005). These have been chosen as

considerable empirical evaluation of each of these three models has been

conducted using operationalised measures of the putative mechanisms. Therefore,

the literature review concludes with a systematic review examining the central

predictions made by the IU, Metacognitive, and the Acceptance-Based models,

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specifically the association and relative merits of IU, negative metacognitive beliefs,

and experiential avoidance.

2.2 Overview of Generalised Anxiety Disorder

GAD is a common disorder characterised by persistent worry, the key diagnostic

feature for this disorder. ‗Anxiety neurosis’ was used by Freud to refer to symptoms

of what would now be diagnosed as GAD and panic disorder (Sigmund, Strachey, &

Richards, 1976). In the original Diagnostic Statistical Manual (DSM) (APA, 1952)

there was also no distinction made between GAD and panic disorder (Barlow &

Wincze, 1998). GAD was eventually differentiated from panic disorder when

outcome studies showed that imipramine was effective at treating panic but not

generalised anxiety (Klein, 1964). GAD was then introduced as a unique diagnosis

in DSM-III (APA, 1980). However, it remained a residual category and could be

diagnosed only in the absence of other disorders (Barlow, Rapee, & Brown, 1992).

The duration criterion of one month increased the chances of GAD, rather than an

adjustment disorder being diagnosed (Barlow & Wincze, 1998). Accordingly, GAD

has undergone many diagnostic changes to improve the reliability and validity of the

diagnosis, with the most significant change highlighting that GAD could coexist with

other disorders. In addition, phenomenological accounts of worry helped to

differentiate specific worries as in social anxiety, from multiple worries observed in

GAD (Barlow, Blanchard, Vermilyea, Vermilyea, & DiNardo, 1986). Worry became

the cardinal feature of GAD and was recognised as a disorder in its own right

(Mennin, Fresco, & Heimberg, 2004).

In the DSM-IV (APA, 2000), GAD is defined by excessive worry perceived as difficult

to control, occurring more days than not for 6 months, about a number of activities

or events. Other associated symptoms required for a diagnosis include three of the

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following; restlessness or feeling keyed up or on edge, fatigue, poor concentration,

or mind going blank, irritability, muscle tension and sleep disturbance. The level of

worry and associated symptoms must cause the individual clinically significant

distress and/or functional impairment for a diagnosis to be made (APA, 2000).

2.2.1 Prevalence and Course

GAD has a chronic course, high rates of co-morbidity (Kessler, Chiu, Demler,

Merikangas, & Walters, 2005) and significant levels of psychosocial impairment

(Tyrer & Baldwin, 2006; Wittchen & Hoyer, 2001). Changing definitions of GAD have

made it difficult to collect long-term data on the prevalence and course of the

disorder. Nevertheless, GAD has an estimated 12-month prevalence rate of 3.1%

and a lifetime prevalence rate of 5.7% (Kessler et al., 2005). Higher rates of GAD

have been found in primary care settings (7.9% to 14.8%) (Barrett, Barrett, Oxman,

& Gerber, 1988; Maier et al., 2000; Olfson et al., 2000; Roy-Byrne, 1996) making

GAD the second most frequent mental health disorder after depression (Wittchen &

Hoyer, 2001). It is twice as prevalent in women, in lower socioeconomic groups,

unmarried people, and ethnic minority groups (Kessler, Walters, & Wittchen H,

2004). However, these factors do not appear to predict the course of GAD (Yonkers,

Dyck, Warshaw, & Keller, 2000).

The average age of onset is in the late teens to late 20s (Rogers et al., 1999;

Yonkers, Warshaw, Massion, & Keller, 1996), and the average length of disorder is

20 years (Yonkers et al., 1996). Other anxiety disorders are often established by the

age of 20 (Wittchen & Hoyer, 2001), but prevalence rates for GAD are often lower in

younger people and increases sequentially with age (Carter, Wittchen, Pfister, &

Kessler, 2001; Kessler et al., 2004). The disorder has a waxing and waning course,

and most people with GAD do not recover spontaneously (Wittchen, Zhao, Kessler,

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& Eaton, 1994), thereby causing significant impairments in their quality of life

(Henning, Turk, Mennin, Fresco, & Heimberg, 2007) and economic costs due to

increased health care utilisation (Bereza, Machado, & Einarson, 2009).

2.2.2 Comorbidity

GAD is frequently comorbid with other disorders (Rodriguez, Bruce, Pagano, &

Keller, 2005; Yonkers et al., 2000), with individuals often also presenting with panic

disorder, social phobia, and major depression (Yonkers et al., 1996). GAD is also

frequently observed as a comorbid disorder in individuals with personality disorder

with estimates up to 49% (Sanderson, Wetzler, Beck, & Betz, 1994). High levels of

co-morbidity may lead to under recognition and diagnosis of GAD, leading to

inappropriate treatment being provided, especially when GAD is comorbid with

depression (Barlow & Wincze, 1998; Wittchen, Carter, Pfister, Montgomery, &

Kessler, 2000).

2.2.3 Phenomenology of Worry

‘Worry is a chain of thoughts and images, negatively affect-laden and relatively

uncontrollable. The worry process represents an attempt to engage in mental

problem solving on an issue whose outcome is uncertain but contains the possibility

of one or more negative outcomes. Consequently, worry relates closely to the fear

process’ (Borkovec, Robinson, Pruzinsky, & DePree, 1983, pp. 10). Individuals with

GAD report worry is a distressing experience, they find difficult to control. The

typical worrier with GAD, worries that something bad could happen at any time and

this is usually expressed in terms of ‗what if...‘ statements, with worry spiralling from

one worry to the next (Borkovec et al., 1983).

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Worry is ubiquitous for humans, as we are able to create mental representations of

the past, and anticipate a future event, which helps to plan and problem-solve. This

can often cause anxiety even in the absence of threat. The content of worry topics

in GAD is the same as in non-anxious worriers; though the frequency of worry is

much higher in GAD, with more worry topics, and less realistic and less controllable

worries (Rapee, 1991; Roemer, Molina, & Borkovec, 1997; Vasey & Borkovec,

1992). Borkovec and Inz (1990) reported that worry involved primarily verbal

linguistic activity rather than imagery, and observed GAD sufferer‘s as reporting

more worrying thoughts and fewer images in comparison to a control group, who

reported a greater percentage of imagery. They hypothesised that worrying may

serve to avoid distressing imagery (Borkovec & Inz, 1990), which was later

supported by further research (Freeston & Dugas, 1996).

2.2.4 Life Events

Frequently, individuals describe the onset of problematic anxiety in the context of

difficult and often stressful life events. Although minimal research is available,

increased frequency of life events experienced has been found to be positively

correlated with an increased risk of developing GAD (Blazer, Hughes, & George,

1987). Recent research exploring the risk of relapse in individuals with GAD,

implicated the frequency of stressful life events in the previous four-week period to

increased risk, which is thought to be due to stressful life events increasing the

experience of severe worry to help the individuals cope, as the ‗unlikely‘ event has

occurred (Francis, Moitra, Dyck, & Keller, 2012). Additionally, research has shown

the development of depression to be experienced when the individual has

experienced loss, and severe danger with the onset of anxiety, with those

experiencing both loss and severe danger more likely to report comorbid anxiety

and depression (Finlay-Jones & Brown, 1981). Daily hassles have also been

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related to the onset of GAD, linked by attentional and appraisal processes, e.g.

anxious individuals pay attention to threat-relevant information and interpret events

as threatening (Russell & Davey, 1993).

2.2.5 Treatments for Generalised Anxiety Disorder

A stepped care approach is advocated for the treatment of GAD (NICE, 2011).

Initial steps include education, self-help, active monitoring, and for those with

increasing levels of functional impairment, psychological intervention, usually CBT

or applied relaxation (AR), and/or drug therapy, usually a selective serotonin

reuptake inhibitor (SSRI). Combination treatments are recommended for those with

complex presentations or at high risk of self-harm. SSRI are efficacious as an acute

treatment (Baldwin, Woods, Lawson, & Taylor, 2011; Baldwin & Polkinghorn, 2005),

and have been shown to help prevent relapse (Rocco Donovan, Glue, Kolluri, &

Emir, 2010). A recent meta-analysis supported the use of SSRI, specifically

fluoxetine, as a first-line treatment for its response and remission benefits and

sertraline for its tolerability (Baldwin et al., 2011). However, the reality in clinical

practice is that only 50% of individuals report being symptom free (Buoli, Caldiroli,

Caletti, Paoli, & Altamura, 2013). The use of antipsychotic medication may be

beneficial (Lalonde & Van Lieshout, 2011), along with polypharmacy, but both

options remain controversial (Buoli et al., 2013; Lalonde & Van Lieshout, 2011).

Accurate diagnosis is essential for effective treatment by medication, but GAD

continues to be misdiagnosed due to high rates of comorbidity (Cassano, Rossi, &

Pini, 2002).

Studies exploring the efficacy of psychological treatments have highlighted the

benefits of CBT, AR and additionally cognitive therapy (CT), in the treatment of

individuals with GAD (Borkovec & Ruscio, 2001; Gale & Oakley-Browne, 2000).

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However, these benefits appear to depend on early intervention and the age of the

individuals, with younger adults responding more favourably (Covin, Ouimet, Seeds,

& Dozois, 2008). Like psychopharmacological treatments, approximately only 50%

of individuals achieve recovery following psychological treatment (Fisher & Durham,

1999). However, in a more recent review of psychological treatments of GAD,

exploring two recent treatment innovations based on Metacognitive and IU models

of GAD, along with CT, CBT, and AR, have reported benefits of metacognitive

therapy. Metacognitive therapy displayed superior recovery rates of 80%, in

comparison to other psychological treatment, with IU therapy obtaining similar

recovery rates to CBT (50%), AR and CT obtained the lowest recovery rates (34-

36%) (Fisher, 2006), thus highlighting potentially promising results for GAD

sufferers.

2.3 Psychological Models of Generalised Anxiety Disorder

Two generic psychological theories of anxiety that have influenced the theory and

treatment of GAD are described below:

Generic Models

2.3.1 Beck’s Generic Cognitive Model of Anxiety

The cognitive Model of Anxiety hypothesises that an individual‘s emotional reactions

are primarily influenced by their perceptions of events, and emphasise how an event

is appraised being an important factor and not the event itself. There are three

central components of Becks Cognitive Model of Anxiety; schemas, negative

automatic thoughts (NATs), and cognitive biases. A schema or core belief is

thought to be a set of rules, beliefs, or assumptions that the individual holds about

themselves, the world, and the future. In anxiety, the stored information reflects a

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perceived vulnerability and, once these schemas have been activated, individuals

are more likely to interpret situations as threatening and experience NATs such as

‗the world is a dangerous place’. NATs are perceived as facts or statements of truth

(Beck, 1976).

The model highlights that individuals will selectively pay attention to information due

to cognitive biases or thinking errors that may indicate that they are in imminent

danger, while disregarding information that suggests they are safe. Individuals may

over-generalise and become preoccupied by their feelings. Within the cognitive

model, the key to understanding anxiety is to understand the individual‘s frame of

reference and their cognitive distortions (Beck et al., 1985).

2.3.2 Barlow’s Model of Anxious Apprehension

Barlow‘s (2000) generic model of anxiety, suggests three vulnerability factors that

increase the risk of the development of anxiety disorders; these include biological,

environmental, and psychological factors. In this model, GAD is conceptualised as

Anxious Apprehension and constitutes the ‗basic‘ anxiety disorder. Similar to Beck,

Barlow reports anxiety disorders to manifest themselves, due to perceived

deficiencies in the individual‘s ability to cope with unpredictable, uncontrollable,

negative events. Anxiety is triggered by cues, which may not be within the

individual‘s conscious awareness, (e.g. an internal somatic cue) and their attention

may become focused on sources of threat or danger, leading to distortions in

information processing. The consequences of these lead to avoidance of cues and

negative affect that lead to apprehension of anxiety (Barlow, 2000).

When these specific vulnerabilities are triggered, the individual is likely to

experience negative affect characterised by a sense of uncontrollability,

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physiological response, and activation of specific brain circuits (e.g., the behavioural

inhibition system). Consequently, the individual become self-focused on their

physiological arousal and hyper-vigilant for threat, which produces attempts to cope

with the experienced anxiety. The predominant coping strategies proposed in this

model are behavioural avoidance and worry in an attempt to problem-solve and

reduce negative affect (Barlow, 2000).

Specific Models of GAD

Following these generic models of anxiety, the early 1990‘s saw the development of

specific psychological models of GAD. One of the earliest models was the Cognitive

Avoidance model (Borkovec, 1994; Borkovec et al., 2004) which drew upon, the

Two-Stage Theory of Fear (Mowrer, 1947), and the Emotional Processing of Fear

theories (Foa & Kozak, 1986). The model is also underpinned by the basic

principles of the generic models, but additionally posits ‗classically conditioned

acquisition of fear is followed by operantly conditioned avoidance of fear cues,

resulting in fear maintenance due to lack of unreinforced exposure to those

conditioned stimuli’ (Borkovec et al., 2004, pp. 78).

The model therefore highlights that the actual threat is imagined (e.g. thoughts and

images about what the future has in store for them), with escape from these

imagined threats not being physically possible, therefore worry enables the

individual to try to avoid the perceived catastrophic events from occurring (Borkovec,

1994). Avoidance of mental imagery, somatic and emotional experiences work in

the short-term to alleviate distress, but prevents the emotional processing of fear

required for the successful habituation and extinction of fears, thus maintaining

anxiety and worry (Foa & Kozak, 1986).

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There was early empirical support for the Cognitive Avoidance model, but now more

recent conceptualisations of GAD exist. The advent of recent specific psychological

models provided a clear outline of conceptual accounts of the psychological

mechanism to explain worry and GAD. Recent models include IU, Metacognitive,

and Acceptance-based models, which have developed operationalised measures of

the specific mechanisms. These three models are described with a brief description

of the empirical support in the following section.

2.3.3 The Intolerance of Uncertainty Model

The IU model is a schema-based model (Dugas et al., 1998) with four main

components: IU, positive beliefs about worry, negative problem orientation and

cognitive avoidance. However, IU is thought to be a fundamental construct to the

development and maintenance of worry and GAD (Dugas et al., 1998; Dugas, Buhr,

& Ladouceur, 2004; Freeston, Rhéaume, Letarte, Dugas, & Ladouceur, 1994).

Individuals with GAD are thought to experience high levels of IU, and find uncertain

or ambiguous situations overwhelming and distressing, and thus experience

persistent worry (Dugas et al., 1998).

The content of cognitions in individuals, who are unable to tolerate uncertain

situations, is reflected by catastrophic thoughts and the perceived inability to cope.

Uncertain situations may trigger a felt sense, and this ‗feeling‘ may confirm beliefs

about the certainty of worry, (i.e. ‘I just always feel worried even though I know

nothing is going to happen, I am just a worrier and always have been’). Therefore,

IU is viewed as a personality trait derived from core beliefs and schemas, that future

uncertain and unpredictable events are unacceptable, which results in the

individuals being more likely to react negatively on an emotional, cognitive, and

behavioural level to uncertain situations and events. Worriers tend to find it hard to

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live with remaining doubts; efforts to remove them are reflected in assumptions and

principles that, overall, increase hypervigilance and rigidity (i.e. ‘if I keep a look-out I

will be prepared’) (Dugas, Buhr, et al., 2004). The model and its components are

presented in Figure 1.

Figure 1: Intolerance of Uncertainty Model of GAD (Dugas et al., 1998)

The IU model includes positive beliefs about worry, which are beliefs that worrying

will enable coping and prevent the occurrence of unwanted events (Borkovec &

Roemer, 1995; Davey, Tallis, & Capuzzo, 1996; Dugas et al., 1998; Freeston et al.,

1994). Worrying is also coupled with negative problem orientation, where problems

are perceived as threats (Dugas, Buhr, et al., 2004). Individuals are thought to lack

the confidence to solve problems and therefore do not attempt to implement

problem solving approached/strategies. Research has shown that individuals with

GAD do not have problem-solving deficits, but rather they have negative problem

orientation (Dugas & Letarte, 1995; Dugas, Buhr, et al., 2004). For example,

research has shown that individuals are often unable to solve relatively simple

Situation

Poor problem orientation

Cognitive

Avoidance Anxiety

Beliefs about worry

Worry

What if.....

Life Events Mood State

This text box is where the unabridged thesis included the following third

party copyrighted material:

Dugas, M., J., Gagnon, F., Ladouceur, R., & Freeston, M., H. (1998).

Generalized anxiety disorder: a preliminary test of a conceptual model.

Behaviour Research and Therapy, 36(2), 215-226.

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problems, even once a solution has been identified, as they would not implement

the solution for fear of not achieving the desired outcome, which results from

seeking the ‗perfect solution‘ that inevitably does not exist (Dugas, Buhr, et al.,

2004).

Additionally, the final construct of the IU models is a coping strategy that is the

consequence of IU, is known as cognitive avoidance. Cognitive avoidance

highlights that distressing thoughts and images are avoided by using strategies such

as thought suppression, distraction and behavioural avoidance (Dugas, Buhr, et al.,

2004). These strategies maintain distress as avoidance of uncertainty is not

possible. Overall, clinically the research highlights that individuals with GAD often

report a preference for a negative outcome rather than an uncertain one (Dugas,

Buhr et al., 2004).

2.3.3.1 Empirical Support for the Intolerance of Uncertainty Model

Non-clinical and clinical studies have provided empirical support for the IU

model. Empirically, studies have found that high levels of IU are positively

correlated with severity of worry (Buhr & Dugas, 2006) and is higher in

individuals with GAD when compared to a control group (Dugas et al., 1998). In

a series of experimental studies, manipulations of IU using gambling tasks, led to

higher levels of worry (Ladouceur, Gosselin, & Dugas, 2000). However, IU has

been shown to be activated only by worrisome thoughts or situations (de Bruin,

Rassin, & Muris, 2006), thus providing support for it being a schema model,

which is activated only by NATs.

Research into the four components of this model has highlighted their importance in

the ability to distinguish GAD sufferers from healthy controls. However, Dugas et al

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(2007), found IU and negative problem orientation to be the specific process

predictive of GAD. In addition, specificity of IU construct has been demonstrated in

a number of studies that have supported IU to be closely related with GAD in

comparison to any other anxiety disorder (Dugas, Gosselin, & Landouceur, 2001;

Dugas, Schwartz, & Francis, 2004), with two studies in particular reporting IU to be

the main construct to distinguish GAD sufferers (Dugas, Marchand, & Ladouceur,

2005b; Ladouceur et al., 1999).

Cognitive psychology paradigms have been used to examine whether people

with high levels of IU demonstrate information-processing biases. In a series of

interlinked studies, IU was related to the biased recall of words denoting

uncertainty and participants scoring highly on IU, who were also more likely to

report ambiguous information as more threatening (Dugas, Hedayati, et al.,

2005). Furthermore, studies have also found individuals with high IU to report

ambiguous situations more disconcerting relative to those with low IU (Koerner &

Dugas, 2008; Ladouceur, Talbot, & Dugas, 1997). Although this model has a

vast amount of empirical support, specific limitations includes the lack of

prospective studies, which means inferences on causality are not able to be

made, and further prospective studies are required.

2.3.4 The Metacognitive Model

The ability to reflect on and evaluate our knowledge and cognition about cognitive

phenomena or ‗thinking about thinking’ is termed metacognitions (Flavell, 1979).

However, metacognitive beliefs and processes were associated with the

development and maintenance of psychological disorders until the introduction of

the Self-regulatory Executive Function model (S-REF) (Wells, 2000; Wells &

Matthews, 1994, 1996; Wells & Morrison, 1994; Wells & Papageorgiou, 1995).

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Metacognitions refers to a range of interrelated concepts that can be separated into

knowledge, experiences and strategies (Wells, 2000). Metacognitive knowledge

refers to specific theories or beliefs that people hold about their thinking, (e.g., my

thoughts are harmful). Metacognitive experiences refer to the situational

interpretations that individuals have regarding their own mental process (e.g. worry

about worry). Finally, metacognitive strategies are attempts to control and/or

change thinking processes. It is the amalgamation of these interrelated concepts

that is thought to lead to unhelpful thinking styles that add to psychological distress,

as the strategies that individuals adopt, are largely ineffective and serve to maintain

and enhance their distress (Wells, 2009).

Within this model, psychological disturbance is thought to be maintained by a

particular style called the Cognitive Attentional Syndrome (CAS). This consists of

worry and rumination and is linked to metacognitive beliefs about the

uncontrollability and danger of thoughts. CAS may lead to psychological disorder as

individuals may select inappropriate coping strategies to cope with their distressing

thoughts or thinking (e.g. thought suppression, cognitive avoidance, and depressive

rumination), all of which fail to reduce anxiety or threat (Wells, 2009). The

Metacognitive model of GAD is outlined in Figure 2.

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Figure 2: The Metacognitive Model of GAD, reproduced from (Wells, 1995, 1999a).

Within this model, there are thought to be two types of worry; type 1 and type 2.

Type 1 worry, also known as a positive beliefs about worry, concerns external

events and non-cognitive internal events that occur following an anxiety-provoking

intrusive thought, this can be an image or a verbal ‗what if....‘ worry. This refers to

the typical worry that most people experience (Wells, 1999a). However, type 1

worry can become the basis of negative appraisals in individuals with GAD. If the

problem that activated type 1 worry is not resolved, type 2 worry is activated. Type

2 worry is focused on the activity of worry itself, i.e. ‗Worry about worry’. The

appraisals about the activity of worry are linked to negative metacognitive beliefs

about the perceived uncontrollability and danger of worry (i.e. ‘worrying will make

me go crazy’) (Wells, 1999a). Consequently, individuals attempt to control or

Trigger

Positive meta-beliefs activated

(Strategy selection)

Type 1

worry

Negative meta-beliefs activated

Type 2 worry

(metaworry)

Behaviour Thought control

Emotion

This text box is where the unabridged thesis included the following

third party copyrighted material:

Wells, A. (1995). Meta-cognition and worry: A cognitive model of

generalized anxiety disorder. Behavioural and Cognitive

Psychotherapy, 23(03), 301-320.

Wells, A. (1999a). A cognitive model of generalized anxiety disorder.

Behavior Modification, 23(4), 526-555.

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suppress the activity of worry, which invariably fails thereby reinforcing the belief

that worry is an uncontrollable process.

2.3.4.1 Empirical Support for the Metacognitive Model

Numerous studies using both non-clinical and clinical samples support the central

components of the Metacognitive model of GAD. The model specifies that negative

metacognitive beliefs about the uncontrollability and the danger of worry are the

proximal cause of worry and GAD (Wells, 1995). Several lines of evidence support

this contention. Ruscio and Borckovec (2004) found negative beliefs about the

uncontrollability and the danger of worry differentiated GAD patients from people

with high levels of worry (Ruscio & Borkovec, 2004). Additionally, Wells and Carter

(1999) demonstrated negative metacognitive beliefs about worry to be the strongest

predictor of worry in comparison to positive beliefs about worry, specifically negative

metacognitive beliefs have been able to distinguish GAD from other anxiety

disorders (Wells & Carter, 2001). Similar findings have been reported by several

other studies (Cartwright-Hatton & Wells, 1997; Davis & Valentiner, 2000; Wells,

2005).

Limitations of the Metacognitive model have focused on the circularity of the

relationship between negative metacognitive beliefs and the principal diagnostic

feature of GAD, namely that worry is uncontrollable. This limitation has specifically

focused on measures of negative metacognitive beliefs (metacognitions

questionnaire; MCQ (Cartwright-Hatton & Wells, 1997; Wells & Cartwright-Hatton,

2004), (Behar, DiMarco, Hekler, Mohlman, & Staples, 2009), and measures of

metaworry (Anxious Thoughts Inventory; AnTI (Wells, 1994; 2005) that focus

predominantly on the sense of uncontrollability associated with thinking. This is the

main feature of the diagnosis of GAD, thus not highlighting anything unique, with

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only one study to date exploring the danger of worry in isolation to uncontrollability

(Ruscio & Borkovec, 2004). This potentially highlights a limitation of the findings of

previous research. Wells has attempted to address some of these issues with the

development of the Metaworry Questionnaire (MWQ), which has removed the

uncontrollability aspect of the metaworry construct to enable the construct of danger

to be assessed in isolation. Using a cross-sectional evaluation in a non-clinical

sample, the MWQ was able to distinguish GAD groups from non-GAD groups, which

was specifically related to the frequency of danger beliefs (Wells, 2005).

Finally, most studies providing support for the model have been cross-sectional and

used non-clinical samples, which limits inferences of causality. However, one

prospective study has been conducted exploring the prospective role of negative

metacognitive beliefs in predicting anxiety and depression (Yilmaz et al (2011).

After controlling for the impact of life events, negative metacognitive beliefs,

predicted residual change in both anxiety and depression (Yilmaz, Gençöz, & Wells,

2011). Specific prospective studies examining the Metacognitive model of worry and

GAD are required to understand this further.

2.3.5 The Acceptance-Based Model

The Acceptance-Based model of mental distress stipulates the activation of a rigid,

inflexible response to inner aversive experiences, termed experiential avoidance, to

be a key component in maintaining anxiety disorders. The model stems from

Hayes‘ model of experiential avoidance (Hayes, Wilson, Gifford, Follette, & Strosahl,

1996) and Borkovec‘s Cognitive Avoidance model (Borkovec, 1994; Borkovec et al.,

2004). The focus of this model is not on what is wrong with what people think, but on

the aversive states that accompany thoughts (Hayes, Strosahl, & Wilson, 1999).

Friman and Colleagues (1998) offered an example of this concept and suggested

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that when someone has agoraphobia they are not avoiding open spaces as such,

but the thoughts, images and body sensations that have become associated with

the panic that may be experienced when in that situation (Friman, Hayes, & Wilson,

1998). People avoid the negative experiences that become associated with the fear

experience, therefore it is the ‗fear of the fear’ as described in an early paper

(Chambless & Gracely, 1989) or a fear of negative affect (Eifert & Forsyth, 2005)

that is thought to drive worry and GAD.

With experiential avoidance, a person is unwilling to experience certain private

experiences (e.g. body sensations, emotions, thoughts, memories, behavioural

predispositions) and finds strategies to either avoid or reduce the frequency of these

experiences (Hayes et al., 1996). Increased worry is caused by failed attempts to

control or avoid unpleasant experiences through the ineffective strategy of

experiential avoidance and as a result, behaviours that the individual engages in are

narrowed for fear of engaging with the avoided experiences (Hayes, Luoma, Bond,

Masuda, & Lillis, 2006). Individuals start to ‗live in their heads’ reducing their

flexibility for engaging in unpleasant experiences by engaging in experiential

avoidance. Thus, this impacts on the individual‘s quality of life as their long-terms

hopes, desires and goals (e.g. values) become less of a priority as feeling good

becomes more of a priority and they lose contact with what was previously important

in their lives (Hayes et al., 2006).

The Acceptance-Based model has been used to explain the development and

maintenance of GAD (Roemer et al., 2005). Roemer et al., 2005, suggest that GAD

may be maintained by the individual‘s attempts to avoid internal experiences.

Moreover, those individuals develop positive beliefs about the usefulness of

experiential avoidance as a coping strategy. Individuals are more likely to worry

about less distressing events, serving a function of avoiding experiences that are

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more distressing (Roemer et al., 2005). The main focus of this model is the lack of

tolerance or non-acceptance of anxiety (Hayes et al., 1996). Although the authors

have not developed a diagrammatic version of the model, Behar and colleagues

depicted a model in their review (Behar et al., 2009), which has been adapted for

this literature review, demonstrated in Figure 3.

Figure 3: An Acceptance-Based Model of GAD (Roemer et al., 2005) depicted by Behar

et al (2009).

2.3.5.1 Empirical Support for the Acceptance-Based Model

Although in its infancy, recent studies have tested the central construct of

experiential avoidance, as it has been considered a risk factor in the development of

mental distress. Specifically, it has been found to mediate the effects of passive

coping on both increased anxiety and depression, but more generally demonstrating

a reduction in emotional and psychological well-being (Fledderus, Bohimeijer, &

Perceived External Threat

Internal

experiences

Problematic Relationship with Internal Experiences

Experiential

Avoidance

Behavioural

Restriction

Re

du

ced

sh

ort

-te

rm

dis

tre

ss

Incre

ase

d

dis

tress

Incre

ase

d

dis

tress

This text box is where the unabridged thesis included the following third

party copyrighted material:

Roemer, L., Salters, K., Raffa, S., & Orsillo, S. M. (2005). Fear and avoidance of

internal experiences in GAD: Preliminary tests of a conceptual model. Cognitive

Therapy and Research, 29(1), 71-88.

Diagram is from:

Behar, E., DiMarco, I. D., Hekler, E. B., Mohlman, J., & Staples, A. M. (2009).

Current theoretical models of generalized anxiety disorder (GAD): Conceptual

review and treatment implications. Journal of Anxiety Disorders, 23(8), 1011-

1023.

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Pieterse, 2010). Experiential avoidance is thought to be a common experience in

those experiencing mental distress, but some report it is not specific to GAD (Buhr &

Dugas, 2012). In support of this idea, Hayes and colleagues report experiential

avoidance to be a general psychological vulnerability, a common construct

underlying many disorders (Hayes et al., 1996).

However, several studies indicate experiential avoidance is involved in the

development and maintenance of GAD. First, a direct relationship in the role of

experiential avoidance and a fear of emotions has been observed in worry in a non-

clinical sample and GAD severity in a clinical sample, suggesting those with high

levels of worry and those with GAD share a common experience of experiential

avoidance. Although the authors also suggested experiential avoidance may not be

unique to GAD and may be present in other anxiety disorders (Roemer et al., 2005).

Also in support of an Acceptance-Based model of GAD, Lee et al (2010) used a

clinical sample to explore the role of experiential avoidance and IU, compared to a

control group. Findings suggest that those with GAD report significantly higher

levels of experiential avoidance and distress about their emotions. Experiential

avoidance was found to share a unique variance in IU, thus suggesting, situations

that elicit uncertainty may lead to individuals avoiding internal experiences, which

leads to increased experiential avoidance. This study provides additional support

for the role of fear of emotions, specifically experiential avoidance in understanding

worry and GAD in a clinical sample (Lee, Orsillo, Roemer, & Allen, 2010). In

addition, individuals experiencing GAD have been found to live a life with

significantly less valued actions and an overall diminished quality of life, which is

thought to be the result of experiential avoidance from individuals seeking to avoid

their internal experiences (Michelson, Lee, Orsillo, & Roemer, 2011).

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As this model is still in its developmental phase, most of the research has been

focused on this construct being a general vulnerability for psychopathology and not

specific to GAD. There are methodological limitations of the current studies; small

clinical samples, cross-sectional designs (Roemer et al., 2005) and heterogeneous

clinical samples (Lee et al., 2010). In addition, there has also been no longitudinal

research looking at causality, therefore further studies with more rigorous

methodology are required to understand the role of experiential avoidance in the

development and maintenance of worry and GAD.

2.4 Summary

The literature thus far has highlighted the complexities associated with persistent

worry and GAD, with several theories offering different conceptualisations. Early

generic models offered the foundation to the three specific models described, but

offered little in the way of describing the specific components responsible for the

persistence of worry associated with GAD. The specific models reviewed have

some overlap, but also propose distinct mechanisms underlying worry and GAD.

Common to the three specific models, is the identification of avoidance as a coping

strategy. For example, the IU model suggests worry is a strategy to avoid

uncertainty whereas, the Metacognitive model, avoidance is used as a strategy to

avoid worrying about worry due to the perceived danger, and finally, the

Acceptance-Based model highlights experiential avoidance to avoid internal

experiences. For each of these models, worry is highlighted as serving a function of

a maladaptive coping strategy, which is largely ineffective and only prevents

appropriate emotional processing, which leads to further distress and increased

negative affect. Each of the models highlights worry about the future, with the

generation of possible scenarios for every eventuality, and solutions generally in the

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form of problem-solving, and in addition highlighting the role of positive beliefs about

worry, thus increasing the frequency of utilising worry as a strategy due to its

perceived usefulness.

The main differences offered by each model are evident when each of the three

models are grouped to into two distinct categories, such as cognitive models, which

include the IU and Metacognitive models, and emotional and behavioural models,

which include the Acceptance-Based model. Cognitive models hold the view that

specific cognitive processes maintain the persistence of worry. For example, the IU

model focuses specifically on intolerance to uncertain or ambiguous events, which

leads to cognitive bias and interpreting uncertain situations as problematic, with a

specific focus on the dangerousness of uncertain or ambiguous situations, whereas

the Metacognitive model highlights the function of conflicting positive and negative

metacognitive beliefs that cause difficulties in the regulation of worry. Although one

of these models is schema focused and the other is metacognitive, the main focal

point of treatment for both is on a primary cognition, so the, IU model would focus on

increasing tolerance to uncertain or ambiguous situations, whereas in the

Metacognitive model, the primary focus would be on reducing negative

metacognitive beliefs.

In contrast, the emotional and behavioural models, such as the Acceptance-Based

model, have a specific focus on emotions and not cognitions, with an emphasis on

how emotions trigger avoidance of internal experiences. The focus of treatment is

an increased tolerance of private experiences associated with emotions, thus

increasing psychological flexibility, leading to a reduction of GAD symptoms and an

increase in value-based behaviours.

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Although support for the models has been highlighted within this review, the

remainder of this chapter presents a systematic search of the literature to uncover

the empirical evidence related to the three key components that are to be explored

within this research in Chapter 3. The outcome of this systematic search should

lead to a clearer understanding of the role of IU, negative metacognitive beliefs, and

experiential avoidance in terms of their associations with or prediction of worry and

GAD.

2.5 Systematic Literature Review

This systematic review will search for studies that have researched the associations

and predictive value of psychological processes associated with worry and GAD,

specifically related to IU, negative metacognitive beliefs, and experiential avoidance.

One specific question provides a framework for the review:

1) ‗How are IU, negative metacognitive beliefs, and experiential

avoidance associated with or make predictions of worry and GAD in

clinical and non-clinical adult populations?‘

The main objective of this review is to identify all relevant studies related to the

research question above. The inclusion criteria, search strategy, data extraction,

and results are outlined below.

2.6 Method

2.6.1 Procedure and Inclusion Criteria

Studies were identified by searching four databases, DISCOVER, PsychInfo,

Psycharticles, and Medline, from 1995-2013. Key words used were ‗intolerance of

uncertainty‘, ‘negative metacog*, and ‗experiential avoidance’, to ensure mainly

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relevant articles were identified, key words were specifically paired with ‘worry’ AND

‗generalised anxiety disorder‘. To be included, studies needed to meet the following

inclusion criteria:

1) 18-65 years of age.

2) Cross-sectional, prospective and between-groups designs. This review

aimed to explore studies that have looked at the three components of

interest; this was so they could inform the design and focus of the empirical

study set out in chapter 3.

3) There is a broad literature on experimental studies looking at processes

related to IU, negative metacognitive beliefs and experiential avoidance (e.g.

Hirsch & Mathews, 2012), much of which is lab-based reaction time studies.

Their findings inform the theoretical models underpinnings of IU, negative

metacognitive beliefs and experiential avoidance. However, as the current

review is primarily aimed at informing a correlational and prospective design,

this body of experimental research is not to be reviewed in this review.

4) English language.

5) Include at least one of the following: a measure of IU (Intolerance of

Uncertainty scale; IUS) (Buhr & Dugas, 2002), negative metacognitive

beliefs (Metacognitive Questionnaire; MCQ or MCQ-30) (Cartwright-Hatton &

Wells, 1997; Wells & Cartwright-Hatton, 2004), or experiential avoidance

(Acceptance and Action Questionnaire; AAQ or AAQ-II) (Bond et al., 2011;

Hayes et al., 2004).

6) Include either a sample of GAD participants and/or have a measurement of

worry, (Penn State Worry Questionnaire; PSWQ) (Meyer, Miller, Metzger, &

Borkovec, 1990) or measures of GAD (Worry & Anxiety Questionnaire;

WAQ) (Dugas, Freeston, et al., 2001a, 2001b) (Generalised Anxiety Disorder

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Questionnaire; GAD-Q or GAD-Q-IV) (Newman et al., 2002; Roemer,

Borkovec, Posa, & Borkovec, 1995).

2.7 Results

Figure 4 shows 362 articles were initially identified from the searches once

duplicates were removed. A visual inspection of titles resulted in 317 articles being

excluded, as they did not meet the inclusion criteria, (e.g. n=22 not in English

Language, n=193 not relevant, n=38 studies on children and adolescents or older

adults, n=52 papers on treatments, n=12 review articles). This narrowed the search

to 45 articles; the abstracts of these articles were explored further.

On exploration of the abstracts a further 17 articles were removed (n=9 not relevant,

n=8 experimental design), leaving 28 articles for review. The remaining 28 articles

were obtained and the reference list searched for further relevant articles. This

process yielded a further six articles, with a total of 34 articles. All 34 articles were

read to ensure their relevance to the literature research question. A further nine

articles were removed (n=9 not relevant). Therefore, 26 articles were related to the

research question, and were included in this review.

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Figure 4: Flow Chart of Selection Process

Initial Search

(n=362)

Excluded (n=317) Not in English (n=22)

Not relevant to the review (n=193) Children, adolescents and older adults (n=38)

Treatments (n=52) Review articles (n=12)

Potential Relevant Articles

Abstracts reviewed (n=45)

Potential Relevant Articles

Full text articles retrieved (n=28) Hand searching (n=6)

Excluded (n=17)

Not relevant to the review (n=9) Experimental design (n=8)

Final Articles Included in Review

n=26

Excluded (n=8)

Not relevant to the review (n=8)

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2.7.1 Summary of Studies

All the studies were reviewed and the following data was extracted: number of

participants, sample type (clinical, non-clinical), design (cross-sectional, prospective,

& between-groups), which of the three key explanatory constructs were assessed

(measure used), any additional variables used in study, methods for assessing

worry and/or GAD or clinical diagnosis, and finally a summary of the relevant key

findings. This process is summarised in Table 1.

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Table 1: Summary of Study Characteristics for Non-clinical and Clinical Studies with Key Findings.

Study

Design

N

Model Variables

Other Variables Measure of Worry

Measure of GAD

Diagnosis

Key Findings

Non-clinical studies

Buhr & Dugas, 2006

Cross-Sectional

197

IUS

Sense of Control, Perfectionism, Intolerance of Ambiguity

PSWQ

N/A IU was a stronger predictor of worry above other measures.

de Bruin, Rassin, & Muris, 2007

Cross-Sectional

105

IUS

Anxious Thoughts, & Neuroticism

PSWQ

N/A IU and metaworry beliefs made unique and independent contributions to the prediction of worry, but neuroticism was the strongest predictor of worry. IU and metaworry partial mediated neuroticism and worry.

Dugas, Freeston, & Ladouceur, 1997

Cross-Sectional

285

IUS

Social Problem Solving

PSWQ

N/A IU and negative problem orientation predicted worry.

Dugas, Gosselin, et al., 2001

Cross-Sectional

347

IUS

Responsibility, Anxiety Sensitivity, & Body Sensations

PSWQ

N/A IU significantly predicted worry over symptoms of OCD and panic.

Dugas, Schwartz, et al., 2004

Cross-Sectional

240

IUS

Dysfunctional Attitudes

PSWQ

N/A Worry predicted IU (but not significantly) over symptoms of depression. IU significantly predicted worry over dysfunctional attitudes.

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Fergus & Wu, 2010

Cross-Sectional

414

IUS

Negative Problem Orientation, Responsibly and Threat Estimation, Perfectionism, & Importance and Control of Thoughts

PSWQ

N/A IU significantly predicted both OCD and GAD, but was more related to OCD.

Chen & Hong, 2010

Prospective

130

IUS

Daily Hassles PSWQ

N/A IU moderated the relationship between daily hassles and anxiety symptoms over a month but not worry.

Holaway, Heimberg, & Coles, 2006

Between-Groups

560

IUS

PSWQ

GAD-Q-IV

N/A IU predicted worry, GAD and OCD symptoms, no differences were found between GAD or OCD.

Khawaja & McMahon, 2011

Between-Groups

253

IUS

Anxious Thoughts PSWQ

WAQ

N/A

Metaworry was related to GAD, OCD social phobia and depression. IU was not related to depressive symptoms. Metaworry was the strongest predictor of worry, GAD and OCD, IU was strongest predictor of social phobia.

Davis & Valentiner, 2000

Cross-Sectional

175

MCQ (MCQ-Negative Beliefs)

Positive Beliefs, Cognitive Confidence, Superstitions/ Punishment/Responsibility & Cognitive Self- consciousness.

PSWQ

GAD-Q N/A Negative metacognitive beliefs distinguished GAD cases from non GAD-cases and were a significant predictor of worry above other MCQ subscales.

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Penney, Mazmanian, & Rudanycz, 2012

Cross-Sectional

230

MCQ-30 (MCQ-Negative Beliefs)

Positive Beliefs about Worry

PSWQ WAQ N/A Negative metacognitive beliefs were the strongest predictor of GAD when controlling for trait worry. Negative metacognitive beliefs mediated the relationships between trait worry and GAD symptoms.

Roemer et al., 2005

Study 1

Cross-Sectional

240

AAQ

Fear of Emotions

PSWQ

GAD-Q-IV

N/A

Experiential avoidance was associated with worry severity and predicted GAD severity over other measures.

Buhr & Dugas, 2012

Cross-Sectional

251

IUS & AAQ

Fear of Anxiety PSWQ

WAQ N/A IU was the strongest predictor of worry. IU, fear of emotions and experiential avoidance were significantly higher in GAD group in comparison to non-GAD groups.

Khawaja & Chapman, 2007

Cross-Sectional

96

IUS & MCQ (MCQ-Positive Beliefs)

Negative Thinking, Positive Beliefs about Worry

PSWQ N/A IU was the strongest predictor of worry.

Tan, Moulding, Nedeljkovic, & Kyrios, 2010

Cross-Sectional

119

MCQ-30 & IUS (MCQ- Negative Beliefs)

Perception of Adult Attachment

GAD-Q-IV N/A Negative metacognitive beliefs were found to be the strongest predictor of GAD symptoms however, this was not found to be statistically significant after controlling for depression.

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Clinical Studies

Dugas et al., 1998

Cross-Sectional

44

IUS

Positive beliefs about Worry, Poor Problem Orientation, Cognitive Avoidance

PSWQ

WAQ

GAD Vs Control

IU distinguished GAD from control over other measures.

Khawaja, McMahon, & Strodl, 2011

Cross-Sectional

198

IUS

Anxious Thoughts WAQ GAD vs Control

Significant differences were found on IU and low non-clinical groups and clinical GAD, but no significant differences found between high non-clinical GAD and clinical GAD. Metaworry was able to distinguish between all three groups.

(Dugas et al., 2007)

Cross-Sectional

84

IUS

Positive Beliefs about Worry, Poor Problem Orientation & Cognitive Avoidance

PSWQ

WAQ

GAD

IU distinguished high GAD severity groups and the mild groups, but no moderate and severe, over other measures.

Dupuy & Ladouceur, 2008

Between-Groups

32

IUS

Positive Beliefs about Worry, Poor Problem Orientation & Cognitive Avoidance

WAQ

GAD GAD & Depression

IU was highest in groups with both GAD and depression, in comparison to GAD groups, over other measures.

Dugas, Marchand, & Ladouceur,

Between-Groups

45

IUS

Positive Beliefs about Worry, Negative Problem

PSWQ

WAQ

GAD Panic

IU distinguished GAD from panic, over other measures.

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2005

Orientation & Cognitive Avoidance

Ladouceur et al., 1999

Between-Groups

106

IUS

Positive Beliefs about Worry, Poor Problem Orientation & Cognitive Avoidance

PSWQ

GAD-Q

Primary &Secondary GAD Other Anxiety Disorder

IU and problem orientation distinguished GAD from other anxiety disorders. IU was not able to distinguish from primary or secondary GAD.

Barahmand, 2009

Between-Groups

180

MCQ

Anxious Thoughts & Thought Control

GAD OCD Depression Control

Negative metacognitive beliefs were highest in GAD groups in comparison to OCD, depression and control.

Wells & Carter, 2001

Between-Groups

120

MCQ

Anxious Thoughts

GAD Social phobia Panic

GAD patients had significantly higher negative metacognitive beliefs in comparison to social phobia and panic.

Roemer et al., 2005 Study 2

Cross-Sectional

19 AAQ

Fear of Emotions PSWQ

GAD GAD reported higher experiential avoidance, which was significantly associated with reports of stress and worry.

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Ruggiero, Stapinski, Caselli, Fiore, & Gallucci, 2012

Cross-Sectional

138

MCQ-30 & IUS

Anxiety Control PSWQ

GAD vs Control

Negative metacognitive beliefs and anxiety control interacted to strengthen the effect of IU on worry severity.

Stapinski, Abbott, & Rapee, 2010

Cross-Sectional

126

MCQ-30 & IUS (Total Subscale)

Anxiety Control & Affect Control

PSWQ

GAD vs Control

IU was a significant predictor of GAD but not worry severity. Metacognitions (total subscale) were significant predictors of worry but not GAD.

Lee et al., 2010

Cross-Sectional

90

IUS & AAQ

Fear of Emotions

PSWQ

GAD vs Control

Experiential avoidance and fear about emotions was higher in the GAD groups in comparison to controls.

Note: AAQ=Acceptance and Action Questionnaire, GAD-Q=Generalised Anxiety Disorder Questionnaire, GAD-Q-IV=Generalised Anxiety Disorder

Questionnaire-Revised, IUS=IU Scale, MCQ=Metacognitions Questionnaire, MCQ-30=Metacognitions Questionnaire (30-items), PSWQ=Penn State

Worry Questionnaire, WAQ=Worry and Anxiety Questionnaire.

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2.7.1.1 Summary of Sample, Constructs Measured and Design

Out of the 26 studies, seventeen studies explored the role of IU. Seven used clinical

samples, three of which used a mixed clinical sample (Dugas, Marchand, et al.,

2005a; Dupuy & Ladouceur, 2008; Ladouceur et al., 1999), and four used a sample

of GAD participants only (Dugas et al., 1998; Dugas et al., 2007; Khawaja et al.,

2011; Stapinski et al., 2010); the remaining ten studies used non-clinical samples

(Buhr & Dugas, 2006; Chen & Hong, 2010; de Bruin et al., 2007; Dugas et al., 1997;

Dugas, Gosselin, et al., 2001; Dugas, Schwartz, et al., 2004; Fergus & Wu, 2010;

Holaway et al., 2006; Khawaja & Chapman, 2007; Khawaja & McMahon, 2011).

Four explored the role of negative metacognitive beliefs. Two used a mixed clinical

sample (Barahmand, 2009; Wells & Carter, 2001), and two used non-clinical

samples (Davis & Valentiner, 2000; Penney et al., 2012). One study explored the

role of experiential avoidance, but reported two studies in the paper, the first using a

non-clinical sample and the second using a clinical sample of GAD participants

(Roemer et al., 2005).

Four studies looked at a combination of these constructs, with two studies looking at

the role of negative metacognitive beliefs and IU and the final two papers explored

the role of IU, and experiential avoidance. Of the two studies looking at the role of

negative metacognitive beliefs and IU, one used a clinical sample of GAD

participants (Ruggiero, Stapinski, Caselli, Fiore, Gallucci, et al., 2012) and the other

study used a non-clinical sample (Tan et al., 2010). Of the two papers that explored

the relationships between IU and experiential avoidance, Buhr and Dugas (2012)

used a non-clinical sample, and Lee and colleagues (2010), used a clinical sample

compared to a matched control group. None of the papers found looked at the role

of negative metacognitive beliefs and experiential avoidance, or all three constructs

in combination.

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One study used a prospective design (Chen & Hong, 2010); seven studies used a

between-groups design (Barahmand, 2009; Dugas, Marchand, et al., 2005; Dupuy &

Ladouceur, 2008; Holaway et al., 2006; Khawaja & Chapman, 2007; Ladouceur et

al., 1999; Wells & Carter, 2001) with the remaining eighteen studies using a cross-

sectional design (Buhr & Dugas, 2006; Buhr & Dugas, 2012; Davis & Valentiner,

2000; de Bruin et al., 2007; Dugas et al., 1997; Dugas et al., 1998; Dugas, Gosselin,

et al., 2001; Dugas et al., 2007; Dugas, Schwartz, et al., 2004; Fergus & Wu, 2010;

Khawaja & McMahon, 2011; Khawaja et al., 2011; Lee et al., 2010; Penney et al.,

2012; Roemer et al., 2005; Ruggiero, Stapinski, Caselli, Fiore, Gallucci, et al., 2012;

Stapinski et al., 2010; Tan et al., 2010). All the studies relied on self-report

measures and all the non-clinical studies were recruited from non-clinical university

student populations. The following section offers a synthesis of the findings of these

studies, which provides an account of statistically significant results, in addition to an

illustration of the magnitude of the effect where data was available1.

2.7.1.2 Intolerance of Uncertainty

Studies exploring IU yielded the greatest number of studies (17) with mixed

findings. In support of the construct, non-clinical studies have tested IU (IUS;

Freeston et al., 1994) in the context of negative problem orientation and

problem-solving skills subscales (Social Problem-Solving Inventory-Abridged;

Dugas, Freeston & Ladouceur, 1996) (Dugas et al., 1997), perceived control

(Sense of Control Scale; Lachman & Weaver, 1998), and perfectionism

(Multidimensional Perfectionism Scale; Hewitt & Flett, 1991) (Buhr & Dugas,

2006), and poor problem solving-confidence (Problem Solving Inventory;

1 Effect size reference: Correlation effect sizes ‗r‘ small= 0.10; medium= 0.30 and large = 0.50. Difference

effect sizes: Cohen‘s d small = 0.20; medium = 0.50 and large =0 .80. Regression effect size: % = R2

change; Odds Ratios (OR) effect size: Small -1.1-1.5; medium=1.6-3.0 and large = >3.0.

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Heppner & Petersen, 1982), positive beliefs about worry (Positive beliefs

subscale of the Metacognitions Questionnaire; Cartwright-Hatton & Wells, 1997),

negative thinking (Anxious Thoughts and Tendencies Scale; Uhlenhuth et al,

1999) (Khawaja & Chapman, 2007) and severity of worry. Correlational analysis

from these suggested all these constructs to have positive relationships with

worry severity with IU having the largest positive correlation. These three

studies reported ranges between r=0.70, r=0.63, and r=0.74 respectively, with a

mean of r=0.69.

Further hierarchical regression analysis in Dugas and colleagues (1997) study,

with their final model including IU, negative problem orientation and problem

solving skills, indicated these variables to offer 21.7% to the overall variance in

the prediction of worry severity, however, only IU and negative problem

orientation were independent predictors. In support of these findings, Buhr and

Dugas, (2006) indicated a single significant predictor of IU to offer 13% in their

final model in the prediction of worry severity. The final study by Khawaja and

Chapman (2007) indicated IU, problem solving confidence, anxious thoughts,

and positive beliefs about worry, to contribute 13% to their final model in

predicting worry severity, however, only IU and anxious thoughts made

independent contributions. Thus, these three studies overall offer support for IU

being a unique construct in the prediction of worry.

In addition to these non-clinical studies, two studies using clinical GAD

participants have reported evidence to support IU and its relationship with worry.

In a sample of GAD participants and a control group, Dugas et al., (1998) using

Discriminant function, found IU (IUS; Freeston et al., 1994), poor problem

orientation (Social Problem-Solving Inventory-Abridged; Dugas, Freeston &

Ladouceur, 1996), and cognitive avoidance (White Bear Suppression Inventory;

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Wegner & Zanakos, 1994) to be highly related in GAD participants with the final

model correctly classifying 82%. Further examination of the standardised

canonical coefficients (0.91) revealed IU being the largest predictor in

distinguishing GAD participants from the control group.

Further to this, Dugas and colleagues (2007) recruited a sample of GAD

participants who were separated into mild, moderate, and severe groups based

on the severity of GAD. Their findings indicated IU (IUS; Freeston et al., 1994),

positive beliefs about worry (Why Worry-II; Gosselin et al., 2003); negative

problem orientation (Social Problem Solving Inventory Revised; D‘Zurilla et al.,

1998), and cognitive avoidance (Cognitive Avoidance Questionnaire; Gosselin et

al., 2002) to be positively correlated to worry severity. The strongest correlation

being offered by IU and worry (r=0.38). When comparing the three distinct

groups, only IU and negative problem orientation revealed distinct groups

differences, but only between mild and severe GAD groups, (M [SD] for IUS,

mild GAD; 56.75 [12.44], severe GAD; 88.19 [19.33], d=1.25) (Dugas et al.,

2007). These results demonstrate the IUS offering the largest difference in mean

scores and effect size between these groups, therefore suggesting IU can offer

specificity to distinguish GAD participants.

Initial conclusions from these clinical and non-clinical studies suggest that IU

may play a unique role in predicting worry and GAD. However, four studies

found contradictory results to these presented. In the first study comparing GAD

participants with control groups, Stapinski and colleagues (2010) explored the

role of fear of emotions (Affect Control Scale; Williams, Chamblass, & Ahrens,

1997), metacognitions (total subscale) (MCQ-30; Cartwright-Hatton & Wells,

1997), and IU (IUS; Freeston et al., 1994) in a clinical sample of GAD

participants. Results from logistic regression reported fear of emotions

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(OR=0.82) as playing an important role in the prediction of GAD status and this

was the largest predictor of GAD status, with IU being the second largest

predictor (OR=1.06) (Stapinski et al., 2010). However, this study used the total

subscale for the MCQ and not just the negative metacognitive beliefs subscale,

therefore this study design was flawed, and replication is required to distinguish

fully the variables with the largest predictive power for GAD status.

In addition to this study, de Bruin and colleagues (2007) explored metaworry

(Anxious Thought Inventory; Wells 1994), IU (IUS; Freeston et al., 1994) and

neuroticism (Eysenck Personality Questionnaire; Eysenck, Eysenck, & Barrett,

1985) in predicting worry in a non-clinical sample. Entering all these variables in

their final model it contributed 6% to the overall prediction of worry, although,

they found neuroticism to be the only significant predictor (de Bruin et al., 2007).

However, this variance remained small, and there may be other predictors of

worry that were not measured in this study for example, age, gender, and

depression that may be more significant. In addition, there may be an overlap f

variance with the neuroticism measure, therefore may not be measuring unique

constructs, highlighting potential circularity of the measured constructs.

In contrast, Khawaja and McMahon (2011) separated their non-clinical sample

into GAD, OCD, social phobia, and depression. Findings indicated metaworry

subscale (Anxious Thought Inventory; Wells 1994) and IU (IUS; Freeston et

al.,1994) both significantly predicted GAD, OCD and social phobia symptoms,

but had the strongest relationship with GAD symptoms, with metaworry (10.82%)

being more significant than IU (9.36%). However, this difference in the variance

offered by metaworry and IU is so small in terms of the magnitude of effect;

clinically this would be unlikely to have any practical relevance.

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The final study (Khawaja, McMahon & Strodl, 2011) had a clinical GAD sample

and control group, separated into high and low GAD severity. Results

demonstrated a specificity of IU (IUS; Freeston et al.,1994) in distinguishing

between low non-clinical GAD and GAD participants, but it was unable to

distinguish between GAD and high non-clinical GAD (M [SD], low GAD; 40.09

[11.03], high GAD; and GAD; 86.59 [20.23], d=2.59). Whereas the metaworry

subscale (Anxious Thought Inventory; Wells 1994) was able to distinguish

between all three groups, (M [SD], low GAD; 8.42 [8.42], high GAD; 17.70 [4.63]

and GAD; 20.08 [4.20], d = 2.02, between low GAD and clinical GAD). These

results suggest metaworry may be a more sensitive measure of GAD as the

variation in the scores between the low and high GAD groups was much greater

in the metaworry measure (Khawaja et al., 2011).

The specificity of IU construct has been further explored in both non-clinical and

clinical samples, with conflicting results. Three non-clinical studies have

explored specific relationships with GAD, OCD, and worry symptoms. Dugas,

Gosselin, and Ladouceur (2001) explored IU (IUS; Freeston, et al., 1994),

anxiety sensitivity (Anxiety Sensitivity Index; Reiss, Peterson, Gursky, &

McNally, 1986), obsessions, and compulsions (Paudua Inventory: Sanavio,

1988; R-Scale; Salkovskis, 1992) in a non-clinical sample. Results revealed that

IU had the largest correlation (r=0.70) with worry severity, moderately correlated

(r=0.48) with obsessions and compulsive symptoms and showed only a small

relationship (r=0.23) with anxiety sensitivity symptoms. However, regression

analysis with IU in the final model, revealed IU as having the largest variance in

the prediction of worry severity (42%); suggesting IU was more related to worry

then to OCD.

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The final two non-clinical studies obtained results that were less supportive of

the role of IU. Fergus and Wu (2010) explored a combination of constructs,

including IU (IUS; Freeston et al., 1994), negative problem orientation (Negative

Problem Orientation Questionnaire; Robichaud & Dugas, 2005), responsibilities

and threat estimations, perfection, and certainty and importance of control of

thoughts (Obsessive Beliefs Questionnaire-44; Obsessive Cognitions Working

Group, 2005) (Fergus & Wu, 2010). Whereas Holaway et al. (2006) explored

only the IU (IUS; Freeston et al., 1994) construct. Both studies reported GAD

groups to score significantly higher on worry. However, Holaway and colleagues

reported IUS means not to be significantly different in GAD and OCD groups (M

[SD] GAD; 66.30 [20.39], OCD; 59.81 [16.59], d=0.35), therefore these results

suggest IU may be a common construct in both GAD and OCD (Holaway et al.,

2006).

Of the studies, using mixed clinical samples and between-groups designs to

assess the specificity of IU to worry and GAD, two studies have explored IU in

relation to other anxiety disorders. Ladouceur and colleagues (1999) explored

the role of IU (IUS; Freeston et a.l, 1994), positive beliefs about worry (Why

Worry; Freeston et al, 1994), cognitive avoidance (White Bear Suppression

Inventory, Wegner & Zanakos, 1994), and poor problem orientation (Problem

Solving Inventory; Heppner & Peterson, 1982). Looking at clinical samples with

a primary diagnosis of GAD, secondary diagnosis of GAD and anxiety disorder

groups without GAD, results indicated GAD symptoms to be able to distinguish

between the two GAD groups in comparison to other anxiety disorder groups,

suggesting GAD to be a distinct disorder. However, it was unable to distinguish

between primary and secondary diagnosis of GAD, this highlights the difficulties

individuals with co-morbid disorders have in obtaining an accurate diagnosis of

GAD in clinical practice, which would lead to appropriate treatment being offered.

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IU was found to be higher in those with GAD in comparison to other anxiety

disorders (M [SD], GAD group; 81.3 [24.5] and other anxiety disorder; 65.6

[20.3], d= 0.73), but it was unable to distinguish between primary and secondary

GAD groups (M [SD], primary GAD; 81.3 [24.5]; secondary GAD; 82.0 [22.1], d=

-0.03) (Ladouceur et al., 1999).

Further to this study, Dugas and colleagues (2005) explored the same constructs

with participants with GAD, and panic disorder. They found when comparing IU

in these group, IU (IUS; Freeston et al., 1994) was highest in GAD (M [SD], GAD

group; 75.59 [17.20], and panic disorder group; 63.21 [20.34] d=0.64). When

participant groups were collapsed together, all four components of the IU model;

IU, (IUS; Freeston et al., 1994), cognitive avoidance (White Bear Suppression

Inventory, Wegner & Zanakos, 1994), poor problem orientation (Problem Solving

Inventory; Heppner & Peterson, 1982) and positive belief about worry (Why

Worry; Freeston et al., 1994) were related to severity of worry, but not to

symptoms of panic (Dugas, Marchand, et al., 2005).

In addition to these studies, IU has been explored in clinical and non-clinical

participants with GAD and depression symptoms. Dugas and colleagues (2004)

explored the strength of the relationships between IU (IUS; Freeston, et al.,

1994), worry (PSWQ; Meyer et al 1990), and dysfunctional attitudes

(Dysfunctional Attitudes Scale; Weissman, 1980) about depression. Worry was

more related to the variance of IU (14.1%) than depression (6.3%), indicating IU

to be significant in both disorders, but offering a higher variance and specificity in

the prediction of worry severity (Dugas, Schwartz, et al., 2004).

Dupuy and Ladouceur (2008) used a clinical sample of participants with GAD

and a sample with GAD and comorbid depression to explore how cognitive

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variables manifest themselves when GAD and depression are comorbid. The

variables of interest included IU, (IUS; Freeston, et al., 1994); poor problem

orientation, (Negative Problem Orientation Questionnaire; Gosselin et al., 2005);

cognitive avoidance, (Cognitive Avoidance Questionnaire; Gosselin et al., 2002);

positive beliefs about worry; (Why Worry II; Gosselin et al., 2003). Results

demonstrated those with comorbid GAD and depression to be more intolerant of

uncertainty than those with a primary diagnosis of GAD (M [SD], GAD and

depression group; 97.87 [13.10], and GAD group; 70.76 [17.82], d=1.72) (Dupuy

& Ladouceur, 2008), thus suggesting IU is common in both GAD and

depression. Overall, the results from these studies provide an inconsistent

picture of specificity of IU with GAD and worry, and suggest IU may also be

present in other disorders.

Chen and Hong (2010) were the only authors to offer a prospective study with a

non-clinical sample exploring the role of daily hassles (Inventory of College

Students‘ Recent Life Events; Kohn, Lafreniere & Gurevich, 1990) in the context

of IU (IUS; Freeston et al., 1994) and prediction of worry (PSWQ; Meyer et al

1990) and anxiety (Beck Anxiety Inventory, Beck, Epstein, Brown and Streer,

1988) (Chen & Hong, 2010). The non-clinical sample completed assessments

one month apart, and in the final regression model the variables worry, IU, daily

hassles and interaction of IU and daily hassles were entered, which offered 0%

to the overall prediction of worry severity at time 2. Results indicated that IU

does not interact with daily hassles to predict a residual change in worry.

However, IU moderated the relationship between daily hassles and anxiety

symptoms particularly for those highly intolerant of uncertainty (simple slop

analysis for those who are more intolerant of uncertainty = 0.48, p<.01),

therefore indicating that those who are highly intolerant of uncertainty, each

additional daily hassles score predicts 0.48 higher score on anxiety symptoms.

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Chen and Hong suggest these finding indicates that those with high IU may be

more likely to perceive increased threats and probability of negative outcomes.

This coupled with information-processing biases towards uncertainty is likely to

inflate threat and therefore raise anxiety levels. As IU did not predict a change in

worry, they suggest daily hassles may not be a prerequisite for the development

of worry to occur (Chen & Hong, 2010). These results also suggest that IU does

not play a causal role in worry or GAD, however, had there been a longer time

period between follow up assessments, this may have allowed sufficient time for

a residual change in symptoms to be observed, therefore these findings may

need to be replicated with a longer follow up period.

2.7.1.3 Negative Metacognitive Beliefs

Of the two studies to explore the role of negative metacognitive beliefs; Davis and

Valentiner (2000) found negative metacognitive beliefs (MCQ; Cartwright-Hatton &

Wells 1997) to be a significant predictor of GAD status as measured by the GAD-Q.

Additionally, Penney and colleagues (2012) explored the role of positive beliefs

about worry (Why Worry-II; Holowka et al, 2000), and negative metacognitive beliefs

(MCQ-30; Wells & Cartwright-Hatton, 2004) in relation to GAD symptom severity as

measured by the WAQ. In their final model, which included, worry, positive beliefs

about worry and negative metacognitive beliefs, results indicated these variables to

offer 81% in the prediction of GAD symptom‘s, however positive beliefs about worry

did not make a unique contribution, when controlling for trait worry. Negative

metacognitive beliefs were also a significant mediator between worry and GAD,

therefore those with strong beliefs about the uncontrollability and dangerousness of

worry were more likely to experience GAD symptoms (Penney et al., 2012).

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In studies using between-groups design assessing the specificity of the negative

metacognitive beliefs, Wells and Carter (2001) examined metacognitive beliefs

(MCQ; Cartwright-Hatton & Wells, 1997) and metaworry (Anxious Thoughts

Inventory; Wells, 1994) in participants with GAD, depression, social phobia, panic

and a non-clinical control group. They found negative metacognitive beliefs to be

significantly elevated in the GAD sample in comparison to other participant groups

(M [SD], GAD; 50.4 [9.0], panic; 40.2 [10.9], social phobia; 38.8 [9.3], depression;

45.4 [9.3] and control group; 31.4 [8.6], d=2.15 between GAD and control group). In

addition, metaworry was elevated in all groups, but no significant differences were

found between GAD and panic disorder suggesting metaworry is common to both

disorders (M [SD], GAD; 19.7 [3.9] and panic; 15.7 [4.6], d =0.93).

Barahmand (2009) supported these findings, examining the level of metacognitive

beliefs (MCQ; Cartwright-Hatton & Wells, 1997) in participants with GAD, OCD,

depression, and a non-clinical control group, and supported the findings by Wells

and Carter (2001). They found negative metacognitive beliefs distinguished GAD

participants in their sample from other disorders and the control group, but suggest

negative metacognitive beliefs to be present on a continuum of severity for different

anxiety disorders, with higher levels observed in GAD samples. Overall, both these

studies suggest a specificity of negative metacognitive beliefs construct in clinical

samples of GAD.

2.7.1.4 Experiential Avoidance

Roemer and colleagues were the only authors to explore the role of fear of emotions

(Affective Control Scale; Williams et al., 1997) and experiential avoidance (AAQ-II:

Bond et al., 2011). In their non-clinical and clinical samples, results indicated

positive correlations of experiential avoidance with worry (r=0.43) and GAD severity

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symptoms (r=0.46) as measured by the GAD-Q-IV. Regression analysis from their

non-clinical sample indicated that experiential avoidance offered a small unique

contribution (2%) to the prediction of GAD severity. The authors suggest

experiential avoidance may not be unique to GAD, or may not be able to distinguish

GAD from other disorders, but could be a significant element when it comes to

treatment (Roemer et al., 2005). Therefore, this study offers some support for an

association and unique contributor between experiential avoidance, worry, and

GAD, although further empirical evidence may be required to understand this more,

as a limited number of empirical studies are currently available.

2.7.1.5 Negative Metacognitive Beliefs and Intolerance of Uncertainty

Of the initial studies obtained, only two explored the role of IU and negative

metacognitive beliefs in combination. Ruggiero et al., (2012) explored the

interactional effects of IU and negative metacognitive beliefs (MCQ-30; Wells &

Cartwright-Hatton) and perceived control (Anxiety Control Questionnaire; Rapee et

al., 1996) in a sample of participants with GAD and a control group. Results

indicated the relevance of IU and negative metacognitive beliefs, with negative

metacognitive beliefs and anxiety control independently adding to the effect of IU on

worry severity. They suggest that IU is the initial trigger, while negative

metacognitive beliefs and perceived control are secondary appraisals of worry that

increase the effects of IU on worry (Ruggiero, Stapinski, Caselli, Fiore, Gallucci, et

al., 2012). In the second study, Tan et al., (2010) explored the role of IU (IUS;

Freeston et al., 1994), negative metacognitive beliefs (MCQ-30; Wells & Cartwright-

Hatton, 2004), and developmental factors, and their ability to predict GAD

symptoms. IU and negative metacognitive beliefs were both found to be strong

predictors of GAD, together offering 20% variance to the prediction GAD symptoms

(developmental factors did not contribute). However, after controlling for

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depression, this did not reach statistical significance (Tan et al., 2010). Further

studies are required to understand this relationship more.

2.7.1.6 Intolerance of Uncertainty and Experiential Avoidance

Two studies have explored the combination of IU and experiential avoidance. Lee

and colleagues (2010) explored the role of IU (IUS; Freeston et al., 1994) and

experiential avoidance (AAQ; Hayes et al, 2004) in a clinical sample versus a control

group. Initial findings looking at correlations between severity of symptoms, indicate

positive correlations between IU and experiential avoidance and measures of worry

(r=0.86 & r=0.87). In addition, when comparing differences between groups, higher

levels of experiential avoidance were found in those with GAD in comparison to the

control groups (M [SD], GAD group; 76.51 [10.62], non-GAD; 45.67 [8.44], d = 3.21)

(Lee et al., 2010). The authors suggest that those with high IU may engage in

avoidance to cope with their distress to low tolerance of uncertainty.

Further to this study, Buhr and Dugas (2012) explored the role of fear of emotions

(Affective Control Scale; Williams et al., 1997), experiential avoidance (AAQ; Hayes

et al 2002), and IU (IUS; Freeston et al., 1994) in excessive worry and GAD.

Results indicated from the final model, which included IU, fear of emotions, and

experiential avoidance, to offer 47% to the prediction of worry severity, however only

IU and fear of anxiety made an independent contribution. Furthermore, after

grouping participants into those who met the GAD criteria and non-clinical

participants (as measured by the WAQ), the groups differed significantly on IU and,

on all four subscales of the fear of emotions and experiential avoidance. Overall,

Buhr and Dugas (2012) suggest IU, fear of emotions and experiential avoidance are

all related to worry; however, experiential avoidance offered only a small

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contribution, which suggests it is not specific to GAD, but is a general psychological

vulnerability.

2.8 Discussion and Conclusion

Sections 2.3.3.1, 2.3.4.1, and 2.3.5.1 of the literature review provided empirical

support for the IU, Metacognitive, and the Acceptance-Based models of GAD. Each

model stipulates a clear conceptualisation of the psychological mechanisms

underlying worry and GAD. This systematic review has provided a synthesis of the

findings of these psychological mechanisms, in an attempt to explain how IU,

negative metacognitive beliefs, and experiential avoidance are associated with or

contribute to the prediction of worry and GAD in clinical and non-clinical adult

populations.

The majority of the studies from this review have been for the IU construct, which

have thus far provided conflicting results. Five clinical and non-clinical studies

provided initial support for the IU construct (Buhr & Dugas, 2006; Dugas et al., 1997;

Dugas et al., 1998; Dugas et al., 2007; Khawaja & Chapman, 2007). Additionally,

two further studies exploring a combination of IU and experiential avoidance also

offered support for the IU construct and its relationship with worry and GAD, (Buhr &

Dugas, 2012; Lee et al., 2010), although Stapinski and colleagues (2010) reported

fear of emotions to be a stronger predictor of worry over IU. When IU was explored

with metaworry, the results in these studies were contrasting. One of the studies

reported both IU and metaworry made independent and unique contributions to the

prediction of worry, but neuroticism offered the largest variance, suggesting the

personality construct was a stronger predictor than the two psychological

mechanisms (de Bruin et al., 2007).

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The final two studies exploring only metaworry and IU, both found metaworry to offer

specificity of GAD in a non-clinical sample of GAD, OCD, social phobia and

depression (Khawaja & McMahon, 2011), which also highlighted metaworry as

being able to distinguish between GAD and non-clinical GAD and low non-clinical

GAD participants (Khawaja et al., 2011). Despite these results, a limitation of

metaworry measure, AnTI has been noted previously within this review, due to its

predominant focus on the uncontrollable nature of worry and not danger (Wells,

2005). This issue of circularity with the diagnostic category is likely to inflate

associations between metaworry and GAD, therefore these results needs to be

considered within the context of this limitation for the metaworry measure.

Further results on the specificity of IU to worry and GAD have offered conflicting

results. Out of three non-clinical studies, exploring IU in the context of OCD and

GAD, only one was in support of IU being more prominent in GAD than in OCD

(Dugas, Gosselin, et al., 2001). Two studies disputed this finding, with one study

reporting IU to be higher in OCD (Fergus & Wu, 2010) and the other reporting it to

be equally present in GAD and OCD (Holaway et al., 2006). Additionally, in clinical

samples, IU was reported as not to be able to distinguish between primary GAD and

secondary GAD, but was able to distinguish between other anxiety disorders, with

findings from another study supporting this, as IU was able to distinguish between

GAD and panic disorder (Dugas, Marchand, et al., 2005). In contrast to this finding,

one study reported IU to be more prominent in social phobia (Khawaja & Chapman,

2007), thus highlighting further inconsistencies in the literature.

Further to these studies, IU has been explored in relation to GAD and depression,

with one study supporting IU as being more prominent in GAD than in depression

(Dugas, Schwartz, et al., 2004), which was supported by Khawaja et al., (2011).

However, Dupuy and colleagues (2008) offered conflicting results as they reported

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increased levels of IU in a sample of comorbid GAD and depression. Therefore, the

results for IU and its specific role in worry and GAD are less clear as it appears to be

a construct not specific to worry and GAD. IU also does not appear to offer a causal

role in the development of worry, as demonstrated by findings from Chen and

Hong‘s (2010) prospective study.

Secondly, findings from this review have thus far highlighted negative metacognitive

beliefs as playing an important role in worry and GAD, with four non-clinical and

clinical studies consistently providing support for this notion. Results from the two

clinical studies suggest negative metacognitive beliefs appearing to offer specificity

between GAD and other disorders (Barahmand, 2009; Wells & Carter, 2001).

Additionally, of the two studies that explored the role of negative metacognitive

beliefs and IU, Tan et al., (2010), in a non-clinical sample reported negative

metacognitive beliefs as offering the largest variance in the prediction of GAD as

measured by GAD-Q-IV, above IU, although this was not significant after controlling

for depression. The final study offered evidence of an interactional relationship

between negative metacognitive beliefs and IU, which suggests negative

metacognitive beliefs increased the effect of IU on the severity of worry (Ruggiero,

Stapinski, Caselli, Fiore, Gallucci, et al., 2012). Although limited studies have been

presented within this review for the role of negative metacognitive beliefs, the results

from these initial studies offer promising results in support of negative metacognitive

beliefs and their role in worry and GAD. Although further empirical support is

required to confirm these conclusions.

Lastly, this review offered minimal evidence for the role of experiential avoidance as

an important construct in the development and maintenance of worry and GAD. The

findings from these two studies appear to offer little evidence of an independent

contribution of experiential avoidance in the development and maintenance of worry

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and GAD (Roemer et al., 2005). This was also highlighted in the two studies that

explored the role of experiential avoidance and IU (Buhr & Dugas, 2012; Lee et al.,

2010). However, the findings from these studies offer some evidence to suggest an

association between experiential avoidance, worry, and GAD, which may suggest

experiential avoidance is a general vulnerability factor common to all mental health

problems as highlighted in section 2.3.5.1.

2.8.1 Limitations of the Published Literature

The findings from this review have provided some interesting results and offered

some insights into the specific role each of the three constructs has with worry and

GAD. However, they need to be taken in context with some specific limitations of

the studies. First, the majority of the studies obtained utilised non-clinical samples;

often university students which may limit the generalisability of the findings obtained

to a clinical population. Second, all but one study (Chen & Hong, 2010) used cross-

sectional and between-groups designs, which does not allow for inferences on

causality to be drawn from the studies presented within this review. Third, clinical

samples were often small (Dugas, Marchand, et al., 2005; Dupuy & Ladouceur,

2008; Ladouceur et al., 1999; Roemer et al., 2005; Wells & Carter, 2001) and as a

consequence of studies being underpowered, results may not be accurate and may

inflate false positive results within the findings.

Fourth, two of the studies reported findings from samples with co-morbid diagnoses

(Dugas et al., 2007; Lee et al., 2010), which suggests results obtained may not be

specific to GAD, and may be attributable to other co-morbid disorders present within

the sample, thus again potentially devaluing the results obtained. Fifth, not all the

studies controlled for the effects of demographic factors (i.e. age and gender)

(Roemer et al., 2005; Stapinski et al., 2010; Tan et al., 2010), the overlap of

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depressive symptoms (Buhr & Dugas, 2006; Buhr & Dugas, 2012) or demographics

and the overlap of depressive symptoms (Chen & Hong, 2010; Davis & Valentiner,

2000; de Bruin et al., 2007; Fergus & Wu, 2010; Holaway et al., 2006; Khawaja &

Chapman, 2007; Khawaja & McMahon, 2011; Penney et al., 2012). The additional

variance from these factors may have contributed to the results and may have

resulted in them demonstrating significant findings in support of specific constructs,

whereas, if these factors had been controlled for, the results might not have been

significant. Lastly, Chen and Hong (2010) provided some interesting results but did

not find a significant interactional effect of daily hassles. However, they conducted

the follow-up to their study only one month later, and this may not have been long

enough to observe a change in symptoms, which suggests that further studies may

need to offer a longer time before conducting follow-up assessments.

In conclusion, this review provides some insights into the association and the unique

and relative contributions in the variants attributable to worry and GAD of each of

these model constructs in clinical and non-clinical samples. Thus far, negative

metacognitive beliefs appear to offer the most plausible explanation for the factors

responsible for persistent worry and GAD. Despite this, further studies are required

to replicate the findings and add to the existing body of literature to try to find a

consistent and coherent picture of the factors that are directly attributable to the

development and maintenance of persistent worry and GAD.

After reviewing, the methodological limitations from the current review, further

research may want to (1) explore further the relative merits of IU, negative

metacognitive beliefs, and experiential avoidance, and their unique and relative

contribution to the prediction of worry and GAD. Specifically, due to reported

problems with the construct measuring negative metacognitive beliefs, highlighted in

section 2.3.4.1 studies should consider using only the items that relate to assessing

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the danger of worry to ensure that this issue is addressed. (2) Additional studies

should use prospective designs to offer insights into casualty. (3) Large clinical and

non-clinical samples of participants should be recruited to ensure the statistical

robustness of the findings. (4) Studies should also control for other factors that may

contribute to the variance observed in worry and GAD, such as daily hassles, age,

gender, and depression, to allow firmer conclusions to be drawn from the findings.

These recommendations were taken into consideration when designing the current

study, which is presented in the following chapter.

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Chapter 3: Empirical Paper

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Intolerance of Uncertainty, Negative Metacognitive Beliefs and Experiential

Avoidance in predicting Worry and Generalised Anxiety Disorder2

Whittaker Bork, N, O‘Carroll, P, & Fisher, P

Department of Clinical Psychology, University of Liverpool, Liverpool

3.1 Abstract

The Intolerance of Uncertainty, Metacognitive, and Acceptance-Based models of

generalised anxiety disorder (GAD) stipulate three vulnerability mechanisms for

understanding the development and maintenance of persistent worry and GAD.

These vulnerability factors include intolerance of uncertainty, negative metacognitive

beliefs, and experiential avoidance. Cross-sectional studies have supported the

unique constructs for each model and their relationships with worry and GAD;

however, there are few prospective studies and none has included an assessment

of all three models. The current study aimed to extend previous research by

examining relative and unique contributions of each of these models in their

prediction of worry and GAD over time in a non-clinical sample.

A non-clinical sample completed a battery of self-report questionnaires (N=586) and

again 6 months later (N=323). Logistic and hierarchical regression analysis showed

that from the three psychological models tested only negative metacognitive beliefs

about the danger of worry significantly predicted worry and GAD status, in addition

to other known predictors. Thus, suggesting that metacognitive theory can enhance

our knowledge of the factors responsible for the persistence of worry and GAD.

Key Words: generalised anxiety disorder, worry, intolerance of uncertainty, negative

metacognitive beliefs, and experiential avoidance.

2 This paper is to be submitted to the Journal of Anxiety Disorders for publication, please see Appendix A for

author guidelines.

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3.2 Introduction

Generalised anxiety disorder (GAD) is a common mental health problem that is

characterised by persistent and uncontrollable worry (APA, 2000). It has a chronic

course and is associated with high levels of co-morbidity (Rodriguez, Bruce,

Pagano, & Keller, 2005; Yonkers, Dyck, Warshaw, & Keller, 2000), with a lifetime

prevalence rate of 5.7% (Kessler, Walters, & Wittchen H, 2004). Increased

prevalence rates are observed for women (2:1) (Maier et al., 2000; Olfson et al.,

2000), in unmarried individuals, and those from low socioeconomic and ethnic

minority groups (Kessler et al., 2004). It represents a considerable public health

concern because of its chronic course (Wittchen, Zhao, Kessler, & Eaton, 1994),

coupled with high rates of GAD presenting in primary care settings, it has led to high

costs to the public health service and the economy (Barrett, Barrett, Oxman, &

Gerber, 1988; Maier et al., 2000; Olfson et al., 2000; Roy-Byrne, 1996). Health care

costs of anxiety disorders alone, in 2007 were an estimated £1.2 billion for the UK,

and with the addition of loss of employment, the total cost was £8.9 billion (DoH,

2011; McCrone, Dhanasiri, Patel, et al., 2008).

Theoretical advances in understanding the development and maintenance of worry

and GAD have led to several competing theoretical models and treatments. Most of

these models fall under the rubric of Cognitive Behavioural Therapy (CBT). Early

generic models of anxiety such as Beck‘s models of Anxiety (Beck, Emery, &

Greenberg, 1985) and Barlow‘s model of Anxious Apprehension (Barlow, 2000)

provided the foundation of the development of specific models of GAD. Borkovec

and colleagues (Borkovec et al., 2004) provided the advent of specific models,

which saw the development of the Cognitive Avoidance model, which highlighted the

specific role of avoidance of unwanted images, somatic and emotional experiences.

Worry therefore serves the purpose of helping the individuals to avoid perceived

catastrophic events of occurring (Borkovec, 1994).

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Four further recent models with growing empirical support include the Intolerance of

Uncertainty (IU) model of GAD, which focuses on the construct of IU (Dugas,

Gagnon, Ladouceur, & Freeston, 1998) the Metacognitive model of GAD, which

stipulates a specific role for negative metacognitive beliefs (Wells, 1995, 1999), an

Acceptance-Based model of GAD, which has the process of experiential avoidance

as its unique construct (Roemer, Salters, Raffa, & Orsillo, 2005). Finally a Cognitive

Model of Pathological Worry (Hirsch & Mathews, 2012) this model suggests worry

arises from an interaction between involuntary (bottom up) process, habitual biases

in attention, and biases interpretation of threatening stimuli and voluntary (top down)

process (Hirsch & Mathews, 2013). All these various processes have been

observed to distinguish normal worriers from those experiencing GAD.

Of main interest in this research were three leading models, which included the IU

model, the Metacognitive Model and finally the Acceptance based model. The IU

model (Dugas et al., 1998) is a schema-based model that highlights individuals with

GAD are more likely to react negatively on an emotional, cognitive, and behavioural

level to situations that are uncertain, and this notion is thought to be the key

component related to the development and maintenance of worry and GAD. The

model suggests that individuals with IU use worry as a coping strategy, as they

believe their worry will serve a purpose to help them cope with threatening situations

or actually prevent them from happening, (Dugas et al., 1998; Freeston, Rhéaume,

Letarte, Dugas, & Ladouceur, 1994).

Worrying leads to negative problem orientation, where problems are perceived as

threats leading to avoidance of situations where problems may arise. In addition, IU

leads to cognitive avoidance, a strategy used by the individual to help them cope,

but in the long-term is largely ineffective as it serves to maintain beliefs about the

danger of ambiguous or uncertain situations and individuals are unable to avoid

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uncertainty altogether, thus increasing their worry (Dugas et al., 1998). Empirically,

high levels of IU have been associated with an increased severity of worry

(Ladouceur, Gosselin, & Dugas, 2000), and have been found to be higher in those

experiencing GAD in comparison to other anxiety disorders (Dugas, Gosselin, &

Landouceur, 2001; Dugas, Schwartz, & Francis, 2004; Dugas, Marchand, &

Ladouceur, 2005; Ladouceur et al., 1999).

One element of the Metacognitive model of GAD (Wells, 1995, 1999) proposes that

individuals hold positive metacognitive beliefs about worry. Positive metacognitive

beliefs relate to the usefulness of worry, that it is a helpful activity; that worrying

enables individuals to anticipate future problems, and to consider strategies to help

them cope. All individuals will hold positive beliefs about worrying at times, but the

Metacognitive model states that this is not the distinctive or proximal feature of GAD.

Wells and colleagues suggest that for individuals with GAD, the activity of worry can

also become the source of negative appraisals if worry persists.

These appraisals fall into two distinct categories; that worry is perceived to be

dangerous and that worry is perceived to be uncontrollable (Wells, 1999). As worry

escalates, the individual attempts to control or suppress their worry, which is largely

an ineffective mental control strategy that serves only to maintain worry. This

reinforces negative metacognitive beliefs that worry is uncontrollable. Research to

support this model, has highlighted that those with more severe worry have stronger

negative beliefs about the harmfulness and uncontrollability of worry (Ruscio &

Borkovec, 2004; Wells & Carter, 1999). In addition, negative metacognitive beliefs

about worry have been found to distinguish GAD sufferers from non-clinical worriers

(Cartwright-Hatton & Wells, 1997; Davis & Valentiner, 2000; Wells, 2005).

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Other models propose that fear of emotions has a key role in the development of

worry and GAD, which formed the basis of early psychological models of GAD such

as the Cognitive Avoidance model of GAD (Borkovec, Alcaine, & Behar, 2004).

These models stipulates that fear of emotions causes individuals with GAD to avoid

mental imagery, somatic and emotional experiences and, despite providing

alleviation from distress in the short-term, in the long-term this prevents emotional

processing that is required for the extinction of fears (Borkovec et al., 2004).

An additional, more recent, conceptualisation of fear of emotions, based on this

concept, is that of experiential avoidance, which refers to the unwillingness to

remain in contact with difficult thoughts, emotions, and other private experiences. It

is not focused on the interpretation of events or surroundings, but rather on how

individuals tolerate an anxious affect in the presence of fear cues such as body

sensations, emotions and thoughts (Hayes, Luoma, Bond, Masuda, & Lillis, 2006).

Experiential avoidance is the key unique construct of the Acceptance-Based model

of GAD developed by Roemer et al (2005).

This model suggests persistent worry is maintained by psychological inflexibility due

to experiential avoidance, with worry serving a function of avoiding experiences that

are distressing. Although in its infancy, some empirical support exists for this model,

showing an association of experiential avoidance with GAD (Roemer et al., 2005).

Roemer et al., (2005) reported that experiential avoidance contributed a unique

variance in a cross-sectional study of non-clinical participants reporting GAD

symptoms. In addition, Lee et al. (2010) reported high levels of experiential

avoidance in a treatment-seeking sample of GAD participants (Lee, Orsillo, Roemer,

& Allen, 2010).

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There has been little research exploring the relative and unique contribution to worry

and GAD comparing two or more of these processes. Two studies to date have

explored the role of IU and experiential avoidance (Buhr & Dugas, 2012; Lee et al.,

2010). Lee et al. (2010) reported both IU and experiential avoidance to be

associated with GAD, however only Buhr and Dugas (2012) explored the relative

contribution of experiential avoidance, and reported that although it offered some

variance in the prediction of GAD, it made only a small contribution, with IU being a

stronger predictor of GAD. The overall findings from these two studies appear to

demonstrate an association of experiential avoidance with GAD, but offer little

evidence of it offering a unique continuation to the development and maintenance of

GAD.

Two studies have explored metacognitions and IU, and both found IU to be the

strongest predictor of worry (Khawaja & Chapman, 2007; Stapinski, Abbott, &

Rapee, 2010). However, neither of these studies explored the specific role of

negative metacognitive beliefs alone, with one study exploring positive

metacognitive beliefs (Khawaja & Chapman, 2007) and the other study not

separating the individual Metacognitive model constructs (i.e. positive and negative

beliefs about worry) (Stapinski et al., 2010). Finally, one study has explored the role

of IU and negative metacognitive beliefs and their findings suggested there was an

interaction between IU and negative metacognitive beliefs, suggesting negative

metacognitive beliefs strengthened the link to IU, thus increasing worry and GAD

symptoms (Ruggiero et al., 2012).

In summary, most studies to date have been cross-sectional, with no previous

studies using a prospective design to examine the independent contributions made

by IU, negative metacognitive beliefs, and experiential avoidance in predicting worry

and GAD over a 6-month period. As indicated above, the construct of positive

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beliefs about worry is common to all three models, therefore, in this study, positive

beliefs about worry will be entered as a covariate. In addition, other covariates will

include mood, demographics and daily hassles, as previous studies have omitted to

control for these factors. Earlier criticisms have been made about the use of the

negative metacognitive beliefs sub-scale of the MCQ because it includes items

related to both dangerousness and uncontrollability (Behar, DiMarco, Hekler,

Mohlman, & Staples, 2009; Wells, 2005). As uncontrollability is a diagnostic

criterion for GAD, it is likely to inflate associations between the general negative

metacognitive beliefs and GAD. Therefore, this study will focus on negative

metacognitive beliefs about the dangerousness of worry.

Comparing these psychological processes, and controlling for these other key

factors, will allow a clear delineation of the key mechanism(s) involved in worry and

GAD. Therefore, this study will test whether IU, negative metacognitive beliefs

about danger and experiential avoidance prospectively predict worry severity and

GAD status. In addition, it will explore whether these three constructs are able to

contribute to the variance over and above factors previously implicated in worry

severity, including demographic factors, positive beliefs about worry and daily

hassles. Specific hypotheses with respect for the aim of the current study were as

follows:

1. ‘IU, negative metacognitive beliefs, and experiential avoidance as measured

at time 1 (T1) will prospectively predict residual change in worry at time 2

(T2), when demographic variables, worry T1, positive beliefs about worry T1,

depression T1, and daily hassles T2 are controlled’.

2. ‘IU, negative metacognitive beliefs, and experiential avoidance as measured

at T1 will prospectively predict GAD status T2 when demographic variables,

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GAD status T1, positive beliefs about worry T1, depression T1 and daily

hassles T2 are controlled’.

3.3 Method

3.3.1. Participants

Five hundred and eighty six (n=586) undergraduate and postgraduate students

participated in the study at T1. Three hundred and twenty three students (55%

retention rate) participated at T2, approximately 6-months later (See Appendix B for

recruitment procedure). Of the 323 who completed on both occasions, 248 (76.8%)

were female and 75 (23.2%) were male. The age range was 18-64 years with a

mean age of 22.99 years. The majority of the sample identified themselves as

White British 262 (81.1%), Irish 12 (3.7%), other white background 22 (6.8%), Asian

background six (1.8%), Black background three (0.9%), Chinese two (0.6%), and 16

(4.9%) identified themselves as having mixed ethnicity.

3.3.2 Measures

Dependent Variables

Penn State Worry Questionnaire (PSWQ): (Meyer, Miller, Metzger, & Borkovec,

1990). The PSWQ is a 16-item self-report measure of trait worry, assessing the

tendency to engage in excessive and uncontrollable worry. Participants rate the

extent to which the items are typical of themselves on a Likert scale ranging from 1

(Not typical at all) to 6 (Very typical of me). Higher scores indicate more severe

worry. The PSWQ has demonstrated convergent and divergent validity, internal

consistency (α=.93) and test-retest reliability (Meyer et al., 1990).

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Generalised Anxiety Disorder Questionnaire-IV (GAD-Q-IV): (Newman et al.,

2002). A 9-item self-report measure that assesses the severity of GAD and its

constituent components was based on the DSM-IV diagnostic criteria (APA, 2000).

The recommended cut-off score for individuals meeting the diagnostic criteria is 5.7,

which demonstrates test-retest reliability, convergent and discriminate validity, and

kappa agreement of .67 with a structured interview. Using this cut-off leads to

sensitivity of 83% and specificity of 89% (Newman et al., 2002). This measure was

used to screen participants meeting the criteria for GAD.

Predictor Variables

Intolerance of Uncertainty Scale (IUS): (Freeston et al., 1994). This 27-item

measure assesses uncertainty, emotional and behavioural reactions to ambiguous

situations, implications of being uncertain, and attempts to control the future. Items

are rated on a 5-point Likert scale, with higher scores on this measure indicating

greater IU. The IUS has shown good internal consistency and test-retest reliability

(Buhr & Dugas, 2002).

Metacognitions Questionnaire (MCQ-30): (Wells & Cartwright-Hatton, 2004). This

is a 30-item self-report measure, measuring a range of metacognitive beliefs

relevant to the vulnerability and to the maintenance of emotional disorders. It has

five subscales that assess ‗positive beliefs about worry’, ‗negative beliefs about the

danger and uncontrollability of worry‘, ‗cognitive confidence’, ‘need for control’ and

‗cognitive self-consciousness’. Items are scored on a four-point scale, yielding a

total score for each subscale ranging from 6-24. High scores indicate that more

positive and negative beliefs about worry, reduced cognitive confidence in memory,

greater belief in the need to control thoughts and an increased tendency towards

self-focused attention. This measure has demonstrated reliability, validity, and

moderate test-retest reliability (Wells & Cartwright-Hatton, 2004). For this study, the

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whole measure was administered with only positive and negative beliefs about worry

(only 3 items relating to the danger of worry) subscales being used for the analysis.

Acceptance and Action Questionnaire (AAQ-II): (Bond et al., 2011). This is a 10-

item measure of experiential avoidance and psychological flexibility. These are

rated on a 7-point Likert scale, ranging from 1 (never true) to 7 (always true). Higher

scores indicate greater psychological flexibility (i.e. less experiential avoidance).

This measure has good internal consistency, good test-retest reliability and validity

(Bond et al., 2011).

Covariate Variables

Depression Anxiety Stress Scale (DASS-21): (Lovibond & Lovibond, 1995). A 21-

item self-report measure of negative emotional states, including depression, anxiety,

and stress. Items are rated on a 4-point Likert scale ranging from 0 (does not apply

to me) to 3 (applied to me very much). Higher scores indicate a greater severity of

depression, anxiety, and stress. It has adequate construct validity and reliability

(Henry & Crawford, 2005). In the current study, only the depression subscale was

used.

Inventory of College Students’ Recent Life Events (ICSRLE): (Kohn, Lafreniere,

& Gurevich, 1990). This is as well validated 49-item self-report measure, designed

to assess students‘ levels of daily hassles without the contamination of general

psychological symptoms, measured on a 4-point Likert scale, 1 (not at all part of my

life) to 4 (very much a part of my life). Higher scores indicate higher levels of daily

hassles. It has acceptable test-retest reliability (Sarason, Johnson, & Siegel, 1978).

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3.3.3 Procedure

Ethical permission was sought and obtained prior to commencing this research, with

all participants consenting for their data to be used for research purposes.

Participants were provided with a web-based study and were greeted by an

information page (Appendix C), a consent page (Appendix D) and then completed

the set of questionnaires at T1, and were contacted by email, 6 months later to

complete the same questionnaires (Appendix E). All participants were entered into

a prize draw for gift vouchers upon completion of the second set of questionnaires.

3.3.4 Overview of Data Analytic Strategy

The data was analysed using the Statistical Package for Social Sciences (SPSS,

v.20). As not all scales were normally distributed, this study used nonparametric

statistics to ensure findings were robust. Nonparametric statistics (Mann-Whitney

U) were used to compare completers and non-completers and T1 outcomes, and

changes in worry (Wilcoxon signed ranks) and GAD status (McNemar) over time.

Gender differences were explored across worry severity T1 and T2, depression T1,

positive beliefs about worry T1, daily hassles T2, IU, negative metacognitive beliefs

about the danger of worry, and experiential avoidance (Mann-Whitney U) and GAD

status (Fisher‘s exact test, one-tailed). Where significant differences were found

these variables were entered as control variables in the subsequent regression

analyses; however, other variables were also entered to partial out variance.

Preliminary correlation analyses (Spearman Rho) examined the correlation of T1

and T2 worry, depression, positive metacognitive beliefs, IU, negative metacognitive

beliefs about danger, and experiential avoidance. To test the prediction that IU,

negative metacognitive beliefs about danger, and experiential avoidance as

assessed at T1 would prospectively predict worry 6 months later (T2), hierarchical

regression analysis was employed. Step one controlled for age, gender, and step

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two controlling for worry T1, depression T1, positive beliefs about worry T1 and daily

hassles T2 as these are previously know predictors of worry. With the addition of IU

at step three, experiential avoidance at step four, and finally negative metacognitive

beliefs about danger in step five. The order of the last three steps in the hierarchical

regression was determined by entering the last three variables in different orders.

As negative metacognitive beliefs were the only significant predictor of the three

constructs regardless of order enters, it was entered last as any variance that was

attributable to IU and experiential avoidance could be partialled out.

The final analysis involved a test of the prediction that IU negative metacognitive

beliefs about danger, and experiential avoidance as assessed at T1 would

prospectively predict GAD status 6 months later (T2). Logistic regression analysis

was employed, with step one controlling for age, gender, and step two controlling for

GAD status T1, depression T1, positive beliefs about worry T1 and daily hassles T2,

with the addition of IU step three, experiential avoidance at step four, and finally

negative metacognitive beliefs in step five. The rational for the order of steps in the

logistic regression, was the same as that employed for the hierarchical regression

analysis.

3.4 Results

3.4.1. Data Screening

Univariate analysis for each variable was assessed for normality, homogeneity of

variance, and the presence of outliers (Appendix F); there were no missing values

by virtue of the inclusion criteria. According to the Kolmogorov-Smirnov statistic

assumptions of normality were violated (DASS-D, PSWQ, MCQ-POS, MCQ-Neg-D,

IUS, AAQ-II, ICSRLE T2), however several variables visibly approximated normal

distributions with acceptable levels of skew and kurtosis. Nevertheless, non-

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parametric tests were used to assess bivariate correlations and to test for

differences amongst these variables. Analyses for multivariate outliers were

identified for seven cases. Due to the sensitivity of regression analysis to outlying

data points, all these cases were removed from the analysis (Tabachnick & Fidell,

2007) leaving a final sample of 316. The assumptions of linearity, homoscedasticity,

and normally distributed errors were all met (Appendix F). Tolerance values ranged

from 0.34 to 0.98, indicating no problems with multicollinearity as values were above

0.1 (Tabachnick & Fidell, 2007).

3.4.2 Descriptive, Preliminary and Correlational Analysis

3.4.2.1 Completers versus Non-Completers

Comparisons of participants who completed the study at both times and those who

completed only at T1 differed only in age, with those completing the study both

times being significantly older than those who completed only at baseline

[(Mdn=306.67, completed follow-up) (Mdn=278.71, did not complete), U=38626, z=-

2.008, p<.05].

3.4.2.2 Changes in GAD Status and Worry over Time

No significant differences were observed between worry scores T1 and T2, however

there was a significant difference between those who met GAD criteria at T1 and T2

(Table 2).

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Table 2: Differences in Measures of Worry and GAD Status over Time.

Time 1 (n=316) Time 2 (n=316) P

PSWQ

Mean (SD)

Median (IQR)

52.93 (13.37)

53.50 (20)

52.58 (13.38)

53.00 (20)

Z=-.850, p=.395

GAD-Q-IV

N

%

138

(43.7%)

119

(37.7%)

p<.05

Note: PSWQ=Penn State Worry Questionnaire, GAD-Q-IV=Generalised Anxiety Disorder

Questionnaire.

3.4.2.3 Gender Differences

Women reported significantly higher levels of worry at T1 and T2, however there

was no significant difference between the gender observed and those who met GAD

criteria (cut off 5.7) at T1. Significant differences were observed at T2 with more

women meeting the criteria for GAD status at T2 (Table 3). Gender was therefore

entered as a covariate in subsequent analyses.

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Table 3: Gender Differences in Worry and GAD Status T1 and T2

Male (n=69) Female (n=246) p

PSWQ T1

Mean (SD)

Median (IQR)

48.48 (13.67)

48 (21)

54.14 (13.05)

54 (19)

p<.01

PSWQ T2

Mean (SD)

Median (IQR)

48.43 (13.68)

46 (19)

53.74 (13.10)

54 (19)

p<.01

GAD-Q-IV T1

N

%

24

7.6%

114

36.1%

P=.60

GAD-Q-IV T2

N

%

16

5.1%

103

32.6%

p<.01

Note: PSWQ=Penn State Worry Questionnaire, GAD-Q-IV=Generalized Anxiety Disorder

Questionnaire

3.4.2.4 Correlations

Intercorrelations of outcome and predictor variables are presented in Table 4.

These indicated the univariate associations between each outcome and the

predictor variable, (worry- PSWQ).

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Table 4: Spearman‘s Rho Correlation Coefficients between Symptom Predictor and

Covariate Variable.

Variable 1 2 3 4 5 6 7 8 Median

(IQR)

1. PSWQ T1 - .846*** .493*** .289*** .679*** .703*** -.655*** .476*** 53.50 (20)

2. PSWQ T2 - .451*** .315*** .642*** .649*** -.594*** .578*** 53 (20)

3. DASS-D - .075 .536*** .523*** -.587*** .501*** 4 (5)

4. MCQ-POS - .126* .324*** -.134* .202*** 10 (5)

5. MCQ-NEG-D - .608*** -.679*** .505*** 6 (4)

6. IUS - -.715*** .536*** 59.50 (104)

7. AAQ-II - -.515*** 47 (19)

8. ICSRLE T2 - 91 (30)

Note: PSWQ=Penn State Worry Questionnaire, T1 & T2, DASS-D=Depression, MCQ-

POS=Positive Beliefs about Worry; MCQ-NEG-D=Negative beliefs about worry danger

subscale; IUS=Intolerance of Uncertainty Scale; AAQ-II=Acceptance and Action

Questionnaire; ICSRLE=Inventory of College Students’ Recent Life Events, Time 2.

* p<.5, *** p<.001, (1-talied).

3.4.3 Prediction of Worry

The hierarchical multiple regression analysis was conducted to identify predictors of

change in worry symptoms prospectively over 6 months; Table 5 displays results of

this analysis. In step one, age and gender accounted for 2.7% of the variance in

worry, T2 (PSWQ, T2) [F (2, 313) = 4.36, p<.05]. At step two, positive

metacognitive beliefs (MCQ-POS), depression (DASS-D) and daily hassles, T2

(ICSRLE, T2) and worry, T1 (PSWQ, T1), were entered and accounted for an

additional 47.9% of the variance in the model [F (6, 309) = 153.72, p<.001]. Step

three included the addition of IU (IUS) which accounted for an additional 0.1% of the

variance [F (7, 308) = 131.86, p <.001]. In step four, the addition of experiential

avoidance (AAQ-II) accounted for no additional variance in worry [F (8, 307) =

115.19, p <.001], and the final step, included negative metacognitive beliefs about

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danger (MCQ-NEG-D), which accounted for an additional 0.4% of the variance [F (9,

306) = 104.06, p<.001]. The final model accounted for 75.4%. Beta coefficients

revealed only worry T1 (PSWQ, T1), daily hassles T2 (ICSRLE, T2), positive beliefs

about worry (MCQ-POS) and negative metacognitive beliefs about the danger of

worry (MCQ-NEG-D) to be significant predictors of worry T2 (PSWQ, T2).

The reversal of predictor variables in steps, three, four and five, demonstrated

experiential avoidance (AAQ-II) and IU (IUS) to offer 0.1% of the variance when

entered in step three, but added no additional variance when entered in steps four

and five. Neither of these measures produced a significant unique contribution to

the model. When negative metacognitive beliefs about danger (MCQ-NEG-D) were

entered at step three, it offered 0.5% and 0.4% respectively when entered in steps

four and five. It was the only variable to offer a significant unique contribution to the

overall model, regardless of the order entered.

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Table 5: Hierarchical Multiple Regression Analysis Predicting T2 Worry after Controlling

for (1) Age and Gender, (2) Age, Gender, Depression T1, Positive Beliefs about Worry

T2, Daily Hassles T2 and Worry T1.

Variables

∆R2 ∆F B

Β (SE) β t

Final Model

Step 1 .027 4.36*

Age .025 .078 .010 .326

Gender .616 .940 .019 .655

Step 2 .722 222.23***

DASS-D -.229 .128 -.070 -1.787

MCQ-POS .252 .120 .067 2.108*

ICSRLE T2 .113 .022 .186 5.181***

PSWQ T1 .695 .045 .694 15.296***

Step 3 .001 .932

IUS .012 .029 .021 .432

Step 4 .000 .3.76

AAQ-II .-001 .054 -.001 -.011

Step 5 .004 4.49*

MCQ-NEG-D .441 .208 .094 2.119*

Note: DASS-D=Depression, MCQ-POS=Positive Metacognitive beliefs subscale MCQ-

NEG-D=Negative metacognitive beliefs about the danger of worry subscale;

IUS=Intolerance of Uncertainty Scale; AAQ-II=Acceptance and Action Questionnaire;

ICSRLE=Inventory of College Students’ Recent Life Events; PSWQ=Penn State Worry

Questionnaire. * p<.05, *** p<.001

3.4.4 Prediction of GAD

Logistic regression analysis was conducted to ascertain whether the three

constructs offered prediction of GAD status at T2, and participants were grouped

according to their scores on the GAD-Q-IV. Those scoring 5.7 or above were

categorised as experiencing GAD (GAD group, n=138) and those scoring below 5.7

were categorised as non-clinical (non-GAD, n=178) (Newman et al., 2002). A

hierarchical logistic regression analysis evaluated the unique contribution of IUS,

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AAQ-II and MCQ-NEG-D in predicting GAD status (GAD versus non-GAD), results

of which are presented in Table 6.

A good-fit model was observed on the first step, [2 (2, 313) = 8.32, p <.05], a

correct classification rate of 62.3% was observed indicating age and gender

reliability contributed to the prediction of GAD T2. On the second step, a good-fit

model was also observed [2 (6,310) = 153.55, p <.001], with an improved correct

classification rate of 80.7% indicating depression (DASS-D), positive beliefs about

worry (MCQ-POS), daily hassles T2 (ICSRLE, T2), and GAD status T1 (GAD-Q-IV,

T1), all contributed to the prediction of GAD. The addition of predictor variables also

found a good-fit model. Step three had the addition of IU (IUS), [2 (7, 309) =

155.62, p <.001] however, correct classification of the model reduced to 80.1%. The

further addition of experiential avoidance (AAQ-II) [2 (8, 308) = 160.90, p<.001]

offered a slight improvement of the correct classification of the model to 80.3%. The

final addition of negative metacognitive beliefs about danger (MCQ-NEG-D) [2 (9,

307) = 176.14, p <.001] improved the model classification again to 80.7%.

Examination of the relative contribution of each variable, revealed only gender, daily

hassles T2 (ICSRLE, T2), GAD status T1 (GAD-Q-IV, T1) and negative beliefs

about danger (MCQ-NEG-D) significantly contributing to the classification of GAD

status within the full model.

The reversal of predictor variables in steps three, four, and five found a good-fit

model for all variations regardless of the order entered. In addition, there were no

major differences in the overall correct classification of each of the models. In

evaluation of the relative and unique contribution of each variable, the results

obtained demonstrated negative metacognitive beliefs about danger (MCQ-NEG-D)

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to be the only variable to contribute significantly to the correct classification of the

model, regardless of the order entered.

Table 6: Logistic Regression for Full Model Predicting GAD Status T2, Controlling for (1)

Age and Gender, (2) Age, Gender, Depression T1, Positive Beliefs about Worry T1,

Daily Hassles T2, and GAD Status T1.

Variables B

Β (SE) Wald df Odd Ratio Odds Ratio 95% C.I

Lower Upper

Step 1: 62.3%

Age .029 .033 .734 1 1.30 .964 1.099

Gender -1.107 .434 6.50* 1 .330 .141 .774

Step 2: 80.7%

DASS-D .000 .052 .000 1 1.00 .904 1.117

MCQ-POS .074 .050 2.20 1 1.08 .976 1.187

ICSRLE T2 .045 .010 23.28*** 1 1.05 1.027 1.066

GAD status T1 -1.348 .374 12.33*** 1 .27 .129 .560

Step 3: 80.1%

IUS -.004 .011 .137 1 .97 .975 1.018

Step 4: 81.3%

AAQ-II -.017 .022 .646 1 .98 .942 1.025

Step 5: 80.7%

MCQ-NEG-D .299 .075 14.55*** 1 1.35 1.157 1.573

Note: DASS-D=Depression, MCQ-POS=Positive Metacognitive beliefs subscale; MCQ-

NEG-D=Negative metacognitive beliefs about the danger of worry subscale IUS=Intolerance

of Uncertainty Scale; AAQ-II=Acceptance and Action Questionnaire; ICSRLE T2=Inventory

of College Students’ Recent Life Events, T2; GAD Status=Generalized Anxiety Disorder

Questionnaire (GAD-Q-IV). * p<.05, ***p<.001

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3.5 Discussion

This research was the first prospective study to examine relative contributions of

three leading constructs purported to have a significant role in the development and

maintenance of worry and GAD. Initial correlational analysis revealed positive

correlations with depression T1, positive metacognitive beliefs T1, daily hassles T2,

IU and negative metacognitive beliefs about danger, and worry at T1 and T2. A

negative relationship was found between experiential avoidance and worry T1 and

T2. Correlations between IU, negative metacognitive beliefs about danger and

experiential avoidance and worry are consistent with previous research (Dugas et

al., 1998; Roemer et al., 2005; Wells, 2005).

In the prospective analyses, the results of the hierarchical regression analysis

predicting worry, after controlling for the influence of demographic factors,

depression T1, and positive metacognitive beliefs T1, daily hassles T2 revealed only

negative metacognitive beliefs about danger to predict worry over time. IU and

experiential avoidance failed to contribute to the unique variance in the change

observed in worry severity. In addition to the three constructs of interest, daily

hassles T2 and positive metacognitive beliefs about worry were also significant

predictors of worry prospectively.

Additional logistic regression analysis in the prediction of GAD status demonstrated

similar results after controlling for the influence of demographic factors; depression

T1, daily hassles T2, and positive metacognitive beliefs T1. Only negative

metacognitive beliefs about danger were a significant predictor of GAD status

prospectively. IU and experiential avoidance failed to contribute to the prospective

prediction of GAD. Additionally, gender and daily hassles T2 were identified as

unique predictors of GAD.

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Overall, the results from this study suggest a possible causal role of negative

metacognitive beliefs about danger, which is not attributable to the effects of other

known predictors, to the change in residual symptoms of worry and GAD status over

time. In addition, findings are suggestive of negative metacognitive beliefs about

danger being one of the central features that distinguish low worries from those with

more severe worry and those with GAD in a non-clinical sample. Daily hassles

emerged as a significant predictor for worry and GAD, highlighting the specific

possible causal role of daily hassles in worry and GAD status.

Given the higher prevalence rates of GAD in females, it is unsurprising that gender

contributed to the prediction of GAD, with females being more likely to meet the

GAD criteria and predict GAD status prospectively. Additionally, positive

metacognitive beliefs remained a significant predictor of worry, and, although this

has not been identified as a proximal feature for the development and maintenance

of worry, it is consistent with IU, Metacognitive and Acceptance-based models of

GAD, which suggests individuals will hold positive about worry. Thus, individuals

increase the selection of worry as a coping strategy. Specific to the Metacognitive

model, these positive beliefs leads to increased distress when the individual has

negative appraisals about their worry as being dangerous (Wells, 1995, 1999).

Only one previous experimental study has used only the items relating negative

metacognitive beliefs of the danger of worry and not uncontrollability, as measured

by the MCQ in isolation (Ruscio & Borkovec, 2004). This study found negative

metacognitive beliefs about danger to differ significantly in individuals with GAD and

non-GAD high worriers, thus suggesting this was the main construct to distinguish

the difference between high worriers, with GAD reporting significantly higher levels

of impairment than worriers without GAD. This is also consistent with other studies

that did not distinguish between uncontrollability and danger, which found negative

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metacognitive beliefs to be predictive of worry and GAD (Barahmand, 2009; Davis &

Valentiner, 2000; Wells & Carter, 2001). Yet these studies were cross-sectional and

do not offer any information on the temporal relationship of negative metacognitive

beliefs. One study that has explored the temporal relationship is Yilmaz et al (2011),

although not directly related to worry or GAD, they found negative beliefs about

worry to be a significant predicator of anxiety prospectively, after also controlling for

the effect of daily hassles (Yilmaz, Gençöz, & Wells, 2011). Therefore, the current

study provides further support for the role of negative metacognitive beliefs about

the danger of worry in predicting severity of worry and GAD status.

In contrast to previous findings, these results do not support the role of IU or

experiential avoidance and their relative contribution to the prediction of worry and

GAD. Cross-sectional studies have previously found IU to be the strongest predictor

of worry (Buhr & Dugas, 2006; Dugas, Freeston, & Ladouceur, 1997; Dugas et al.,

2007; Dugas, Marchand, & Ladouceur, 2005). Additional research by Stapinski et al

(2010) reported IU to be the strongest predictor of worry and metacognitive beliefs

to be the strongest predictor of GAD. However, they did not explore the

metacognitive constructs in isolation (i.e. separate positive and negative beliefs)

(Stapinski et al., 2010). In contrast to these findings, Tan et al. (2010) reported both

IU and negative metacognitive beliefs to be predictive of worry, however, negative

metacognitive beliefs offered the largest unique variance (Tan, Moulding,

Nedeljkovic, & Kyrios, 2010). The findings of the current study are suggestive of IU

not playing a causal role in the development of worry and GAD, but possibly still

having an important role in understanding the factors that are associated with worry

and GAD in terms of a general vulnerability factor that is also associated with other

disorders.

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Buhr and Dugas (2012) have previously found IU to be a stronger predictor of worry

than experiential avoidance with the authors suggesting experiential avoidance was

more of a general vulnerability to mental distress and not directly related to GAD

(Buhr & Dugas, 2012). In support of this hypothesis, Hayes et al. (1996) report

experiential avoidance as playing a non-specific role in the development of disorders

(Hayes, Wilson, Gifford, Follette, & Strosahl, 1996). Roemer et al. (2005) also

suggested this, and despite finding a unique relationship of experiential avoidance in

the prediction of worry in their non-clinical sample, the variance was only minimal.

They also suggested that experiential avoidance may not be specific to GAD, but

there may still be a role for acceptance-based therapies (Roemer et al., 2005).

Therefore, consistent with the findings from the current study, experiential avoidance

may just be a by-product that is associated with mental distress and a coping

strategy utilised to manage distressing symptoms that is common to all disorders.

Although the findings from this study have been interesting in advancing our

knowledge and understanding of worry and GAD, this study is not without several

methodological limitations. Firstly, this study relied on the use of self-report

measures and did not account for response bias, as self-report methodology can be

considered valid only to the extent that individuals can accurately assess each

domain to which they are responding. In addition, the majority of sample were

female and, even though gender was statistically controlled for this may have

impacted the results and needs to be considered when interpreting the findings, as

women tend to report higher levels of worry then men (Meyer et al., 1990).

An additional limitation includes the sample of non-clinical, majority white-British

students, thus potentially limiting the generalisabilty of the findings to other

population groups. Future studies should strive to include a sample that

incorporates an equal distribution of males and females, in a more culturally

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representative sample, in addition to between-groups designs, in treatment-seeking

participants. Finally, although prospective designs allow us to control for

antecedence for the predictor variables and to assess correlation (two necessary

criteria to for causality), it cannot rule out the possibility of spuriousness for these

observed associations. Even though the study controlled for a number of potential

factors that may both predict negative metacognitive negative beliefs about worry

and worry or GAD these may have an on influence on the results. More specific

experimental studies varying the ‗dose‘ of negative metacognitive beliefs and its

relation to worry or GAD would need to be conducted in order to provide a more

robust test of the causal role of negative metacognitive beliefs about worry

underlying the onset and maintenance of worry and or GAD.

Despite these limitations, in summary, the present study attempted to address some

of the current gaps in the literature by using a prospective design in the first study to

explore the relative and unique contributions of IU, negative metacognitive beliefs

about danger and experiential avoidance, in combination, in the prediction of worry

and GAD status. In addition, it has addressed some of the limitations from previous

studies by using a more stringent test of the three individual constructs by controlling

for previously known predictors. Although other significant predictors were found in

this research, in addition to the variance offered by negative metacognitive beliefs

about the danger of worry being modest, the findings from this study offer tentative

conclusions that negative metacognitive beliefs about danger were the only

significant predicator of worry and GAD status prospectively, in comparison to IU

and experiential avoidance. Further studies including those of experimental design

may offer further insights into the role of negative metacognitive beliefs in the

development and maintenance of worry and GAD.

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Chapter 4: Concluding Section

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4.1 General Overview

The overarching aim of the thesis was to test three models of GAD, namely, the IU

model (Dugas, Gagnon, Ladouceur, & Freeston, 1998), the Metacognitive model

(Wells, 1995, 1999a), and the Acceptance-Based model (Roemer, Salters, Raffa, &

Orsillo, 2005). It was not possible to compare the complete models, but rather the

central components of each model, which included IU, negative metacognitive

beliefs about danger, and experiential avoidance. A non-clinical sample of students

was recruited via a web-based study to complete assessments at T1 and at T2.

This concluding section provides an overview in relation to previous literature,

theoretical and clinical implications, methodological considerations, a section on

participant feedback, a proposal for further research and finishes with a general

conclusion.

4.2 Summary of Results in Relation to Previous Literature

4.2.1 Participants

The current study recruited participants from a non-clinical sample of university

students, which is a common method of recruitment in similar non-clinical studies.

Participants were predominantly female (76.8%), with a mean age of 22.99 years.

All these factors were comparable to other non-clinical studies (Buhr & Dugas, 2006;

Buhr & Dugas, 2012; Chen & Hong, 2010; Davis & Valentiner, 2000; de Bruin,

Rassin, & Muris, 2007; Dugas, Freeston, & Ladouceur, 1997; Khawaja & Chapman,

2007; Khawaja & McMahon, 2011; Penney, Mazmanian, & Rudanycz, 2012; Tan,

Moulding, Nedeljkovic, & Kyrios, 2010; Yilmaz, Gençöz, & Wells, 2011). The use of

non-clinical samples in these types of research has been supported by taxometric

research, which indicates worry to exist on a continuum rather than clinical worry

being distinct from non-clinical worry (Olatunji, Broman-Fulks, Bergman, Green, &

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Zlomke, 2010; Ruscio, Borkovec, & Ruscio, 2001). Although findings from this

research suggest distinct processes are present between GAD sufferers and non-

clinical worriers, research has shown severe worriers who fail to meet the GAD

diagnostic criteria as reporting many of the same symptoms as those with GAD

(Ruscio, 2002). Therefore, the findings from this research may be relevant to those

who experience high worry, but do not meet the criteria for GAD.

The baseline sample consisted of 586 participants, much larger in comparison to

similar non-clinical studies, with other studies reporting samples ranging from 96

participants (Khawaja & Chapman, 2007) to 285 participants (Dugas et al., 1997).

The follow-up sample was 323, also a much larger sample than two previous

prospective studies, one reporting a sample of 162 participants (Yilmaz et al., 2011),

and the other 110 participants (Chen & Hong, 2010). The larger sample size allowed

for a more robust test of the models by accounting for the influence of demographic

variables, depression, positive beliefs about worry, and daily hassles.

4.2.2 Study-Dependent Variables

In the final sample, the mean level of worry measured by the PSWQ (Meyer, Miller,

Metzger, & Borkovec, 1990) was 52.93 (13.37), which is comparable to other non-

clinical studies (Buhr & Dugas, 2006; Buhr & Dugas, 2012; Chen & Hong, 2010; de

Bruin et al., 2007; Penney et al., 2012; Roemer et al., 2005). Mean worry scores for

those who met the GAD status was 62.57 (9.2), which is comparable to worry

scores in a clinical sample of GAD participants reported in a recent study comparing

benefits of medication and CBT (Crits-Christoph et al., 2011). This, therefore,

increases the validity of the results obtained and may be comparable to clinical

samples.

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Additionally, 43.3% of the sample met the criteria for GAD as measured by the

GAD-Q-IV. This result is higher than another study using the same measure, which

found 31.7% of their sample to meet the GAD criteria (Roemer et al., 2005). Other

studies using different measures to distinguish GAD status found much lower rates

within their samples. One study reported 9%, using the generalised anxiety disorder

questionnaire (GAD-Q) (Davis & Valentiner, 2000), another study using the PSWQ,

reported 17% (Penney et al., 2012), and finally, one study using the worry and

anxiety questionnaire (WAQ), reported 19% of their sample as meeting GAD criteria

(Buhr & Dugas, 2012).

Differences in GAD rates in non-clinical studies may be due to differences reflected

in the measures used to assess GAD status, as sensitivity and specificity of the

measures vary in correctly identifying GAD sufferers. The measure used in the

current study (GAD-Q-IV) has reported a correct response rate of 83% (Newman et

al., 2002), this is higher than the other measures used in similar studies with the

GAD-Q reporting 80% (Roemer, Borkovec, Posa, & Borkovec, 1995), WAQ

reporting 78.9% (Dugas, Freeston, et al., 2001) and finally the PSWQ (using a cut-

off at 65), has reported 67.86% (Fresco, Mennin, Heimberg, & Turk, 2003). This

potentially highlights that the current study, used a measure, which was more likely

to correctly identify GAD sufferers, therefore increasing the validity of the findings as

more GAD sufferers were potentially correctly identified from the non-clinical

sample.

4.2.3 Preliminary Findings - Exploring Gender Differences

Exploration of gender differences in levels of worry found women to report higher

levels of worry than men, with observed mean scores of 48.48 (13.67) for males and

54.17 (13.01) for females. These findings are comparable with two previous studies

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(Meyer et al., 1990; Zlomke & Hahn, 2010). Preliminary investigations of gender

differences in GAD status did not find significant differences in gender and GAD

status T1, but significant differences were found at T2, with more women meeting

GAD status than men at T2. This finding is consistent with one previous study that

found gender differences in a non-clinical sample with GAD participants identified

using the WAQ (Buhr & Dugas, 2012). Finally, gender differences were also found in

reports of daily hassles with females reporting significantly more daily hassles than

men, which is consistent with previous research that reported a mean scores of

97.15 for females and 90.64 for males (Kohn, Lafreniere, & Gurevich, 1990). The

current study found mean scores slightly lower in comparison to this study (93.53,

females; 87.52, males).

4.2.4 Main Findings

4.2.4.1 Correlation Analysis

The current study undertook correlation analysis on outcome measures to explore

their relationships with worry (T1 & T2) and, as expected, all study variables were

correlated. Positive medium correlations were found between depression and worry

(T1 & T2), which was consistent with three previous studies that used the same

measures as the current study. The strengths of the correlations were comparable

(Khawaja & McMahon, 2011; Roemer et al., 2005; Stapinski, Abbott, & Rapee,

2010). In addition, one further study found positive correlations with worry (Dugas et

al., 2007) although different measures of depression were used, which precludes

direct comparisons. High levels of worry appear to be associated with the severity of

depression, and the results from the current study add to the growing body of

literature.

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Positive correlations were found on daily hassles and worry, which is consistent with

previous research that has suggested levels of daily hassles to have an interactive

effect with mental health symptomology (Russell & Davey, 1993). One other study

using the same measures as this study also reported significant correlations with

worry and daily hassles, (Chen & Hong, 2010) and reported medium-strength

correlations, thus suggesting daily hassles are significantly associated with the

severity of worry.

Studies consistently demonstrate that positive beliefs about worry are positively

correlated with worry severity, which is congruent with the findings from this study,

which found medium correlations. Consistent with these findings, Davis and

Valentiner (2000) reported large correlations, and Khawaja, and Chapman (2007)

reported medium correlations in their studies. The results therefore support the

existing literature and the specific models described within this research, which

suggest positive beliefs about worry to be a common construct associated with

worry severity.

This study has offered a unique finding by being the first study to look at correlations

of worry and negative metacognitive beliefs about danger. Although direct

comparisons cannot be made, significant associations have been previously found

with two other studies looking at negative metacognitive beliefs about danger and

uncontrollability of worry, with the strength of the correlations being large (Davis &

Valentiner, 2000; Penney et al., 2012). This study therefore expands on the existing

literature by being the first to demonstrate positive correlations with worry and

negative metacognitive beliefs about danger.

IU has been found by numerous studies to have a significantly positive relationship

with worry, and results have ranged from medium to large correlations (Buhr &

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Dugas, 2006; Buhr & Dugas, 2012; Chen & Hong, 2010; de Bruin et al., 2007;

Dugas et al., 1997; Dugas, Gosselin, & Landouceur, 2001; Dugas et al., 2007;

Dugas, Marchand, & Ladouceur, 2005; Khawaja & Chapman, 2007; Khawaja &

McMahon, 2011; Lee, Orsillo, Roemer, & Allen, 2010; Stapinski et al., 2010). These

results are consistent with the findings from the current research, which found large

correlations, therefore demonstrating high levels of worry to be associated with high

levels of IU.

Finally, three studies that have explored the associations of worry and experiential

avoidance, using the earlier version of AAQ-II (Bond et al., 2011) (AAQ; (Hayes et

al., 2004) found significant positive associations with worry with medium to large

correlations. Earlier versions of this scale had a variation in the scoring criteria in

comparison to the AAQ-II, with the AAQ using higher scores to indicate experiential

avoidance, and AAQ-II using lower scores to indicate experiential avoidance (Buhr &

Dugas, 2012; Lee et al., 2010; Roemer et al., 2005). Generally, results suggest a

greater severity of worry to be associative with higher levels of experiential

avoidance, with medium correlations, which is consistent with previous studies.

4.2.4.2 Predicting Worry

When assessing the prediction of worry using a hierarchical multiple regression,

after controlling for gender, age, positive beliefs about worry, daily hassles T2,

depression T1, and worry T1, measures assessing IU and negative metacognitive

beliefs about danger improved the classification of the model, whereas experiential

avoidance did not offer any additional variance. Within the final model, only

negative metacognitive beliefs about danger, worry T1, and daily hassles T2 offered

a significant unique contribution to the prediction of worry T2. Although cross-

sectional studies have offered support for IU and experiential avoidance in the

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prediction of worry, the current study tentatively suggests they do not offer a causal

role, which highlights other mechanisms specifically, negative metacognitive beliefs

about danger, to be fundamental to the persistence of worry. Results from one

prospective study have also supported these results and also suggested IU not to

have a causal role in the prediction of worry (Chen & Hong, 2010).

This study is the first to explore the prospective prediction of worry using these three

constructs and offers the first valuable insights into the causal role that negative

beliefs about the danger of worry have in worry severity, with the results lending

support to the Metacognitive model of GAD. In a similar prospective study, negative

metacognitive beliefs about worry were identified as a significant predictor of anxiety

symptoms independently of daily hassles (Yilmaz et al., 2011), and findings from the

current study add to these results, by assessing specifically the relationships with

worry symptoms, suggesting the importance of negative metacognitive beliefs about

worry in the prediction of worry severity over time.

In a previous prospective study (Chen & Hong, 2010), that explored worry, IU and

daily hassles, daily hassles T1 and worry T1 were found to offer significant unique

variance in the prediction of worry T2. Although the current study explored daily

hassles T2 these results are consistent with the current study, thus suggesting the

occurrence of daily hassles as contributing to and having a causal role in the

prediction of worry, which adds to the current literature.

4.2.4.3 Predicting GAD

Further logistic regression analysis allowed exploration of IU, negative

metacognitive beliefs about danger and experiential avoidance, and the prediction of

GAD status T2. The results from this analysis were similar to the results obtained in

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the prediction of worry. After controlling for gender, age, positive beliefs about worry

T1, daily hassles T2, depression T1, and GAD status T1, measures assessing IU

and negative metacognitive beliefs about danger and experiential avoidance

accounted for 80.7% correct prediction of GAD status. However, within the final

model, only negative metacognitive beliefs about danger, gender, GAD status T1,

and daily hassles T2 were significant predictors of change in GAD status over time.

No prospective studies have previously explored the unique contributions of IU,

negative metacognitive beliefs about the danger of worry, and experiential

avoidance in the prediction of GAD status. Therefore, this study adds to and

extends the current literature. Results from one cross-sectional study by Davis and

Valentiner (2000) exploring the role of negative metacognitive beliefs in the

prediction of GAD status using a non-clinical sample, found negative metacognitive

beliefs about worry were the only significant predictor of GAD status when

compared with other metacognitions (i.e. cognitive confidence and positive beliefs

about worry). Therefore, these results expand on this and offer further information

on the causal role of negative metacognitive beliefs.

In addition to this study, one previous cross-sectional study explored the unique

contribution of metacognitions and IU in the prediction of GAD status using a mixed

sample of clinical and non-clinical participants, and found only IU to offer unique

variance in the prediction of GAD and not metacognitions. However, the authors of

this study misused the MCQ measure, as they did not isolate the individual

subscales, thus invalidating their results (Stapinski et al., 2010). Therefore, this

study offers replication of this study in a prospective or experimental design, with a

more robust use of the measures for testing prediction of GAD status adding to and

extending previous research.

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The findings that gender and daily hassles are predictive of GAD status

prospectively has not previously been explored, therefore the results from the

current study offer the first insights into these factors being predictive of GAD and

extend previous research. This, coupled with the finding of daily hassles being

predictive of worry suggests that actively tackling perceived stressors related to daily

living may help to reduce levels of persistent worry.

4.2.4.4 Overall Summary

Overall, the findings from the correlation analysis seem largely consistent with the

previous literature, and suggest relationships exist between worry, IU, negative

metacognitive beliefs about danger, and experiential avoidance, broadly offering

support for the three models of GAD explored in this research. However, when

using analyses that partials out shared and examines unique variance associated

with predictor variables the findings show that negative metacognitive beliefs about

danger continues to make a unique contribution in predicting both worry severity

and GAD, whereas IU and experiential avoidance did not.

It might be noted that the most significant predictor of worry and GAD status, was

in fact worry at T1 and GAD status at T1, however, this is not surprising and

provides no information as to why this might be the case except to indicate that

worry and GAD might be stable over this time period. Thus suggesting that those

individuals with higher levels of worry and those who meet GAD criteria, are

unlikely to demonstrate spontaneous symptom reduction over the period of 6

months, which has direct clinical implications for those who suffer with the disorder

(this will be discussed further in section 4.3.2). To say that worry at T1 ‗causes‘

worry at T2 could be misleading and the factors that were important from a

theoretical point of view were whether IU, negative metacognitive beliefs, or

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experiential avoidance could also account for worry or GAD status at T2, whilst

controlling for the levels of worry and GAD at T1.

The literature thus far has demonstrated limited previous findings regarding the

role of negative metacognitive beliefs about danger, without the items relating to

the uncontrollability of worry, with only one previous study exploring the items

relating to danger on the MCQ (Ruscio & Borkovec, 2004). In their experimental

study, they observed GAD sufferers to be reporting significantly higher levels of

metacognitive beliefs relating to the danger of worry, in comparison to non-GAD

high worriers. This study therefore expands on these findings and opens up

avenues for further research, as research is currently sparse in this clinical area,

and highlights the need for replication in clinical samples using between and within

subjects designs, to expand on the results from the current study.

Although IU has not been indicated within this thesis to have a causal role in the

development of worry and GAD, cross-sectional studies have emphasised the role

of IU as an important construct in worry and GAD (Buhr & Dugas, 2006; Buhr &

Dugas, 2012; de Bruin et al., 2007; Dugas, Gosselin, et al., 2001; Dugas et al.,

2007; Dugas, Schwartz, & Francis, 2004; Dugas et al., 2005; Ladouceur et al., 1999;

Ladouceur, Gosselin, & Dugas, 2000). However, a recent review article highlighted

criticisms of the IU not being specific to worry or GAD, suggesting it was a

transdiagnostic construct observed in other disorders (Carleton, 2012).

A recent meta-analysis examining the cross-sectional associations of IU and

symptoms of GAD, depression, and OCD provided additional support for this view,

claiming IU not to narrow specificity to any one syndrome (Gentes & Ruscio, 2011).

The authors suggest the IUS (Buhr & Dugas, 2002) is more related to GAD than

other disorders and offers specificity, however, they imply that a mechanism in

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which IU may contribute to emotional disorders may be through a common

experience of all three disorders, that of intrusive or repetitive thoughts (Gentes &

Ruscio, 2011). Freeston et al. (1994) supported this notion and also suggested IU to

increase levels of worry in an attempt to feel more in control about the uncertainty of

the future (Freeston, Rhéaume, Letarte, Dugas, & Ladouceur, 1994), therefore this

same process may apply for depression and OCD. Carleton (2012) suggests IU to

be a transdiagnostic dispositional risk factor in the development of all anxiety

disorders (Carleton, 2012), which supports the outcomes in this study. Recent

research has supported the transdiagnostic value of IU in anxiety and depressive

disorders (Carleton et al., 2012; Mahoney & McEvoy, 2012; McEvoy & Mahoney,

2012).

As previously discussed within this thesis (sections 2.3.5.1 & 3.5), it is not surprising

that experiential avoidance appears not to be a construct relevant to our

understanding of worry and GAD, but more of a general vulnerability factor seen in

all mental distressing disorders, and Hayes et al. (1996) support this notion and

suggest it is a general vulnerability factor. Additional support for this idea comes

from research by Kashdan et al. (2006) who also explored the role of experiential

avoidance as a toxic process that contributes to overall the vulnerability of anxiety

related symptoms, which results in a reduction of function, quality of life and a

meaningful life (Kashdan, Barrios, Forsyth, & Steger, 2006).

4.3 Implications of Findings

4.3.1 Theoretical

The theoretical implications of the findings from this research lend support to

metacognitive theory of GAD, which has increased our understanding of the factors

responsible for the persistence of worry and GAD. As highlighted in section 2.3.4,

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the S-REF model of emotional disorders appears to offer a plausible explanation of

the factors pertinent in the development and maintenance of GAD. The model

suggests that without continual cognitive processing by CAS, (the process by which

the S-REF suggests worry is maintained), worry would not become persistent or

distressing.

Specific to GAD, the importance of positive and negative metacognitive beliefs

about worry have been highlighted, indicating that the oscillation between positive

and negative beliefs and the unhelpful strategies utilised by the individual, causes

GAD to develop, but also maintains it. Theoretically, this study and the previous

literature suggest that the construct of IU and experiential avoidance are factors that

are correlated to worry and GAD. However, they may be seen to be more like

general risk factors associated with the development of mental disorders. This calls

for more research to explore these factors as transdiagnostic constructs.

4.3.2 Clinical

Increased awareness of factors that contribute to anxiety, and worry, including the

impact these have on overall mental well-being, has been one of the direct clinical

implications of this research. Specifically, positive feedback was received from a

small sample of participants who reported the benefits of reflecting on their

experiences of worry and anxiety, particularly in relation to an increased

understanding of worry and anxiety-related symptoms. This highlights the need for

overall awareness of the impact of worry on mental well-being, which in the long-

term may help facilitate self-help amongst individuals who experience high levels of

worry.

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In clinical practice, the implications of this research highlights that the main

significant and robust predictor of worry and GAD status are symptom levels at T1.

This poses many challenges for the field, to understand further, why some people

are more vulnerable to high levels of worry than others, and what factors are

responsible for its persistence. From this longitudinal study, it was clear that those

with high levels of worry and those who met GAD status, do not appear to reduce

spontaneously over time suggesting that if left untreated, symptoms may increase

over longer period of time. Thus highlighting the importance of identifying this

disorder in its early stages due to its persistence, and offering treatment to try to

prevent the disabling effects it can have for those who suffer from it.

This study aimed to understand more about what those processes where that

underlie this persistence of worry and GAD, beyond previously known predictors,

which clearly has a clinical significance for those who experiences the disabling

effects of persistent worry and GAD. The findings do suggest that screening for

negative metacognitive beliefs about danger, in individuals presenting to services,

may lead to early detection of persistent high levels of non-specific worry, and/or

increased identification of GAD. Early detection of these key processes may lead to

improved treatment outcomes, with individuals receiving support and treatment early

to try to prevent the disabling effects of this disorder and retain previous levels of

functioning. Early intervention has been previously implicated for improved

treatment outcomes (Covin, Ouimet, Seeds, & Dozois, 2008)

Clinically, formulation-driven approaches may offer a way forward to disentangle the

complexities with which individuals with GAD can often present. Identifying negative

and positive metacognitive beliefs about worry could lead to therapies such as

Metacognitive Therapy (MCT) being offered as a psychological treatment option

(Wells, 1999b), the outcomes of which have already been highlighted within this

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review in section 2.2.5. MCT typically offers 14 sessions where strategies are used

to help modify positive and negative metacognitive beliefs about worry, introducing

cognitive dissonance to enhance motivation for change, while teaching therapeutic

techniques such as detached mindfulness and worry postponement to help facilitate

change process within therapy (Wells, 1997, 2009).

MCT has demonstrated effective therapeutic outcomes within a number of trials. In

a small-scale study, 10 participants were offered between 3 and 12 sessions of

MCT. Large-effect sizes were observed, with outcome measures reporting 80%

improvement in overall symptoms, with benefits being retained at the 12-month

follow-up (Wells & King, 2006). In addition, when comparing MCT with other

therapies, MCT has also demonstrated superior treatment outcomes in comparison

to applied relaxation (AR), with large-effect sizes. Results indicated again 80%

recovery on measures of worry and trait anxiety for MCT, in comparison to 20%

observed with AR, with benefits retained 12 months post-therapy (Wells et al.,

2010). Finally, in a recent randomised control trial (RCT) of MCT and IU therapy

(IUT), compared to a control group, IUT and MCT were both found to have improved

outcomes, however MCT was found to offer superior outcomes to IUT (van der

Heiden, Muris, & van der Molen, 2012).

Consequently, in an NHS where short-term cost-effective therapy is of extreme

value (DoH, 2007), the literature has highlighted the appealing nature of MCT for

worry and GAD. Indeed, more studies are required, with larger samples to fully

establish MCT benefits, yet to date these promising results suggest MCT may help

produce lasting treatment benefits and reduce service demands from individuals

with persistent worry and GAD.

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4.4 Methodological Considerations

4.4.1 Strengths

This study aimed to draw on previous research and address some of the

methodological limitations and gaps in the literature. First, this study employed a

web-based design, which allowed for easy access of a large sample in a short

period. Computer-based methods of data collection are becoming increasingly

popular due to the ease of data collection, reduction in financial costs due to

immediate data entry, and elimination of errors (Schmitz, Hartkamp, Brinschwitz,

Michalek, & Tress, 2000). Consequently, this study had a large sample, with 582

completing the study at T1 and 323 at T2, which may not have been achievable with

a paper-based study in the same time.

Second, this study had an attrition rate of 45%. Attrition rates are generally poor for

web-based studies (Nulty, 2008), therefore follow-up rates were improved by

sending reminder emails to participants for completion of the study at T2, as this

method has been shown to improve follow-up rates (Cottler, Compton, Ben-

Abdallah, Horne, & Claverie, 1996; Nulty, 2008). Consequently, using a rule of

thumb guide for a medium effect size, the minimum sample required to reach

adequate power was approximately 150 (T2) (Cohen, 1992), therefore indicating the

power calculation was reached, which indicates statistical robustness of the findings.

Third, this study aimed to explore IU, negative metacognitive beliefs about danger,

and experiential avoidance in a design that addressed some of the methodological

limitations of previous studies. Therefore, this study controlled for factors that may

contribute to the unique variance in the prediction of GAD and worry. As highlighted

in Chapter 2 (section 2.4), positive beliefs about worry are common to all three

models of GAD explored in this research, therefore eliminating the overlap of

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positive beliefs enabled the unique constructs of each of the models to be explored

in isolation. In addition, this study controlled for the overlap of demographic factors

(age and gender), depressive symptoms, and finally the potential influence of daily

hassles, which may have had an impact on the residual change in symptoms of

worry and GAD status over time. Therefore, this study offered an increased

stringent test of the three unique constructs; this allows firmer conclusions to be

drawn from the results obtained.

As previously highlighted within this thesis (section 2.3.4.1), there have been earlier

reports of a potential limitation with the measure used to assess negative

metacognitive beliefs, with specific reference to the circulatory of the uncontrollability

construct of the MCQ (Behar, DiMarco, Hekler, Mohlman, & Staples, 2009). To

attempt to address this issue, this study separated the negative metacognitive

beliefs subscale and used only the items relating to the dangerousness of worry.

Therefore, this research has addressed some of the methodological limitations of

previous research exploring negative metacognitive beliefs.

Lastly, the majority of research in this area has used cross-sectional design and,

although these studies provide valuable information regarding specific processes

that are relevant to worry and GAD, they tell us little about the temporal

relationships. Therefore, one of the main strengths of this study is its prospective

design, as this allows inferences to be drawn about causality. This study specifically

provides direct evidence that negative metacognitive beliefs about the

dangerousness of worry have a causal role in the persistence of worry and GAD.

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4.4.2 Limitations

Although the use of a web-based design had its advantages including the successful

recruitment of a large sample in a relatively short time, it is not without its limitations.

One limitation is the lack of control for response quality and the individual

motivations of the type of participant who takes part in online research. Some

findings have indicated online studies having problems with obtaining sample

diversity and representativeness (Brüggen, Wetzels, de Ruyter, & Schillewaert,

2011), thus potentially limiting the generalisabilty of the findings. Despite this

limitation, efforts were made to limit some of the drawbacks, which included offering

guidance on whom to contact if individuals felt distressed, in addition to contact

details of the researchers for questions or comments regarding the research. The

study was also widely advertised across the university to try to obtain a diverse

sample. This was deemed the most appropriate and cost-effective method of

recruiting such a large sample, therefore the potential beliefs were thought to

outweigh the limitations.

Second, those who did not complete the online questionnaires in full were not

included in the sample. This may have introduced a bias, in terms of those who

were more likely to persevere with the questionnaires and those who stopped part

way through. This seemed the most appropriate way of dealing with the data, as

many respondents stopped after the consent page and did not complete any further

questionnaires. This meant multiple items or whole questionnaires were missing,

this method has been supported elsewhere as an appropriate way to deal with large

amounts of missing data (Penny & Atkinson, 2012).

In addition, as previously discussed in section 3.5, there is a potential limitation of

the generalisabilty of the findings, as the use of a non-clinical sample may not be

applicable to treatment-seeking clinical samples. However, despite these

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limitations, the use of non-clinical populations to research disorders such as GAD is

common, with this study specifically reporting worry scores comparable to clinical

samples in those who met GAD status, therefore highlighting the potential validity of

the findings.

The majority of the sample who took part in this study was female and of white

British origin, therefore findings may not be relevant to males and individuals from

other cultures. Although limited research exists on specific gender differences in

worry and GAD, a study using an adolescent sample, demonstrated girls as being

more likely to hold positive beliefs about worry, and boys, increased IU and negative

problem orientation (Barahmand, 2008). Further to this, in an adult population,

women were also found to report more worry and thought suppression and more

negative problem orientation, which is in contrast to the finding in the adolescent

study (Robichaud, Dugas, & Conway, 2003). Although these studies were specific

to the IU model of GAD, it may suggest overall gender differences in the constructs

explored in this thesis and findings may need to be replicated with an even mix

sample.

Research has reported variations in the most frequently reported symptoms across

cultures, with non-western cultures more frequently reporting somatic rather than

psychological symptoms of worry and GAD (Hoge et al., 2006; Marques,

Robinaugh, LeBlanc, & Hinton, 2011). Although this may be due to fears of being

perceived as weak, or the effects of black magic and stigma of having a mental

health problem, this could also mean that culture causes differences in beliefs,

which could alter specific beliefs about IU, metacognitions, and experiential

avoidance. Despite some of these differences, Scott and colleagues found no

ethnic differences on measures of worry (PSWQ) or on the GAD-Q-IV, therefore

indicating the measures may be culturally specific (Scott, Eng, & Heimberg, 2002).

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Notwithstanding, there may be implications for further cross-cultural studies to

explore the role of IU, negative metacognitive beliefs about the danger of worry, and

experiential avoidance, as they may operate differently across cultures.

Finally, this study employed a prospective design, which controlled for the influence

of demographic and psychological processes at T1 and examined the role of three

theoretical processes/mechanisms in predicting worry and GAD at 6 months (T2).

Although this allows conclusions to be drawn about the associations and the

antecedent role of IU, negative metacognitive beliefs about the danger of worry and

experiential avoidance in predicting worry and GAD, it does not rule out the

possibility of spuriousness for these associations. For an accurate estimate of the

causal role of these variables in worry and GAD, further carefully designed

experimental studies may offer further insights, as the particular variables of interest

could be manipulated, which would allow firmer conclusions to be drawn about the

role of these three constructs in the development and maintenance of worry and

GAD. For example, an experiment manipulating different levels or ‗doses‘ of

negative metacognitive beliefs about the danger of worry would provide a more valid

test for the role of this variable in its effects on worry and GAD.

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4.5 Participants’ Feedback Information

Exploring the Role of Thoughts and Beliefs in Anxiety

Thank you for your support and participation in this study looking at experiences of

worry. Worry is a distinctive type of thinking, usually related to future events about

things that may be uncertain or a perceived threat (e.g., ‗what if X happens?‘). In

extreme circumstances, worry can be experienced as persistent and difficult to

control. When worries are pervasive and persistent they can lead to the onset of

generalised anxiety disorder (GAD). Therefore, although worry is a normal activity,

it can be experienced at very high levels, which can cause significant distress and

interfere with day-to-day living. This study set out to explore and test three

explanations for the persistence of worry, which may also help to explain why some

people develop GAD.

4.5.1 What Drives Anxiety- Three Explanations to Be Tested

Several theories exist that try to explain why worry is a problem for some individuals

and not others. We looked at three current explanations for the development of

persistent worry and its relationship to GAD. These three explanations were:

1) ‗Beliefs about Worry‘,

2) ‗I Can’t Stand Uncertainty’

3) ‗I Can’t Stand Emotional Distress’.

A common aspect of all these theories is that people tend to believe worry helps.

However, these three explanations also have some unique processes that are

thought to be specific to problematic worry; these processes were of key interest in

this study.

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The ‗Beliefs About Worry’ explanation suggests that people begin to develop beliefs

about worry itself, that is beliefs that worry is difficult to control and beliefs that

prolonged worry is harmful. Worry is thought to persist as people try to suppress

their worrying because it is perceived to be harmful, but this suppression is not

effective, and tends to strengthen the belief that worry is uncontrollable.

The ‗I Can’t Stand Uncertainty’ explanation suggests that some people have a

tendency to respond with excessive worry when faced with uncertain threat

situations. Worry persists as it is seen as a way for achieving certainty. However,

because certainty is not possible, worry persists.

The final theory, ‗I can’t stand emotional distress’ explanation suggests that some

people have a strong tendency to avoid inner distressing experiences. Counter

intuitively, it suggests that worry is a way to avoid or reduce the distress associated

with imagined future threat. Worry acts as a kind of distraction. However, worry

persists because the activity of worry has the effect of reducing the overall level of

distress, it tends to be strengthened.

4.5.2 How Was This Research Done?

Students from the University of Liverpool were invited to take part.

We used three questionnaires to measure the central elements of

explanations above.

1081 students expressed an interest in the study by looking at the research

website, with a final number of 582 consenting.

323 completed the second part of the study 6 months later.

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4.5.3 What We Tested?

Although these processes have been associated with the persistence of

worry and GAD, little was known about how they can cause them to occur.

Therefore, the main aim of this research was to examine how well each

explanation accounted for the levels of worry and GAD reported in the study.

These tests were carried out in two ways:

1) First we tested to see how strongly each explanation alone, ignoring

the influence of the other two explanations, was related to worry and

GAD.

2) Second, we tested to see how strongly each explanation, while taking

account of the influence of the other explanations, predicted worry

and GAD at six months from the time of the original assessment.

4.5.4 What We Found.

When each explanation was looked at alone, each was found to be related to

worry and GAD. So each explanation was supported in this simple test.

However, when they were looked at together, only one explanation had an

influence, namely the ‗Beliefs about Worry’ explanation.

This means that beliefs about how dangerous and uncontrollable worry is,

were found to be the main factor that caused worry to be persistent.

The influences of the other two explanations were found to be not significant.

4.5.5 Why Are These Findings Important?

These findings have important implications for sufferers of persistent worry

and those diagnosed with GAD.

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This increased understanding of the role of negative beliefs about worry can

enable researchers and clinicians to improve treatment interventions for

people who are seen in mental health services.

4.5.6 Further Information on Findings

If you have, any further questions or comments you would like to make regarding

the research or the findings within this article, please do not hesitate to send them to

the following email address: [email protected]

Thank you again for your participation

4.6 Proposed Future Research

4.6.1 Introduction

Empirical evidence for the role of negative metacognitive beliefs about the danger

and uncontrollability of worry continues to grow. In two non-clinical studies, one

experimental study (Ruscio & Borkovec, 2004) and findings from the current

prospective study (Chapter 3), the danger component (3 items) from the danger and

uncontrollability subscale of MCQ-30 has been shown to a) differentiate GAD from

non-GAD individual and high levels of worry, and b) to prospectively predict GAD

status and worry levels in a student sample. The current findings from this

prospective study are limited by virtue of using only a non-clinical sample and

require replication in a clinical sample. The specificity of negative metacognitive

beliefs about the danger of worry in GAD compared to other clinical populations is

required.

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4.6.2 Aims

The aims of a follow-on study would be to explore prospectively the temporal

relationships of IU, negative metacognitive beliefs, and experiential avoidance in

clinical samples, including GAD, OCD and depression, and their prediction of worry

severity and GAD.

4.6.3 Design

Between and within group design would allow comparisons to be made between

each of the disorder groups, on measures of worry, IU, negative metacognitive

beliefs, and experiential avoidance and additionally, within subjects, will allow

inferences on causality to be made on residual change observed on measure of

worry.

4.6.4 Research Hypotheses

Specific research hypotheses would be:

1) Worry severity will be highest in individuals with GAD.

2) Negative metacognitive beliefs about danger will distinguish GAD group,

over OCD and depression, whereas IU and experiential avoidance will be

present in all three groups, but will not be able to distinguish groups.

3) Controlling for demographic variables, depression T1, and positive beliefs

about worry and daily hassles T2, negative metacognitive beliefs about

danger will make a unique and only significant contribution to the

prospective prediction of worry. IU will have a unique variance but this

will not be significant, whereas experiential avoidance will not offer a

unique variance.

4) Controlling for demographic variables, depression, and positive beliefs

about worry and daily hassles T2, negative metacognitive beliefs about

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danger will make a unique and the largest and only significant

contribution to the prospective prediction of GAD status. IU will have a

unique variance but this will not be significant whereas experiential

avoidance will not offer a unique variance.

4.7 Summary and Conclusions

Overall, this research has succeeded in completing the aim of exploring the roles of

thoughts and beliefs in the development and the maintenance of worry and GAD.

Specifically, an increased understanding was obtained on the specific constructs of

IU, negative metacognitive beliefs about danger, and experiential avoidance. While

acknowledging the specific limitations of this research, in addition, the need for

further exploration with clinical, cross-cultural and cross-gender samples, tentative

conclusions can be made of the causal role of negative metacognitive beliefs about

danger, and their unique and relative contribution to the prediction of worry and GAD

status over time. This highlights the potential benefits of this understanding for GAD

sufferers, including targeting specific cognitions with the clinical application of MCT,

for negative metacognitive beliefs about danger for those suffering GAD, to

hopefully improve the efficacy of treatment outcomes for GAD.

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Appendix A

Author Guidelines

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JOURNAL OF ANXIETY DISORDERS

AUTHOR INFORMATION PACK

TABLE OF CONTENTS . .

• Description • Audience

• Impact Factor

• Abstracting and Indexing

• Editorial Board

• Guide for Authors

DESCRIPTION .

Journal of Anxiety Disorders is an interdisciplinary journal that publishes research papers dealing with all aspects of anxiety disorders for all age groups (child, adolescent, adult and geriatric). Areas of focus include: traditional, behavioral, cognitive and biological assessment; diagnosis and classification; psychosocial and psychopharmacological treatment; genetics; epidemiology; and prevention. Theoretical and review articles will be considered for publication if they contribute substantially to current knowledge in the field. The journal also contains sections for clinical reports (single-case experimental designs and preliminary but innovative case series) and book reviews on all aspects of anxiety disorders. Benefits to authors We also provide many author benefits, such as free PDFs, a liberal copyright policy, special

discounts on Elsevier publications and much more. Please click here for more information on our author services. Please see our Guide for Authors for information on article submission. If you require any

further information or help, please visit our support pages: http://support.elsevier.com

AUDIENCE .

Psychiatrists, Psychologists, Behavior Therapists

IMPACT FACTOR .

2011: 2.965 © Thomson Reuters Journal Citation Reports 2012

ABSTRACTING AND INDEXING .

BIOSIS BRS Data Current Contents/Social & Behavioral Sciences

Elsevier BIOBASE MEDLINE® PASCAL/CNRS PsycINFO Psychological Abstracts

Scopus

EDITORIAL BOARD .

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Editor-in-Chief

Deborah Beidel, Dept. of Psychology, University of Central Florida, 4000 Central Florida Boulevard, Orlando,

FL 32816-1390, USA, Fax: (407) 823-5862, Email: [email protected]

Associate Editors

Candice Alfano, Dept. of Psychology, University of Houston, 126 Heyne Building, Houston, TX 77204-5502, USA Jon D. Elhai, Dept. of Psychology, University of Toledo, 2801 West Bancroft Ave, Toledo, OH 43606-3390, USA B. Christopher Frueh, Medical University of South Carolina (MUSC), 67 President Street, Charleston, SC 29425,

Editorial Board

J. Abramowitz Ph.D., University of North Carolina at Chapel Hill, Chapel Hill, NC, USA R. Acierno, Depart of Psyciatry and Behavioral Sciences, Charleston, SC, USA

L.E. Alden, University of British Columbia, Vancouver, BC, Canada

G. Alpers, Universität Mannheim, Mannheim, Germany

A. Amstadter, Virginia Commonwealth University (VCU), Richmond, VA, USA

J.G. Asmundson Ph.D., University of Regina, Regina, SK, Canada

A. Baillie, Macquarie University, Sydney, Australia

R Banerjee, University of Sussex, Brighton, UK D. Barlow, Boston University, Boston, MA, USA C. Beard, Brown University, Providence, RI, USA

J. Beck Ph.D., University of Memphis, Memphis, TN, USA

D. Bell, University of Missouri, MO, MO, USA

G. Bernstein, University of Minnesota Medical School, Minneapolis, MN, USA

J.D. Buckner, Louisiana State University, Baton Rouge, LA, USA

L.K Chapman, University of Louisville, Louisville, KY, USA

T.E. Davis III, Louisiana State University, Baton Rouge, LA, USA

G. Diefenbach, Anxiety Disorders Clinic, Hartford, CT, USA

M. Dugas, Concordia University, Montreal, QC, Canada

P. Emmelkamp, Universiteit van Amsterdam, Amsterdam, Netherlands

G. Fava, Università di Bologna, Bologna, Italy

M. Feldner, University of Arkansas, Fayetteville, AR, USA

R. Ferdinand, Erasmus MC: Universitair Medisch Centrum Rotterdam, Rotterdam, Netherlands

B. Fisak, University of North Florida, Jacksonville, FL, USA

C.A. Flessner, Kent State University, Kent, OH, USA

E. Foa, University of Pennsylvania, Philadelphia, PA, USA

V. Follete, University of Nevada, Reno, NV, USA

R.G. Fontaine, University of Arizona, Tucson, AZ, USA

D. Forbes, University of Melbourne, Melbourne, VIC, Australia

J. Forsyth, State University of New York (SUNY) at Albany, Albany, NY, USA

M. Franklin, Center for the Treatment & Study of Anxiety, Philadelphia, SC, USA

L.J. Garcia-Lopez, University of Jaen, Jaen, Spain

P. Graf, University of British Columbia, Vancouver, BC, Canada

A. Grubaugh, Medical University of South Carolina (MUSC), Charleston, SC, USA

R. Heimberg Ph.D., Temple University, Philadelphia, PA, USA E.A. Hembree, University of Pennsylvania, Philadelphia, PA, USA C. Higa-McMillan, University of Hawaii at Hilo, Hilo, HI, USA

S. Hofmann, Boston University, Boston, MA, USA

D. Hopko, University of Tennessee, Knoxville, TN, USA

J. Huppert, Hebrew University of Jerusalem, Jerusalem, Israel

R. Jacob, University of Pittsburgh, Pittsburgh, PA, USA

D.M. Johnson, University of Akron, Akron, OH, USA

T. Kashdan, George Mason University, Fairfax, VA, USA C. Kearney, University of Nevada, Las Vegas, NV, USA P. Kendall, Temple University, Philadelphia, PA, USA

B. Klein, Swinburne University of Technology, Hawthorn, SA, Australia

R. Kleinknecht, College of Humanities and Social Sciences, Bellingham, WA, USA

A. LaGreca, University of Miami, Coral Gables, FL, USA S.R. Lawyer, Idaho State University, Pocatello, ID, USA C. Lejuez, University of Maryland, College Park, MD, USA

M. Liebowitz, New York State Psychiatric Institute, New York, NY, USA

C. Masia-Warner Ph.D., New York University, New York, NY, USA

P. McEvoy, Centre for Clinical Interventions (CCI), Northbridge, WA, Australia

D. Mckay, Fordham University, Bronx, NY, USA

R. Mcnally, Harvard University, Cambridge, MA, USA

J. Mohlman, Rutgers University, Piscataway, NJ, USA

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L. Morland, Honolulu Veterans Admininstration Medical Center, Honolulu, HI, USA

P. Muris, Maastricht University, Maastricht, Netherlands

S.M. Neer, University of Central Florida, Orlando, FL, USA

F. Neziroglu, Bio Behavioral Institute, Great Heck, New York, NY, USA

M. Nock, Harvard University, Cambridge, MA, USA

P. Norton, University of Houston, Houston, TX, USA

T. Ollendick, Virginia Polytechnic Institute and State University, Blacksburg, VA, USA

L. Ost, Stockholms Universitet, Stockholm, Sweden

A. Pina, Arizona State University, Tempe, AZ, USA

M.B. Powers, University of Pennsylvania School of Medicine, Philadelphia, PA, USA

A.S. Radomsky, Concordia University, Montréal, QC, Canada

S. Rauch, University of Michigan Medical School, MI MI, USA

R. Roberson-Nay, Virginia Commonwealth University (VCU), Richmond, VA, USA K. Ruggiero, Medical University of South Carolina (MUSC), Charleston, SC, USA J. Ruzek, VA Palo Alto Health Care System, Menlo Park, CA, USA

N. B. Schmidt, Florida State University, Tallahassee, USA

W.K. Silverman, Ph.D., ABPP, Yale University School of Medicine, New Haven, CT, USA

N.M. Simon, Massachusetts General Hospital, Boston, MA, USA

T. Smith, National University, Henderson, CA, USA

M. Stanley, Baylor College of Medicine, Houston, TX, USA

E.A. Storch, University of South Florida, Tampa, FL, USA

S. Swearer, University of Nebraska at Lincoln, Lincoln, NE, USA S. Taylor, University of British Columbia, Vancouver, BC, Canada E. Teng, Baylor College of Medicine, Houston, TX, USA

M.T. Tull, University of Mississippi, Jackson, MS, USA

D. Valentiner, Northern Illinois University, Dekalb, IL, USA

R. Varela, Tulane University, New Orleans, LA, USA

A.G. Viana, University of Mississippi, Jackson, MS, USA

C.F. Weems, University of New Orleans, New Orleans, LA, USA

J. Wetherell, SDVAMC San Diego, CA, USA

S.P. Whiteside, Mayo Clinic, SW Rochester, MN, USA

J. Woodruff-Borden, University of Louisville, Louisville, KY, USA

K.D. Wu, Northern Illinois University, Dekalb, IL, USA

M. Zvolensky, University of Vermont, Burlington, VT, USA

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GUIDE FOR AUTHORS .

BEFORE YOU BEGIN

Ethics in publishing For information on Ethics in publishing and Ethical guidelines for journal publication see

http://www.elsevier.com/publishingethics and http://www.elsevier.com/ethicalguidelines.

Conflict of interest All authors are requested to disclose any actual or potential conflict of interest including any

financial, personal or other relationships with other people or organizations within three years of beginning the submitted work that could inappropriately influence, or be perceived to influence, their work. See also http://www.elsevier.com/conflictsofinterest. Further information and an example of a Conflict of Interest form can be found at: http://elsevier6.custhelp.com/app/answers/detail/a_id/286/p/7923/.

Submission declaration Submission of an article implies that the work described has not been published previously (except

in the form of an abstract or as part of a published lecture or academic thesis or as an electronic preprint, see http://www.elsevier.com/postingpolicy), that it is not under consideration for publication elsewhere, that its publication is approved by all authors and tacitly or explicitly by the responsible authorities where the work was carried out, and that, if accepted, it will not be published elsewhere including electronically in the same form, in English or in any other language, without the written consent of the copyright-holder.

Changes to authorship This policy concerns the addition, deletion, or rearrangement of author names in the authorship of

accepted manuscripts: Before the accepted manuscript is published in an online issue: Requests to add or remove an

author, or to rearrange the author names, must be sent to the Journal Manager from the corresponding author of the accepted manuscript and must include: (a) the reason the name should be added or removed, or the author names rearranged and (b) written confirmation (e-mail, fax, letter) from all authors that they agree with the addition, removal or rearrangement. In the case of addition or removal of authors, this includes confirmation from the author being added or removed. Requests that are not sent by the corresponding author will be forwarded by the Journal Manager to the corresponding author, who must follow the procedure as described above. Note that: (1) Journal Managers will inform the Journal Editors of any such requests and (2) publication of the accepted manuscript in an online issue is suspended until authorship has been agreed.

After the accepted manuscript is published in an online issue: Any requests to add, delete, or rearrange author names in an article published in an online issue will follow the same policies as noted above and result in a corrigendum.

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(for more information on this and copyright see http://www.elsevier.com/copyright). Acceptance of the agreement will ensure the widest possible dissemination of information. An e-mail will be sent to the corresponding author confirming receipt of the manuscript together with a 'Journal Publishing Agreement' form or a link to the online version of this agreement.

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Role of the funding source You are requested to identify who provided financial support for the conduct of the research and/or

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The publication fee for this journal is $1800, excluding taxes. Learn more about Elsevier's pricing policy: http://www.elsevier.com/openaccesspricing.

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Language and language services Please write your text in good American English. Authors who

require information about language editing and copyediting services pre-and post-submission please visit http://www.elsevier.com/languagepolishing or our customer support site at http:// epsupport.elsevier.com for more information. Please note Elsevier neither endorses nor takes responsibility for any products, goods or services offered by outside vendors through our services or in any advertising. For more information please refer to our Terms & Conditions: http://www.elsevier.com/termsandconditions.

Submission Submission to this journal proceeds totally online and you will be guided stepwise through the

creation and uploading of your files. The system automatically converts source files to a single PDF file of the article, which is used in the peer-review process. Please note that even though manuscript source files are converted to PDF files at submission for the review process, these source files are needed for further processing after acceptance. All correspondence, including notification of the Editor's decision and requests for revision, takes place by e-mail removing the need for a paper trail.

Additional Information Editorial guidance The Journal of Anxiety Disorders publishes articles of relevance to the epidemiology,

psychopathology, etiology, assessment, treatment, and prevention of the anxiety disorders in both child and adult populations. The format of the articles includes randomized controlled trials, single case clinical outcome studies, theoretical expositions, epidemiological studies, early mechanisms of risk, genetic and biomarker studies, neuroimaging studies, critical literature reviews, meta-analyses, and dissemination and implementation studies. We are also interested in evaluations of novel treatment delivery strategies, including the use of information technologies. Authors are encouraged to use methodologically rigorous sampling, structured or semistructured diagnostic interviews, randomization, therapist fidelity, and inter-rater reliability procedures where appropriate. With the exponential increase in the number of submissions to the journal over the last several years, there has been a need to make difficult decisions regarding the type of manuscripts that we believe are most relevant and useful to JAD readers. Although analogue studies and studies using non-clinical samples often are excellent approaches to controlled research, particularly in the area of etiology, others represent only very minor variations on repetitive themes, failing to advance the field in any meaningful way. Therefore, given limited journal space, we will no longer accept studies based on analogue samples unless they use a tightly controlled experimental design in order to enhance our understanding of etiology.

PREPARATION

Submitted papers must comply with the style requirements of the Publication Manual of the

American Psychological Association (6th Ed). Copies of the Manual may be ordered from http://www.apa.org/books/4200066.aspx.

Use of wordprocessing software It is important that the file be saved in the native format of the wordprocessor used. The text

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Article structureSubdivision - numbered sections

Divide your article into clearly defined and numbered sections. Subsections should be numbered

1.1 (then 1.1.1, 1.1.2, ...), 1.2, etc. (the abstract is not included in section numbering). Use this

numbering also for internal cross-referencing: do not just refer to 'the text'. Any subsection may be given a brief heading. Each heading should appear on its own separate line.

Introduction State the objectives of the work and provide an adequate background, avoiding a detailed

literature survey or a summary of the results.

Material and methods Provide sufficient detail to allow the work to be reproduced. Methods already published should be

indicated by a reference: only relevant modifications should be described.

Theory/calculation A Theory section should extend, not repeat, the background to the article already dealt with in the

Introduction and lay the foundation for further work. In contrast, a Calculation section represents a practical development from a theoretical basis.

Results

Results should be clear and concise.

Discussion This should explore the significance of the results of the work, not repeat them. A combined

Results and Discussion section is often appropriate. Avoid extensive citations and discussion of published literature.

Conclusions The main conclusions of the study may be presented in a short Conclusions section, which may

stand alone or form a subsection of a Discussion or Results and Discussion section.

Appendices If there is more than one appendix, they should be identified as A, B, etc. Formulae and equations

in appendices should be given separate numbering: Eq. (A.1), Eq. (A.2), etc.; in a subsequent appendix, Eq. (B.1) and so on. Similarly for tables and figures: Table A.1; Fig. A.1, etc.

Essential title page information • The title page must be the first page of the manuscript file.

Title. Concise and informative. Titles are often used in information-retrieval systems. Avoid

abbreviations and formulae where possible. Author names and affiliations. Where the family name may be ambiguous (e.g., a double name), please indicate this clearly. Present the authors' affiliation addresses (where the actual work was done) below the names. Indicate all affiliations with a lower- case superscript letter immediately after the author's name and in front of the appropriate address. Provide the full postal address of each affiliation, including the country name, and, if available, the e- mail address of each author. Corresponding author. Clearly indicate who will handle correspondence at all stages of refereeing and publication, also post-publication. Ensure that telephone and fax numbers (with country and area code) are provided in addition to the e-mail address and the complete postal address. Present/permanent address. If an author has moved since the work described in the article was done, or was visiting at the time, a "Present address" (or "Permanent address") may be indicated as a footnote to that author's name. The address at which the author actually did the work must be retained as the main, affiliation address. Superscript Arabic numerals are used for such footnotes.

Abstract A concise and factual abstract is required. The abstract should state briefly the purpose of the

research, the principal results and major conclusions. An abstract is often presented separately from the article, so it must be able to stand alone. For this reason, References should be avoided, but if essential, then cite the author(s) and year(s). Also, non-standard or uncommon abbreviations should be avoided, but if essential they must be defined at their first mention in the abstract itself. The abstract should not exceed 150 words in length and should be submitted on a separate page following the title page.

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Graphical abstract A Graphical abstract is optional and should summarize the contents of the article in a concise,

pictorial form designed to capture the attention of a wide readership online. Authors must provide images that clearly represent the work described in the article. Graphical abstracts should be submitted as a separate file in the online submission system. Image size: Please provide an image with a minimum of 531 × 1328 pixels (h × w) or proportionally more. The image should be readable at a size of 5 ×

13 cm using a regular screen resolution of 96 dpi. Preferred file types: TIFF, EPS, PDF or MS Office files. See http://www.elsevier.com/graphicalabstracts for examples.

Authors can make use of Elsevier's Illustration and Enhancement service to ensure the best presentation of their images also in accordance with all technical requirements: Illustration Service.

Highlights Highlights are mandatory for this journal. They consist of a short collection of bullet points that

convey the core findings of the article and should be submitted in a separate file in the online submission system. Please use 'Highlights' in the file name and include 3 to 5 bullet points (maximum 85 characters, including spaces, per bullet point). See http://www.elsevier.com/highlights for examples.

Keywords Include a list of four to six keywords following the Abstract. Keywords should be selected from

the

APA list of index descriptors unless otherwise approved by the Editor.

Abbreviations Define abbreviations that are not standard in this field in a footnote to be placed on the first

page of the article. Such abbreviations that are unavoidable in the abstract must be defined at their first mention there, as well as in the footnote. Ensure consistency of abbreviations throughout the article.

Acknowledgements Collate acknowledgements in a separate section at the end of the article before the references and

do not, therefore, include them on the title page, as a footnote to the title or otherwise. List here those individuals who provided help during the research (e.g., providing language help, writing assistance or proof reading the article, etc.).

Math formulae Present simple formulae in the line of normal text where possible and use the solidus (/) instead

of a horizontal line for small fractional terms, e.g., X/Y. In principle, variables are to be presented in italics. Powers of e are often more conveniently denoted by exp. Number consecutively any equations that have to be displayed separately from the text (if referred to explicitly in the text).

Footnotes Footnotes should be used sparingly. Number them consecutively throughout the article, using

superscript Arabic numbers. Many wordprocessors build footnotes into the text, and this feature may be used. Should this not be the case, indicate the position of footnotes in the text and present the footnotes themselves separately at the end of the article. Do not include footnotes in the Reference list.

Table footnotes

Indicate each footnote in a table with a superscript lowercase letter.

Artwork Electronic artwork General points

• Make sure you use uniform lettering and sizing of your original artwork.

• Embed the used fonts if the application provides that option.

• Aim to use the following fonts in your illustrations: Arial, Courier, Times New Roman, Symbol,

or use fonts that look similar. • Number the illustrations according to their sequence in the text.

• Use a logical naming convention for your artwork files.

• Provide captions to illustrations separately.

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• Size the illustrations close to the desired dimensions of the printed version.

• Submit each illustration as a separate file.

A detailed guide on electronic artwork is available on our website:

http://www.elsevier.com/artworkinstructions

Formats If your electronic artwork is created in a Microsoft Office application (Word, PowerPoint, Excel) then

please supply 'as is' in the native document format. Regardless of the application used other than Microsoft Office, when your electronic artwork is

finalized, please 'Save as' or convert the images to one of the following formats (note the resolution requirements for line drawings, halftones, and line/halftone combinations given below):

EPS (or PDF): Vector drawings, embed all used fonts.

TIFF (or JPEG): Color or grayscale photographs (halftones), keep to a minimum of 300 dpi.

TIFF (or JPEG): Bitmapped (pure black & white pixels) line drawings, keep to a minimum of 1000

dpi. TIFF (or JPEG): Combinations bitmapped line/half-tone (color or grayscale), keep to a minimum of

500 dpi.

Please do not:

• Supply files that are optimized for screen use (e.g., GIF, BMP, PICT, WPG); these typically have a

low number of pixels and limited set of colors; • Supply files that are too low in resolution;

• Submit graphics that are disproportionately large for the content.

Color artwork Please make sure that artwork files are in an acceptable format (TIFF (or JPEG), EPS (or PDF),

or MS Office files) and with the correct resolution. If, together with your accepted article, you submit usable color figures then Elsevier will ensure, at no additional charge, that these figures will appear in color on the Web (e.g., ScienceDirect and other sites) regardless of whether or not these illustrations are reproduced in color in the printed version. For color reproduction in print, you will receive information regarding the costs from Elsevier after receipt of your accepted article. Please indicate your preference for color: in print or on the Web only. For further information on the preparation of electronic artwork, please see http://www.elsevier.com/artworkinstructions.

Please note: Because of technical complications which can arise by converting color figures to 'gray scale' (for the printed version should you not opt for color in print) please submit in addition usable black and white versions of all the color illustrations.

Figure captions Ensure that each illustration has a caption. Supply captions separately, not attached to the figure.

A caption should comprise a brief title (not on the figure itself) and a description of the illustration. Keep text in the illustrations themselves to a minimum but explain all symbols and abbreviations used.

Tables Number tables consecutively in accordance with their appearance in the text. Place footnotes to

tables below the table body and indicate them with superscript lowercase letters. Avoid vertical rules. Be sparing in the use of tables and ensure that the data presented in tables do not duplicate results described elsewhere in the article.

References Citation in text

Please ensure that every reference cited in the text is also present in the reference list (and vice versa). Any references cited in the abstract must be given in full. Unpublished results and personal communications are not recommended in the reference list, but may be mentioned in the text. If these references are included in the reference list they should follow the standard reference style of the journal and should include a substitution of the publication date with either 'Unpublished results' or

'Personal communication'. Citation of a reference as 'in press' implies that the item has been accepted for publication.

Web references As a minimum, the full URL should be given and the date when the reference was last accessed.

Any further information, if known (DOI, author names, dates, reference to a source publication,

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etc.), should also be given. Web references can be listed separately (e.g., after the reference list) under a different heading if desired, or can be included in the reference list.

References in a special issue Please ensure that the words 'this issue' are added to any references in the list (and any citations

in the text) to other articles in the same Special Issue.

Reference style Text: Citations in the text should follow the referencing style used by

the American Psychological Association. You are referred to the Publication Manual of the American Psychological Association, Sixth Edition, ISBN 978-1-4338-0561-5, copies of which may be ordered from http://books.apa.org/books.cfm?id=4200067 or APA Order Dept., P.O.B. 2710, Hyattsville, MD

20784, USA or APA, 3 Henrietta Street, London, WC3E 8LU, UK.

List: references should be arranged first alphabetically and then further sorted chronologically if

necessary. More than one reference from the same author(s) in the same year must be identified by the letters 'a', 'b', 'c', etc., placed after the year of publication.

Examples:

Reference to a journal publication:

Van der Geer, J., Hanraads, J. A. J., & Lupton, R. A. (2010). The art of writing a scientific article.

Journal of Scientific Communications, 163, 51–59. Reference to a book: Strunk, W., Jr., & White, E. B. (2000). The elements of style. (4th ed.). New York: Longman,

(Chapter

4).

Reference to a Chapterin an edited book:

Mettam, G. R., & Adams, L. B. (2009). How to prepare an electronic version of your article. In B. S. Jones, & R. Z. Smith (Eds.), Introduction to the electronic age (pp. 281–304). New York: E-Publishing Inc.

Video data Elsevier accepts video material and animation sequences to support and enhance your scientific

research. Authors who have video or animation files that they wish to submit with their article are strongly encouraged to include links to these within the body of the article. This can be done in the same way as a figure or table by referring to the video or animation content and noting in the body text where it should be placed. All submitted files should be properly labeled so that they directly relate to the video file's content. In order to ensure that your video or animation material is directly usable, please provide the files in one of our recommended file formats with a preferred maximum size of 50 MB. Video and animation files supplied will be published online in the electronic version of your article in Elsevier Web products, including ScienceDirect: http://www.sciencedirect.com. Please supply 'stills' with your files: you can choose any frame from the video or animation or make a separate image. These will be used instead of standard icons and will personalize the link to your video data. For more detailed instructions please visit our video instruction pages at http://www.elsevier.com/artworkinstructions. Note: since video and animation cannot be embedded in the print version of the journal, please provide text for both the electronic and the print version for the portions of the article that refer to this content.

Supplementary data Elsevier accepts electronic supplementary material to support and enhance your scientific research.

Supplementary files offer the author additional possibilities to publish supporting applications, high- resolution images, background datasets, sound clips and more. Supplementary files supplied will be published online alongside the electronic version of your article in Elsevier Web products, including ScienceDirect: http://www.sciencedirect.com. In order to ensure that your submitted material is directly usable, please provide the data in one of our recommended file formats. Authors should submit the material in electronic format together with the article and supply a concise and descriptive caption for each file. For more detailed instructions please visit our artwork instruction pages at http://www.elsevier.com/artworkinstructions.

Submission checklist The following list will be useful during the final checking of an article prior to sending it to the

journal for review. Please consult this Guide for Authors for further details of any item. Ensure that the following items are present:

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One author has been designated as the corresponding author with contact details:

• E-mail address

• Full postal address

• Phone numbers

All necessary files have been uploaded, and contain:

• Keywords

• All figure captions

• All tables (including title, description, footnotes)

Further considerations

• Manuscript has been 'spell-checked' and 'grammar-checked'

• References are in the correct format for this journal

• All references mentioned in the Reference list are cited in the text, and vice versa

• Permission has been obtained for use of copyrighted material from other sources (including the Web)

• Color figures are clearly marked as being intended for color reproduction on the Web (free of charge)

and in print, or to be reproduced in color on the Web (free of charge) and in black-and-white in print

• If only color on the Web is required, black-and-white versions of the figures are also supplied for

printing purposes For any further information please visit our customer support site at http://support.elsevier.com.

AFTER ACCEPTANCE

Use of the Digital Object Identifier The Digital Object Identifier (DOI) may be used to cite and link to electronic documents. The DOI

consists of a unique alpha-numeric character string which is assigned to a document by the publisher upon the initial electronic publication. The assigned DOI never changes. Therefore, it is an ideal medium for citing a document, particularly 'Articles in press' because they have not yet received their full bibliographic information. Example of a correctly given DOI (in URL format; here an article in the journal Physics Letters B):

http://dx.doi.org/10.1016/j.physletb.2010.09.059

When you use a DOI to create links to documents on the web, the DOIs are guaranteed never to change.

Proofs One set of page proofs (as PDF files) will be sent by e-mail to the corresponding author (if we

do not have an e-mail address then paper proofs will be sent by post) or, a link will be provided in the e-mail so that authors can download the files themselves. Elsevier now provides authors with PDF proofs which can be annotated; for this you will need to download Adobe Reader version 7 (or higher) available free from http://get.adobe.com/reader. Instructions on how to annotate PDF files will accompany the proofs (also given online). The exact system requirements are given at the Adobe site: http://www.adobe.com/products/reader/tech-specs.html.

If you do not wish to use the PDF annotations function, you may list the corrections (including replies to the Query Form) and return them to Elsevier in an e-mail. Please list your corrections quoting line number. If, for any reason, this is not possible, then mark the corrections and any other comments (including replies to the Query Form) on a printout of your proof and return by fax, or scan the pages and e-mail, or by post. Please use this proof only for checking the typesetting, editing, completeness and correctness of the text, tables and figures. Significant changes to the article as accepted for publication will only be considered at this stage with permission from the Editor. We will do everything possible to get your article published quickly and accurately – please let us have all your corrections within 48 hours. It is important to ensure that all corrections are sent back to us in one communication: please check carefully before replying, as inclusion of any subsequent corrections cannot be guaranteed. Proofreading is solely your responsibility. Note that Elsevier may proceed with the publication of your article if no response is received.

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Offprints The corresponding author, at no cost, will be provided with a PDF file of the article via

e- mail (the PDF file is a watermarked version of the published article and includes a cover sheet with the journal cover image and a disclaimer outlining the terms and conditions of use). For an extra charge, paper offprints can be ordered via the offprint order form which is sent once the article is accepted for publication. Both corresponding and co-authors may order offprints at any time via Elsevier's WebShop (http://webshop.elsevier.com/myarticleservices/offprints). Authors requiring printed copies of multiple articles may use Elsevier WebShop's

'Create Your Own Book' service to collate multiple articles within a single cover

(http://webshop.elsevier.com/myarticleservices/offprints/myarticlesservices/booklets).

AUTHOR INQUIRIES

For inquiries relating to the submission of articles (including electronic submission) please visit this journal's homepage. For detailed instructions on the preparation of electronic artwork, please visit http://www.elsevier.com/artworkinstructions. Contact details for questions arising after acceptance of an article, especially those relating to proofs, will be provided by the publisher.

You can track accepted articles at http://www.elsevier.com/trackarticle. You can also check our

Author FAQs at http://www.elsevier.com/authorFAQ and/or contact Customer Support via http://support.elsevier.com.

© Copyright 2012 Elsevier | http://www.elsevier.com

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Appendix B

Recruitment Strategy

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Figure 5: Points of Attrition for the Study

Visited research website

n=1081

Did not give consent

n=375

Gave consent

n=706

Excluded as did not completed

questionnaires n=120

Included completed in full

n= 586

Consented to be contacted at follow-

up n=551

Did not consent to be contacted for

follow-up n=35

Visited research website n=472

Did not give consent

n=72

Gave consent n=400

Excluded as did not completed study

n=77

Included completed in full n=323

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Appendix C

Participant Information Sheet

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Participant Information Sheet

Exploring the Role of Thoughts and Beliefs in Anxiety

1. Introduction

Thank you for your interest in taking part in this research study. This information

sheet will explain why the research is being done and what it will involve. Please

take time to read this information carefully and discuss it with others, such as your

family.

2. What is the purpose of the study?

We are exploring how people think about anxiety and worry and hope to find about

300 participants. The study is split into two parts and you can complete the first part

only or both parts if you wish.

3. Why have I been chosen?

We are inviting everyone who is currently studying at the University of Liverpool to

take part in this study.

4. Do I have to take part?

No. Participation in this study is voluntary and you are free to withdraw at anytime

without explanation or disadvantage. Results up to the period of withdrawal may be

used, if you are happy for this to be done. Otherwise, you may request that they are

destroyed and no further use will be made of them.

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5. What does taking part involve?

If you agree to take part in the study you will be asked to indicate your consent on

the next page, we will then ask you to complete some questionnaires online. This

will involve answering some questions about your emotions, beliefs about emotions

and life events, and should take about 20-30 minutes to complete. As an incentive

to take part we are offering all participants who complete the study at both time

points the opportunity to be entered for a prize draw to win Amazon gift vouchers,

prizes include £100, £35 and £15, winners will be contacted by email.

6. Are there any risks in taking part?

Taking part involves thinking about your thoughts and emotions, which could be

mildly distressing. If you experience any discomfort or distress you can stop at any

stage, and we encourage you to inform the researcher (Natalie Bork) or one of the

supervisors (Dr P Fisher or Dr P O‘Carroll) as soon as possible. If you are

distressed you may wish to contact the university counselling service

(www.liv.ac.uk/counserv, 14 Oxford Street, Liverpool, L69 7WX, 0151 794 3304),

which is a service free of charge to all students studying at the University of

Liverpool who may be experiencing problems such as anxiety. You can also seek

advice from www.nhsdirect.nhs.uk or 0845 46 47, or from your G.P.

7. Are there any benefits in taking part?

Taking part in the research may not benefit you personally but you may find it

rewarding and interesting, it may offer you the chance to reflect on common

experiences of anxiety. We do hope that the information gained will enable us to

have a better understanding of the factors that cause individuals to experience

anxiety and worry.

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8. What if I am unhappy or if there is a problem?

If you are unhappy, or if there is a problem, please feel free to let us know by

contacting the researcher or one of the supervisors. If you remain unhappy or have

a complaint, which you feel you cannot come to us with then you should contact the

Research Governance Officer on 0151 794 8290 ([email protected]). When

contacting the Research Governance Officer, please provide details of the name or

description of the study (so that it can be identified), the researcher and or

supervisors involved, and the details of the complaint you wish to make.

9. Will my participation be kept confidential?

Yes. Your information will only be accessible to the researchers

10. How will my information be stored?

Your information will be transferred automatically to a secure database to enable it

to be analysed with data from other participants. Your name and contact details will

not appear on any of the data collected and an ID code will be used to identify your

anonymous data. That way, we will not identify you when we analyse the data or

write reports about the study. Email addresses will be used solely to contact you 6

months after baseline data to see if you wish to take part in the second part of the

study, and to contact winners from the prize draw. Email addresses will be

destroyed when they are no longer needed. The data will be stored for five years

after the study, and then it will be destroyed safely via the University Data

Management Services.

11. Will my taking part be covered by an insurance scheme?

Participants taking part in this study will be covered by the University‘s insurance.

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12. What will happen to the results of the study?

The results of this study will contribute to a Doctorate in Clinical Psychology thesis

that is being undertaken by the researcher (Natalie Bork), and may be published in

psychological journals and presented at research conferences. You will be able to

get copies of the published results from the address below, if and when that

happens.

13. Who can I contact if I have further questions?

If you have any concerns or questions about the study and wish to contact

someone, please call the researcher or a supervisor.

Dr Peter Fisher (Supervisor) [email protected]

Dr Pierce O‘Carroll (Supervisor) [email protected]

Natalie Bork (Researcher) [email protected]

University of Liverpool,

Department of Clinical Psychology,

Ground Floor, The Whelan Building,

The Quadrangle,

Brownlow Hill,

Liverpool,

L69 3BG

0151 794 5334,

Thank you for taking the time to read this information leaflet

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Appendix D

Online Consent Form

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ONLINE CONSENT FORM

Title of Research Project: Exploring the Role of Thoughts and Beliefs in Anxiety

By pressing this button I confirm that I consent to taking part in the study [SUBMIT]

The contact details of lead Researcher (Principal Investigator) are:

Dr Peter Fisher

Division of Clinical Psychology

Whelan Building

University of Liverpool

L69 3GB

0151 794 5279

[email protected]

Researcher(s): Dr Peter Fisher, Dr Pierce O’Carroll & Natalie Bork

Before you take part in this study, please select your answer to the

questions below and press. If all your answers are Yes, press

Submit to begin

Please select

answers

1. I confirm that I have read and have understood the information sheet dated November 2011 for the above study. I have had the opportunity to consider the information, ask questions and have had these answered satisfactorily.

2. I understand that my participation is voluntary and that I am free to withdraw at any time without giving any reason, without my rights being affected.

3. I understand that, under the Data Protection Act, I can at any time ask for access to the information I provide and I can also request the destruction of that information if I wish.

4. I agree to take part in the above study.

YES/NO

YES/NO

YES/NO

YES/NO

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Appendix E

Measures

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Demographic Data for Web-Based Study

Gender

Please select

1. Male

2. Female

Age

Ethnicity

Please select

1. White British

2. White Irish

3. Other White background- Please Specify___________

4. Asian- Indian

5. Asian- Pakistani

6. Asian-Bangladeshi

7. Other Asian Background- Please specify_____________

8. Black-Caribbean

9. Black African

10. Other Black Background- Please specify______________

11. Mixed- White and Black Caribbean

12. Mixed White and Black African

13. Mixed White and Asian

14. Other Mixed Background

15. Chinese

16. Other Ethnic Group- Please specify_________

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Generalized Anxiety Disorder Questionnaire – IV

1. Do you experience excessive worry? Yes _____ No _____

2. Is your worry excessive in intensity, frequency, or amount of distress it causes? Yes _____ No

_____

3. Do you find it difficult to control your worry (or stop worrying) once it starts? Yes _____ No _____

4. Do you worry excessively or uncontrollably about minor things such as being late for an

appointment, minor repairs, homework, etc.? Yes _____ No _____

5. Please list the most frequent topics about which you worry excessively or uncontrollably:

a. d.

b. e.

c. f.

6. During the last six months, have you been bothered by excessive worries more than days than

not? Yes _____ No _____

7. During the past six months, have you often been bothered by any of the following symptoms?

Place a check next to each symptom that you have had more days than not:

restlessness or feeling keyed up or

on edge

Irritability

Difficulty falling/staying asleep or

restless/unsatisfying sleep

Being easily fatigued

Difficulty concentrating or mind

going blank

Muscle tension

8. How much do worry and physical symptoms interfere with your life, work, social activities, family,

etc.? Circle one number:

0 1 2 3 4 5 6 7 8

None Mild Moderate Severe Very Severe

9. How much are you bothered by worry and physical symptoms (how much distress does it cause

you)? Circle one number:

0 1 2 3 4 5 6 7 8

No Distress Mild Distress Moderate

Distress

Severe

Distress

Very Severe

Distress

This text box is where the unabridged thesis included the following third party copyrighted

material:

Newman, M. G., Zuellig, A. R., Kachin, K. E., Constantino, M. J., Przeworski, A., Erickson, T., &

Cashman-McGrath, L. (2002). Preliminary reliability and validity of the generalized anxiety

disorder questionnaire-IV: A revised self-report diagnostic measure of generalized anxiety

disorder. Behavior Therapy, 33(2), 215-233.

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DAS S 21 Name: Date:

Please read each statement and circle a number 0, 1, 2 or 3, which indicates how much the statement applied to you over the past week. There are no right or wrong answers. Do not spend too much time on any statement.

The rating scale is as follows:

0 Did not apply to me at all 1 Applied to me to some degree, or some of the time

2 Applied to me to a considerable degree, or a good part of time 3 Applied to me very much, or most of the time

1 I found it hard to wind down 0 1 2 3

2 I was aware of dryness of my mouth 0 1 2 3

3 I couldn't seem to experience any positive feeling at all 0 1 2 3

4 I experienced breathing difficulty (eg, excessively rapid breathing, breathlessness in the absence of physical exertion)

0 1 2 3

5 I found it difficult to work up the initiative to do things 0 1 2 3

6 I tended to over-react to situations 0 1 2 3

7 I experienced trembling (eg, in the hands) 0 1 2 3

8 I felt that I was using a lot of nervous energy 0 1 2 3

9 I was worried about situations in which I might panic and make a fool of myself

0 1 2 3

10 I felt that I had nothing to look forward to 0 1 2 3

11 I found myself getting agitated 0 1 2 3

12 I found it difficult to relax 0 1 2 3

13 I felt down-hearted and blue 0 1 2 3

14 I was intolerant of anything that kept me from getting on with what I was doing

0 1 2 3

15 I felt I was close to panic 0 1 2 3

16 I was unable to become enthusiastic about anything 0 1 2 3

17 I felt I wasn't worth much as a person 0 1 2 3

18 I felt that I was rather touchy 0 1 2 3

19 I was aware of the action of my heart in the absence of physical exertion (eg, sense of heart rate increase, heart missing a beat)

0 1 2 3

20 I felt scared without any good reason 0 1 2 3

21 I felt that life was meaningless 0 1 2 3

This text box is where the unabridged thesis included the following third party copyrighted

material:

Lovibond, S. H., & Lovibond, P. F. (1995). Manual for the depression anxiety stress scales (2nd.

Ed.). Sydney: Psychological Foundation 39.

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The Penn State Worry Questionnaire (PSWQ) Instructions: Rate each of the following statements on a scale of 1 (―not at all typical of me‖)

to 5 (―very typical of me‖). Please do not leave any items blank.

Not at all typical Very

typical of me of me

1. If I do not have enough time to do everything, 1 2 3 4 5 I do not worry about it.

2. My worries overwhelm me. 1 2 3 4 5

3. I do not tend to worry about things. 1 2 3 4 5

4. Many situations make me worry. 1 2 3 4 5

5. I know I should not worry about things, but 1 2 3 4 5 I just cannot help it.

6. When I am under pressure I worry a lot. 1 2 3 4 5

7. I am always worrying about something. 1 2 3 4 5

8. I find it easy to dismiss worrisome thoughts. 1 2 3 4 5

9. As soon as I finish one task, I start to worry 1 2 3 4 5 about everything else I have to do.

10. I never worry about anything. 1 2 3 4 5

11. When there is nothing more I can do about a 1 2 3 4 5 concern, I do not worry about it any more.

12. I have been a worrier all my life. 1 2 3 4 5

13. I notice that I have been worrying about 1 2 3 4 5 things.

14. Once I start worrying, I cannot stop. 1 2 3 4 5

15. I worry all the time. 1 2 3 4 5

16. I worry about projects until they are all done. 1 2 3 4 5

This text box is where the unabridged thesis included the following third party

copyrighted material:

Meyer, T. J., Miller, M. L., Metzger, R. L., & Borkovec, T. D. (1990). Development and

validation of the penn state worry questionnaire. Behaviour Research and Therapy,

28(6), 487-495.

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META-COGNITIONS QUESTIONNAIRE 30- MCQ-30

Adrian Wells & Samantha Cartwright-Hatton (1999

This questionnaire is concerned with beliefs people have about their thinking. Listed below are a number of beliefs that people have expressed. Please read each item and say how much you generally agree with it by circling the appropriate number. Please respond to all items, there are no right or wrong answers.

Do not agree Agree slightly Agree

moderately

Agree

very much

1. Worrying helps me to avoid problems in the future 1 2 3 4

2. My worrying is dangerous for me 1 2 3 4

3. I think a lot about my thoughts 1 2 3 4

4. I could make myself sick with worrying 1 2 3 4

5. I am aware of the way my mind works when I am

thinking through a problem

1 2 3 4

6. If I did not control a worrying thought, and then it

happened, it would be my fault

1 2 3 4

7. I need to worry in order to remain organised 1 2 3 4

8. I have little confidence in my memory for words and

names

1 2 3 4

9. My worrying thoughts persist, no matter how I try

and stop them

1 2 3 4

10. Worrying helps me to get things sorted out in my

mind

1 2 3 4

11. I cannot ignore my worrying thoughts 1 2 3 4

12. I monitor my thoughts 1 2 3 4

13. I should be in control of my thoughts all of the time 1 2 3 4

14. My memory can misled me at times 1 2 3 4

15. My worrying could make me go mad 1 2 3 4

16. I am constantly aware of my thinking 1 2 3 4

17. I have a poor memory 1 2 3 4

18. I pay close attention to the way my mind works 1 2 3 4

19. Worrying helps me cope 1 2 3 4

20. Not being able to control my thoughts is a sign of

weakness

1 2 3 4

21. When I start worrying, I cannot stop 1 2 3 4

22. I will be punished for not controlling certain

thoughts

1 2 3 4

23. Worrying helps me to solve problems 1 2 3 4

24. I have little confidence in my memory for places 1 2 3 4

25. It is bad to think certain thoughts 1 2 3 4

26. I do not trust my memory 1 2 3 4

27. If I could not control my thoughts, I would not be

able to function

1 2 3 4

28. I need to worry, in order to work well 1 2 3 4

29. I have little confidence in my memory for actions 1 2 3 4

30. I constantly examine my thoughts 1 2 3 4

Please ensure that you have responded to all items – Thank You.

Copyright 1999: Contact A. Wells, University of Manchester, Academic Division of Clinical Psychology

This text box is where the unabridged thesis included the following third party

copyrighted material:

Wells, A., & Cartwright-Hatton, S. (2004). A short form of the metacognitions questionnaire:

properties of the MCQ-30. Behaviour Research and Therapy, 42(4), 385-396.

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AAQ-II

Below you will find a list of statements. Please rate how true each statement is for

you by circling a number next to it. Use the scale below to make your choice.

1 2 3 4 5 6 7

Never True Very Seldom

True

Seldom

True

Sometime

True

Frequently

True

Almost

Always True

Always

True

1.

It‘s ok if I remember something unpleasant

1 2 3 4 5 6 7

2.

My painful experiences and memories make it difficult for me to live a life I would value

1 2 3 4 5 6 7

3.

I‘m afraid of my feelings

1 2 3 4 5 6 7

4.

I worry about not being able to control my worries and feelings

1 2 3 4 5 6 7

5.

My Painful feelings prevent me from having a fulfilling life

1 2 3 4 5 6 7

6.

I am in control of my life

1 2 3 4 5 6 7

7.

Emotions cause problems in my life

1 2 3 4 5 6 7

8.

It seems like most people are handling their lives better than I am

1 2 3 4 5 6 7

9.

Worries get in the way of success

1 2 3 4 5 6 7

10.

My thoughts and feelings do not get in the way of how I would like to live my life

1 2 3 4 5 6 7

This text box is where the unabridged thesis included the following third party copyrighted

material:

Bond, F. W., Hayes, S. C., Baer, R. A., Carpenter, K. M., Guenole, N., Orcutt, H. K., . . . Zettle, R. D.

(2011). Preliminary psychometric properties of the acceptance and action questionnaire–II: a

revised measure of psychological inflexibility and experiential avoidance. Behavior Therapy,

42(4), 676-688.

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IU Scale (IUS)

You will find below a series of statements which describe how people may react to

the uncertainties of life. Please use the scale below to describe to what extent each

item is characteristic of you (please write the number that describes you best in the

space before each item).

1 2 3 4 5

not at all

characteristic of

me

a little

characteristic of

me

somewhat

characteristic of

me

very

characteristic

of me

entirely

characteristic of

me

1. Uncertainty stops me from having a firm opinion.

2. Being uncertain means that a person is disorganized.

3. Uncertainty makes life intolerable.

4. It‘s not fair that there are no guarantees in life.

5. My mind can‘t be relaxed if I don‘t know what will happen tomorrow.

6. Uncertainty makes uneasy, anxious, or stressed.

7. Unforeseen events upset me greatly.

8. It frustrates me not having all the information I need.

9. Being uncertain allows me to foresee the consequences beforehand and to

prepare for them.

10. One should always look ahead so as to avoid surprises.

11. A small unforeseen event can spoil everything, even with the best of

planning.

12. When it‘s time to act uncertainty paralyses me.

13. Being uncertain means that I am not first rate.

14. When I am uncertain I can‘t go forward.

15. When I am uncertain I can‘t function very well.

16. Unlike me, others always seem to know where they are going with their

lives.

17. Uncertainty makes me vulnerable, unhappy, or sad.

18. I always want to know what the future has in store for me.

19. I hate being taken by surprise.

20. The smallest doubt stops me from acting.

21. I should be able to organize everything in advance.

22. Being uncertain means that I lack confidence.

23. I think it‘s unfair that other people seem sure about their future.

24. Uncertainty stops me from sleeping well.

25. I must get away from uncertain situations.

26. The ambiguities in life stress me.

27. I can‘t stand being undecided about my future.

This text box is where the unabridged thesis included the following third party

copyrighted material:

Freeston, M. H., Rhéaume, J., Letarte, H., Dugas, M. J., & Ladouceur, R. (1994). Why do

people worry? Personality and Individual Differences, 17(6), 791-802.

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Inventory of College Students Recent Life Experiences (ICSRLE)

Following is a list of experiences which many students have experienced at some

time or other. Please indicate for each experience how much it has been a part of

your life over the past month. Put a ―1‖ in the space provided next to an experience

if it was not at all part of your life over the past month (e.g., ―trouble with mother in

law-1‖); ―2‖ for an experience which was only slightly part of your life over that time,

―3‖ for an experience with was distinctly part of your life; and ―4‖ for an experience

which was very much part of your life over the past month.

Intensity of Experience over Past Month

1- not at al part of my life

2- only slightly part of my life

3- distinctly part of my life

4- very much a part of my life

____ 1. Conflicts with boyfriend/girlfriend/spouse‘s FAMILY

____ 2. Being let down or disappointed by friends

____ 3. Conflict with professor(s)

____ 4. Social rejection

____ 5. Too many things all at once

____ 6. Being taken for granted

____ 7. Financial conflicts with family members

____ 8. Having your trust betrayed by a friend

____ 9. Separation from people you care about

____ 10. Having your contributions overlooked

____ 11. Struggling to meet your own academic standards

____ 12. Being taken advantage of

This text box is where the unabridged thesis included the following third party

copyrighted material:

Kohn, P. M., Lafreniere, K., & Gurevich, M. (1990). The inventory of college students' recent

life experiences: a decontaminated hassles scale for a special population. Journal of

Behavioral Medicine, 13(6), 619-630.

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____ 13. Not enough leisure time

____ 14. Struggling to meet the academic standards of others

____ 15. A lot of responsibilities

____ 16. Dissatisfaction with school

____ 17. Decisions about intimate relationship(s)

____ 18. Not enough time to meet your obligations

____ 19. Dissatisfaction with your mathematics ability

____ 20. Important decisions about your future career

____ 21. Financial burdens

____ 22. Dissatisfaction with your reading ability

____ 23. Important decisions about your education

____ 24. Loneliness

____ 25. Lower grades than you hoped for

____ 26. Conflict with teaching assistant(s)

____ 27. Not enough sleep

____ 28. Conflicts with your family

____ 29. Heavy demands from extracurricular activities

____ 30. Finding courses too demanding

____ 31. Conflicts with friends

____ 32. Hard effort to get ahead

____ 33. Poor health of a friend

____ 34. Disliking your studies

____ 35. Getting ―ripped off‖ or cheated in the purchase of services

____ 36. Social conflicts over smoking

____ 37. Difficulties with transportation

____ 38. Disliking fellow student(s)

____ 39. Conflicts with boyfriend/girlfriend/spouse

____ 40. Dissatisfaction with your ability at written expression

This text box is where the unabridged thesis included the following third party

copyrighted material:

Kohn, P. M., Lafreniere, K., & Gurevich, M. (1990). The inventory of college students' recent

life experiences: a decontaminated hassles scale for a special population. Journal of

Behavioral Medicine, 13(6), 619-630.

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____ 41. Interruptions of your school work

____ 42. Social isolation

____ 43. Long waits to get service (e.g., at banks, stores, etc.)

____ 44. Being ignored

____ 45. Dissatisfaction with your physical appearance

____ 46. Finding course(s) uninteresting

____ 47. Gossip concerning someone you care about

____ 48. Failing to get expected job

____ 49. Dissatisfaction with your athletic skills

This text box is where the unabridged thesis included the following third party

copyrighted material:

Kohn, P. M., Lafreniere, K., & Gurevich, M. (1990). The inventory of college students' recent

life experiences: a decontaminated hassles scale for a special population. Journal of

Behavioral Medicine, 13(6), 619-630.

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Appendix F

Exploration of Assumptions

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Exploration of Normality and Parametric Assumptions

The following is a detailed description of the how the statistical assumptions were

explored prior to data analyses.

Normal Distribution

Several variables across the participants showed evidence of skewness and

kurtosis and visual inspection suggested non-normal distributions. Consequently,

Kolmogorov-Smirnov test of normality was conducted on the distribution of

depression (DASS-D), worry (PSWQ, T1), daily hassles T2 (ICSRLE, T2), positive

beliefs about worry (MCQ-POS), negative beliefs about the danger of worry (MCQ-

NEG-D), IU (IUS), experiential avoidance (AAQ-II), scores by worry (PSWQ, T2).

Depression [Statistic (323) =.158, p<0.001], PSWQ [Statistic (323) = .085, p<0.001],

MCQ-POS [Statistic (323) =.103, p<0.001], MCQ-30-NEG-D [Statistic (323) = .112,

p<0.001], ICSRLE [Statistic (323) = .066, p<0.05], IUS [Statistic (323) = .109,

p<0.001] and AAQ-II [Statistic (323) = .101, p<0.001], were found to significantly

deviate from the normal distribution. Therefore, the assumption of normally

distributed data was not met.

Homogeneity

Homogeneity of variance was assessed using Levene‘s test. The variance of GAD

and non-GAD groups were explored. The variance of GAD status and non-GAD

scores for depression [F(1,323) = 48.6, = p<0.001], PSWQ, T1 [F(1, 323) = 6.06,

p<0.001], MCQ-POS [F(1,584) = 10.62, p<0.01], MCQ-NEG-D [F(1,323) = 10.59,

p<0.01], IUS [F(1,584) = 9.933, p<0.01] and AAQ-II [F(1,584) = 11.07, p<0.001]

were found to be unequal and therefore did not meet the assumptions of

homogeneity of variance. Variance for PSWQ, T2 [F(1,323) =.380, p=.538] and

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ICSRLE, T2 [F(1,323) = 1.083, p=.299] were found to be equal. The assumptions of

homogeneity of variances was not met for all variables.

Presence of Outliers

An examination of box plots revealed the presence of outliers on Depression

(DASS-D), positive beliefs about worry (MCQ-POS), worry (PSWQ, T1), IU (IUS)

and daily hassles (ICSRLE) which appeared to account for the violation of the

assumptions of normality distributed data. On closer inspection, there was no

evidence of these not being valid responses and they were therefore retained for

use in the analyses.

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Testing of Assumptions for Regression Analysis

Sample Size

To ensure the sample size was adequate for regression analysis it was determined

that a sample of 165 would be required with 11 independent variables. The sample

for this study was 323 and was therefore deemed to be adequate.

Multicollinearity

To check variables for the presence of multicollinarity, tolerance values and variance

inflation factors (VIFs) were inspected. Tolerance values were greater than 0.1

across all variables and VIF values were all less than 10 therefore suggesting that

there were no issues of multicollinearity.

Homoscedasticity and Linearity

The assumption of homoscedasticity and linearity was explored using a scatter plot

seen in figure 6, which demonstrates residuals within acceptable limits, therefore

indicating assumptions have been met.

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Figure 6: Scatter Plots of Standardised Residuals against Standardised

Predicted Values.

Independent Errors

The assumptions of independent errors were investigated using the Duban-Watson

Statistic. This was calculated to be 1.962, which was below the required value of 2,

therefore the assumption of independent errors was met.

Normally Distributed Residuals

To explore if the residual errors were normally distributed, a histogram and P-P plot

were produced which can be seen in figure 7 & 8, which indicate that residuals

appeared to be normally distributed; therefore, assumptions of normality were met.

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Figure 7: Histogram of Standardised Residual of Errors for PSWQ.

Figure 8: P-P Plot of Standardised Residual Errors for PSWQ.

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Influential Cases

Seven of the cases were found to have standardised residuals on the Mahalanobis

above the critical value of 24.32 (α-0.001) (Tabachnick & Fidell, 2007). However, all

of the Cook‘s distance were below 1. Further exploration of the seven cases,

revealed they may have had an influence on the overall data, and where therefore

removed from further analyses.

Standardized residuals, Cook‘s distances and Mahalanobis distances were

examined to investigate the presence of multivariate outliers. The highest residual

score was 3.17 and highest Cook‘s distance was .096. As standardised residuals

need to be above 3.29 (Tabachnick & Fidell, 2007), and Cook‘s distance less than

one (Cook & Weisberg, 1982), these results are suggestive of no multivariate

outliers. However, seven cases were found to be outside of the critical range for

Mahalanobis distance and where thought to be influencing the data and where

therefore removed from further analyses. Examination of residual plots and

histograms demonstrated that the assumptions of linearity, homoscdasticity, and

normally distributed errors were all met.

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References

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Cook, R. D., & Weisberg, S. (1982). Residuals and influence in regression [by]

R. Dennis Cook and Sanford Weisberg: New York: Chapman & Hall,

1982.

Tabachnick, B., & Fidell, L. (2007). Using multivariate statistics. Boston: Pearson

Education, Inc.