predictors of preschool children's compliance behavior in early childhood classroom settings
TRANSCRIPT
Applied Developmental Psychology 25 (2004) 439–457
Predictors of preschool children’s compliance behavior in early
childhood classroom settings
Theodore D. Wachs*, Pinar Gurkas, Susan Kontos
Department of Psychological Sciences, Purdue University, West Lafayette, IN 47907, USA
Abstract
Working within a person–process–context framework, we investigated the relation of the level of preschool
children’s compliance to child temperament, caregiver–child interaction in the child care setting, child care
quality, and contextual chaos. Participants were 86 preschoolers and their teachers. Our database included both
questionnaires and observations in child care centers. Child compliance was predicted by child temperament,
caregiver behaviors, daycare quality, and level of daycare chaos. Child difficult temperament moderated the
influence of caregiver behaviors but did not moderate the influence of environmental chaos on child
compliance. Caregiver behaviors did not act to mediate the relations between environmental chaos and
compliance. The predictive variance increased as process and context variables were added to the initial
person predictor model (additive coaction), and different sets of predictors were associated with committed,
situational, and passive noncompliance. The present results indicate that different combinations of main effects
predicted different outcomes, illustrating how multiple predictors relate to different aspects of child
compliance.
D 2004 Elsevier Inc. All rights reserved.
Keywords: Temperament; Environmental chaos; Preschool quality; Compliance; Child care
1. Introduction
The environmental context within which the child develops is a crucial component for explaining the
nature of child development. Following the theoretical guidance of Bronfenbrenner (1989, 1999), there
has been an emphasis on going beyond the family environment to understand environmental
contributions to development. Bronfenbrenner’s person–process–context approach analyzes variability
0193-3973/$ - see front matter D 2004 Elsevier Inc. All rights reserved.
doi:10.1016/j.appdev.2004.06.003
* Corresponding author.
E-mail address: [email protected] (T.D. Wachs).
T.D. Wachs et al. / Applied Developmental Psychology 25 (2004) 439–457440
in developmental outcomes as a function of the characteristics of the individual and environment
(Bronfenbrenner, 1989). Within this framework, the microsystem, a face-to-face setting composed of
activities, roles, or relations experienced by the child, is the basic starting point for the contextual
analysis of child development (Bronfenbrenner, 1989).
The aim of the present study was to adopt a person–process–context framework to help illuminate
the nature of preschool children’s compliance. Child temperament, caregiver–child interaction in the
child care setting, child care quality, and child care chaos were chosen as person, process, and context
components, respectively. According to the person–process–context approach, none of the three
components in isolation will be sufficient to explain developmental outcomes. In addition, the
contributions of person, process, and context may depend on the nature of the outcome variable as
well (Bronfenbrenner & Ceci, 1994).
Children’s compliance behavior is viewed as a marker for the child’s internalization of the prevalent
norms and values of their society (Kochanska, 2002). In the model developed by Kochanska and
Aksan (1995), there are two qualitatively different types of compliance. Committed compliance,
defined as children’s wholehearted compliance with a request, is regarded as the initial step for the
internalization of behavior standards that are necessary for proper functioning of the individual within
society (Kochanska, 1993). Situational compliance, defined as complying with requests due to the
presence of an authority figure, is compliance without sincere commitment and is not associated with
internalization. In the model, there also are three different types of noncompliance: defiance, passive
noncompliance, and negotiation. Defiance is defined as noncompliance by overt refusal; the child
usually does the opposite of what is required and shows anger and negative affect. Passive
noncompliance is when the child pretends as if the request was not made; and neither complies
nor overtly refuses to comply. Negotiation is defined as a child’s asking for explanations, offering
alternative solutions, and attempting to reach a new agreement with the caregiver. To the extent that
these qualitatively different forms of compliance reflect young children’s characteristic reaction
patterns to caregiver demands, we would expect children who were high in committed compliance
to display lower levels of both situational compliance and noncompliance (Kochanska & Aksan,
1995). What is the role of person, process, and context in explaining individual variability in these
different aspects of compliance?
1.1. Person: Compliance and temperament
Theoretically, difficult temperament is regarded as a risk factor for the development of behavior
problems (e.g., Kochanska, 1991). Children who display high reactivity and low regulatory skills are
more likely to be defiant (Stifter, Spinrad, & Braungart-Rieker, 1999). However, in the NICHD Early
Child Care Research Network study, mother-rated difficult temperament in infancy was not a
significant predictor either of child compliance at 3 years of age or of caregiver-reported behavior
problems and conflict with adults at 4.5 years of age (NICHD Early Child Care Research Network,
1998, 2003). These findings may reflect the fact that mother-rated temperament may not generalize
to children’s behavior in the child care setting (NICHD Early Child Care Research Network, 1998).
The modest level of correlation between parent- and teacher-rated temperament in other studies
supports this explanation (Rothbart & Bates, 1998). In the present study, we minimize generalization
problems by relating teacher ratings of child temperament to children’s compliance in preschool
settings.
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1.2. Process: Compliance, parenting, and caregiver–child interactions in child care
The majority of the studies assessing influences on children’s compliance have focused on
parenting practices. Parental responsiveness and control have been shown to have consistent patterns
of association with child compliance (e.g., Chamberlain & Patterson, 1995; Kochanska & Aksan,
1995; Londerville & Main, 1981; Schaffer & Crook, 1980; Wahler, 1997). However, relations between
parenting and compliance have also been shown to vary, depending on what aspects of compliance are
being assessed. Committed compliance is associated with responsive parenting, and mutually
responsive relations in toddlerhood are influential in predicting children’s internalization at 4 years
of age (Kochanska, 1997; Kochanska, Aksan, & Koenig, 1995). Situational compliance is either not
associated with parenting or it is associated with negative control. Passive noncompliance is either not
related to a specific control technique or it is associated with negative control and decreased guidance
(Braungart-Rieker, Garwood, & Stifter, 1997; Kuczynski, Kochanska, Radke-Yarrow, & Girnius-
Brown, 1987). Negotiation as a type of noncompliance is associated with mutually responsive parent–
child relationships. In negotiating with his (her) parents, verbal refusals of the child foster and
necessitate self-assertion of the child, whereas this relation does not hold for defiance (Crockenberg &
Litman, 1990). In addition, the child’s temperament may moderate the relation between specific
parenting practices and specific types of compliance (Himmelfarb, Hock, & Wenar, 1984; Kochanska,
1995; Kochanska & Aksan, 1995). Committed compliance is more likely to occur when parents use
gentle control with their fearful children, whereas uninhibited children’s committed compliance is
related to attachment security (e.g., Kochanska, Tjebkes, & Forman, 1998). For temperamentally
difficult children, the use of commands without explanations is the least effective method for eliciting
compliance (Martin & Bridger, 2000).
However, parenting practices are not the only proximal processes related to children’s compliance.
Major increases in maternal employment and an increased percentage of single-parent families make
nonmaternal child care an important factor in children’s development (Clarke-Stewart & Allhusen, 2002;
Lamb, 1998). Teacher–child interactions in childcare settings have also been shown to play a role in the
development of children’s compliance behaviors. In nonparental care settings, compliance is associated
with more social exchange and positive affect between adults and children and less control of children
(Howes & Olenick, 1986). In addition, Clarke-Stewart, Gruber, and Fitzgerald (1994) have reported that
caregivers’ use of controlling commands and punishments was more important in predicting child
compliance than the level of one-to-one attention that children received from caregivers. Children who
received less controlling commands and punishments were more compliant, and the association between
caregiver’s discipline and compliance was parallel to the associations found for parents during home
observations of the same children. In summary, the research findings about children’s interaction with
their parents, as well as their teachers, show that use of commands without explanations seems to be the
least effective method in eliciting compliance from children, especially when adults are interacting with
temperamentally difficult children. One limitation to these studies is that they typically treat compliance
as a unitary construct. This study examines multiple forms of compliance.
1.3. Context: Compliance, quality of child care and environmental chaos in child care setting
Quality of child care is partially defined by proximal process interactions between children
and caregivers. In high-quality child care settings, teachers interact with children in an
T.D. Wachs et al. / Applied Developmental Psychology 25 (2004) 439–457442
informative way, they encourage verbal interaction, they are not harsh with the children, and
they show more positive affect (e.g., Bryant, Lau, & Sparling, 1994; Clarke-Stewart, 1992;
NICHD Early Child Care Research Network, 2000). However, quality of child care is also
measured by distal contextual features of the child care environment. Such features include
group size, teacher–child ratios, and furnishings (Friedman & Amadeo, 1999). High-quality
nonparental care is also defined by settings where there is a well-organized and stimulating
physical environment and where the classes are not crowded (NICHD Early Child Care Research
Network, 2000).
Nonparental care experience has a facilitating influence on the development of compliance, especially
when the quality of care is high (e.g., Howes & Olenick, 1986; Peisner-Feinberg & Burchinal, 1997;
Phillips, McCartney, & Scarr, 1987). The NICHD Early Child Care Research Network’s (1998, 2002)
examination of child care effects on children’s compliance revealed that higher quality nonmaternal care
experienced by children during the first 3 years of life was associated with higher child compliance with
maternal requests, greater temptation resistance in the laboratory, and fewer caregiver-rated behavior
problems when children were 3 years old.
Quality of care, as defined above, is not the only aspect of context that could influence children’s
compliance behaviors. A number of researchers investigating the role of environmental influences
upon development have focused on the physical environment of the child, with specific reference to
the contextual dimension of environmental chaos (Evans, 1999; Wachs, 1989; Wohlwill & Heft,
1987). Chaotic environments are characterized by high levels of noise, crowding, and environmental
traffic (many people coming and going) and by a lack of physical and temporal structure (few
regularities or routines, nothing has its place). Environmental chaos has been associated with a variety
of decrements in children’s competence, including impairments in cognitive performance, attention,
and motivation (Wachs, 1992; Wachs & Corapci, 2003). A major reason for this pattern of findings
appears to be that environmental chaos is associated with greater parental restrictiveness, as well as
with decreased verbal and emotional responsiveness of parents to their children and decreased
involvement in children’s activities (Corapci & Wachs, 2002; Evans, Maxwell, & Hart, 1999; Wachs
& Camli, 1991). In addition, interactions have also been reported in the environmental chaos
literature, with both boys and temperamentally difficult children being more reactive to environmental
chaos (Wachs, 1992).
Some dimensions of environmental chaos, such as teacher/child ratio, are included among measures
of childcare quality (Clarke-Stewart & Allhusen, 2002; Lamb, 1998). In addition, a few studies have
reported that indices of environmental chaos in daycare, such as higher noise (Hambrick-Dixon, 1988)
and crowding (Maxwell, 1996), are related to decrements in young children’s performances on measures
of visual attention. However, we have not been able to find any studies that specifically focus on the
consequences of environmental chaos in child care settings for socialization, nor that ask about the
unique predictive contribution of environmental chaos over and above the contributions of child care
quality per se.
Working within a person–process–context framework, we hypothesize that variability in young
children’s compliance behavior in child care settings will be a joint function of person (teacher-rated
child temperament), process (teacher–child interaction patterns), and context (child care quality and
child care chaos). In addition to this overall hypothesis, we also address how variability in person,
process, and context translates into variability in children’s compliance behavior. Based on our
review and discussion of the compliance literature, there are three possible ways in which person,
T.D. Wachs et al. / Applied Developmental Psychology 25 (2004) 439–457 443
process, and context variables could influence child compliance, which we systematically test in this
study.
� Given interactions between parenting and child temperament (e.g., Kochanska, 1995), child
temperament may act to moderate relations between child compliance and either caregiver control
strategies or level of childcare chaos.� Given a relation between environmental chaos and developmentally relevant aspects of parental
behavior (e.g., Corapci & Wachs, 2002; Evans et al., 1999), caregiver control strategies may act to
mediate relations between childcare chaos and compliance.� Given that different aspects of parental behaviors predict different types of child compliance, there
may also be specificity with different combinations of person, process, and context, predicting
different types of child compliance (Wachs, 1992). Alternatively, person, process, and context
contributions to child compliance may follow a pattern of additive coaction (multiple independent
main effects—Rutter, 1983).
2. Method
2.1. Participants
Participants were 86 preschoolers (50 males, 36 females) and their mothers. The children’s ages
ranged from 31.3 to 78.4 months (mean = 50.3; SD = 11.6). The majority of the mothers (63.9%) had
completed a college degree or had professional training and they were employed, either full (58.3%) or
part time (16.7%). The average maternal age was 32.8 years (SD = 5.4).
The directors of 15 centers in a rural Midwest county were initially contacted by letter. Follow-up
phone calls were made with the center directors to determine which centers would agree to
participate in the study. Eight directors gave their consent to participate in the study. Letters
indicating the purpose of the study were then sent to the teachers in each classroom. All of the
teachers gave their consent to participate. Each of the teachers had a college degree that focused on
education, although not necessarily in early childhood. After teachers gave their consent, parent
consent forms were distributed in the classrooms. Among the 270 parents who received the consent
forms, 115 gave consent to participate (42.5%). This level of agreement to participate is similar to
what has been reported in other studies involving childcare populations (e.g., Holloway & Reichhart-
Erickson, 1989; Lloyd & Howe, 2003). Because of the time required to complete observer training,
we were able to test only 86 of the 115 children whose parents had given consent during the data
collection phase before the start of the summer vacation period, when preschool children were
generally unavailable.
Children were enrolled in 23 classrooms in these eight centers. With one exception, all of the centers
participating in the study were nonprofit centers. Among the nonprofit centers, three were private
nonprofit, two were affiliated with a university, one was a childcare ministry, and one was director
owned. Three of the centers provided half-day service, and the rest provided full-day care. Information
about the centers and children’s entry into and participation in the centers are presented in Table 1. As
can be seen from Tables 1 and 3, which presents data on teacher behaviors, a wide range of quality in
classrooms was captured, despite sample selectivity.
Table 1
Descriptive statistics on participants and centers
Children Mean (SD)
Age (months) at first nonparental care 20.4 (12.1)
Time spent in current child care center (months) 9.9 (5.4)
Children per classroom 14 (3)
Children/Adult ratio in the classroom 5.4 (2.7)
Centers Number of centers (classrooms) Number of children
Private nonprofit 3 (4) 31
Affiliated with University 2 (14) 38
For profit 1 (2) 6
Childcare ministry 1 (2) 5
Director-owned center 1 (1) 6
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2.2. Measures and procedure
Both questionnaires and observations were used to collect data. Questionnaires concerning family
demographics and child temperament were sent to children’s homes and returned to the childcare center
after completion. Head teachers completed questionnaires about child temperament and environmental
chaos in their childcare center. Observations of child compliance and caregiver control strategies were
made during clean-up and group times in the classrooms. Observations also were used to measure
childcare quality.
2.2.1. Child compliance
On the basis of pilot observations, we modified the manual for child compliance in the laboratory
setting of Kochanska (1999) for use in the child care setting1. Child compliance was coded using a 30-s
observation, 15-s record time sampling procedure during regularly scheduled cleanup, and group times
in each center. These times were chosen on the basis of our pilot observations indicating that these were
the periods during which there were the highest level of compliance demands upon children (e.g., put
away toys during cleanup time, sit quietly during group time). The exact duration of time spent in
cleanup and group time varied across centers. The duration of cleanups ranged from 5 to 10 min, and the
duration of group times ranged from 15 to 30 min. Child compliance was coded using the five mutually
exclusive categories defined by Kochanska: committed compliance, negotiated compliance, situational
compliance, passive noncompliance, and defiance (overt refusal). The operational definitions of specific
categories used in observations and descriptive statistics of children’s compliance scores can be found in
Table 2. The total frequencies of defiance and negotiation were less than 1% of the total observation
scans, and these variables had highly skewed distributions. Because of their very low occurrence rate,
defiance and negotiation were not included in the analyses.2
1 A copy of our revised compliance manual can be obtained by writing to the first author at the address indicated.2 Defiance and overt refusal have frequencies of about 7% in studies made in laboratory settings where one child is
interacting with one adult at a time (e.g. Kochanska & Aksan, 1995). The relatively lower occurrence of defiance and
negotiation in our study may reflect contextual differences between a preschool and a laboratory environment.
Table 2
Descriptive statistics and definitions of child compliance codes for cleanup and group times
Child compliance
codes
Code definitions Mean %
(SD)
Committed
compliance
Child complies with the requests without further directives through most of the segment.
During the cleanup and group times child is on task for more than 25 s in a 30-s
observation period.
65 (15)
Situational
compliance
Child fails to comply in the absence of caregiver control. Number of caregiver prompts
do not exceed three times per segment. Child is on task for 15 s or more and the number
of reminders of the request does not exceed three times in 30 s.
16 (07)
Passive
noncompliance
Child does not comply unless prompted and when prompted the most likely response is
to ignore the directive. Child is on task for less than 15 s.
18 (12)
Negotiation Child overtly refuses to comply but does not show any anger or negative affect and the
child is noncompliant for the majority of the observation block.
Mean < 1
Defiance Child does not comply and if prompted the child response is to resist by defiance with
poorly controlled anger or overt expression of frustration in body language or voice.
Mean < 1
T.D. Wachs et al. / Applied Developmental Psychology 25 (2004) 439–457 445
For compliance, interobserver reliability assessed over the course of the study (intraclass correlation)
was .92. The percentage of time spent in observations of each of the two childcare contexts was
determined according to the schedules of daycare centers. Each child was observed on at least three
different days within 2 months. During observations, observers collected up to ninety-four (range: 10–
94) 30-s observation blocks per child. The median number of observation blocks was 48. There were 30
or fewer observation blocks for eight of the participants. Our analysis indicated that there were no
significant differences between these eight children and the rest of the participants regarding the outcome
or predictor measures included in this study. Percentage scores were created using the following
procedure: The frequency of each category of compliance was divided by the total frequency of the five
categories of compliance.
2.2.2. Child temperament
The teacher form of the Revised Temperament Assessment Battery for Children (TABC-R; Martin &
Bridger, 2000) was used as our measure of child temperament. There are 29 items in the teacher form.
Items are rated on a Likert-type seven-point scale. The teacher form is composed of four scales related to
inhibition, negative emotionality, lack of task persistence, and activity level. Test–retest stabilities of the
scales of the teacher form over a year are within a range from 0.47 to 0.71. In this study, principal
components analysis of the teacher form with varimax rotation confirmed the factors previously
identified by Martin and Bridger (2000). Reliabilities (Cronbach’s alpha) of the scales of the teacher
form were within a range from .82 to .94. For each child, a temperamental difficulty score was created by
summing the negative emotionality, activity, and lack of task persistence scores. The average teacher-
rated temperamental difficulty score for the children was 67.48 (SD = 24.98). The parent form of the
TABC-R was also administered but, as noted in the Introduction, was not used as a predictor to minimize
generalization problems.
2.2.3. Caregiver control strategies
There were five mutually exclusive categories of caregiver control strategies assessed during the
cleanup and group times: no interaction, social exchange, gentle guidance, control, and forceful
T.D. Wachs et al. / Applied Developmental Psychology 25 (2004) 439–457446
negative control. Caregiver control strategies were coded if an adult caregiver (i.e., head teacher,
assistant teacher, or teachers’ aide) was within 3 ft of the target child or was directly addressing a
child. The operational definitions of the codes and relevant descriptive statistics are presented in Table
3. Forceful negative high control was not observed. Social exchange, gentle guidance, and control
scores were created by dividing the frequency of each category by the total frequency of the four
remaining categories of teacher control strategies. Preliminary analyses revealed that only control
predicted compliance behavior. Therefore, the other strategies were dropped from further analysis. For
control, interobserver reliability assessed over the course of the study (intraclass correlation) was equal
to .77.
2.2.4. Childcare quality
The Early Childhood Environment Rating Scale (ECERS, Harms, Clifford, & Cryer, 1998) was used
to measure quality of daycare. The ECERS is composed of 37 items divided into seven subscales
addressing personal care routines, furnishings, and display, language/reasoning, fine/gross motor,
creative activities, social development, and adult needs. Items are rated from 1 (inadequate) to 7
(excellent). The interobserver reliability of the scale is reported as .83 (Harms et al., 1998). Item ratings
were summed and divided by the total number of items to obtain an average item score. In this study, the
average score was 6.19 (SD = 1.03), with scores ranging from 3.74 (adequate quality) to 6.91 (excellent
quality). The observer doing all the ECERS observations was trained in classrooms to use this
instrument to a criterion of 90% interobserver consistency. The ECERS scores were obtained within
a week after observations were completed on child compliance and teacher control strategy. Information
related to number of children and number of teachers in the class was collected by the observers in each
child care center during observation times.
2.2.5. Environmental chaos
We revised the Matheny, Wachs, Ludwig, and Phillips (1995) Confusion, Hubbub, and Order Scale,
which was developed for use in the home, for use in daycare settings. Our revised scale, which we called
Life in Early Childhood Programs (LECP, Kontos & Wachs, 2000), was used as our measure of the level
of chaos in the early childhood classroom setting. The LECP is a 16-item scale, in true–false format,
assessing teachers’ perceptions of use of space, crowding, environmental traffic, and the degree of
control and organization in the classroom. The test–retest stability of this instrument is .87 (Kontos &
Table 3
Descriptive statistics and definitions of teacher behavior codes for cleanup and group times
Caregiver codes Code definitions Mean % (SD)
No interaction There is no verbal or physical overture from the mother to the child throughout the segment 13 (10)
Social
exchange
Caregiver interacts with the child (e.g., teaching and playing) but s/he does not attempt to
control the child with respect to the specific requirement that s/he made from the child
55 (16)
Gentle
guidance
No forceful verbal or physical control is present. Caregiver uses polite suggestions, hints,
playful comments, or reason to make the child comply with the request
12 (10)
Control Caregiver issues commands or prohibitions for the majority of the segment. Caregiver
gives firm directions as to how to proceed.
20 (09)
Forceful
control
Caregiver directs the child’s behavior in a forceful /power assertive manner. S/he may use
threats or negative comments
Not observed.
T.D. Wachs et al. / Applied Developmental Psychology 25 (2004) 439–457 447
Wachs, 2000). The reliability (Cronbach’s alpha) of the scale was .67. Total scores on LECP in the
present study ranged from 0 to 9 (mean = 3.91, SD = 2.35), with higher scores indicating higher levels of
chaos.
3. Results
3.1. Demographic variables
Before addressing specific hypotheses, we used correlations to identify which variables should be
included as covariates in subsequent analyses. Our initial analysis focused on demographic variables.
The demographic variables of interest were age of child, age at first attendance in child care, length of
time spent in current child care, mother’s working hours, and mother’s education. None of these
variables was significantly correlated with compliance or with any of our predictor measures (child care
quality, chaos, caregiver’s use of control or child temperament). Furthermore, although the age of child is
often used as a covariate in laboratory studies of compliance, in the present study, age did not moderate
the relations between predictors and outcomes. Therefore, these variables were not included as
covariates in the rest of the analyses.
Because of differences in the quality of university affiliated versus other types of child care settings
described in Table 1, we also analyzed whether there were differences in our predictor or outcome
measures as a function of type of child care setting. With two exceptions, results indicated no differences
in our predictor or outcome measures as a function of type of child care setting. The exceptions were
chaos and quality scores. As would be expected, community child care centers were rated as
significantly more chaotic [F(1, 21) = 6.81, p < .05] and of significantly lower quality then university
based centers [F(1, 21) = 74.35, p < .01]. Because center type was unrelated to outcomes, we did not
analyze for center type as a covariate.
Because of variability in the number of times the children were observed, we also correlated the
number of observation blocs per child with our predictor and outcome measures. The number of
observation blocs was correlated with adult caregivers’ use of control (r = .31, p < .05) but was
unrelated to any of our other predictors or to any of our child compliance outcome measures. Therefore,
we did not enter the number of observation blocs as covariates in our analyses.
Two separate MANOVAs were applied to examine gender differences. A MANOVA with three
forms of compliance/noncompliance as dependent variables and child gender as the between-
subjects factor revealed no significant gender differences. A MANOVA with childcare quality, child
care chaos, adult’s use of control, and child temperament as dependent variables and child gender
as the between-subjects factor indicated a strong trend toward significant gender differences
[F(4, 76) = 4.00, p < .06].3 Breakdown of this analysis indicated that males were more likely
than females to be in lower quality [F(1, 85) = 5.39, p < .05] and more chaotic childcare centers
[F(1, 85) = 5.86, p < .05]. Not surprisingly, head teachers rated males as having a more difficult
temperament than females do [F(1, 85) = 4.04, p < .05]. Although gender was related to a number
3 Tables documenting the results of our analyses for demographic, center, and gender effects can be obtained from the first
author at the address indicated.
T.D. Wachs et al. / Applied Developmental Psychology 25 (2004) 439–457448
of our predictors, it was unrelated to our outcome variables. Thus, we did not analyze for gender as
a covariate.4
3.2. Initial hypothesis: Do person, process, and context all contribute to child compliance?
Correlations were used to test our overall hypothesis predicting the relations between child
compliance and measures of person, process, and context. Table 4 provides a summary of the
associations between child compliance, child temperament, adult caregivers’ use of control, child care
quality, and child care chaos. When basing conclusions on a correlation matrix, there is the
possibility that, while some individual correlations may be large, the overall matrix could still be
nonsignificant. To deal with this possibility, we utilized the Steiger (1980) procedure to test the null
hypothesis that the overall matrix shown in Table 4 is essentially zero order. Our analysis yielded a
significant chi square of 292.49 (p < .01, df = 21), allowing us to reject the null hypothesis and
minimizing concern that our interpretation of individual correlations was based on capitalizing on
chance findings.
As shown in Table 4, committed compliance was significantly and negatively correlated with both
situational and passive noncompliance; situational and passive noncompliances were unrelated. Both the
directionality and magnitude of this pattern of relations are remarkably close to the pattern reported by
Kochanska and Aksan (1995). To further elucidate the nature of relations between our different
compliance categories, we utilized a principal components analysis with Varimax rotation. Two factors
were identified. The first (eigenvalue = 1.99) was characterized by high loadings for committed
compliance (� .92) and passive noncompliance (.99). The smaller second factor (eigenvalue = 1.01)
included only situational compliance (.99). A similar structure emerged when oblique rotation-Promax
was utilized, and there was only a modest correlation between the two factors (r = .23). This pattern
suggests that committed and passive noncompliance represent bipolar opposites of a single dimension
that is different from what is assessed by situational compliance.
As also shown in Table 4, head teachers’ rating of the child as having a difficult temperament was
positively associated with passive noncompliance and negatively associated with committed compli-
ance.5 Adult caregivers’ use of controlling commands was positively associated with passive noncom-
4 Because gender was related to a number of our predictors, we also analyzed for possible moderating effects of gender. Our
analysis indicated that gender did not moderate either the relation of quality or control to compliance. However, gender did
moderate the pattern of relations between temperament and compliance and between chaos and compliance. For boys, higher
levels of difficult temperament were associated with decreased committed compliance and increased passive noncompliance. For
girls, while difficult temperament was unrelated to committed compliance, having a difficult temperament was associated with
lower levels of passive noncompliance [for committed compliance, change in R2 associated with the Gender�Temperament
interaction equals .17, F(3, 77) = 10.12, p < .01); for passive noncompliance, change in R2 associated with the Gender�Temperament interaction equals .18, F(3, 77) = 12.22, p < .01]. For boys, as environmental chaos increased, committed
compliance decreased and passive noncompliance increased. Environmental chaos was unrelated to compliance patterns for girls
[for committed compliance, change in R2 associated with the Gender�Chaos interaction equals .17, F(3, 82) = 6.73, p < .05; for
passive noncompliance, change in R2 associated with the Gender�Chaos interaction equals .14, F(3, 82) = 6.55, p < .01]. The
latter pattern of findings are consistent with previous research showing a greater sensitivity of males than females to
environmental chaos (Wachs, 1992).5 Although not utilized as a formal predictor, our results do confirm the findings of the NICHD Early Child Care Research
Network (1998, 2003) showing that parent-rated infant temperament is not a predictor of child compliance in child care settings.
Table 4
Associations among forms of compliance, child temperament, caregiver’s use of control, child care quality, and child care chaos
1 2 3 4 5 6 7
(1) Committed compliance � 0.45** � 0.88** � 0.31** � 0.38** 0.26* � 0.28**
(2) Situational compliance � 0.01 0.12 � 0.03 � 0.29** 0.05
(3) Passive noncompliance 0.26* 0.42** � 0.16 0.31**
(4) Difficult temperament 0.28* � 0.14 0.20
(5) Caregiver’s use of control � 0.28** 0.13
(6) Child care quality � 0.45*
(7) Child care chaos
*p < .05. **p < .01.
T.D. Wachs et al. / Applied Developmental Psychology 25 (2004) 439–457 449
pliance and negatively associated with committed compliance. Child care quality was positively
associated with committed compliance and negatively associated with situational compliance. Child
care chaos was positively associated with passive noncompliance and negatively associated with
committed compliance.
3.3. Does temperament moderate the relation of child compliance to childcare chaos or caregivers’ use
of control?
We initially tested to determine whether the relation between chaos and compliance would be
stronger for children with difficult temperaments. Separate hierarchical multiple regression analyses
were used to test for multiplicative interactions for committed, situational, and passive noncom-
pliance as outcome variables. The criteria described by Jaccard, Turrisi, and Wan (1990) provided
the basis for testing the interaction effects. The predictors were centered, and the interactive effect
was included in the analyses after the inclusion of temperament and chaos. There was no
significant interaction between child care chaos and head teacher ratings of child temperament
in predicting compliance, indicating that temperament was not acting as a moderator for these
variables.
We then tested whether child temperament could act to moderate relations between adult caregiver
control and child compliance. A summary of the regressions used to test for moderating interactions
are presented in Table 5. As shown in Table 5, our analysis indicated that there were significant
interactions between adult caregivers’ use of controlling commands and temperament as predictors of
children’s compliance. To explore the nature of the interaction, the relation between compliance and
adult caregivers’ control was examined across three levels of temperamental difficulty. As
recommended by Jaccard et al. (1990), low difficulty was defined as being one or more standard
deviations below the mean level of temperamental difficulty. Average difficulty was equal to the
mean. High difficulty was one or more standard deviations above the mean. Adult caregivers’ use of
control was a significant predictor of committed compliance and passive noncompliance for children
who were highly difficult. Specifically, higher levels of adult caregiver control were related to less
committed compliance and greater passive noncompliance for children with difficult temperaments.
Adult caregivers’ use of control was not a significant predictor of committed or passive
noncompliance of children with average or nondifficult temperament.
Table 5
Temperament, caregiver’s use of control, and their interaction as predictors of compliance
R2 Fch df b
Dependent variable: Committed compliance
(Step) Predictor
(1) Difficult temperament .09 8.21** 1, 79 � .22*
(2) Caregiver’s use of control .18 8.25** 2, 78 � .17
(3) Difficult temperament�Control .31 14.24** 3, 77 � .38**
Overall F(3, 77) = 11.46, p < .001
Dependent variable: Passive noncompliance
(Step) Predictor
(1) Difficult temperament .07 5.86* 1, 79 .15
(2) Caregiver’s use of control .20 13.04** 2, 78 .25*
(3) Difficult temperament�Control .31 11.96** 3, 77 .35**
Overall F(3, 77) = 11.51, p < .001
The increase in explained variance, measured by Fch, is reported for every step. Beta weights are reported for the full model.
*p < .05. **p < .01.
T.D. Wachs et al. / Applied Developmental Psychology 25 (2004) 439–457450
3.4. Does adult caregivers’ use of control mediate the relation between child care chaos and
compliance?
The criteria described by Baron and Kenny (1986) provided the basis for testing this hypothesis.
Adult caregiver control during the cleanup and group times can act as a mediator in the chaos and
compliance relationship if three conditions are met. First, variations in adult caregiver behavior should
significantly account for variations in child compliance. Second, variations in chaos should significantly
account for variations in adult caregiver behavior. Third, when adult caregiver behavior is controlled, the
previously significant relations between chaos and compliance should become nonsignificant. The
second condition for mediation was not met, in that child care chaos was not a significant predictor of
adult caregiver control. Since this criterion was not met, our results indicate that relations between chaos
and compliance are not a function of chaos effects on adult caregivers’ use of controlling commands.
3.5. Do person, process, and context predictors of compliance involve additive coaction and specificity?
Three separate hierarchical regression analyses were applied to the data. These analyses were
designed to provide information on whether our person, process, and context predictors were uniquely
related to different types of child compliance. Adult caregivers’ use of control was included as a
predictor after the inclusion of temperament and child care quality and before the inclusion of child care
chaos. In test regressions, the significance of the predictors did not change when the entry order of these
predictors to the regression equations were varied. Committed, situational, and passive were the response
variables. A summary of the regressions is presented in Table 6.
The full models explained between 18% and 31% of variance in compliance. In all models, significant
increases in predictive variance occurred beyond the first step in each regression. Adult caregivers’ use
of control was the only unique significant predictor of committed compliance when all the predictors
Table 6
Temperament, child-care quality, teacher’s use of control, and child care chaos as predictors of compliance
R2 Fch df b
Dependent variable: Committed compliance
(Step) Predictor
(1) Difficult temperament .09 8.21** 1, 79 � .18
(2) Child care quality .14 4.43* 2, 78 .01
(3) Caregiver’s use of control .21 5.99* 3, 77 � .29**
(4) Child care chaos .24 3.06 4, 76 � .23
Overall F(4, 76) = 5.85, p < .001
Dependent variable: Situational compliance
(Step) Predictor
(1) Difficult temperament 0.01 1.14 1, 79 0.16
(2) Child care quality 0.10 7.40** 2, 78 � 0.53**
(3) Caregiver’s use of control 0.13 2.74 3, 77 � 0.21
(4) Child care chaos 0.18 4.48* 4, 76 � 0.29*
Overall F(4, 76) = 4.17, p < .01
Dependent variable: Passive noncompliance
(Step) Predictor
(1) Difficult temperament 0.07 5.86* 1, 79 0.01
(2) Child-care quality 0.08 1.17 2, 78 0.24
(3) Caregiver’s use of control 0.20 11.65** 3, 77 0.41**
(4) Child-care chaos 0.31 11.25** 4, 76 0.42**
Overall F(4, 76) = 8.38, p < .001
The increase in explained variance, measured by Fch, is reported for every step. Beta weights are reported for the full model.
*p < .05. **p < .01.
T.D. Wachs et al. / Applied Developmental Psychology 25 (2004) 439–457 451
were included. Adult caregivers’ use of control was negatively associated with committed compliance.
Both quality and chaos were unique and significant predictors of situational compliance. Childcare
quality and chaos were negatively associated with situational compliance. Adult caregivers’ use of
control and childcare chaos uniquely predicted passive noncompliance, which was positively associated
with both of these predictors. The addition of predictors into regressions resulted in an approximate 10%
increase in predictive variance.
4. Discussion
The aim of this study was to examine the contribution of child temperament, caregiver–child
interactions, child care quality, and child care chaos to preschool children’s compliance behavior within
a person–process–context framework. Consistent with this framework, each predictor was related to
variability in compliance behavior. Specifically, our results also show that head teacher ratings of child
temperament in child care are associated with observer-rated committed and passive noncompliance.
Supporting the importance of the person variable, children with difficult temperaments were less likely
to be committed compliant and more likely to be passive noncompliant.
T.D. Wachs et al. / Applied Developmental Psychology 25 (2004) 439–457452
The process component, adult caregivers’ use of control, was associated with the committed and
passive noncompliance of children. Children were less likely to show committed compliance and more
likely to show passive noncompliance when adult caregivers used more controlling commands. The
adult caregiver’s use of controlling commands and hints of punishment were more important than the
other categories of caregiver–child interaction, such as social exchange and gentle guidance in
predicting compliance. It can be argued that in the context of daycare, children who do not hear the
adult caregiver’s commands could be scored as passively noncompliant, given the coding criteria for this
variable. This argument does not seem plausible, given the significant and negative correlation of
passive noncompliance with committed compliance and the significant and positive correlation of
passive noncompliance with difficult-child temperament. Given this pattern of associations, it is less
likely that passive noncompliance is simply reflecting an inability to hear a command, but rather reflects
the child’s purposefully ignoring commands.
Child care quality and chaos were the two context components in this study. Higher child care quality
was associated with increased committed compliance and decreased situational compliance of children.
Child care chaos was associated with decreased committed compliance and increased passive
noncompliance. Whereas overall child care quality, as measured by the ECERS and our measure of
chaos in daycare, are moderately correlated (see Table 4), our results shown in Table 6 also indicate that
each measure contributes unique predictive variance, even after statistically partialling out variance
associated with the other measure. These findings indicate that the LECP and ECERS are complemen-
tary measures of daycare context. The different roles played by these measures in predicting different
types of compliance necessitates the inclusion of both types of measures to have a better understanding
of how context contributes to developmental variability in children.
By documenting person, process, and context contributions to children’s compliance behavior in
daycare, our results emphasize the need to take a multidimensional approach to understanding individual
differences, rather than looking at isolated predictor components. In addition to confirming the validity
of a person–process–context framework, our results provide evidence on the nature of person, process,
and contextual contributions to variability in young children’s compliance behavior. Our results support
the hypothesis that individual differences in temperament moderate the impact of adult caregivers’ use of
control in predicting children’s compliance. Children with difficult temperaments are more likely to
display passive noncompliance and less likely to display committed compliance when adult caregivers
use more controlling commands and hints of punishment in their interactions with the children. These
results may reflect a reduced sensitivity of temperamentally difficult children to punishment cues (Martin
& Bridger, 2000). One implication of these findings is the need to find alternative ways of eliciting
committed compliance from children with difficult temperaments. Studies involving mother–child
interactions have shown that secure attachment relations, rather than parental disciplinary strategies, are
particularly salient for promoting committed compliance of uninhibited preschool children (Kochanska,
1995). However, other studies have shown that some degree of parental control is important to avoid
long-term adjustment consequences for young children with resistant temperaments (Bates, 2001). Taken
together with the results from the present study, this pattern of findings suggests that a combined strategy
of firm but gentle control, plus an emphasis on positive cooperative relations between teachers and
children, might be a pathway through which temperamentally difficult preschool children can be guided
toward committed compliance.
Our results do not support the hypothesis that individual differences in temperament moderate the
impact of environmental chaos as a predictor of children’s compliance. The fact that we were unable to
T.D. Wachs et al. / Applied Developmental Psychology 25 (2004) 439–457 453
find interactions between temperament and environmental chaos does not necessarily mean that such
moderating interactions do not exist. While statistical power was sufficient in this study to detect main
effects that were of moderate size, far more power is required to detect interactions. Furthermore, as
discussed by McClelland and Judd (1993), it is easier to detect interactions at the extreme ends of a
distribution than in the middle portions. Due to the voluntary nature of participation in this study, the
participation rate was moderate, and highly chaotic centers were not included in our sample of centers.
Whether the same pattern of results would occur with a larger sample or with a wider range of daycare
chaos is a question that needs to be addressed in future research. Nonetheless, within the scope of this
study, temperamentally difficult children were not at a greater risk for the adverse affects of
environmental chaos on compliance behavior.
Our results also did not support staff behavior as a mediator of the chaos and child compliance
relation. In contrast to research done in the home environment, where quality of parenting behavior is
consistently linked to level of environmental chaos, staff behavior in daycare was not related to how
chaotic the child care environment was. One possible explanation for this discrepancy comes from
chaos-parenting studies carried out in different cultures. Results from this research suggest that when
alternative caregivers are available, the impact of home chaos upon the parenting behaviors of the
primary caregiver is attenuated (Wachs & Corapci, 2003). The same process may be occurring in
daycare centers in our culture, where the presence of multiple staff members may minimize the impact of
environmental chaos upon the behavior of any one staff member. This suggests the importance of
follow-up research with a larger sample of centers than we have in the present study, looking at whether
relations between chaos and caregiver–child interactions systematically vary as a function of contextual
factors like child/caregiver ratio.
Our findings do indicate that a model integrating additive coaction (multiple independent main
effects) with specificity (different sets of predictors associated with types of outcomes) does help our
understanding of how variability in person–process–context relates to variability in child compliance
behavior. Not only did predictive variance increase as process and context variables were added to the
initial person predictor model but different sets of predictors were associated with committed, situational,
and passive noncompliance. Although our principle components analysis indicated that committed and
passive noncompliance reflect bipolar characteristics of the same dimension, there was not complete
overlap in the factors predicting how children reacted to adult compliance demands. The sole unique
predictor of committed compliance was the caregiver’s use of control. Children were less likely to
display committed compliance when adult caregivers used commands and hints of punishments together
with requests. Whereas adult caregivers’ use of control also predicted children’s use of passive
noncompliance, it was not the sole unique predictor. We also found that level of chaos in daycare
was uniquely related to passive noncompliance. Children were more likely to display passive
noncompliance when caregivers used more commands and hints of punishment when they made
requests and when centers were more chaotic. These results suggest that something other than the
covariance between committed and passive noncompliance is the driving outcome variability for the
latter variable.
Not surprisingly, given the dimensional structure of compliance, there is less overlap in predictors
when we look at situational compliance. Situational compliance was not related to children’s
temperament or how the caregivers interacted with the children. However, situational compliance was
predicted by our context variables, child care quality, and chaos, with each adding unique predictive
variance.
T.D. Wachs et al. / Applied Developmental Psychology 25 (2004) 439–457454
Whereas our findings document relations between specific person–process–context characteristics
and specific aspects of young children’s compliance behaviors, the limitations of our findings must be
considered. Although we were able to demonstrate significant and unique predictors of variability in
young children’s compliance, our effect sizes are not large. In addition, although situational compliance
appears to be on a different dimension than were the other forms of compliance assessed in our study,
committed and passive noncompliance do appear to reflect similar underlying processes, albeit in
different directions. The high level of convergence between our intracompliance correlations taken in
preschool settings and those of Kochanska and Aksan (1995) taken in a laboratory setting supports the
assumption that these behavior patterns reflect distinctly different ways in which children react to
caregiver demands, be these from parents or teachers. However, methodologically, correlations among
variables can sometimes influence which predictors are chosen as most critical in a regression analysis.
To deal with this potential problem within our hierarchical regression framework, we also ran alternate
regressions, varying the order of entry of predictors to see if this led to a different pattern of results.
Varying the order of entry did not change our pattern of findings, thus reducing the likelihood that our
findings were a function of arbitrary choice of predictors. Furthermore, as noted above, there was only
partial overlap on the predictors of committed compliance and passive noncompliance despite that these
behaviors load on the same dimension.
There are two additional limitations to our findings. First, both our child temperament and center
chaos ratings were derived from the same source, namely, head teacher report. However, as shown in
Table 4, the correlation between head-teacher-rated child temperament and daycare chaos was
nonsignificant, suggesting that shared method variance was not a major contributor to our pattern of
findings. Second, it is important to recognize that the cross-sectional nature of our study does not allow
us to specify the directionality of observed relations. Particularly, for person and process characteristics,
it is still an open question as to whether specific person–process characteristics systematically influence
different aspects of children’s compliance behaviors or whether children with different patterns of
compliance behavior systematically elicit different temperament and chaos ratings or different behavior
patterns from their adult caregivers in daycare. In this regard, it is important to note that there was a
moderate level of congruence between head teacher and parent ratings of child temperament (r = .44, p
< .01). This degree of congruence suggests that the head teacher temperament ratings were not just a
purely subjective reaction to the child’s behavior in child care, but rather reflected a genuine
intraindividual person variable. In the case of context, unless there is a systematic assignment of less
compliant children to lower quality daycare settings, it is not likely that quality influenced the observer
ratings of child compliance. There is the possibility that having greater numbers of noncompliant
children in a daycare setting could serve to increase the head teachers’ perceptions of the environment as
more chaotic. However, it is again important to note that there was a moderate level of congruence
between the head teachers’ ratings of chaos in daycare and independent observer ratings of daycare
quality (see Table 4), again suggesting that teacher ratings had some basis in objective reality.
Fortunately, there are several ways these questions can be dealt with in future research on person–
process–context contributions to children’s behavior in daycare settings. One approach would be to
utilize more objective laboratory assessments of children’s temperament (Rothbart & Bates, 1998),
where observers coded children’s temperament with no knowledge of the child’s compliance. A similar
approach could be used to assess environmental chaos. Observers could utilize objective indicators of
environmental chaos that have been used in research on home chaos (e.g., Matheny et al., 1995). These
methods could also be combined with a longitudinal research design, assessing child compliance and
T.D. Wachs et al. / Applied Developmental Psychology 25 (2004) 439–457 455
temperament prior to entry in daycare and then following up both the children, with regard to changes in
compliance, and daycare staff, with regard to changes in their treatment and perceptions of children with
different levels of compliance. The use of a longitudinal design would be more congruent with the full
Bronfenbrenner model (Bronfenbrenner & Ceci, 1994), which includes time, as well as person, process,
and context. A longitudinal design could serve to clarify the processes through which the person and
context variables influence each other over time. For example, through use of a longitudinal study
design, it would be possible to address whether children who are perceived as having difficult
temperaments by their teachers are more likely to not comply with teachers’ control efforts, or whether
teachers are more likely to use control with children whom they perceive as temperamentally difficult. A
longitudinal design could also allow us to address a question raised by Kochanska (2002), namely, the
degree to which contributions from child care moderate prior parental contributions to a child’s pattern of
compliance.
We view this study as an initial step in exploring the influence of environmental chaos in child care
centers on developmental outcomes. In addition to the questions raised above that derived from our
results, future research can also address other developmental outcomes that are influenced by person–
process–context characteristics in the child care setting and the mechanisms through which person,
process, and context are associated with individual variability in developmental outcomes.
Acknowledgements
This research was supported by a grant from the Kinley Trust to the first and third authors. The
authors gratefully acknowledge the help of the preschool centers who agreed to participate in this
research. Thanks are also due to Professor Grazyna Kochanska for generously sharing her compliance
and control manuals with us. The first and second authors are in the Department of Psychological
Sciences, Purdue University. We most regretfully note the untimely death of our valued colleague and
coauthor Susan Kontos.
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