physical fitness and low back pain

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NATIONAL RESEARCH CENTRE FOR THE WORKING ENVIRONMENT FACULTY OF HEALTH SCIENSES UNIVERSITY OF COPENHAGEN PHYSICAL FITNESS AND LOW BACK PAIN Performance-based and self-assessed physical fitness as risk indicator of low back pain among health care workers and students PhD thesis by Jesper Strøyer Andersen

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Page 1: Physical Fitness and Low Back Pain

NATIONAL RESEARCH CENTRE FOR THE WORKING ENVIRONMENT

FACULTY OF HEALTH SCIENSES UNIVERSITY OF COPENHAGEN

PHYSICAL FITNESS AND LOW BACK PAIN

Performance­based and self­assessed physical fi tness as risk indicator of low back pain among

health care workers and students

PhD thesis by Jesper Strøyer Andersen

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PHYSICAL FITNESS AND LOW BACK PAIN­ Performance­based and self­assessed physical fi tness as risk indica­tor of low back pain among health care workers and students

PhD thesis by Jesper Strøyer Andersen

National Research Centre for the Working EnvironmentFaculty of Health Sciences, University of Copenhagen, DenmarkNovember 2007

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CONTENTS

Preface ............................................................................................................................... 7

Summary in English .......................................................................................................... 9

Dansk resumé (summary in Danish) ............................................................................ 11

List of papers .................................................................................................................... 13

1. Introduction ..................................................................................................................14

2. Materials and Methods................................................................................................20

2.1 Study populations and designs ...........................................................................20

2.2 Performance­based physical fi tness ....................................................................20

2.2.1 Maximal Oxygen Uptake ............................................................................20

2.2.2 Back Muscle Strength ..................................................................................20

2.2.3 Back extension Endurance ..........................................................................22

2.2.4 Back fl exion Endurance ...............................................................................22

2.2.5 Flexibility .......................................................................................................22

2.2.6 Balance ...........................................................................................................23

2.3 Self­assessed physical fi tness ...............................................................................24

2.4 Low back pain ........................................................................................................24

2.5 Covariates ...............................................................................................................25

2.6 Statistics ...................................................................................................................25

3. Results ............................................................................................................................27

3.1 Basic characteristics of the study populations ...................................................27

3.2 Associations between Performance­based physical fi tness and LBP .............27

3.3 Associations between Self­assessed physical fi tness and LBP ........................29

3.4 Covariates with associations to LBP ...................................................................30

3.5 Characteristics of self­assessed physical fi tness ................................................30

3.5.1 Distribution, sex differences and inter­item correlations ......................30

3.5.2 Convergence and divergence of self­assessed and

performance­based fi tness .........................................................................31

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4. Discussion .....................................................................................................................33

4.1 Performance­based physical fi tness as risk indicator of LBP ..........................33

4.2 Self­assessed physical fi tness as risk indicator of LBP .....................................35

4.3. Self­assessed compared with performance­based physical fi tness ...............36

4.3.1 Associations between self­assessed and performance­based

physical fi tness .............................................................................................36

4.3.2 Predictive validity ........................................................................................38

4.4 Methodological considerations ............................................................................39

4.4.1 Limitations and strengths of the thesis .....................................................39

4.4.2 Differences in test procedures and conditions ........................................40

4.4.3 Test­retest reliability of self­assessed physical fi tness ............................40

5. Conclusions ...................................................................................................................42

6. Perspectives ..................................................................................................................43

References .........................................................................................................................45

Paper 1 ............................................................................................................................. 53

Paper 2 ............................................................................................................................. 72

Paper 3 ............................................................................................................................. 89

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PREFACE

This PhD project was initiated at the National Research Centre for Working En­vironment (the former National Institute of Occupational Health), Copenhagen, Denmark, at the department of physiology in September 2003. The thesis was submitted to the faculty of Health Sciences, University of Copenhagen, November 2006 and defended November 2007. The studies were conducted in accordance with the declaration of Helsinki. The project was fi nancially supported by the Na­tional Research Centre for Working Environment, Copenhagen, Denmark.

Academic advisors:Associate Professor in Social Medicine Kirsten Schultz Larsen MD, PhD, Institute of Public Health, University of Copenhagen.Senior Researcher Ole Olsen MSc, the National Research Centre for Working Environment Associate Professor in Public Health, Kirsten Avlund PhD, Dr.Med.Sci. at the University of Copenhagen, Institute of Public HealthSenior Researcher Bente Schibye PhD, National Institute of Occupational Health

Opponents:Professor Clas­Håkan Nygaard, Tampere School of Public Health, University of Tampere, Finland Professor Jan Hartvigsen, Insitute of Sports Science and Clinical Biomechanics, Odense, University of Southern Denmark.Lektor Dan Meyrowitsch, Institute of Public Health, Department of Epidemiology, University of Copenhagen

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ACKNOWLEDGEMENT

­ Lots of thanks and thoughts to my former superior and fi rst mentor of the PhD project, Bente Schibye, for inspiring and supporting me in the decision to do this PhD project. As the result of a traffi c accident a month after my matriculation as a PhD student, she was unfortunately unable to return to work again. I have missed not only her critical questioning and physiological knowledge, but also the inspi­ring and friendly atmosphere surrounding her. ­ Thanks to Kirsten Avlund for being two mentors in one person when Bente was prevented from working, for her optimistic ways, and for keeping me on track when my children had kept me awake the half night. Very unfortunately, also Kirsten was unable to remain my mentor due to sickness in October 2006 – lots of thoughts to her.­ Thanks to Ole Olsen for stepping in halfway and joining as a mentor, and for his critically statistical advice. ­ Thanks to Kirsten Schultz Larsen for the stepping in at the last moment without any knowledge about my project or me, and for all the hours she spent reading, correcting and discussing my thesis. ­ The thesis is based on an almost incredible number of fi eld measures. Thanks to all my very good colleagues at AMI who spent so much time in the fi eld with me: Nis Hjortskov Jensen, Morten Essendrop, Christian Hye­Knudsen, Anne Faber, Klaus Hansen, Dorte Ekner, Jørgen Skotte, Hanne Giver, Susan Warming, Jette Nygaard Jensen, Kirsten Nabe Nielsen­ Thanks to Sisse Warming, Mette Øllgaard Jakobsen, Pernille Mikkelsen and Ute Bültmann for the computerizing of VAS and test data.­ Thanks to Karl Bang Christensen for statistical advice and nice talks about soccer.­ Thanks to all other good colleagues in the SOSU group, the former AEA and ITA departments, and at AMI for support and a convivial working atmosphere. ­ Thanks to Annemarie Eskelund and Lone Donbæk Jensen for constructive and inspiring teamwork. ­ During my PhD period I have had the luck to become the father of three lovely children. Thanks to Marie, Laurits and Emil and to you Lotte for putting my life into perspective.

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SUMMARY IN ENGLISH

Background: The prevalence of Low Back Pain (LBP) is particularly high in the health care sector. Various physical and psychological work­related aspects typical of the sector have been identifi ed as risk factors of LBP. Despite high physical work demands being characteristic of the health care sector, to date, there is no conclusive evidence that a high level of physical fi tness can prevent LBP. Isome­tric back extension endurance is one of the physical fi tness parameters that most studies has found to associate with LBP, but as many other studies do not fi nd that low endurance increases the risk of LBP, there is no consensus on its ability to predict LBP.

Aim: The overall aim of this PhD thesis was to examine whether performance­based and self­assessed physical fi tness is associated with the development and prevalence of LBP among persons who work or are training to work in the health care sector. An additional aim was to test convergence and divergence validity of self­assessed dimensions of physical fi tness against performance­based physical fi tness parameters and the infl uence of LBP on this relationship.

Methods: The association between physical fi tness parameters (performance­based and self­assessed) and the increase in LBP intensity (>2) after 30 months (follow­up) was examined in a cohort of persons working with physically and mentally disabled persons (n=327). Convergence and divergence validity was tested among social and healthcare helpers and assistants in training (healthcare students), persons working with physically and mentally disabled persons, and hospital staff. Associations between 12­month prevalence of LBP and physical fi t­ness parameters and the infl uence of LBP on the association between self­assessed and performance­based physical fi tness were examined in a cross­sectional study of healthcare students (in the fi rst week of their training) (n=612). In all studies (the prospective study, the validity study and the cross­sectional study), back endurance, fl exibility and balance were tested. In addition to the aforementioned tests, the level of aerobic fi tness, back extension strength, and back fl exion strength were measured in the validity study. Self­assessed physical fi tness was measured identical in all study populations using illustrated visual analogue scales (VAS), (a newly­developed and untested tool for self­assessment). The reproducibility of this new tool (self­assessed physical fi tness (week by week)) was tested in a sepa­rate group of healthcare students (n=159). Logistical regression analysis was used in the prospective and cross­sectional study. In the validity study linear regression analyses were performed (adjusted for age and sex) to examine the convergence and divergence between related and non­related self­assessed and performance­based parameters.

Results: Isometric back extension endurance measured using a modifi ed version of Biering­Sørensen’s procedure was the only physical fi tness parameter that showed any kind of prospective association with increased LBP intensity. The overall association (likelihood ratio test) was only close to signifi cance (p=0.067), whereas those with a medium level of back extension endurance were at a signifi ­

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cantly higher risk of increased LBP intensity during follow­up (OR=2.7, p=0.034) in relation to the group with the highest endurance. Those with the lowest score in endurance came only close to having a signifi cantly higher risk (OR=2.37, p=0.076) compared with those with high level endurance. Self­assessed level of aerobic fi tness showed a reverse association with LBP. Those with a moderate level of self­assessed aerobic fi tness had a reduced risk of increased LBP intensity compared to those with a high level of self­assessed physical fi tness (OR=0.37, p=0.02), whereas those with the lowest level did not have a signifi cantly reduced risk (OR=0.58, p=0.23). Self­assessed muscular strength, endurance and fl exibility all showed the same tendency in relation to LBP as self­assessed level of fi tness; however, the associations were not signifi cant. In the cross­sectional study an experience of LBP during the previous year was signifi cantly associated with lower score of self­as­sessed aerobic fi tness, fl exibility and balance, and performance­based fl exibility. In the validity analysis, we found that level of self­assessed aerobic fi tness, muscle strength and fl exibility had a small to moderate association with the correspon­ding performance­based parameters. An association between the self­assessed fl exibility score and the result of the performance­based fl exibility test result was also confi rmed in the cross­sectional study. Additionally, self­assessed endurance and balance scores were also associated with the corresponding performance­ba­sed test result. LBP did not confound any of the associations between self­assessed and performance­based physical fi tness. The reproducibility of self­assessed level of fi tness and muscle strength was good (ICC=0.80), whereas endurance, fl exibility and balance showed only moderate reproducibility (ICC=0.62­0.69).

Discussion: The fi nding of the preventive effect of high isometric back extension endurance in relation to increased LBP intensity is supported by several other studies showing that low back extension endurance, in particular, is signifi cantly associated with an increased risk of LBP. The study did not support a doses­re­sponse relation between back extension endurance and increased risk of incre­ased LBP intensity, as the risk for moderate and low endurance was shown to be approximately the same. The reduced risk of increased LBP intensity among those with a moderate level of self­assessed fi tness in relation to those with a high level of self­assessed fi tness was surprising and contradicted our hypothesis. One possible explanation could be that those who estimate their level of fi tness as low are also more aware of their fi tness level and, accordingly, have a behavioural pattern where they avoid the physically straining work tasks that they believe they lack the physical fi tness to perform. They thereby reduce the risk of exces­sive strain and, consequently, reduce the risk of increased back pain. In the long term, this is not a sustainable solution for avoiding LBP, as the individual’s level of physical fi tness will fall in accordance with the reduced mechanical stimulation, whereby the load required to strain the tissue is also reduced. The weak to mode­rate agreement between performance­based and self­assessed physical fi tness and the contradicting associations with LBP in the prospective study point towards performance­based and self­assessed physical fi tness both measuring something different, despite their association.

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DANSK RESUMÉ (SUMMARY IN DANISH)

Baggrund: Forekomsten af lænderygbesvær (LBP) er særlig høj indenfor pleje­ og sundhedssektoren. Adskillige fysiske og psykiske arbejdsrelaterede faktorer som hyppigt optræder i denne sektor er identifi ceret som risikofaktorer for LBP. På trods af at pleje­ og sundhedssektoren er karakteriseret ved høje fysiske arbejds­krav, er der endnu ikke skabt evidens for, at god fysisk kapacitet forebygger LBP, da resultaterne er inkonsistente hvad angår sammenhængen mellem lav fysisk kapacitet og øget risiko for LBP. Isometrisk rygekstensionsudholdenhed er et af de fysiske kapacitetsparametre med fl est påviste sammenhænge til LBP, men da fl ere andre studier ikke fi nder, at dårlig udholdenhed øger risikoen for LBP, er der endnu ikke konsensus om dens evne til at forudsige fremtidigt LBP.

Formål: Det overordnede formål med ph.d.­afhandlingen var at undersøge, om målt og selvvurderet fysisk kapacitet er associeret med udviklingen og forekom­sten af LBP blandt personer, som er beskæftiget eller under uddannelse inden­for pleje­ og sundhedssektoren. Ydermere var formålet at teste konvergens­ og divergensvaliditeten af selvvurderede dimensioner af fysisk kapacitet mod testede fysiske kapacitetsparametre og om LBP infl uerede på disse sammenhænge.

Metoder: Sammenhængen mellem fysiske kapacitetsparametre (testede og selv­vurderede) og stigningen i LBP­intensiteten (>2) efter 30 måneder (followup) blev undersøgt i en kohorte af personer, der arbejdede med fysisk og psykisk handicappede mennesker (n=327). Konvergens­ og divergensvaliditeten blev testet blandt kommende social­ og sundhedsassistenter og ­hjælpere (SOSU­stu­derende), personer, der arbejdede med fysisk og psykisk handicappede samt hospitalspersonale. Associationer mellem 12­måneders prævalensen af LBP og fysiske kapacitetsparametre (testede og selvvurderede) og indfl ydelsen af LBP på sammenhængen mellem korresponderede målte og selvvurderede kapacitets­mål blev undersøgt i et tværsnitsstudie blandt SOSU­studerende (i deres første uge på uddannelsen) (n=612). I alle studierne (forløbsstudiet, validitetsstudiet og tværsnitsstudiet) blev rygudholdenheden, rygbevægeligheden samt balanceevnen testet. Udover disse tests blev konditionen og den isometriske rygstyrke målt i va­liditetsstudiet. Selvvurderet fysisk kapacitet blev i alle studiepopulationer målt på samme måde ved hjælp af illustrerede, visuelle, analoge skala?er (VAS), (som var et nyudviklet uprøvet selvvurderingsværktøj). Reproducerbarheden af selvvurde­ret fysisk kapacitet (uge til uge) blev testet i en separat gruppe SOSU­studerende (n=159). Konvergens­ og divergensvaliditetsanalysen blev udført ved hjælp af lineær regression (aldersjusteret og stratifi ceret i forhold til køn) for at undersøge konvergensen og divergensen mellem relaterede og ikke relaterede selvvurderede og testede parametre.

Resultater: Isometrisk rygekstensionsudholdenhed målt med en modifi ceret ver­sion af Biering­Sørensens procedure var den eneste fysiske kapacitetsparameter, der udviste egenskaber som risikofaktor i forhold til stigende LBP­intensitet. Den overordnede association mellem rygekstensionsudholdenhed og øget LBP­inten­sitet (likelihood ratio test) var kun tæt på statistisk signifi kans (p=0,067). Personer

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med middelniveau af rygekstensionsudholdenhed var i signifi kant større risiko for at udvikle øget LBP­intensitet ved follow­up (OR=2,7; p=0,034) set i forhold til personer med høj udholdenhed. De personer, som havde dårligst udholden­hed, var kun tæt på at være i signifi kant højere risiko (OR=2,37; p=0,076) end for personer med højt niveau. Selvvurderet kondition viste en modsat sammenhæng med LBP. Personer, der vurderede deres kondition til middel, var i reduceret risiko for øget LBP­intensitet i forhold til personer med høj selvvurderet fysisk kapacitet (OR=0,37; p=0,02), mens dem med dårligst niveau ikke var i signifi kant mindre risiko (OR=0,58; p=0,23). Selvvurderet muskelstyrke, udholdenhed og bevægelighed viste alle samme tendens i forhold til LBP som selvvurderet kondi­tion, men associationerne var ikke statistisk signifi kante. I tværsnitsstudiet hang oplevet LBP indenfor det sidste år signifi kant sammen med lavere scorer i selv­vurderet kondition, bevægelighed og balance og testet rygbevægelighed. I vali­ditetsanalysen fandt vi, at kondition, muskelstyrke og bevægelighed associerede svagt til moderat med de korresponderede målte parametre. Sammenhængen mellem selvvurderet fl eksibilitet og testet rygbevægelighed blev også signifi kant bekræftet i tværsnitsstudiet. Ydermere var selvvurderet udholdenhed og balance signifi kant associerede med de korresponderede målte parametre, og LBP var ikke en konfounder i sammenhængen mellem selvvurderede og testede fysiske kapa­citetsparametre. Reproducerbarheden for selvvurderet kondition og muskelstyrke var god (ICC=0,80), mens udholdenhed, bevægelighed og balance viste moderat reproducerbarhed (ICC=0,62­0,69).

Diskussion: At høj isometrisk rygekstensionsudholdenhed er præventiv i forhold til øget intensitet og forekomst af LBP understøttes af andre studier. Undersøgel­sen understøttede ikke en dosis­responssammenhæng mellem rygekstensionsud­holdenhed og øget risiko for øget LBP­intensitet, idet risikoen for middel og dårlig udholdenhed var nogenlunde den samme. Den påviste reducerede risiko for øget LBP­intensitet blandt personer med middelhøj selvvurderet kondition (i forhold til personer med høj) var overraskende og i modsætning til vores hypotese. En mulig forklaring kan være, at personer, som vurderer deres kapacitet til at være lavere, er særligt opmærksomme på deres kapacitet og derfor udvikler et adfærds­mønster, hvor de undgår de fysisk belastende arbejdsopgaver, de ikke mener, de besidder fysisk kapacitet til at udføre. Derved reducerer de risikoen for at blive overbelastet, og risikoen for at få mere ondt i ryggen mindskes. På længere sigt er det dog ikke en holdbar løsning til at undgå LBP, fordi den fysiske kapacitet vil blive mindre i takt med, at den mekaniske stimulering reduceres, hvorved den ydre kraft, der skal til for at overbelaste bevægeapparatet, også mindskes. Den svage til moderate overensstemmelse mellem målt og selvvurderet fysisk kapaci­tet samt de modsat rettede sammenhænge med LBP i det prospektive studie tyder på, at testet og selvvurderet fysisk kapacitet måler noget forskelligt på trods af, at de er associerede.

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LIST OF PAPERS

This thesis is based on three papers. They will be referred to in the text by their roman numerals.

I. The role of physical fi tness as risk indicator of increased Low Back Pain intensity among people working with physically and mentally disabled persons: A 30­month prospective study.

Jesper Strøyer1, Lone Donbæk Jensen2. Submitted to SPINE November 2006, and accepted for publication September 2007.

1National Research Centre for the Working Environment, Denmark, 2University Hospital of Aarhus, Denmark.

II. Construct Validity and Reliability of Self­assessed Physical Fitness. Jesper Strøyer1, Morten Essendrop2, Lone Donbæk Jensen3, Susan War­

ming4, Kirsten Avlund5, Bente Schibye1. Perceptual and Motor Skills, 2007, 104, 519­533.

1National Research Centre for the Working Environment, Denmark, 2Group Clinical develop­ment, ALK­Abello Hørsholm, Denmark, 3Department of Occupational Medicine, University Hospital of Aarhus, Denmark, 4Clinical Unit of Health Promotion Bispebjerg University Hospi­tal, Denmark, 5Institute of Public Health, University of Copenhagen

III Is the cross­sectional association between self­assessed physical fi tness and performance­based physical fi tness among health care students infl u­enced by low back pain?

Jesper Strøyer1, Annemarie Lyng Eskelund­Hansen2 , Kirsten Schultz Lar­sen3 and Niels Erik Ebbehoej2.

Manuscript.

1National Research Centre for the Working Environment, Denmark. 2Clinic of Occupational and Environmental Medicine, Bispebjerg University Hospital, Copenhagen, 3 Institute of Public Health, Department of Social Medicine, University of Copenhagen.

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1. INTRODUCTION

Low back pain (LBP) is both a Danish and a global public health problem and results in many days of sick leave, reduced work capacity or, ultimately, expulsion from the labour market, leading to extensive human and socioeconomic conse­quences (44,129). Health care workers seem to be particularly exposed to LBP. International studies reported their 12­month prevalence of LBP as above 60%, compared to employees in general who showed a prevalence closer to 50% (22,63,70,92,99,113,117). Of the social and healthcare helpers and assistants who were under education (healthcare students) in Denmark in 2004, 51% (n=5700) had experienced LBP during the previous year (95), whereas a much higher 12­month prevalence of 69% was found among experienced healthcare who were in employment during the same period in Denmark (n=8038) (personal communication). This difference between those under education and those in employment indicates that the high prevalence of LBP may be caused by factors experienced when performing the work at the workplace. From comparisons with school teachers it has been shown that 43% of the musculoskeletal disorders in the back and knee among employees in the home care and 24­hour care centres can be ascribed to the occupational environment. This implies that these musculoskeletal disorders can be prevented (9). In addi­tion, on the bases of more than 300 studies, the Occupational Safety and Health Administration (OSHA) concludes that with implemented ergonomic interventi­ons in different occupations, 66% of the sick leave due to musculoskeletal disor­ders can be prevented in the health care sector (1). Thus, in the health care sector the potential of prevention seems to be large. Healthcare workers are highly exposed to both physical and psychosocial work factors. Awkward, rotated and fl exed work positions take place during patient handling and patient care, and cleaning are often carried out at diffi cult accessible spaces (18,62,63,123). In addition, the working environment are characterised by high workload, high time pressure, low job control, low social support and con­fl icts with patients (11,18,19,57,62,63). Many attempts have been made to establish predictors of LBP with the aim of enhancing prevention. Physical workload is identifi ed as a risk indicator of LBP, both as a general factor compared to jobs with low physical demands, and as more specifi c work factors such as frequent bending or twisting of the back, heavy lif­ting and patient handling (15,20,49,53,61,65,67,82,106). Psychological work factors, for instance low social support, are also suggested as risk indicators of LBP; howe­ver, the interpretation of the evidence regarding the risk of LBP are contradictory (26,51,54,78). The inconsistency in results regarding psychological work factors might be due to the many different ways of measure psychological work factors or lack of controlling for potential confounding from occupational biomechanical demands as discussed by Davis and Heaney (26).

A conceptual model for the complex interaction between different work factors present in the work environment, the way they interact with the individual and the way it leads to pain, impairment and further to disability is illustrated in the model in fi gure 1 (96). The model which is further presented and described in the

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comprehensive work by the National Research council (97) deals with two broad categories: workplace factors (the workplace) and characteristics of the person (the person). The person is identifi ed as the central biological entity subject to biomechanical loading with the various physical, psychological and social features associated with the individual that may infl uence the biological and clinical re­sponse, and disability response. The issue for this thesis is the association indivi­dual factors in the interaction with the biomechanical loading (which is a result of the external loads) and the internal tolerances. The theory is that this interaction is crucial to generate pain. The biomechanical mechanism that explains how the external load leads to mecha­nical loadings which further result in mechanical strain, tissue damage and LBP was described by McGill (88). McGill defi nes a failure tolerance which is the limit an applied load shall exceed to cause injury or failure of the tissue. The distance between the applied load and the failure tolerance is the margin of safety. McGill defi nes injury as the full continuum from the most minor of tissue irritation to the grossest of tissue failure and presumes that such damage generates pain. A bigger margin of safety implies a reduced risk of pain. According to this theory, LBP caused by physical work demands can be prevented by two strategies: one is to decrease the applied physical load (external loads in fi gure 1); the other is by increasing the failure tolerance. Both strategies increase the margin of safety and thereby reduce the risk of tissue damage and LBP.

To reduce the physical load in the health care sector, as suggested in the fi rst stra­tegy is diffi cult because the job (as for example health care worker) involves work­ing physically with people who may be unmanageable and unpredictable objects. The introduction of mechanical lifts devises has reduced some of the major loads, but it is diffi cult to standardize physical work tasks in the health care sector so that technical aids can be used exclusively. Another way of reducing the applied load is by better patient handling techniques. Better patient handling technique has shown to reduce the applied load signifi cantly in isolated methodological studies (81,111); however, to date, no effect on LBP was found when instruction in patient handling was implemented in the workplace (50,52,114).The second strategy, which is the focus of this PhD, is the opportunity to improve the failure tolerance by increasing the person’s level of physical fi tness. In the pre­sent thesis physical fi tness is defi ned as the dimensions of aerobic fi tness, muscle strength, muscle endurance, fl exibility and balance. This defi nition was inspired by the early work of Fleishman (37) and the defi nition by Miller (91). Both con­cepts refl ect the belief in a multidimensional nature of physical fi tness. Physical fi tness was in the study clearly distinguished from physical activity and physical training.Physical fi tness belongs to the “Individual factors” box of the model (fi gure 1) and as the arrows in the model indicate it can interact with the physiological pathway on several levels. In the thesis the focus is on the connection with the biomechani­cal box. By increasing the individual’s physical fi tness the relative load decreases as do the internal loads which match the external loads.

The relationship between low level physical fi tness and increased risk of future

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LBP as the theory by McGill and the conceptual model support, has been at­tempted to be established in several studies introducing a wide spectrum of phy­sical fi tness tests: Aerobic fi tness that is the physical fi tness component with the most unambiguous defi nition of maximal oxygen uptake (VO2) per kilo of body weight (mlO2*min­1*kg­1) has not been found as a independent risk factor of LBP (13,28,72,118). Despite the very exact defi nition, the testing of aerobic fi tness is not unproblematic under fi eld test conditions because the direct measurement of ma­ximal oxygen uptake is both time and equipment consuming and the maximally testing can furthermore imply a health risk for the participants, which makes it less applicable as a test among the working population and for people in all ages. Consequently, many of the epidemiological studies used indirectly methods for the assessment of aerobic fi tness as the widely used Åstrand test (7,8) or the UKK 2­KM Walk test (100), although they are still time consuming in large scale studies. The indirectly test introduces markedly standard errors for predicting the maxi­mal oxygen uptake that makes the relationship with LBP harder to fi nd. In general more knowledge exists about the effect of physical activity, which traditionally has been assessed by questionnaires, compared to aerobic fi tness in relation to

Figure 1. A conceptual model of the possible roles and infl uences that various factors may have in the development of musculoskeletal disorders. (National Research Council and the Institute of medicine. Musculoskeletal Disorders and the Workplace. Washington, D.C.: National Academy Press, p. 1­492, 2001. Originally adapted from National Research Council. Work­Related Musculoskeletal Disorders: Report, Workshop Summary, and Workshop Papers. Steering Commitee for the workshop on Work­Related Musculoskeletal Injuries: The Research Base. Washington, DC: National Acedemy Press. 1999)

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the incidence and especially treatment of LBP (102). However, due to the genetic factor of aerobic fi tness (104) and the fact that physical exercising at a low level not necessary increases the maximally oxygen uptake, the effect of physical exercise and aerobic fi tness in relation to health outcomes have to be distinguish. The as­sociation between leisure time physical activity and LBP is not within the scope for this thesis. The remaining components of physical fi tness are more wide defi ned than aerobic fi tness and a diversity of methods have been applied to test for associations with future LBP.Muscle strength in relation to LBP have primarily been measured by isometric strength tests (3,12,16,21,77,79,83,98,107,124) but also isokinetic tests have been used (31,41,45,72,75,98,122). Despite that fi ve studies found poor trunk muscle strength as predictive for low back pain (10,16,42,83,122) the evidence is incon­clusive for a relation between trunk muscle strength and the risk of low back pain (47) due to inconsistent results. The remaining studies found no relationship between muscle strength and LBP or found the opposite result, that high muscle strength was a risk factor for LBP (77,83). Muscle endurance has both been measured in dynamic setups (77,79,105,109) and static setups (3,17,41,45,64,68,79,115,118,122). The dynamic test procedures vary much between studies whereas static endurance in relation to LBP is almost solely evaluated by the back extension endurance test by Biering Sørensen (16) that is a kind of golden standard although it has several modifi ed but closely related versi­ons (27). A static back fl exion endurance test has also been evaluated as predictor of LBP (68). Three of the four studies using dynamic setups (77,79,105) and six of the ten studies using the static setup of Biering Sørensen (3,41,64,68,115,118) and the study testing static back fl exion endurance (68) found no relationship between muscle endurance and the risk of LBP. That fi ve studies found low level of isome­tric back extension endurance to be a risk factor of LBP (17,45,64,79,122) indicate that this particular test could have the quality as a risk factor of LBP, although inconclusive evidence is stated (48). Another physical fi tness component that traditionally has been linked to the risk of LBP is the fl exibility of the spine that has been evaluated with a variety of met­hods. Best known for epidemiological approaches are the modifi ed Schöber test (80), the fi nger­to­fl oor method (40) and the sit­and­reach test (4). In general, all methods and LBP outcomes together, there is weak evidence for no relation bet­ween fl exibility and the risk of LBP. Although most of the studies that examined this relationship found no relation with LBP (3,14,17,42,45,79,83,105,115,118,122), one study found high fl exibility to increased risk of LBP (among men) (16) whe­reas two other studies found the opposite result that low fl exibility increased the risk of LBP (3,122). The last component of physical fi tness that is examined in this thesis is balance which is the most sparsely examined physical fi tness parameters in relation to risk of future LBP. Balance is a very complex motor skill and there is no solid consen­sus regarding the defi nition of balance control or globally “gold standards” for measuring it (103). No studies have to my knowledge found balance to be associ­ated with future LBP among healthy persons (118)In conclusion no moderate or strong evidence is to date identifi ed for any compo­

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nents of physical fi tness as predictors of LBP despite a variety of studies, although some components have showed more promising ability as a predictor of LBP than others.Physical fi tness is traditionally assessed using objective performance­based tests as in the aforementioned studies. However, despite performance­based tests having several advantages, including high reproducibility and sensitivity to change, they also have the disadvantages of being time­consuming, and requiring adequate space, special equipment and trained examiners. Hence, performance­based tests are not always suitable for epidemiological studies involving a large number of subjects. In such cases, self­assessed physical fi tness can be a practical and cost­effective alternative. The question is whether performance­based physical fi tness can be substituted by self­assessed physical fi tness.Several instruments for self­assessment of physical fi tness are designed, and compared with performance­based parameters of physical fi tness (2,32,69,74,90,101,127,130). However, despite well­designed studies and the multidimensional structure of physical fi tness (91), participants have experienced diffi culties in diffe­rentiating between different physical fi tness components when they completed the self­assessment and the validity of the different components showed great variety. Visual analogue scales (VAS) is a feasible, valid, and reliable method when asses­sing subjective experience of pain (84) but VAS has also showed to be applicable in other areas such as fatigue (76), appetite (38) and disability (5). In the present thesis the use of VAS for self­assessment of physical fi tness was tested.

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AIMThe overall aim of this thesis was to expand the knowledge about physical fi tness as a risk indicator of LBP. Physical fi tness parameters were assessed by both ob­jective tests and by self­assessment using a newly developed questionnaire using visual analogue scales.In addition the agreement between the performance­based tests and the self­asses­sed questions was evaluated, and the infl uence of LBP and individual factors on this relationship was further studied, to examine the applicability of the self­as­sessment instrument for use in future larger surveys.

Aims of the specifi c papers:

I. The aim of paper I was to test if a low level of self­assessed or performance­based physical fi tness was associated with an increase in LBP intensity at 30­month follow­up among people working with physically and mentally disabled persons.

II. The aim of paper II was to analyse the convergence and divergence between self­assessed and performance­based physical fi tness and to test the reliabi­lity of the instrument for self­assessment of physical fi tness using VAS.

III. The aim of paper III was fi rst to analyse if the association between LBP and self­assessed physical fi tness differed from the association between LBP and performance­based physical fi tness. Second, it was analysed if LBP confoun­ded the adjusted associations between corresponding dimensions of self­as­sessed and performance­based physical fi tness.

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2. MATERIALS AND METHODS

2.1 STUDY POPULATIONS AND DESIGNSThe different study populations all comprised people who were either employed in areas or training to work in areas that involved working physically with people. A short description of the study populations and the performance­based dimen­sions and methods we applied are listed in table 1. Although all study populations comprised both women and men, it should be noticed that the number of men are low in all populations. The associations of performance­based and self­asses­sed physical fi tness with LBP outcomes were analysed in a prospective design with a 30­month follow­up (“the prospective study” or paper I). The validity and reliability analyses were based on secondary analyses of cross­sectional data from several surveys comprising performance­based and self­assessed parameters as­sessed within the same month (“the validity study” or paper II). The differences and similarities between self­assessed and performance based physical fi tness in relation to each other and LBP were further examined among healthcare students in their fi rst week of training (“the cross­sectional study” or paper III). 2.2 PERFORMANCE­BASED PHYSICAL FITNESSAll the performance­based tests were selected according to the following criteria: that, as far as possible, they were reported as valid and reliable (inter­ and intra­te­ster), that they provided well distributed scores with limited “ceiling” and “fl oor” effects, and that they were easy to administer in a fi eld setting. There should be minimal health risk involved with participation in the test battery; additional, participants should be able to perform the tests in everyday clothing.

2.2.1 Maximal Oxygen UptakeAerobic fi tness (ml O2*kg­1* min­1) was measured using the Åstrand ergometer bicycle test (7,8) in conjunction with the Åstrand age­correction factor (24). The subjects cycled on an ergometer bicycle for 6 minutes on a pre­selected power that was estimated to give a steady­state heart rate of at a least 120 beats per minute. The standard error for predicting the maximal oxygen uptake was reported as between 10% and 15% (8,24), and this has been shown to have good reliability (r=0.83­0.93) (24,66).

2.2.2 Back Muscle StrengthMaximal isometric voluntary contraction (MVC) of the back extensor and fl exor muscles was measured with a strain­gauge dynamometer fi xed to the wall with the subjects fi xed in a standing position (33,34). Lever arm for torque calculations at L4/L5 level was defi ned as the vertical distance from the middle of the strap to the upper edge of the iliac crest. The reliability of the isometric strength tests was reported as good (Intraclass Correlation Coeffi cient (ICC)=0.91­0.96) (33).

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2.2.3 Back extension EnduranceIsometric back extension endurance was measured using a modifi ed version of the Sørensen test (16,27,93). The subjects were placed on their stomach with their navel over the edge of a padded sloping board, which was 70 cm in length and 15 cm high in the raised end. The subject’s feet were pressed down to the fl oor by an assistant and the subject was instructed to fold his/her arms across the chest and hold the upper body in a horizontal position for as long as possible. The sloping board implied that the hip fl exion was approximately 12º during the test. The determination time differed between the studies. In paper II the test was continued for a maximum of 360 seconds, whereas the time limit in paper III was reduced to 180 seconds due to a tight schedule. The time limit of 180 seconds was decided on the basis of previous test data from which we expected that approxi­mately 50% of the test persons would hold the position for 180 sec. Consequently, the test result was treated as a continuous variable when using 360 seconds and as a dichotomous variable when using 180 seconds (passed/not passed 180 sec). Among healthy subjects and with a time limit of 240 seconds, the reliability was reported to range from 0.54 to 0.99 (ICC) and among physically active LBP sub­jects the ICCs ranged from 0.82 to 0.96 (66,93) and, in general, can be regarded as moderate to good.

2.2.4 Back fl exion EnduranceThe methods used to test isometric back fl exion endurance differed between the studies. In paper I and II , isometric back fl exion endurance was tested with the subjects in a supine position with 90Ÿ hip and knee fl exion and with their feet supported on a chair (56,60). The subjects were instructed to curl up until a band fi xed around the chest, at the height of the inferior angulus of scapulae, was free of the fl oor. This position was held for as long as possible or to a maximum of 360 sec. The reliability of the test has been reported as good (r=0.93) (56,60). In paper III, isometric back fl exion endurance was measured using the test develo­ped by McGill (85,89). The subject was positioned in a sit­up posture with the back resting against a jig angled at 60º from the fl oor. Both knees and hips were fl exed 90º, the arms were folded across the chest, and the toes were secured under toe straps. To begin, the jig was pulled back 10 cm and the person held the isometric posture for as long as possible or to a maximum of 180 sec. The test was evaluated as passed or not passed the 180 sec maximum. An unspecifi ed reliability coeffi ­cient of 0.97 on the basic of fi ve people only was reported by McGill (89).

2.2.5 FlexibilitySagittal fl exibility was measured using the modifi ed fi nger­to­fl oor method (40,108) and calculated as the distance from the fi ngertips to the fl oor in a fully fl exed position when standing on a 30 cm measuring box without shoes. Positive values indicate that the subject was unable to reach the top of the measuring box (fl oor level) during a full forward bending; negative values indicate that the sub­ject was able to reach further down the side of the box (below fl oor level) during a full forward bending. The reliability was reported as good (ICC=0.93) (40).

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2.2.6 BalanceIn paper I and II the ability to balance and co­ordinate the trunk muscles was evaluated by a balance test in a sitting position on a wobble board. This test was developed by Essendrop and Hye­Knudsen at the National Institute of Occupa­tional Health, Denmark. The wobble board was placed on a table, which allowed the legs to hang down freely over the edge of the table. Two trials were given to familiarize the subject with the wobble board and thereafter the subject was asked to keep the wobble board in balance through movements of the hip and the back. If any body segment or the edge of the wobble board touched the table the stopwatch was stopped, but not zeroed, and one attempt was counted. Number of attempts was counted until the subject had been balancing for one minute or a maximum of 15 attempts was reached. McGill et al. have previously used a similar set­up (87). In a test­retest setup at the National Institute of Occupational Health, Copenhagen, we tested the reliability, which was found to be good (r=0.90, n=36 health care students, not published).

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In paper III, the balance was tested as the ability to stand on one leg with the eyes open for 60 seconds (one­leg­standing test) (116,120). The participants placed the heel of the opposite foot against the inner side of the supporting leg at the level of knee joint. The arms hung as relaxed as possible down the sides. The subjects were fi rst instructed to familiarize themselves with the balance position and to choose the supporting leg where they felt most comfortable. The subjects were told to stand in the position for as long as possible and as steadily as possible. The reliabi­lity was reported as acceptable for fi eld testing of fi tness (ICC=0.76)(120).

2.3 SELF­ASSESSED PHYSICAL FITNESS

Identical designs for self­assessment of physical fi tness were applied in all studies. The fi ve components of physical fi tness that were considered essential when co­ping with physically demanding tasks were self­assessed: aerobic fi tness, muscle strength, endurance, fl exibility, and balance. The answers were measured by fi ve VAS of 100 mm with illustrations and verbal anchoring of the extreme situations (Figure 2). The subjects were asked: “How would you score the following compo­nents of physical fi tness in relation to people of your own age and sex?” and they indicated their replies as vertical marks on the VAS. The VAS scores were compu­terized by a digitizer (Intuos A4 regular, Wacom Co Ltd.) which showed a high degree of intraobserver reliability (ICC2.1=1.00, 115 double VAS readings) and interobserver reliability (ICC2.1= 1.00, 26 VAS readings by six observers). The self­assessment instrument was designed in a group of PhD’s, associate professors and candidates with an educational background of sports science or physiotherapy from the department of work physiology at the national institute of occupational health. The fi nal graphic design was made by Christian Hye­Knudsen.

2.4 LOW BACK PAIN

Low back pain was defi ned as tiredness, discomfort or pain in the low back region with or without radiating symptoms to the leg or legs. The low back region was defi ned as the region of the back between L1 and the gluteal folds. In the prospective study (paper I), cases were defi ned as subjects with an increase of more than two at follow­up in self­reported rating of the LBP intensity during the past twelve months (one indicating no pain and 10 indicating worst possible pain). It has been shown that an increase in LBP intensity above two was clinically relevant among chronic LBP patients (35). Due to the high prevalence of LBP in the study population it would not had been possible to include only the “never ex­perienced LBP” subgroup if the analyses should have suffi cient statistical power. Only subjects with LBP intensity below 6 at baseline were included in the analyses to ensure that all subjects had the possibility of being a case. In the cross­sectional study (paper III), the 12­month prevalence of LBP was in­cluded in the analyses with physical fi tness parameters as independent variable. Although the 12­month prevalence deals with the experience of LBP during the previous year it was regarded as a measure of current status of non­specifi c LBP. LBP questions were assessed using the Standardized Nordic Musculoskeletal Questionnaire (30,73).

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2.5 COVARIATES

The defi nition and classifi cation of selected covariates are described. For a com­plete description of the covariates see the original papers.In paper I, seniority was defi ned as years working with physically and mentally disabled people. 0­10 yr (low), >10 yr (high). Body mass index (BMI) was clas­sifi ed into three groups: <=24.9 (normal weight), 25­30 (overweight), >30 (severe overweight). Leisure time physical activity was assessed by a modifi ed version of the item of Saltin and Grimby (110): 0­4 hours/week (low level activity), >4hours/week (high level activity). Previous LBP history was defi ned as: no period ever with 3­month persistent LBP (no); at least one 3­month period with persistent LBP (yes). The frequency during the workday of bent back was classifi ed to: never­some­times (seldom); often­very often (often). The frequency during the workday of rotated back was classifi ed to: never­sometimes (seldom); often­very often (often). Physical workload during patient­related tasks was assessed by a continuous scale (0­14) and dichotomised into: 0­5 (light); 6­14 (strenuous). The psychosocial scales: infl uence at work, quantitative job demands, emotional job demands, and cogni­tive job demands, were measured using the Copenhagen Psychosocial Question­naire (COPSOQ) (71) and classifi ed into tertiles.In paper III, A history of physical demanding job was defi ned as more than 6 month in the past on the basis of an open question about their previous occupa­tions and duration. Educational attainments was categorized as low (≤9 years) or high (>9 years). Height was measured by an electronic height measuring unit (SOEHNLE Professional GmbH & Co. KG Postfach 1308, D ­ 71536 Murrhardt). BMI was categorized as in paper I.

2.6 STATISTICS

The prospective associations with increased LBP intensity as outcome (paper I) was tested with multivariate logistic regression analyses. Only physical fi tness parameters with a sex and age adjusted association to the outcome at p<0.20 were tested further. This was done in parallel multivariate logistic regression analyses including those covariates in each analysis that showed an isolated association (sex and age adjusted) to the outcome at p<0.20. Sex and age were fi xed factors in all the analyses. The choice of the relatively high signifi cance level as the screening criterion for variable selection was to ensure that all important variables were identifi ed (55). Due to the relatively few data and thereby limited statistical power no interactions terms were included in the analyses. The validity of self­assessed physical fi tness examined in paper II was evalu­ated by convergent and divergent validity analyses based on age­adjusted linear regression analysis of self­assessed physical fi tness parameters with performance­based parameters (43,59). Convergent validity was evaluated by the size of the age­adjusted correlation coeffi cient between corresponding parameters according to the criteria of Innes, (59) who defi nes r<0.30 as poor, r≥0.30 as moderate, and r≥0.60 as good convergent validity. If the convergent validity was satisfactory, the divergent validity was further evaluated by correlations of self­assessed compo­

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nents with non­corresponding parameters of performance­based physical fi tness. Because different components of physical fi tness would not be totally unrelated, the criterion for a satisfactory divergent validity was a markedly lower correlation between non­corresponding parameters than corresponding parameters and was not necessarily a non­signifi cant relationship. The construct validity analyses were stratifi ed by sex because of the very skewed distribution between women and men. The reliability was assessed by ICC values that take the number of subjects and test sessions into account (29), and by confi dence intervals of the difference between test sessions to test for systematic changes. The ICC values were eva­luated according to the reliability criteria of Innes (58), who defi nes ICC<0.75 as poor to moderate, ICC>0.75 as good, and ICC≥0.90 as “required for clinical ap­plication to ensure valid interpretations of fi ndings”. A signifi cance level of p<0.05 was chosen. In paper III the association between LBP and the physical fi tness parameters was described stratifi ed to sex but analysed in the total group of both sex. The corre­lations between LBP and the continuous physical fi tness variables (the self­asses­sed components and performance­based fl exibility) were tested by GLM analyses with the physical fi tness score as the dependent variable and LBP and covariates as independent variables. The correlations between the dichotomy physical fi tness variables (the back endurance and balance tests) were tested by a logistic regres­sion model with the test result (failed/passed) as dependent variables and LBP and covariates as independent variables. A sex adjusted and a full model analysis, that included all the covariates, were performed.The ability of self­assessed endurance, fl exibility and balance to discriminate the persons who failed the corresponding performance­based test from the ones who passed the test, were tested by general linear models (GLM) with the self­asses­sed score as the dependent variable and the performance­based (passed/failed) and covariates as independent variables. To examine the effect of including the covariates, an analysis only adjusted to sex was performed fi rst, then an analysis including the remaining covariates except from LBP, and then fi nally a full model including LBP. Signifi cance level of p<0.05 was chosen. The SAS statistical soft­ware was used for all the analyses (PROC GLM was used for linear regression analyses and PROC GENMOD for logistic regression analyses).

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Table 2. Basic characteristics of the study participants. Mean (SD) or n (%)

Paper Study status of Sex Age BMI population occupation Women Men years kg*m­2

I IA in job 271 (83%) 56 (17%) 47 (9) 25 (5) II IIA in job 530 (81%) 123 (19%) 45 (9) 25 (5) II IIB students 91 (95%) 5 (5%) 31 (12) 24 (5) II IIC in job 170 (91%) 17 (9%) 34 (9) 24 (4) II IID students 149 (94%) 10 (6%) 35 (11) 24 (4) III IIIA students 511 (83%) 101 (17%) 33 (10) 25 (5)

3. RESULTS

The main results from the different studies are presented under the following headings: Basic characteristics of the study populations, Associations between Performance­based physical fi tness and LBP, Associations between Self­assessed physical fi tness and LBP, Covariates with associations to LBP, and Characteristics of self­assessed physical fi tness.

3.1 BASIC CHARACTERISTICS OF THE STUDY POPULATIONS

Some basic characteristics of the study participants are listed in table 2. In all the study populations the women were in the majority, ranging from 81 to 95%. The people working with physically and mentally handicapped persons of study IA and IIA V were older than the other study populations, which were relatively equal in age (31­35 years). No differences were found in BMI.

3.2 ASSOCIATIONS BETWEEN PERFORMANCE­BASED PHYSICAL FITNESS AND LBP

Isometric back extension endurance measured using the Sørensen method was the only performance­based parameter that showed any kind of association with increased LBP intensity in the prospective study (paper I). In the multivariate analyses of the prospective study comprising people working with physically and mentally disabled persons, the general association with increased LBP in­tensity was only close to signifi cance (p=0.067) (table 4). However, medium level isometric back extension endurance resulted in a more than two­fold higher risk of increased LBP intensity after the 30­month follow­up compared to those with high level back extension endurance (OR=2.7, p=0.034, Wald test) (table 4). Low level isometric back extension endurance showed an almost similar but insignifi ­cantly higher risk of increased LBP intensity (OR=2.4, p=0.076, Wald test). After stratifi cation by frequency of rotated back, which was the only covariate included in the multivariate model except for age and sex, neither the subgroup exposed to low physical demands nor the subgroup exposed to high physical demands was signifi cantly associated with increased LBP intensity.

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Table 3. Associations of physical fi tness parameters at baseline with increased LBP intensity at 30­month follow­up, adjusted to age and sex (paper I).

N % cases OR 95% CI p (Wald) p (LR)Performance­based physical fi tness Back extension endurance 0.12 High 116 8 1 ­ . Medium 104 15 2.26 0.94­5.47 0.069 Low 96 15 2.18 0.87­5.44 0.095 Back fl exion endurance 0.33 High 108 9 1 ­ . Medium 97 12 1.58 0.63­3.92 0.33 Low 104 14 1.92 0.79­4.67 0.15 Sagittal fl exibility 0.77 High 104 14 ­ . Medium 103 11 0.74 0.32­1.71 0.48 Low 109 11 0.85 0.37­1.96 0.70 Balance 0.47 High 93 11 1 ­ . Medium 89 11 0.97 0.37­2.52 0.94 Low 97 16 1.56 0.63­3.86 0.33 Self­assessed physical fi tness Aerobic fi tness 0.059 High 109 17 1 ­ . Medium 112 8 0.37 0.16­0.87 0.02 Low 106 12 0.58 0.26­1.29 0.18 Muscle strength 0.27 High 111 15 1 ­ . Medium 107 13 0.82 0.38­1.78 0.62 Low 109 9 0.51 0.22­1.18 0.11 Endurance 0.29 High 115 16 1 ­ . Medium 112 10 0.54 0.24­1.21 0.13 Low 100 12 0.66 0.29­1.46 0.30 Flexibility 0.32 High 121 16 1 ­ . Medium 106 9 0.54 0.24­1.23 0.14 Low 100 12 0.74 0.34­1.62 0.45 Balance 0.96 High 111 12 1 ­ . Medium 113 12 0.91 0.40­2.08 0.83 Low 103 14 1.02 0.44­2.34 0.97

Wald: Wald test for level vs. reference level. LR: Likelihood ratio test for type3 signifi cance.

However, the ORs among those highest exposed were markedly higher than the lowest exposed (3.9/3.2 vs. 2.0/1.8). Isometric back fl exion endurance, sagittal fl e­xibility and balance showed no signifi cant prospective associations with increased LBP intensity.In the cross­sectional study (paper III), LBP was included in the analyses as inde­pendent variable and tested for associations with self­assessed and performance­

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based physical fi tness (table 5). Both in the sex­adjusted and in the full model analyses (adjusted to educational attainments, history of physical demanding job, BMI, height, age and sex), LBP during the previous year was signifi cantly associ­ated with poorer fl exibility. Although, the associations of LBP with the back endu­rance tests and the balance test did not reach statistical signifi cance (p=0.12­0.15), a general picture was found that the percentages of persons who passed the tests were highest in the group without experience of LBP during the previous year.

3.3 ASSOCIATIONS BETWEEN SELF­ASSESSED PHYSICAL FITNESS AND LBP

In the prospective study, persons with medium level self­assessed aerobic fi t­ness were at a signifi cantly lower risk of increased LBP intensity than those with high level self­assessed aerobic fi tness (OR=0.37, p=0.02) (table 4). Persons with low level self­assessed aerobic fi tness did not reduce their risk signifi cantly (OR=0.58, p=0.23) and the general association of aerobic fi tness was also insig­nifi cant (p=0.066) (table 4). Self­assessed muscle strength, endurance, fl exibility and balance were not strongly enough associated with increased LBP intensity to be included in multivariate analyses (p>0.20). However, it was notable that the ORs of self­assessed strength, endurance and fl exibility were all below 1 (table 3), indicating an association between low level of LBP and decreased risk of increased LBP intensity, which was the same as that found for aerobic fi tness.In the cross­sectional study of health care students, experience of LBP in the pre­vious 12­month was highly signifi cantly associated with lower score of self­asses­sed aerobic fi tness, both in the sex­adjusted and the full model analysis (table 5). Additionally, LBP was signifi cantly associated with lower self­assessed fl exibility and balance. The reduction in signifi cance level when the association between LBP and self­assessed balance was analysed in the full model compared with the sex­adjusted was due to the inclusion of BMI in the analysis.

Table 4. Multivariate logistics regression analyses of physical fi tness parameters adjusted to sex, age, and rotated back with increased LBP intensity at 30­month follow­up (paper I).

Full model OR 95%CI p

Performance­based back extension endurance 0.067 A High level 1 Medium level 2.71 1.08­6.79 0.034 Low level 2.37 0.91­6.14 0.076 Self­assessed aerobic fi tness 0.066A

High level 1 Medium level 0.37 0.15­0.88 0.02 Low level 0.58 0.27­1.38 0.23 ALikelihood ratio test.

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Table 5. Cross­sectional associations between LBP and physical fi tness variables (paper III) 12­month prevalence of Association between LBP LBP and the physical fi tness All n=612 parameter† yes no sex full model‡ adjustedSelf­assessed physical fi tness Aerobic fi tness (mm), mean (SD) 43 (19) 51 (20) p<0.0001 p<0.0001 Muscle strength (mm), mean (SD) 50 (18) 52 (18) p=0.39 p=0.28 Endurance (mm), mean (SD) 53 (20) 56 (19) p=0.14 p=0.18 Flexibility (mm), mean (SD) 49 (21) 55 (19) p=0.0012 p=0.0082 Balance (mm), mean (SD) 55 (19) 59 (20) p=0.0061 p=0.026 Performance­based physical fi tness Back ext. endurance, n (%) passed 180s 114 (50%) 217 (58%) p=0.17 p=0.15 Back fl ex. endurance, n (%) passed 180s 93 (40%) 182 (49%) p=0.10 p=0.15 Flexibility (cm above fl oor level), mean (SD) ­1 (10) ­3 (9) p=0.0011 p=0.0066 Balance, n (%) passed 60s 188 (82%) 299 (86%) p=0.13 p=0.12†GLM performed for continuously variables and multivariate logistic regression analyses for dichoto­mous variables, physical fi tness as dependent variable. ‡ Adjusted to educational attainments, history of physical demanding job, BMI, height, sex and age.

3.4 COVARIATES WITH ASSOCIATIONS TO LBP

Frequency of rotated back was the only covariate of the prospective study that was suffi ciently associated with increased LBP intensity to be included in the mul­tivariate model (table 3). It remained insignifi cant in the multivariate analyses but changed the estimate of performance­based back extension endurance (table 4). Among women, the risk of increased LBP intensity was almost three times higher in the prospective study, but it did not reach signifi cance (OR=2.9 p=0.083) (data not shown). The association between LBP and covariates was not tested in the prospective study

3.5 CHARACTERISTICS OF SELF­ASSESSED PHYSICAL FITNESS

3.5.1 Distribution, sex differences and inter­item correlationsThe full lengths of the VAS were satisfactory utilized among both women and men. We observed that the participants showed a quick and intuitive feeling of where to score their physical fi tness on the VAS. Normal distributions of all VAS scores were assumed due to skewness and kurtosis values between one and minus one (study population IIA­C). Men’s mean score of self­assessed aerobic fi tness, muscle strength, endurance, and balance were signifi cantly higher than the women’s in the study populations of both paper II and III. The men scored their fl exibility signifi cantly lower than did the women of paper II, whereas no diffe­rence was found according to sex in paper III. It appears from table 6 that strong inter­item correlations were observed between the self­assessed physical fi tness components (r=0.29­0.58, paper II).

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Table 6. Inter­item correlation coeffi cients* of self­assessed physical fi tness scores. In total 935 women and men (study population IIA­C).

N=935 women and men* 1 2 3 4 51. Aerobic fi tness 0.41 0.58 0.34 0.312. Muscle strength 0.49 0.29 0.323. Endurance 0.35 0.384. Flexibility 0.365. Balance

*All correlations were signifi cant at p<0.0001.

3.5.2 Convergence and divergence of self­assessed and performance­based fi tness In women, poor­to­moderate convergent validity was found for self­assessed aerobic fi tness, muscle strength and fl exibility (r=0.30­0.36), whereas endurance and balance showed poor convergent validity (r=0.05­0.16) (table 7). The divergent validity of self­assessed aerobic fi tness, muscle strength and fl exibility was satis­factory due to markedly weaker correlations with non­corresponding performan­ce­based parameters (table 7). In men, aerobic fi tness and muscle strength showed moderate­to­good convergent validity (r=0.51­0.64) and fl exibility showed low­to­moderate convergent validity (r=0.31). Self­assessed aerobic fi tness and muscle strength showed satisfactory divergent validity, whereas self­assessed fl exibility was highly correlated, although not signifi cantly, to oxygen uptake and isometric back fl exion strength.The analyses of paper III supported a convergence between the performance­ba­sed fl exibility result and the self­assessed fl exibility score (table 8) due to the abi­lity of the self­assessed score to discriminate between the persons who performed in the lower half from those who performed in the higher half. The associations of both back endurance tests and the balance test with their corresponding self­asses­sed scores were also highly signifi cant, and no confounding of LBP was found in any of the analyses. The reliability of self­assessed aerobic fi tness and muscle strength was good (ICC=0.80), whereas the reliability of fl exibility, endurance, and balance was only moderate (ICC=0.62­0.69) (Paper II).

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Table 7. Age­adjusted correlations coeffi cients of self­assessed components with performan­ce­based parameters of physical fi tness. (paper II). Group/Measure Self­assessed components of physical fi tness Aerobic Muscle Endurance Flexibility Balance fi tness strengthWomen Study population IIC (n=170) Maximal VO2 0.36‡ 0.11 0.20† ­0.02 ­0.02 Back extension strength ­0.01 0.30‡ 0.11 0.08 0.05 Back fl exion strength ­0.01 0.34‡ 0.16 0.05 0.01 Study population IIA+B (n=620) Back extension endurance 0.21‡ 0.12† 0.16‡ 0.22‡ 0.08 Back fl exion endurance 0.20‡ 0.08* 0.18‡ 0.12† 0.09* Sagittal fl exibility 0.17‡ 0.17‡ 0.14‡ 0.36‡ 0.06 Balance 0.07 ­0.01 0.01 0.06 0.05

Men Study population IIC (n=17) Maximal VO2 0.64† 0.41 0.77‡ 0.32 0.32 Back extension strength 0.04 0.51* 0.19 0.18 0.45 Back fl exion strength 0.03 0.67† 0.31 0.50 0.61* Study population IIA+B (n=128) Back extension endurance 0.18* 0.10 0.15 0.27† 0.20* Back fl exion endurance 0.04 0.01 0.08 0.11 0.08 Sagittal fl exibility 0.30‡ 0.13 0.13 0.31‡ 0.08 Balance 0.02 0.13 0.03 0.08 0.25Note. Vertical, performance based measures of physical fi tness. Correlation coeffi cients between corresponding parameters in boldface. * p<0.05, † p<0.01, ‡ p<0.001.

Table 8. Stepwise adjusted associations between performance­based and self­assessed physical fi tness (paper III). All n=612 Association with self­assessed fi tness VAS score sex full model‡ test result n mean (SD) adjusted without LBP with LBPBack ext. endurance (passed 180s) failed 263 51 (19) p<0.0001 p=0.002 p=0.001 passed 330 57 (20) Back fl ex. Endurance (passed 180s) failed 314 50 (19) p<0.0001 p<0.0001 p<0.0001 passed 279 59 (19) Flexibility (dichotomized)† low 293 48 (20) p<0.0001 P<0.0001 p<0.0001 high 297 58 (18) Balance (passed 60s) failed 90 49 (23) p<0.0001 p=0.0004 P=0.0008 passed 503 59 (18) Mean (SD). †The Sagittal fl exibility scores were dichotomized according to the distribution in the absence of a “passed value”. ‡ Adjusted to educational attainments, history of physi­cal demanding job, BMI, height, sex and age in a GLM analysis.

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4. DISCUSSION

4.1 PERFORMANCE­BASED PHYSICAL FITNESS AS RISK INDICATOR OF LBP Among the four performance­based parameters we measured in the prospective study, only isometric back extension endurance showed signifi cant association with increased LBP intensity at follow­up.

The result that lower back extension endurance was associated with the risk of increased LBP intensity is in concordance with our hypothesis of an association between poor physical fi tness and higher risk of increased LBP intensity. Howe­ver, there was no indication of a dose­response relationship and the almost similar ORs for low and medium level compared to high level back extension endurance suggest that those with low and medium level were in same risk of increased LBP. The mechanism leading to LBP among those with lower physical fi tness was described by McGill (88). Poor physical fi tness implies a higher relative physi­cal workload during the workday (other factors being equal). Consequently, the margin of safety, defi ned as the distance between the failure tolerance and the ap­plied physical workload decreases, and the risk of exceeding the failure tolerance increases. A load that exceeds the failure tolerance produces injury, which causes pain.

McGill showed also that previous history of LBP is related to lingering defi cits in biomechanical, physiological, and motor control characteristics (87). Hence the level of physical fi tness may be due to a history of LBP. Persons with low physical fi tness may simply be less physically active during leisure time. It is unknown which approach dominates, but it is hoped that the aggravation of LBP can be prevented in both groups by physical fi tness training.

The observation in this study that low back extension endurance measured using the Sørensen method, associates with increased risk of LBP are in agreement with some previous studies (16,17,45,79). However, other studies have found no as­sociation between back extension endurance and LBP (3,64,115,122). A signifi cant association between LBP and back extension endurance was found in both repre­sentative (16,45), and specifi c populations (79), among men (16,17), and in mixed populations (45,79) and using different LBP outcome defi nitions. These results strongly indicate that isometric back extension endurance could be an important risk indicator of LBP, regarding different LBP outcomes. Although there is a lack of representative studies among those studies who found no relationship between physical fi tness level and LBP there are too many studies with negative fi ndings to consider back extension endurance as a consistent risk indicator of LBP. One reason for the strong indication of a causal relationship between back ex­tension endurance and LBP is that the Sørensen method or a modifi ed version has become the preferred method for measurement of back extension endurance (27,93), which has increased the comparability between studies. In contrast no

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consensus exists regarding the defi nition and measurement of balance (103). Espe­cially in fi eld research where the use of heavy and advanced technical equipment is limited, only very few tests are applicable. In the prospective study balance was measured using a newly developed method that was designed to test a balance parameter with particular relation to the low back region; however, no association with increased LBP intensity was found and the lack of comparability with other studies limits a deeper exploration. Although the balance test we chose for the cross­sectional study has been evaluated to be a reliable and feasible health­related balance test (119,120) and to be associated with back health (among women) (121) we found no association with LBP in the cross­sectional study (paper III).

Back fl exion endurance and sagittal fl exibility was not associated with increased LBP intensity in the prospective study. According to my knowledge, only one stu­dy has examined the association of isometric back fl exion endurance with future LBP (68) and another one the association of dynamic trunk fl exion with future LBP (later register based disability due to LBP) (109). Both studies found no associa­tion with future LBP. Contradictory results about the association between sagittal fl exibility and LBP­related outcomes have been reported in three studies. Sørensen (16) found that high sagittal fl exibility among men measured by using the Schober test, associated with fi rst­time occurrence of LBP, and that high fl exibility among women measured using the fi nger­to­fl oor method was associated with recurrent LBP. Takala (122) and Adams (3) found that low fl exibility was associated with the occurrence of LBP, while high fl exibility among women was associated with medical consultation. In addition low sagittal fl exibility has been found to be a predictor of future back pain as reported in a study of 3,020 aircraft manufacturing employees (14). Several other studies fi nd no relationship between fl exibility and future LBP. One of the hypotheses underlying this thesis was that the level of physical work factors may infl uence the association between physical fi tness parameters and LBP. This hypothesis was not signifi cantly supported by the results of the prospec­tive study. However, when the prospective data were stratifi ed by “rotated back”, as an indicator of physical work load, the insignifi cant ORs among the highly exposed became twice as high compared to the insignifi cant ORs among the low exposed. This fi nding was considered to be an indication of poor back extension endurance as a stronger risk indicator among those exposed to high physical demands compared to those with low physical demands at work. More research is needed to further explore these fi ndings, especially because a recent study by Hamberg­van Reenen et al. fi nd no differences in risk estimates in relation to LBP between two groups with poor back extension endurance that were exposed to either low or high physical demands (46). It would be interesting to design a future study with enough statistical power to include interaction terms between physical fi tness and physical work factors.

The cross­sectional study could not add knowledge to this area due to the lack of work factors among students; however, the inclusion of the person’s previous ex­perience with a physical demanding job in the analysis was to test if it infl uenced

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the cross­sectional association between LBP and the physical fi tness parameters. It did not.

4.2 SELF­ASSESSED PHYSICAL FITNESS AS RISK INDICATOR OF LBP

It was unexpected and contrary to our hypothesis that medium level of self­asses­sed aerobic fi tness signifi cantly decreased the risk of increased LBP intensity at fol­low­up compared with those with high level self­assessed aerobic fi tness. Self­as­sessed muscle strength, endurance and fl exibility indicated a similar relationship but did not reach a statistically signifi cant level.

The cross­sectional study (paper III) showed, in contrast to the prospective study, an association between experience of LBP during the previous year and lower self­assessed aerobic fi tness, fl exibility and balance in both the sex­adjusted and full model. An explanation of the association in the prospective study could be that self­assessed physical fi tness was different associated with the LBP variable in the two baseline populations. However, this was not the case. Baseline analyses of the study participants in the prospective study (only those with follow­up data) showed that poor self­assessed physical fi tness was asso­ciated with higher LBP intensity (r=­0.07­(­0.11), p=0.045­0.21 raw correlations between the fi ve dimensions of self­assessed physical fi tness and reported mean LBP intensity during the previous year). Some of the explanation can be found in the characteristics of those who drop out during the follow­up time. They were characterized by having more pain but the same level of self­assessed physical fi tness as the remaining group (paper I). This suggests that the drop out persons fi t better with our hypothesis of low physical fi tness as associated with increased LBP than the remaining group in the study.

A hypothetical explanation of the fi nding of poor self­assessed fi tness as pre­ventive against increased LBP intensity could be that those who self­assess their physical fi tness to be low are particularly aware of their reduced capacity and act accordingly. Consequently, they may change their behaviour at the workplace to reduce their physical work demands, which further reduces the risk of their fai­lure tolerance being exceeded, due to a increased margin of safety (88). As a result, the risk of increased LBP intensity at follow­up decreased, not because of their lower level of physical fi tness, but because of a changed behaviour that reduces their physical exposure. Not even detailed physical exposure assessment during the study period, which is an extremely expensive solution, would register such changes in behaviour with certainty. An alternative way to exploring the associa­tion would be to combine the quantitative survey with a qualitative approach, for example by interviewing those with low self­assessed level of aerobic fi tness who reported a decreased intensity of LBP at follow­up.To further elucidate the association of physical work demands and the associa­tion between LBP and level of physical fi tness, the variable “history of physical

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demanding job” was included in the cross­sectional analyses (paper III) of health care students in training (free of physical work demands). However, the inclusion of physical demanding job in the analyses between LBP (12­monmth prevalence) and self­assessed physical fi tness did not affect any of the associations. Another variable introduced in the analyses of paper III was educational attainments as a proxy for the social context for the individual. Educational attainments were only signifi cantly associated with self­assessed aerobic fi tness but did not affect the as­sociation between LBP and self­assessed aerobic fi tness or any other of the self­as­sessed dimensions.

Other methodological approaches could be introduced to understand the nature of self­assessed physical fi tness better and to explore why poor self­assessed fi tness decreases the risk of LBP aggravation. The introduction of a cognitive­behavioural approach as that used when explaining the cognitive­behavioural model of fear of movement/(re)injury (128) could inspire to a model that explain the link between the awareness of the physical fi tness level and a possible change in behaviour which may lead to either reduced or increased risk of LBP.More knowledge is needed about which psychological factors and how they infl u­ence the self­assessment of physical fi tness using VAS to elucidate what we really measure and how context dependent the measures are compared to objectively measured performance­based physical fi tness (39,94,131).

4.3. SELF­ASSESSED COMPARED WITH PERFORMANCE­BASED PHYSICAL FITNESS

4.3.1 Associations between self­assessed and performance­based physical fi tnessNo self­assessed dimensions were strongly related to their corresponding perfor­mance­based measures. Weak to moderate convergence was found for the dimen­sions of aerobic fi tness, muscle strength and fl exibility which also had satisfactory divergence, except for men’s self­assessed fl exibility. The three self­assessed dimensions which showed the best convergence with their performance­based counterparts had correlations ranging 0.30­0.36 which corre­sponded to a shared variance of 9­13%. A higher convergence was found among the 17 men in study population IIC (26­41% of the variance was shared) but due to the group size these results can be regarded only as indicative. This degree of convergence seems too low for an interchange of performance­based physical fi tness with self­assessed fi tness at either individual level or when comparing smaller groups, which neither was expected. However, in larger epidemiological studies comprising a large number of persons, self­assessed aerobic capacity, mus­cle strength and fl exibility may give a useful estimate of the actual physical fi tness level.The analyses of association between corresponding physical fi tness parameters in paper III supported an association between the result of the fl exibility test and the VAS score which was highly signifi cant. Additionally, the analyses also showed signifi cant associations between isometric back extension and fl exion endurance, and balance (one­leg standing), which were not found in the validity study.

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However, the results are diffi cult to compare directly due to the dichotomy test result for the test used in paper III and the consequently different statistical ana­lyses. Interpreting the results of the agreement examined in paper III one might argue that if the VAS scores are highly inter­correlated it would not makes any difference which VAS score we use to discriminate between those who failed and passed a test. In general, this was not the picture. For all performance­based tests, except for back extension endurance, the corresponding VAS score discriminated best (largest difference) between those who passed and failed the test compared to the non­corresponding VAS scores (data not shown). In relation to the back extension endurance test, self­assessed aerobic fi tness and self­assessed endurance showed both a signifi cant difference of 6 mm between those who failed and those who passed the test. Thus indicating a failed divergence validity. This result fi ts well with the fi nding in paper II of a lacking validity for self­assessed endurance that showed a high inter­item correlation with self­assessed aerobic fi tness.

The face validity was in general good. Most of the participants only used few seconds to consider where to put the marks on the VAS and they differentiated clearly between the different dimensions, even though high inter­item correlations were found. However, the absence of convergence for self­assessed endurance in relation to the performance­based back extension and fl exion endurance tests may be due to a lack of content validity of the endurance questions in relation to the isometric back endurance tests. The endurance question was illustrated with two persons climbing a mountain, and did not correspond with local back muscle endurance parameters. In future studies redesigning the instrument to measure a more specifi c muscle endurance component will be considered. Self­assessed balance did not correspond with its performance­based counterpart in the validity study. However, as discussed in paper II it was a positive fi nding, at least among women, that self­assessed balance did not correlate with non­corresponding per­formance­based measures, which indicated that self­assessed balance may have the promising quality of possessing specifi city. Paper III supported this fi nding by the highly signifi cant association between the balance test result and self­assessed balance, only among women. It seems that the one­leg balance test correspond more well with people’s per­ception of balance, although a differential reporting of self­assessed balance, in particular might be present.

This additional result supports that self­assessed balance share enough variance with performance­based balance to be a rough estimate and that the degree of concordance can be dependent on sex. If both performance­based and self­asses­sed balance is differential in relation to sex it should be considered to use different balance test for evaluating women and men. This could increase the variation of the test score among each sex and thereby increase the statistical applicability. No other instruments for self­assessment of physical fi tness among healthy people used VAS to score the replies, whereas an earlier study was found that used VAS for measuring of functional capacity (overall, chosen and pre­selected function) among patients with rheumatoid arthritis receiving long­term treatment (112).

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Two different strategies are used for self­assessment of physical fi tness. The one is to ask for a relative scoring of the respondent’s physical fi tness using peers, as we did when the respondents were asked to compare their fi tness with people at same age and sex. The other strategy is to use absolute standards, by asking the respondents to estimate how well they can perform a specifi c physical fi tness task or how much or for how long time they can sustain a given physical fi tness task (e.g. walking, biking, carrying bags, walking steps, etcetera). Due to the different types of instruments, the variability, and especially the diffe­rent degree of awareness of physical fi tness in the population being measured, it is diffi cult to compare the few studies that examine the association between self­as­sessed and performance­based physical fi tness. For instance one study comprises soldiers which is a group with particularly good conditions for knowing their own level of fi tness (69) while another study comprises subjects with exactly same age and only the extreme groups selected on the basis of a physical fi tness test performed 15 years earlier. Thus the conside­ration for age was eliminating in addition with an implementation of an artifi cial big contrast in the data (as the authors mentioned them selves) (90). One of the better validated (two studies) and promising instruments with better convergence between corresponding parameters is the one described by Abadie (2) which found valid assessment among younger persons (<50 years) of cardio­respiratory endurance (aerobic fi tness) (r=0.43­0.61), muscular strength (r=0.47) and muscular fl exibility (r=0.53). The components of physical fi tness they found most valid was the same as we found most valid in our validity study (paper II) but the validity of their instrument was better than the one we found. However, the instrument by Abadie proved unsatisfactory for use among elderly people (2,126) and the diver­gence among younger persons has not been reported. No studies were found that examined the association between one of the above mentioned instruments for self­assessment of physical fi tness with LBP, neither cross­sectionally nor prospec­tively.

4.3.2 Predictive validityThe comparison of self­assessed and performance­based fi tness’ ability as risk indicators of increased LBP intensity in the prospective study can be regarded as a test of the predictive validity of the self­assessed instrument. None of the self­as­sessed physical fi tness parameters were able to show the expected association between low level and increased LBP intensity. Hence, poor predictive validity ac­cording to the hypothesis was found for aerobic fi tness, muscle strength, enduran­ce, and balance. As previously mentioned it is debatable if low or high fl exibility prevents against LBP or if an association exists at all, however, neither high nor low level of self­assessed fl exibility was associated with increased risk of increased LBP intensity.

The low correlation of the fi ve physical fi tness VAS items with their corresponding performance­based parameters and the high correlations between the self­asses­sed physical fi tness dimensions suggest that the VAS items could be combined in a scale measuring overall physical fi tness. The fact that four out of fi ve VAS items show the same inverse association with LBP intensity also points in this direction.

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The internal consistency was assessed using the Cronbach coeffi cient alpha (25). On the basis of data from study population IIA­C (n=935) a value of 0.76 was calculated and using data from study IIIA (n=612) yielded a value of 0.79. This supports the idea of combining the fi ve VAS items in one scale. The argument for combining these items in a scale is that it results in a more precise and consistent measurement of physical fi tness, yielding better analyses of associations with relevant outcomes. Several scale construction approaches exist (36). For these continuous VAS items factor analysis would be logical to start with, and analysis of differential item functioning could be done in this framework. Item response theory models (125) for VAS items have also been proposed (23).

4.4 METHODOLOGICAL CONSIDERATIONS

4.4.1 Limitations and strengths of the thesisOne of the main limitations of this thesis was the low numbers of men present in the study populations (5­19%). This implies that the results are much more compa­rable to other groups or studies of women than of men. However, the ratio of men refl ects the actual ratio of men employed and studying in the health care sector. In the validity study the analyses were stratifi ed to sex because of different ratios of men in the subpopulations of paper III. Due to a higher ratio of men in the prospective (paper I) and cross­sectional study (paper III) compared to the validity study (paper II), the data from both sexes were in these studies examined together in age­adjusted analyses, although many of the data are presented in the tables stratifi ed by sex.

The many study populations used in the thesis can both be seen as a limitation and as a strength. The validation study would have been stronger if all performan­ce based parameters were assessed in the same population. The validity of self­as­sessed aerobic fi tness and muscle strength was tested in one population while the validity of endurance, fl exibility, and balance was tested in another. Consequently, the differences in validity between these two groups of self­assessed parameters could be due to differences between the study populations. However, the different study populations used in this thesis made it possible to examine the consistency of the distribution pattern, the sex dependency and the cross­sectional association with LBP. This ensured that the basic characteristics for the instrument for self­assessment of physical fi tness were not linked to one particular subpopulation that might possess specifi c qualities. Although the thesis contained many study populations, the study populations, as described in the method section, all com­prised people who were either employed in areas or training to work in areas that involved working physically with people. Thus, compared to the variety of existing occupations the study populations were relatively homogenous.

Selection bias occurred in study population IIIA with a follow­up population only comprising 30% of the basis population. The drop out groups all experienced more LBP and were younger compared to those who remained in the survey. The consequences of this selection on the results are diffi cult to determine, but it might

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be more diffi cult to fi nd an association with LBP among the remaining healthier part of the employees, resulting in an underestimation of the association strength. In the cross­sectional study comprising health care students in their fi rst week of training (paper III) the response rate was high (89% with completed the question­naire, 80% were tested and 69% with complete test data and questionnaire) which imply that the results obtained were representative of the population of health care students examined.

4.4.2 Differences in test procedures and conditionsWhen comparing the results between the prospective study comprising people working with disabled persons and the cross­sectional study comprising health care students we must be aware that beyond differences in study designs and study populations also methodological differences existed. Those differences are important to elucidate if performance­based functional tests are viewed as beha­vioural assessments in which a subject’s performance during testing is considered within the unique assessment context (43). The procedures for measuring perfor­mance­based back fl exion endurance and balance differed between studies. The isometric back fl exion endurance test described by Ito and Hyytianen (56,60) ap­plied in the prospective study was replaced by the test described by McGill 2003 (87) in the cross­sectional study (i.e. baseline in a RCT) because the test was found to be more standardizable due to the sit­up posture and furthermore the posture reduced the load of the neck muscles (i.e. some complained about soreness in the neck after test termination). The way of measuring balance was changed from the wobble­board procedure in the prospective study to the simpler one­leg­standing test in the cross­sectional study to ensure that all participants were able to perform the test regardless of LBP status, motor skills and courage. The one­leg­standing test was also believed to be less infl uenced by the participants’ ability to con­centrate which was an important factor in the cross­sectional study because the students were tested together in a gym which unavoidably causes more noise and it was unfortunately not possible to avoid some interactions between the students who were tested and those who waited for their turn at one of the fi ve test stati­ons. However, the test sessions were carried out in a very positive and competi­tive atmosphere. The limited time allocated to the test sessions was the reason to the shorter test termination time for back extension endurance and back fl exion endurance (maximum of 180 seconds) in the cross­sectional study compared to the prospective (maximum of 360 seconds). More people than expected reached the time limit (of 180 seconds) which may be result of the competitive atmosphere during the test session. This choise between a well­established but less suitable method, and an untested but more specifi c method is a problem that often appears when selecting performance tests for a survey.

4.4.3 Test­retest reliability of self­assessed physical fi tnessAlthough the reliability of the self­assessment instrument was found to be ac­ceptable it was somewhat lower than we desired. Together with the re­test que­stionnaire the respondents also received two additional questions concerning LBP: “Have you experienced LBP during the previous 7 days?” and “score your average LBP intensity during the previous 3 month” which allowed us to examine

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if respondents with low agreement (>20mm) between the repeated occasions had specifi c characteristics regarding age, sex or LBP. However, no systematic trends were found between low agreement of self­assessed physical fi tness and LBP status, changes in LBP status (comparing 7­day and 3­month prevalence at the two occasions), age or sex. The only systematic trend seen was that those with low agreement in one dimension more frequently showed low agreements in other dimensions too.

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5. CONCLUSIONS

Physical fi tness as risk indicators of LBPThe performance­based and self­assessed physical measurements used in the study did not show any strong associations with LBP outcomes. Only low back extension endurance was found to be moderately associated with increased LBP intensity at follow­up. This result is in agreement with previous fi ndings indica­ting that back extension endurance measured by the Sørensen method could be considered a risk indicator of LBP. Opposite to our hypothesis, low level of self­assessed aerobic fi tness was shown to reduce the risk of increased LBP intensity. No other performance­based or self­assessed physical fi tness parameters showed statistical signifi cant associations with increased LBP intensity.

The applicability of the instrument to self­assessment of physical fi tnessThe weak to moderate agreement between performance­based and self­assessed physical fi tness and the contradicting associations with LBP in the prospective study point toward self­assessed physical fi tness to be a concept different from performance­based physical fi tness. The strong interrelationships found between the fi ve different dimensions of self­assessed physical fi tness further support such an understanding.

More knowledge about how work factors and other individuals factors infl uence the self­assessed dimensions of physical fi tness are needed before the instrument for self­assessment of physical fi tness can be implemented in surveys as an alter­native to performance­based physical fi tness. The instrument for self­assessment might possess characteristics that differ so much from performance­based physical fi tness’ that it shall be considered as a related but independent risk indicator of LBP.

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6. PERSPECTIVES

More prospective studies are still needed to establish more knowledge about which physical fi tness components that can prevent fi rst time occurrence, recur­rent or aggravation of LBP. Future study populations should optimally comprise both men and women who are exposed to varied level of physical work demands during their workday to take the physical exposure level into account. Also intervention studies are needed to examine how much we can infl uence the LBP aggravation by inducing better physical fi tness and if a changed level of physical fi tness is as important as the level it self. As a step in that direction the analyses of the follow­up data of study population IIIA will show if it is possible to improve the individual capacity already during the training and thereby hopefully reduce the risk of new LBP episodes upon entry the labour market.A way of further elucidate the changes in the self­assessed fi tness over time and especially in relation to LBP would be to combine our quantitative designs with qualitative analyses. These quantitative analyses could comprise interviews with the marginal groups which self­assess their capacity as low and opposite to our hypothesis had an unchanged or even decreased LBP intensity. This would give valuable information about possible changes in behaviour during the follow­up as we hypothesized could be one of the causes of the unexpected relationship bet­ween low self­assessed fi tness and decreased risk of increased LBP intensity. Another possible approach for further research is to use the self­assessment instru­ment among chronic LBP patient or patients in a rehabilitation process in which cases the use of performance­based test are limited. Finally I will support the statement by Bill Marras that the treatment of LBP and the fi nding of the causality is a multidisciplinary discipline. Hence we all have to combine our knowledge irrespective of our scientifi cally approach to make an ef­fective prevention strategy.

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The role of physical fi tness as risk indicator of increased Low Back Pain intensity among people working with physical and mentally disabled persons: a 30­month prospective study.

Authors: Jesper Strøyer1 and Lone Donbæk Jensen2

1 National Research Centre for the Working Environment, Denmark, 3Department of Occupational Medicine, University Hospital of Aarhus, Denmark

Running title: Physical fi tness and LBPJournal: SPINE Accepted for publication September 2007.

Corresponding author: Jesper Strøyer, M.Sc., Ph.D. stud. National Research Centre for the Working Environment, Denmark. Lersø Parkalle 105 DK­2100 Copenhagen, Denmark E­mail: [email protected] Tel: (+45) 3916 5477 Fax: (+45) 3916 5201

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Abstract

Study Design. A prospective cohort study. Objective. To study if low level of physical fi tness was associated with increased low back pain (LBP) intensity at 30­month follow­up. Summary of Background Data. The evidence of low phy­sical fi tness as a risk factor for LBP is inconclusive due to contradictory results. Methods. The study participants were 327 employees (women=271, men=56) at institutions for physically and mentally disabled persons. Physical fi tness was measured by tests of back extension and fl exion endurance, fl exibility and ba­lance and by self­assessed aerobic fi tness, muscle strength, endurance, fl exibility and balance, using visual analogue scales. Low back pain, lifestyle parameters, and physical and psychosocial work factors were assessed by questionnaires at baseline and at follow­up. Outcome was defi ned as an increase above 2 steps in average LBP intensity during the previous year (0­10). Results. Persons with low level back endurance showed an insignifi cantly higher risk of increased LBP intensity (OR=2.4, p=0.076), whereas persons with medium level back endurance were at signifi cantly higher risk (OR=2.7, p=0.034) compared with high level back endurance. The general association between isometric back extension endurance and increased LBP intensity was insignifi cant (p=0.067). Persons with medium level self­assessed aerobic fi tness were at lower risk of increased LBP intensity compared to those with high level (OR=0.37, p=0.02), although the general asso­ciation of aerobic fi tness was insignifi cant (0.066). Performance­based back fl exion endurance, fl exibility, and balance and self­assessed muscle strength, endurance, fl exibility, and balance were not associated with increased LBP intensity. Conclu­sions. The signifi cant association between medium level back extension endurance and increased LBP intensity supports the fi nding of other studies that particularly back extension endurance is an important physical fi tness component in preven­ting LBP and that the subcomponents of physical fi tness are related in different ways to LBP.Keywords: Self­assessed physical fi tness, Visual Analogue Scale, back extension endurance, physical job demands, prospective study. Key Points• The evidence of physical fi tness as a risk factor for LBP remains unclarifi ed

due to contradictory results in the literature.• Associations of low levels of performance­based and self­assessed physical

fi tness with increased LBP intensity were studied in a prospective cohort study with a 30­month follow­up.

• Persons with medium level back endurance had at signifi cantly higher risk of increased LBP intensity at follow­up compared with persons with high level back endurance.

• The study supports the fi ndings of other studies that back extension endu­rance, in particular, is an important physical fi tness component in the pre­vention of LBP and that the subcomponents of physical fi tness are related in different ways to LBP.

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Mini Abstract/Précis Performance­based and self­assessed physical fi tness associations with increased LBP intensity were examined prospectively. Persons with medium level back endurance were at signifi cantly higher risk of increased LBP intensity at follow­up compared with high level endurance. No other self­assessed or performance­ba­sed parameter prevented against an increase in LBP intensity at follow­up. Introduction Low back pain (LBP) is a common musculoskeletal disorder leading to extensive human and socioeconomic consequences 1;2. Many attempts have been made to establish predictors in order to enhance prevention. Physical work load, such as working with the back in bent and rotated positions and patient handlings have been identifi ed as risk factors for LBP 3­7. Low physical fi tness has also been suggested as a risk factor for LBP; however, evidence is weak due to contradictory results in the literature 8­13. There are many reasons for these contradictions e.g. the ratio between women and men differs between studies, some stratify to sex and others do not, the type of population, the way the physical fi tness parameters are measured, the defi nition of LBP, the follow­up length, and the level and assessment of physical workload which may infl uence the relationship between physical fi tness and LBP 14. Furthermore, the strength of the association between physical fi tness and LBP may depend on the chosen subcomponent of physical fi tness, which implies that a general consensus about physical fi tness as a risk factor of LBP is irrelevant. One of the subcomponents showing promising results as a risk factor of LBP is per­formance­based back extension endurance12;15­17 , although several studies fi nd no association between the test performance and LBP10;11;13;18. This study comprised people working in healthcare which are exposed to relati­vely high physical demands. Additionally, the healthcare sector is characterized by a high prevalence of LBP 19­21. Our aim was to test if a low level of different subcomponents of physical fi tness was associated with an increase in LBP intensity at 30­month follow­up among people working with physically and mentally disabled persons.

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Materials and methodsDesign and population. The study was a prospective cohort study comprising a self­administered questionnaire and performance­based physical fi tness tests at baseline and a questionnaire at 30­month follow­up. The cohort participation rate at baseline and follow­up are outlined in fi gure 1. We invited 1106 employees from all institutions for physically and mentally disabled persons in the county of Aarhus, Denmark to participate. Of these 800 (72%) accepted, 620 (78%) under­went a physical fi tness test. At the 30­month follow­up, 440 of the tested persons completed the questionnaire. The study group was reduced to 327 persons (wo­men=271, men=56) before entering the analyses, because 48 persons had incom­plete LBP data and 65 persons reported LBP intensity above 5 at baseline which excluded them from the analyses according to the case/non­case criteria. All participants gave a written, informed consent and the local ethics committee at the University of Copenhagen, Denmark approved the study.

Outcome VariableIncreased LBP intensity. LBP was defi ned as tiredness, discomfort or pain in the low back region. The low back region was defi ned as the region between L1 and the gluteal folds. Cases were defi ned as subjects with an increase of more than two steps in self­reported rating of the LBP intensity during the past twelve months follow­up (“State your average level of LBP during the previous 12 months on the scale below”, one indicating no pain and 10 indicating worst possible pain). It has been shown that an increase in LBP intensity above 2 was clinically relevant in chronic LBP patients 22. Table 1 shows the distribution of the LBP intensity at baseline in the source population and the number of cases at follow­up at each level of LBP intensity. Subjects with low back pain intensity above 5 at baseline were excluded from the analyses to give all the participants a change to become a case. The cut­off limit of 5 also ensured that all cases had had a markedly relative increase in pain intensity. Of the 327 persons included in the analyses at follow­up, 27 % improved their LBP intensity, 42 % were unchanged and 31 % got worse. As table 1 shows, 41 persons (12 %) got worse by more than 2 and were classifi ed as cases (women=37 and men=4).

DeterminantsPerformance­based physical fi tness. Before the test session, the participant was interviewed, using a standardized questionnaire guide, to elicit musculoskeletal pain, diseases and other circumstances that could involve a health risk or might affect the results of the tests. The most frequent occurrences for exclusion were: musculoskeletal pain at the test day in the regions tested, history of severe low back pain, under treatment for high blood pressure, fever, headache and preg­nancy. Isometric back extension endurance (Modifi ed Sorensen test): the subjects were lying prone on a sloping board (70x40x15 cm). The feet were pressed down to the fl oor by an assistant and the subjects held their upper body in a horizontal posi­tion with the arms folded across the chest and with a hip fl exion of approximately 12º. Isometric back fl exion endurance: a band was fi xed around the subject’s chest at the height of the inferior angulus of scapulae. In supine position with the feet supported on a chair (90º hip and knee fl exion) and the arms folded across the

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chest, the subject was instructed to curl up until the band was free of the fl oor. The two tests were held for as long as possible, but to a maximum of 360 sec. 23;24. Flexibility: The modifi ed fi nger­to­fl oor method was used25;26. The subjects stood on a 30 cm high box and bent forward while pressing a horizontal measurement slide downwards. Sagittal fl exibility was defi ned as the distance from the fi ngertips to the box level in the fully fl exed position. Thus negative values indicated that the subject was able to reach further down than the box level. Balance: was evaluated by a balance test with the subject sitting on a wobble board that was placed on a table allowing the legs to hang freely over the edge of the table. Two trials were given to familiarize the subjects with the test. Subjects were asked to keep the wobble board in balance through movements of the hip and back. If any body segment touched the table, the stopwatch was stopped but not zeroed, and one attempt was counted. Number of attempts was counted until the subject had been balancing for one minute or a maximum of 15 attempts was reached. A similar setup has recently been developed27.

Self­assessed physical fi tness. Aerobic fi tness, muscle strength, endurance, fl exibility, and balance were self­assessed using Visual Analogue Scales (VAS) of 100 mm with illustrations and verbal anchoring of the extreme situations (fi gure 2). The re­spondents were asked: “How would you score the following components of phy­sical fi tness compared to people of your own age and sex?”. Replies appeared as vertical marks on the VASs. The questions were developed by the Department of Work Physiology at the National Research Centre for the Working Environment, Denmark 28. The VASs were completed the day before the tests and computerized using a digitizer. The classifi cation of the performance­based and self­assessed physical fi tness para­meters were based on the distribution in the population (tertiles) and appear in table 2. The three classifi cation levels enabled us to test for signs of dose­response relationships.

CovariatesSeniority (yr): defi ned as years working with physically and mentally disabled people. 0­10 yr (low), >10 yr (high). Body mass index (BMI): the subjects were clas­sifi ed into three groups according to BMI (kg/m2): <=24.9 (normal weight), 25­30 (overweight), >30 (severe overweight). Leisure time physical activity: assessed by a slightly modifi ed version of the question of Saltin and Grimby 29 with illustrations: 0­4 hours/week (low), >4hours/week (high). Previous LBP history: defi ned as: no period ever with 3­month persistent LBP (no) or at least one 3­month period with persistent LBP (yes). Previous LBP history is a known risk factor of low back pain 30.

Physical factors at Work. Bent back: the frequency during the workday of bent back: never­sometimes (seldom) or often­very often (often). Rotated back: The frequency during the workday of rotated back was assessed; never­sometimes (seldom) or often­very often (often). Physical workload during patient related tasks: was assessed by a continuous scale (0­14) and dichotomised into 0­5 (light) or 6­14 (strenuous).

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Psychosocial factors at work. Psychosocial work factors were measured by the Copenhagen Psychosocial Questionnaire (COPSOQ) 31. Infl uence at work consisted of four questions dealing with decision latitude. Quantitative job demands consisted of fi ve questions on quantitative job demands concerning the relationship between the amount of work and the time allotted to do the work. The quantitative job demands scale was reduced from seven to fi ve items on the authors’ recommenda­tion 32. Emotional job demands consisted of three questions regarding how the work affected the respondent emotionally. Cognitive job demands consisted of four items concerning memory and refl ection demands. The psychosocial work factors were classifi ed in three levels according to the distribution in the population (tertiles).

Participation and drop­out. Drop­out occurred four times during the study period (fi gure 1). The fi rst was the group of non­respondents at baseline (N=306), whom we have no information about, the second was the persons who completed the questionnaire but did not undergo the performance­based tests (N=180). Compa­red with the persons with test data at baseline (620) the persons without test data had more sick leave due to LBP during the previous year (p=0.005), they had to be spared more at work because of LBP during the previous year (0.007), they had a higher LBP intensity during the previous 3 months (p=0.005) and additionally, they were younger (4.8 yrs, p<0.001) with lower seniority (3.9 yrs, p<0.001). The third drop­out was the persons with complete performance­based test and que­stionnaire data at baseline but without questionnaire data at follow­up (N=180). Compared with the tested persons at baseline who completed the questionnaire at follow­up (n=440), the persons without follow­up data had more sick leave due to LBP during the previous year at baseline (p=0.027), they were younger (3.4 yrs, p=0.001) and had lower seniority (3.5 yrs, p<0.001). However, no differences were seen in any of the self­assessed or performance­based physical fi tness parameters. The fourth drop­out was the combined group of persons with incomplete LBP data to be included in the analyses and persons with LBP intensity above 5, in total 113 persons. The drop­out group was older (2.1 yrs, p=0.028) and performed worse in the isometric back extension endurance test (p=0.001).

Data analyses. The data were analyzed for associations between each physical fi tness parameter (determinant) at baseline and an increased intensity of pain in the low back region (dependent variable) at follow­up. Separate logistic regression analyses were performed using the GENMOD procedure of the SAS 8.02 software. The criterion for including a determinant or a covariate in the multivariate model was an association with the LBP outcome at p<0.20 level in an age and sex adju­sted logistic regression analysis. This relatively high signifi cance level was chosen as screening criterion for variable selection to ensure that all important variables were identifi ed 33. The fi nal model included all signifi cant covariates, sex and age. Due to the relatively small study population, we had to be aware of the number of variables entered in the fi nal model as the recommended ratio between cases and independent variables is 1:10 34. No interaction terms were included in the model. The effects of the physical fi tness parameters were tested separately; hence, we must consider chance fi ndings. All variable levels were coded so that the reference level (OR=1) represented the hypothetical advantageous level concerning incre­

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ased LBP. All determinants and covariates were defi ned as class variables in the logistic regressions analyses. The Wald test was performed to test the signifi cance of each classifi cation level compared with the reference level, and the Likelihood Ratio test was performed to test for a general effect (type 3) if the variable had more than two levels. A signifi cance level of p<0.05 was chosen.

ResultsThe drop out analyses showed that we dealt with a restricted study population of relatively healthy persons.Results from the age and sex adjusted logistic regression analyses appear in table 3. Performance­based back endurance (p=0.12), self­assessed aerobic fi tness (p=0.059) and frequency of rotated back (p=0.17) fulfi lled the criterion for inclu­sion in the multivariate analyses. Sex was signifi cantly related to increased LBP intensity (p=0.048, OR=2.9 of being a woman), whereas age did not associate with increased LBP intensity. Performance­based back fl exion endurance, fl exibility and balance were not as­sociated with increased LBP intensity, neither were self­assessed muscle strength, endurance, fl exibility and balance. Results from the multivariate analyses appear in table 4. When adjusted to “ro­tated back”, age and sex, persons with low level back endurance showed an insignifi cantly higher risk of increased LBP intensity (OR=2.4, p=0.076, Wald test), whereas persons with medium level back endurance were at signifi cantly higher risk (OR=2.7, p=0.034, Wald test). The general association between isometric back extension endurance and increased LPB intensity was insignifi cant (p=0.067, Like­lihood ratio test).To elucidate the effect of adjusting by frequency of rotated back, the analysis was stratifi ed by frequency of rotated back. After stratifying, neither the subgroup exposed to low physical demands nor the subgroup exposed to high physical demands were signifi cantly associated with increased LBP intensity. However, the OR in the highly exposed group was markedly higher compared to the low exposed group (3.9/3.2 vs. 2.0/1.8) (table 5).Persons with medium level self­assessed aerobic fi tness were at lower risk of in­creased LBP intensity compared to those with a high level (OR=0.37, p=0.02, Wald test), although the general association of aerobic fi tness was insignifi cant (0.066, Likelihood ratio test) (table 4).

DiscussionEmployees with medium level back extension endurance were at signifi cantly higher risk of increased LBP intensity after 30 months compared to those repor­ting a high level. No signifi cant associations were found between any level of the remaining performance­based tests and increased LBP intensity. Employees with medium level self­assessed aerobic fi tness were at signifi cantly lower risk of increased LBP intensity at follow­up compared to those with high level. No other self­assessed physical fi tness components were associated with increased LBP intensity.When evaluating the fi ndings of multiple analyses we cannot exclude that the results can be due to chance fi nding. However, it was not nine identical analyses

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but tests of fi ve different dimensions of physical fi tness, where some of the dimen­sions were assessed by two different methods. The relationship between high level of self­assessed aerobic fi tness and higher risk of increased LBP intensity was not expected. The association was not due to an op­posite association between self­assessed and performance­based aerobic fi tness. In a previous study that examined the validity of the instrument for self­assessment of physical fi tness using VAS28, positive associations were found of self­assessed aerobic fi tness, muscle strength and fl exibility with their corresponding perfor­mance­based measures, although the associations were only weak to moderate.That low aerobic fi tness prevented against increased LBP intensity and that self­assessed muscle strength, endurance and fl exibility showed similar tendencies indicate that the self­assessed physical fi tness parameters in general are differently related to increased LBP intensity than the performance­based parameters. The respondents may take several psychosocial factors into account when they answer the questions of self­assessed fi tness 35­37, factors that we did not control for in the analyses and that infl uence the relationship to increased LBP intensity. Another explanation we can not exclude is despite the weak to moderate convergent validity between some performance­based and self­assessed parameters the two methods may measure different latent constructs with different relationships to changes in LBP intensity. A third explanation could be that those who self­assess their physical fi tness to be low are particularly aware of their reduced capacity and consequently change their behavior at the workplace in a way that reduce their excessive loading. Thereby they may reduce the excessive physical load and the subsequent occurrence of LBP. Consequently, this group may reduce their risk of increased LBP intensity due to a changed behavior that reduces their physical exposure. A way of elucidating this hypothesis would be to include a quantitative approach. By interviewing the marginal group who reported low self­assessed fi tness in combination with decreased or unaltered LBP intensity changes in beha­vior may be explained.We can neither rule out the possibility that some participants, and especially those with low physical fi tness, were motivated by the baseline measurements and increased their leisure time physical activities subsequently. A weakness of the study is the relatively few cases, which reduces the power of the analyses. A bet­ter response rate would have enhanced the possibility of more cases and thereby more power. We believe that the low power and consequently higher risk of a sta­tistic type 2 error, also was the explanation for the non­signifi cant relationship we found between low level isometric back extension endurance and increased LBP intensity, and not because of a physiological difference between the persons in the low and medium level groups. The odds ratios were almost the same for medium and low level (2.71 vs. 2.37 compared with high level) which might refl ect the exi­stence of a threshold value opposite to a dose response relationship between back extension endurance and increased low back pain intensity.The study population at follow­up included only 30% of the respondents at baseline, which underlines that the study population was a selected group. The drop­out of a younger group with more LBP during the follow­up period suggests that those without the ability to sustain the work demands were selected out of the occupation, and those who stayed had particular qualifi cations. It might be

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refl ected by the result that only medium level back endurance was signifi cantly as­sociated with increased LBP intensity, whereas low level only tended to be so. The consequences of this selection on the results are diffi cult to interpret, but it may be more diffi cult to fi nd an association with LBP among the remaining healthier part of the employees, resulting in an underestimation of the association strength. To test how sensitive the results of the logistic regression analyses were to the classifi ­cation of the physical fi tness variables, the analyses were succeedingly performed with the physical fi tness variables as continuously variables and then dichotomi­zed (in contrast to the tertile classifi cation). The sensitivity analyses showed that the signifi cance of the results was sensitive to the cut­off point’s defi nitions, espe­cially regarding self­assessed aerobic fi tness. However, back extension endurance was the performance­based components with the strongest association to higher risk of aggravated LBP and low level self­assessed physical fi tness was in general associated with a lower risk of aggravated LBP, irrespective of the cut­off point defi nition. The study population was originally supposed to be relatively highly exposed to physical demands to ensure the relevance of high physical fi tness to correspond to the demands. However, only 27% were classifi ed as having high physical demands according to the variable “rotated back”, and despite contrast in the material normally being a quality, we would have preferred a higher ratio of employees with high physical job demands to ensure the need for high physical fi tness. Our outcome defi nition was an increase in LBP intensity and not the incidence or recurrence of LBP. Hence, when comparing our results with other studies, we must consider that differences in results can be due to differences in case defi niti­ons. The preventive effect of high level isometric back extension endurance and development of LBP supports the fi ndings of other studies 12;16;17;38, and although several studies fail to prove the relationship between back endurance and LBP 10;11;13;18, the number of positive studies suggests that this is a promising physical fi tness factor in preventing LBP.Two earlier studies indicated that the relationship between physical fi tness and LBP may be stronger among persons exposed to high physical demands 39;40. This was not supported in a recent study by Hamberg­van Reenen et al 41 which found equal and statistically signifi cant risks for two subgroups with a poor back exten­sion endurance, but exposed to different levels of physical demands. When the analysis of back extension endurance in the present study was stratifi ed by exposure level, both strata were non­signifi cantly associated with increased LBP intensity. However, interestingly, the ORs among the highly exposed group were almost twice as high as among the low exposed group, which indicates that an effect of the physical exposure level might exist. This study supports the fi ndings of other and that back extension endurance is an important physical fi tness component in the prevention of LBP. Although non­sig­nifi cant fi ndings between performance­based tests and increased LBP dominated, we suggest enhancing the focus of physical fi tness among healthcare personal, especially the muscles involved in back functioning in order to withstand the physical exposure during the workday. It might be a step in the right direction to reduce the high prevalence of LBP among healthcare personnel.

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Tables and fi gures

Table 1. The distribution of LBP intensity during the previous year reported at baseline. Only subjects with pain intensity below 6 were included in the analyses.

LBP intensity Cases baseline increase of pain>2 unitsLevel N % N %1 130 33 14 332 54 14 9 213 57 15 11 264 48 12 3 75 38 10 4 106 23 6 1 27 20 5 0 08 12 3 0 09 9 2 0 010 1 1 0 0Total 392 100% 42 100%

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Table 2. The classifi cation of the performance­based and self­assessed physical fi tness parameters.

Predictor variable levels Range NPerformance­based physical fi tness Back extension endurance (sec) Low 12­105 96 Medium 107­157 104 High 158­360 116 Back fl exion endurance (sec) Low 0­45 104 Medium 46­87 97 High 88­360 108 Sagittal fl exibility (cm above fl oor level) Low 3­32 109 Medium (­6) ­2 103 High (­22)­ (­7) 104 Balance test (number of attempts 15=maximum) Low 15 97 Medium 6­14 89 High 1­5 93 Self­assessed physical fi tness using VAS Aerobic fi tness (mm) Low 3­41 106 Medium 42­54 112 High 55­97 109 Muscle strength (mm) Low 10­47 109 Medium 48­63 107 High 64­99 111 Endurance (mm) Low 5­49 100 Medium 50­65 112 High 66­100 115 Flexibility (mm) Low 4­42 100 Medium 43­60 106 High 61­99 121 Balance (mm) Low 4­45 103 Medium 46­60 113 High 61­100 111

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Table 3. Age and sex adjusted analyses of physical fi tness parameters and cova­riates with increased LBP intensity at 30­month follow­up. $Percentage of cases at each classifi cation level, † Wald test performed for each level,‡ Likelihood Ratio test performed for general effect (type 3),*adjusted only to age, #adjusted only to sex.

Variables N=327 % cases$ OR 95% CI p Wald† p LR‡

Determinants Performance­based physical fi tness Back extension endurance 0.12 High 116 8 % 1 ­ . Medium 104 15 % 2.26 0.94­5.47 0.069 Low 96 15 % 2.18 0.87­5.44 0.095 Back fl exion endurance 0.33 High 108 9 % 1 ­ . Medium 97 12 % 1.58 0.63­3.92 0.33 Low 104 14 % 1.92 0.79­4.67 0.15 Flexibility 0.77 High 104 14 % 1 ­ . Medium 103 11 % 0.74 0.32­1.71 0.48 Low 109 11 % 0.85 0.37­1.96 0.70 Balance 0.47 High 93 11 % 1 ­ . Medium 89 11 % 0.97 0.37­2.52 0.94 Low 97 16 % 1.56 0.63­3.86 0.33 Self­assessed physical fi tness Aerobic fi tness 0.059 High 109 17 % 1 ­ . Medium 112 8 % 0.37 0.16­0.87 0.02 Low 106 12 % 0.58 0.26­1.29 0.18 Muscle strength 0.27 High 111 15 % 1 ­ . Medium 107 13 % 0.82 0.38­1.78 0.62 Low 109 9 % 0.51 0.22­1.18 0.11 Endurance 0.29 High 115 16 % 1 ­ . Medium 112 10 % 0.54 0.24­1.21 0.13 Low 100 12 % 0.66 0.29­1.46 0.30 Flexibility 0.32 High 121 16 % 1 ­ . Medium 106 9 % 0.54 0.24­1.23 0.14 Low 100 12 % 0.74 0.34­1.62 0.45 Balance 0.96 High 111 12 % 1 ­ . Medium 113 12 % 0.91 0.40­2.08 0.83 Low 103 14 % 1.02 0.44­2.34 0.97 Covariates BMI 0.67 <=25 184 13 % 1 ­ . 25­30 88 10 % 0.81 0.35­1.86 0.61 >30 50 16 % 1.3 0.53­3.16 0.56

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Leisure time physical activity 0.89 Low 297 12 % 1 ­ . High 30 13 % 1.08 0.35­3.32 0.89 Low back pain History (3­month period) 0.56 No 287 12 % 1 ­ . Yes 40 15 % 1.34 0.51­3.48 0.55 Frequency of work time with bent back position 0.37 Never­sometimes 222 11 % 1 ­ . Often­very often 96 16 % 1.38 0.68­2.80 0.37 Frequency of work time with rotated back position 0.17 Never­sometimes 233 11 % 1 ­ . Often­very often 87 17 % 1.65 0.81­3.35 0.16 Physical workload during patient­related tasks 0.25 Light (0­5) 102 9 % 1 ­ . Strenuous (6­14) 222 14 % 1.57 0.71­3.47 0.26 Infl uence at work 0.77 High 96 10 % 1 ­ . Medium 135 14 % 1.35 0.59­3.09 0.47 Low 96 13 % 1.19 0.48­2.93 0.71 Quantitative demands 0.97 High 114 11 % 1 ­ . Medium 106 13 % 1.08 0.48­2.45 0.85 Low 107 13 % 1.11 0.49­2.51 0.80 Emotional demands 0.60 High 99 10 % 1 ­ . Medium 145 12 % 1.13 0.49­2.62 0.77 Low 83 16 % 1.55 0.63­3.78 0.34 Cognitive demands 0.45 High 98 10 % 1 ­ . Medium 88 17 % 1.64 0.69­3.92 0.27 Low 140 11 % 1.07 0.46­2.49 0.88 Seniority 0.24 High 155 11 % 1 ­ . Low 172 14 % 1.54 0.74­3.18 0.25 Age* 0.41 <36 yr 36 6 % 1 ­ . 36­45 yr 92 15 % 3.11 0.67­14.5 0.15 46­55 yr 135 13 % 2.75 0.60­12.5 0.19 >55 yr 64 11 % 2.15 0.42­11.0 0.36 Sex# 0.048 Male 56 5 % 1 ­ . Female 271 14 % 2.93 0.87­9.90 0.083

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Table 4. Multivariate associations of physical fi tness parameters at baseline adju­sted to sex, age, and rotated back during the workday with increased LBP inten­sity at 30­month follow­up. Full modelA

OR CI pPerformance­based back extension endurance 0.067 B

High level 1 Medium level 2.71 1.08­6.79 0.034Low level 2.37 0.91­6.14 0.076 Self­assessed aerobic fi tness 0.066B

High level 1 Medium level 0.37 0.15­0.88 0.02Low level 0.58 0.27­1.38 0.23AAdjusted to rotated back during the workday, sex, and age. BLikelihood ratio test.

Table 5. Multivariate association of performance­based back extension endurance with increased LBP intensity stratifi ed by level of frequency of workday with rotated back. Adjusted by sex and age.

Low physical exposure High physical exposure n=233 n=87 OR CI p OR CI pPerformance­based back extension endurance 0.43 0.25High level 1 ­ 1 ­ Medium level 1.97 0.66­5.85 0.22 3.88 0.61­24.6 0.15Low level 1.81 0.54­6.06 0.33 3.26 0.59­18.1 0.18

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Figure 1

Figure 1. Flow chart of the study population.

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Figure 2

Figure 2. The design of the self­assessment instrument using VAS. The subjects were asked to score the physical fi tness components with reference to people of their own age and sex by setting a vertical mark on each VAS.

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8. Alaranta H, Luoto S, Heliovaara M, and Hurri H. Static back endurance and the risk of low­back pain. Clin.Biomech.(Bristol., Avon.) 1995;10:323­4.

9. Suni, J. H. Health­related fi tness test battery for middle­aged adults: with emphasis on musculoskeletal and motor tests. PhD Thesis. Department of health Sciences. University of Jyväskylä. Finland. 1999.

10. Adams MA, Mannion AF, and Dolan P. Personal risk factors for fi rst­time low back pain. Spine 1999;24:2497­505.

11. Stevenson JM, Weber CL, Smith JT, Dumas GA, and Albert WJ. A longitudi­nal study of the development of low back pain in an industrial population. Spine 2001;26:1370­7.

12. Biering­Sorensen F. Physical measurements as risk indicators for low­back trouble over a one­year period. Spine 1984;9:106­19.

13. Takala EP and Viikari­Juntura E. Do functional tests predict low back pain? Spine 2000;25:2126­32.

14. Dempsey PG, Burdorf A, and Webster BS. The infl uence of personal varia­bles on work­related low­back disorders and implications for future research. J Occup Environ Med 1997;39:748­59.

15. Alaranta H, Luoto S, Heliovaara M, and Hurri H. Static back endurance and the risk of low­back pain. Clin.Biomech.(Bristol., Avon.) 1995;10:323­4.

16. Biering­Sorensen F, Thomsen CE, and Hilden J. Risk indicators for low back trouble. Scand.J Rehabil.Med 1989;21:151­7.

17. Hamberg­van Reenen HH, Ariens GA, Blatter BM, Twisk JW, van Mechelen W, and Bongers PM. Physical capacity in relation to low back, neck, or shoul­der pain in a working population. Occup Environ Med 2006;63:371­7.

18. Josephson M, Hagberg M, and Hjelm EW. Self­reported physical exertion in geriatric care. A risk indicator for low back symptoms? Spine. 1996;21:2781­5.

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19. Occupational Safety and Health Administration (OSHA). Ergonomics Pro­gram: Final rule. Federal Register. 65(220), 68262­68870. 2000.

20. Knibbe JJ and Friele RD. Prevalence of back pain and characteristics of the physical workload of community nurses. Ergonomics 1996;39:186­98.

21. Niedhammer I, Lert F, and Marne MJ. Back pain and associated factors in French nurses. Int Arch Occup Environ Health 1994;66:349­57.

22. Farrar JT, Young JP, Jr., LaMoreaux L, Werth JL, and Poole RM. Clinical importance of changes in chronic pain intensity measured on an 11­point numerical pain rating scale. Pain. 2001;94:149­58.

23. Hyytiäinen K, Salminen JJ, Suvitie T, Wickström G, and Pentti J. Reproducibi­lity of nine tests to measure spinal mobility and trunk muscle strength. Scand J Rehab Med 1991;23:3­10.

24. Ito T, Shirado O, Suzuki H, Takahashi M, Kaneda K, and Strax TE. Lumbar trunk muscle endurance testing: an inexpensive alternative to a machine for evaluation. Arch Phys Med Rehabil 1996;77:75­9.

25. Gauvin MG, Riddle DL, and Rothstein JM. Reliability of clinical measure­ments of forward bending using the modifi ed fi ngertip­to­fl oor method. Phys Ther. 1990;70:443­7.

26. Rinne MB, Pasanen ME, Miilunpalo SI, and Oja P. Test­retest reproducibility and inter­rater reliability of a motor skill test battery for adults. Int J Sports Med 2001;22:192­200.

27. McGill S, Grenier S, Bluhm M, Preuss R, Brown S, and Russell C. Previous history of LBP with work loss is related to lingering defi cits in biomechani­cal, physiological, personal, psychosocial and motor control characteristics. Ergonomics 2003;46:731­46.

28. Stroyer J, Essendrop M, Jensen LD, Warming S, Avlund K, and Schibye B. Validity and reliability of self­assessed physical fi tness using visual analogue scales. Percept.Mot.Skills. 2007;104:519­33.

29. Saltin B and Grimby G. Physiological analysis af middle­aged and old former athletes. Circulation 1968;38:1104­15.

30. Videman T, Ojajarvi A, Riihimaki H, and Troup JD. Low back pain among nurses: a follow­up beginning at entry to the nursing school. Spine. 2005;30:2334­41.

31. Kristensen TS, Borg V, and Hannerz H. Socioeconomic status and psychoso­cial work environment: results from a Danish national study. Scand J Public Health 2002;30:41­8.

32. Kristensen TS, Hannerz H, Hogh A, and Borg V. The Copenhagen Psychoso­cial Questionnaire­­a tool for the assessment and improvement of the psycho­social work environment. Scand J Work Environ Health 2005;31:438­49.

33. Hosmer DW, Lemeshow S. Applied Logistic Regression. 2. ed. New York: John Wiley & Sons, inc., 2000:1­375.

34. Ottenbacher KJ, Ottenbacher HR, Tooth L, and Ostir GV. A review of two journals found that articles using multivariable logistic regression frequently did not report commonly recommended assumptions. J Clin Epidemiol 2004;57:1147­52.

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35. Gatchel RJ. Psychosocial factors that can infl uence the self­assessment of function. J Occup Rehabil 2004;14:197­206.

36. Wittink H, Rogers W, Sukiennik A, and Carr DB. Physical functioning: self­report and performance measures are related but distinct. Spine 2003;28:2407­13.

37. Myers AM, Holliday PJ, Harvey KA, and Hutchinson KS. Functional perfor­mance measures: are they superior to self­assessments? J Gerontol 1993;48:M196­M206.

38. Alaranta H, Luoto S, Heliovaara M, and Hurri H. Static back endurance and the risk of low­back pain. Clin.Biomech.(Bristol., Avon.) 1995;10:323­4.

39. Liles DH and Deivanayagam S. A job severity index for the evaluation and control of lifting injury. Hum Factors 1984;26:683­93.

40. Chaffi n DB and Park KS. A longitudinal study of low­back pain as associated with occupational weight lifting factors. Am Ind Hyg Assoc J 1973;32:513­25.

41. Hamberg­van Reenen HH, Ariens GA, Blatter BM et al. Is an imbalance between physical capacity and exposure to work­related physical factors as­sociated with low­back, neck or shoulder pain? Scand J Work Environ Health 2006;32:190­7.

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Is the cross­sectional association between self­assessed physical fi tness and performance­based physical fi tness among healthcare

students infl uenced by low back pain?

Jesper Strøyer1, Annemarie Lyng Eskelund­Hansen2 , Kirsten Schultz Larsen3 and Niels Erik Ebbehoej2. 1National Research Centre for the Working Environment, Denmark. 2Clinic of Oc­cupational and Environmental Medicine, Bispebjerg University Hospital, Copen­hagen, 3 Institute of Public Health, Department of Social Medicine , University of Copenhagen.

Manuscript

Prepared for submission to: Occupational Medicine

Corresponding author:

Jesper Strøyer Andersen, M.Sc., PhD. Stud.

National Research Centre for the Working Environment, Denmark

Lersø parkallé 105,

DK­2100, Copenhagen Ø

E­mail: [email protected]

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AbstractBackground Confl icting results has been found for the predictive value of self­as­sessed and performance­based physical fi tness regarding low back pain (LBP). Further exploration to better understand the nature of self­assessment of physical fi tness and its applicability in occupational medicine is needed. Aims First, dif­ferences in associations of LBP with self­assessed and performance­based physical fi tness were examined. Second, it was examined if the association between cor­responding dimensions of self­assessed and performance­based physical fi tness were confounded by LBP. Methods Of the 885 healthcare students invited, 612 completed a questionnaire and a physical fi tness test program in their fi rst week of training. Aerobic fi tness, muscle strength, endurance, fl exibility and balance were self­assessed using visual analogue scales. Back endurance, fl exibility and balance were in addition tested. Results LBP was signifi cantly associated with self­asses­sed aerobic fi tness, fl exibility and balance, and performance­based fl exibility in both the sex­adjusted and full model analyses. The signifi cance levels of the as­sociations between self­assessed endurance, fl exibility and balance with their cor­responding test results were not affected to any appreciable degree when LBP or any other covariate (history of physical demanding job, educational attainments, BMI, height and age) were included in the analyses. The signifi cant association between self­assessed and performance­based balance was only due to the wo­men’s scoring. Conclusion LBP showed almost similar associations with self­as­sessed and performance­based physical fi tness. LBP did not confound the highly signifi cant associations between corresponding self­assessed and performance­based physical fi tness parameters among healthcare students. More knowledge is needed about which factors that infl uence the self­assessment of physical fi tness.

Keywords: Visual analogue scale, Biering Sørensen test, fi nger­to­fl oor method, one­leg standing balance.

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IntroductionThe prevalence of Low Back Pain (LBP) is particularly high in the healthcare sector (1­5). Various physical work­related aspects typical of the sector (2;6­8) have been identifi ed as risk factors of LBP (9­15). About 43% of the musculoskeletal disorders in the low back and knee among home care helpers has been ascribed to the oc­cupational environment (16;17).

Despite high physical work demands being characteristic of the healthcare sector, to date, there is no conclusive evidence that a high level of physical fi tness can prevent LBP (18­23). It has been discussed if the inconsistent results concerning the relation between physical fi tness and LBP are due to the great variability in physical fi tness tests applied, the different types of populations investigated or insuffi cient control of physical exposure variables. Another reason could be that physical fi tness is indirectly associated with LBP through the individual’s strategy for handling the physical workload experienced in the occupational environment. Such a hypothesis emphasis the need for a more complex understanding of the relationship between physical fi tness and the cause of LBP, including the inter­play between individual factors, background variables and the perception of own physical fi tness.

Instruments for self­assessment of physical fi tness have primarily been used in large epidemiological studies as a substitute for physical fi tness measurements. Self­assessed physical fi tness measures have shown moderate correlations in relation to corresponding performance­based measures. At the same time strong inter­item correlations between the different components of self­assessed physi­cal fi tness has been found (24­30). These fi ndings, together with the unexpected results of a previous follow­up study pointing to low level self­assessed physical fi tness as protective against aggravated LBP (31), indicate that performance­based and self­assessed physical fi tness might represent related but different concepts of physical fi tness.

If self­assessed physical fi tness is to be considered as a risk indicator of LBP in the healthcare sector, substituting performance­based physical fi tness, more know­ledge are needed about which factors that infl uence the associations with LBP and performance­based physical fi tness before the self­assessed tool can be imple­mented in prevention programme.

In the present study it was fi rst analysed if the association between LBP and self­assessed physical fi tness differed from the association between LBP and performance­based physical fi tness. Second, it was analysed if LBP confounded the adjusted associations between corresponding dimensions of self­assessed and performance­based physical fi tness.

MethodsThe study was based on secondary analyses on baseline data of a randomized controlled intervention study among healthcare students in the community of Co­penhagen in 2004­2005. Students from 37 classes (n=885) were invited to complete

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a comprehensive questionnaire, and to participate in physical fi tness test in their fi rst week of training. A total of 612 (69%) students with complete physical fi tness test data were analysed. All participants gave written informed consent and the local ethics committee at the University of Copenhagen, Denmark approved the study (journal: 2003­41­3508).

Prevalence of LBP was defi ned according to a questionnaire (32;33) as tiredness, discomfort or pain in the low back region with or without radiating symptoms to the leg or legs (34) during the previous 12 month. A history of physical deman­ding job was defi ned as more than 6 months in the past, on the basis of an open question about their previous occupations and duration. Educational attainments was categorized as low (≤9 years) or high (>9 years).

Five components of physical fi tness (Aerobic fi tness, muscle strength, endu­rance, fl exibility, and balance) were self­assessed according to peers using Visual Analogue Scales (VAS) of 100 mm with illustrations and verbal anchoring of the extreme situations (fi gure 2)(30). The respondents were asked: “How would you score the following components of physical fi tness compared to people of your own age and sex?”. The VASs were scored the day before the tests and computeri­zed using a digitizer.

Four different physical fi tness tests were conducted in classes during a 90 minutes test session. Isometric back extension endurance was tested using a modifi ed Sorensen test (35­38). The subjects lie prone on a sloping board (70x40x15cm) with the feet pressed down to the fl oor by an assistant. Their upper body was in a ho­rizontal position, the arms folded across the chest, and the hip fl exed 12º. This po­sition was hold for a maximum time of 180 sec. Isometric back fl exion endurance was assessed with the subjects positioned in a sit­up posture with the back resting against a jig angled at 60º from the fl oor, the arms folded across the chest, and with knees and hips 90º fl exed (39). To begin the jig was pulled back 10cm and the person holds the isometric posture in line with the jig as long as possible, but ma­ximally 180 sec. The modifi ed fi nger­to­fl oor method was used to measure sagit­tal fl exibility (40;41), defi ned as the distance from the fi ngertips to the fl oor level when the subject fl exed the spine and hip maximally without bending the knees. The person stood on a 30 cm high box without shoes. Balance was evaluated by the one­leg­standing test testing the ability to stand on one leg with the eyes open in 60 seconds (42;43). The two back endurance tests and the balance test were coded as passed/not passed. The fl exibility test was analysed as a continuously variable or dichotomized, dependent of the analyses. Weight was measured with hidden display and height was measured by an electronic height measuring unit (SOEHNLE Professional GmbH & Co. KG Postfach 1308, D ­ 71536 Murrhardt). Body mass index (BMI) was calculated as weight (kg)*height (cm)­2 and classifi ed into three groups. A short one­to­one screening interview was performed before the testing to identify reasons for wholly or partly exclusion. E.g.: musculoskeletal pain at the test day in the regions of testing; history of severe low back pain; under treatment for high blood pressure; fever; headache; or pregnancy.

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Descriptive analyses were performed for all the variables. Differences according to sex were tested with students t­test and chi­square test for continuously and dichotomous variables respectively. The association between LBP and the physical fi tness parameters was descri­bed stratifi ed to sex but analysed in the total group of both sex. The correlations between LBP and the continuous physical fi tness variables (the self­assessed components and performance­based fl exibility) were tested by GLM analyses with the physical fi tness score as the dependent variable and LBP and covariates as independent variables. The correlations between the dichotomy physical fi tness variables (the back endurance and balance tests) were tested by a logistic regres­sion model with the test result (failed/passed) as dependent variables and LBP and covariates as independent variables. A sex adjusted and a full model analysis, that included all the covariates, were performed.The ability of self­assessed endurance, fl exibility and balance to discriminate the persons who failed the corresponding performance­based test from the ones who passed the test, were tested by general linear models (GLM) with the self­assessed score as the dependent variable and the performance­based (passed/failed) and covariates as independent variables. Flexibility was dichotomized according to the distribution due to the lack of a “passed” value. To examine the effect of including the covariates, an analysis only adjusted to sex was performed fi rst, then an ana­lysis including the remaining covariates except from LBP, and then fi nally a full model including LBP. Signifi cance level of p<0.05 was chosen. The SAS statistical software (v. 9.1) was used for all the analyses (PROC GLM was used for linear regression analyses and PROC GENMOD for logistic regression analyses).

ResultsOf the 885 healthcare students invited to participate in their fi rst week at school, 790 (89%) agreed to complete the questionnaire. Among the 705 (80%) students who agreed to be tested, 612 (69%) students performed all physical fi tness test and were included in the analyses, whereas 89 students where excluded from the ana­lysis due to an incomplete physical fi tness test program. Four students were ex­cluded due to pregnancy or disease. The students who refused to be tested (n=85) were not different from those who accepted (n=705). The students with incomplete test data (n=89) scored their self­assessed aerobic fi tness, muscle strength and balance signifi cantly lower than those who completed the test program, whereas their 12­month prevalence was not signifi cantly higher (47% vs. 38%).

The LBP prevalence was the same in women (39%) and men (34%) (table 1). Self­assessed aerobic fi tness, muscle strength, endurance and balance were signifi can­tly higher in men than in women. The women were signifi cantly more fl exible, whereas the men had signifi cantly better isometric back fl exion endurance. The men were signifi cantly taller compared to women, whereas BMI was identical.

Table 2 displays the self­assessed and performance­based physical fi tness scores among those with and without LBP during the previous year, both stratifi ed by sex and in the total group. The associations between the physical fi tness parame­ters and LBP and the effect of including the covariates in the model were analysed

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in the total group. Higher prevalence of LBP during the previous year was sig­nifi cantly associated with lower self­assessed aerobic fi tness, lower self­assessed fl exibility, lower self­assessed balance and lower performance­based fl exibility in both the sex­adjusted and full model analyses (table 2). Only the signifi cance of the association between LBP and self­assessed balance differed between the sex­adjusted and the full model analysis which was due to the inclusion of height in the model (p=0.05). BMI was highly signifi cantly associated with most of the phy­sical fi tness variables but did not affect the strength of the associations between physical fi tness and LBP in any of the analyses. Educational attainments were associated with self­assessed aerobic fi tness (p=0.02) but did not infl uence aerobic fi tness’ association with LBP.

The ability of self­assessed endurance, fl exibility and balance to discriminate between persons who failed or passed the corresponding performance­based test was tested by adjusted correlations between self­assessed scores and performance­based test results (passed/failed). Educational attainments, history of physical demanding job, BMI, height, sex and age as covariates were included (table 3). Highly signifi cant associations were found between all physical test results and their corresponding self­assessed mean scores. The highly signifi cant association between the self­assessed balance score and the balance test result was only due to the women’s ability to discriminate, as no difference was found between the men who failed and those who passed the balance test. The inclusion of LBP in the model did not change the signifi cance level in any of the associations between the self­assessed scores and corresponding test results (table 3). The only appreciable change in signifi cance level was seen when the covariates (except from LBP) was included in the analysis of self­assessed endurance with back extension endurance (p<0.0001 vs p=0.002) which was elucidated to be due to the inclusion of BMI in the model (p=0.06).To examine how specifi c the corresponding self­assessed physical fi tness score was compared with the non­corresponding scores for each performance­based test, the non­corresponding mean scores were computed for all VAS scores were computed in relation to each compared in the groups who passed and failed To examine if the non­corresponding VAS scores discriminated as well between those who failed or passed the tests all VAS score means were calculated in rela­tion to success of each test result. For all performance­based tests, except for back extension endurance, the corresponding VAS score discriminated best (largest dif­ference) between those who passed and failed the test compared to the non­corre­sponding VAS scores (data not shown). Self­assessed aerobic fi tness discriminated as well (6 mm) as self­assessed endurance between those who failed and passed the back extension test. DiscussionLBP showed almost similar associations with self­assessed and performance­based physical fi tness parameters. More self­assessed than performance­based para­meters were signifi cantly associated with LBP, however all the physical fi tness parameters showed the same picture of better physical fi tness among those wit­

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hout experience of LBP during the previous year compared to those with LBP. The similarities were further pronounced by the signifi cant associations of both self­as­sessed and performance­based fl exibility with LBP and the lack of signifi cance for self­assessed and performance­based endurance. However, LBP was signifi cantly associated with self­assessed balance in contrast to a non­signifi cant association with performance­based balance.

LBP did not confound the associations between corresponding parameters of self­assessed and performance­based physical fi tness. The history of physical deman­ding job was included in the analyses to test if the ability to self­assess physical fi tness was linked to a previous experience of a physical demanding job. However, it was insignifi cantly associated with all physical fi tness variables and did not confound any of the associations. Educational attainments did neither affect the discriminate ability of self­assessed physical fi tness. The rationale for including educational attainments was that it could be a proxy for the individual’s social context. The social context might infl uence the way to consider own physical fi tness in interplay with the experiences and strategy for handling musculoskeletal pain. BMI was included because it is known factor by many people and thereby could be a reason for the ability to self­assess physical fi tness if BMI in addition associates with performance­based physical fi tness. BMI only slightly confound the association between self­assessed endurance and back extension endurance, whereas the remaining associations were unaffected.

The highly signifi cant associations between corresponded parameters, irrespective of variables included in the analyses, indicate an independent and robust asso­ciation between self­assessed and performance­based physical fi tness, although the major part of the variation in self­assessed physical fi tness still remain to be explained. However, the ability of self­assessed aerobic fi tness to discriminate according to the result of the back extension strength test indicate that self­asses­sed endurance was not specifi c enough to be used as a measure of back extension strength. This result is in concordance with a previous result (30) that did not fi nd a satisfactory convergence between self­assessed endurance and back extension endurance.

The general higher means of the self­assessed physical fi tness parameters among men compared to women was identically with the result of a previous study using the same instrument among people working in the healthcare (30). Due to the lack of reference values for the applied fi tness test, a survey in a reference population is needed to examine if this difference is due to differential perceptions of physical fi tness between men and women or is due to the fact that men are relatively more fi t. Differential reporting by women and men was not found regarding self­re­ported disability (44). More women than men reported disability and functional limitation which corresponded with their poorer performance scores. When using peers as reference, as in the present study, women and men in a reference popula­tion are supposed to score identical values in average, if the instrument is free of differential and systematic bias.

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One of the limitations of this thesis was the low numbers of men who appear in the study population (17%). However, the ratio of men refl ects the actual ratio of men studying in the health care sector. Another weakness is the application of two different statistical analyses when comparing the self­assessed physical fi tness scores with the performance­based test result. It can not be excluded that diffe­rences in signifi cance level between performance­based tests with dichotomy and continuously test results can be due to different statistical power when performing logistic regression (non­parametric statistics) compared with GLM (parametric sta­tistics). An advantage was the high participation rate of 80 %. In the analyses we included the students with complete test data only (69%) to avoid that differences in statistical results between physical fi tness parameters were due to different sub­samples analysed. The strength of the present study was that the subjects were chosen independently of their physical fi tness status. Some studies examine the correspondence between self­assessed and performance­based physical fi tness among soldiers (25) or marginal groups selected on the basis of earlier fi tness test results (29) which induce an artifi cial big contrast in the analyses and limit the comparability. Healthcare students should not possess particular qualities of self­assessing physical fi tness, advocating for the instruments applicability in other occupations than among healthcare students. Although, studies only involving subjects with the same education or occupation in general limit the generalization of the results to some degree.

To conclude, almost similar associations of LBP with self­assessed and performan­ce­based physical fi tness were found. LBP did not confound the highly signifi cant associations between corresponding self­assessed and performance­based physical fi tness parameters among healthcare students. The results support that a real and independent association between self­assessed and physical fi tness exists and that self­assessed physical fi tness can be measured without taking, non­specifi c LBP, educational attainments and morphological factors into account. As concluded by other authors as well (45;46), it seems that although self­assessed and perfor­mance measures are associated they are also distinct and should in higher degree be combined than substituted. A performance­based measure is not necessary superior (46) or more objective (47) compared with self­assessed measures in re­lation to an health outcome which should be elucidated in future surveys. Hence more knowledge is needed about how work factors and other individual factors infl uence the self­assessed dimensions of physical fi tness before the instrument for self­assessment of physical fi tness can be implemented in surveys as an alternative to performance­based physical fi tness. The population studied is a unique group of students tested in the beginning of their training before they are educated and before entering the labour marked. It would be highly interesting to follow changes in physical fi tness and LBP status during their training and intervention period and subsequently when entering the labour marked.

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Table 1. Characteristics of the study participants.

Women Men n=511 n=101

Age 32.3 (10) 37.6 (34)*** 12­month prevalence of LBP 196 (39%) 34 (34%)Self­assessed physical fi tness Aerobic fi tness (mm) 46 (20) 56 (21)*** Muscle strength (mm) 50 (18) 58 (17) *** Endurance (mm) 52 (19) 65 (19) *** Flexibility (mm) 52 (20) 56 (21) Balance (mm) 56 (19) 64 (19) ***Performance­based physical fi tness back ext. endurance (% passed 180s) 286 (56%) 51 (50%) back fl ex. endurance (% passed 180s) 225 (44%) 57 (56%)* Flexibility (cm above fl oor level) ­3.3 (9) 1.8 (11)*** Balance (% passed 60s) 432 (85%) 85 (84%)Height (cm) 164 (6) 178 (7) ***BMI (kg*m­2) Normal (<25) 289 (57%) 61 (60%) Overweight (25­30) 138 (27%) 26 (26%) Severe overweight (>30) 80 (16%) 14 (14%)Educational attainments (>9 years school) 127 (25%) 31 (31%)History of physical demanding work (>6month) 171 (37%) 34 (35%)

Mean (SD) or n (%). *P<0.05, **P<0.01, ***P<0.001 between men and women.

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Figure 1

Figure 1. The design of the self­assessment instrument using VAS. The subjects were asked to score the physical fi tness components with reference to people of their own age and sex by setting a vertical mark on each VAS.

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