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Organic Reaction Mechanisms Series SAMPLER INCLUDING Discover more about the Organic Reaction Mechanisms Series: https://onlinelibrary.wiley.com/series/1200 INCLUDING Chapter 3: Oxidation and Reduction by R. N. Mehrotra from Organic Reaction Mechanisms 2015 Chapter 4: Carbenes and Nitrenes by E. Gras and S. Chassaing from Organic Reaction Mechanisms 2015

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Page 1: Organic Reaction Mechanisms Series - Wiley · 2019-10-09 · 108 Organic Reaction Mechanisms 2015 sodium oxalate is highly stereo-retentive (>99% retention of configuration), which

Organic Reaction Mechanisms Series

SAMPLER

INCLUDING

Discover more about the Organic Reaction Mechanisms Series: https://onlinelibrary.wiley.com/series/1200

INCLUDING

Chapter 3: Oxidation and Reduction by R. N. Mehrotra from Organic Reaction Mechanisms 2015

Chapter 4: Carbenes and Nitrenes by E. Gras and S. Chassaing from Organic Reaction Mechanisms 2015

Page 2: Organic Reaction Mechanisms Series - Wiley · 2019-10-09 · 108 Organic Reaction Mechanisms 2015 sodium oxalate is highly stereo-retentive (>99% retention of configuration), which

CHAPTER 3

Oxidation and Reduction

R. N. Mehrotra

Formerly of Department of Chemistry, Jai Narain Vyas University, Jodhpur, India

Reviews and Highlights . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 107Oxidation by Metal Ions and Related Species . . . . . . . . . . . . . . . . . . . . . 116

Magnesium . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 116Chromium, Manganese, and Nickel . . . . . . . . . . . . . . . . . . . . . . . . 116Copper, Silver, Gold, and Thallium . . . . . . . . . . . . . . . . . . . . . . . . 122Cerium, Samarium, Titanium, Cobalt, Vanadium, Tungsten, Rhenium,and Molybdenum . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 129Platinum and Iridium . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 135Group VIII Metals: Iron, Palladium, Rhodium, Ruthenium, and Osmium . . . . 140

Oxidation by Compounds of Non-metallic Elements . . . . . . . . . . . . . . . . . 170Sulfur and Boron . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 170Halogens . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 174

Peracids . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 178Ozonolysis and Ozonation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 178Singlet Oxygen . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 183Triplet Oxygen and Autoxidation . . . . . . . . . . . . . . . . . . . . . . . . . . . . 183Other Oxidations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 184Reductions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 189Other Reactions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 193References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 208

Reviews and Highlights

A number of review articles, book chapters, and research reports were publishedduring the year under review. A large number of these are related to aspects ofoxidation followed by reduction including hydrogenation and transfer hydrogenation,and one each on hydroboration of carbonyl derivatives and hydrosulfurization andhydrodenitrogenation.

The review1 on the bio-inspired oxidations of aliphatic C–H groups with H2O2 inthe presence of manganese complexes traces the first use of [LMnIV(O)3MnIVL](PF6)2(L= 1,4,7-trimethyl-1,4,7-triaza cyclononane (Me3tacn)), the Wieghardt’s dinuclearMn(IV) complex2 as the catalyst for the oxygenation of alkanes (hexane, cyclohexane,cycloheptane) in acetonitrile.3 The catalyst had 1350 turnovers in the presence of aceticacid, which is the best catalytic additive among the carboxylic acids. The Me3tacn-catalysed oxidation of cis- and trans-1,2-dimethylcyclohexanes in the presence of

Organic Reaction Mechanisms 2015, First Edition. Edited by A. C. Knipe.© 2019 John Wiley & Sons Ltd. Published 2019 by John Wiley & Sons Ltd.

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CHAPTER 3

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108 Organic Reaction Mechanisms 2015

sodium oxalate is highly stereo-retentive (>99% retention of configuration), which isconsidered as evidence against radical-type oxidation.4

The other Mn complexes that act as the catalyst in H2O2 oxidations are polymer-bound Mn(IV)-1,4,7-triazacyclonone for hydrocarbons,5 Mn complexes containing1,4,7-trimethyl-1,4,7-triazacyclononane-derived ligands that are useful catalysts for theoxidation of olefins, alkanes, and alcohols,6 the Mn(II) complex with (1-(bis((pyridin-2-yl)methyl)amino)-3-chloropropan-2-ol)(𝜂𝜂1-NO3)(𝜂𝜂2-NO3) which is a moderatecatalyst in the oxidation of cyclohexane (upto 62 turnovers),7 the Mn(III) complexobtained by reacting the macrocyle ligand (1) with MnCl2, in the oxidation of variousalkenes, alkanes, and aromatic compounds,8 and the complexes [((S,S)-N,N′-bis(2-pyridylmethyl)-N,N′-dimethyl-trans-1,2-diaminocyclohexane)Mn(CF3SO3)2] and (1S,2S-N,N′-dimethyl-N,N′-bis((pyridine-2-yl)methyl)cyclohexane)Mn(CF3SO3)2) (A) inthe oxidation of cis-1,2-dimethylcyclohexane.9

N

N

N

N

N

N

C

C

OH

H O

(1)

The complexes [2-(((S)-2-((S)-1-((pyridin-2-yl)methyl)pyrrolidin-2-yl)pyrolidin-1-yl)methyl)pyridine Mn(CF3SO3)2], (A), and [N-methyl-N-((pyridin-2-yl)\methyl)((S)-1-((pyridin-2-yl)methyl) pyrrolidin-2-yl)methanamine Mn(CF3SO3)2], (B), act ascatalysts in the oxidation of a variety of secondary and tertiary alkanes in the presenceof acetic acid (up to 970 catalytic turnovers). The cylcohexanol/cyclohexanone ratiosof 4.9 : 5.1 point to a metal-based rather than radical-driven oxidation pathway.10a Thecomplexes (A) and (B) also catalysed the enantioselective epoxidation of various olefinswith AcOOH and H2O2/AcOH with high efficiency (up to 1000 turnover numbers(TONs)).10b The Mn complex with (N-methyl-N-((1-methyl-1H-benzo[d]imidazol-2-yl)methyl)((S)-1-((1-methyl-1H-benzo[d]imidazol-2-yl)methyl)pyrrolidin-2-yl)meth-anamine) is reported to catalyse the oxygenation of secondary benzylic and aliphaticC–H bonds in the presence of an acetic acid additive with the predominant formationof ketones (up to 154 TON).11

Further insights into the hydrogen-abstraction mechanism and oxygen-transfer stephave been provided by a study involving the complex B and the complexes with the lig-ands 4-methoxy-2-((2-(1-((4-methoxy-3,5-dimethylpyridin-2-yl)methyl)pyrrolidin-2-yl)pyrrolidin-1-yl)methyl)-3,5-dimethylpyridine and 2-((2-(1-((4-(dimethylamino)-3,5-dimethylpyridin-2-yl)methyl)pyrrolidin-2-yl)pyrrolidin-1-yl)methyl)-N,N,3,5-tetra-methylpyridin-4-amine.12

The review on Pd(II)-catalysed oxidation of alkenes is focused mainly on (i) oxidationsthat proceed via cleavage of allylic C–H bond and the formation of a 𝜋𝜋-allyl complex,

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3 Oxidation and Reduction 109

(ii) Wacker-type oxidations that proceed via nucleopalladation followed by 𝛽𝛽-hydrideelimination, and (iii) 1,2-difunctionalization of alkenes that proceeds via nucleopalla-dation followed by functionalization of the resulting 𝜎𝜎-alkylpalladium(II) intermediate.The mechanisms of each type of reactions are discussed with their scope and limitationsfor formation of new C–O or C–N bonds.13

The digest ‘Transition-metal-catalysed etherification of unactivated C–H bonds’summarizes recent advances using different directing groups and catalyst systems forC(sp2)–H and C(sp3)–H bond activation. Despite the advances made, there are stillsome reactions that suffer from limited substrate scope, harsh reaction conditions,high catalyst loading, and the use of synthetically restricted directing groups. Someof the fundamental challenges such as (i) the development of an efficient catalystsystem for the alkoxylation of unactivated C(sp3)–H bonds, (ii) the application ofthese transformations into the total synthesis of natural products, and (iii) an insightfulunderstanding of the detailed mechanism that could help to design more efficientcatalyst systems are yet to be addressed.14

Recent advances in the synthesis of chiral building blocks that use rhodium-catalysedasymmetric hydrogenation of olefins are discussed in a digest letter. Examples that havebroadened the scope of the hydrogenation of enamides and enol esters are discussed inthe first part, and the hydrogenation of substrates such as unsaturated carboxylic acids,nitroderivatives, or phosphonates, among others, are focused in the second part.15 Areview titled ‘Quinone-catalysed selective oxidation of organic substrates’ focuses onthe catalytic reactivity of quinones with high reduction potential, namely (2,3-dichloro-5,6-dicyano-1,4-benzoquinone (DDQ)) and chloranil, which operate through a hydrideabstraction mechanisms and typically react with electron-rich substrates capable ofstabilizing carbocationic intermediates. The examples of single-electron transfer andaddition–elimination reactions are also implicated with these quinones.

Differences in the reactivity between DDQ and chloranil are typically rationalized onthe basis of their differential reduction potentials, but the findings in the literature suggestthat reactivities observed across diverse quinone structure types do not exhibit simplelinear free-energy correlations. Instead, the reactivity is closely linked to the reactionpathways accessible to the different quinone structures.

The second class of quinone consists of o-quinone catalysts that are shown to be com-patible with electrochemical and aerobic catalytic turnover. Mechanistic studies haveshown that these quinones engage in electrophilic reaction pathways such as transam-ination and addition–elimination mechanisms, which introduce kinetically accessiblepathways not readily available to the more oxidizing p-quinones. There has been signifi-cant progress in developing catalytic methods where the quinone is used in combinationwith a more desirable terminal oxidant.16

A brief summary of the recent developments in I2-catatalysed oxidative coupling reac-tions that utilize C–H and X–H (X=C, N, O, S, P, etc.) as nucleophiles and of the dif-ferent roles of the catalyst is presented in a review. The authors feel that enantioselectiveintermolecular reactions could be a promising development in future. The reaction con-ditions are generally mild and the compatibility of the substrate is good. Examples areconsidered with KI, n-Bu4NI (TBAI), I2, and different iodoarenes as the most used cat-alysts, while t-butyl hydroperoxide (TBHP), m-chloroperoxybenzoic acid (m-CPBA),H2O2, and AcOOH are the mostly used oxidants. Various reaction mechanisms are

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discussed in which different iodine species act as key intermediates. The mechanisticrole of iodine catalysts is still largely unclear, though direct evidence of the reactionmechanism is available in a few examples.17

A review summarizes some efficient catalytic systems for the selective dehydro-genation (oxidation) of alcohols to the desired carbonyl compounds (aldehydes orketones). The choice of suitable catalysts and oxidants is the key to achieving thedehydrogenation reactions with high efficiency. Oxidants such as CrO3, KMnO4,MnO2, SeO2, and Br2 (toxic) are suggested to be replaced by O2 and aqueous H2O2(clean oxidants). The small amount of RuCl2(PPh3)3 TEMPO (TEMPO= (2,2,6,6-tetramethyl piperidin-1-yl)oxyl) effectively catalyses the aerobic oxidation of a broadrange of alcohols, whereas Au/CuO is the recyclable catalyst for the O2 oxidationof the alcohols. Photo-oxidation of alcohols over Nb2O5 proceeds through a uniquephoto-activation mechanism. Catalytic acceptor-less dehydrogenation (AD) of alcoholsto generate H2 and a more reactive carbonyl group are attracting more research attention.The AD reactions produce only H2, a useful source of green energy, and eliminate theproduction of organic/inorganic side waste products.18

A review has summarized the remarkable achievements made in the formation ofimines from alcohols and amines using O2 or air as the terminal oxidant. The threenew approaches considered are (i) the cross-coupling of alcohols with amines, (ii) theself-coupling of primarily amines, (iii) and the oxidative dehydrogenation of secondaryamines. The related catalysts are classified into metal (Cu, Fe, Al, V, Ce, Mn, Pd, Au,Ag, Ir, Ru, Pt/Sn), metal-free, and photo- and bio-inspired catalysts. The review placesparticular emphasis on the low-cost, high-active, and versatile catalysts.19

A journey through the most innovative and wonderful applications of the ‘Ireland’ one-pot alcohol oxidation coupling reactions is described in a review article to celebrate 30years of diverse synthesis. While devising synthetic routes to polyether ionophore antibi-otics in 1985, several highly reactive aldehydes were encountered, but their isolation andsubsequent elaboration proved difficult. The problem was circumvented by adopting asynthetic route in which the alcohol was oxidized to the aldehyde and a nucleophile wasadded to the crude oxidized mixture. The process was subsequently adapted by manyresearch groups the world over. The method is dubbed the ‘Ireland’ oxidative process,which proved to be highly successful.20

The area of acetal and ketal reduction to ethers has expanded significantly because ofa greater understanding of the roles of the activating and reducing agents. Thus there isa review on the reduction of O,O-, N,O-, and S,O-acetals to ethers. It covers advances inthe field with a focus on the factors that control regioselective reduction in a wide rangeof applications as well as on the methods that enable highly selective reduction of oneof the C–O bonds under mild and functional-group-tolerant conditions.21

The kinetics and mechanism of {Ni(II) (acac)2 +L2}-catalysed oxidation of tolueneand cumene with O2 is reviewed, where L2 = donor additive N-methylpyrrolidone-2 andis used to modify the activity of the Ni(II) catalyst to increase the yield of ROOH. Theroutes for the formation of the major oxidation products of toluene vary depending on aparity of components in the catalytic systems and are defined by the nature of the activecomplexes formed in situ during oxidation. Changes in the mechanism of formation ofcumene oxidation products are not observed.22

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3 Oxidation and Reduction 111

A review of O3 degradation of alcohols, ketones, ethers, and hydroxybenzenesdescribes the dependences of the kinetics, mechanism, and thermodynamics of theozonation reactions on the structure of the compounds, on the medium, and on thereaction conditions; various possible applications of ozonolysis are specified anddiscussed.23

The development of metal-free oxidative C–C bond formation through C–H bondfunctionalization is the subject of a mini-review, which focuses on the most importantexamples from this area. Only those reactions that involve C–C bond formationthrough oxidation of two C–H bonds are included. The review has three mainsections: (a) C(sp2)–C(sp2) bond formation, (b) C(sp2)–C(sp3) bond formation, and (c)C(sp3)–C(sp3) bond formation. The development of transformations using inexpensiveand environmentally friendly oxidants, such as simple peroxides and oxygen, is stilla challenge. The need to develop more oxidative C(sp3)–C bond-forming reactionsfrom abundantly available C–H bonds in hydrocarbons is also emphasized because thiswould present an opportunity to develop highly attractive stereoselective versions ofthese reactions.24

The most versatile method for the oxidative C–H/C–H cross-coupling reactions toform C–C bonds is to use transition-metal oxidants including copper or silver salts instoichiometric amount in the presence of highly priced metal catalysts such as Rh, Pd,and Ru. However, the high-priced metal catalysts have been recently replaced by copperor silver salts using oxygen or even air as the ultimate oxidant. This development, whichis still in its infancy, has considerably reduced the financial cost and has also resultedin atom economy. The review points out that most of the reported reactions are not yettruly general because there are many substrate limitations, and suggests that there areample opportunities in discovering useful transformations, expanding substrate scope,improving chemo and regioselectivity, innovating reaction systems, and clarifying thereaction mechanisms for transition-metal-mediated oxidative C–H/C–H cross-couplingreactions.25

The review ‘Oxidative coupling reactions at Ru(0) and their applications to catalytichomo- and cross-dimerization’ is concerned with the aspects and use of the Ru(0) com-plexes having a cyclic diene ligand in homo- and cross-dimerization. The unequivocalevidence for the Ru(0)-catalysed oxidative coupling mechanism in a stoichiometricorganometallic reaction and the isolation of a ruthenacyclopentane as a key intermediatein the catalytic dimerization of methyl acrylate are the breakthroughs that have led tothe first enantioselective cross-dimerization between conjugated dienes and substitutedalkenes.26

The peroxide intermediates in the oxidation processes are reviewed, with a focus onthe synthesis, structure, and reactions of organic trioxides ROOOR (R=H or an organicradical), which are close analogs of peroxides in terms of their properties and characteris-tic reactions. The review discusses the spectral identification, structure, thermal stability,and chemical properties of HOOOH, HOOO⋅, hydrotrioxides, and open-chain and cyclictrioxides (including fullerene ozonides). The chemical reactions that these compoundsundergo resemble those of peroxides and occur at low temperatures. The most typ-ical reaction of trioxides is the homolytic decomposition at one of the O–O bonds.Trioxides are likely to induce and catalyse the decomposition. Hydrotrioxides show

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high oxidative activity. Singlet oxygen is generated during the decomposition of sometrioxides.27

The structure, spectral properties, methods of generation, reactivity, and mechanismsof various transformations of nitroso oxides (the labile peroxide species with the generalformula RNOO) in both gaseous and the condensed media have been reviewed. Thenitroso oxides are intermediates in the thermal and photochemical reactions, proceedingwith the participation of triplet nitrenes in the presence of molecular oxygen.28

The present review focuses on the study of Fe(IV) chemistry, particularly non-hemeiron(IV) complexes that were discovered a decade ago, since it leads to advances in envi-ronmentally friendly chemical syntheses. Fe(IV) is employed in Nature for oxidation ina wide variety of reactions in both heme and non-heme active sites. Fe(IV) catalyticcycles are now known for several oxidation reactions, which range from epoxidationto sulfoxide formation. Yet, there are still several aspects of these catalysts that mustbe improved before their general application in organic synthesis. The review suggeststhat the selectivity of the reactions must be tested on a wider variety of substrates. It ispointed out that none of the examples has been prepared with a chiral iron catalyst thatimparts enantioselectivity to the substrate. Nevertheless, the review concludes that theadvantage of employing high-valent iron versus other metals could be substantial.29

The reduction of secondary and tertiary phosphine oxides to phosphines is a challeng-ing field of research because achiral or chiral phosphines are widely used as versatileligands for transition-metal-catalysed reactions and as useful reagents in a number oforganic transformations (Wittig, Staudinger, Mitsunobu, Baylis–Hillman, and Appelreactions, among others). Therefore, it has always been a challenge to obtain opticallypure phosphine. The reduction of phosphine oxides is the simplest method to obtainphosphines. Silane reduction of P-chiral phosphine oxides leads to phosphines withretention or inversion of configuration at the phosphorus atom depending on the pres-ence of additives (amine or catalyst). Titanium-catalysed reductions of phosphine oxidesby silanes take place at lower temperatures and in shorter times. Tetramethyldisiloxanehas been efficiently used for the large-scale production of phosphines. The essentialdifficulty is the strength of the =P=O bond, which involves new procedures to main-tain high chemio and stereoselectivity. In fact, the reactivity of the phosphine oxidesand the mechanism of the reduction are not always well understood. Some mechanisticpathways for the reduction of phosphine oxides have been proposed from the dynamicstereochemistry and based on density functional theory (DFT) calculations. This reviewpresents a comprehensive and critical overview of the methodologies developed in thelast decade to obtain optically pure tertiary phosphines from P-stereogenic phosphineoxides.30

A review of sulfoxide redox chemistry with molybdenum catalysis analyses the roleof MoO2Cl2(H2O)2 in solution, which catalyses the oxidation of sulfides and sulfox-ides by H2O2 to sulfoxides and sulfones, respectively, and catalyses the reduction ofsulfoxides to sulfides in the presence of catecholborane (HBcat). The mechanism of theoxidation of sulfoxide and its reduction is discussed. Other Mo(VI) complexes do catal-yse the oxidation of sulfide to sulfone, but the oxidation of sulfoxide to sulfone is lesswell documented. The reduction mechanism differs from the one with Re(V) complexes,which formally oxidize to the Re(VII) state at some point of the catalytic cycle, which

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3 Oxidation and Reduction 113

cannot happen to the Mo(VI) species. DFT calculations show that the reaction controlis associated with the first step, that is, activation of the X–H bond.31

An appraisal of the current knowledge on asymmetric Ir-catalysed direct hydrogena-tions of a number of acyclic and cyclic imines is presented in a review, which gives asummary of the most interesting catalysts with respect to selectivity, activity, and sub-strate scope. It also discusses the effects of different reaction conditions on the enantios-electivity of imine reduction. A detailed analysis of the proposed imine hydrogenationmechanisms reveals that an outer-sphere mechanism is operative, though few of theseinvolve coordination of the imine to the iridium center. The mechanistic proposals putforward to explain the enantiodiscrimination of selected complexes are reviewed, show-ing that the stereocontrol is likely to be governed by weak non-bonding interactionsbetween the substrate and the chiral catalyst complex. The selectivity-determining inter-actions might be modified through the coordination of the solvent, additive, or productmolecules to the iridium complex, providing a rationale for the effect of the solvent oradditives on the enantioselectivity. A few catalyst systems with improved activities interms of TON have also been reported.32

Asymmetric transfer hydrogenation of ketones works properly for aromatic and het-erocyclic ketones only; the application to aliphatic ketones is very restricted, givingpoor yields and enantioselectivities. The subject matter is reviewed from 2008 to 2015.The most effective organometallic compounds (derived from Ru, Rh, Ir, Fe, Os, Ni,Co, and Re) and chiral ligands (derived from amino alcohols, diamines, sulfur- andphosphorus-containing compounds, as well as heterocyclic systems) are shown. Spe-cial attention is paid to functionalized substrates, tandem reactions, processes undernon-conventional conditions, supported catalysts, dynamic kinetic resolutions, the use ofwater as a green solvent, theoretical and experimental studies on reaction mechanisms,enzymatic processes, and finally applications to the total synthesis of biologically activeorganic molecules.33

ee©Recent advances in catalytic hydroboration reaction of carbonyl compounds, imine

derivatives, and carbon dioxide are intensively reviewed; advances in the catalytichydroboration of unsaturated organic compounds, specifically those involving C–X(X=N, O) bonds, are outlined. It is found that both transition metals and main-groupmetal compounds exhibit efficient catalytic ability in the hydroboration reaction.Theoretical studies support the experimental data in understanding details of thereaction mechanism. The reaction mechanism for the hydroboration of carbonyl andimine derivatives with transition-metal catalysts involves multiple pathways, whereasthose catalysed by main-group metals are relatively simple. The initial activation ofCO2 prior to product formation is a feature of most of its hydrobortion reactions. Thepotential of hydroboration reactions is not limited to the addition of H–B bonds acrossunsaturated bonds. The reduction of CO2 affords a variety of compounds, and it isconcluded that future work with main-group catalysts will involve hydroboration ofother unsaturated bonds rarely explored thus far.34

Recent experimental and computational studies related to the crucial effect of solventand additive on the nature of the active catalytic species in palladium-catalysed cross-coupling reactions, the non-synergistic and oxidizing effect of Cu salt additives on the(pre)catalyst, and the chemistry derived from binuclear palladium complexes of low and

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high oxidation states are reviewed. The direct correlation of computational predictionswith experiments is likely to reveal information with respect to the performance of com-putational methodology.35

The chapter ‘Iron-promoted reduction reactions’ reviews the reactions from the stand-point of the catalyst design. Participation of the ligand in the catalytic cycle is clearlydemonstrated by the PNNP, (1S,2S)-N,N′-bis-[o-(diphenylphosphino)benzylidene]cyclohexane-1,2-diamine, complexes, Shvo-type complexes, and the iron-pincer com-plexes because both the iron center and the ligand are responsible for hydrogen transferfrom the iron complex to the C=O group in the outer coordination sphere. These threeFe complexes are active for catalytic hydrogenation or transfer hydrogenation reactionshaving CO ligands beside the hydrosilylation reactions. The reduction mechanismsare in line with the concept of Noyori’s metal–ligand bifunctional catalysis. Theredox-active bis(imino)pyridine ligand is crucially important for the highly efficientFe-catalysed hydrogenation and hydrosilylation of alkenes.36

Hydrodesulfurization (HDS) and hydrodenitrogenation (HDN) are the reactions oforganosulfur and organonitrogen compounds with hydrogen over a metal catalyst for theremoval of S as H2S and N as NH3 with simultaneous formation of the correspondinghydrocarbons. This is how S and N are removed from petroleum feedstock in refineries.The hydrogenation of the heterocyclic rings is accomplished by late transition metals; theearly transition metals cleave the C–N bond of heteroaromatic rings. The electron-richmetals (Ru, Ni) cleave C–N bonds in non-aromatic amines. The mechanisms reported sofar in these cases suggest either an intramolecular nucleophilic attack by a metal hydride,or protonation of the N atom followed by elimination of ammonia or an amine, similarto the accepted denitrogenation mechanisms. Considering the complexity of the HDNmechanisms, homogeneous modeling studies must be undertaken with the necessarycaution. Nonetheless, many reactions described involving transition-metal complexeswith N-heterocycles or other N-ligands show some striking analogies with related reac-tions occurring on the surface of heterogeneous catalysts. Organometallic HDN model-ing is far behind HDS modeling, but the research described in this review opens the wayfor further work on this field of molecular analogs of surface species and interactions.37

The concept of a frustrated Lewis pair (FLP) is based on the notion that combina-tions of Lewis acids and bases that are sterically prevented from forming classical Lewisacid–base adduct have Lewis acidity and basicity available for interaction with a thirdmolecule. A recent account38 has featured three examples of such developments: hydro-genation, hydroamination, and reduction of CO2.

The dramatic discovery that FLPs can activate H2 broke the long-prevailing belief thatonly metals can do so. Subsequently, simple main-group species were used as catalystsfor the hydrogenation of imines, enamines, silyl enol ethers, olefins, and alkynes. FLPshave found use in the reduction of aromatic anilines, N-heterocycles, and ketones.

A number of zwitterionic products, obtained from the combination of a number ofacids and bases, are found to catalyse the hydroamination of alkynes providing a metal-free route to anamines.

Initially, FLPs were shown to capture CO2, the greenhouse gas. Later, the stoichio-metric reduction of CO2 to either methanol or CO was achieved by modifying the con-stituents of the FLPs. The reduction of CO2 by hydrosilylation and hydroboration or

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3 Oxidation and Reduction 115

deoxygenation was achieved by further modifications. It is thus clear that FLPs providea new approach for the design and application of main-group chemistry and developmentof metal-free catalytic processes.

A review39 of the oxidative coupling between two hydrocarbons summarizes the devel-opments made in the last 4 years and highlights catalysis by palladium (most popularcatalyst), copper (gaining popularity), rhodium, and ruthenium. Transition-metal-freeoxidative couplings (currently drawing much attention) and catalyses by other transitionmetals are also being tried. Couplings between (i) Csp–H and Csp2–H, (ii) Csp2–H andCsp2–H, (iii) arene and alkene, (iv) alkene and alkene, (v) arene and arene, (vi) areneand aldehyde, and (vii) Csp3–H related oxidative cross-couplings are discussed underPd catalysis. Similarly, couplings (i), (ii), (iii), (iv), and those between (viii) Csp–Hand Csp3–H, (ix), Csp2–H and Csp3–H, and (x) Csp3–H and Csp3–H are discussedunder copper catalysis. The couplings (v) and (vi) find mention under Rh catalysis and(iii), (iv), and (xi) alkane-related coupling are discussed under Ru catalysis. The authorsconclude that, despite numerous investigations, there remain problems such as (a) thereaction conditions are still not mild enough, (b) the reaction efficiency still remains verylow, and (c) there is little understanding of C–H functionalization mechanisms.

An account40 has been given of the remarkably high catalytic activity of the Oscomplexes (2–4), [OsCl2(PP)(NN)] (PP= diphosphine ; NN= diamine, 2-aminomethylpyridine), and pincer [OsCl(CNN)(PP)] (HCNN= 6-aryl-2-aminomethylpyridine,2-aminomethylbenzo[h]quinoline) in the hydrogenation and transfer hydrogenation ofketones, aldehydes, esters, and imines, in the hydrogenation of C–O and C–N bonds,and in the synthesis of chiral and non-chiral alcohols and amines in high yields with veryshort reaction times. TONs and turn-over frequencies (TOFs) up to 105 and 106 h−1,respectively, are achieved. Moreover, the high productivity and thermal stability andsimple syntheses of Os complexes may offset their higher cost compared with theirRu analogs. The Os complexes catalyse transfer hydrogenation and hydrogenationreactions as well as dehydrogenation of alcohols with efficiencies comparable and insome cases superior to those reported for the analogous ruthenium systems. The resultsgive a glimpse of the potential of Os for the design of new, highly productive, androbust catalysts for the synthesis of chiral and non-chiral alcohols and amines as wellas carbonyl compounds from alcohols.

R1

N Os

R2

NH2

Cl P

P• N

H2

Os

H2NCl

Cl

P

P•

(2) (3)

N

Os

HN

Pri2P COH

Cl

(4)

The control of regiochemistry in the Ni-catalysed reductive couplings ofunsymmetrical 𝜋𝜋-components is a challenge, for which complementary solutions

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116 Organic Reaction Mechanisms 2015

have been developed during the studies of aldehyde–alkyne combinations. Effectiveprotocols that allow highly selective access to either regiosiomer of the allylic alcohol(products) using a wide range of unsymmetrical alkynes could be established bycarefully selecting the ligand and reductant, as well as temperature and concentra-tion. An understanding of the origin of the regioselectivity control was provided bycomputational studies and an evaluation of the reaction kinetics. The developmentof ligand–substrate interactions played an essential role, and the overall kineticdescriptions differed between protocols. Rational alteration of the rate-determiningstep has a key role in the regiochemistry reversal strategy, and in one instance the twopossible regioisomeric outcomes in a single reaction were found to operate by differentkinetic descriptions. The insights suggest simple and predictable experimental variablesto achieve a desired reaction outcome.

The work has provided an illustration of how insights into the kinetics and mechanismof a catalytic process can rationalize subtle empirical findings and suggests simple andrational modifications in procedure to access a desirable reaction outcome. Furthermore,these studies presented an illustration of how important challenges in organic synthe-sis can be met by novel reactivity afforded by base metal catalysis. The use of nickelcatalysts in this instance not only provides an inexpensive and sustainable method forcatalysis but also enables unique reactivity patterns not accessible to other metals.41

In the following narration, the order of reaction with respect to a reagent is not men-tioned if it is first order. The kobs refers to the observed pseudo-first-order rate constantand its unit is (s−1). The activation parameters are ignored if these have no mechanisiticsignificance. Mechanisms that are unique are graphically represented.

Oxidation by Metal Ions and Related Species

Magnesium

The 𝛽𝛽-diketiminato magnesium alkyl complex (5) is the catalyst for the hydroborationof organic isonitriles, RNC, with pinacolborane (HBpin). The reaction proceeds undermild conditions when R= alkyl and provides access to the corresponding 1,2-diborylatedamine products. Reaction with the cyclohexyl, 1-pentyl, and t-butyl isonitriles affordedthe N-alkylated 1,2-bis(boryl)amines as the only products.42

N

Mg

N

Me

Me Ar

Me Ar

(5)

Chromium, Manganese, and Nickel

The oxidation of phenylsulfinylacetic acid (PSAA) by chromic acid (Cr(VI)) in 20%MeCN–80% H2O water (v/v) to MePh sulfone is first order each in PSAA, Cr(VI),and [H+] (HClO4). The active oxidizing species is HCrO3

+. The reaction mechanism

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3 Oxidation and Reduction 117

involves the rate-determining nucleophilic attack of the sulfur atom of PSAA on Crof HCrO3

+ forming a sulfonium ion intermediate. The intermediate then undergoes𝛼𝛼,𝛽𝛽-cleavage, leading to the liberation of CO2. The negative reaction constant 𝜌𝜌 indi-cates that the sulfur center in the transition state (TS) is electron deficient. The existenceof an isokinetic relationship and operation of the structure–reactivity principle con-firm that all the meta- and para-substituted phenylsulfinylacetic acids follow the samemechanism.43

The best combination of the promoter (picolinic acid (PA), quinolinic acid (2,3-PDA),and dipicolinic acid (2,6-PDA)) and the micellar catalyst (sodium dodecyl sulfate (SDS),N-cetylpyridinium chloride (CPC), and TX-100)) has been investigated for chromic acidoxidation of 2-butanol to 2-butanone. The most efficient combination is found to beSDS/2,3-PDA. The mechanisms for the unpromoted and promoted reaction paths aresuggested.44 In a similar study on the oxidation of formaldehyde, the best combina-tion is 2,2′-bipyridine (bipy)/SDS, which increased the rate 50-fold compared to that inpure aqueous media. The other micellar catalyst used was TX-100 and the other pro-motors used were PA and 1,10-phenanthroline (phen). The catalytic effect of SDS/TX-100 micelle is explained.45 The oxidation of isoamyl alcohol to 3-methyl-1-butanal byZnCr2O7 in HClO4 in 40% MeCOOH+ 60% H2O is an ion–dipole reaction because therate increased with decreasing dielectric constant of the solvent.46

The chromic acid oxidation of lysine is first order in chromate ion and less than unitorder in lysine. The reaction rate increases with increasing [HClO4]. The oxidation prod-ucts are Cr(III) and 5-aminopentanaldehyde. A suitable mechanism is proposed and theactivation parameters are reported.47

The overall order of cetyltrimethyl ammonium dichromate (CTADC) oxidation of2-aryl-trans-decahydroquinolin-4-ols in a MeCOOH(aq.)+ 3 M H2SO4 mixture is 2.The reaction indicates that axial alcohols are oxidized much faster than equatorial alco-hols. Alcohols with a Me group at position 3 of the decalin ring system are also oxidizedfaster compared to the oxidation by other metal ions. Substituents on the Ph ring atposition 2 of the decalin ring influence the oxidation.48 Nicotinium dichromate (NDC)oxidation of mandelic acid in 20% MeCOOH(aq.)+H2SO4 has been studied. The reac-tion is catalysed by the H+ ion.49

The pyridinium dichromate (PDC) oxidation of aliphatic alcohols to the correspondingaldehydes in the presence of p-toluene sulfonic acid (TsOH) in nonaqueous medium isfirst order in PDC, alcohols, and TsOH. The rate increase with TsOH indicated thatthe protonated PDC is the reactive species. The reaction rate increased with decreasingdielectric constant. The negative ΔS‡ is indicative of the formation of a dichromate esterprior to the rate-determining step, which involves an intramolecular proton transfer.50

Similar results are reported for analogous oxidations of cyclohexanol51 and p-benzylalcohols.52 The protonated PDC is the active oxidant species in the oxidation of oxalicacid (oxa) in HClO4. The formation of a cyclic complex, which undergoes C–C fissionin the rate-determining step, between PDCand oxa is suggested.53

Benzimidazolium fluorochromate (BIFC) oxidation of 4-oxo-4-phenylbutanoic acid(4-oxo) in MeCOOH(aq.), HClO4, and (COOH)2 is first order in BIFC, 4-oxo, and H+

ion. The reaction rate increased remarkably with increasing proportion of MeCOOHin the solvent medium.54 The BIFC oxidation of pyridine-2-aldehyde (2-PyA) in

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118 Organic Reaction Mechanisms 2015

MeCOOH+H2O to pyridine-2-carboxylic acid is first order in BIFC, 2-PyA, and H+

ion. The rate is favored in low dielectric constant of the medium.55

Piperidinium chlorochromate (PipCC) oxidation of glycolic acid in MeCOOH(aq.) isfirst order in PipCC and glycolic acid, and fractional order in H+ ion. The reaction rateis retarded with increasing dielectric constant of the medium.56

The co-oxidation of isopropanol (ipa) with EDTA by pyridinium fluorochromate(PFC) in HClO4 is 10 times greater than the total rates of individual PFC oxidations ofipa and EDTA. The oxidation of ipa is catalysed by EDT.57 The similar co-oxidationof ipa with oxa is catalysed by oxa and shows Michaelis–Menten kinetics. The rate ofco-oxidation of ipa with oxa is 100 times greater than the combined individual ratesof oxidation of ipa and oxa. The reaction rate is retarded with increasing dielectricconstant of the medium. PFC acts as a two-electron oxidant in both oxidations.58

The kinetics of oxidation of substituted nitrones by PFC to benzaldehyde andnitrosobenzene in aqueous acetonitrile is first order in both PFC and nitrone andfractional order in H+ ions. The rate of reaction is increased by electron-releasingsubstituents and retarded by electron-withdrawing substituents.59

Quinolinium chlorochromate (QCC) oxidations of anline60 and phenol61 inMeCOOH(aq.) are first order in QCC, aniline, and phenol and catalysed by H+ ion(kobs = a+ b[H+]). The decrease in rate with increasing dielectric constant of the solventis indicative of an ion–dipole interaction. The retardation in the rate by added Mn2+

ions is surmised to indicate the involvement of a two-electron transfer process.Tetraethylammonium chlorochromate (TEACC) oxidation of methionine (Met) to the

corresponding sulfoxide in DMSO is first order in TEACC and Met. The H+-catalysedreaction has the form kobs = a+ b [H+]. The solvent effect is analysed using Kamlet’smultiparametric equation. A correlation of data with the Kamlet–Taft solvatochromicparameters (𝛼𝛼, 𝛽𝛽, 𝜋𝜋*) suggests that specific solute–solvent interactions play a major rolein governing the reactivity.62

The oxidation of 3,4,5-trimethoxy benzaldehyde (TMBA), benzaldehyde, anddimethylamino benzaldehyde in N,N-DMF by tetraethylammonium bromochromate(TEABC) to the corresponding acids is first order in TEABC and the aldehydes. Thereaction is catalysed by p-TsOH, and the rate dependence has the form kobs = a+ b[H+]. The effect of the dielectric constant of the medium indicates the reaction to be ofthe ion–dipole type. The high rate of oxidation of N,N-dimethylamino benzaldehydeis explained. Various thermodynamic parameters for the oxidation are reported anddiscussed along with the validity of an isokinetic relationship. A mechanism involvingthe formation of a chromate ester intermediate in the slow step is proposed.63

The rate of pyridinium bromo chromate (PBC) oxidation of amyl alcohol (amyl) toamyl aldehyde in 50% MeCOOH (aq.) and HClO4 is first order in PBC and amyl andis independent of the H+ ion. The reaction rate increases with decrease in the dielectricconstant of the solvent, suggesting an ion–dipole interaction.64

The catalytic activity of PA in tripropylammonium fluorochromate (TPAFC) oxida-tion of 4-oxo-4-phenylbutanoic acid (4-oxo) to benzoic acid in 50% MeCOOH(aq.) isreported. The reaction is first order in TPAFC, 4-oxo, and H+ ion.65 Similar results arereported for the oxidation of glycolic, lactic, and mandelic acids to the correspondingoxo acids under analogous conditions.66

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3 Oxidation and Reduction 119

The Mn2+-catalysed periodate oxidation of p-anisidine in acetone–water mediumto 4-methoxy-1,2-benzoquinone is first order each in the reactants and catalyst. Anion–dipole-type interaction is suggested by the decrease in rate with decrease in thedielectric constant of the medium. The rate–pH profile shows a maximum at pH of7.0, which is considered to suggest the involvement of at least three different reactivespecies, for which a complex rate equation has been proposed.67

The Mn(AcO)3-catalysed peroxidation of styrenes in acetonitrile to [1,2-bis(t-butylperoxy)-ethyl]benzene using t-butyl hydroperoxide as the oxidant is described. The Mncompounds in the oxidation states 2, 4, and 7 also catalyse this reaction. The target[1,2-bis(t-butylperoxy)ethyl] arenes are synthesized in yields from 46% to 75%.68

The Mn2(SO4)3 oxidation of tricyclic antidepressants (TCA) is studied in the presenceof a large excess of the oxidant and MnSO4 in acidic media. The oxidative degradationof dibenz[b,f ]azepines (one class of TCA) results in the formation of substituted acri-dine with the same substituent. The reaction with 10,11-dihydro-5H-dibenz[b,f ]azepines(another class of TCA) results in oxidative dehydrogenation, which proceeds via the for-mation of a free organic radical intermediate. The radical, being unstable in the aqueoussolution, changes to another intermediate (a non-radical dimer) in the next slower step.Further oxidation of the dimer leads to a positively charged radical dimer as the finalproduct. The kobs values are dependent on [H+] but independent of [TCA] within theexcess concentration range of the Mn2(SO4)3 used in the isolation method. In the pres-ence of excess of TCA, the observed rate constants are independent of [Mn(III)] and[H+] and increased slightly with increasing [TCA].69

The feasibility for 3+ 2-cycloaddition reactions is carried out using 4-fluorophenyla-zocarboxylate and N-4-chlorobenzylidene glycinate in acetonitrile with 1,8-diazabicyclo[5.4.0] undec-7-ene (DBU) as an additive and manganese dioxide asthe oxidant in the presence of trifluoroacetic acid, which is added to facilitate the cleav-age of the t-butyloxycarbonyl (Boc) group on the heterocyclic core. This cycloadditionprotocol has been applied to form several phenylazocarboxylates and a variety of highlysubstituted 1,2,4-triazoles.70

The permanganate oxidation of 3-ethoxy-4-hydroxybenzaldehyde in H2SO4(aq.) isfirst order in the oxidant, substrate, and H2SO4. The study reports the effect of differentsalts on the reaction rate.71 Similar oxidations of asparagine, glutamine, and phenylala-nine are first order with respect to each reactant. Significant effects of the H+ ion andionic strength on reaction rate are observed, and the catalytic effects of Br− and Fe2+

ion have been examined in detail.72 Permanganate oxidation of ofloxacin to 7-aminoquinolone and Mn(II) is first order in MnO4

− and fractional order in the substrate andH+ ion; the stoichiometry ratio is 2:5 (MnO4

−/ofloxacin).73 The salt effect has been stud-ied for a similar oxidation of 4-aminoacetophenone, which is first order each in oxidant,substrate, and [H+].74

Oxidation of 2,4-dimethoxybenzaldehyde by MnO4− ion in H2SO4 is first order each

in oxidant, substrate, and H2SO4. The effect of different salts has been studied and asuitable mechanism suggested.75

Cetyltrimethylammonium permanganate (CTAP) oxidizes carbamazepine (CAS num-ber: 298-46-4) in dichloromethane to 1H-dibenzo[b,f]azepine-4,5-dione. The reaction isfirst order in CTAP and fractional order in carbamazepine. Ionic surfactants catalyse the

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120 Organic Reaction Mechanisms 2015

reaction as a result of the formation of mixed reverse micellar aggregates with CTAP.The proposed mechanism consist of a first rate-determining syn addition of perman-ganate to the C=C bond of carbamazepine to form a Mn(V)–ester intermediate througha non-polar cyclic TS. Subsequently, the intermediate decomposes and hydrolyses infast steps to the dicarbonyl product.76

A highly efficient method has been developed for the oxidation of a wide variety ofalcohols (benzylic, allylic, propargylic, and aliphatic) to the corresponding aldehydes orketones in high yields (up to 99%); it involves a catalyst generated in situ from Mn(OTf)2and the ligand (6) taken in 1:1 ratio, with H2O2 as the oxidant in presence of a carboxylicacid in acetonitrile. Hammett analysis confirmed that the active oxidant is electrophilic.77

NH

O

N

NH

O

N

BusBus

(6)

DFT calculations have resolved the mechanistic controversies in the Ni(OTF)2-catalysed oxidative C(sp2)–H/C(sp3)–H coupling of benzamides with toluenederivatives using i-C3F7I as a mild oxidant in the presence of PPh3 and Na2CO3. Thecalculations exclude the two previously proposed mechanisms and instead favour amore feasible iodine atom transfer (IAT) between i-C3F7I and the Ni(II) intermediate.Consistent with this mechanism is the presence of a carbon radical and the experimentalobservation that the reaction is completely quenched by TEMPO. Meanwhile, thehydrogen atom abstraction of toluene is irreversible and the activation of the C(sp2)–Hbond of benzamides is reversible. Both these conclusions are in good agreement withpreviously investigated deuterium-labeling experiments.78

The coupling of aryl acids with unactivated alkyl bromides, catalysed by Ni(acac)2in combination with 4-t-butyl-2-(4-t-butylpyridin-2-yl) pyridine/DMF in the presenceof MgCl2 and Boc2O in CH3CN/DMF, has been reported to generate the ketone in88% yields. Even though the loading of the catalyst and acid is significantly reduced,compared to the amount of the air-sensitive catalyst Ni(Cod)2 (Cod= cyclooctadiene)used previously for the coupling of alkyl iodides with aryl acids, this represents asignificant increase in efficiency and is more practical for the synthesis of secondaryalkyl aryl ketones. Synthesis of aroyl C-glycosides by direct reductive coupling of1-glycosyl bromides with acid derivatives provided rapid access to the constructionof C–C bonds on carbohydrates. This method may be useful for the synthesis ofbio-actively relevant compounds.79

NiBr2(DME) in association with (R)-Me-Duphos (7) in the presence of HCOOH(H2 source) and Et3N (base) acts as the catalyst in the asymmetric transfer hydro-genation of electron-deficient olefins giving 92% yield with 91% ee in the model

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3 Oxidation and Reduction 121

reaction. Deuterium-labelling experiments indicate a major pathway involving formatedecarboxylation, asymmetric hydride insertion into olefins, and protonation of theresulting Ni enolates.80

ee©

P P

(7)

Me Me

Me Me

A highly enantioselective [Ni(Cod)2]-catalysed reductive cyclization of alkynones isachieved in doxane using (S)-AntPhos (8) or BI-DIME (9) and triethylsilane as theligand and the reducing reagent, respectively. A broad range of chiral tertiary allylicalcohols with various alkyl/aryl substituents bearing furan/pyran rings are synthesizedwith almost perfect enantioselectivity (99% ee) and yield (98%). This reaction has abroad substrate scope and enabled the efficient synthesis of the lignin dehydroxycube-bin and chiral dibenzocyclooctadiene skeletons. Mechanistic studies demonstrated thatthe cyclization is catalysed by a Ni catalyst with a single chiral monophosphine ligand.A simple model has been proposed to rationalize the stereochemical outcome.81

ee©

P

O

ButBut

(8)

P

O

MeO OMe

(9)

A method to directly transform both aromatic and aliphatic aldehydes into esters oramides is developed that uses Ni(Cod)2 as the catalyst and 𝛼𝛼,𝛼𝛼,𝛼𝛼-trifluoroacetophenone(PhCOCF3) as the oxidant in the presence of NHC (N-heterocyclic carbine) ligandsin 1,4-dioxane. Aldehydes act both as the substrate and hydrogen acceptor. Both ben-zophenone and PhCOCF3 show a remarkable enhancement in rate and selectivity forthe ester. Related oxidations typically require excess alcohol, or alcohol as the solvent.Mechanistic data that supports a catalytic cycle involving oxidative addition into thealdehyde C–H bond is presented.82

[NiCl2(dme)] (dme= 1,2-dimethoxyethane) catalyses the asymmetric transfer hydro-genation of hydrazones and other ketimines with formic acid in the presence of theligand (S)-binapine and EtOH and affords the product with 97% ee and full conversion.HCOOH and EtOH act as hydrogen surrogates. In alcoholic solvents the reaction is muchfaster than in aprotic solvents. DFT study suggests that the nickel/binapine catalyst uses

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122 Organic Reaction Mechanisms 2015

shape complementary and weak attractive interactions to effect asymmetric induction,instead of conventional steric repulsion.83

ee©An air- and moisture-stable Ni(II)(IPr)(g1-Cp)(g5-Cp) complex (10), which acts as

an effective precursor for generating catalytically active Ni(0) species, proved to be aneffective pre-catalyst for the dehydrogenative silylation of various aryl and alkyl alcoholswith hydrosilanes (HSiEt3) in toluene, giving the corresponding silyl ethers in 59–99%isolated yields. Time course studies revealed that the reaction has an induction period,during which the Ni(II) complex gets reduced to catalytically active Ni(0) species.84

Pri

N

Pri

Pri

Pri

N

Ni

(10)

Copper, Silver, Gold, and Thallium

The kinetics of oxidation of myo-inositol (INOS) by diperiodatocuprate(III) (DPC)in alkaline medium is first order in DPC and less than unit order in INOS. The rateincreases with the OH− ion concentration. The rate decreases with increase in IO4

ion and ionic strength and with decrease in the dielectric constant of the medium. Theactivation parameters with respect to the slow step of the mechanism are determined.85

The oxidation of captopril (a sulfur-containing drug) by alkaline DPC to captoprildisulfide as major product, with trace amount of l-proline, is first order each in DPCand captopril. The rate is retarded with increasing OH− and IO4

− concentration. Thereaction constants of the various steps of the mechanism were evaluated and used toregenerate experimental first-order rate constants for various experimental conditions.86

The alkaline oxidation of butylamine and isobutylamine by DPC is pseudo-first-orderin DPC and 1< nap < 2 in the reductants. kobs decreases with increase in [IO4

−] and[OH−]. The reaction exhibits a negative salt effect, and the rate for isobutylamine exceedsthat for butylamine.87

The [Cu(CH3CN)4]PF6/ligandN,N′-di-t-butyl-ethylenediamine system with dimethy-laminopyridine or N-methylimidazole additives in CH2Cl2 is the catalyst for aerobicoxidation of primary and secondary alcohols (R1CHOHR2, R1, R2 = alkyl, allyl, aryl,and heteroaryl) without an external N-oxide co-oxidant. This system works withoutTEMPO at ambient pressure and temperature, and displays a unique reactivity for thesynthesis of aliphatic ketones from non-activated secondary alcohols (secondary alco-hols are challenging substrates for catalytic aerobic systems).88

Computational calculations have been applied to investigate the mechanism of tri-fluoromethylation of iodobenzene with well-defined N-heterocyclic carbene-supported

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3 Oxidation and Reduction 123

CuI trifluoromethyl complexes. Four proposed reaction pathways, namely (a) 𝜎𝜎-bondmetathesis, (b) concerted oxidative addition–reductive elimination (OARE), (c) iodineatom transfer, and (d) single-electron transfer, were computed by DFT. The results indi-cate that the OARE mechainism is the favoured one and that the trifluoromethylation mayinvolve concerted Ar–X oxidative addition to the Cu(I) centre as the rate-determiningstep.89 Azabicyclo[3.1.0]hexane derivatives have been synthesized by direct oxidativecoupling of arylmethyl ketones and maleimides in the presence of a copper catalystCuI/bipy or 4,4′-t-butyl-bipy, and di-t-butyl peroxide as the oxidant in chlorobenzene;the best yield was 72% at 110 ∘C. The dehydrogenative annulation involves a doubleC–H bond functionalization at the 𝛼𝛼-position of the ketone.90

An efficient CuI-catalysed C(sp3)–H oxidative cross-coupling of propiophenones withacetophenones in DMSO and in presence of AcOH with molecular oxygen as the oxi-dant has been developed. The addition of the radical scavenger TEMPO shuts down thereaction completely, indicating that a radical pathway might be involved. The desiredproducts are obtained in high yields from the reactions of propiophenones with 2-oxo-2-arylacetic acids, which were produced from the oxidation of acetophenones.91

An aerobic CuI-catalysed intramolecular dehydrogenative amidation of unreactiveC(sp3)–H bonds of aliphatic acid derivatives in a mixture of benzonitrile-o-xylene (3:2)in the presence of Na2CO3 at 140 ∘C using O2 as the oxidant has been reported to giveyields up to 98%.92

An efficient one-step CuCl-catalysed intramolecular alkoxylation of purine nucleo-sides in DMF with di-t-butyl peroxide (DTBP) as the oxidant results in the synthesisof 5′-O,8-cyclopurine nucleosides in yields up to 90%. The reaction proceeds welleven in the gram scale.93 A study of the substrate scope in CuCl2-catalysed andchloroacetate-promoted selective oxidation of heterobenzylic methylenes with molec-ular O2 (oxidant) shows that various N-heterocyclic compounds are converted intothe corresponding ketones with high selectivity and good to excellent yields. TheN-heterocyclic compounds and ethyl chloroacetate work synergistically to activateC–H bonds in the methylene group, which results in the easy generation of free-radicalintermediates, thus leading to the corresponding ketones in good yields.94

The oxidative dealkylation of 2,4,6-tri-t-butylphenol with O2 catalysed by Cu(II) com-plexes of the N-octylated bisbenzimidazolyl ligand is pseudo-first-order in the catalystand the substrate; a reactive Cu(II)-dioxygen species carries out the oxidation to 2,6-dit-butylbenzoquinone and 4,6-di-t-butylbenzoquinone via a phenoxyl radical species. Thep-quinone is formed threefold faster than the o-quinone, and a possible alternate pathwayfor the former is supported by the isolation of an intermediate 4,4′-peroxybis(2,4,6-tri-t-butyl)cyclohexa-2,5-dienone species and its structural characterization. Externallyadded acetate anion increases the rate of reaction by 22 times, which is attributed to thelarger concentration of the phenoxyl radical formed.95

An efficient oxidative coupling reaction of benzylic compounds and 1,3-dicarbonylswith O2 is catalysed by DDQ and NaNO2 in the presence of HCOOH acid and MeNO2as solvent. The system shows high efficiency and the coupling products are obtained ingood to excellent yields.96

The Cu2+-ion-catalysed and un-catalysed [PtCl6]2− oxidation of l-asparagine (Asn)to 𝛼𝛼-formyl acetamide, NH4

+ ion, and CO2 in aqueous H2SO4 medium are first order

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124 Organic Reaction Mechanisms 2015

in oxidant and less than unit order in H+ ion. The order in Asn decreases from 1 in theun-catalysed path to <1 in the catalysed one. The catalysed path is first order in Cu2+

ion. Increasing the ionic strength and dielectric constant decreases the oxidation rates.97

A variety of 2-benzylindoles have been obtained directly, in moderate to good yields,by Cu(OAc)2-catalysed regioselective cross-dehydrogenative coupling (CDC) of N-(2-pyrimidyl)-indoles with arylmethanes using DTBP as oxidant and benzaldehyde as aneffective additive at 120 ∘C.98

A catalyst generated in situ from the system Cu(OAc)2⋅H2O/chiral (R)-BINAP/polymethyl hydrosiloxane has been investigated for the asymmetric reduction ofaromatic ketones to (R)-1-aryl ethanols in up to 99% yield and 93% ee in air atmospherein the presence of a MeOH/NaOH mixture. The electronic effect and steric hindranceof the substituents on the aromatic ring have an interesting influence on both the yieldsand enantioselectivities of the asymmetric hydrosilylation, for which a mechanism hasbeen proposed.99

The Cu(OAc)2⋅H2O-catalysed enantioselective oxygen atom transfer from racemicDavis’ oxaziridine (11) to N-Boc-3-phenyl-2-oxindole (12) in Et2O in the presence of(13) provides 3-aryl-3-hydroxy-2-oxindole derivatives (14) with moderate enantioselec-tivity (96% ee) and 85% yield. X-ray crystallographic analysis of the isolated Cu(II)complex reveals its N,N,O-tri dentate coordination, which enables effective catalyticactivity.100

ee©

O

NH

Ts

+

N

Boc

O

(11)

(12)

N

Boc

O

(13)

HO OH

N

N

Me

Me

(14)

A Cu(OAc)2-catalysed oxidative esterification of ortho-formyl phenols with RCHO(R= aromatic or aliphatic) using aqueous TBHP as oxidant yields esters in moderateto good yields. The labile formyl group remains intact under oxidative conditions andcan be further transformed into various useful products. The environmentally friendly

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3 Oxidation and Reduction 125

benzylic alcohols are suitable substitutes for aldehydes in the reaction. The methodprovides an alternative protocol for classical esterification reactions.101

Cu(OAc)2 is the catalyst of choice in the presence of the oxidant DTBP and KIas additive in the cross-dehydrogenative coupling reactions of coumarins with cyclicethers and cycloalkanes, affording a variety of C(3) functionalized coumarins bearingthe C(sp2)–C(sp3) bond in moderate to excellent yields (80%). 6-Methyl coumarinreacts with all of the tested cycloalkanes to form products with excellent yields. Theconversion is proposed to proceed via a radical process.102

Investigation of Cu(OAc)2-catalysed C–C bond cleavage of primary propargylalcohols, in presence of the radical scavanger TEMPO, additive morpholine, and O2as oxidant, has established that hemiaminal intermediates result from the nucleophilicaddition of amines to the initially formed aldehydes. Hemiaminals are known toundergo both 𝛽𝛽-hydrogen elimination and the C–N bond cleavage; however, in this casethe less polar C–C bond is cleaved to generate the alkyne–copper intermediate andthe N-formyl amine. The addition of azides to the reaction mixture demonstrated gooddealkynylation conversion efficiencies for aromatic, aliphatic, and silyl-substitutedpropargyl alcohols.103

The Cu(OAc)2-catalysed direct alkynylation of un-activated (hetero)aryl C–H bondsin (15) with TIPS-alkynes (16) (TIPS= triisopropylsilyl) in the presence of Ag2CO3and bases Et3N and Na2CO3 in dioxane produces the desired alkyne (17) under aerobicconditions (Scheme 1). Deprotonation of the terminal alkyne is facilitated by Et3N. Themaximum yield of (17) under specific optimized condition is 90%. The directing PIPgroup (18), derived from 2-(pyridine-2-yl)isopropylamine, is removed under mild con-ditions. The TIPS group, essential for the protocol, is easily removed by the treatmentwith tetra-n-butylammonium fluoride to produce the terminal alkyne, which serves as aversatile handle for further synthetic elaboration.104

(15)

HH

N

O

PIP

+

TIPS

H

(17)

H

N

O

PIP

TIPS

N

(18)

PIP =

(16)

Scheme 1

The CuBr-catalysed cascade sp3 C–H bond oxidative functionalization of2-ethylazaarenes in DMF and isonitrile with persulfate ion as oxidant has beendeveloped. The two different sp3 C–H bonds in 2-ethylazaarenes are selectivelyoxidized and four new types of bonds (=C=O, C=N, C–C, C–O) are constructed inone operation. Starting from simple substrates and nitro source, this reaction providesan efficient approach to produce new kinds of isoxazolines.105

A CuBr2-catalysed CDC of N-arylacrylamides with chloroform using t-butylperoxy-benzoate (TBPB) as oxidant gives trichloromethylated oxindoles in 87% yield and

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126 Organic Reaction Mechanisms 2015

regioselectivity. This reaction should proceed by the cascade addition of ⋅CCl3 radicals,C=C addition, and aryl cyclization.106

A CuCl-catalysed oxidative coupling of ethers and salicylaldehydes with TBHP as theoxidant forms a diverse library of acetals in 92% yield without affecting the adjacent sen-sitive formyl group, which remains intact under experimental conditions. The reactionoccurs without a ligand or an additive, and proceeds through a radical pathway.107

An efficient CuBr-catalysed aerobic oxidative dicarbonylation of indoles in toluene(solvent) and pyridine (base) using 𝛼𝛼-carbonyl aldehydes affords various C(3) indole-substituted 1,2-diketones in good to excellent yields.108

The Cu2O-catalysed cycloalkylation–peroxidation strategy is developed via a three-component reaction involving cycloalkanes, TBHP, and internal conjugated alkenespossessing electron-withdrawing groups (EWGs). This process installs C–O and C–Cbonds via sp3 C–H functionalization with concomitant generation of two stereocentres.This regioselective radical addition to a coumarin system is opposite to that of styrene.Treatment of 3-acetylcoumarin with TBHP in decane catalysed by Cu2O and in thepresence of cyclohexane gives the best yield (60%) of the product.109

The possibility of the formation of the bis-𝜇𝜇-oxido dicopper intermediate in theO2 oxidation of Cu(I)-PPN (PPN= 2-(diethylaminoethyl)-6-phenylpyridine) andsubsequent hydroxylation of the pendant phenyl group is investigated by studyingthe similar oxidation of the Cu(I)–BDED complex (BDED=N′-benzylidene-N,N-diethylethylenediamine), which has the same basic structural features and is oxidizedto salicylaldehyde in good yields. The underlying reaction mechanism for the PPNcomplex is studied by DFT, and the results for representative stationary points alongreaction paths of the BDED complex reveal a closely related mechanistic scenario. Theresults demonstrate a new, facile synthetic way to introduce OH groups into aromaticaldehydes.110

Copper(I) complexes of tripodal ligands (19)–(21), featuring three differentN-heterocyclic donor units, not only act as catalysts for the oxidation of NaDTBP(sodium 2,4-di-t-butylphenolate) with O2 to give mainly the corresponding catecholateand quinone (Q) but also cleave the resulting catecholate in a dioxygenation reaction.The copper species responsible for the monooxygenation is initially formed from 19OTf/NaDTBP/O2 (OTf=CF3SO3

−). The copper species responsible for dioxygenation

N N

O

N NMe

Me

Me

(19)

N

N

Me

OMe

N

NMe

(20)

N N

N

NMe

Me Me

Me

NO

Me

Me

(21)

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3 Oxidation and Reduction 127

is formed thereafter and consumes Q as substrate. Hence, the complexes show not onlymonooxygenase but also dioxygenase activity, thereby mimicing product formation bytwo enzymes.111

3+ 2-Cycloaddition/oxidation of organic azides with nitro-olefins, catalysed byCu(OTf)2, in DMF/AcOH and oxidized by air, affords NO2-substituted 1,2,3-triazoleswith high regioselectivity in good to excellent yields. The reaction involves the lossof two hydrogens instead of HNO2 for nitro-olefins and tolerates a broad rangeof functional groups. The potential viability and generality of this reaction for theconstruction of various 4-amino 1,2,3-triazoles may be anticipated (reduction of theNO2); derivatives such as 4-amino 1,2,3-triazoles are already known to increase potencyas antibacterial agents.112

The synthesis of a broad range of quinolones promoted by the Lewis acid Cu(OTf)2,which acts as oxidant, is achieved in a single step by reacting various benzylic azideswith internal alkynes under neutral reaction conditions in MeNO2. The protocol, whichhas a broad substrate scope with improved yields and excellent regioselectivities,has been applied to the synthesis of biologically active 6-chloro-2,3-dimethyl-4-phenylquinoline (antiparasitic agent) and 3,4-diphenyl quinolin-2(1H)-one (p38𝛼𝛼MAPkinase inhibitor). A plausible reaction mechanism involves rearrangement of benzylicazide to N-arylimine (Schmidt reaction) followed by intermolecular 4+ 2-cycloadditionwith internal alkynes.113

The kinetics of Ag(I)-catalysed oxidation of phenethyl alcohol by PDP (PDP=peroxodiphosphate) in aqueous HNO3 is first order in PDP and fractional order inAg(I). The rates, which increase in the order –NO2 < –Cl< –H< –CH3 < –OCH3 ofpara-substituted phenethyl alcohols, follow a Hammett correlation. The correlationbetween enthalpies and free energies of activation is reasonably linear with an isokinetictemperature in the range 425–432 K. Ea increases with the substitution of EWGs butdecreases when electron-releasing groups are substituted on the benzene ring.114

The kinetics of Ag(I)-catalysed oxidation of l-ascorbic acid (H2A) by PDP in acetatebuffers are independent of the substrate concentration. A plausible catalytic redox cycleinvolving Ag(I)/Ag(II) has been suggested; the presence of Ag(II) is confirmed by theaddition of 2,2′-bipyridyl when a brown-orange color of the Ag(bipy)2 complex of tran-sient life time is observed.115

Oxidative alkenylation of benzamides and acetanilide with ethyl acrylate, catalysedby the Cp*Co(CO)I2 complex (M), is reported to access the desired product in up to93% yield using AgOAc as the oxidant in the presence of AgSbF6 as the additive andClCH2CH2Cl as the solvent (Cp*= pentamethylcyclopentadienyl).116

The oxidation of l-asparagine (Asn) by bis(hydrogenperiodato)Ag3+ ion([Ag(HIO6)2]5−) in aqueous alkaline media is first order in Ag3+ and Asn. Thesecond-order rate constants k2 increase with OH− but decrease with increasing[IO4

−]tot. The mechanism is proposed to feature two pre-equilibria, which lead toan intermediate complex [Ag(HIO6)(Asn)(OH)]3− that breaks down in two parallelrate-determining steps, being independent and dependent on OH−, respectively.117

Correlation between structure and reactivity is studied in the oxidation of substitutedbenzyl alcohols to corresponding benzaldehydes by tetrakis(pyridine) silver dichromate(TPSD) in DMSO. The effect of the solvent is analysed using Taft and Swain’s

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128 Organic Reaction Mechanisms 2015

multiparametric equations.118 The results of a combined DFT and experimental studyof the mechanism of Ag2CO3-catalysed isocyanide–alkyne cycloaddition in dioxane(solvent) indicate that it is a multi-catalysed radical process. The catalyst servesas a base for the deprotonation of isocyanide and as oxidant to initiate the initialformation of the isocyanide radical. Isocyanide and dioxane regenerate the radicalfor the next catalytic cycle after the cycloaddition between the isocyanide radical andsilver acetylide and simultaneously complete the protonation. The solvent dramaticallyimproves the reaction activity by stabilizing the transition-state structures via Ag· · ·Ocoordinations and C–H· · ·O hydrogen bonds in Ag-containing processes as well as amuch more efficient H-shift than in the substrate/water-assisted and direct cases.119

The oxidation of vitamin B6 (pyridoxine hydrochloride) by diperiodatoargentate(III)(DPA) to pyridoxinal in aqueous alkaline medium is first order in DPA, whereas theorder with respect to vitamin B6 and OH− ion changes from first order to zero order asthe concentrations of vitamin B6 and OH− ion are increased. A mechanism involvingcomplex formation between DPA and vitamin B6 is proposed.120

The oxidation of vitamin B6 by DPA, catalysed by Ru(III), in alkaline medium isfirst order in DPA and the apparent order in vitamin B6, Ru(III), and OH− ion is lessthan unity. The first order changes to zero order as the concentrations of vitamin B6 andOH− are increased. The reaction in alkaline medium proceeds via a Ru(III)–vitamin B6complex, which further reacts with 1 mol of DPA in the rate-determining step to give theproduct.121

A new synthetic route to medium-sized azepine and benzazepine derivatives, in yieldsup to 98%, involves highly regio- and chemo-selective oxidative ring expansion of2-alkynyl-1,2-dihydropyridines or -quinolines by using pyridine-N-oxide as the oxidantand PPh3AuNTf2 as the catalyst in toluene at 50 ∘C. The ring expansion proceedsthrough exclusive 1,2-migration of a vinylic group (C–C bond) without competing1,2-H and 1,2-N migration. DFT studies indicate that the reaction proceeds through theformation of a cyclopropyl gold intermediate, and no gold carbene species is involved.122

3-Coumaranones have been synthesized by the oxidation of o-ethynylanisoles with 8-isopropyl quinoline N-oxide in methanesulfonic acid (MsOH) using BrettPhosAuNTf2,(NTf2 = bis(trifluoromethylsulfonyl)amide) (22) as the catalyst in 1,2-dichloroethane(DCE) at room temperature. An isolated product yield of 86% is attained by maintaining

MeMe

Me

Me

PCy

AuNTf2

Cy

OMe

MeOMe

Me

(22)

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3 Oxidation and Reduction 129

the oxidant in slight excess of MsOH. The method was used to synthesize the naturalproduct sulfuretin. A plausible mechanism for the reaction is consistent with results ofa DFT study.123

The possibility that cationic gem-diaurated complexes [(Ph3P)2Au2Ph]+ (A), [(Ph2P)2CH2)Au2Ph]+ (B), and [(Ph2PCH2)2)Au2Ph]+ (C) can themselves directly facilitateC–C bond-forming reactions with allyl halides CH2=CHCH2X (X=Cl, Br, and I) inthe gas phase has been examined. The significant finding is that the ligand plays a piv-otal role in promoting C–C bond coupling: that is, while (A) does not undergo C–C bondcoupling with the allyl halides, (B) does and (C) reacts only with allyl iodide. DFT cal-culations have been applied to examine the potential mechanism for C–C bond couplingreactions of (B) with each of the three allyl halides.124

The Me4ButXPhosAuCl-catalysed selective oxidation of 4-oxahepta-1,6-diynes with2,6-dichloropyridine 1-oxide in DCE in presence of the additive NaBARF4 proceededsmoothly at room temperature to give the corresponding 2H-pyran-3(6H)-ones (23),chromen-3(4H)-ones (24), and further product (25) via the 𝛽𝛽-gold vinyl cation inter-mediate, which can be trapped by an external N-oxide and internal aryl ring system.125

O R′

R

O

O

(23)

O

R

O

(24) (25)

O

O

Me

Me

The oxidation kinetics of paracetamol by Tl(III) in acid perchlorate medium are firstorder in Tl(III), and is of complex dependence on paracetamol and inverse complexdependence on H ion.126

Quantum-mechanical (QM) calculations demonstrate that Tl(TFA)3 (TFA= trifluoro-acetic acid) oxidizes alkanes via a closed-shell C–H activation mechanism and a metal-alkyl (MR) intermediate functionalization mechanism. The calculations also reveal thatthe low-spin ground state of Tl(III) determines the preference for a closed shell over anopen shell C–H bond oxidation mechanism in Co(TFA)3 oxidation. A comparison oflow-spin Ir(TFA)3 and Tl(TFA)3 for C–H activation and MR functionalization revealsthat the key to the direct oxidation of alkanes by Tl(III) is a moderate barrier for C–Hbond activation that is lower than open-shell pathways, coupled with a very low barrierfor MR functionalization. The QM/(DFT) calculations provide a reactivity model forwhy Tl(TFA)3 promotes alkane C–H bond activation but Hg(TFA)2 does not. The cal-culations also show that Tl(TFA)3 is advantageous over d-block metal trifluoroacetatecompounds as a result of a fast MR functionalization step.127

Cerium, Samarium, Titanium, Cobalt, Vanadium, Tungsten, Rhenium,and Molybdenum

The thermodynamic parameters for the formation of the intermediate [CeOHOx]+

(H2Ox= oxalic acid) and the kinetic parameters in the oxidation of H2Ox by Ce(IV) at

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130 Organic Reaction Mechanisms 2015

pH 0.4–1.1 in sulfuric acid have been determined. The redox process occurs betweenCe4+(SO4)2

− and Ox. The rate law and the reaction mechanism associated with thereaction have been established.128

The kinetics of Ru(III)- and Ir(III)-catalysed oxidation of p-chlorobenzaldehyde top-chlorobenzoic acid by Ce(IV) was studied in the presence and absence of the cationicsurfactant N-cetyl pyridinium chloride (CPC). The rate is much faster for catalysis byRu(III) than by Ir(III) in micellar media. The use of Ru(III)–CPC increased the rate byup to 5000-fold compared to Ru(III) in aqueous media. The micellar effect is explainedon the basis of reverse CPC micelle formation.129

Anhydrous Ce(SO4)2 in chloroform selectively converts oximes to the correspond-ing carbonyl compounds in good yields. The reaction is substituent-dependent withthe Hammett constant 𝜌𝜌=−1.94. The SO4

2− anion is the source of O in the forma-tion of the carbonyl group. It forms a sulfate ester with the N-coordinated oxime, thefragmentation of which leads to CeSO4 and the carbonyl compound. The formation of1-(dinitromethyl)benzene is assumed to be a product of isonitroso hydrogen reactionwith arylaldoximes.130

The kinetics of oxidation of the Schiff base (CHMA2BA= 5-chloro-2-hydroxy-4-methylaceto phenone-2′-bromoanil) with Ce(IV) in aqueous sulfuric acid medium areof first order in Ce(IV) and Schiff base. The formation of a complex between Ce(IV)and the Schiff base is indicated by a linear plot between k1

−1 and [Schiff base]−1 withan intercept on the rate ordinate. A possible mechanism is suggested.131

Oxidation of Schiff base and its kinetics have been studied by Ce4+/Ce3+ redox sys-tems in aqueous sulfuric acid medium. The order of the reaction with respect to Ce(IV)as well as Schiff base is 1. A plot of k1

−1 against the inverse concentration of 5-chloro-2-hydroxy-4-methylacetophenone-2′-bromoanil [CHMA2BA]−1 is linear with an inter-cept on the rate axis, which suggests the formation of an equilibrium complex betweenthe reactants prior to the rate-determining step. The effects of different salts (KCl, NaCl,and NH4Cl), ionic strength, temperature, and solvent on the rate of reaction have alsobeen studied. The thermodynamic parameters ΔE, ΔH, ΔG, and ΔS and the activationenergy ‘A’ were also evaluated for the oxidation process, for which a possible mecha-nism is suggested.132

The general utility of N,N-dimethyl-2-aminoethanol (DMAE) as an additive in SmI2-based reductions is reported. It is found that the SmI2–DMAE system is capable ofreducing a range of substrates including alkyl halides, ketones, lactones, and arenes.Mechanistic studies on anthracene reduction are consistent with the formation of a highlyordered TS.133

The catalyst from the cis-diaminocyclohexane (DACH)-derived salalen ligand (26)and Ti(OPri)4 combines high activity and enantioselectivity and catalyses the asymmet-ric epoxidation of non-conjugated terminal olefins with aqueous H2O2 in presence ofdichloroethane. High yields and enantiomeric excesses (up to 96% ee) are obtained atloadings as low as 0.1–0.5%, and even under solvent-free conditions.134

ee©de©

An expeditious method for the reduction of secondary and tertiary amides to corre-sponding amines by LiAlH4 (LAH) in the presence of TiCl4 and Et2O has been reportedto give good yields without modification of the stereochemistry of the chiral centres.The protocol is extended to the reduction of amides of N-𝛼𝛼-protected amino acid and

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3 Oxidation and Reduction 131

OH

NH

N

HO

R

R = c-hexyl

(26)

aR

(R) (S)

dipeptides to the corresponding 1,2-diamines and diaminoalcohols in high yields andwith retention of configuration at the chiral centres.135

A study of dehydrogenation of dimethylamine borane using different titanocene(III)complexes with 2-phosphinoaryloxide ligands is presented. Complexes Cp2Ti(𝜅𝜅2-O,P–O–C6H4–PR2) (Cp= 𝜂𝜂5-cyclopentadienyl) and Cp*2Ti(𝜅𝜅1-O–O–C6H4–PR2)(Cp*= 𝜂𝜂5-pentamethylcyclopentadienyl) are prepared by reactions of the 2-phosphinophenol ligand with different titanocene sources and fully characterized.Their catalytic activity depends on the steric influence of the cyclopentadienyl ligand,on the coordination mode of the 2-phosphinoaryloxide ligand, and on the solvent used.EPR studies elucidated the fate of the Ti(III) catalyst.136

The kinetics of Co2+-catalysed oxidation of acetamide by the sodium salt ofN-bromo-p-toluenesulfonamide (BAT) in aqueous medium is first order each in BATand acetamide. The dependence on Co2+ is given by k= 1.0× 10−3 + 6.50 [Co2+]. Theoxidation products are AcOH, p-toluenesulfonamide, and nitrogen.137

The oxidation of 1-methyl-2-thiourea (MTU) by [(NH3)5Co(O2)Co(NH3)5]Cl5⋅H2O,abbreviated as Co(O2)Co5+, in aqueous HClO4 has the empirical rate law −d[Co(O2)Co5+]/dt= k2[Co(O2)Co5+] [MTU] with k2 = (2.65± 0.15)× 10−2 dm3 mol−1 s−1

at 31.0± 1.0 ∘C. The products are the corresponding urea derivative, molecular oxygen,and Co(II). The reaction is catalysed by the added anions, and the rate increases withincrease in the ionic strength of the reaction medium.138

An efficient Co(OAc)2-catalysed intramolecular C–O bond formation has beenachieved via cross-CDC of acids with an (sp3)C–H bond, using oxygen as the terminaloxidant. The protocol requires the use of MeCN as the solvent and (d,l)-tyrosine as theadditive to achieve a 90% yield at room temperature. This strategy allows convenientaccess to a series of ring-fused dihydro-benzoxazinones and its derivatives.139

The hydroboration of terminal alkynes with HBPin (Pin= pinacolate), catalysed bythe Co catalyst (27), results in vinylboronate esters in high yield and (Z) selectivity. Amechanism, based on isotopic labelling and stoichiometric studies as well as the iso-lation of the intermediates, supports the selective insertion of an alkynylboronate esterinto a Co–H bond. The identity of the imine substituents dictates the relative rates ofactivation of the Co pre-catalyst with HBPin or the terminal alkyne and is responsiblefor the stereochemical outcome of the catalytic reaction.140

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132 Organic Reaction Mechanisms 2015

N Co N

N Me

Cy

Me

Me

(27)

The combination of Co(BF4)2⋅6H2O with a tridentate phosphine ligand is reported tocatalyse the reduction of a wide range of esters and carboxylic acids under relativelymild conditions (100∘C, 80 bar H2) with a TON of up to 8000.141

A study of the dispersion–correlation hybrid DFT on three LCo(N2)-catalysed(L=meridional bis-phosphinoboryl) reactions, namely (a) hydrogenation of styreneusing H2, (b) dehydrogenation of amine-borane, and (c) transfer hydrogenationof styrene, suggests that LCo(H)2 is the active species which gets deactivated byforming a hydrido-borane cobalt tetrahydridoborate complex in the reaction involvingamine-borane. The deactivation happens through an SN2-type nucleophilic attack bythe LCo(H)2 on amine-borane. The rate-determining barriers for both the dehydro-genation of amine-borane (NMe2H–BH3) and the transfer hydrogenation of styreneby amine-borane are higher than that of the hydrogenation of olefin using H2(g). Theactive catalytic species is LCo(H)2.142

The hydrogenation of esters by H2 in THF in presence of NaHBEt3 and t-BuOK tothe corresponding alcohols in high yield is catalysed by a PNNH-based cobalt pincercomplex (28). The proposed mechanism (Scheme 2) involves enolate intermediates, thussuggesting selectivity for enolizable esters.143

(28)

N

P

But

N CoH ButCl Cl

ButR1

O R2

O t-BuOKR1

O R2

O−K+

+ t-BuOK

H2 (28)

R1

O R2

O K+−

R2CH2CHO

R2CH2CH2OH

+R1O

t-BuOK + R1OH

−K+

Scheme 2

Oxidations of d-xylose,144 maltose catalysed by Ag+ ion,145 and d-ribose catalysedby Ir3+ ion146 in HClO4 medium followed first-order dependence on substrates and on

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3 Oxidation and Reduction 133

the oxidant V(V). The reaction rates increased with [H+]. The rate of xylose oxidationis increased by the Ir3+ ion and ionic strength but retarded by SO4

2− and HSO4− ions.

The negative values of ΔS‡ in each case are considered to be indicative of an ordered,activated complex and highly solvated TS.

Vanadium(V) oxidation of o-, m-, and p-Me-substituted phenoxy acetic acidhydrazides to the corresponding aryloxy acetic acids in sulfuric acid indicated thatthe reaction rate decreased with the hydrazide concentration and decreasing dielectricconstant but increased with the acid concentration. A complex formed between thereactants decomposes to give products via a one-electron transfer process with free-radical intervention. The negative values of the entropy of activation are considered tosupport the proposed mechanism.147

[MnV13O38]7− (13-vanadomanganate(IV) in acetate buffer; (pH 3.25–4.30) oxidizes2-mercaptoethanol to 2-hydroxyethyl disulfide and is itself reduced to VO2+ in amulti-step process. The kinetics of conversion of the oxidant to an intermediateone-electron-reduced form, which is the first step of the mechanism, has been mea-sured; the intermediate is metastable in the pH range studied and decomposes intosmaller oligomers, which are further reduced to free vanadyl ions. The 13th V(V) ispreferentially reduced first by one-electron reductant, whereas the caged Mn(IV) is notreduced first. The oxidant seems kinetically more active when mono-protonated.148

The kinetics of oxidation of hydroquinone (hq) and catechol (cc) by the heteropoly10-tungstodivanadophosphate anion, [PVVVVW10O40]5− in aqueous acidic medium hasbeen studied. The reactions at constant [H+] are first order in the oxidant and hq butshows Michaelis–Menten kinetics with cc. The rate is insensitive to [H+] in the pHrange 1.2–1.7. The lower rates for deuterated hq and cc in D2O indicates breaking of the–OH bond in the rate-limiting step. Based on the observed kinetic isotope effect (KIE)and calculated ground-state free energy change (ΔG0) values, a hydrogen atom transfermechanism is suggested for the reaction. The self-exchange rate constant of the oxidant(VVVIVOH/H⋅) in acetonitrile was evaluated by applying the Marcus equation.149

The H2O2 oxidation of N,N-dimethylaniline to N-oxide, catalysed by oxovanadium(IV)-salen ion, follows Michaelis–Menten kinetics, and the electron-donating groups inthe substrate as well as in the salen ligand accelerate the rate. The Hammett constant 𝜌𝜌has a negative value. The substituent effect is accounted for in terms of rate-determiningbond formation between the peroxo bond of the oxidant and the N-atom of the substratein the TS. Trichloroacetic acid (TCA) catalysed the reaction enormously. The percentageyield of the product becomes excellent in the presence of TCA.150

VO(acac)2-catalysed oxidative coupling of substituted 2-arylimidazo[1,2-a]pyridinesin dioxane to N-methylmorpholine oxide, which acts both as a coupling partner and anoxidant, has resulted in yields up to 90%. Mechanistic investigations indicate that thereaction may proceed via a Mannich-type process. This work demonstrates how oxida-tive aminomethylation can be used as a useful method to introduce tertiary amines intoheterocycles, thus providing an alternative method to the conventional Mannich-typereactions.151

[ReBr(CO)3(thf)]2-catalysed (thf= tetrahydrofuran) dehydrogenative borylation ofprimary and secondary C(sp3)–H bonds in toluene directed by a pyridyl group resultsin high product yield and H2 as the sole by-product even in the absence of any oxidant,

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134 Organic Reaction Mechanisms 2015

external ligands, additives, or a H2 acceptor. High atom efficiency and simple reactionconditions are features of the transformation. A deuterium-labelling study revealed thereversible nature of C–H activation under the present catalytic cycle.152

A dehydrogenative olefination of C(sp3)–H bonds is achieved by merging the catalystRe2(CO)10 with an alanine-derived hypervalent iodine(III) reagent (29). In the specificreaction between an alkene and 1,4-dioxane, the isolated yield of the product 2-(4-t-butylstyryl)-1,4-dioxane (30) is 66%, while the isolated yield of the reduced product,(S)-methyl 2-(2-iodobenzamido)propanoate (31), is 96%. It is concluded that cyclic andacyclic ethers, toluene derivatives, cycloalkanes, and nitriles are all alkenylated in aregio- and stereo-selective manner. It is assumed that the initial C(sp3)–H activationoccurs through a radical H-abstraction pathway.153

(29)

NI CO2MeOAc

Me

O

(30)

O

O

But

(31)

HN

I

OMe

O Me

O

A generalized route for organic hypervalent iodine(III) (29)-catalysed hydroxylationof aromatic and aliphatic boronic acids/esters to diversely functionalized aromatic andaliphatic alcohols is achieved in MeCN–H2O using NaIO4 as a co-oxidant in the pres-ence of PhI. The reaction proceeds even in an inert environment. Mechanistic studiesreveal that in the presence of hypervalent iodine, the arylboronic acid (an electron-demanding moiety) acts as a nucleophile for hydroxylation reactions.154

The kinetically important role of water as a co-catalyst in MeReO3-catalysed epox-idations is investigated in aqueous acetonitrile by combining kinetic measurements,DFT calculations, proton inventory experiments, and kinetic simulations. The individualepoxidation steps are weakly accelerated by water, and involve the catalytically activeperoxo complexes CH3ReO2 (𝜂𝜂2-O2) (A) and CH3ReO (𝜂𝜂2-O2)2(H2O) (B). The primaryeffect of water, in aqueous acetonitrile, on catalytic epoxidation arises from its acceler-ation of proton transfer from coordinated H2O2 to oxo ligands of MTO and A, and tothe hydroxo ligands of the corresponding 𝜂𝜂1-hydroperoxo intermediates. Computationalresults show that uncoordinated H2O molecules H-bond with peroxo ligands in A andB. Proton transfer from weakly coordinated H2O2 to the oxo ligands of MeReO3 andA is mediated by H2O molecules. Proton inventory experiments suggest that two watermolecules participate directly in the rate-determining proton transfers. Kinetic simu-lations confirm that water acceleration of catalytic epoxidation arises primarily from[H2O]-catalysed formation of the active peroxo species, altering the Re speciation.155

The catalytic activity of several oxo-rhenium complexes, [ReOX2(L) (PPh3)](X=Cl,Br), containing different heterocyclic ligands (32–34), is investigated in the reduction ofcarbonyl compounds using phenylsilane as reducing agents, in refluxing THF under airatmosphere, followed by deprotection of the resulting silyl ether with TBAF to afford thecorresponding alcohol. The catalytic system PhSiH3/[ReOBr2(hmpbta)(PPh3)] proved

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3 Oxidation and Reduction 135

to be the best. This system is applicable to the reduction of a large variety of aldehydes,producing the corresponding primary alcohols in good to excellent yields and goodchemoselectivity.156

NN

N

Me

OH

Hhmpbta

(32) (33)

Y

N

HO

Y = S, O, NH

(34)

N

R

OH

O

R = H, OMe

Methyltrioxorhenium(VII) (35)-catalysed highly chemo-, regio-, and stereo-selectivedihydroxylation of 1,2-allenylic diphenyl phosphine oxides in the presence of dichloro-methane using hydrogen peroxide as the oxidant is described. The method providesan effective pathway for the synthesis of 𝛽𝛽-carbonyl-𝛾𝛾-hydroxyl diphenyl phosphineoxides as the only product. Based on chirality transfer experiments and electrosprayionization mass spectrometry (ESI-MS) studies of 18O-labelled products, the major reac-tion pathway is proposed to proceed via regioselective epoxidation of the electron-richcarbon–carbon double bond and a subsequent intermolecular nucleophilic attack of awater molecule on the in situ formed epoxide via neighboring group participation (NGP),followed by a rearrangement.157

O Re O

O

O

O

Me

H2O

(35)

Platinum and Iridium

The hydrogenation of 3,4-dichloronitrobenzene (3,4-DCNB) and 3,4-dichloro-N-phenylhydroxylamine (3,4-DCPHA), carried out under static conditions over aplatinum catalyst on a porous support, is studied in the presence of pyridine. Theeffect of the inhibitor (small admixtures of pyridine) on the dehalogenation of 3,4-dichloroaniline (3,4-DCA) shows that pyridine significantly decreases the rate ofdehalogenation because pyridine competes with both chloroaniline and hydrogen.The kinetic data on the consumptions of 3,4-DCA, 3,4-DCPHA, and 3,4-DCNB areevidence that their hydrogenation in the presence of pyridine is satisfactorily describablein terms of the concept of reaction inhibition, which confirms the applicability of theapproaches used in enzyme catalysis.158

A PtCl42−-catalysed terminal-selective C(sp3)–H oxidation of protonated aliphatic

amines using CuCl2 as the oxidant in presence of H2SO4 with the highest TONs andselectivity is described. Protonation of the amine is critical because it renders the

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136 Organic Reaction Mechanisms 2015

substrates water-soluble, and prevents deactivation of the catalyst/oxidant by aminebinding. And the inductive electron-withdrawing ammonium cation electronicallydeactivates the proximal C–H bonds, resulting in high selectivity for terminal C(sp3)–Hsites that are remote to nitrogen. The method is effective for the terminal-selectiveC(sp3)–H oxidation of a variety of primary, secondary, and tertiary amines.159 DFTcalculations for Pt-catalysed reduction of amides with 1,2-bis(dimethylsilyl)-benzene(BDSB) suggest that the platinum-catalysed hydrosilylation of the C=O bond proceedsvia a H2PtIVSi2 intermediate and that the catalytic cycle is initiated by the insertionof the amide C=O bond into the Pt–H bond (Chalk–Harrod mechanism). This inser-tion occurs readily because a Pt–H bond of H2PtIVSi2 is highly activated by strong𝜎𝜎-donation from the silyl groups. Further studies have revealed the mechanisms ofreductive deoxygenation, which proceed via a Pt(II) hydride-silyl intermediate havinga characteristic bicyclic structure.160

The PtCl62− oxidation of l-asparagine (Asn) to 𝛼𝛼-formyl acetamide, NH4

+ ion, andCO2, catalysed by Ag+, Pd2+, Cr3+, and Zr4+ (transition metals), in H2SO4 is first orderin PtCl6

2− but orders with respect to Asn, H2SO4, and transition metals are less thanunity. The rate decreased with increasing ionic strength and dielectric constant. The cat-alytic order is Ag+ >Cr3+ > Pd2+ >Zr4+. Electron transfer is facilitated by the adductsbetween the transition metal and the carboxylate oxygen on Asn. The uncatalysed oxida-tion by Pt(IV) takes place by an inner-sphere mechanism in which, following substratebinding, the Pt(IV) is reduced to Pt(II) in a one-step two-electron transfer process.161

Hydrogenation of CO2 catalysed by Ir complexes bearing N,N-bidentate ligandsis reported. The catalytic performance is enhanced by a ligand containing hydroxygroups as proton-responsive substituents, by an electronic effect of the oxyanions anda pendent-base effect through secondary coordination sphere interactions. In partic-ular, [(Cp*IrCl)2(TH2BPM)]Cl2 (TH2BPM= 4,4,6,6-tetrahydroxy-2,2-bipyrimidine)promotes the catalytic hydrogenation of CO2 in basic water. Newly designed com-plexes with azole-type ligands have also been applied to CO2 hydrogenation andfound to have much higher catalytic efficiencies than the unsubstituted bipyridinecomplex [Cp*Ir(bpy)(OH2)]SO4. Furthermore, the introduction of one or morehydroxy groups into ligands such as 2-pyrazolyl-6-hydroxypyridine, 2-pyrazolyl-4,6-dihydroxypyrimidine, and 4-pyrazolyl-2,6-dihydroxypyrimidine enhance the catalyticactivity. Hence, the incorporation of additional electron-donating functionalitiesinto proton-responsive azoletype ligands is effective for promoting further enhancedhydrogenation of CO2.162

DFT calculations are performed to elucidate the mechanism of the dehydrogenativeoxidation of various primary alcohols (or 𝛼𝛼-hydroxy carboxylic acids) and the dehydro-genative coupling of alcohols with ammonia catalysed by the same water-soluble Cp*Ircomplex bearing a 2-pyridonate-based ligand (A-Ir). Another two new catalysts A-Rhand A-Os are computationally designed for the dehydrogenative oxidation of alcohols.The plausible pathway for alcohol dehydrogenation includes three steps: (i) alcohol oxi-dation to aldehyde; (ii) the generation of dihydrogen in the metal coordination sphere;(iii) the liberation of dihydrogen accompanied by the regeneration of active catalyst A.Among these, step (i) follows a bifunctional concerted double hydrogen transfer mech-anism rather than 𝛽𝛽-H elimination, and for step (ii) the energy barriers involving the

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3 Oxidation and Reduction 137

addition of one or two water molecules are higher than that in the absence of water.These results also confirm that A-Ir can be applied in the dehydrogenation of various 𝛼𝛼-hydroxy carboxylic acids by a similar mechanism. A-Ir is also efficient for the couplingreactions of various primary benzyl alcohols with ammonia to afford amides.163

The mechanism of imine reduction by formic acid, catalysed by Ir-catalysts (36) and(37) that have only one coordination site (iridicycle catalyst), is investigated by DFT,NMR spectroscopy, and kinetic measurements. The NMR and kinetic studies suggestthat the transfer hydrogenation is turnover-limited by the hydride formation step. DFTcalculations reveal that hydride formation between (36) or (37) and formate probablyproceeds by an ion-pair mechanism, whereas the hydride transfer to the imino bondoccurs in an outer-sphere manner. In the gas phase, in the most favourable pathway, theactivation energies for hydride formation and transfer steps are calculated. Introducingone explicit methanol molecule into the modelling alters the energy barrier significantly.DFT investigation further shows that methanol participates in the TS of the turnover-limiting hydride formation step by hydrogen-bonding to the formate anion and therebystabilizing the ion pair.164

(36)

N Ir

CN

Me

MeO

Cl

Me Me

MeMe

Me

(37)

HN Ir

H

Cl

Me Me

MeMe

Me

The molecular structure of the prepared unbridged biscarbene [Ir(cod)(MeIm∩Z)2]+

complexes (∩Z= pyridine-2-ylmethyl) having functionalized N-heterocyclic ligandsfeaturing 2-methoxybenzyl, pyridin-2-ylmethyl, and quinolin-8-ylmethyl show anantiparallel disposition of the carbine ligand, which minimizes the steric repulsionsbetween the bulky substitutents. The complexes, however, are dynamic in solution,resulting in two inter-converting diastereomers having different dispositions of thefunctionalized NHC ligands. The complex [IrH2(MeIm∩Z)2]+ is prepared by thereaction of the corresponding Ir(I) complex with H2. The complexes are efficientcatalyst precursors for transfer hydrogenation of cyclohexanone in 2-propanol/KOH,exhibiting comparable activity, which is independent of both the wingtip type at theNHC ligands and the counterion. Mechanistic studies support the involvement of dienefree bis NHC Ir(I) intermediates in these catalytic systems. DFT calculations show that aMeerwein–Pondorff–Verley (MPV) mechanism involving the direct hydrogen transferat the coordination sphere of the Ir centre might compete with the well-establishedhydrido mechanism. Indirect evidence of a MPV-like mechanism is found for thecatalyst precursor having NHC ligands with a pyridine-2-ylmethyl wingtip.165

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138 Organic Reaction Mechanisms 2015

The combination of [Ir(cod)Cl]2 and 1,10-phenanthroline is a highly effective catalystsystem for the selective transfer hydrogenation of nitroarenes to anilines in the presenceof 2-propanol which acts as a hydrogen donor. The protocol has wide substrate scope.The mechanistic investigation, through real-time detection and a series of controlledexperiments with possible intermediates, indicates that the transformation proceeds viaboth phenylhydroxylamine and azobenzene intermediates and the reduction of hydra-zobenzene leading to aniline might be the rate-determining step.166

The Ir complex (38) catalyses the transfer hydrogenation of various nitrogen hetero-cycles, including but not limited to quinolines, isoquinolines, indoles, and pyridiniumsalts, in an aqueous solution of HCO2H/HCO2Na (hydride source) under mild condi-tions. The catalyst shows excellent functional-group compatibility and high TON (upto 7500). Mechanistic investigation of the quinoline reduction suggests that the trans-fer hydrogenation proceeds via both 1,2- and 1,4-addition pathways, with the catalyticturnover being limited by the hydride transfer step.167

OMeNIr

Me

Cl MeMe

Me

MeMe

Me

(38)

The use of chiral dinuclear [{Ir(H)(diphosphine)}2(𝜇𝜇-Cl)3]Cl complex as catalyst inthe asymmetric hydrogenation of isoquinoliniums to the corresponding chiral 1,2,3,4-tetrahydro isoquinolines in high yields with excellent enantioselectivities indicatesthat the isoquinolinium chlorides generated inhibit the formation of catalyticallyinactive dinuclear trihydride complexes, which are otherwise readily generated in thehydrogenation of salt-free isoquinolines. The function of the chloride anion of theisoquinolinium chloride is elucidated, and a new outer-sphere mechanism involvingthe coordination of the chloride anion of the substrates to an iridium dihydride speciesalong with a hydrogen bond between the chloride ligand and the N–H proton of theisoquinolinium chloride is proposed.168

ee©The Ir complex (39) is a highly efficient catalyst for the asymmetric hydrogenation

of methyl 𝛽𝛽-alkyl-𝛽𝛽-ketoesters under H2 in the solvent MeOH and base t-BuOK forthe synthesis of chiral 𝛽𝛽-alkyl-𝛽𝛽-hydroxyesters in high yields (91–98%) and excellentenantioselectivities (95–99.9 % ee). The TONs are up to 35.5× 104 regardless of theelectronic and steric properties of the alkyl group. Full conversion and an enantioselec-tivity of 95% ee are reported at a catalyst loading of 0.001 mol% (S/C= 100,000).169

ee©DFT calculations are used to investigate the mechanism of the trimerization of alkynes

in the presence of TpIr (Tp= hydrotris(pyrazolyl)borate. The calculations suggest that

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3 Oxidation and Reduction 139

(39)

P

Ar

Ar

NIr

ClH

H

S

S

H

MeMe

Me

MeMe

Me

Ar =

the initial oxidative coupling of two alkyne molecules yields an iridacyclopentadieneintermediate, which reacts with a third alkyne molecule to give a benzene TpIrcomplex. There are two possible mechanisms for the formation of the benzenecomplex, namely the intramolecular 4+ 2-cycloaddition and Schore mechanism.The formation of unsubstituted benzene from acetylene molecules was initiallyinvestigated, followed by the oxidative coupling reaction of 1,4-dimethyl-2-butyne-1,4-dioate (CH3OCOC≡CCOOCH3), and then the formation of the polymethylbenzene from 2-butyne (H3CC≡CCH3). In the reaction of unsubstituted acetylene,the 4+ 2-cycloaddition is more favourable than the Schore mechanism, whereas thereaction could proceed only via the Schore mechanism in the reactions of substitutedalkynes. Notably, the effects of additional water molecules on the stability of thereaction intermediates were also evaluated because the water complexes of severalintermediates have been experimentally isolated and identified.170 The Ir complexes(40) and (41) have been used as catalysts for the asymmetric hydrogenation of furansand benzofurans to the corresponding tetrahydrofurans and dihydrobenzofurans.Catalyst (40) gives high yields and good to excellent enantioselectivities for a range ofmonosubstituted alkyl- and aryl-furans and 2-alkylbenzofurans in trifluorethanol. Thecomplex (41) is the catalyst of choice for the hydrogenation of 3,6-dimethylbenzofuranand 5-bromo-3,6-dimethylbenzofuran in dichloromethane. Asymmetric hydrogenationof a 3-methylbenzofuran derivative is a key step in the formal total synthesis of(−)-thespesone.171

ee©

(40)

N

O

PIr

MeMe

MeMeMe Me

+

BArF−

(41)

N

Me

O

PIr

MeMe

Me

+

BArF−

Me

MeMe

Asymmetric hydrogenation of quinazolinium HCl salts in dichloromethane under H2using Cl-bridged dinuclear iridium complex (42) as the catalyst affords the tetrahy-droquinazoline and 3,4-dihydroquinazoline in high yield (75%) with enantioselectivity

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140 Organic Reaction Mechanisms 2015

(92%), along with dihydroquinazolines in 22% yield. The counter-anions of the substratesalt affect product distribution. Optically pure 3,4-dihydroquinazolines were used aspotential precursors of chiral NHC ligands.172

ee©

P

O

OIrH

Cl

Cl

ClPO

O

P

O

OIr H

P O

O

(42)

The bench-stable Ir catalyst (43) catalysed the asymmetric transfer hydrogenation ofketones in the presence of the base t-BuOK to the corresponding chiral alcohols withhigh enantioselectivities. The yield and enantioselectivity of the alcohols at 0.1 mol%loading of the catalyst are 95% and 91% ee, respectively. However, diminished yield(45%) and increased enantioselectivity (97%) were observed at 0.01 mol% of the catalystloading. Under the last set of conditions (S/C= 10,000), the TON of (43) was estimatedto be 4500.173 ee©

N

CF3

F3C

N

IrCl

(43)

Group VIII Metals: Iron, Palladium, Rhodium, Ruthenium, and Osmium

For the transfer hydrogenation of the polar bonds of ketones, enones, and imines, effi-cient catalysts are bis(isonitrile) Fe(II) complexes (44), which bear a C2-symmetricdiamino (NH)2P2 macrocyclic ligand. The yield is up to 99.5%, and enantioselectiv-ity is up to 99% ee with low catalyst loading. The catalyst is easily tuned by modifyingthe substituents of the isonitrile ligand.174

ee©

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3 Oxidation and Reduction 141

R

N

H

PHFe

Ph

CN

R P

N H

CN

Ph

(44)

(BF4)2

Significant enhancement of both the rate and chemoselectivity is achieved inFeCl3-catalysed oxidative coupling of phenols in ClCH2–CH2Cl with t-BuOOt-Buas the terminal oxidant. High acceleration is observed in 2,2,2-trifluoroethanol or2,2,2-trichloroethanol, affording BINOL with 75% and 97% conversion, respectively.Almost complete consumption of 2-naphthol is observed when the reaction is per-formed in 1,1,1,3,3,3-hexafluoropropan-2-ol. The generality of this effect is examinedfor cross-coupling of phenols with arenes and polycyclic aromatic hydrocarbons and ofphenol with 𝛽𝛽-dicarbonyl compounds. The new conditions are utilized in the synthesisof 2′′′-dehydroxycalodenin-B in four synthetic steps.175

The alkaline hexacyanoferrate(III) oxidation of procainamide to 4-aminobenzoic acidand (E)-ethene-1,2-diamine is first order in Fe(CN)6

3− and less than unit order in pro-cainamide and OH− concentrations. The oxidation of 1 mol of procainamide requires2 mol of Fe(CN)6

3−. Increasing the ionic strength and decreasing the dielectric constantof the medium increases the rate of reaction. A suitable mechanism is proposed, andthe rate law is derived and verified. The activation parameters for the slow step of themechanism and thermodynamic quantities are calculated.176

The kinetics of oxidation of ethyl vanillin by Fe(CN)63− in aqueous alkaline solu-

tion is fractional order in substrate and OH− ion and first order in the oxidant. Therate-determining step is the outer-sphere formation of Fe(CN)6

4− and free radicals, fol-lowed by the rapid oxidation of free radicals by Fe(CN)6

3− to give the products. AddedFe(CN)6

4− has a retarding effect on the reaction rate.177

The kinetics and mechanism of oxidation of sulfanilic acid by Fe(CN)63− catalysed by

Os(VIII) and Ru(III) have been studied. The uncatalysed reaction, which occurs simul-taneously, is suspected to benefit from catalysis by any trace metal ion impurity present.The rate of the reaction is retarded by Fe(CN)6

4−.178

The kinetics of oxidation of salicylaldehyde by Fe(CN)63− in aqueous alkaline medium

is first order in Fe(CN)63−, fractional order in OH− ion, and inverse fractional order

in substrate; Fe(CN)64− has a retarding effect, but the rate increases with increasing

ionic strength and dielectric constant of the medium.179 Oxidation of tertiary noncyclicaliphatic amines to amides by PhCO3t-Bu under mild conditions and optimized watercontent (11 equiv) is catalysed by FeCl3 in the presence of picolinic acid as additiveand occurs in 58% yield under a nitrogen atmosphere. Mechanistic studies suggest that

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142 Organic Reaction Mechanisms 2015

hemiaminals are likely intermediates, and the catalytic system can be employed for otherC𝛼𝛼–H oxidations of amines. Thus, the protocol is expected to expedite the synthesis ofoxidative metabolites relevant for toxicity studies of pharmaceutically active compoundsunder mild conditions.180

The oxidation of hydrocarbons (cumene, ethylbenzene, [D10]ethylbenzene, cyclooc-tane, cyclohexane, and 9,10-dihydroanthracene) is studied with the FeVO–TAMLcomplex (45) (TAML= tetra-amidato macrocyclic ligand). Values of log k2 (wherek2 is the statistically normalized second-order rate constant) correlate linearly withDC–H, the C–H bond dissociation energies, but ΔH‡ does not. The point for 9,10-dihydroanthracene for the ΔH‡ versus DC–H correlation lies markedly off a commonstraight line of best fit for all other hydrocarbons, suggesting that it proceeds viaan alternate mechanism than the rate-limiting C–H bond homolysis promoted by(45). Contribution from an electron-transfer pathway may be substantial for 9,10-dihydroanthracene. There is a KIE of 26 with ethylbenzene and [D10]ethylbenzene,indicating tunneling.. The diiron(IV) 𝜇𝜇-oxo dimer, which is often a common componentof the reaction medium involving (45), also oxidizes 9,10-dihydroanthracene, althoughits reactivity is three orders of magnitude lower than that of (45).181

N

FeVN

N

Me

Me

OO

N

OO Me

Me

O

Me

Me

(45)

FeCl2-catalysed trifluoromethylation of enamides can be achieved with 84% yield andcomplete 𝛽𝛽-regioselectivity using 3,3-dimethyl-1-(trifluoromethyl)-1,2-benziodoxole(Togni’s reagent) as the electrophilic CF3 source in CH2Cl2. The transformation istotally regioselective at the C(3) position of enamides and exhibits broad substratescope and good functional group tolerance. The nature of the electron-withdrawingaromatic group on the nitrogen atom leads to the desired trifluoromethylated enamideswith high yields.182

The mechanism of O-atom transfer to a wide variety of alkenes using the [FeV(O)−(biuret-TAML)]− complex (46) is studied at room temperature. The formation of bothcis- and trans-stilbene epoxides (73:27) on using cis-stilbene suggests the formationof a radical intermediate, which allows C–C bond rotation. Detailed DFT calculationsalso indicate that the epoxidation proceeds via the generation of a radical intermediatethrough an electrophilic attack on the alkene followed by a very fast (low-barrier) ring-closing step. The epoxide is formed with modest yields and TONs when (46) is used asthe catalyst with NaOCl as oxidant.183

The mechanism for asymmetric hydrogenation of 2H-1,4-benzoxazines withKnölker’s iron complex in the presence of chiral phosphoric acids (47) is

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3 Oxidation and Reduction 143

(46)

N

OMe

Me

N

NN Me

O

O

FeV

N Me

MeO

O

computationally investigated at the DFT-D level of theory with models of up to160 atoms. The adduct between the iron complex and the deprotonated acid is theresting state of the system. A step-wise hydrogenation mechanism, in which thephosphoric acid acts as the proton donor, follows the rate-limiting H2 splitting.C–H⋅⋅⋅O interactions between the phosphoric acid and the substrate are involved inthe stereocontrol at the final hydride transfer step. The computed enantioselectivitieswith two different chiral phosphoric acids show excellent agreement with experimentalvalues, allowing the identification of the interactions involved in the stereocontrol.184

ee©

O

OP

O

O

HO

Si

Me

MeMe

Si

Me

Me

MeFe

COHCO

H HH

N

O

Knölker's complex

Brønsted acid

Benzoxazine

(47)

The Fe(OTf)3-catalysed oxidation of pyrrolones with O2 in CH3CN results in the for-mation of reactive N-acyliminium ion intermediates that undergo nucleophilic additionswith primary and allylic alcohols to give the corresponding products in moderate to goodyields.185

Direct 𝛼𝛼-arylation of cyclic and acyclic ethers with azoles is achieved by CDC usinga novel combination of FeF2 and t-butyl peroxybenzoate as the catalyst and TBHP asthe oxidant, in THF with 1,2-dichloroethane as co-solvent. FeF3 is found to be as effi-cient as FeF2.This oxidative method allows the efficient C(2)-alkylation of a varietyof (benzo)azoles, constituting straightforward access to heterocycles of utmost medic-inal significance and highlighting the convenient use of feedstock substrates and ironcatalysts. A preliminary mechanism supported by DFT calculations is discussed.186

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144 Organic Reaction Mechanisms 2015

N

N

Fe4+

N

N18O

N

OMe

MeMe

Me

Me

OMe

OH

or

OH

electron transfer

O

or

O

radical rebound

Me

dissociative pathway

18OHMe

18OH

N

N NN

OMe

Me Me

N

Me

OMe

Me

L(48)

Scheme 3

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3 Oxidation and Reduction 145

During the synthesis of [(N4Py)OMe,Me(L)FeIV(O)] (48)(OTf)+, non-hemeironIV-oxospecies at room temperature, other species such as iron(III)-hydroxide,iron(III)-alkoxide, and hydroxylated-substrate-bound iron(II) are detectable interme-diates. Compound (48) forms Fe(III) intermediates during hydrogen-atom abstraction(HAA) from the C–H bond. The study reveals that there are three C–H oxidationpathways depending on the stability of the radical generated after HAA: (i) the electrontransfer pathway (radicals are more stable), (ii) radical rebound pathway (radicals aremoderately stable), and (iii) dissociative pathway (radicals are least stable). The specificsubstrates undergoing these pathways are shown in Scheme 3.187

The mechanism of the non-heme [FeII(CH3CN)(N4Py)(ClO4)]ClO4, (N4Py=N,N-bis(2-pyridylmethyl)-N-bis(2-pyridyl)methyl-amine) complex catalyses Baeyer–Villiger(B–V) oxidation of cyclohexanones by O2 to 𝜀𝜀-caprolactones with co-oxidation ofvarious aldehydes. The kinetics of formation and the reactivity of the trapped andspectroscopically characterized oxoiron(IV) intermediate are also reported.188

The FeCl3-catalysed oxidative dehydrogenative coupling of a wide variety of tetra-zoles and ethers, in ethyl acetate with TBHP as the oxidant, results in formation of thecorresponding hemiaminal derivatives in moderate to good yields.189

A direct oxidative cross-coupling between terminal alkynes and CuCN in methanol,in the presence of FeCl3 as the sole additive under air atmosphere, is reported to form1-cyanoalkynes with moderate to good yields.190 BINOL-derived chiral (cyclopen-tadienone)iron complexes are synthesized and converted in situ to the corresponding(hydroxycyclopentadienyl) complexes by employing K2CO3 as activator. The (hydrox-ycyclopentadienyl) complexes catalyse the asymmetric hydrogenation of ketones tothe corresponding alcohols and show moderate to good enantioselectivity. Very lowconversions (<5%) are observed in the absence of H2, suggesting that the hydrogena-tion pathway dominates over the transfer hydrogenation from i-PrOH. The complexbearing methoxy substituents at the 3,3′-positions of the binaphthyl moiety (49) provedremarkably more enantioselective than the unsubstituted ones (50) and reached thehighest level of enantioselectivity (up to 77 % ee) with chiral (cyclopentadienone)ironcomplexes.191

ee©

OMeSi

MeMe

Me

O

SiMe

MeMe

OMeFe

COOC

OC

(49)

SiMe

Me

Me

O

SiMe

MeMeFeCO

OCOC

(50)

Eleven chiral cyclopentadienone–iron complexes, based on the parent complex (51),have been synthesized for use as pre-catalysts in the asymmetric hydrogenation ofketones. These complexes differ from each other in the substituents at the 3,3′-positions

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146 Organic Reaction Mechanisms 2015

of the binaphthyl residue (H, OH, OR, OCOR, OSO2R) or at the 2,5-positions ofthe cyclopentadienone ring (trimethylsilyl or Ph). They are highly stable and toleratethe conditions required for the reactions of several functional group interconversions.Complex (51) (cyclopentadienone/hydroxycyclopentdienyl) remains the preferredpre-catalyst for the asymmetric hydrogenation of aldehydes and ketones, providingthe best conversion and ee (up to 77%) to date. Substitution at the 3,3-positions ofthe binaphthyl system affects both the activity and the enantioselectivity in an unclearmanner. The 2,5-bis(phenyl)-substituted compound prepared from (51) exhibits lowcatalytic activity and reversal of the stereochemical preference in the asymmetrichydrogenation of ketone. This finding suggests that both the binaphthyl 3,3-substituentsand the cyclopentadienone 2,5-substituents of the new catalysts play a role in thetransmission of the stereochemical information.192 ee©

OMe

O

OMe

FeOC

OC CO

(51)

The reduction of ketones and aldehydes to the corresponding secondary and primaryalcohols, catalysed by the amine–bis(phenolate) iron(III) complex (52) (D=CH2Furfwhere Furf= tetrahydro-2-furfuranyl), is achieved in 95% yields in CD3CN, triethoxysi-lane, and aqueous NaOH. The catalyst is easily accessible, stable towards moistureand air, and has a broad substrate scope, giving good to excellent yields. The systemchemoselectively reduces ketones over esters, imines, olefins, and even conjugatedolefins, offering impressive chemoselectivity towards the carbonyl functionality.Preliminary experiments showed that the optimized catalyst also had the potential tohydrosilylate CO2.193

O

NMe

Fe D

Me

O

Me Cl

(52)

The yield of the asymmetric hydrogenation product of benzoxazinone in toluene inthe presence of Fe3(CO)12, phenanthridine, and chiral Brønsted acid (53, R= 2,4,6-(i-Pr)3–Ph) under H2 atmosphere is affected by the presence or absence of the tris(4-methoxyphenyl)phosphane (TMP) ligand. The yield of dihydrobenzoxazinones in the

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3 Oxidation and Reduction 147

absence of TMP is 99% with moderate enantioselectivity (76:24 er), whereas the yieldin the presence of TMP is 92% with enantioselectivity at 84:16 er. It is noteworthythat 3-alkyl-substituted benzoxazinones undergo highly enantioselective reduction. Thekey to the success is the utilization of a non-chiral ligand to reduce disadvantageousbackground reactions by tuning the catalytic activity of Fe3(CO)12.194

ee©

(53)

O

R

R

OP

O

OH

Detailed kinetic studies are made to investigate the mechanism of Pd(OAc)2-catalysedaziridination of tetramethylmorpholinone. The added AcOH suppresses the formationof the off-cycle bis-amine intermediate complex and significantly increases the over-all rate of reaction. DFT calculations have given an insight into the regioselectivity ofcyclopalladation and have provided a plausible explanation for the resulting aziridineproduct.195

The use of trialkylammonium salts in a glycol solvent (hydrogen-bond donor) in pres-ence of the catalyst bis(dibenzylideneacetone)palladium(0), (Pd(dba)2), (54) and theligand spiro-di(1,1′-indanyl) bisphosphine enables asymmetric reductive Heck reactionof aryl halides to afford 3-arylindanones with high ee, and help halide dissociation fromneutral arylpalladium complexes to access cationic stereoselective pathways under mildreaction conditions.196 ee©

O

OPd

(54)

A series of functionalized allenes in acetone undergo Pd(OAc)2-catalysed olefin-directed regio- and stereo-selective arylation of allenes by PhB(OH)2 in presence of1,4-benzoquinone and LiOAc to give 1,3,6-trienes in good to excellent (∼90%) yields.The olefin unit is crucial for realizing the transformation. Mechanistic studies have

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148 Organic Reaction Mechanisms 2015

confirmed that the allene attack on Pd(II) requires an additional coordination of an olefinor acetylene and that cleavage of the allenylic C–H bond is the rate-determining step.197

Pd(OAc)2-catalysed ortho-arylation of N,N-dimethylbenzylamine derivatives witharyl boronic acids via selective aryl C–H activation to construct biaryl skeletons inDMF using 1,4-benzoquinone as oxidant in presence of HOAc under air and mildconditions is described. These transformations are an efficient method for constructingC–C bonds in organic synthesis. Various substrates proved to be efficient couplingpartners, furnishing the corresponding ortho-mono- or di-arylated arenes in moderateto good yields under mild conditions.198

An open Pd(OAc)2-catalysed oxidative reaction of dihydropyrans in the presence ofN,N,N′,N′-tetramethyl cyclohexyldiamine ligand, an alcohol, CuCl2, and air leads to theformation of the corresponding ortholactone in good to excellent yields with a very highlevel of chemoselectivity and functional group tolerance. The reduced Pd(0) is regener-ated to Pd(II) by CuCl2 and air. Mechanistic studies confirm that the reaction proceedsby a Wacker-type mechanism.199 Dehydrogenative coupling of secondary phosphineoxides with a variety of terminal alkynes in THF is efficiently catalysed by Pd(OAc)2 inthe presence of AgBF4 as the additive to produce the corresponding alkynylphosphineoxides in 95% yields. A reaction mechanism is proposed.200 A series of chiral 𝛼𝛼-aminoacid derivatives have been synthesized with excellent ee by Pd(OAc)2-catalysed enan-tioselective oxidative C–H arylation of N-aryl glycine esters with aryl boric acids using2,2,6,6-tetramethylpiperidine-1-oxoammonium tetra-fluoroborate (T+BF4

−) as the oxi-dant in presence of DCE (solvent) and (4S,4′S)-4,4′-diiso propyl-2,2′-bis(2-oxazoline)as a ligand at 60 ∘C under an argon atmosphere.201 The kinetics of oxidation of substi- ee©tuted 5-oxoacids, RC6H4CO(CH2)3CO2H (R=H, p-Me, p-OMe, p-C6H5, p-Cl, p-Br,and m-NO2), by perborate ion to benzoic, succinic, and boric acid in aqueous AcOH arefirst order in both perborate ion and 5-oxoacid and second order in H+ ions. Lowering thedielectric constant of the reaction medium enhances the rate. The reactivity order amongthe 5-oxoacids is p-methoxy≫ p-Me> p-Ph> –H> p-chloro> p-bromo>m-nitro. Theoxidation is faster than for H2O2 and features the H2BO3

+ ion as the reactive species.202

The Pd(OAc)2-catalysed oxidative Heck coupling of 2,2-disubstituted cyclopentene-1,3-dione and arylboroxine is achieved in DMF in the presence of 1,10-phenanthrolineusing molecular oxygen as the oxidant. The direct coupling onto the 2,2-disubstitutedcyclopentene-1,3-dione core provides a novel and expedient way of enantioselec-tively desymmetrizing all-carbon quaternary centres.203 The Pd(OAc)2-catalyseddehydrogenative Heck reaction of furans and thiophenes with cinnamic acid andstilbene derivatives has been conducted in AcOH medium with benzoquinone asoxidant in the presence of the ligand 4,5-diazafluorenone to provide trisubstitutedunsaturated compounds in 70% yields with high stereoselectivity at room tempera-ture. The conversion is 100% with yield 90% if O2 is used as the oxidant in placeof benzoquinone. According to the results of kinetic and competitive experiments(which suggested an electrophilic pathway) and ESI-MS studies (which led to thecharacterization of the catalytic intermediates involved in arene activation and alkeneinsertion), the ligand has an influence on all steps of the catalytic cycle, that is,C–H bond activation, alkene insertion, stereodetermining step, and regeneration ofthe catalyst.204 Pd(OAc)2-catalysed geminal bis(silane)-controlled oxidative Heck

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3 Oxidation and Reduction 149

reaction of enol ethers with terminal alkenes, in AcOH with hexane as the cosolventand benzoquinone as the oxidant, proceeds with an 𝛼𝛼,𝛽𝛽-coupling regioselectivity toform the desired 1,3-dienes in 90% yields with high Z,E-selectivity. The resulting1,3-dienes are valuable synthons in Sakurai homoallylation with acetals to generate𝛼𝛼-substituted-𝛾𝛾-keto esters with good anti-selectivity. The silyl group also displayeda significant impact on the coupling efficiency. The reaction of 3,3-bis(trimethylsilyl)enol ether or 3,3-bis(dimethylphenylsilyl) enol ether with ethyl acrylate only led to acomplex mixture.205

de©One-step synthesis of biologically relevant dibenzodiazepines (DBDA) by the reaction

of o-bromoaldimine with o-bromoaniline, using Pd(OAc)2 as the catalyst in the presenceof the ligand SPhos with Cs2CO3 as the base in THF, is described. Several DBDAscontaining EWGs (CN, F, NO2) and electron-donating groups (OMe) were prepared.DFT calculations indicate that the regioselectivity at the oxidative addition step is due tothe more stable nature of the adduct formed by aldimine and the Pd(0) catalyst than theadduct formed with the amine. The barrier for the oxidative addition at the C–Br bondof the aldimine is lower than at the C–Br bond of the aryl amine. The unusual formationof a seven-membered ring over the six-membered ring at the final step of the catalyticcycle has been rationalized.206

The presence of CuCl2 is essential for the dioxygenation of a series of alkenes withO2, with yields up to 94% when using [PdCl2(PhCN)2] as the catalyst and AgNO2 asco-catalyst, to achieve efficient catalytic turnover in the presence of the solvent sys-tem AcOH/Ac2O/MeNO2. NO2, formed from nitrite, is a potential intermediate in thecatalytic cycle. The low yield in the dioxygenated products on replacing AgNO2 withNaNO2 indicates that the Ag+ counter-ion is critical for efficient oxidation. Similarly,increasing the amount of the nitromethane co-solvent improved the kinetics and repro-ducibility of the reaction. Acidification of the catalytic system enabled catalytic amountsof NOx to oxidize an alkyl–Pd(II) intermediate and facilitate C–O bond-forming reduc-tive elimination to provide difunctionalized products. Experiments using 18O-labelingdemonstrated that both oxygen atoms in the difunctionalized products are derived fromone molecule of acetic acid.207

The intramolecular C–H/C–H coupling of 3-aryloxythiophenes and 3-aryloxybenzo[b] thiophenes in propionic acid is effectively catalysed by Pd(TFA)2 in the presence ofAgOAc as oxidant to give the corresponding cyclized products thieno[3,2-b]benzofuransand [1]benzothieno[3,2-b]benzofurans.208

Branched-selective oxidative Heck coupling reactions between arylboronic acids andelectronically unbiased terminal alkenes, under O2 (1 atmospheric pressure) and withoutany additives, using the Pd(TFA)2/dmphen system as catalyst, result in the synthesis ofhighly regioselective 𝛼𝛼-substituted vinylarenes with 71% yield (72% yield if arylboronicacid is the limiting reagent with excess alkene). A broad array of functional groups,including aryl halide, allyl silane, and carboxylic acids are tolerated. 𝛼𝛼-Alkyl viny-larenes are important precursors to chiral building blocks (via asymmetric hydrogenationand other transformations) and intermediates in the synthesis of bioactive natural prod-ucts.(dmphen= 2,9-dimethyl-1,10-phenanthroline, NMP=N-methylpyrrolidone).209

C–H bond acylation of acetanilides with benzylic alcohols to give the correspondingketones is achieved in yields up to 98% under aqueous conditions using Pd(OAc)2 as

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150 Organic Reaction Mechanisms 2015

the catalyst, TBHP as oxidant, and a catalytic amount of TFA as additive. Mechanismstudies show that a bimetallic palladium cyclopalladated complex might be involved inthe catalysis.210

The Pd[P(o-tolyl)3]2-dppe-catalysed (dppe= diphenylphosphinoethane) umpolungcyclization of allylic acetate–aldehyde using HCO2H/Bu3N as a terminal reductantin presence of acetonitrile (solvent) affords the cyclic product in 78% yield. Thecyclization is not promoted by Pd[P(o-tolyl)3]2. The use of chiral (S)-SEGPHOS (55)(Ar= phenyl or 3,8-xylyl) in place of dppe increased the yield to 86% and up to 97%ee. The formate does not cause allylpalladium reduction under the catalysis. The highlystereoselective cyclization would proceed through a cationic 𝜂𝜂1-allylpalladium ligatedby diphosphine.211

ee©

P

O

O

P

O

O

(55)

The synthesis of 3-bicyclo[4.1.0]heptan-5-ones in water is achieved from Pd(OAc)2-catalysed oxidative 6-exo-trig cyclization of 1,6-enynes using t-BuONO as an oxidant.The reaction is favoured by O2. The cyclization of 1,6-enyne proceeds througha hydration, 6-exo-trig cyclization, and cyclopropanation cascade, and provides amild and selective access to diverse bicyclo[4.1.0]heptan-5-one skeletons, includ-ing 3-azabicyclo[4.1.0]heptan-5-ones, 3-oxabicyclo[4.1.0]heptan-5-ones, and 1Hcyclopropa[b]naphthalen-2(1aH)-ones, in moderate to good yields with excellentfunctional group tolerance and stereoselectivity.212

The cross-esterification between two different alcohols, various benzylic alcohols, andaliphatic alcohols, is catalysed by PdCl2(PPh3)2 in the presence of benzyl chloride as theoxidant. The cross-esterification takes place with excellent yields, but the need to use anexcess amount of aliphatic alcohols with the oxidant benzyl chloride is consistent withthe proposed mechanism.213

The bis(N-heterocyclic carbene) Pd(II) peroxocarbonate complex (56) is convertedto the corresponding PdCO3 on undergoing an oxygen-atom-transfer (OAT) reactiontowards a phosphine and a sulfoxide. It is proposed, on the basis of the remarkableacceleration of the rate of a sluggish OAT reaction towards triphenyl phosphine on theaddition of LiCl, that the chloride ion induces the liberation of the peroxocarbonatemoiety from the coordination sphere of palladium.214

The intramolecular Mizoroki–Heck (MH) reaction takes place between 1-iodo-2-(2-methyl prop-2-enyloxy)benzenes (57) and the catalyst Pd(COD)Cl2 in presence of (n-Bu)4NBr, base K3PO4 and N,N-dimethylacetamide under nitrogen to give the alkyl-Pd(II) intermediate (58) and 2,3-dihydrobenzofuran (59) in the synthesis of dimeric

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3 Oxidation and Reduction 151

O

Pd O

O

O

ITmt

ITmt

(56)

Me

Me

Me

Me N N

Me

Me

Me

Me

ITmt

dihydrobenzofuran (60). The intermediate (58), being sufficiently stable and ideallypositioned, activates the C(sp3)–H bond of (59) by the auxiliary coordination of theoxygen atom on the furan ring, thus leading to a dimeric dihydrobenzofuran product(60) by the sequential CDC reaction.215

O

X

CH2

Me(57)

Pd(COD)Cl2

Mizoroki–Heckreaction

(58)

O

Me PdX

O

MeH

(59)

+

Pd-functionalization of unactivated C(sp3)–H bonds

O

MeO

Me

(60)

The synthesis of 𝜋𝜋-conjugated polyaromatic heterocycles from the dehydrogenativeannulation of imidazo[1,2-a]pyridine with diarylalkynes is achieved in 78% yield usingPd(OAc)2 as the catalyst and Cu(OAc)2⋅H2O as the oxidant in DMSO at 110 ∘C. Anarray of 2,3,4-triarylphenyl-1,7b-diaza-cyclopenta[cd]indene derivatives with broadfunctionalities are obtained in high yields through dual activation of C–H bonds withoutany assistance of hetero-atom-containing directing groups.216

A novel and facile Pd(OAc)2-catalysed direct phosphonation of imidazo[2,1-b]thiazoles with dialkyl phosphites in acetonitrile is developed using Phen as the ligandand K2S2O8 as the oxidant to give the corresponding C(5) phosphonated products inmoderate to good yields with high regioselectivity.217

A Pd(OAc)2-catalysed oxidative ortho-acylation of 2-arylbenzoxazoles and 2-arylbenzothiazoles with toluene derivatives as acyl sources and TBHP as oxidant resultsin the desired products in moderate to good yields with excellent regioselectivity. Aplausible mechanism is proposed.218

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152 Organic Reaction Mechanisms 2015

The ligand exchange between Pd(OAc)2 and a hydrogen phosphoryl compoundHP(O)Z1Z2 (Z1 =Z2 =R; Z1 =Z2 =OR; and Z1 =R and Z2 =OR) occurs readily inpresence of PEt3 to produce the trans-Z1Z2P(O)-Pd(PEt3)2(OAc) (X). A successiveligand exchange reaction between (X) and phenylacetylene generates (phosphoryl)-(alkynyl)palladium complexes, which upon heating produce the correspondingalkynylphosphoryl compounds via reductive elimination reactions. The stereochem-istry at phosphorus is retained in these reactions. On the basis of these studies, apalladium-catalysed stereospecific CDC of P-chiral P(O)–H compounds with terminalalkynes is developed, providing an efficient method to prepare the valuable P-chiralalkynylphosphoryl compounds.219

The H2 reductive cyclization of ortho-bromoaryl 𝛼𝛼-ketoamides in toluene to form3-substituted-3-hydroxy-2-oxindoles in good to excellent isolated yields is investigatedusing the Pd2(dba)3⋅CHCl3 complex (dba= dibenzylideneacetone) as catalyst in thepresence of the chelating phosphine ligand 1,1′-bis(di-iso-propylphosphino)ferrocene(DiPPF) and Cs2CO3 as base at 80 ∘C. Reactants bearing aryl substituents giveuniformly better results compared to reactants with alkyl groups or heteroaryl groups.The study may be viewed as a prelude to intermolecular H2-mediated Grignard-typereductive couplings of organic halides with carbonyl compounds.220

Success has been achieved in the regioselective and stereoselective coupling ofallylic boronic esters with a range of different C-, O-, and N-based nucleophiles inDMF using Pd2(dba)3 as the catalyst in the presence of the ligand (2-furyl)3P and 2,6-dimethylbenzoquinone as the oxidant. Studies into the mechanism of the reaction haveshown that the key transmetallation step occurs with the retention of stereochemistry,since overall inversion is observed.221

Rapid and selective formal hydrogenolysis of aliphatic ester RC(O)O–R′ linkages isachieved using a homogeneous Lewis acid (Hf(OTf)4 in combination with a heteroge-neous Pd/C catalytic hydrogenation system that mediates rapid, selective, and clean C–Ohydrogenolysis to the corresponding carboxylic acids and hydrocarbons. 1H NMR spec-troscopic analysis versus an internal standard gives yields of 95% and 97% for cyclohex-ane and AcOH, respectively. The tandem catalytic system also produces biodiesel fromtriglycerides in high yield without the co-production of the undesired glycerol. Instead,the C3 backbone is preserved and converted to hydrocarbons and/or oxygenates.222

A variety of 𝛽𝛽-acetoxylated piperidines are efficiently synthesized with good regio-and diastereo-selectivities in 93% yield from Pd(OAc)2-catalysed intramolecularaminoacetoxylation of unactivated alkenes with H2O2 as oxidant and the crucialdi(2-pyridyl) ketone (DPK) as the ligand. DPK promotes the oxidative cleavage of theC–Pd(II) bond by H2O2 at a faster rate than other ligands to give the C–OAc bond.223

The enantioselective synthesis of chiral sultams is achieved by asymmetrichydrogenolysis of a broad range of racemic aryl- and alkyl-substituted N-sulfonyl-oxaziridines with up to 99% ee in DCM using H2 (100 psi), Pd(OCOCF3)2 as thecatalyst, (S,S′,R,R′)-TangPhos (61) as the ligand, and l-camphorsulfonic acid asBrønsted acid. Explicit mechanism studies reveal that the reaction is initiated byN-sulfonyloxaziridine ring opening and proceeds through hydrogenolysis, followedby a dehydration of the tertiary alcohol intermediate and then hydrogenation of theasymmetric imine intermediate.224

ee©

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3 Oxidation and Reduction 153

P P

H

HButBut

(61)

A DFT study has explored the reaction mechanism of Pd(0)-catalysed cycloadditionof alkynyl aryl ethers and alkynes to generate 2-methylidene-2H-chromenes. Specifi-cally, the cycloaddition of alkynyl aryl ethers and 2-butynes catalysed by the Pd(0)/PMe3complex is focused on (i) the energetics of the overall catalytic reaction pathways, (ii)the structural features of the intermediates and TSs, (iii) the most favourable reactionchannel, (iv) the possible reaction channels of hydrogen migration, and (v) the possiblepathways for alkyne insertion in this reaction mechanism.225

The kinetics of Rh(III) tetra(p-sulfonatophenyl) porphyrin (TSPPRhIII)-catalysedoxidative N-dealkylation of secondary amines in aqueous solution with O2 as the soleoxidant is first order in (TSPPRhIII). The addition of benzaldehyde dramaticallyincreases the reaction TONs by inhibiting catalyst deactivation. A preference forbulkier secondary amines is apparent, and the Hammett constant 𝜌𝜌 has a value of −1.38,suggesting the formation of an iminium ion intermediate in the rate-determining step.226

The kinetics of hydrogenation of the charged-tagged alkyne [Ph3P(CH2)4C2H]+

[PF6]−, catalysed by [Rh(PcPr3)2(𝜂𝜂6-PhF)]+[B{3,5-(CF3)2C6H3}4]− (PcPr3 = tris-cyclopropylphosphine, PhF= fluorobenzene), is first order in both catalyst and H2.Alkyne hydrogenation is 40 times faster than alkene hydrogenation. The addition ofphosphine causes a spectacular decrease in the rate, suggesting that the reaction doesnot follow a deprotonation pathway. The oxidative addition of H2 to the alkyne (oralkene)-bound complex is proposed to be the turnover-limiting step.227

A stereochemically flexible diastereomeric Rh(I) catalyst with a tropos 2,2′-bis(diphenyl phosphino) biphenyl ligand (62) is developed that provides access to bothenantiomers of an asymmetric hydrogenation reaction solely by changing the temper-ature. Thus, the asymmetric hydrogenations of prochiral (Z)-𝛼𝛼-acetamidocinnamatesand 𝛼𝛼-substituted acrylates produce each enantiomerically pure compound in high yieldwith constant high enantioselectivity over time. The stated Rh(I) catalyst produces (R)-phenylalanine derivatives in enantiomeric ratios of up to 87:13 (R/S) at low temperature

(RaxSS)-3

Aux-O P

Rh

P O-AuxPhPhPh

Ph + BF4−

(SaxSS)-3

Aux-O P

Rh

P O-AuxPhPhPh

Ph + BF4−

(62)

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154 Organic Reaction Mechanisms 2015

and up to 3:97 (R/S) of the corresponding S enantiomers after re-equilibration of thesame catalyst at elevated temperature.228

ee©3-Phenoxybenzoic acids undergo intramolecular dehydrogenative ArH/ArH coupling

at the ortho-position to produce dibenzofuran-1-carboxylic acid derivatives (X) selec-tively. The reaction in DMF is catalysed by [Cp*Rh(MeCN)3][SbF6]2 using Cu(OAc)2H2O as oxidant under N2. There is significant increase in the yield of X on addingK2CO3 and PivOH. It is also shown that the remaining carboxylic group can be uti-lized for constructing a further fused ring system. Further, it is shown that [RhCl(cod)]2has the same catalytic reactivity as [Cp*Rh(MeCN)3] [SbF6]2. Related tetra- and penta-cyclic molecules can also be readily constructed by the present procedure. A reactionmechanism involving 1,4-rhodium(III) migration is proposed.229 DFT calculations onthe mechanism of [(Cp*RhCl2)2]-catalysed C–H activation/cyclization of 2-acetyl-1-arylhydrazines with alkynes giving indoles with the hydrazine moiety acting as theinternal oxidant indicate that the combined processes of concerted metallation deproto-nation (CMD) and alkyne insertion contribute to the overall rate-determining step. TheN–N bond cleavage step is examined in detail to understand how the internal oxidantinteracts with the metal centre to facilitate the catalytic reactions. The factor influencingregioselectivity is also studied. How different types of substrate (alkynes vs alkenes),internal oxidants (–NH(NHAc) vs –NH(OAc)), and catalytic cycles (Rh(III)/Rh(I) vsRh(III)/Rh(V)) influence the reaction mechanisms is also discussed.230

An efficient method for the direct ortho-olefination of acetanilides with acrylatesand aryl alkenes via [Cp*RhCl2]2-catalysed internal oxidative C–H activation basedon hydroxyl as directing group and oxidant in the presence of AgSbF6 and NaOAcas additives in 1,4-dioxane is described. The coupling is more effective for substratesbearing electron-withdrawing substituents than for those bearing electron-donatinggroups; up to 82% yield has been achieved.231

N+NMe

O

Rh−Cp*

(63)

An efficient [Cp*RhCl2]2-catalysed C–H activation/annulative coupling of aminopy-ridines with alkynes in 1,2-DCE/PhMe (5:1) using Ag2CO3 as the oxidant andAgSbF6 as an additive to sequester chloride anions has been developed to synthesize7-azaindole in 74% yield. The reaction is highly regioselective and tolerates variousfunctional groups, permitting the construction of various 7-azaindoles.232 Results ofDFT calculations on the mechanism of [RhCp*Cl2]2-catalysed redox-neutral C–Hactivation of pyrazolones with 1,2-diphenylethyne indicate that (i) the methylene C–H

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3 Oxidation and Reduction 155

activation takes place prior to the phenyl C–H activation, (ii) the N–N bond cleavage isrealized via Rh(III)→Rh(I)→Rh(III) rather than via Rh(III)→Rh(V)→Rh(III), and(iii) the zwitterionic Rh(I) complex (63) is a key intermediate in promoting the N–Nbond cleavage. The rate-determining step is Rh(III)→Rh(I)→Rh(III), which results inthe N–N bond cleavage, rather than the alkyne insertion step.233

The ON/OFF reversible switch of the synthesized [Rh(Aza-CrownPhos)2-(NBD)]BF4catalyst (64), where NBD= norbornadiene, is thoroughly investigated in the asymmetrichydrogenation of dehydroamino acid esters modulated by host–guest interactions. Thecatalytic activity is turned ON by using alkali metal cations as the trigger for full conver-sion with excellent enantioselectivities (up to 98% ee). In the OFF state, the catalyst isalmost inactive (conversion <1%) because of the formation of an intermolecular sand-wich complex by two aza-crown ether moities and the cationic rhodium metal centre.234

ee©

O

O P

O

OP

Rh

O

O

OO

N

O

OO

N

O OO

+

BF4−

(64)

An efficient synthesis for (−)-cis-𝛼𝛼- and (−)-cis-𝛾𝛾-irone in ≥99% diastereomericand enantioselective ratios is reported by following two simple synthetic pathwaysdiverging from a common epoxide. The diastereoselectivity of the key Wilkinson’shydrogenation is supported by a detailed DFT modeling study of the geometry of therhodium 𝜂𝜂2 complexes involved in the diastereodifferentiation of the prostereogenicdouble bond faces.235 de©

Asymmetric hydrogenation of 𝛽𝛽-secondary-amino ketones to chiral 𝛾𝛾-secondary-amino alcohols in 90–94 % yields, 90–99 % (ee), and with high TONs (up to2000 S/C; S/C= substrate/catalyst ratio) has been achieved in MeOH, using [Rh((S,S)-BenzP*)(cod)] (65) SbF6 as the catalyst, Cs2CO3 as the base, and ZnCl2 as theactivator of the catalyst. A mechanism (Scheme 4) for the promoting action of ZnCl2on the catalytic system, based on NMR spectroscopy and HRMS studies, is proposed.

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156 Organic Reaction Mechanisms 2015

P

PRh

But

ODCD3

ODCD3

But

But

ButMe

Me

Cl−

+

P

PRh

ButMe

Cl

ClMe

P

PRh

But Me

ButMe

monomer(65)

dimer

P

PRh

ButMeCl

ClMe

Rh

Rh

PPMe

Me

But

trimer

But

PBut

Me

P

Me

But

+

monomer ZnCl2

Scheme 4

The method was used to prepare the chiral pharmaceutical drugs (R)-atomoxetine,(R)-fluoxetine, and (S)-duloxetine in high yields with excellent ee and retention ofconfiguration.236

ee©The turnover frequency of the catalyst [RhCl(mtppms)3] (mtppms=monosulfonated

triphenylphosphine) in the selective C=C reduction of trans-3-phenyl-2-propenal by H2transfer from HCOO− in mixed H2O–2-propanol mixtures is 1214 h−1. The high catalystactivity in the mixed solvent is conducive for transfer hydrogenation of 3,7-dimethyl-oct-6-en-1-al. Although good to excellent conversions are observed, a useful degree of selec-tivity in hydrogenation of C=C versus C=O bonds is not achieved. A large part of theobserved rate increase in mixed solvent, compared to aqueous solution, is a consequenceof complete dissolution of trans-3-phenyl-2-propenal in the co-solvent, whereas increas-ing rate with increasing 2-propanol concentration is attributed to changes in the solventstructure. A reaction mechanism, based on identification of cis-mer-[H2RhX(mt ppms)3](X=HCOO− or H2O) as the major Rh(I) species in the reaction mixture, has beensuggested.237 Synthesis of an o-diphenylphosphinophenyl-based C1-symmetric diphos-phine series is described, wherein the chirality is solely borne by a single phosphorus

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3 Oxidation and Reduction 157

atom. These diphosphines have been screened as ligands in Rh(I)-catalysed asymmetrichydrogenation of activated olefins. This rigid design brought further mechanistic insightsinto the relationship between steric and electronic factors of the related C2-symmetricP,P,P′,P′-tetraarylic CH2CH2-bridged ligands.238

ee©Alkenyl pinacolboronates are obtained from the reaction of aliphatic terminal alkenes

with pinacolborane using [Rh(cod)2]BF4 (cod= 1,5-cyclooctadiene) complex as the pre-catalyst with the ligand i-Pr-Foxap (66) in the presence of norbornene, which acts asthe sacrificial hydrogen acceptor. The reaction is applied to the one-pot syntheses ofaldehydes and homoallylic alcohols from aliphatic terminal alkenes.239

NO

Me

Me

FeP

(66)

The electron-deficient 𝜂𝜂5-cyclopentadienyl-Rh(III) complex (67) is a highly active pre-catalyst in acetone for the oxidative sp2 C–H bond olefination of anilides with bothactivated and unactivated alkenes in 51–85% yields. Deuterium KIE revealed that theC–H bond cleavage step is turnover-limiting. The use of [Cp*RhCl2]2 in place of (67)showed no catalytic reactivity against olefination with unactivated alkenes.240

Rh

(67)

CO2Et

Me

Me

EtO2C

Me

Cl2

Cl *

The accelerating effect of phosphine ligands on the rate of [RhCl(cod)]2-catalyseddehydrogenative silylation and germylation of unactivated C(sp3)–H bonds is described.The reactivity of the phosphine ligand is affected by its steric and electronic nature.Bulky and electron-donating (R)-DTBM–SEGPHOS (68) is most effective in facilitat-ing dehydrogenative silylation of C(sp3)–H bonds while suppressing the competitivehydrosilylation of 3,3-dimethyl-1-butene, a hydrogen acceptor. The proper choice ofphosphine ligands also enables the unprecedented enantioselective silylative desym-metrization as well as the dehydrogenative germylation of C(sp3)–H bonds.241

ee©

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158 Organic Reaction Mechanisms 2015

(68)

O

O

O

O

P

P

But But

OMe

ButOMe

ButBut

OMe

But

But

OMe

But

A detailed mechanistic analysis of dynamic kinetic resolution of allylic sulfoxidesusing asymmetric [Rh((S,S)-Ph-BPE)]BF4-catalysed hydrogenation, based on bothexperimental and theoretical methods, revealed Rh to be a tandem catalyst thatpromoted both hydrogenation of the alkene and racemization of the allylic sulfoxide.In such cases, a change in loading of the catalyst does not control the relative rates ofracemization and hydrogenation. Hence the catalysis of hydrogenation of racemic (69)is carried out in MeOH at low pressure of H2 so that the rate of racemization relative tothe rate of hydrogenation is increased. The enantioenriched aryl(propyl)sulfoxide (70)is then obtained in 92% yield and 88% ee ((S,S)-Ph-BPE= 71).242

ee©

(69)

ArS+

O−

(70)

ArS+

O− H

H P

P

(71)

Optically active 3-amino-1,2-propanediol derivatives are synthesized in up to 99% eeby oxidizing the product obtained from the asymmetric diboration of N-acyl-protectedallyl-amines (substituted imides, amides, and carbamates) in the presence of THF,NaOt-Bu, and B2pin2, and chiral Rh[bis(oxazolinyl) phenyl] complexes (72) as catalyst(X= i-Pr, Y=H; X=Bn, Y=H; X= Ph, Y=H and X= i-Pr, Y=Me), with the oxidantNaBO3⋅4H2O.243

ee©DFT calculations are made on the catalytic cycle for the heterolytic cleavage of H2

and hydrogenation of N-benzylidenemethylamine in THF catalysed by the complex[TpMe2 Rh(bdt)Me CN)](TpMe2 = hydrotris(3,5-dimethyl pyrazolyl)borato ligand,

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3 Oxidation and Reduction 159

(72)

Y

Y

Rh

NO

ON

OH2

OAc

OAc

X

X

bdt= 1,2-C6H4S2) (73). The results show that the reaction proceeds via an ionicmechanism comprising of three steps: (i) the addition of H2 to the Rh centre,(ii) protonation of imine forming iminium cation, and (iii) the hydride transfer process.The heterolytic splitting of dihydrogen is the rate-determining step. Protonation of iminefollows the formation of a Rh(H)–S(H) moiety. The favoured path for the formation ofiminium cation is the heterolytic cleavage of H2 at the Rh–S bond, yielding the hydridethiol, and then the transfer of the proton on S to the N atom of the imine.244

Rh

N N

MeMe

N N

Me

MeB

NN

H

MeMe

N

Me

S

S

(73)

A mechanistic study has found that trans-hydrogenation of internal alkynes, catal-ysed by [Cp*Ru(cod)Cl]-complexes, competes with a pathway in which both Hatoms of the H2 molecule are transferred to a single alkyne C atom of the substratewhile the second alkyne C atom is converted into a metal carbine. DFT calculationsindicate that the trans-alkene and the carbine complex originate from a commonmetallacyclopropene intermediate; a p-hydrogen-induced polarization NMR studyconfirmed that both transferred H atoms came from the very same H2 molecule.245

Synthesis of ethers by hydrogenation of various aliphatic and aromatic lactones,linear esters, and the challenging aromatic and aliphatic esters is accomplished ingood to excellent yields using a Ru complex, formed in situ from Ru(acac)3] and1,1,1-tris(diphenylphosphinomethyl)ethane (triphos) as catalyst and aluminum triflate(Al(OTf)3) as the co-catalyst. The straightforward reductive coupling of carboxylic

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160 Organic Reaction Mechanisms 2015

acids with alcohols to give ethers is also realized. The in situ formed catalyst isreusable several times without any significant loss of activity. The reactivity order is𝛾𝛾-lactones> aliphatic 𝛿𝛿-lactones> aromatic 𝛾𝛾-lactones≫ linear esters.246

The highly selective [{RuCl2(p-cymene)}2] (74)-catalysed C–H arylation of indolesand pyrroles is accomplished by using boronic acids in i-PrOH with Cu(OAc)2⋅H2Oas oxidant and the additive AgSbF6. The reaction tolerates a wide range of functionalgroups, including aryl iodides and tryptophan derivatives. New indole-based ruthenacy-cles are described and their role in the mechanism is investigated. Mechanistic studiessuggest that the on-cycle intermediates do not possess a para-cymene ligand and thatthe on-cycle metallation occurs through an electrophilic attack by the Ru centre.247

Me

Me

Me Ru

Cl

ClRu

Cl

Cl

Me

Me

Me

(74)

The [RuCl2(p-cymene)]2-catalysed stereo- and chemo-selective cross-couplingreaction of two different acrylates in 1,4-dioxane in the presence of AgSbF6,Cu(OAc)2⋅2H2O for the synthesis of a variety of highly functionalized (Z,E)-muconatederivatives in 67% yield with good stereo- and chemo-selectivities is achieved. Ele-vation of the temperature leads to a remarkable decrease in the selectivity, whereaslowering the temperature reduces the reaction efficacy. Coordination of the Ru complexwith the weakly directing ester group is critical for high stereoselectivity in thistransformation. The substituent on the 𝛼𝛼-position of acrylate influences its reactivityand chemoselectivity.248

de©The dearomatizing spiroannulation reaction of 2-arylphenols with internal alkynes

in t-Am OH to the desired spirocyclic product in 70% yield with high regioselectivity,catalysed by [RuCl2(p-cymene)2], is achieved using Cu(OAc)2 as the oxidant andK2CO3 as the base at 140 ∘C. The transformation is realized by a phenol-directed C–Hactivation, migratory insertion of the alkyne, and subsequent dearomatization of thephenolic ring.249

A Ru(II) catalyst, derived from [HClRu(CO) (PPh3)3] and ethylene bis(dicyclohexylphosphine) (dCype), was evaluated in the presence of the ligand PhMe for the abilityto induce reductive coupling by 2-propanol-mediated transfer hydrogenation forobtaining the desired homoallylic amines in 83% yield from the reaction of allenes withhexahydro-1,3,5-triazines with complete branch-regioselectivity.250

A DFT study at the B3LYP level carried out on the [(Cp*)Ru(picolyl-NHC)(CH3CN)][PF6] (75)-catalysed transfer hydrogenation reaction from i-PrOH to acetophenoneexamined the two mechanisms, namely (i) the inner-sphere and (ii) Meerwein–

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3 Oxidation and Reduction 161

Ponndorf–Verley (MPV). Energetic considerations favour the step-wise inner-spheremechanism. The hemilability of the picolyl group is stated to determine whichmechanism the transfer hydrogenation reaction should follow. The effect of agnosticinteraction is also discussed.251

N

NN Me

RuNCMe

Me

Me Me

Me Me

(75)

PF6

The ruthenium complex (76) efficiently catalyses the asymmetric hydrogenation ofa wide range of 1,5-naphthyridine derivatives in EtOH to give 1,2,3,4-tetrahydro-1,5-naphthyridines in full conversions and up to 99 % ee. This new protocol provides amethod for the synthesis of optically pure 1,2,3,4-tetrahydronaphthyridines and 1,5-diaza-cis-decalins, which have been used as rigid chelating diamine ligands for asym-metric synthesis.252

ee©

(76)

NNH2

TSO2S RuOTf

Me Me

Me Me

Me Me

The in situ formed Ru(II)biscarboxylate complex (77) catalyses the oxidative C–H/O–H functionalization of benzoic acids with diphenylacetylene in methanol to the cor-responding isocoumarins and water, with air or O2 as the oxidant in the absence ofco-oxidants. The functionalization proceeds with excellent levels of chemo-, site-, andregio-selectivity under mild reaction conditions. Mechanistic studies reveal the impor-tance of acetic acid in regenerating (76) by reoxidation of Ru(0) complex.253

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162 Organic Reaction Mechanisms 2015

Pri Me

RuRCO2

O

O

(77)

R

The asymmetric transfer hydrogenation of a wide array of 1-aryl-3,4-dihydro-isoquinoline derivatives is achieved using a [RuIICl(𝜂𝜂6-benzene)TsDPEN] complex (78)in combination with a 5:2 HCOOH/Et3N azeotropic mixture as a hydrogen source. Thisenables the synthesis of the corresponding valuable chiral 1-aryltetrahydroisoquinolineunits with high atom economy, broad substrate scope, high isolated yields (up to 97%),and good to excellent enantioselectivities (up to 99% ee). The stereochemical outcomeof the reaction is strongly dependent on both the structure of the catalyst and thesubstituents present on the substrate.254

ee©

(78)

NTsRu

H2N

Cl

The synthesis of rac-[Ru(bpy)2-(OS–R)](PF6) and Δ/Λ-[Ru(bpy)2(OS–R)](PF6)complexes by treating cis-[Ru(bpy)2Cl2]⋅2H2O or Δ/Λ-[Ru(bpy)2(py)2]2+ with2-alkylthiobenzoic acid (HOS–R) is described. Their corresponding oxidationproducts, rac-[Ru(bpy)2(OSO–R)](PF6), Δ-[Ru(bpy)2{(R)-OSO–R}](PF6), and Λ-[Ru(bpy)2{(S)-OSO–R}](PF6), were obtained in yields of 95% with 98% ee using ee©m-CPBA as oxidant. During the in situ oxidation with m-CPBA, the Δ metal-centredconfiguration enantioselectively generates an R-configuration sulfoxide, while the Λconfiguration forms an S-configuration sulfoxide. The chiral sulfoxides are obtained inyields of 90% with 83.5–92.9% ee, by treating the corresponding sulfoxide complexeswith TFA in CH3CN. It was also shown that the absolute configurations at the rutheniumcentres of these complexes are completely retained during the formation of thioethercomplexes and oxidation in situ to generate sulfoxide complexes255.

RuCl2(PPh3)3-catalysed conjugate hydrogenation of various 𝛼𝛼,𝛽𝛽-enones to sat-urated ketones is carried out in presence of paraformaldehyde, base K2CO3, and

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3 Oxidation and Reduction 163

toluene/H2O= 10 (solvent) at 120 ∘C under an atmosphere of argon when theconversion of enones is >99% and the isolated yield of ketone is >95%. The H2 neededfor the hydrogenation is generated in situ from H2O and (CH2O)n. This procedure isfree from manipulation of the hazardous high-pressure H2.256

ee©The application of Ru complexes (79) and (80), bearing both a pybox (2,6-

bis(oxazoline) pyridine) and a monodentate phosphite ligand, as catalyst is describedfor the asymmetric reduction of N-aryl imines derived from acetophenones. Thecatalysts show good activity with a diverse range of substrates under H2 as they deliverthe amine products in very high levels of enantioselectivity (up to 99%) under bothhydrogenation and transfer hydrogenation conditions in isopropanol and t-BuOK. Thevery similar performance observed under both reaction conditions points to a commonactive catalyst for the two types of transformations. From deuteration studies, a very dif-ferent labelling is observed under hydrogenation and transfer hydrogenation conditions,which demonstrates the different nature of the hydrogen source in both reactions.257

ee©

NO

N N

O

Ru

LClCl

L = P(OMe)3 and P(OEt)3

(79)

NO

N N

O

Ru

PClCl

(80)

MeO OMeOMe

The synthesized cyclopentadienone imidazolylidene Ru(0) complexes are convertedinto their corresponding cationic hydroxyl- and methoxy-cyclopentadienyl Ru(II)derivatives. Both these complexes are used as selective catalysts for transfer hydrogena-tion of aldehydes and ketones in refluxing i-PrOH as hydrogen source. The presence ofCAN and benzoquinone (oxidizing additives) is necessary to activate the neutral Ru(0)complexes, though cationic Ru(II) catalysts need no such activation. The catalyticactivity of the Ru(II) complexes is influenced by the coordinating ability of thecounterion. The best conversion (>99%) is obtained with the use of cationic complexeshaving a pyridine-functionalized NHC ligand and CF3SO3. The release of the COligand is the key step in the hydrogenation reaction mechanism, and a hydride speciesis detected at the end of the reaction.258

A comparative study of H/D exchange at the 𝛼𝛼- and 𝛽𝛽-carbon positions of2-phenylethanol catalysed by a series of Ru complexes versus D2O in the presence ofKOH reveals that the catalytic activity of the Ru complexes and the regioselectivityof the H/D exchange reactions between D2O and alcohols are dependent on theauxiliary ligands. Ru–p-cymene complexes, supported by various amine ligands suchas [(𝜂𝜂6-cymene)RuCl (NH2CH2CH2 NTs)]Cl, (𝜂𝜂6-cymene)RuCl2/NH2 CH2CH2OH,

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164 Organic Reaction Mechanisms 2015

and (𝜂𝜂6-cymene) Ru{(S,S)-NHCHPhCHPh NTs}, catalyse regioselective deuterationat the 𝛽𝛽-carbon positions, while octahedral Ru complexes, supported by the amineligands RuCl2(2-NH2CH2Py)(PPh3)2 (2-NH2CH2Py= 2-amino methylpyridine) andRuCl2(NH2CH2CH2NH2)(PPh3)2, catalyse H/D exchange at both 𝛼𝛼- and 𝛽𝛽-carbonpositions. RuHCl(2-H2NCH2Py)(PPh3)2 and c,t-RuH2(2-H2NCH2Py)–(PPh3)2 givesimilar results. The complex RuCl2(2-H2NCH2Py)(PPh3)2 is a better catalyst for thereaction, giving deuterated 2-phenyl ethanol with 88% and 85.5% D. A plausibleexplanation why the (𝜂𝜂6-cymene)Ru and octahedral Ru complexes supported by amineligand induce different selectivities in the catalytic H/D exchange reactions is given.259

The mechanism of HRu(bMepi)(PPh3)2 (X) (bMepi= 1,3-bis(6′-methyl-2′-pyridylimino) isoindolate)-catalysed acceptorless alcohol dehydrogenation (AAD) isinvestigated. An inner-sphere step-wise pathway for proton and hydride transfers with a𝛽𝛽-H elimination turnover-limiting step is supported by experimental evidence. Selectiveisotopic labelling experiments combined with catalyst modification demonstrate that acooperative metal−ligand pathway involving the imine functionality is not necessaryfor efficient dehydrogenation. An associative pathway involving a highly orderedtransition state structure is suggested by the observed activation parameters. Thus, itis proposed that a single PPh3 dissociation event from X generates a coordinativelyunsaturated HRu(bMepi)(PPh3) species, which undergoes a proton-transfer equilibriumto generate a transient Ru–(H2) alkoxide species. AAD reactions using a series of

acetone

P

C Ru

S

SPh O

O

(81)

Me

Me Me

PhPh P

C Ru

S

SO O

Ph

Me

Me Me

PhPh

H

R R

OH

R R

O

H

i-PrOH

Scheme 5

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3 Oxidation and Reduction 165

Ru(b4Rpi)(PPh3)2Cl complexes indicate that the ortho-substituted Me groups of bMepislightly impede the catalytic activity, and electronic modifications of the pincer scaffoldhave only minimal effect on the reaction rate.260

The catalyst Ru–WOx shows high catalytic activity for the hydrogenolysis of vari-ous phenolic compounds with different functionalities to form arenes selectively underhydrogen atmosphere in water. Preliminary mechanistic studies support the reactionsoccurring via a direct cleavage of the C(sp2)–O bonds, and the concerted effects of thehydrogenating Ru sites and the Lewis acidic W sites are the key to such an unusualreactivity. The catalyst is applied to the hydrogenolysis of a phenolic mixture extractedfrom bio-oil, yielding a mixture of arenes.261 Inclusion of triphenylphosphine with thecatalyst (81) results in a considerable increase in the catalytic reactivity for the transferhydrogenation reaction of i-PrOH with ketone. DFT studies on the reaction mechanism(Scheme 5) revealed (i) high reaction barriers for both the dehydrogenation of i-PrOHand the hydrogen transfer, and (ii) PPh3 coordination to the metal, forming a cyclometal-lated complex showing high catalytic activity in the transfer hydrogenation of aromaticas well as aliphatic ketones. Its activity under base-free conditions suggested that thecyclometallation is crucial for the enhanced catalysis.262

ee©Ru(𝜂𝜂3-methallyl)2 (cod)L, prepared in situ from Ru(𝜂𝜂3-methallyl)2 and L= (S,S)-

(R,R)-PhTRAP (82), catalyses the asymmetric hydrogenation of quinolines in presenceof triethylamine (base) and EtOAc (solvent), which selectively takes place on theircarbocyclic rings to give 5,6,7,8-tetrahydroquinolines in 97% yield without the forma-tion of 1,2,3,4-tetrahydro-2-phenylquinoline. 8-Substituted quinolines in presence of(82) convert to the chiral 5,6,7,8-tetrahydroquinolines with up to 91:9 er. The unusualchemoselectivity is likely due to the trans-chelating properties of the chiral ligand.Some experimental results suggest that the aromaticity-breaking step is accompaniedby the chiral induction.263

ee©

H

Me

MePH

Fe Fe

(82)

An efficient and selective catalytic reduction of a variety of aliphatic, aromatic, andheterocyclic nitriles including adipodinitrile to the corresponding primary amines isachieved using the Ru-Macho-BH complex (83). The best yield of 93% is obtained when

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166 Organic Reaction Mechanisms 2015

the hydrogenation is performed at 100 ∘C. Modelling suggests that the reaction followsan outer-sphere hydrogenation mechanism (Scheme 6).264

HBH3

Ru

H

N P

PCO

H

(83)

H

Ru

H

N P

PCO

H Ru

H

N P

PCO

H2

R N R NH

H

R NH

HH

NH2

H

R

Scheme 6

An efficient method for the synthesis of chiral ferrocenyl alcohols by RuCl2[(S)-Xyl-SunPhos]-[(S)-Daipen]-catalysed asymmetric hydrogenation of aliphatic and aromaticpolyfunctionalized ketones, including 𝛼𝛼-/𝛽𝛽-keto acid derivatives, is that carried out ini-PrOH with t-BuOK as the base under H2. The corresponding alcohols are obtainedin quantitative yield and up to 99.8% ee and TON= 5000 specifically from aliphaticacyl ferrocene using the xylyl-substituted ligand (84) which has 3,5-dimethyl groupson the P-phenyl rings of the SunPhos ligand. The presence of the 3,5-dimethyl groupsignificantly enhances the enantioselectivity.265

P

Me

Me

Me

MeMe

MeMe

MeP Me

MeMe

Me

(84)

NH2

Me

Me NH2

OMe

OMe

Daipen

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3 Oxidation and Reduction 167

N

NHC Ru NHC

CH HO

H

H

N

NHC Ru NHC

CHHO

H

H

C

O

O

Ru4*

CO2

H2

N

NHC Ru NHC

CHO

Ru4-H2

DBU

H

H

HCOO−

HDBU+ HCOO−

N

NHC Ru NHC

CHO

H

H

Ru1-H2

N

NHC Ru NHC

CH OO

H2

N

NHC Ru NHC

CHOH2

H

O

DBU

HDBU+ HCOO−

Ru1*

CO2 N

NHC Ru NHC

CHO

OC

O

metal-ligandcooperation

H

hydrogenolysis

Ru2

Ru4

Ru3

Scheme 7

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168 Organic Reaction Mechanisms 2015

DFT calculations, complemented by NMR spectroscopy and kinetic experiments,related to the cooperative behaviour of the dearomatized Ru−CNC* complex (Ru1*)towards H2 and CO2 activation, are indicative of the much higher reactivity of Ru1*towards the ligand-assisted activation of both H2 and CO2 in comparison to that of thestructurally related phosphine-based Ru–PNP complex. Heterolytic dissociation of H2by Ru1* results in the bis-hydrido complex Ru2, which is active in CO2 hydrogenation.An increase in the H2/CO2 ratio effectively suppresses the deactivation path, whichresults in a stable and rather high catalytic performance of Ru–CNC complex. Bothcooperative (metal–ligand cooperation) and non-cooperative (hydrogenolysis) pathsfor the catalytic reaction by the bis-hydrido Ru−CNC catalyst Ru2 are considered. Thecatalytic role of the cooperative [1, 4]-CO2 adduct Ru3 is also evaluated. Scheme 7represents the proposed mechanism.266

de©The synthesis of Ru complexes bearing the carbodicarbene-type ligand ‘cyclic bent

allene’ (CBA) from the common precursor RuHCl(CO)(PPh3)3 is described. Thesecomplexes are superior in their catalytic activity compared to known ruthenium hydrido-carbonyl phosphine complexes. The complex RuH(OSO2CF3)(CO)(SIMes)(CBA) (85),(SIMes= 1,3-bis(2,4,6-trimethylphenyl)-4-5-dihydroimidazol-2-ylidene) in particular,is highly active in the hydrogenation catalysis of both functionalized and non-functionalized olefins in CH2Cl2 at room temperature even at low loadings as well asin diastereoselective reductions with TON= 1.28× 105 and yields >90%.267

O

Me

Me

NN

O

Me

Me

Ru

SIMesCO

H

TfO

(85)

Me N N Me

Me

Me

Me

Me

SIMes

The complex [(C6H6)(PCy3)(CO)RuH]+BF4− (86) catalyses the hydrogenolysis of

carbonyl compounds to yield the corresponding aliphatic products in high yield withhigh chemoselectivity towards the carbonyl reduction over alkene hydrogenation underenvironmentally sustainable conditions. The kinetic and mechanistic analyses reveal twodistinct pathways that are guided by the electronic nature of the Ru catalyst. The Rucatalyst with an electron-releasing phenol ligand facilitates the hydrogenolysis throughconcerted H2 addition, while the electron-deficient catalyst acts through stepwise bind-ing and activation of H2 and electrophilic hydrogenolysis of the alcohol substrate.268

ee©Catalytic reactivity of Ru(II) complexes with monotosylated 1,3-diamines is evaluated

in the asymmetric transfer hydrogenation of acetophenone and other aryl ketones in thepresence of water and HCOONa as a hydrogen donor. The complex (87) is the catalystof choice, as it is the most efficient in terms of the reaction rate, achieved yield, and

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3 Oxidation and Reduction 169

Ru+

H PCy3CO

(86)

BF4−

enantioselectivity. The activity of the catalyst is dependent on the hydrogen donor and thesolvent as well as the electronic and steric properties of the substrate. The 1,3-diaminesare synthesized using a biotransformation reaction employing the fungus Curvularialunata.269

NHTsRu

H2N

Cl

Me

Me

Me

(87)

The ligand (4-phenylquinazolin-2-yl)methanamine is synthesized in high yield fromglycine in a few steps. The activity of the complex (88), obtained as the major product byrefluxing the ligand with RuCl2(PPh3)dppb (dppb= 1,4-bis(diphenylphosphino)butanein presence of Et3N and i-PrOH, is studied in the transfer hydrogenation of acetophenoneand its derivatives in presence of 2-propanol and NaOH under mild reaction conditionswith excellent conversions of up to 99% and high TOF values of up to 1.188× 105 h−1.270

de©

PH

HP

RuCl

H2N

Cl

N

N

(88)

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170 Organic Reaction Mechanisms 2015

High yields, selectivity, and functional group compatibility are achieved in an efficientprotocol for the E-selective transfer semi-hydrogenation of electron-neutral alkynes tothe corresponding E-stilbene in 98% isolated yield with excellent chemo- and stereo-selectivity in dimethoxyethane using the Ru complex (89) in presence of HCOONa andHCOOH. Step-wise transfer of both the hydride and the proton of the formic acid tothe substrate is the suggested mechanism. The protocol can be applied to the synthesisof monodeuterated alkenes by simply applying a HCOOH/HCOONa/D2O mixture as ahydrogen source.271

P RuP

ClOC

OC

HHO

HOH

(89)

The kinetics of OsO4-catalysed oxidation of l-arginine to 𝛼𝛼-keto acid by IO4− in

alkaline medium is zero order in arginine, first order in OsO4, second order in IO4−,

and fractional order in OH− ions.272 The kinetics of similarly catalysed oxidation ofsulfadiazine (4-amino-N-(2-pyrimidinyl) benzenesulfonamide (SD) by CAT in alkalinemedium is first order in both CAT and OsO4 and an order less than 1 in SD and OH−

ions. The catalysed reaction is about nine-fold faster than the uncatalysed reaction.273

Oxidation by Compounds of Non-metallic Elements

Sulfur and Boron

The optimized reaction condition for the syn-dioxygenation of indenes and dihydronaph-thalenes to produce 1,3-dioxolanes is to add powdered oxone (potassium peroxomono-sulfate) to a stirred slurry of NaHCO3 and the indene in a mixture of acetone+ ethylacetate+water. The yield of 1,3-dioxolane from the simple indene is 82%. Preliminarycontrol experiments reveal that the current dioxygenation is not due to trace metal presentin the reagents used and also that epoxide may not be involved as an intermediate.274

The kinetics and mechanism of 𝛽𝛽-cyclodextrin-catalysed oxidation of glutamine (Glt)by oxone is first order in Glt and oxone. Variation of the ionic strength and the sol-vent polarity has negligible effect on the rate. The constant for the interaction of 𝛽𝛽-cyclodextrin and glutamine is 72.76× 103 M−1.275

The kinetics of oxidation of [Ni(II)(H2L1)](ClO4)2, (H2L1 = 3,8-dimethyl-4,7-diaza-3,7-decadiene-2,9-dione dioxime) and [Ni(II)(HL2)]ClO4, (H2L2 = 3,9-dimethyl-4,8-

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3 Oxidation and Reduction 171

diaza-3,8-undecadiene-2,10-dione dioxime) by S2O82− (PDS) in aqueous media are first

order in the complexes and PDS. The H+ dependence for [Ni(II)(H2L1)]2+ is complexover the pH range 4.98–7.50, while reaction of [Ni(II)(HL2)] is pH-independent overthe range 5.02–7.76. In both cases, kobs decreases with increasing ionic strength, but thisis more pronounced for [Ni(II)(H2L1)]2+ than for [Ni(II)(HL2)]+.276

de©Studies on the diastereoselective oxidation of 1-thio-𝛽𝛽-d-glucopyranosides with

organic peracids indicate that the sense (usually the major isomer has an S absoluteconfiguration at sulfur) and the degree of stereochemical outcome of the oxidationare very much dependent on the presence of the sulfur substituent and on the groupprotecting C(2)–OH. Thus, mesylation of the C(2)–OH allows the formation of thesulfinyl glycoside with RS absolute configuration at sulfur as the major isomer. Inthe case of thioglycosides with a bulky aglycone, the mesylation of C(2)–OH has asignificant effect on the stereochemical outcome of the oxidation, affording the usuallyless favoured RS sulfoxide as a single diastereoisomer. The absolute configuration ofthe final sulfinyl glycosides was established by NMR and X-ray crystallography.277

The kinetics of oxidation of substituted 5-oxoacids by H2BO3+ ion in AcOH–H2O is

first order both in 5-oxoacid and H2BO3+ ion and second order in H+ ion. The reaction

rate increases on lowering the dielectric constant and by electron-releasing substituents,but the rate decreases by electron-withdrawing substituents on the aromatic ring. Theorder of reactivity is p-methoxy≫ p-Me> p-Ph> –H> p-chloro> p-bromo>m-nitro.The oxidation is faster than the H2O2 oxidation. H2BO3

+ reacts with the enolic form ofthe oxo-acid in the rate-determining step, giving the cyclic boronate ester, which decom-poses to carboxylic acid by C–C cleavage.278

de©DFT calculations on the mechanism of the Lewis acid C6F5(CH2)2B(C6F5)2, catalysed

hydrogenation of 2-phenyl-6-methylpyridine, have shown that there are five plausiblepathways: (i) the formation of a FLP by Lewis acid, generated from hydroboration ofthe alkene and pyridine, (ii) activation of H2 by FLVP to give an ion pair intermediate,(iii) formation of the 1,4-dihydropyridine as the result of intramolecular hydride transferfrom the boron atom to the pyridinium cation in the ion pair intermediate, (iv) hydro-genation of the 1,4-dihydropyridine by the FLP to form 1,4,5,6-tetrahydropyridine (X),and (v) hydrogenation of X by the FLP to form piperidine. The hydrogenation processes(iv) and (v) follow a similar pathway involving four steps: (a) proton transfer from thepyridinium moiety to the substrate, (b) dissociation of the newly generated pyridine,(c) formation of the hydrogenated product by hydride migration from the hydridobo-rate moiety to the protonated substrate, and (d) regeneration of the free borane from therelease of the hydrogenated product. The rate-limiting step is the proton transfer in thesecond hydrogenation step.279

An alkene-promoted HB(C6F5)2-catalysed hydrogenation of alkynes to give both Z-and E-alkenes in high yields with excellent stereoselectivities is achieved. Z-Alkenes areproduced directly by metal-free hydrogenation whereas E-alkenes are generated throughan isomerization of the Z-alkenes, which is facilitated by HB(C6F5)2. The experimen-tal and theoretical studies for the mechanism indicate that interactions between H andF atoms of the alkene promoter, borane intermediate, and H2 play an essential role inpromoting the rate-determining hydrogenolysis reaction.280

ee©de©

The hydrogenation of a wide range of 2,3-disubstituted quinoxalines with H2to 1,2,3,4-tetrahydro-2,3-dimethyl quinoxaline is achieved in 80–99% yields with

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172 Organic Reaction Mechanisms 2015

excellent cis selectivity using the borane catalyst B(C6F5)3 or B(p-HC6F4)3 to producethe desired tetrahydroquinoxalines. Significantly, the asymmetric reaction employ-ing chiral borane catalysts generated by the in situ hydroboration of chiral dieneswith HB(C6F5)2 under mild reaction conditions is also achieved with up to 96%ee, and represents the first catalytic asymmetric system to furnish optically activecis-2,3-disubstituted 1,2,3,4-tetrahydroquinoxalines.281

ee©The spiroborate ester (90) is used as a highly efficient chiral catalyst in the borane

reduction of acetophenone and other aryl alkyl and halogenated ketones. The corre-sponding alcohols were obtained in high yields and with enantioselectivities up to 98%ee. The amino alcohol moiety of the spiroborane molecule is the predominant factoraffecting the enantioselectivity of the reduction. The selectivity of the borane reductionof prochiral ketones catalysed by spiroborate esters depends on the order and the rate ofthe reagent addition, the solvent, and the borane source.282

ee©

NH

BO

O

O

+

(90)

1,2,3-Triazolylidene-based mesoionic N-heterocyclic carbene (MIC) boranes are syn-thesized from the corresponding 1,2,3-triazolium salts, base, and borane. Borenium ions,obtained by hydride abstraction, serve as catalysts in mild hydrogenation reactions ofimines and unsaturated N-heterocycles at ambient pressure and temperature. When theMIC-based systems are isosteric with the corresponding NHC-derived borenium ions,they are more active.283

The kinetics and mechanisms of the triarylborohydrides with benzhydrylium ions,iminium ions, quinone methides, and Michael acceptors are investigated, and their nucle-ophilicity is determined and compared with those of other hydride donors. The hydri-doborate salts are synthesized from triaryl boranes, ammonium or phosphonium halides,and triethylsilane in high yield under mild conditions.284

B(C6F5)3-catalysed transfer hydrogenation of 1,1-disubstituted alkenes withcyclohexa-1,4-dienes in 1,2-F2C6H4 involves the formation of a Brønsted acidicWheland complex and [HB(C6F5)3]−. A sequence of proton and hydride transfers ontothe alkene results in 90% conversion and 64% yield of the alkane product. Undesiredreactions such as the formation of carbenium ion intermediates, which lead to cationichetero- or homo-dimerization, are largely suppressed by using 1,3,5-trisubstitutedcyclohexa-1,4-diene as the dihydrogen source. Computationally analysed reaction path-ways lead to a mechanistic picture that is in complete agreement with the experimentalobservations.285

The synthesis, characterization, and reactivity of a new type of borenium cationemploying a naphthyl bridge and a strong P→B interaction are described. The cationreacts with H2 in the presence of Pt-Bu3 but also on its own. The mechanism of thereaction between the borenium cation and H2 in the absence of Pt-Bu3, investigatedusing D-labelling experiments and DFT calculations, imply the side-on coordination ofH2 to the B centre, followed by heterolytic splitting and concomitant cleavage of the

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3 Oxidation and Reduction 173

B–Mes bond. The molecule also reacts with 3-hexyne through a syn-1,2-carboborationreaction.286

Solutions of ansa-aminoborane (91), an FLP with the smallest possible Lewis acidicboryl site (BH2) and a bulky 2,2,6,6-tetramethylpiperidine as the basic component, splitH2 in a fast and reversible process producing the adduct (92) at moderate pressuresand temperatures. The thermodynamic and kinetic features, as well as the mechanismof this reaction, studied by variable-temperature NMR spectroscopy, spin-saturationtransfer experiments, and DFT calculations, provide comprehensive insight into thenature of (91).287

(91)

BH2

N

MeMe

Me

Me

(92)

B−

N+

Me

Me Me

MeH H

H H

A highly active and selective process for the deoxygenation of terminal 1,2-diols atthe primary position, to form chiral 2-alkanols in nearly perfect enantiomeric excess,is initiated by triphenylboron as catalyst in the presence of Ph2SiH2 and Et3SiH via thetransient formation of a cyclic siloxane. The utility of the method is illustrated by a shortsynthesis of the anti-inflammatory drug (R)-lisofylline (93).288

ee©

(93)

N

N

Me

O

O

OH

Me

N

N

Me

Asymmetric reduction of a variety of t-butanesulfinyl ketimines by an N-heterocycliccarbene borane based on a triazole core (94) is achieved in the presence of p-TsOH andmethanol in yields up to 88% and up to 94% de at −10 ∘C. Thus NHC–BH3 is a valuablealternative reducing reagent.289

ee©

(94)

N

N

Me

Me

+ B-H3

The effect of additive BF3 on oxazaborolidine-catalysed enantioselective reduction ofaromatic trifluoromethyl ketones, including para-substituted biphenyl trifluoromethyl

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174 Organic Reaction Mechanisms 2015

ketones, in THF is to enhance the enantioselectivity (up to 90% ee) and yield ( up to ee©91%). The catalyst (95) is generated in situ from the chiral lactam alcohol (96) andborane.290

(95)

ON

B

(96)

OHNO H

Reductive ring opening of aza-bridged pyridoazepine (cyclic N,N-acetal) systemsforms the desired C–N1 cleavage product 3-(1-benzylpyrrolidin-2-yl)-N-methylpyridin-2-amine in 89% yield on hydrogenation with sodium cyanoborohydride in acetic acid;aromatic fused azepine, the C–N2 cleavage product, is not detected. Selective control ofthe reaction pathways is determined by the electronic nature of the substituents on thetwo nitrogen atoms. Electron-donating or electron-neutral substituents on the bridgeheadnitrogen regioselectively favour C–N1 bond cleavage; iminiums are the likely key inter-mediates for the two pathways proposed. The reductive cleavage provides a convenientmethod to access novel 2-aminonicotine and pyrido[2,3-b]azepine derivatives.291

A novel BF3/ether reductive system for diphenylmethanols and their ether and esterderivatives is described that presents a metal-free strategy to afford the correspondingalkane products in good to excellent yields. The addition of extra water is beneficialfor the reduction process, and D-labelling experiments determined that the reductivehydrogen is generated from ethers. The protocol is attractive and practical because of itsfavourable safety profile, easy handling, and environmentally benign nature.292

Halogens

The stoichiometry and kinetics of reaction between isonicotinic hydrazide (INH) andthe OCl− ion were studied at pH> 10 in aqueous medium. The oxidation productin excess of OCl− ion is isonicotinic acid, whereas when isoniazid is in excess,2-(4-pyridinylcarbonyl)hydrazide is the major product. Under all conditions, therate-determining step of the overall reaction is the rapid bimolecular reaction betweenthe neutral from of isoniazid and the anionic hypochlorite ion.293 Oxidation of pyruvicacid by hypochlorous acid is studied in the pH range1.0–11.0. The main reactivespecies are the pyruvate ion and HOCl. The reaction is second order in both reactants.The relatively large negative entropy of activation is consistent with an oxygen-atom-transfer mechanism. DFT calculations support this conclusion by predicting aconcerted rearrangement of the activated complex, which includes the reactants and thesolvent water molecule. It is also confirmed that the hydration of pyruvic acid has asignificant contribution to the observed kinetics under acidic conditions. The hydrationis a proton-catalysed process, and the pseudo-first-order rate constant is interpreted byconsidering the protolytic and hydration equilibria of pyruvic acid. The rate constantswere determined for the non-catalytic and the proton-catalysed paths.294

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3 Oxidation and Reduction 175

The reactions of dichloroisocyanuric acid (DCICA) with acetone and 2-butanone inAcOH–HClO4–H2O, studied in absence and presence of Cl− ions, are pseudo zero andpseudo first order in DCICA and first and fractional order in substrate and H+ ionsin presence and absence of Cl− ions, respectively. The rate increases with increase inCl− ion concentration and AcOH composition. The results are interpreted in terms of(i) rate-determining enol formation from the conjugate acid of the ketone (SH+) in theabsence of added Cl− ions, and (ii) rate-determining interaction of SH+ with the mosteffective molecular chlorine species produced by the hydrolysis of DCICA (rather thana rate-determining interaction of enol with chlorine) in the presence of added chlorideions.295

The oxidation of erythritol by CAT, catalysed by Ru(III) in HClO4, in presence ofHg(OAc)2 is zero order in erythritol and H+ ions and first order in CAT and [Ru(III)].296

Similarly catalysed acidic oxidation of thiamine (THM) by CAT to 4-amino-2-methyl-4,5-dihydropyrimidine-5-carbaldehyde, and 2-(4-methyl-1,3-thiazol-5-yl)ethanol is firstorder in Ru(III), THM, and H+ ions. Protonated CAT and [RuCl5(H2O)]2− are the reac-tive species. The observed rate increases with decrease in the dielectric constant andincrease in ionic strength of the medium.297

The alkaline oxidation of the orange-II dye by CAT to 1,2-naphthaqueousuinone andbenzenesulfonic acid is first order in CAT and orange-II and of inverse fractional orderin OH− ion. The rate is unaffected by the ionic strength of the medium or by the addedp-toluenesulfonamide and Cl− ion.298

Oxidation of phenol and o-cresol by CAT in AcOH medium is first order in CAT andzero order in phenol/o-cresol; increase in acid strength increases and decreases the ratesof the respective reactions. The energy of activation is more for phenol, which indicatesthe greater reactivity of o-cresol towards CAT.299

Alkaline oxidation of crotonic acid (CA) to acetaldehyde and glyoxylic acid by CAT,catalysed by Ir(III), is first order in both CAT and CA. The first-order dependence onIr(III) at lower concentrations tends to zero order at its higher concentrations. The rateincreases with OH− but decreases on adding p-toluene sulfonamide.300

The kinetics of oxidation of dipeptide glycylglycine (GG) by CAT in aqueous solu-tion to aldehyde, ammonia, and carbon dioxide is fractional order in [GG] and firstorder in [CAT]. A Michaelis–Menten-type mechanism is proposed, and the rates arecompared with that of the monomer glycine.301 Oxidations of balsalazide (BSZ) byCAT and bromamine-T(BAT) to 2-hydroxy-5-nitroso-benzoic acid and 3-(4-nitroso-benzoylamino)-propionic acid in HClO4 medium exhibit the same kinetic dependence.The reactions are first order in BSZ and fractional order in each oxidant and HClO4. Theoxidation of BSZ is about five-fold faster with BAT than with CAT.302

The kinetics of oxidation of butane-2,3-diol by N-chlorosaccharin (NCSA) is firstorder in the tungstophosphoric acid (TPA) catalyst, NCSA, butane-2,3-diol, and in H+

ion. A negative effect of AcOH is observed.303

The chlorination reactions of 2-oxazolidinone with N-chlorosuccinimide (NCS),HOCl, and t-butylhypochlorite are first order in each reactant and have a complexdependence on the pH. The reactivity order with respect to the chlorinating agent is inthe order HOCl> t-BuOCl>NCS. The kinetic results obtained in the formation of theN-chloro-2-oxazolidinone are summarized.304

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176 Organic Reaction Mechanisms 2015

The kinetics of oxidation of the drug Losartan potassium [LP] byNCS in HCl mediumis fractional order in LP and HCl, first order in NCS, and inverse fractional order in Cl−

ion. An increase in ionic strength decreases the rate, but an increase in solvent polarityhas the opposite effect.305

Chemical oscillations, with and without the presence of metal ions, are seen duringthe bromination and oxidation of 4-(N,N-dimethylamino)benzoic acid (DMABA) byacidic bromate. DMABA reacts with bromine to yield 3-bromo-4-(N,N-dimethylamino)benzoic acid, the accumulation of which is probably responsible for the observed longinduction time, whereupon its rapid consumption is accompanied by rapid bromide pro-duction. Different from the recently reported uncatalysed bromate oscillators, where theinclusion of metal ions such as ferroin and cerium could lead to complex behaviours, hereonly simple periodic oscillations have been observed in those catalysed systems. The ini-tial presence of cerium and bromide shortens the induction time, probably through therelease of bromide ion on reaction with bromo-4-(N,N-dimethylamino) benzoic acid.306

The kinetics of acidic bromate oxidation of neomenthol to menthone is first orderboth in bromate ion and neomenthol. The order in H+ ion is variable, exceeding 1 onlyfor [H+]> 0.15 mol dm−3. The decreasing dielectric constant of the medium retards therate.307

The kinetics of oxidation of monoethanolamine, diethanolamine, and triethanolamineby N-bromophthalimide (NBP) in the presence of mercuric acetate in aqueous AcOH isfirst order in NBP and fractional order in substrates. A Michaelis–Menten type mecha-nism is proposed.308

The potentiometrically studied oxidation of 3-benzoylpropionic acid (BPA) in 50:50(v/v) aqueous AcOH by N-bromo benzamide (NBB) to the corresponding carboxylicacid is first order in BPA, NBB, and H+ ions. The rate is unaffected by the addedbenzamide. Other effects such as that of temperature, composition of solvent medium,and added mineral acid are also studied. Protonated NBB is the postulated reactiveoxidizing species.309

The micellar-catalysed oxidation of dextrose by N-bromosuccinimide (NBS) is firstorder in NBS, fractional order in dextrose, and negative fractional order in H2SO4.Added succinimide and Hg(OAc)2 have insignificant effect on the rate, and the role ofanionic and non-ionic micelles is best explained by Berezin’s model.310

Synthesis of a new fluorinated ionic liquid, 1-n-butyl-3-methylimidazolium fluoride([bdmim]F), and its application as a nucleophilic source of fluoride in an oxidativedesulfurization–fluorination reaction for the preparation of difluorinated ethers usingNBS as the oxidant are described. The C=S double bond of xanthates and thiocarbon-ates when difluorinated gives rise to small libraries of halogenated ketals and thioketalswithout the use of HF–pyridine or TBAH2F3 and without any particular precaution.311

The kinetics of oxidation of aliphatic alcohols by 1-bromobenzimidazole (BBI) inaqueous AcOH in the presence of Hg(OAc)2 is first order in alcohol and BBI and frac-tional order in H+ ion. The rate increases with the decrease in solvent dielectric constant,indicating ion–dipole interaction. The oxidation of aliphatic alcohols shows a Taft 𝜌𝜌value of −0.72, suggesting an electron-deficient TS; BBIH+ is the postulated reactiveoxidizing species.312,313,∗

∗Authors republished the same article in the same journal.

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3 Oxidation and Reduction 177

The mechanisms of oxidation of 1,2-diphenylhydrazine by iodine have been examinedusing semi-empirical and DFT methods. The oxidation proceeds via two independentpathways. One pathway involves a multi-step chain mechanism; the other mecha-nism, which is faster, occurs via one-step formation of a ‘cyclic’ activated complexwhich disproportionates into the products.314 I2-catalysed controlled synthesis of1,2-azidoalcohol regioisomers, with 98% diastereomeric ratios in yields up to 92%,has been achieved by vicinal azidohydroxylation of alkenes using DMF and NaN3as the O- and N-nucleophile, respectively. Regio- and stereo-divergence is attributedto the use of I2 as the oxidant because 2-azido-1-phenylethanol is formed in 90%yield with the use of TBHP as the oxidant in the mixture of DMSO+DMF, whereas2-azido-2-phenylethan-1-ol is obtained with the use of 50% aqueous H2O2 in 82%yield; a 3:1 mixture of the respective isomers is formed in 78% yield with the useof 70% aqueous TBHP. Mechanistic studies with 18O labelling reveal that DMF iscrucial for region-divergence and acts as an oxygen source in this azidohydroxylationreaction.315 I2-mediated oxidative N–N bond formation is achieved in the presence ofKI for the synthesis of a variety of 1,2,4-triazolo[1,5-𝛼𝛼]pyridines and other 1,5-fused1,2,4-triazoles in yields ≥95% from a wide range of N-aryl amidines in DMSO in thepresence of K2CO. The presence of KI successfully suppresses the iodination and otherside reactions. The cyclization reaction has a short reaction time and is insensitive to airand moisture.316 de©

An efficient I2-DMSO-promoted sp3 C–N bond formation through oxidative couplingbetween arylmethylketones and secondary amines under metal-free condition has beenapplied to access 𝛼𝛼-ketoamides. Mechanistic studies reveal that the C(1)-oxygen atomof 𝛼𝛼-ketoamides is derived from DMSO.317 A computational study of the mechanism ofgas-phase I2 oxidation of d-fructose reveals three TSs, corresponding to three consec-utive elementary steps via two intermediates. The enthalpies and activation barriers ofthe steps are reasonably acceptable and are consistent with the mechanism proposed.318

A metal-free selective C–H homocoupling of meta-hydroxypyridine to 3,3′-dihydroxy-2,2′-bipyridine is obtained in 70% yield with high regioselectivity usingphenyliodine(III) diacetate (PIDA) in CH2Cl2 with Cs2CO3 as base additive. Thecoupling takes place exclusively at the ortho-position with respect to the hydrox-ypyridine. Comparative control experiments with m-alkoxypyridine suggest that them-hydroxy group at the pyridine ring plays a key role during the homocouplingreaction. The 3,3′-dihydroxy-2,2′-bipyridine derivatives are widely used as ligands forthe coordination of transition metals for many applications.319 Periodate oxidation ofvanillin (Van), uncatalysed and catalysed by Ru(III), in alkaline medium is first order inperiodate and Ru(III) and less than unit order in Van and OH− ions. The ionic strengthand dielectric constant of the medium do not have any significant effect on the rate. Thestudy suggests that [H2IO6]3− and [Ru(H2O)5OH]2+ are the reactive species.320

The metaperiodate (IO4−) oxidation of riboflavin (RBF) to lumichrome and 1-

acetylglycerol in aqueous acidic medium is first order in both reactants; an inversedependence on H+ ions is observed over the pH range 1.4–2.6. The rate is inhibitedby added Fe2+, probably, due to the formation of a Fe3+–periodate complex which isless reactive than free IO4

−. The deprotonated form of RBF is more reactive than itsconjugate acid RFB2+ over the pH range studied. The detection of free radicals indicates

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178 Organic Reaction Mechanisms 2015

that periodate acts as one-electron transfer oxidant. An inner-sphere mechanism inwhich the deprotonated form of RFB bridges the periodate in a step preceding therate-determining steps is suggested.321

Peracids

The 2-iodobiphenyl-catalysed intramolecular aliphatic C–H amination (specifically of2-cyclohexyl-N-methoxybenzamide to 2′-methoxyspiro[cyclohexane-1,1′-isoindolin]-3′-one) to 𝛾𝛾-lactam is achieved in hexafluoro-2-propanol with meta-chloroperoxyben-zoic acid (m-CPBA) as oxidant under mild reaction conditions in a short time. DFTcalculations show that the preferred pathway involves an iodonium cation intermediateand proceeds via a concerted C–H/C–N bonding TS, through hydride transfer followedby the spontaneous C–N bond formation.322

Statistical experimental design, multivariate modeling, and response surface method-ology are used to investigate the oxidation of 2,6-dimethoxyacetophenone bym-CPBA.The optimized reaction protocol is used to investigate variously substituted acetophe-nones. The overall investigation reveals that both the molecular structure of the ace-tophenone and the experimental conditions had a substantial impact on whether theoxidation reaction follows the oxygen insertion or direct ring hydroxylation mechanism.An improved protocol for the direct aromatic ring hydroxylation is suggested.323

The kinetics of oxidation of aromatic anils in the aniline moiety by m-CPBA in aque-ous AcOH is second order in anil and first order in the oxidant; an increase in H+

retards the rate. The kinetic effects of 3 meta- and 5 para-substituents on the anil followthe isokinetic relationship and Exner relationship but not any of the linear free-energyrelationships. The Hammett plot exhibits a concave downward curve for the anils withsubstituents on the aniline moiety.324

Ozonolysis and Ozonation

The gas-phase ozonolysis of trans-2,2-dimethyl-3-hexene (22dM3H), trans-2,5-dimethyl-3-hexene (25dM3H), and 4-methyl-1-pentene (4M1P) is investigated in thepresence of the hydroxyl radical scavenger. Ozone levels in the reactor are monitoredby an automatic analyser while concentrations of alkene and gas-phase product aredetermined via on-line sampling. Primary carbonyl products are identified, and branch-ing ratios are reported. The yield of a Criegee intermediate is indirectly determined inthe ozonolysis of 4M1P. Total yields of the primary carbonyl products are very closeto 100%, which is in agreement with the well-known mechanism of alkene ozonolysis.Results of kinetic and product study have been compared with literature reports whereavailable.325

The kinetics and mechanisms of ozone reactions with alcohols, ketones, ethers, andhydroxybenzenes in organic solvents have been studied to determine the influences ofthe structure, medium, and other reaction conditions. The corresponding thermody-namic parameters are reported, and possible applications of ozonolysis are specifiedand discussed.326

Kinetics and mechanisms of oxidation of 4-aminotoluene and its acylation derivativesby ozone/air mixtures in glacial acetic acid have been reported. The process of formationof acetaminobenzoic acid by liquid-phase catalytic oxidation of 4-acetaminotoluene

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3 Oxidation and Reduction 179

by ozone in the presence of transition-metal salts and their mixtures with potassiumbromide has been investigated.327 DFT study of gas-phase ozonolysis of 𝛼𝛼-pinene([1S,5S]-2,6,6-trimethylbicyclo[3.1.1]hept-2-ene), 𝛽𝛽-pinene ([1R,5R]-6,6-dimethyl-2-methylenebicyclo[3.1.1]heptane), camphene ([1R,4S]-2,2-dimethyl-3-methylenebicyclo[2.2.1]heptane), and sabinene ([1R,5R]-4-methylene-1-(1-methylethyl)bicyclo[3.1.0]hexane) has considered different O3 attacks on the double bond. The kinetics of O3additions are influenced by the location of the endo- or exo-cyclic double bond (𝛼𝛼-pineneand 𝛽𝛽-pinene) and the proximity of the methyl groups to the double bond (campheneand sabinene, respectively). The formation of both exo (upward O3 attack) and endo(downward O3 attack) conformers of the molozonides is considered. The relative Gibbsfree energy differences do not show significant distinction, and the branching ratiosfor formation of the exoconformers are greater than 97% for 𝛼𝛼-pinene, 𝛽𝛽-pinene, andcamphene, whereas for sabinene the formation of exo- and endo-conformers seemsto compete. The kinetic model, based on reversible prebarrier complex formation andconversion into the molozonide, provides better results than the elementary bimolecularreaction model. The canonical variational (CVT) rate coefficients show reasonableagreement with the microcanonical variational rate coefficients, the latter beingsomewhat smaller. The final results suggest that description of the reaction mechanismfor monoterpenes must take account of the role of the prebarrier complex.328

The reaction mechanism for the formation of collisionally stabilized excited CriegeeCH2OO* intermediate (having a lifetime of a few seconds) from the O3 +C2H4 reac-tion is studied using high-accuracy quantum chemical calculations in conjunction withthe two-dimensional master equation/semi-classical transition-state theory technique.The calculated product branching ratios are in excellent agreement with experimen-tal results. The intermediate, being very reactive, reacts rapidly with other species inthe reaction system (or dissociates thermally to several products within a couple ofseconds). As a result, the stabilized Criegee intermediate has not been detected spectro-scopically. Finally, evidence suggests that the hydroxyl radical product is mainly formedby a step-wise decomposition of primary ozonide via the singlet biradical intermediate⋅OOCH2CH2O⋅ and through HOOCH2CHO (hydroperoxy methylformate).329 Oxida-tion of bilirubin to choletelin, by benzoyl peroxide in dimethyl sulfoxide, takes placethrough the intermediate products biliverdin and purpurin. A proposed kinetic modelis related to the exchange interaction of CH protons of methylene and methine spacerswith free radicals in the rate-limiting step with the further destruction of the ‘ridge-tile’pigment conformation. The mechanism steps are confirmed by quantum-chemical cal-culations and HPLC. It is found that in organic solvents the end products of bilirubinoxidation are not monopyrrolic derivatives.330

A new and optimized procedure for the allylic oxidation of Δ5-steroids with t-butylhydroperoxide in the presence of catalytic amounts of N-hydroxyphthalimide (NHPI)under mild conditions has shown excellent regioselectivity and chemoselectivity(functional group compatibility). It is observed that Co(OAc)2 can enhance the catalyticability of NHPI, resulting in better yields and shorter reaction times. The reactionmechanism and scope of the reaction with a variety of Δ5-steroidal substrates were alsoinvestigated.331

Computational chemistry is used to study the thermochemistry, reaction paths, and TSstructure energetics for the decomposition of di-t-butyl peroxide (DTBP). The major

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180 Organic Reaction Mechanisms 2015

first-step dissociation of DTBP results mainly from RO–OR and R–OOR bondcleavages and several molecular elimination pathways. Over 10 initial reaction pathsare identified. Low-barrier or barrierless reaction product sets include two t-butoxyradicals, t-butyl-hydroper oxide, iso-butene, t-butoxy radical, and a hydroxyl t-butylalkyl radical. Intermediate barrier products include t-butyl peroxy radical, t-butylradical, t-butyl alcohol, dimethyl oxirane, a methoxy-t-butyl radical, t-butoxy radical,acetone, and methyl-t-butyl ether.332

An experimental/computational investigation strongly supports the reversible forma-tion of cyclohexylidene dioxirane as an intermediate in the oxidation of cyclohexanonewith aqueous H2O2. A computational analysis with explicit inclusion of up to twowater molecules rationalizes the formation of the dioxirane intermediate via additionof hydroperoxide anion to the ketone but reveals that this species is not involved inthe subsequent formation of the Criegee adduct (1-hydroperoxycyclohexanol). Thismechanism is operative only in neutral and/or basic conditions. Direct addition of H2O2to the ketone is favoured over hydrolysis of dioxirane, the latter being in competitionwith ring opening to carbonyl oxide followed by hydration. However, dioxirane mayaccount for the formation of the bis-hydroperoxide derivative.333

An effective method to synthesize aldehyde in good yield and selectivity is viathe selective oxidative C=C bond cleavage of terminal olefins in acetonitrile withH2O2 in association with copper(II) complexed with the macrocyclic ligand 5,7,12,14-tetramethyl-1,4,8,11-tetraaza cyclotetradeca-4,7,11,14-tetraene (LCu, 97) as catalyst.The yield and selectivity of benzaldehyde formation from styrene (chosen as model)increases gradually with increasing pH, and the maximum values are reached at pH 8.0.Aryl olefins with electron-rich substitutents undergo conversion >80% and selectivity>90%, whereas electron-deficient styrene derivatives give lower conversion but higherselectivity (>96%). The catalytic system is also suitable for aliphatic terminal olefins

(97) LCu

N

N

N

N

Me

MeMe

Me

CuII

H O O H

LCu

OOH

HCR

RC

OOH

MeR

HOO–CuL

R

RCHO + H2O

MeOH

H2O•

H2O2

LCuLCu–OOH•

Scheme 8

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3 Oxidation and Reduction 181

such as allylbenzene and 1-octene but is ineffective towards intramolecular alkenes.Scheme 8 depicts a proposed mechanism involving associated radical active oxospecies.334

DFT calculations suggest that the H2O2 oxidation of olefins, catalysed by water-soluble Bi salts, occurs via two competitive channels: (i) non-radical epoxidation of theC=C bonds, and (ii) radical hydroperoxidation of the allylic C atom(s) with involvementof the HO⋅ radicals. DFT calculations predict that both epoxidation and hydroperoxi-dation pathways may be realized concurrently as a result of a rather small differencein the activation barriers. The most plausible mechanism of epoxidation includes (a)the substitution of a water ligand for H2O2 in the initial aqua complex [Bi(H2O)8]3+,(b) hydrolysis of the coordinated H2O2, (c) one-step oxygen transfer through a directolefin attack at the unprotonated O atom of the OOH– ligand in [Bi(H2O)5(OOH)]2+

via a TS, and (d) liberation of epoxide from the coordination sphere of Bi. Otherconcerted and step-wise mechanisms of epoxidation are less favourable. A preliminaryexperimental study of cyclohexene, cyclooctene, and 1-octene oxidation with thesystems Bi(NO3)3/H2O2/CH3CN+H2O and BiCl3/H2O2/CH3CN+H2O indicates theformation of both enol and epoxide/diol products, consistent with the main conclusionsof the DFT calculations.335

DFT calculations have clarified the catalytic role of the aqueous complexes[M(H2O)n]

3+ (M=Ga, In, and Sc, n= 6; M=Y, n= 8; M=La, n= 9) in the oxidationof both alkanes and olefins with H2O2. The olefin reaction occurs via two competitivereaction channels, that is, (i) hydroperoxidation of the allylic C atom(s) via HO⋅radicals and leading to alkyl hydroperoxides ROOH, and (ii) epoxidation of the C=Cbond involving oxygen transfer from the hydroperoxo ligand in an active catalyticform [M(H2O)n−k(OOH)]2+ (M=Ga, In, Y, La, k= 2; M=Sc, k= 1) to the olefinmolecule and leading to epoxides and/or trans-diols. Other concerted and step-wisemechanisms of the epoxidation are less favourable. The nitrate salts are used as catalystprecursors for a reaction of cyclohexene (cycloalkene) with H2O2. Epoxides are themajor products with cycloalkane and alkene.336 Four possible mechanisms namelyconcerted, nonconcerted, ionic, and radical, are considered for the gas-phse oxidation ofcysteine with H2O2 in different solvents (THF, H2O, dioxane) and have been exploredusing quantum chemical calculations. The results favour the ionic mechanism fomthe energy point of view. The solvent effect is investigated with explicit solvent andONIOM models in water. Better agreement with the experimental data is obtained usingthis method, showing the importance of solvent effects on this kind of reaction. Finally,QTAIM (quantum theory of atoms in molecules) analysis has confirmed the covalentnature of the S–O bond at the TS of the reaction.337 Phthaloyl peroxide oxidation ofarenes leads to the synthesis of phenols. Computational study of a newly synthesized4,5-dichlorophthaloyl peroxide predicted its enhanced reactivity relative to phthaloylperoxide oxidant, and this has expanded the scope for arene hydroxylation reactionsin (CF3)2CHOH. The reaction proceeds through a ‘reverse-rebound’ mechanism withdiradical intemediates. This is supported by computational analysis of substituentseffects on arenes, isolation and characterization of by-products, and determination offree-energy correlations.338

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182 Organic Reaction Mechanisms 2015

The Bu4NI-catalysed coupling reaction of 2-vinylphenols and 4-t-butyl benzoic acidin DCE results in the synthesis of the desired 2,3-dihydrobenzofuran-3-yl 4-(t-butyl)benzoate in 99% yield using t-BuOOH as an oxidant in air. The reaction has highfunctional goup tolerance. A plausible mechanism based on experiments and literaturereports is proposed.339

A novel intramolecular oxidative coupling reaction for the synthesis of benzofuranderivatives via direct C(sp2)–H functionalization for the C–O bond formation isdescribed. The I2-catalysed transformation is carried out in EtOH using TBHP as theoxidant; a catalytic amount of NaN3 as additive plays a crucial role in the couplingprocess. The yield of benzofuran derivatives is 88% under metal-free conditions. Thereaction tolerates a broad substrate scope, and a possible domino Michael additionand an intramolecular oxidative coupling reaction mechanism are also proposed.340

1-Butylpyridinium iodide-catalysed intermolecular sp3 C–N bond formation by directoxidative amination of benzylic sp3 C–H bonds with benzotriazole (aminating agent)enables the synthesis of N-alkylated azoles in 77% yield using the oxidant TBHP undermetal-free conditions. The catalyst can be recycled and reused with similar efficaciesfor at least eight cycles.341

An efficient methodology for selective benzylic C–H oxidation in a mixture ofacetone/water (1:1) is developed using t-butyl hydroperoxide as the oxidant andFe(TAML)Li (98) as the catalyst. The oxidation of various simple benzylic compoundsto the corresponding ketones is carried out with excellent yields and/or selectivity at−10 ∘C. A plausible mechanism for the reaction is proposed.342

NFe

NN

NOH2

O

OMe

Me O

Me

Me

MeO

Me

(98)

The detection and identification of the hydroperoxymethyl formate (HOOCH2OCHO,HPMF) and partially oxidized intermediate species resulting from the oxidation ofdimethyl ether is reported. HPMF and its conceivable decomposition products areidentified on the basis of observed ionization thresholds and fragmentation appearanceenergies, interpreted with the aid of ab initio calculations.343

The rate and mechanism of H2O2 oxidation of pyruvic acid to AcOH and CO2 isinvestigated over the pH range 2–9. The rate constants are determined under pseudo-first-order kinetics (excess of H2O2). The calculated second-order rate constants followa sigmoidal shape with pH-independent regions below pH 3 and above pH 7 butincrease between pH 4 and 6. Between pH 4 and 9, the results are in agreement witha change from rate-determining nucleophilic attack of the peroxide species HOO−

on the 𝛼𝛼-carbonyl group followed by rapid decarboxylation at pH values below 6 to

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3 Oxidation and Reduction 183

rate-determining decarboxylation above pH 7.344 Malonoyl peroxide oxidation of anarene in hexafluoroisopropanol (hydrogen-bond donor) leads to the formation of thecorresponding protected phenol (adduct) in 98% yield. Treatment of the adduct withMeNH2 in EtOH results in theformation of the phenol. An ionic mechanism (Scheme 9)is consistent with the experimental findings and supported by isotopic labelling, Ham-mett analysis, EPR investigations, and reactivity profile studies have been proposed.345

O

O

O

O

+

R R

+O

O

O−

O

R

O

O

COOH

MeNH2 inEtOH

R

OH

+ MeHN

O

COOH

adduct

Scheme 9

Singlet Oxygen

The rate of 1O2-mediated oxidation of primary and secondary amines is suggested to bedirectly proportional to the bond dissociation energy (BDE) of the C–H bonds adjacentto the nitrogen atom. Theoretically, the relative BDEs can be estimated by natural bondorder (NBO) analysis or by means of 1JCH coupling constants obtained by NMR spec-troscopy. These methods provide an estimation of C–H bond hybridization, and withthese data the selectivity can be predicted prior to oxidation. In addition, it is shown thatthe inherent selectivity can be overridden by significant steric hindrance.346 Evidence forintramolecular transfer of 1O2 between two acenes, on conversion of (99) to (100), isprovided by a combination of UV–vis measurements, NMR experiments, competitionreactions, and quenching experiments. Furthermore, the dependence of conformationand temperature is comparable with intramolecular transfer of energy.347

Triplet Oxygen and Autoxidation

Green synthesis of benzazole heterocycles from t-BuONa-catalysed direct aerobic oxi-dative cyclocondensation of readily available alcohols and o-thio/hydroxy/aminoanilines

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184 Organic Reaction Mechanisms 2015

O

O

H

Donor

Acceptor1O2 H

O OO

O

Me

Me

Me

O

O Me

(99) (100)

under air is described. Mechanistic studies reveal that o-substituted anilines promotethe initial aerobic alcohol oxidation step.348

A detailed cooperative mechanism, Scheme 10, using aerial O2 as an oxidant, is sug-gested to involve two units of the catalyst complex [Rev(O)(cat)2]− rather than the for-mation of a previously hypothesized seven-coordinated active oxidant in the oxidation ofalcohol. This accords with the experimental as well as the computational model, wherethe redox-active ligand catechol plays a crucial role in both phases of the catalytic cycle,as e− buffer in O2 homolysis as well as in a dinuclear proton-coupled electron-transferstep, to oxidize the substrate.349

Other Oxidations

The metal-free TBHP-mediated carbonyl C(sp2)–H oxidative radical alkynylation ofaldehydes with ethynyl benziodoxolones for the synthesis of ynones under metal-freeconditions is described. Mechanistic study indicates that this protocol proceeds througha carbonyl C(sp2)–H oxidative radical coupling, and provides a general route to theassembly of diverse ynones with a broad substrate scope and excellent functional groupcompatibility. In particular, the alkynylation between 1H-indole-3-carbaldehyde and (tri-isopropylsilyl)ethynyl benziodoxolones in PhCl medium using TBHP as the oxidantafforded the desired ynone in 81% yield.350

UsingN-fluorobenzenesulfonimide (NFSI) as the terminal oxidant and organodiselanecatalyst, oxidative C(sp3)–H bond acyloxylation affords a diverse array of isobenzofura-nones from simple ortho-allyl benzoic acid derivatives. The synthetic procedure employsmild reaction conditions and gives high chemoselectivity. Mechanistically, the reac-tion is hypothesized to proceed through an allylic selenation/SN2′-substitution dominoreaction.351

N-Fluorobis(phenyl)sulfonimide acts as an oxidant and also ‘F’ source for the N-heterocyclic carbine (101 and 102)-catalysed oxidative enantioselective 𝛼𝛼-fluorinationreaction of an aldehyde with an alcohol in 1,4-dioxane to give primarily the desired fluo-rinated product with high ee. The use of NaOAc as base led to a slightly higher ee valueand comparable yield.352

An efficient method for the asymmetric 𝛼𝛼-fluorination of azolium enolates, generatedfrom simple aliphatic aldehydes and 𝛼𝛼-chloro aldehydes, is developed for the synthesisof a wide range of 𝛼𝛼-fluoro esters, amides, and thioesters with excellent enantioselectiv-ity using the solvent combination MeOH/CHCl3, NHC precatalyst (103), base K2CO3,

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3 Oxidation and Reduction 185

ORe

OO

O

O−

I

O2

ORe

OO

O

O−

II

OO

ORe

OO

O

O

IV

III

O O

ORe

OO

O

O

−O O

+ I

ORe

OO

O

O

VI

O

2−

O

ReO

OO O

OO

O

ReO

OOO

O•

V

Scheme 10

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186 Organic Reaction Mechanisms 2015

N+

NN

O

Cl

Cl Cl

BF4−

(101)

N+

NN

O

Br

Br Br

BF4−

(102)

N+

NN

O

Me

Me Me

Cl−

(103)

and NFSI. The suitable basicity not only ensures successful enolization of the acyltriazolium intermediate but also suppresses the non-productive aldol reaction and otherside reactions. Pyrazole is employed as an effective acyl transfer reagent in the synthesisof 𝛼𝛼-fluoro amides and thioesters. The highly enantioenriched fluorinated products areshown to be precursors to other useful fluorine-containing chiral building blocks.353

The reaction of 1,4-dilithio-1,3-butadienes (C2H2Li2), as the formal oxidant, with[Ni(cod)2] in the mixed solvent THF/Et2O proceeds smoothly. The Ni0 in Ni(cod)2 isoxidized to Ni2+ with the simultaneous formation of divalent aromatic dilithionickelolesas dark-red crystalline compounds in good to excellent yields. The dilithionickeloleshave a coplanar structure and Ni2+ oxidation state. These results demonstrate thatorganolithium compounds with 𝜋𝜋-conjugation could be used as oxidants and yetcontinue to accept extra electrons.354 Zn(OTf)2-catalysed alkyne oxidation by 2,6-dibromopyridine N-oxide in PhCl (and with the use of 4 Å molecular sieve) formsthe product (a variety of isoquinolones and 𝛽𝛽-carbolines) in 85% yield and minimizesthe formation of the hydration by-product. Notably, the undesired over-oxidation iscompletely suppressed. Mechanistic studies and theoretical calculations suggest thatthe reaction most likely proceeds by a Friedel–Crafts-type pathway.355

The N-heterocyclic carbine-catalysed oxidative coupling of styrenes with aldehydesusing NBS/DBU/DMSO (DBU= 1,8-diazabicyclo[5.4.0]undec-7-ene) as an oxidativesystem under N2 atmosphere enables the regioselective synthesis of 𝛼𝛼,𝛽𝛽-epoxy ketonesin moderate to good yields with excellent dr values (>95%). Further, the 𝛼𝛼,𝛽𝛽-epoxyketones are obtained by the reaction of 𝛼𝛼-bromoacetophenones with aldehydes (Darzensreaction including its asymmetric version) using an NHC catalyst under mildly basicconditions. Mechanistic studies have revealed the preferred reactivity of NHC withalkene/𝛼𝛼-bromoketone rather than aldehydes, thus proceeding via the ketodeoxyBreslow intermediate.356

The epoxidation of 𝛽𝛽-caryophyllene to caryophyllene oxide is spontaneous inpolar aprotic solvents with molecular oxygen under mild conditions with epoxide

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3 Oxidation and Reduction 187

selectivities exceeding 70% without the addition of any catalyst or co-reactant. The useof experimental and computational methods favours a mechanism involving electrontransfer to molecular dioxygen and subsequent dioxetane formation. The dioxetane thenacts as an in situ formed epoxidizing agent. The presence of a one-electron acceptorleads to the selective isomerization of 𝛽𝛽-caryophyllene to isocaryophyllene undernitrogen atmosphere.357

de©ONIOM and DFT calculations of Baeyer–Villiger (BV) oxidation of 4-phenylcyclo-

hexanone with m-CPBA catalysed by Sc(III)–N,N′-dioxide complexes (104) indicatethat the rate-determining step is the addition of m-CPBA to the carbonyl group of4-phenylcyclohexanone. The repulsion between the m-chlorophenyl group of m-CPBAand the 2,4,6-i-Pr3C6H2 group of the N,N′-dioxide ligand and the steric hindrancebetween the phenyl group of 4-phenylcyclo hexanone and the amino acid skeleton ee©of the N,N′-dioxide ligand play important roles in the control of the enantioselec-tivity. The activation barrier is lowered by the activation of the carbonyl group ofthe ketone by the Lewis acidic Sc(III) centre and proton transfer by m-CBA. Thesubstituents on the amide moiety and the amino acid skeleton of the N,N′-dioxideligand play important roles in the enantioselectivity of the reaction.358 Epoxidationof a range of N-substituted trans-4-aminocyclohex-2-en-1-ols upon treatment withCl3CCO2H and meta-chloroperbenzoic aid (m-CPBA) is investigated. A competitionbetween hydroxyl-directed and ammonium-directed patways is observed. Analysis ofthe diastereoisomeric epoxide mixtures obtained from these reactions indicated thefollowing order of directing group ability: NHBn≫NMeBn>OH>NBn2.359

de©

O

ScNO

O NH

R

O

HPh

O

HO

O

HO

O

Cl

NH

R

(104)

3+

Cl N

The NIS/PhI(OAc)2-mediated diamination/oxidation of various N-alkenyl for-mamidines is reported for the synthesis of bicyclic ureas in CH2Cl2. The results ofseveral control experiments indicate that the oxidation process occurs probably in con-cert with the diamination cyclization. Succinimide generated from the NIS-mediated

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188 Organic Reaction Mechanisms 2015

aminoamidiniumation step promotes the PhI(OAc)2-mediated oxidation step.Thisprotocol provides an efficient method for the facile synthesis of fused tricyclic ureasand fused tricyclic thioureas (NIS=N-iodosuccinimide).360

de©The reactivity of the formamidesN-methylformamide, acetamide,N-methylacetamide,

and propanamide towards OH radicals is measured in terms of rate coefficients, andthereby their atmospheric lifetimes and ultimately their atmospheric fate. Acetamidehas the lowest rate coefficient of (0.4–1.1)× 10−12 cm3 molecule−1 s−1. Relative ratecoefficients are measured in a smog chamber using on-line mass spectrometry, andthe oxidation products’ time traces are fitted using a simple kinetic box model. Themechanism is further evaluated using ab initio calculations to determine the locationof the H abstraction and fate of the resultant radicals. N–H abstractions are negligiblein each case, but the reactions proceed via C–H abstraction from alkyl groups andfrom formyl C(O)–H bonds if available. The latter process explains the detection of thetoxic compounds HNCO and CH3NCO, which are formed by the ready reaction of thegenerated radicals with O2.361

The rate coefficients for the gas-phase kinetics of the oxidation of CH2=C(CH3)CH2Clwith OH radicals and Cl atoms have the respective values of (3.23± 0.35)× 10−11 and(2.10± 0.78)× 10−10 cm3 molecule−1 s−1 with uncertainties representing ±2𝜎𝜎. Productidentification, performed under atmospheric conditions, suggests that chloropropanoneis the main degradation product of the decomposition of the 1,2-hydroxy alkoxy radicalformed. The reactivity trends and atmospheric implications are discussed.362

An effective In(OTf)3-catalysed oxidative CDC of electronically varied chromeneswith 1,3-dicarbonyl compounds and aryl rings in 1,2-dichloroethane is established using2,3-dichloro-5,6-dicyanobenzoquinone (DDQ) as the oxidant. Both the C–H alkylationand arylation proceed smoothly at room temperature to afford diverse 𝛼𝛼-substitutedchromene compounds in up to 91% yields. Besides these two types of C–H compo-nents, simple ketones like cyclohexanones are also well tolerated.363 Optimization ofthe Baeyer-Villiger (BV) oxidation of ketones by using urea⋅H2O2 complex as a con-venient source of peroxide, which is activated by PhCN under mildly basic (KHCO3)reaction conditions in trifluoroethanol, forms the active peroxy imidic acid in situ whichis converted to the ester. The protocol is applicable to a range of ketones in moderate toexcellent yields (30–91%) with excellent and predictable regioselectivity and migrationproceeding with the retention of configuration and good to excellent regioselectivities(7:1 to 20:1).364

DFT calculations for the oxidation of benzyl alcohol to acetaldehyde by a Cu(II)/LTEMPO catalyst system in alkaline aqueous solution (L= bis[2-N-(4-fluorophenyl)-pyrrolyl carbaldimide] indicate that the catalytic cycle consists of catalyst activation,substrate oxidation, and catalyst regeneration. Four pathways for the catalyst activationstep are considered. The rate-determining steps in these pathways are proton transfers, inwhich water participation plays a major role. In consideration of the high concentrationof the solvent water, paths 3 and 4 are supposed to be competitive during the reaction,path 4 being more favourable.365 Oxidation of diethyl ether to acetaldehyde by NO2has been studied by DFT at the B3LYP/6-31+G(d,p) level and found to proceed in foursteps. (i) The diethyl ether reacts with NO2 to produce HNO2 and diethyl ether radical,(ii) the radical then directly combines with NO2 to form CH3CH(ONO)OCH2CH3, (iii)

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3 Oxidation and Reduction 189

CH3CH(ONO)OCH2CH3 is further decomposed into CH3CH2ONO and CH3CHO, and,finally, (iv) CH3CH2ONO continues to react with radical NO2 to yield simultaneouslyCH3CHO, HNO2, and NO. Based on the calculations, the third step is the rate-limitingstep with the higher energy barrier of 32.87 kcal mol−1. The calculated oxidation mech-anism agrees well with Nishiguchi and Okamoto’s experiments and the proposal thathigh temperature may be required for the oxidation of ethers by NO2.366

The kinetics of oxidation of malachite green by dithionite ions (S2O42−) in aqueous

solution has been studied. The stoichiometry of the reaction is 1:1, and the rate increaseswith increase in ionic strength and dielectric constant of reaction medium. The observedMichaelis–Menten kinetics and catalysis by the added ions suggest that the reactionproceeds through the outer-sphere pathway.367

The mechanism of glycine oxidation by pyrroloquinoline quinone (PQQ) in aqueoussolution has been subjected to quantum chemical calculations, in light of a new crystalstructure of PQQ under alkaline conditions. The first mechanism investigated by thiscalculation is a ‘step-wise’ mechanism, that is, a nucleophilic attack on C(5) or C(4)by the nitrogen atom of glycine, and proton and electron transfer to PQQ. The secondmechanism features a simultaneous ‘concerted’ process that does not involve the nucle-ophilic attack but includes proton and electron transfer to PQQ.368 Oxidation of arylalkyl alcohols and long-chain alcohols by O2, catalysed by N-heterocyclic carbenes andthus avoiding metal catalysts, has been achieved under mild conditions. Aryl methylalcohols containing electron-donating groups or EWGs are oxidized to the correspond-ing carboxylic acids in moderate to high yields, but the latter give higher yields than theformer. The work-up is straightforward, with no need for column chromatography.369

Reductions

A reducing system comprising InI3-1,1,3,3-tetramethyldisiloxane (TMDS) in CHCl3selectively reduces a variety of secondary aromatic/aliphatic amides to the correspond-ing secondary amines. The system tolerates a variety of functional groups, including analkyl, a cyano, halogens, a sulfide unit, a heterocyclic ring, an ether chain, and a terminalalkene. The protocol could even reduce N-alkylated secondary amide to a certain extentat higher temperatures.370

The kinetics of reduction of 3,7-bis(dimethylamino)phenazothionium chloride(MB+) by benzenethiol in aqueous solution has been determined for the range 0.3≤H+ ≤ 0.9 mol dm−3 and ionic strength 0.4≤𝜇𝜇≤ 1.0 mol dm−3. The reaction is first orderin both oxidant and reductant, and acid dependence displays an inverse effect with therate law: −d[MB+]/dt= (Kk4[H+]−1 + k6)([MB+][C6H5SH]). The rate increases withincrease in the ionic strength of the reaction medium and also with decrease in thedielectric constant. Added HCOO− and Cl− enhanced the rate, and a test for free radicalinvolvement was positive. A plausible mechanism consistent with these observationshas been proposed.371 Reductive nucleophilic addition to N-methoxyamides, catalysedby IrCl(CO)(PPh3)2, takes place in presence of (Me2HSi)2O in high yield with highchemoselectivity in the presence of a variety of sensitive functional groups such asesters and nitro groups. Mechanistically, the reduction step does not form an enamine,but an N,O-acetal, in contrast to the case with t-amides. Treatment of the resulting

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190 Organic Reaction Mechanisms 2015

N,O-acetal intermediate with an organometallic reagent and an acid provides asubstituted N-methoxyamine without racemization at the 𝛼𝛼-position.372 Free energies ofactivation have been determined by the kinetic study of the FLP-catalysed hydrogena-tion and deuteration of N-benzylidene-t-butylamine by using three Lewis acids, namelyB(C6F5)3, B(2,4,6-F3–C6H2)3, and B(2,6-F2–C6H3)3, which couple with substratenitrogen. Reactions catalysed by the weaker Lewis acids, partially fluorinated, displayautoinduced catalysis arising from higher free activation energy (2 kcal mol−1) for theH2 activation by the imine compared to the amine; the imine reduction with D2 proceedswith higher rates. This effect results from a primary inverse equilibrium isotope effectin the deuterohydrogenation of the imine, caused by the higher exothermicity of the D2-activation product, thus counterbalancing the primary and secondary isotope effects.373

A high E-selectivity in the alkyne reduction to alkene by H2 is reported at elevatedtemperatures in the presence of the optimal catalyst (NHC)Ag–RuCp(CO)2 (NHC=N-heterocyclic carbine). The transformation is tolerant of many reducible functionalgroups. Computational study of H2 activation thermodynamics guided rational catalystdevelopment. The mechanisms of bimetallic alkyne hydrogenation and alkene isomer-ization are proposed.374 Ferrocenyl phosphine thioether ligands, having no deprotonat-able functions, support iridium-catalysed ketone hydrogenation in combination with astrong base co-catalyst. Computational investigations, which include solvent effects,demonstrate the thermodynamically accessible generation of the tetrahydrido complex[IrH4(PS)]− and suggest an operating cycle via a [Na+(MeOH)3⋅⋅⋅Ir–H4(PS)] contaction pair. The cycle involves an outer-sphere stepwise H−/H+ transfer, and the protonoriginates from H2 after coordination and heterolytic activation. The base plays the dualrole of generating the anionic complex and providing the Lewis acid co-catalyst forketone activation.375 de©

A highly efficient method for the enantioselective hydrogenation of 𝛼𝛼,𝛽𝛽-unsaturatednitriles to optically active saturated nitriles in CH2Cl2 using the (R,R)-f-spiro Phos com-plex (105) as the catalyst in the presence of [Rh(COD)Cl]2 is achieved with completeconversion and high enantioselectivity (96%) under mild conditions. Similar resultsare obtained on replacing CH2Cl2 by DME and dioxane solvents. A wide range of𝛼𝛼,𝛽𝛽-unsaturated nitriles including the (E)- and (Z)-isomers of 3-alkyl-3-aryl, 3,3-diaryl,and 3,3-dialkyl 𝛼𝛼,𝛽𝛽-unsaturated nitriles were hydrogenated to the corresponding chiralnitriles with up to 99.9% ee and TONs up to 10,000.376 ee©

P

Fe

P

(105)

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3 Oxidation and Reduction 191

The asymmetric 𝛽𝛽-hydrogen transfer reduction of 𝛼𝛼-trifluoromethyl ketones in tolueneis effected using diethylzinc as the 𝛽𝛽-hydrogen donor in the presence of 1,2-diaminophosphinamide chiral ligand (106) as the catalyst. The corresponding alcohol productsare obtained in up to 88% yield and 73% ee. The method is successfully applied to thechemo- and enantio-selective reduction of 𝛼𝛼-methyl/trifluoro methyl diketone, affordingthe fluorinated hydroxylketone product in 88% yield and 70% ee; a possible TS wasproposed.377

ee©

NH

NH

P

O

(106)

The mechanism of hydrogenation of amides to alcohols and amines, catalysedby a bipyridyl-based (PNN)Ru(CO)(H) pincer complex, is investigated using DFTcomputations. The results show that the reaction occurs via metal–ligand cooperationinvolving aromatization/dearomatization of the PNN ligand (PNN= (2-(di-t-butyl-phosphinomethyl)-6-(diethylaminomethyl) pyridine). The catalytic cycle contains foursteps involving the activation of two H2 molecules, formation of the amine, and forma-tion of the alcohol. The highest free-energy barrier for the reaction (27.8 kcal mol−1)appears in the process of formation of the amine. The overall process is exergonic by10.3 kcal mol−1, which is the driving force for the catalytic reaction.378

ee©Quantitative asymmetric hydrogenation of acetophenone (AP) in 2-propanol contain-

ing potassium t-butoxide using a combined system of (R)-Ph–BINAN–H–Py (107)and Ru(𝜋𝜋-CH2C(CH3)CH2)2(cod) (108) proceeds with virtually no change in (107)and (108), giving (R-PE) and (S-PE) (PE= 1-phenylethanol) with an R/S ratio of 97:3.The detailed reaction sequence in the preliminary process is unclear. Most probably,an infinitesimal amount of reactive and unstable RuH2L (109) is very slowly andirreversibly generated from (108) by the action of H2 and (107), which rapidly catalysesthe hydrogenation of AP via Noyori’s donor–acceptor bifunctional mechanism. ACH-𝜋𝜋-stabilized Si-face selective TS, CSi, gives (R)-PE together with an intermediaryRu amide (110), which is inhibited predominantly by formation of the Ru enolate ofAP. Rate-determining hydrogenolysis of (110) completes the cycle. This mechanism isfully supported by a series of experiments including a detailed kinetic study, rate lawanalysis, simulation of t/[PE] curves with fitting to the experimental observations at theinitial reaction stage, X-ray crystallographic analyses of (109)-related octahedral metalcomplexes, and Hammett plot analyses of electronically different substrates and ligandsin their enantioselectivities.379

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192 Organic Reaction Mechanisms 2015

(107)

NH

NNH

N

Ru

Me

Me

(108)

NN

Ru H

HH

NH

N

(109)

NN

RuH

NH

N

(110)

B

δ−δ+

δ−δ+

l-Valine-derivedN-sulfinamide (111) is an efficient catalyst for the asymmetric reduc-tion of N-aryl and N-alkyl ketimines with trichlorosilane in toluene, affording productsin up to 99% yield with 96% ee in the reduction of N-alkyl ketimines and up to 98%yield with 98% ee in the reduction of N-aryl ketimines.380

ee©

F

FHN

NS

O

OMe

Me

MeMe

MeMe

(111)

An enantioselective transfer hydrogenation study of various aryl-substituted1,4-benzoxazines and quinolones is reported using Hantzsch ester as the stoichio-metric hydride source in the presence of 9-anthracenyl-substituted SPINOL- derivedphosphoric acid catalyst (112) in dichloromethane. The corresponding opticallyactive dihydro-2H-1,4-benzothiazines and tetrahydroquinolines are obtained in high

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3 Oxidation and Reduction 193

yields (85–99%) with excellent enantioselectivities (91–99%) under mild reactionconditions.381 ee©

O O

POHO

(112)

Transfer hydrogenations of electron-deficient unsaturated compounds, such asMichael acceptors, imines, a carbodiimide, and an azo compound, promoted by NHCsand water is reported. It is interesting to note that NHCs act as reducing reagents, beingconverted into the NHC oxides. The proposed reaction mechanism is consistent withthe results of deuterium-labelling experiments.382

Other Reactions

Reactions such as halogenations, hydrohalogenations, halohydrin formations, hydra-tions, epoxidations, other oxidations, carbene additions, and ozonolyses are investigatedto elucidate the correlation between alkene reactivities and their enthalpies of hydrogena-tion (ΔHhyd). For the addition of electrophiles to unconjugated hydrocarbon alkenes,ln(k) is a linear function of ΔHhyd (r= 0.98 or greater). None of the several previouslyproposed correlations of ln(k) with the properties of alkenes or with linear free-energyrelationships matches the generality and accuracy of the simple linear relationship foundherein. Exceptions occur only when the addition of an electrophile, usually H+, canform a relatively stable carbocation (tertiary, benzylic, or allylic) and only in solventswith high dielectric constants, which solvate the carbocation, as in acid-catalysed hydra-tions in water. 13C NMR chemical shifts can also be used to predict, or rationalize, theregioselectivity of all such additions.383

Reaction of the calcium hydride complex (DIPPnacnac-CaH⋅THF)2 (DIPPnacnac=[(2,6-i-Pr2C6H3)NC(Me)]2CH) with pyridine is much faster and more selective than thatof the corresponding magnesium hydride complexes. The hydride anion is exclusivelytransferred to the 2-position of pyridine, and at higher temperatures no 1,2→ 1,4 iso-merization is observed. The product DIPPnacnac-Ca(1,2-dihydropyridide)⋅(pyridine)shows fast ligand exchange into homoleptic calcium complexes and therefore could notbe isolated. The higher reactivity of calcium hydride complexes is exemplified by thereaction with 2,6-lutidine, a pyridine with blocked 2- and 6-positions, whereas magne-sium hydride complexes showed no reaction; the more reactive calcium hydride com-plex gave slow conversion to a 1,4-DHP product. The striking selectivity difference in

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194 Organic Reaction Mechanisms 2015

the dearomatization of pyridines by Mg or Ca complexes can be rationalized by DFTcalculations.384

In an attempt to have an efficient oxidative amidation method for the transforma-tions of 𝛼𝛼-carbonylimines into 𝛼𝛼-carbonylamides, the combinations of TBHP⋅pyridine,TBHP–CuBr, MgSO4–TBHP-pyridine, and SeO2⋅pyridine are explored. SeO2⋅pyridineemerged as a versatile reagent in the study to promote 𝛼𝛼-carbonylimine formation withweak nucleophilic amines as reflected by the yield of the product 𝛼𝛼-carbonylamides.The reactions afforded the desired products in good yields (90–95%) irrespective of thenature of the substitution on 𝛼𝛼-carbonyl imines. The reaction conditions work well withboth 𝛼𝛼-carbonylimine (X) as substrate and with (X) generated in situ. Mechanistic stud-ies show that 𝛼𝛼-carbonylimine (–CO–C=N–)-based compounds are a central feature ofthe reaction. It is found that an adjacent CO moiety enhances the electrophilicity of theC=N system, which favours attack of the oxidant (TBHP or SeO2).385

The three singlet carbenes (113)–(115) are compared with respect to their hydrogena-tion reactions. The TS structures are similar for all three carbenes, but the barrier for(113) is more than 20 kcal mol−1, almost zero for (114), and 7 kcal mol−1 for (115). Theenergy barrier is prohibitively high for a reaction to occur thermally at 3 K, thus it lendsstrong support to the assumption that quantum mechanical tunnelling is involved in thehydrogen insertion reaction of these singlet carbenes. The first phase in the hydrogena-tion is the electrophilic interaction between the p orbital at the carbene centre with the sorbital of hydrogen. This phase is rate-determining, and therefore the barriers increasewith decreasing electrophilicity from (114) with an early TS via (115) to (113) with alate TS.386

N

PriBut

CPri

(113)

F F

(114)

C

(115)

The reaction of pyridine with an equimolar amount of HBpin in C6D6, under mild con-ditions, catalysed by the metal-free ArF

2BMe (ArF = 2,4,6-tris(trifluoromethyl)phenyl),is highly chemo- and regio-selective and is quantitative in nature, yielding 1,4-dihydropyridine as the only regioisomer through the formation of an intermediate[Py2Bpin][ArF

2B(H)Me]. The key to this reaction is the formation of an FLP by thebulky ArF

2BMe with pyridine. Experimental (NMR) and theoretical studies (DFT) ofthe mechanism reveal that [Py2Bpin][ArF

2B(H)Me] is formed as the intermediate.387

Hydrosilylation and deoxygenation of a broad range of aryl and alkyl ketones usingEt3SiH in the presence of CD2Cl2, catalysed by highly electrophilic phosphoniumcations, affords the corresponding alkane and silyl ethers. The dependence of thereaction outcome on Lewis acidity is investigated, and DFT methods are used to probethe deoxygenation mechanism.388

The combination of a phosphorus(V)-based Lewis acid with diaryl amines or diarylsilylamines promotes the reversible activation of H2 and is exploited in metal-free

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3 Oxidation and Reduction 195

catalytic olefin hydrogenation. Thus the hydrogenated olefin in isolated yield of 92% isobtained when Ph2C=CH2 is heated with a mixture of the base p-Tol2NSiEt3 (formedby mixing Et3SiH and p-Tol2NH) and the catalyst ([FP(C6F5)3][B(C6F5)4]) under H2.Experimental and DFT studies suggest an FLP-type activation mechanism.389

Quantum chemical calculations are used to investigate the different mechanistic path-ways of the iodine(III)-mediated 𝛼𝛼-tosyloxylation of ketones. The calculations suggestan unprecedented iodine(III)-promoted enolization process and that the stereochemistry-determining step would be a SN2′-type reductive elimination process. There are indica-tions that iodonium intermediates could serve as proficient Lewis acids to enhance theelectrophilicity of carbonyl compounds and other electrophiles in general.390

The formation of new types of alkylation products from redox and/or reductive ami-nations is observed in the Bi(NO3)3⋅5H2O-catalysed reaction of indoline with a varietyof benzylic ketones. The study provides important mechanistic insights into the effectof the electronic nature of the ketones on the course of the reaction. The formation ofan iminium ion from a ketone group and indoline is the key step in these reactions. Theiminium ion is transformed to N-alkyl indoles by isomerization during the redox amina-tion reaction. The inherent reducing power of indoline allows an intermolecular hydridetransfer to this iminium ion and opens up a new path forN-alkyl indolines via a reductiveamination protocol.391

A series of 21 complexes (116) (M=Ru(II), Os(II), Ir(III); arene= p-cymene,C5Me5

−, and R being H (L1), Me (L2), OMe (L3), CN (L4), CF3 (L5), Br (L6), or NO2(L7)) are tested as (pre)catalysts for the transfer hydrogenation of carbonyl groups. Aremarkable reactivity is shown by these complexes even at very low catalyst loadings(TONs up to 10,000). The electronic effects of the ligands as well as different substrateswere investigated to provide mechanistic elucidation.392

NM Cl

arene

NN N

Me

+

(116)

R

Oxime formation from 4-pyridine carboxaldehyde N-oxide occurs with rate-determining carbinolamine dehydration under acidic and neutral conditions. Thesaturation effects at pH∼ 7 are indicative of the carbinolamine accumulation, and theoccurence of exclusive general acid catalysis in the pH range investigated suggests thatthe carbinolamine dehydration is rate-determining, and not amine attack. No evidenceis found for the usual pH-independent reaction typical of the addition of weakly basicamines to the carbonyl function. The break observed in the pH–rate plot at pH near 0.5is interpreted in terms of protolytic equilibrium of the substrate.393

The reaction of phosphenium dication [(Ph3P)2C–P–Ni-Pr2]2+, X2+, towards pyridineN-oxide (O-py) affords oxophosphonium dication [(Ph3P)2C(Ni-Pr2)P(O)(O-py)]2+,Y2+, which is stabilized by a less nucleophilic O-py ligand instead of pyridine (py).

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196 Organic Reaction Mechanisms 2015

This compound is identified as an analogue of the elusive Criegee intermediate becauseit undergoes oxygen insertion into the P–C bond. According to computational analysis,the mechanism for the oxygen insertion resembles Baeyer–Villiger (BV) oxidations.394

The epoxy monomers (S,S)- or (S,R)-3-(glycidyloxy)methyl-2,2′-bis(methoxymethyl-oxy)-1,1′-binaphthalene and (S,S)- or (S,R)-6-(glycidyloxy)methyl-2,2′-bis(methoxy-methyloxy)-1,1′-binaphthalene, derived from chiral BINOL and epichlorohydrin,undergo anionic polymerization and deprotection of the MOM groups to give solublepolyethers, which are used as catalysts to induce the enantioselective borane reductionof prochiral ketones (with up to 98% yield and over 99% ee). The recovered polyetherscould be reused over six cycles without losing their enantioselective inductionability.395 ee©

Good to excellent yields of 𝛾𝛾-lactones are obtained fom a range of 𝛿𝛿-sultones whentreated with t-BuOOH in the presence of t-BuOK. The protocol provides a method for‘remote carboxylation’ of alcohols at C(3), leading to 𝛾𝛾-lactones. An intermediate in thesynthesis of (−)-eburnamonin is prepared using this approach.396

DFT in conjunction with various exchange-correlation functionals is used to investi-gate the mechanisms of OH radical-initiated oxidation of thiophene under argon. Theresults are compared with the benchmark CBS-QB3 theoretical results. Variational TStheory and the statistical Rice–Ramsperger–Kassel–Marcus theory are used to estimatethe kinetic rate constants. Consistent with experimental results, the computed branch-ing ratios indicate that the most kinetically efficient process involves OH addition to acarbon atom adjacent to the sulfur atom. Nucleus-independent chemical shift indexesand NBO analysis show that the computed activation energies are dictated by changesin aromaticity and charge-transfer effects due to the delocalization of lone pairs fromsulfur to empty 𝜋𝜋* orbitals.397

A protocol involving InBr3-promoted direct acylation of terminal alkynes usingaldehydes in Et3N and Et2O is developed to access the corresponding alkynyl ketones(ynones) in yields up to 83%. The oxidative coupling proceeds exclusively to affordalkynyl ketones and not propargylic alcohols as had been reported in the previousaddition reactions of alkynes to aldehydes. Observation of the alcohol, originating fromthe aldehyde, and an isotope labelling study suggest that this transformation proceedsthrough the addition of an organoindium(III) to an aldehyde followed by an Oppenaueroxidation with the next aldehyde. Basically, excess of aldehyde plays the dual roles ofsubstrate and hydride acceptor.398

9,14-d2-7-Dehydrocholesterol is synthesized to investigate the KIE in the 𝛼𝛼-toco-pherol-mediated peroxidation (TMP) of 7-dehydrocholesterol. Subsequently, theco-oxidation of 9,14-h2-25,26,26,26,27,27,27-d7- and 9,14-d2-7-DHC is carriedout in the presence of 𝛼𝛼-tocopherol under conditions favourable to TMP. The KIEobtained for the H(9) transfer, 21± 1, is significantly larger than classical KIE valuesreported for hydrogen atom transfer in peroxidation. This large KIE value suggeststhat tunnelling is important in the H-transfer to a tocopheryl radical in the TMP of7-dehydrocholesterol.399

The aluminum hydride [LAlH(OTf)] (L=HC(CMeNAr)2, Ar= 2,6-i-Pr2C6H3) is anexcellent catalyst both in the hydroboration and the addition of trimethylsilyl cyanide

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3 Oxidation and Reduction 197

(TMSCN) to aldehydes and ketones. The compound is synthesized by the reaction of[LAlH2] with MeOTf (Tf=SO2CF3), and has a strong Lewis acidic character sincethe triflate substituent increases the positive charge at the aluminium centre. Quantummechanical calculations suggest that the catalyst initially acts as a hydride donor to thecarbonyl group.400

The setup of simultaneous operando EPR/UV–vis/ATR-IR spectroscopy for mech-anistic studies of gas–liquid phase reactions has been applied to the well-knowncopper/TEMPO-catalysed oxidation of benzyl alcohol. The study suggests that there isno direct redox reaction between TEMPO and Cu(I) /Cu(III). The role of TEMPO is tostabilize the (bpy)(NMI)CuII-O2

⋅−-TEMPO intermediate formed by electron transferfrom Cu(I) to molecular O2; NMI=N-methylimidazole.401

The pyridylidene intermediate, generated from a pyridinium salt and a base, trapsH2 and forms dihydropyridine, which acts as reducing agent towards organic elec-trophiles. A catalytic process is established by coupling the hydrogen-activation stepwith subsequent hydride transfer from the dihydropyridine to an imine. Treatmentof the N-phenylimine of phenyl trifluoromethyl ketone with N-mesityl-3,5-bis(2,6-dimethylphenyl)pyridinium triflate and LiN(SiMe3)2 under H2 results in high conversioninto the corresponding amine. The proposed catalytic cycle for pyridylidene-mediatedH2 activation coupled with catalytic imine reduction is illustrated in Scheme 11.402

A novel zinc-catalysed dehydrogenative C(sp2)–H/C(sp)–H cross-coupling of termi-nal alkynes with aldehydes provides a simple way to access ynones in yields up to 88%from readily available materials under mild reaction conditions. Good reaction selec-tivity and efficiency is achieved with a 1:1 ratio of terminal alkyne and aldehyde.403

Various thiourea compounds have been tested for catalytic activity in the synthesis ofa broad range of 𝛽𝛽-CF3 amine precursors having a tertiary C𝛽𝛽 stereocentre, from thereaction of 𝛽𝛽-CF3 nitroalkenes with Hantzsch esters (117) in the presence of toluene asthe solvent. Thiourea (118) is the best catalyst, and the solvent 𝛼𝛼,𝛼𝛼,𝛼𝛼-trifluorotolueneprovides slightly better results than toluene at much lower temperatures (−20 ∘C).404

The existence of P-hydroxytetraorganophosphorane, the long-postulated intermediatein phosphonium salt and ylide hydrolysis, is established by spectroscopic observationand characterization by low-temperature NMR. The results require modification of thepreviously accepted mechanism for ylide hydrolysis: p-hydroxytetraorganophosphoraneis generated directly by 4-centre reaction of ylide with water. Finally, there is evidencethat the first step of ylide hydrolysis is not protonation of the ylide, but rather is the con-certed addition of an O–H bond across the P=C bond.405 Asymmetric synthesis of somederivatives of the homoisoflavone class, (S)-(−)- and (R)-(+)-5,7-O-dimethyleucomols,and (−)-homoisoflavone epoxide, based on the asymmetric oxidation of the corre-sponding enol phosphates (derivatives of racemic 3,9-dihydroeucomin dimethyl ether),is described. The influence of electronic and steric effects of the enol phosphatesubstituents on the facial stereoselectivity of oxidation is observed.406

ee©A computational study at the M06-2X/6-311+G(d,p) level is made to test the hypoth-

esis that in the presence of an excess of o-benzyne, different cycloalkanes could betotally desaturated through consecutive double hydrogen atom transfers. Systems ableto undergo such reactions are suggested.407

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198 Organic Reaction Mechanisms 2015

But

But

But

N+

Pri

Pri

Pri

Pri

Pri

But

But

But

N+Pri

Pri

Pri

HN(SiMe3)2 LiN(SiMe3)2

TfO−

But

But

TfO−

N+

H

Pri

Pri

Pri

PriBut

+

FH

N−

F

F

Li+

NH

HF

F F

F

NF

F

NBut

But

ButH H

Pri

Pri

Pri

Pri

H2

+ LiTfO

LiTfO

Scheme 11

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3 Oxidation and Reduction 199

NH

C C

O

O

MeMe

Me

Me Me

O

OMe

MeMe

(117) (118)

Me

N

MeS

HN

Ar

HN

O

MeMe

The redox-neutral C–H annulation of pyrrolidine and 1,2,3,4-tetrahydroisoquinolinewith 𝛼𝛼,𝛽𝛽-unsaturated aldehydes and ketones, providing access to alkaloid-like struc-tures, is reported. Carboxylic (benzoic) acid-promoted generation of a conjugated azo-methine ylide is followed by 6𝜋𝜋-electrocylization, and, in some cases, tautomerization.The resulting ring-fused pyrrolines are readily oxidized to the corresponding pyrroles orreduced to pyrrolidines.408

The interaction paths of l-ascorbic acid (AAH2), hydroxyl radicals, and waterclusters are studied with DFT calculations. The regioselectivity of OH⋅ addition is alsoexamined by using Frontier-orbital analyses. The TSs for electrolytic dissociation ofAAH2 and intermediate carboxylic acids have very small activation energies throughproton transfers along hydrogen bonds. The ionized species (anions) are subject to elec-trophilic attack of OH⋅. The elementary processes of AAH2 →A⋅− → dehydroascorbicacid→ diketogulonic acid→ threonic, oxalic, xylonic, and lyxonic acids are investi-gated and discussed. Those involved in the conversion of dehydroascorbic acid intoa bicyclic hemiketal are also examined as a side-chain participating reaction. Theoxidation and degradation of vitamin C up to threonic acid are described mainly as adonor (AAH2)–acceptor (OH⋅) reaction.409

The organo-catalyst compounds (119) and (120), consisting of carbon, hydrogen,and nitrogen only, not only bind CO2 reversibly via the formal insertion of CO2into a C–H bond of the C5 ring but also catalyse the hydroboration of CO2 with9-borabicyclo[3.3.1]nonane to methylborylethers, which upon hydrolysis producemethanol. These organocatalysts feature carbon-centred reversible CO2 binding, broadborane scopes, and high catalytic activities.410

N

Me

NMe

H−

+

(120)

H−

N+

Me(119)

N-Substituted 𝛽𝛽,𝛾𝛾-dihydroxy-𝛾𝛾-lactams, synthesized from 1-malic acid using reduc-tive cyclization, are convenient substrates for Petasis-like reactions with boronic acids

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200 Organic Reaction Mechanisms 2015

promoted by boron trifluoride–diethyl ether. Under optimized conditions in 1,1,1,3,3,3-hexafluoro-2-propanol, both electron-rich and electron-deficient boronic acids are usedfor the nucleophilic additions to cyclicN-acyliminium ions derived from 𝛽𝛽,𝛾𝛾-dihydroxy-𝛾𝛾-lactams. cis-Diastereoselectivity is observed in the Petasis-like reactions when usingelectron-deficient boronic acids, while electron-rich boronic acids resulted in no or poorselectivity, This is explained by chelation-controlled addition and direct addition ofboronic acids to N-acyliminium ions, respectively.411

Literature findings on facial selectivity of the Sharpless asymmetric dihydroxylation(SAD) of isobutyl angelate are contradictory and partly in conflict with the Sharplessmnemonic. A systematic screening of the SAD of esters and amides of angelic, tiglic,and methacrylic acid is carried out. Enantiocontrol took place in 14 of the 15 reactions,culminating at 99% ee for the Weinreb amide of tiglic acid. The claim that isobutyltiglate is dihydroxylated with the opposite facial selectivity because of a preference fora ‘Chapleur transition state’ is shown to be false. The absolute configurations of allthe non-racemic products are established by (stereo) chemical correlations. The find-ing is that they conform to the Sharpless mnemonic without exception. The graphicalrepresentation is given in 121.412 ee©

Me O

HO OBui

HO Me

R,R (60% ee)

reported inthe literature

Me O

OBui

Me

Me O

HO OBui

HO Me

S,S (48% ee)

calculated inthe literature

+ AD-mix β

Me O

HO OBui

HO Me

R,R (82% ee)

found on reinvestigatingasymmetricdihydoxylationsof unsaturated acidderivatives

(121)

The Lewis acidity of the synthesized bis(perfluorocatecholato)silane (Si(catF)2) isinvestigated. Its ability to bind several common classes of Lewis bases is demonstratedby the coordination of fluoride, triethylphosphine oxide, andN,N-diisopropylbenzamide.A bis(perfluorocatecholato)fluoro silicate complex is immediately formed on addingtris(dimethylamino)sulfonium difluorotrimethyl silicate to Si(catF)2 in tetrahydrofuran.Additionally, it catalyses the hydrosilylation and silylcyanation of electron-deficientaldehydes under mild conditions. A stereogenic silicon substrate is employed, in combi-nation with solvent- and salt-effect studies, to provide evidence for a carbonyl activationmechanism involving an ionic intermediate.413

ee©A mild and efficient catalysis by SPINOL-derived phosphoric acid (R)-STRIP (122)

in the reaction of hydrazine with ketone, giving 1,4-diketone with a 72% yield andenantioselectivity of 96:4, is achieved using the weakly acidic resin Amberlite CG50

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3 Oxidation and Reduction 201

and benzoic acid in presence of xylene and 10 equiv of H2O. A higher or lower amountof water leads to a decrease in enantioselectivity or yield, respectively.414

O

PriPri

Pri

OP

Pri

Pri

Pri

OOH

(122)

DFT calculations are made to test metal-free catalytic systems, based on the FLPconcept, that are cheaper and greener alternatives for the conversion of alcohols to thecorresponding ketones. Careful investigations reveal that new FLPs can be designed witha weaker interaction between the nitrogen and boron centres, which can be ruptured andregenerated during the alcohol dehydrogenation catalysis process. Several metal-freeFLPs were identified during this investigation which would have barriers comparable toor lower than the calculated barrier for the slowest step for the state-of-the-art acceptor-less alcohol dehydrogenation metal catalyst present today.415

ee©The ligand (123) is treated with trityl tetrakis(pentafluorophenyl)-borate in bromoben-

zene when the selective removal of methyl anion results in the formation of the veryreactive FLP (124). Because of the high reactivity of (124), it is prepared in situ, andsome of its reactions are described. The addition of a small amount of dichloromethaneto the reaction mixture results in the addition product (125). The in situ generated (124)on standing undergoes a typical hydride abstraction reaction from the isopropyl 𝛼𝛼-CHposition of the amino group in (124) by the adjacent [Cp*2Zr]+ Lewis acid. This pro-cess generates the reactive bifunctional zirconium hydride/iminium intermediate (126).Subsequent iminium/enaminium tautomerization to (127) is followed by H2 elimina-tion, which provides a pale yellow solid compound (128) that is apparently formed from(124) by the loss of dihydrogen. The work-up of the reaction mixture consisting of insitu prepared (124) and added phenylacetylene gives the product (129) as a white solidin 76% yield. Compound (124) cleaves H2 heterogentically, giving (130), which reducesbenzaldehyde to give the respective [Zr]OCH2Ph (131) and is able to transfer the H+/H−

pair to styrene to give ethylbenzene.416

The regioselective reductive transposition of primary allylic bromides, catalysed by abiphilic organophosphorus (phosphetane) catalyst (132) in toluene with LiAlH(OBut3),results in a combined yield of 96% as a 94:6 ratio in favour of the 𝛾𝛾-reduction productand supports the formation of a penta-coordinate (𝜎𝜎5-P) hydridophosphorane as a keyreactive intermediate. The experimental and computational studies are consistent with a

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202 Organic Reaction Mechanisms 2015

CP*2Zr

ONPri2

Me

(123)

CP*2Zr+

O

NPri2[B−]

H2CP*2Zr

O

[B−]

C6H5CHO+NPri2

HH(124) (130)

[B−]

[Ph3C+][B−]

(131)

[B−]R = (i) Ph; (ii) But

(125)

CH 2Cl 2

60 °C3 h

R C C H

Pri

+N

OCP*2Zr

HPri

Cl

+NPri2

OCP*2Zr

Cl(129)

H

+NPri2

OCP*2Zr

R

H

+NPri2

OCP*2Zr+

O

Me

+N

OCP*2Zr

HPri

(127)

O

CP*2Zr +N

Me(128)

−H2

(126)

Pri

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3 Oxidation and Reduction 203

unimolecular decomposition of the 𝜎𝜎5-P hydridophosphorane via a concerted cyclic TSthat delivers the observed allylic transposition and completes a novel P(III)/P(V) redoxcatalytic cycle involving the interconversion of discrete 𝜎𝜎3-P, 𝜎𝜎4-P, and 𝜎𝜎5-P species.417

P

Me(132)

Me

Me

The Diels–Alder reactions of cyclopentadiene, cyclohexadiene, and cyclohepta-diene with a series of symmetrical and asymmetrical dienophiles are studied withquantum chemical calculations and analysed with the distortion/interaction model.Cyclopentadiene is highly reactive in Diels–Alder reactions because only minimalout-of-plane distortion is required to achieve the TS geometry compared with othercyclic and acyclic dienes. Asynchronous TSs have significant out-of-plane distortionabout only one double bond. With heterodienophiles, such as nitrosobenzene andN-phenyl-1,2,4-triazolin-3,5-dione, the asynchronicity of the TSs results in similarreactivities for all three cyclic dienes.418

A mild method for the regiospecific acylation reaction between electron-deficient N-heterocycles (isoquinoline, quinolones, and quinoxalines) and a series of alkylbenzenespossessing both electron-donating as well as electron-withdrawing substituents is stud-ied under N2 using AlCl3 (Lewis acid) as the catalyst andTBHP in decane as the oxidant,to give the corresponding acylation products in moderate to good yields. This protocolis an alternative to the classical Minisci reaction.419

The difference in reactivity in the autoxidation of tetrahydropyran (THP) andtetrahydrofuran (THF) is investigated using ab initio and DFT calculations at theBH and HLYP/aug-cc-pVDZ//BHandHLYP/cc-pVDZ level. The energy barrier forH-abstraction from THP is 104.1 kJ mol−1, whereas that calculated for THF is94.1 kJ mol−1. The barriers are lowered to 98.0 (THP) and 84.4 kJ mol−1 (THF) ifsolvation effects are included in the calculations. The potential energy surface for thecoupling of THP radical with O2 is 11.2 kJ mol−1 (BH and HLYP/6-311G**), whereasno barrier is found for the reaction involving THF. Analysis of the Kohn–Sham singlyoccupied molecular orbitals (SOMOs) in the hydroperoxy complexes reveals that theSOMO of the THP complex would be blocked by the neighbouring H atoms in theTHP ring. These factors would work together to delay the autoxidation of THP.420

A highly efficient chiral Brønsted phosphoric acid (133)-catalysed protocol, freeof metals and additives, is developed for the asymmetric transfer hydrogenations of2-alkyl- and 2-phenyl-substituted quinoline derivatives in diethyl carbonate usingHantzsch ester as the H2 source. The protocol at −10 ∘C provides enantiomerically pure1,2,3,4-tetrahydroquinoline derivatives with yields up to >99% and enantioselectivityup to 99% ee. Changing the alkyl group to a phenyl ring at the 2-position gives highconversion as well as excellent enantioselectivity. The result clearly confirms that thesolvent diethyl carbonate is an excellent replacement for enviornmemtally harmfulorganic solvents.421

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204 Organic Reaction Mechanisms 2015

OO

P

Pri

Pri

PriO OH

Pri

Pri

Pri

(133)

The gas-phase mechanism of cyclohexane dehydrogenation catalysed by Ni2+ dimeris investigated by DFT at the B3LYP level. The first dehydrogenation occurs readily,followed by a second and third which are exothermically weaker than the first. The firstdehydrogenation proceeds via a syn elimination model and yields the products H2 and2[Ni2(C6H10)]+. The reaction that follows divides into two competitive channels: one-face dehydrogenation (energetically dominant) and flip dehydrogenation. For the flipprocess, the elimination of [2H2,D2], [H2,D2], or [H2,2D2] is significantly less favouredthan the products of one-face dehydrogenation. Because of the two significant minimum-energy crossing points MECP3 and MECP4, the flip process begins and finishes in thequartet state but proceeds in the doublet state. The second and third dehydrogenationsproceed on the quartet PES until MECP2 is encountered. With regard to the dissociationof H2, Ni2

+, and C6H6 from 2IM19, the results indicate that neither C6H6 nor [H2Ni2]+

can dissociate from 2IM19. The only feasible model is that in which H2 dissociatesfirst and leaves 2[Ni2(C6H6)]+ as the final stable product. [H–D] scrambling elimina-tion and a Ni2

+-dissociation mechanism are also excluded. The detailed flip mechanismpresented here explains the observed experimental phenomena.422

ee©Unsaturated oximes undergo catalytic asymmetric hydroboration, catalysed by Rh

complexes with the ligands (134) L1 or (135) L2, with tmdBH (136) B1, pinBH(137) B2, and catBH (138) B3, affording the expected hydroboration products and,in the case of B1and B2, an unexpected ortho-borylated product. These results, incombination with the studies carried out with D-labelling, suggest that H/D exchangeat the ortho-position is associated with hydroboration of the 𝛽𝛽,𝛾𝛾-alkene and thatorthometallation or 𝜎𝜎-bond metathesis is exceptionally facile, leading to a tandem C–Hactivation/hydroboration reaction.423

A kinetic model, which adequately describes the experimental data and the assumedfree-radical chain mechanism of the oxidative dehydrogenation of cyclohexane withnitrous oxide, is suggested and used to calculate the kinetic parameters of the reaction.424

A non-polar mechanism is established for the reduction of t-phosphine oxides byPhSiH3 on the basis of kinetic measurements and DFT calculations. The data allowprediction and verification of the applicability of the new reduction reagents andconditions for industrially attractive processes.425 DFT calculations made for peroxidebond breaking in the decomposition of dimethyl-1,2-dioxetanone reveal the absence ofa biradical intermediate, conflicting with the expectations of some authors. However,this is in line with the chemiluminescence of simple 1,2-dioxetanone and helps to

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3 Oxidation and Reduction 205

(134) (135)

O O

HB

MeMe

Me

(136)

O O

HB

MeMe Me

Me

(137)

OHB

O

(138)

O

P

OO

O

Me

Me

ArAr

Ar Ar

OO

P

OO

O

Me

Me

ArAr

Ar Ar

N

Me

Ar = 3,5-dimethylphenyl Ar = 3,5-dimethylphenyl

clarify recent controversy.426 Computational examination of alternative plausible mech-anistic pathways for the intramolecular hydroamination of aminoalkenes using novelphenylene-diamine aluminium amido compound is presented. On one hand, a proton-assisted concerted N–C/C–H bond-forming pathway to afford the cycloamine in a singlestep, or, alternatively, a stepwise 𝜎𝜎-insertive pathway that involves a relatively fast andreversible migratory olefin 1,2-insertion step linked to a less rapid and irreversible Al–Calkyl bond protonolysis, can be invoked. The present study supports the stepwise 𝜎𝜎-insertive pathway. The predicted effective barrier for turnover-limiting aminolysis com-pares favourably with reported catalytic performance data.427

A data-intensive method for deriving and then predictively applying a mechanisticmodel of an enantioselective organic reaction is presented. As a validating case study,an intramolecular dehydrogenative C–N coupling reaction catalysed by chiral phospho-ric acid derivatives, in which catalyst–substrate association involves weak, non-covalentinteraction, is selected. Catalyst and substrate substituent effects are probed by system-atic physical organic trend analysis. Plausible interactions between the substrate andcatalyst that govern enantioselectivity are identified and supported experimentally, indi-cating that such an approach can afford an efficient means of leveraging mechanisticinsight so as to optimize catalyst design.428 Reaction of dimethyldioxirane with excess1,3-cyclohexadiene and 1,3-cyclooctadiene in dried acetone yields the correspondingmonoepoxides in excellent yield. The second-order rate constant k2 for the monoepox-idation of 1,3-cyclohexadiene is ∼4 times that of 1,3-cyclooctadiene. DFT calculationsat the B3LYP/6-31G level are consistent with a concerted electrophilic process with aspiro-TS. The calculated TS geometry shows a slight asynchronous tilt of the dioxiraneplane relative to that of the remaining alkene portion of the diene and a slight tilt backfrom the face of the diene. Relative k2 values are determined using the difference in thecalculated electronic activation energies and are consistent with the experimental relativek2 values without correction for the solvent.429

ee©The reaction of 2-methyl-1,3-butadiene and benzaldehyde with 1,3-bis(diphenylphos-

phino) propane ligand is chosen as the model reaction to seek the origin of the

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206 Organic Reaction Mechanisms 2015

regioselectivity by using DFT calculations. The energies of the intermediates and TSsin the stages of oxidative cyclization, 𝛽𝛽-H elimination, and C–H reductive eliminationare investigated; results show that 𝛽𝛽-H elimination is the rate-determining step for thecatalytic cycle. C(1)-selective oxidative cyclization is favoured over the C(4) alterna-tive, which is kinetically disfavoured relative to all the C(1)-hydroacylation steps. It issuggested that both electronic and steric effects contribute to the C(1)-selectivity. Onthe electronic aspect, C(1) is more electron-rich than C(4) due to the methyl group onC(2), which makes the electrophilic attack of aldehyde carbon on C(1) more favourable.On the steric aspect, the methyl group is located farther from the ligands in the C(1) TSthan in that for C(4)-selective oxidative cyclization.430

The solvent isotope effect in transfer hydrogenation of H2O or CO2 by glycerol isinvestigated to probe the reaction mechanism for the production of lactate from glyc-erol under alkaline hydrothermal conditions. A deuterium transformation study is madeto investigate the solvent isotope using D2O, and the results are displayed in the 1Hand 2H NMRs.431 Computational modelling of the chiral modifier/substrate interactionhas been studied for the modifiers (S)-(+)-1-aminoindane and (R)-(−)-1-aminoindane,which are different from those conventionally used in enantioselective hydrogenationreactions. The selected substrates are Me pyruvate, Et pyruvate, and 1-Et-4,4-dimethyl-pyrrolidine-2,3,5-trione. DFT calculations and a BLYP functional are used to optimizethe geometry of the chiral modifier/substrate complexes, and the theoretical ee is cal-culated from the energy of each. The calculations are carried out considering differentreaction solvents through the use of the COSMO program. It is found that this sim-ple model allows the experimental values of both the sense of enantiodifferentiationand the enantiomeric excess to be predicted with a good approximation. It also predictsthe inversion of configuration when (S)-(+)-1-aminoindane is used as chiral modifier inpolar solvents such as acetic acid and 2-propanol.432 ee©

The mechanisms of hydrogen release from methylamine with or without borane, alane,diborane, dialane, and boranealane are theoretically investigated. Geometries of sta-tionary points are optimized at the MP2/aug-cc-pVDZ level, and energy profiles arerefined at the CCSD(T)/aug-cc-pVTZ level, based on the second-order Moller–Plesset(MP2) optimized geometries. H2 elimination is impossible from molecular CH3NH2because of a high energy barrier, but the results show that it is enabled by the catalysts,although borane and alane have no real influence since H2 release cannot compete withthe preferred B–N or Al–N bond cleavage once a corresponding adduct is formed. Dib-orane, dialane, and borane-alane lead to a substantial energy barrier reduction throughbifunctional catalysis. The similar and distinct points among various catalysts are com-pared. Hydrogen-bond and six-membered ring formation are two crucial factors able todecrease the energy barriers.433

The mechanisms of gas-phase thermal decomposition of alkyl-substituted cyclohexa-dienes are studied by quantum chemical calculations with theory levels Moller–Plessetperturbation theory (MP2) and DFT (B3LYP, MPW1PW91, PBEPBE, 𝜔𝜔B97XD, CAM-B3LYP, M06, and M062X) with 6-31G(d,p), 6-31++G(d,p) basis sets. Examination ofthe reaction pathways for each substrate indicated a preference for a molecular mecha-nism through a six-membered cyclic boat-like TS structure. An alkyl group substituent

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3 Oxidation and Reduction 207

causes a detrimental effect on the reaction rate, compared to the parent compound1,4-cyclohexadiene; however, the reaction is favoured in the case of 3,6-di-Mesubstitution. The 3,6-dimethyl-1,4-cyclohexadiene compound has activation energy11.2 kJ mol−1 lower than the reference compound, which overcomes the effect of themost negative entropy of activation in the series. The effects of alkyl substituents inthese reactions suggest a complex combination of electronic and steric influence. Thesereactions are characterized as highly synchronous concerted, with small predominanceof C–H bond breaking in the TS.434

A chemical kinetic model for the oxidation of formic acid (HOCHO) in flames,based on theoretical work and literature data, is developed. Ab initio calculations areused to obtain the rate coefficients for reactions of HOCHO with H, O, and HO2.Modelling predictions are generally satisfactory when compared to the experimentalresults of de Wilde and van Tiggelen (1968) who measured the laminar burningvelocities for HOCHO flames over a range of stoichiometries and dilution ratios. Thegoverning reaction mechanisms are outlined, based on calculations with the kineticmodel. Formic acid is consumed mainly by reaction with OH, yielding OCHO, whichdissociates rapidly to CO2 +H, and HOCO, which may in turn dissociate to CO+OHor CO2 +H, or react with H, OH, or O2 to form more stable products. The branchingfraction of the HOCHO+OH reaction, as well as the fate of HOCO, determines theoxidation rate of formic acid. At lower temperatures, HO2, formed from HOCO+O2,is an important chain carrier and modelling predictions become sensitive to theHOCHO+HO2 reaction.435

The reaction of acetophenone in the presence of 𝛽𝛽-cyclodextrin (𝛽𝛽-CD) is studiedusing the DFT method. The lowest energy of two possible complexation models is inves-tigated. The geometrical structure confirms that acetophenone inserts into the cavitymainly from the secondary hydroxyl side. Hydrogen bonds are researched on the basisof NBO analysis, and Mulliken charge and frontier orbitals are employed to reveal theelectronic transfer. The probable catalytic mechanism of 𝛽𝛽-CD is discussed in termsof the calculated parameters.436 Evidence to resolve the apparent paradox of oxidationof benzaldehyde (benzaldehyde readily undergoes autoxidation to form benzoic acidon exposure to air at room temperature, yet it can be formed in high yield from ben-zyl alcohol by oxidation using a variety of procedures and catalysts) is presented. It isconfirmed that the presence of low concentration of benzyl alcohol (and a number ofother alcohols) inhibits the autoxidation of benzaldehyde. The required structural fea-tures for inhibition are also reported. ESR spin-trapping experiments demonstrate thatbenzyl alcohol intercepts, by hydrogen atom transfer, the benzoylperoxy radicals thatplay a key role in benzaldehyde autoxidation. A similar inhibition effect has also beenobserved for the aliphatic octanal/1-octanol system.437

It is experimentally and computationally shown that the reduction rate of organic disul-fides by phosphines in water, which in the absence of force proceeds by an equilibriumformation of a thiophosphonium intermediate, measured as a function of force appliedon the disulfide moiety yields a usefully accurate estimation of the height of the innerbarrier. The varying stretching force is applied to the disulfide by incorporating it intoa series of increasingly strained macrocycles. This force accelerates the reduction, even

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208 Organic Reaction Mechanisms 2015

though the strain-free rate-determining step is orthogonal to the pulling direction. Theobserved rate force correlation is consistent with the simplest model of force-dependentkinetics of a multi-barrier reaction.438

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419 Ali, W., Behera, A., Guin, S., and Patel, B. K., J. Org. Chem., 80, 5625 (2015).420 Matsubara, H., Suzuki, S., and Hirano, S., Org. Biomol. Chem., 13, 4686 (2015).421 More, G. V. and Bhanage, B. M., Tetrahedron: Asymmetry, 26, 1174 (2015).422 Ma, J., Li, R., Ma, X.-L., Zhu, K.-L., and Geng, Z.-Y., J. Mol Model., 21, 152 (2015).423 Thacker, N. C., Shoba, V. M., Geis, A. E., and Takacs, J. M., Tetrahedron Lett., 56, 3306 (2015).424 Nagieva, I. T., Russ. J. Phys. Chem. A, 89, 1762 (2015).425 Demchuk, O. M., Jasinski, R., and Pietrusiewicz, K. M., Heteroat. Chem., 26, 441 (2015).426 Pinto da Silva, L. and Esteves da Silva, J. C. G., ScienceJet, 3, 29 (2014).427 Tobisch, S., Dalton Trans., 44, 12169 (2015).428 Milo, A., Neel, A. J., Toste, F. D., and Sigman, M. S., Science, 347, 737 (2015), (Washington, DC, USA).429 McTush-Camp, D., Vasquez, P. C., and Baumstark, A. L., Heterocycl. Commun., 21, 47 (2015).430 Jiang, Y.-Y., Yu, H.-Z., and Shi, J., Chin. Chem. Lett., 26, 58 (2015).431 Shen, Z., Dong, W., Gu, M., Zhang, Y., and Jin, F., Am. Chem. Soc. Div. Ener. Fuels, 59, 286 (2014).432 Ruggera, J. F., Gazquez, A., Diez, R. P., and Casella, M. L., Curr. Catal., 3, 213 (2014).433 Wang, L., Zhang, T., He, H., and Zhang, J., Mol. Phys., 113, 79 (2015).434 Ramirez, B., Cordova-Sintjago, T. C., Ruette, F., and Chuchani, G., Mol. Phys., 113, 237 (2015).435 Marshall, P. and Glarborg, P., Proc. Combust. Inst., 35, 153 (2015).436 Wan, Y., Wang, X., and Liu, N., J. Mol. Model., 20, 2268 (2014).437 Sankar, M., Nowicka, E., Carter, E., Murphy, D. M., Knight, D. W., Bethell, D., and Hutchings, G. J.,

Nat. Commun., 5, 4332/1 (2014).438 Tian, Y., Kucharski, T. J., Yang, Q.-Z., and Boulatov, R., Nat. Commun., 4, 3538 (2013).

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CHAPTER 4

Carbenes and Nitrenes

E. Gras1 and S. Chassaing2

1Laboratoire de Chimie de Coordination, Centre National de la RechercheScientifique, Université Fédérale de Toulouse Midi-Pyrénées, Toulouse, France

2Laboratoire de Synthèse, Réactivité Organiques et Catalyse, Institut de Chimie,CNRS-UMR7177, Université de Strasbourg, Strasbourg, France

Reviews . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 219Generation, Structure, and Reactivity . . . . . . . . . . . . . . . . . . . . . . . . . 221Carbenes in Coordination Chemistry . . . . . . . . . . . . . . . . . . . . . . . . . 223Addition–Fragmentations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 226

Free Carbenes or Main Group Carbenoids Reactions . . . . . . . . . . . . . . . 226Transition-Metal-Assisted Reactions . . . . . . . . . . . . . . . . . . . . . . . 230

Insertion–Abstraction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 234Free Carbenes or Carbenoids Reactions . . . . . . . . . . . . . . . . . . . . . . 234Transition-Metal-Assisted Reactions . . . . . . . . . . . . . . . . . . . . . . . 235

Rearrangements . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 237Free Carbenes or Carbenoids Reactions . . . . . . . . . . . . . . . . . . . . . . 237

Nucleophilic Carbenes–Carbenes as Organocatalysts . . . . . . . . . . . . . . . . 238Transformations Mediated by Breslow-Type Intermediates . . . . . . . . . . . 238Transformations Non-Mediated by Breslow-Type Intermediates . . . . . . . . . 242

Nitrenes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 244Free Nitrenes – Generation and Reactivity . . . . . . . . . . . . . . . . . . . . 244Transition-Metal-Assisted Reactions . . . . . . . . . . . . . . . . . . . . . . . 244

Heavy-Atom Carbene Analogues . . . . . . . . . . . . . . . . . . . . . . . . . . . . 244References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 245

Reviews

Following the well-developed chemistry of diaminocarbenes, cyclic (alkyl)(amino)carbenes have recently been described as a new class of stable carbenes featuringhigh 𝜎𝜎-donation and 𝜋𝜋-accepting abilities. The chemistry of these carbenes from theperspective of their preparation and characterization, their numerous applicationsproviding scarcely observed new adducts and application in coordination chemistry andcatalysis, has been reviewed.1 A review on the chemistry of alkylidene has appeared,giving a brief highlight of the electronic structure and bonding situation and detailing

Organic Reaction Mechanisms 2015, First Edition. Edited by A. C. Knipe.© 2019 John Wiley & Sons Ltd. Published 2019 by John Wiley & Sons Ltd.

219

CHAPTER 4

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220 Organic Reaction Mechanisms 2015

the different methods of generation from a range of precursors.2 Chemo-, regio-, and de©diastereo-selectivities have also been surveyed followed by applications to syntheses ofcomplex polycyclic structures especially found in natural compounds.

Involvement of carbenes in the synthesis of numerous heterocycles has also beenreviewed covering the generation of heterocycles (featuring N, O, and S atoms) exhibit-ing different levels of ring strain (three- to seven-membered ring) by way of additionsor insertions of a divalent compound.3

Carbene intramolecular insertion into C–H bond positioned 𝛼𝛼 to an oxygen in anRh-catalysed process has been covered with an in-depth explanation of the factorsgoverning reactivities and selectivities of these reactions and an extension to naturalproduct syntheses based on this transformation.4 The chemistry of metal carbenoidsaccessed from cyclopropenes has been developed in the perspective of its application toC–H insertion and cyclopropanation.5 This highlights in a detailed fashion the various de©approaches that have given access to a range of complex structures in high stereose-lective fashion. C–H functionalization by insertion of carbenes (mainly generated fromtosylhydrazone precursors) has been covered as a function of final step of the catalyticcycle involved in the transformation (termination by protonation, 𝛽𝛽-H-elimination,and C–N bond formation).6 In order to assess the most appropriate naming (betweencarbene and carbenoid) of adducts featuring a divalent carbon connected to a gold atom,a review explored the structure of gold intermediates potentially involved in a rangeof transformations, concluding that gold–carbene is more appropriate although a con-tinuum from metal-stabilized singlet carbene to metal-coordinated carbocation remainswidely accepted.7 More synthetically relevant, a review on cycloisomerization ofenynes involving a cyclopropyl gold(I)–carbene intermediate has appeared highlightingthe various reaction paths and products available through such transformations.8

The use of water in a range of metal-catalysed transformations involving anN-heterocyclic carbene (NHC) has been comprehensively reviewed.9 It covers bothhomogeneous and heterogeneous approaches and describes transformation involvingNHC–metal complexes of palladium, ruthenium, gold, rhodium, copper, iridium, silver,platinum, and nickel as well as transformation featuring NHCs as organocatalysts.

The role of NHC–ruthenium complexes in the development of Z-selectivecross-metathesis has been briefly reviewed with an emphasis on the origin of thisunprecedented selectivity through the illustration of mechanistic studies and adescription of the most significant synthetic applications.10 Detailed understanding oforganocatalytic reaction mechanisms has been reviewed, with a specific mention of theumpolung effect induced by NHCs through the formation of Breslow intermediates.11

A more comprehensive review of organocatalysis performed by NHCs has appeared.12

Following a description of the synthesis and properties of NHCs, their various involve-ments in organocatalysis are thoroughly described from Breslow-type chemistry toLewis base catalysis through the acylazolium-type chemistry. This illustrates the fruitfuldevelopments achieved in this field over the past 10 years.

A systematic review of nitrenoids and their involvement in electrophilic aminationhas appeared, giving detailed insights into their preparation from a range of precursors,their structural features, and mechanistic studies accounting for their reactivities towarda range of main group organometallics.13

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4 Carbenes and Nitrenes 221

Generation, Structure, and Reactivity

Carbenes, especially NHCs, have proved to be excellent ‘ligands’ of main group atoms,including carbon, and allowed the generation of carbodicarbenes, these structuresbeing mesomeric resonance structures of cumulenes. This has been exemplified by thedouble deprotonation of (1) that proved to allow the generation and characterizationof (2) (Scheme 1). Compound (2) could also be obtained in the coordination sphereof palladium providing a competent catalyst for Mizoroki–Heck and Suzuki–Miyaurareactions.14

(1) (2)

N

N

N

N

N N

2I

N

N C

N

N

N N

N

N C

N

N

N N

NaHMDS

benzene

+ +

Scheme 1

Similar strategy has been applied for the isolation of an NHC-stabilized dicarbon.15

Yet under strongly basic conditions (3) only underwent reduction providing (4) in avery efficient manner. The high delocalization of the charges on (3) is suggestive of alow HOMO/LUMO gap standing for this easy reduction under basic conditions. Thisstatement has been confirmed by computations.

The generation of chiral unsymmetrical unsaturated carbene precursors (5) through anelegant multicomponent approach has been reported, allowing efficient applications to1,4- and 1,6-asymmetric conjugate additions of alkyl zinc catalysed by the correspond-ing copper–NHC complexes.16

NHC–SiCl4 has been described as an efficient carbene transfer reagent to main groupelement-based Lewis acids providing a straightforward access to main group elementssuch as other silicon adducts and boron or phosphorous complexes when chlorideabstraction by the Lewis acid is prevented.17

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222 Organic Reaction Mechanisms 2015

(3) (4)

N

NN

N

2X

N

NN

N

N NR

CX2HO

PF6

R = Bui, Pri, But

X2 = H2, O

(5)

+

+

+

Out of 11 new formamidinium precursors, 5 new acyclic diaminocarbenes (6) havebeen isolated and characterized spectroscopically and by X-ray diffraction of their cor-responding rhodium complexes.18 The transient nature of the carbene obtained fromthe six other precursors could be assessed by selenium trapping experiments leadingto (7). Density functional theory (DFT) computations have been carried out on boat-shaped cyclonona-3,5,7-trienylidenes (8) to predict their electronic structure and poten-tial reactivity.19 Investigations of isodesmic reaction supported a significant stabilizationby any substituent 𝛼𝛼 or 𝛼𝛼′ of the carbene centre in both singlet and triplet states.

Theoretical approaches have also been carried out to assess the stabilizing effect of𝛼𝛼-substitution of carbenes by ylide on a range of cyclic carbenes such as (9) and (10).20

(6) (7) (8)

(9)

NRR′Pri2N

Pri2N

NRR′Pri2N

Pri2N

Se

N

PMe3

Pri

Pri

N

PMe3

(10)

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4 Carbenes and Nitrenes 223

All the molecules investigated were found to exhibit a stable singlet ground state, and𝛼𝛼-substitution by an ylide moiety was found to significantly enhance the 𝜎𝜎-donatingcharacter of the carbene.

Stable carbene–borane complexes (12) were obtained from N-phosphine oxide-substituted imidazolylidenes (11) via addition to B(C6F5)3.21 Interestingly, underheating these complexes revealed a frustrated Lewis pair (FLP) ability allowing aquantitative H2 activation from 60 ∘C. This peculiar property is attributed to the thermalinduced rotation around the N–P bond of (12) that induces the steric bulk required toachieve the FLP activity.

The synthesis of B,B-disubstituted N,N-dimethylimidazol-2-ylidene boranes (13) and(14) has been achieved by Rh-catalysed insertion of diazoester into the B–H bond ofsubstituted NHC–boranes.22 The energies of rotation around the carbenic C–B bondshave been determined by dynamic NMR spectroscopy and were found to range from 56to 86 kJ mol−1.

(11) (12)

(13) (14)

NP

Pri

Pri

O

ButBut

NP

Pri

Pri O

ButBut

BC6F5

C6F5

C6F5

N

N

BH

CH2RN

N

BH

SHet

Het = Benzothiazolyl, N-Phenyltetrazolyl

++

−−

Carbenes in Coordination Chemistry

A frontier orbital analysis of the various metal carbene catalysts for alkene metathesishas been carried out computationally and efficiently matched the trends experimentallyobserved, affording a useful predicting tool.23 A mechanistic study of the alkyne trans-hydrogenation by Cp*RuCl(cod) has highlighted the transient formation of a rutheniumcarbene complex arising from gem-dihydrogenation.24 These carbene complexes havebeen identified through extensive NMR studies including para-hydrogen-induced polar-ization. These allowed identification of stabilizing features such as a proximal OR groupand resulted in the full characterization of (15) by spectroscopic methods and X-raydiffraction. Such carbenes account for the formation of by-products such as alkene iso-merization and over-reduction.

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224 Organic Reaction Mechanisms 2015

Silicon-tethered dinuclear carbene–copper complexes (16) have been obtained byaddition of NHC (17) to Ph2SiCl2, showing an unexpected skeleton rearrangement,followed by a double deprotonation to preform the dicarbene (18) that was finallycomplexed with CuCl.25 The whole reaction path has been thoroughly establishedthrough a full characterization of every compounds by multi-nuclear NMR spectroscopyand X-ray diffraction.

HO

Ru OMeCl

(15)

Si

NPri

PriN NPri

PriN

Ph Ph

CuClClCu

(16)

NPri

PriN

(17)

Si

NPri

PriN NPri

PriN

Ph Ph

(18)

Cyclic (amino)(aryl)carbene (CAArC) complexes of rhodium and gold (19) have beensynthesized and characterized.26 CAArC were shown to be transient intermediate asthey could be trapped by elemental chalcogens providing the corresponding thio- andseleno-amides (20). They were shown to be strong 𝜎𝜎-donor and 𝜋𝜋-acceptor ligands, andtheir complexes are able to catalyse efficiently 3+ 2-cycloaddition, C–H activation, andaniline annulation with terminal acetylene.

The addition of pyrene to palladium and nickel complexes of NHC decorated withfused polyarenes, including a pyrene unit as in (21), has been studied by UV–vis andNMR spectroscopies as well as by electrochemistry.27 The 𝜋𝜋–𝜋𝜋 interaction between thepyrene-substituted NHC and pyrene induced a modification of the electronic propertiesof the metal, but was either reducing the catalyst activity in 𝛼𝛼-arylation of ketones orhad no effect in Suzuki–Miyaura reactions (probably associated with the formation ofnanoparticles).

(19) (20)

N

PhPh

R

[M]

N

PhPh

R

X

X = S, Se

N

N

Bu

Bu

(21)

Pd

Cl

Cl

N

Cl

Rhodium complexes (22) featuring a NHC-stabilized carbon(0) ligand have been usedin hydroarylation of 1,3-butadienes by indole and pyrroles in a regioselective fashion.28

Reaction was shown to be triggered by the addition of a Lewis acid, LiBF4 being themost efficient one.

Cross-hydroalkenylation of vinyl arenes with terminal olefins has been carried out inan asymmetric fashion catalysed by in situ generated chiral NHC nickel hydride com-plexes of presumed structure (23).29 Electronic effects of the substrates and the NHC ee©

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4 Carbenes and Nitrenes 225

ligands account for high chemo- and enantio-selectivity. C2-symmetric six-memberedNHC precursors of general structure (24) have been synthesized and engaged in thecopper-catalysed conjugate addition of Grignard reagents to 3-methylcyclohexenone.30

Copper–NHC complex (25) (i-PrCuCl) has been reported to catalyse swiftly the fluori-nation of secondary and even challenging tertiary propargylic positions with an excellentselectivity versus elimination processes commonly associated with this reaction, high-lighting the high usefulness of strongly donating ligand for the development of suchprocess.31

N

N

N

N

Rh

PPh2

PPh2

L

(22)

N N

Ph Ph

Ar Ar′

Ni

H

(23)

N N

PhPh

RR

R = alkyl, aryl

BF4

(24)

N N

Cu

X

(25)

Pri

Pri Pri

Pri

X = Cl, OTs, OTf

+

−BArF4

+

−+

The cationic NHC–iridium complex (26) has shown an unprecedented ability toperform 𝛼𝛼-methylation of ketone using methanol as a methylating agent.32 The reactionis performed via a hydrogen transfer reaction from methanol to metal, followed bymethylenation and reduction of the conjugated alkene. The robustness of the ligand,induced by the nature of the NHC, allows for a catalyst loading of 1%. The use of well-defined nickel–NHC complexes such as (27) enabled the 𝛼𝛼-arylation of ketones fromunactivated aryl chlorides at moderate temperatures.33 Owing to the smooth reactionconditions, a wide range of functionalities is well tolerated. A similar iridium complexhas been shown to perform primary amide N-alkylation using primary alcohols.34

Nickel complexes featuring the same NHC ligand as (27) have also proved to beexcellent catalysts to perform the hydroheteroarylation of alkenes with a large range ofpyrroles, furans, indoles, and benxoazoles on terminal, internal, and cyclic alkenes.35

Palladium complexes (28) featuring a NHC with different substituents have beensynthesized and tested for the Buchwald–Hartwig amination of chloro and tosylatearomatic compounds.36 Compound (28) featuring a bis-dimethylamino substitution(X=Y=NMe2) proved to be an excellent catalyst, and selectivity for chloro versustosylate was demonstrated, allowing chemoselective bisamination.

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226 Organic Reaction Mechanisms 2015

Copper complexes of 4,5-(9,10-dihydroanthraceno)imidazolin-2-ylidene (29)from their imidazolium precursor were obtained by transmetallation from the silvercomplexes.37 The rigid scaffold of (29) forces one aromatic ring on the top of theactive site and thus provides the features of bulky ligands easing reductive elimination,while smaller substituents on the nitrogen keep the active site accessible. The coppercomplexes were successfully engaged for the borylation of a range of bromoarenes.

NR′N

PR2

Ir

BArF

(26)

N NPh Ph

PhPhPh Ph

PhPh

Cl

Ph

(27)

N N

Pd

N

Pri

PriPri

Pri

X Y

Cl

Cl

Cl

(28)

X, Y = H, Cl, NMe2

NR

RN

(29)

−+

Addition–Fragmentations

Free Carbenes or Main Group Carbenoids Reactions

Additions to C=C double bonds of simple alkenes have been employed as modelreactions for examining the reactivity of various carbenes. The reactivity of twohighly electrophilic arylchlorocarbenes, pentafluorophenylchlorocarbene and 3,5-dinitrophenylchlorocarbene, has been investigated and compared to the well-establishedreactivity of phenylchlorocarbene.38 Easily generated by photolysis of their corre-sponding diazirines, the resulting arylchlorocarbenes have been evaluated for theirreactivity toward tetramethylethylene, cyclohexene, and hex-1-ene as model alkenes.From a kinetic viewpoint, 3,5-dinitrophenylchlorocarbene proved to be the morereactive, followed by pentafluorophenylchlorocarbene and finally phenylchlorocarbene,this reactivity order thus not overlapping the order of carbenic stability. Further,

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4 Carbenes and Nitrenes 227

based on calculated activation parameters, enthalpy–entropy compensation has beenobserved in this series of arylchlorocarbenes. Remarkably, the values of activationenergies/enthalpies for 3,5-dinitrophenylchlorocarbene constitute the most negative yetencountered in such carbene/alkene addition reactions. A similar study has been carriedout on (N-methyl-3-pyridinium)chlorocarbene, thus revealing the highly reactive,electrophilic, and singlet nature of this carbene.39 As to dimethylcarbene, this parentdialkylcarbene has been demonstrated for the first time to express both high reactivityand nucleophilicity in addition reactions to alkenes.40

The formation of three tetracyclic benzene isomers, including the Ladenburg’s pris-mane and the Loschmidt’s hydrocarbon, has been envisaged by intramolecular carbeneadditions.41 By means of computational methods, the suggested carbene precursorfor the Ladensburg’s prismane proved unsuited to intramolecular cyclopropanation,whereas the potent precursor for the Loschmidt’s hydrocarbon could not be efficientlycharacterized.

The addition of difluorocarbene to a C=C bond has been proposed as a keystep in a cascade approach for preparing ortho-fluoronaphthols and ortho-/para-fluorophenols from indanones and cyclopent-2-enones.42 In this cascade process,(bromodifluoromethyl)trimethylsilane (Me3Si–CF2Br) plays a central role not only asdifluorocarbene source but also as trimethylsilyl transfer agent as well as bromide andfluoride ions source. A second example of a cascade reaction involving a carbene/alkeneaddition reaction has been reported.43 The free carbene (31) has indeed been suggestedas key intermediate in the mechanistic rationale of the acid-catalysed conversion ofelectron-deficient ynenones (30) to cyclopropyl-substituted furans (32). The proposedmechanism is quite uncommon due to the participation of a free carbene under acidicconditions (Scheme 2).

O

EWG

R

H

RR

(32)

EWG

O

RR

R

(30)

R

R

(31)

O

EWG

R

H +

Scheme 2

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228 Organic Reaction Mechanisms 2015

The formation of (nor)adamantylethylenes (33), resulting from co-photolysisof (nor)adamantyldiazirines and phenylchlorodiazirine, has been mechanisticallyscrutinized by means of experimental and computational methods.44 Two competitivepathways have been shown to be in agreement with the results obtained both involvingthe addition of phenylchlorocarbene to a peculiar (nor)adamantyl-based intermediate.The first pathway implicates the addition of phenylchlorocarbene to bridgehead C=Cbonds of (homo)adamantenes, whereas the second pathway involves its addition todiazo analogues of (nor)adamantyldiazirines.

A carbene/alkene addition reaction has also been utilized as a key step for the synthesisof spirooxindole-dihydrofurans (34) starting from isatins and enones.45 In that work,Kukhtin–Ramirez adducts of isatins (35), considered as equivalents of carbenes (36),have been shown to add to the C=C bond of enones and then lead to spirocyclic (34),thanks to an intramolecular SN2 as final step.

nCl

Ph

(33)

N

O

R2

OAr

R4

R3

R1

(34)

N

R2

OR1

(35)

O PPh3

N

R2

OR1

+

(36)

Addition reactions of carbenes to C=X bonds (X=O, N) have also been reported.endo-Tricyclo[3.2.1.02,4]oct-8-ylidene (37), a foiled carbene generated by thermoly-sis of its Δ3-1,3,4-oxadiazoline precursor, has been demonstrated to react smoothlywith carbonyl compounds, such as benzaldehyde and acetophenone.46 Remarkably, such de©intermolecular reactions proceed with complete diastereocontrol to give regioisomericproducts (38) and (39) in the case of benzaldehyde. From a mechanistic viewpoint, thesenet insertion reactions are believed to arise from a tandem two-step sequence, consistingof a nucleophilic addition of (37) to the C=O bond of the carbonyl compound followedby pinacol rearrangement.

The previously reported reaction of diaminocarbenes with aroylimines, furnishingfive-membered ring products (40), has been mechanistically investigated by meansof computational methods.47 In contrast to prior mechanistic rationales relying on anelectrophilic behaviour of diaminocarbenes, the present theoretical study has revealedtwo alternate and more favourable pathways exploiting here the nucleophilicity ofdiaminocarbenes. Both mechanistic pathways involve nucleophilic addition of the

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4 Carbenes and Nitrenes 229

(37)

H

O

PhPh

O

H

(38) (39)

O

N

R2

R12N

R12HN

F3C CF3

(40)

carbene to the C=N bond of the aroylimine partner, either on the nitrogen or the carbonatom of the imino group.

Diiodomethylmagnesium proved efficient as magnesium carbenoid for adding to theC=N bond of N-tosylimines, thus furnishing alkyl-𝛼𝛼-iodoaziridines in good to excellentyields.48 Interestingly, the magnesium form has been demonstrated to be more powerfulthan its lithium equivalent.

Diverse C-based Lewis bases, including 1,3-bis(2,4,6-trimethylphenyl)imidazol-2-ylidene and 1,3-bis(2,6-diisopropylphenyl)imidazol-2-ylidene as NHCs, havebeen evaluated for their regioselectivity regarding their nucleophilic addition totetrakis(trifluoromethyl)cyclopentadienone, a well-known ambident electrophilicspecies.49 Both NHCs proved to exclusively add to the carbon atom in 𝛼𝛼-positionof the carbonyl group of the ketone, thus leading to kinetic products (41). No traceof thermodynamic products (42), resulting from the addition to oxygen atom of thecarbonyl group, was detected.

OF3C

F3CCF3

CF3

N

R

(41)

CF3

CF3

F3C

F3CO N

N

R

R

NR

(42)

R = 2,4,6-trimethylphenyl or 2,6-diisopropylphenyl

++

The addition reactions of cyclic (alkyl)(amino)carbene (43) to dihalobis(trimethylsilyl)aminoborane have been examined.50 While the reactions have led to the formation ofsimple haloaminoborane–carbene adducts (44) starting from chlorinated and bromi-nated aminoboranes, the iodinated equivalent has furnished the cationic iminoboryl-carbene (45) resulting from an oxidative addition at the carbene centre.

Only one example of carbene fragmentation has been reported. It is the fragmentationof NHCs (46) equipped with mesitylenyl-like moieties that proved to evolve towardscarbodiimide derivatives (47) via 3+ 2-cycloelimination.51 A second equivalent of NHCcould then add to (46) to produce unique NHC–carbodiimide adducts (48) (Scheme 3).

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230 Organic Reaction Mechanisms 2015

N

N

X

B N

SiMe3X = Cl, Br

(44)

, I

(45)

Pri

Pri

B

N

SiMe3

Pri

Pri

N

(43)

Pri

Pri

+

Transition-Metal-Assisted Reactions

Transition metal carbenoids are still widely examined for their high potential to actas cyclopropanating agents. In that way, diverse novel carbenoid sources have beenreported. Cyclopropenes have been demonstrated to be powerful zinc vinyl carbenoidprecursors, thus furnishing vinylcyclopropane derivatives via their addition to alkenes.52

In addition, the combination of trimethylammonium triflate, n-butyl lithium, and anickel complex as catalyst has enabled the cyclopropanation of unactivated alkenes.53

The mechanistic rationale for this reaction involves the formation of a nickel carbenoid,further turning into a nickelacyclobutane intermediate via 2+ 2-cycloaddition with theolefinic partner. Two other examples of reactions implying transition metal carbenoidsthat evolve towards four-membered ring metallacycle intermediates have been reported.First, acetylene–ethylene cross-metathesis towards butadiene has been successfullyachieved under Ru-catalysis.54 The use of excess ethylene proved to be pivotal forpromoting the reaction in a highly efficient manner. In a similar way, synthesis of1,4-dienes proved to be achievable by reaction between in situ generated titaniumalkenylcarbenoid species and styrenes.55

The cyclopropanation of allylic alcohols has been achieved using a mixture ofNugent’s reagent (Cp2TiCl), diiodomethane, and manganese metal.56 The allylic de©hydroxyl group proved crucial to the reaction, by participating in the formation of thekey titanium–carbenoid intermediate. Remarkably, the cyclopropanation occurs in ahighly diastereoselective manner with conservation of the native alkene geometry.

Several other asymmetric cyclopropanation have also been reported. Aryl-substitutedolefins have been efficiently cyclopropanated with ethyl diazoacetate under both ironand copper catalysis. While an engineered myoglobin-based catalyst proved highlypowerful using iron(II),57 C2-symmetric planar-chiral-bridged 2,2′:6′,2′′-terpyridines ee©(49) have been found efficient under copper(II) catalysis, but with only moderate

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4 Carbenes and Nitrenes 231

N N

XX

ΔX = Br, Cl, F, Me• NN

X X

(46)

(47)

N N

XXNN

X

(48)

X

+

Scheme 3

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232 Organic Reaction Mechanisms 2015

levels of diastereo- and enantio-selectivities.58 Furthermore, the chiral dirhodium(II) ee©de©tetracarboxylate Rh2(S-DOSP)4 has been found to enable the cyclopropanation of

two alkene/aryl diazoacetate combinations. On the one hand, cis-fluorocyclopropanecarboxylates have been obtained with good diastereo- and enantio-selectivities viaRh2(S-DOSP)4-catalysed cyclopropanation of vinyl fluorides with aryl diazocetates.59

ee©de©On the other hand, the prolinate Rh2(S-DOSP)4 proved to be the best catalyst for promot-

ing the cyclopropanation of styrenes with aryl diazoesters bearing a trimethylsilylethylgroup as ester residue.60

Rh(II)-catalysis has also been successfully utilized to cyclopropanate trimethylsily-lacetylene with various crude aryl diazoesters.61 Desilylation of the resulting trimethylsi-lylated cyclopropenes allows the synthesis of 3-aryl-3-methoxycarbonyl cyclopropenesfeaturing a 1,2-disubstituted olefin moiety.

For intramolecular cyclopropanation versions, a series of novel chiral P,N-bidentateligands (50) has been designed, synthesized, and applied to enantioselective gold-catalysed oxidative cyclopropanation reactions.62

An intramolecular cyclopropanation approach has also been successfully applied tothe construction of complex azabicyclo[4.1.0]/[5.1.0] carbaldehydes.63 Starting from N-sulfonyl triazoles equipped with an N-(homo)allyl moiety as azavinyl carbenoid precur-sors, Rh(II)-catalysis promoted the synthesis of various azabicyclic systems in modest togood yields. Sulfonyl triazoles, especially 4-aryl 1-tosyl 1,2,3-triazoles, have also beenemployed as rhodium carbenoid precursors and reacted with internal alkynes to furnishcomplex indeno[1,7-cd]azepine scaffolds (51) via an Rh(III)-catalysed 3+ 2/5+ 2 annu-lation process.64 The suggested reaction mechanism of this cascade process involves,among others, the nucleophilic addition of the alkyne on the azavinyl carbenoid inter-mediate.

N

NRR

N

(49)

PAd2

N

R2

R1

(50)

Ad = adamantyl

N

HO

TsR2

R2

R2

R2

R1

(51)

N-Sulfonyl triazoles have been found to react smoothly with azirines under Rh(II)-catalysis, thus providing straightforward access to fully functionalized pyrroles.65

Again, the nucleophilic addition, here of the azirine, on the in situ formed azavinylcarbenoid has been proposed as a key step of the reaction mechanism. This strategyhas been further applied to the synthesis of URB447 (52), a fully functionalizedpyrrole of biological relevance. Structurally related 2-halo-2H-azirines have beenfound to react similarly with rhodium carbenoids generated from diazo carbonylcompounds.66 After nucleophilic addition of azirine derivatives on the carbenoid

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4 Carbenes and Nitrenes 233

species, the resulting azirinium ylide intermediates have been suggested to rearrangeto 4-halo-2-azabuta-1,3-dienes with excellent stereoselectivity. Interestingly enough,heating of the so-formed electron-poor azabutadienes has enabled the formation of2,3-dihydroazetes (53) and 2,5-dihydrooxazoles (54), via 1,4-electrocyclization and1,5-exo-trig cyclization processes, respectively.

N

Cl

Ph

NH2

Ph

O

(52)

NR1

X

MeO2C R2

COR3

(53)

N

O R5

R1

R3

X

R4O2C

(54)

Furthermore, the azavinyl carbene chemistry has been exploited in intramolec-ular annulation reactions.67 The Rh(II)-catalysed annulation reaction of acyclicoxygen-tethered N-tosyl triazoles (55) led to the formation of 3-methylene-2,3-dihydrobenzofurans (56), whereas 3-methylene-2,3-dihydroindoles (57) have beenproduced starting from nitrogen-tethered substrates (Scheme 4).

X

N N

N

Ts

N

NHTs

R2

R1R1

X = NR2X = O

RhOR1 NHTs

(55)(56) (57)

Rh

Scheme 4

A method for accessing 𝛼𝛼-alkoxy 2H-naphthalenones has been developed starting fromN-tosylhydrazones as starting materials, copper iodide as catalyst, and lithium t-butoxideas base.68 The mechanistic rationale starts with the base-mediated formation of a coppercarbenoid which next reacts on an ester carbonyl group to furnish alkoxyepoxide (58)as key intermediate.

Other species have been used efficiently to trap transition metal carbenoids via nucle-ophilic addition. Vinyl azides add to gold alkenyl carbenoids generated from propargylicesters,69 while gold vinylidenes proved sensitive to addition of water, thereby generatingrelevant gold acyl species.70 These gold-catalysed reactions constitute straightforwardmethods for accessing buta-1,3-dien-2-yl esters from propargyl esters and indene scaf-folds from appropriate 1,5-diynes. A further example relying on gold catalysis consistsin the intramolecular coupling of bis(diazo carbonyl) compounds leading to macrocyclic

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234 Organic Reaction Mechanisms 2015

olefins.71 In that case, a gold carbenoid intermediate generated from one of the two diazo de©ketone moieties is trapped by nucleophilic addition of the second diazo ketone moiety.Using this method, macrocycles featuring up to 24-membered rings have been obtainedwith excellent yields and diastereoselectivities, especially considering the syntheticchallenge.

A chiral ruthenium/phosphoramide complex has been evaluated as hybrid cat-alyst for the enantioselective propargylic alkylation of propargylic alcohols withenecarbamates.72 While the ruthenium centre activates the propargylic alcohol partner ee©into an allenylidene-type ruthenium carbenoid, the chiral phosphoramide moietyactivates the nucleophilic enecarbamate partner while simultaneously controlling thestereoselective outcome of its nucleophilic addition to the 𝛾𝛾-carbon atom of the nativecarbenoid species. This example nicely illustrates the concept of cooperative catalysis.

The examples treated so far in this section had to do with transition metal carbenoidsplaying the role of electrophilic species in addition reactions. On the contrary, anexample of nucleophilic carbenoid has been reported. The palladium carbenoidcomplex (59) has indeed been demonstrated to add on B(C6F5)3 via the para-carbon ofits supporting ligand, thus resulting in the formation of zwitterionic complex (60).73

OOR2

R1

(58)

Pd PP

PMe3

(59)

Pd PP

PMe3

(60)

B(C6F5)3

+

Insertion–Abstraction

Free Carbenes or Carbenoids Reactions

The metal-free activation of molecular hydrogen by free carbenes is currently a researchtopic of major current interest. In this context, 1-azulenylcarbene (61), whose peculiar-ity is to exhibit a singlet ground state, has been found to smoothly insert into H2.74

Interestingly, it has been suggested that the insertion is governed by quantum mechanicaltunnelling.

Intramolecular C–H insertion reactions remain a powerful tool for accessing rele-vant organic scaffolds. Accordingly, a direct synthesis of 𝛽𝛽-lactams has been developed,thanks to a 1,4-C–H insertion reaction involving 𝛽𝛽-ketoamides as readily available start-ing materials.75 The mechanistic rationale suggests the involvement of a free singletcarbene in situ generated by reaction of the 𝛽𝛽-ketoamide with (diacetoxy)iodobenzenein the presence of a base. Similarly, the construction of 3-azabicyclo[3.1.0]hexane scaf-folds has been achieved via 1,5-C–H insertion of cyclopropylmagnesium carbenoidsgenerated from judiciously substituted 1-chlorocyclopropyl sulfoxides (62).76

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4 Carbenes and Nitrenes 235

Furthermore, 1,3-C–H insertion reactions of various magnesium carbenoids have beentheoretically explored using ab initio methods at the B3LYP/6-311++G(d,p) level oftheory.77 The results obtained support a SN2-like mechanism involving the C–H bondas nucleophile and the carbenoid carbon atom as electrophilic centre.

Remarkably, the N,N′-diamidocarbene (63) proved able to insert into Si–H bonds ofvarious silanes, without further ring expansion as observed with most of the previouslyreported carbene–silane adducts.78

(62)(61)

R1

R2

Cl

S

N

R3R3

N N

OO

(63)

O

Two works dealing with abstraction reactions involving carbenoids have been reported.On the one hand, the lanthane carbenoid [LaCH2]+ generated by reaction between bareLa+ and propene has been shown to abstract a carbon atom of halobenzenes.79 Theso-abstracted carbon atom from the benzene ring, most likely the ipso-position, cou-pled with the carbene ligand of [LaCH2]+ to form acetylene. On the other hand, carbonabstraction from the imino-NHC (64) has been performed through its reaction withtetrabenzylhafnium.80 From a mechanistic viewpoint, the resulting hafnium complex(65) is suggested to be formed via three successive benzyl migrations.

(64) (65)

NNPh

N

Pri

Pri NNPh

N

Pri

Pri

Hf

PhPh

Ph

Ph

Transition-Metal-Assisted Reactions

Reactions relying on the insertion of transition metal carbenoids into relevantX–H bonds remain well documented. Regarding inert C–H bonds, rhodium car-benoid species in situ generated from 𝛼𝛼-diazomalonates proved able to react withN-phenoxyacetamides to furnish ortho-alkylated phenols (66) as major products.81

In this reaction, the O-NHAc moiety of the substrate plays the role of both directing

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236 Organic Reaction Mechanisms 2015

group for the intermolecular C–H insertion step and internal oxidant. The so-formedortho-quinone methide intermediate (67) is finally trapped by methanol as protic solventand nucleophilic partner to provide (66). Intramolecular C–H insertion reactions havealso been employed to construct important cyclic compounds. On the one hand, theconstruction of 3-iodo-1-substituted-1H-indenes has been accomplished starting fromiodoalkynes (68) under gold(I) catalysis.82 The suggested mechanistic rationale involvesthe intramolecular C–H insertion reaction of gold iodovinylidene intermediates (69) asa key step.

(66) (67) (68)

OH

RO2C

CO2R

OMe

O

RO2C

CO2R

I

R2

R1

(69)

R2

R1•

+

I

Au

On the other hand, the synthesis of 2,3-disubstituted pyrans (70) has been achievedvia a 1,6-C–H insertion step starting from 5-allyloxy-2-diazopentanoates (71) andusing dirhodium(II) carboxylates as chiral catalysts.83 Excellent levels of diastereo- de©

ee©and enantio-selectivities have been reported under the optimized reaction conditions.Similarly, pyrans have been obtained under asymmetric copper(II) catalysis via a1,6-O–H insertion reaction using C2-symmetric planar [2.2]-paracyclophane-basedbisoxazolines as chiral ligands.84

(71)

CO2Me

N2O

R

O

CO2Me

R

(70)

Ph

CF3

CF3

(72)

Using the novel C1-symmetric diene (72) as chiral ligand, rhodium(I) catalysis hasbeen demonstrated to promote the asymmetric insertion of 𝛼𝛼-diazo carbonyl compoundsinto the B–H bond of readily available amine–borane adducts.85 ee©

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4 Carbenes and Nitrenes 237

Transition-metal carbenoid migratory insertion reactions attract an ever-increasinginterest in organic chemistry.

Several novel palladium-catalysed methods have been developed by exploiting thistool as a key step. Formal palladium carbenoid insertion into C–H,86 C–N,87 Si–Si, andSn–Sn bonds88 have thus been achieved with either N-tosylhydrazones or 𝛼𝛼-diazo estersas carbenoid precursors. Cross-coupling reactions, including alkyne–alkyne coupling,89

and coupling between electron-poor aryl fluorides and N-tosylhydrazones90 have beendescribed, as well as the construction of benzofused carbo- and hetero-cycles (indanes,benzofurans, and indenones).91

Similarly under rhodium catalysis, the C–H functionalization of 2-arylbenzo-thiazoles,92 and 𝛼𝛼-imino Csp3 –H bonds,93 with 𝛼𝛼-diazo esters has been reported inparallel, while the C–C bond insertion reaction between benzocyclobutenol and diazoesters has been theoretically investigated by means of DFT calculations.94 Rhodium-catalysed Stille-type coupling of aryl stannanes and diazo esters,95 and also the three-component coupling reactions of t-propargyl alcohols, alkyl halides, and diazo esters,96

has been developed and suggested to occur via carbenoid migratory insertion. Further-more, 1,2-benzothiazine,97 and 3H-indole-N-oxide,98 heterocyclic scaffolds have beenconstructed via intramolecular processes, starting from S-aryl sulfoximines and nitrones.Both processes mechanistically involve a rhodium carbenoid insertion as a key step.

Other miscellaneous examples exploiting carbenoid migratory insertions havebeen reported with copper to generate allenes,99 or quaternary centres100, silver fortrifluoroethylation,101 cobalt102 or iridium103 for aromatic C–H functionalization, andzinc or cadmium promoting methylenation of an NHC.104

Rearrangements

Free Carbenes or Carbenoids Reactions

1,3-Dimethylimidazolin-2-ylidene NHC and tritylcarbenes have been shown to undergointramolecular ring-expansion reactions. On the one hand, vacuum ultraviolet (VUV)photoexcitation of the NHC has given rise to the formation of two six-membered ringproducts, namely methyl-pyrimidinium (73) and methyl-pyrazinium (74) ions.105 Onthe basis of mechanistic investigations led by means of experimental and theoreticalmethods, the initial intramolecular hydrogen transfer to the NHC carbon has been foundto be the crucial and kinetically limiting step, thereby affording imidazolium ions (75)and (76) as key intermediates.

(73)

N N

(74)

N

N

NN

(75)

NN

(76)

+ + +

+

On the other hand, heptafulvenes (77) have been identified as by-products duringthe rearrangement of tritylcarbenes.106 DFT and ab initio calculations have supported

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238 Organic Reaction Mechanisms 2015

the participation of fused bicyclobutanes (78) as key intermediates for heptafulvenesformation.

The phototriggered diphenylcarbene to fluorene rearrangement has been scrutinizedby UV–vis, IR, and EPR spectroscopies.107 The results obtained have enabled the iden-tification of allenic 1-phenyl-1,2,4,6-cycloheptatetraene (79) as key intermediate whichwas missing in previously suggested mechanisms of this rearrangement.

Trifluoromethylphenylcarbenes, in situ generated by photolysis or flash vacuumthermolysis of their diazirene or diazomethane surrogates, have been demonstratedto rearrange to trifluorobenzocyclobutene, trifluorostyrene, and trifluoromethyl-fulvenallenes.108

The NHCs of indazole, namely indazol-3-ylidenes, have been shown to undergoring opening via the cleavage of their N–N bond, thus furnishing transient N-(6-methylenecyclohexa-2,4-dien-1-ylidene)anilines (80).109 Further trapping of (80) byalcohols allowed the formation of few reported 1-anilinobenzimidates.

(80)

ArAr

R

(77)

Ar

Ar

R

(78)

Ph

(79)

NR1

NR2

Rearrangement of diverse 𝛾𝛾-trimethylsilyl-substituted carbenes has been investigatedby means of experimental and computational methods.110 In the case of acyclicsubstrates, 1,3-trimethylsilyl migration proved to be in competition with 1,3-hydrogenmigration to the carbene centre. The case of cyclic substrates strongly differs withthat of acyclic substrates, only [1,n]-hydrogen migration processes taking place withcyclic substrates. While [1,2]-hydrogen migration predominates with five-memberedring, [1,3]-hydrogen migration has been shown to occur with six- and seven-memberedrings.

Nucleophilic Carbenes–Carbenes as Organocatalysts

Transformations Mediated by Breslow-Type Intermediates

Umpolung reactions of carbonyl compounds involving Breslow-type intermediates con-tinue to be highly studied and exploited in organic synthesis.

A study of the archetypical NHC-catalysed Stetter condensation reaction has revealedfor the first time that the reactivity profile in the gas phase contrasts with that insolution.111 Significantly, the key umpolung step leading to the Breslow intermediate isproblematic in the gas phase but this could nevertheless be circumvented by the use ofacylsilanes as carbonyl surrogates.

Benzoin and cross-benzoin condensation reactions remain relevant umpolung reac-tions, mainly studied for their selectivity and scope of applications. The benzoin reactionhas been used as model reaction to computationally evaluate the potential of a series

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4 Carbenes and Nitrenes 239

of NHCs as umpolung catalysts.112 Thus, 19 NHCs of various types (i.e. (ab)normal,remote, and reduced heteroatom stabilized) have been theoretically explored in the ben-zoin reaction using ab initio methods at the CPCM-B3LYP/6-311+G(d,p)//B3LYP/6-311+G(d) levels of theory. Overall, the abnormal pyridyl-3-ylidene NHC (81) has beenfound to exhibit the best reactivity profile as catalyst in the benzoin reaction.

In a similar way, the formation of Breslow intermediates by reaction between ben-zaldehydes and N-aryl triazolium salts as NHC precursors has been examined fromkinetic and thermodynamic viewpoints.113 Rate and kinetic measurements have beenexperimentally determined for a series of NHC/benzaldehyde combinations. The resultsobtained have revealed the highly valuable effect of the benzaldehyde 2-substituentin this reaction, thus giving further insight into the chemoselectivity of cross-benzoinreactions. Another work dealing with the chemoselectivity of triazolium-catalysed cross-benzoin reactions has been reported.114 On the basis of computational and 1H NMRresults, the chemoselectivity of cross-benzoin reactions implicating triazolium salt (82)as NHC precursor proved to be under kinetic control. A DFT study has also been ledin parallel on such reactions and has disclosed additional key elements related to theirmechanism and chemoselectivity.115 In terms of applications, an NHC-catalysed ben-zoin approach has been developed for the enantioselective synthesis of tertiary alkynylcarbinols.116 The chiral triazolium salt (83) proved to be the best pre-catalyst for achiev- ee©ing the reaction between (hetero)aryl aldehydes and ynones with excellent yields andenantiomeric excesses.

Novel NHC-catalysed methods involving Breslow intermediates have also been devel-oped for the functionalization of relevant building blocks, such as aldehydes or enals.The oxidative enantioselective 𝛼𝛼-fluorination of aliphatic aldehydes has been accom-plished for the first time via NHC catalysis.117 In the presence of chiral triazolium salt ee©(84) as pre-catalyst and N-fluorobis(phenyl)sulfonimide (NFSI) as oxidant and fluorinesource, the expected 𝛼𝛼-fluorinated esters have been obtained in excellent yields and goodenantioselectivities, without any trace of difluorinated side products. Mechanistically,the intermediate Breslow species is suggested to be oxidized by NFSI to an acyl azolium,prone to be 𝛼𝛼-fluorinated via its enolate form.

Three NHC-catalysed methods allowing the 𝛽𝛽-functionalization of enals have beenreported. The highly enantioselective 𝛽𝛽-hydroxylation of enals has been achieved usingchiral triazolium salt (82) as pre-catalyst and nitrobenzenesulfonic carbamate (85) asoxidant.118 The mechanism has been investigated using control experiments and by ee©means of EPR spectroscopy, thus suggesting a radical pathway involving successivesingle-electron-transfer steps.

The 𝛽𝛽-protonation of enals has also been accomplished in a highly enantioselectivemanner.119 The so-developed method relies on cooperative catalysis between threedistinct organocatalysts, namely N,N-dimethylaminopyridine as nucleophilic catalystand squaramide as H-bond donor catalyst (86) in addition to chiral triazolium salt (87)as NHC precursor. The third reported method is related to the 𝛽𝛽-functionalization ofBaylis–Hillman enals.120 C-functionalization of 𝛼𝛼-cyanocinnamaldehydes by phenacylbromide has been accomplished using benzimidazolium salt (88) as pre-catalyst, and theresulting amide adducts were efficiently cyclized to 𝛿𝛿-lactams via an iodine-catalysedprocess.

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240 Organic Reaction Mechanisms 2015

(81)

N

(82)

NN

NC6F5

BF4N

NNO R

RR

O2S

O2N

ON

EtO2C

(85)

(83) R = Me(84) R = Br

+ −+

− +

BF4−

O O

NH

NH

CF3

CF3F3C

F3C

(86) (87)

NN

NO

BF4Ph

N

N

Ph

Ph

Cl

(88)

+

+

Diverse annulation methods exploiting Breslow species as key intermediates have beendescribed. An NHC-catalysed 3+ 4 annulation process between enals and aurones hasbeen developed using chiral bifunctional triazolium salt (89).121 Under the optimized de©

ee©conditions, the annulated products, namely benzofuran-fused 𝜀𝜀-lactones (90), have beenobtained in good yields and excellent diastereo- and enantio-selectivities. The annula-tion reaction furnishing tricyclic sulfonyl amides (91) through oxidative NHC-catalysedreaction between enals and imines has been mechanistically investigated.122 The exper-imental results have revealed that all steps of the mechanism, including the oxidation ofthe Breslow intermediate, are favoured, except the formation of the Breslow intermedi-ate which proved to be the rate determining step of the process. Interestingly enough, thetricyclic products (91) have been shown to exhibit promising antimicrobial activities.

A method for accessing highly substituted indeno[2,1-b]pyrroles (92) has been elab-orated by reaction between ynals and thiazolium salts (93).123 Remarkably, thiazoliumsalts (93) play a dual role in the reaction, both as pre-catalyst and reaction partner.

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4 Carbenes and Nitrenes 241

(89)

NN

N

BF4

Pri

OH

F3C

F3C

CF3F3C

O

O

O

Ar1 Ar2

(90)

SO2

N

R1

R3

EtO2C

R2

(91)

+

O

2-Bromoenals remain relevant building blocks for performing NHC-catalysed annu-lation reactions. The enantioselective synthesis of dihydropyridines has been achievedthrough a 3+ 3 annulation process between 2-bromoenals and aldimines using the enan-tiomer of (83) as pre-catalyst.124 The reaction of 2-bromoenals with 3-aminooxindoles ee©has been found to furnish spirooxindole 𝛾𝛾-butyrolactams (94) through an NHC-catalysed3+ 2 annulation process.125 The method proved to be highly enantioselective using the ee©chiral triazolium salt (95) as NHC precursor.

ZN

R2R1

O

Ar

(92)

S

N

HO

R

X

(93)

N

BocN

OR1

R2

(94 () 95)

NN

N

ClPh

+−

O

+

In a similar way, an NHC-catalysed method for synthesizing spirocarbocyclic oxin-doles (96) has been set up by reaction of 2-bromoenals with 3-alkylenyloxindoles.126

The enantiomer of (83) has been further reported as an efficient precatalyst intwo annulation reactions relying on NHC-redox catalysis. While trichloromethylatedsyn-dihydropyranones (97) have been prepared in a highly stereoselective fashion viaa 4+ 2-hetero Diels–Alder using 𝛼𝛼,𝛽𝛽-unsaturated trichloromethyl ketones as startingmaterials,127 this chiral triazolium salt also proved to promote the enantioselectivesynthesis of fluorinated oxetanes via a 2+ 2 annulation process.128

ee©

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242 Organic Reaction Mechanisms 2015

Two last examples of a reactions mediated by a Breslow intermediate, especially adeoxy-Breslow intermediate, have been reported. The first one concerns the transferhydrogenation of electron-poor C=C, C=N, and N=N bonds.129 In that case, the NHC(98) acts as stoichiometric reducing agent, whereas water plays the role of proton source.The second example deals with the synthesis of 𝛼𝛼,𝛽𝛽-epoxy ketones through an NHC-catalysed oxidative coupling between styrenes and aldehydes.130 Mechanistic studieshave suggested the involvement of a ketodeoxy Breslow intermediate.

N

OO

R1

EtO2CR3

R2

(96)

O

O

CCl3

R1

R2

(97)

N

N

N

Ph

PhPh

(98)

Transformations Non-Mediated by Breslow-Type Intermediates

The number of catalytic reactions exploiting the nucleophilicity of NHC in anon-Breslow fashion continues to increase.

Several annulation reactions furnishing biologically relevant scaffolds have beeninvestigated. Benzothiazolo-pyrimidinone-131 and dihydrocoumarin-132 based scaffolds ee©have been constructed in an asymmetric fashion, both using triazolium salt (95) asprecursor of the active nucleophilic NHC catalyst. The chemoselective formation ofpyranyl aldehydes (99) via NHC-catalysed reactions between allenals and chalconeshas been studied computationally.133 The theoretical results reveal that the mostenergetically favourable pathway starts by the nucleophilic addition of the NHC onthe centre carbon atom of the allene moiety rather than on the carbonyl group of theallenal. Thus, the involvement of the resulting non-Breslow intermediate has goneon providing crucial insights on the unexpected chemoselectivity related to suchreactions. A mechanistic study has also been conducted on the NHC-catalysed versionof Staudinger reactions furnishing trans-𝛽𝛽-lactams.134 According to the experimental de©results obtained, a mechanism could be suggested for this formal 2+ 2-cycloadditionprocess, and the diastereoselectivity proved to be highly dependent on the steric bulk ofthe NHC catalyst and the nature of the solvent.

Annulation methods via intramolecular NHC-catalysed processes have also beendeveloped. Using commercially available 1,3-bis(2,4,6-trimethylphenyl)imidazoliumchloride (IMes) as pre-catalyst, chromenes have been accessed from 2-(buta-2,3-dienyloxy)benzaldehydes (100), whereas their homologue allenals (101), namely2-(propa-1,2-dienyloxy)benzaldehydes, have yielded chromones under similar reactionconditions.135 From a mechanistic viewpoint, chromenes have been suggested to resultfrom a formal hydroarylation process and chromones from a hydroacylation one.This divergent reactivity has been further rationalized by means of DFT calculations.

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4 Carbenes and Nitrenes 243

O

R1 R2

OHC

R3 R4

(99)

CHO

O•

n

R

(100) n = 1

(101) n = 0 (102)

NN

NO

BF4

OMe

MeO

Ph

+

Another intramolecular hydroacylation method has been developed for accessing chiralcyclic ketones.136 The so-developed hydroacylation of unactivated alkenes employstriazolium salt (102) as the best pre-catalyst and exhibits a wide scope and compatibilitywith functional groups.

NHC-catalysed conjugated additions are also gaining ground. Extensive mechanisticstudies have been led on the NHC-catalysed conjugated addition of diboron and borosi-lane reagents on 𝛼𝛼,𝛽𝛽-unsaturated carbonyl compounds.137 On the basis of the experimen-tal and theoretical results, stereochemical models have been proposed to rationalize thestereoselectivity of such reactions. The nucleophilicity of NHC, in particular Imes, hasbeen successfully exploited for the synthesis of 𝛿𝛿-sultones of medicinal relevance.138

The elaborated method involves a conjugated addition of an in situ generated enolateon an intermediary Michael acceptor, that is an 𝛼𝛼,𝛽𝛽-unsaturated sulfonyl azolium saltformed by the nucleophilic addition of IMes on the starting sulfonyl chloride. Other for-mal conjugate addition reactions have been described using NHC as non-nucleophiliccatalysts. While the NHC-catalysed synthesis of 𝛾𝛾 ,𝛾𝛾-disubstituted butenolides (103) pos-sessing adjacent tertiary and quaternary carbon atoms has been accomplished usingthe NHC as a strong Lewis base,139 chiral trifluoromethylated amines (104) have beensynthesized via an aza-Michael addition reaction promoted by the NHC (83) as a non-covalent catalyst.140

ee©

OO

EWG

R2

R1

(103)

R1HNNO2

F3C R2

(104)

MeN NMe

SiHBut3Si

(105)

Si

But3Si H

(106)

The asymmetric aminomethylation of enals has been accomplished via NHC- andin situ-generated Brönsted acid-cooperative catalysis, affording challenging 𝛽𝛽2-aminoacids in excellent yields and stereoselectivites.141 The proposed reaction mechanism ee©involves a non-Breslow azolium enolate species as key intermediate.

H/D exchange reactions between pseudoacids (pKa,DMSO = 14–19) and deuteratedchloroform have been promoted by 1,3-bis(2,6-diisopropylphenyl)imidazolin-2-ylideneas stable and commercially available NHC catalyst.142 On the basis of experimentaland theoretical results, a stable azolium-trichloromethyl anion Brönsted pair has beensuggested as key intermediate.

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244 Organic Reaction Mechanisms 2015

Nitrenes

Free Nitrenes – Generation and Reactivity

A nitrene transfer method has been developed for the direct amination of arenes.143 Var-ious simple arenes have been successfully aminated using aryl sulfonyl azides as nitrenesource under solvent-free conditions at 130 ∘C.

Another intermolecular nitrene transfer approach has been reported for the synthesisof polysubstituted 2-aminopyrroles.144 The approach comprises a formal 3+ 2-cycloaddition process via gold-catalysed nitrene transfer from vinyl azides to ynamides.From a mechanistic viewpoint, the participation of a nitrene or its corresponding2H-azirine as key intermediate has been investigated, the obtained results supportingthe 2H-azirine pathway.

The reaction of triplet phenyl nitrene with molecular oxygen has been studied indetail.145 Under optimized reaction conditions, the phenyl nitrene, smoothly generatedby flash vacuum thermolysis, proved to react with molecular oxygen to furnish thenitroso O-oxide derivative, which further rearranges to nitrobenzene under light.

Transition-Metal-Assisted Reactions

The insertion of transition metal–imides (i.e. nitrenoids) into C–H bonds remains atactic of choice for C–N bond formation. Using this tactic, the synthesis of quinolin-8-ylmethanamines has been achieved under Ru(II)-catalysis from readily available8-methylquinolines and aryl sulfonyl azides as nitrenoid source.146 This methodcorresponds to the first example of [(p-cymene)-RuCl2]2-catalysed Csp3 –H bondintermolecular amidation reaction.

The mechanism of diverse C–H insertion reactions has been explored computationally.Regarding Csp2 –H activation reactions, the copper-catalysed amination of benzene147

and the chemoselective gold-catalysed amination of mesitylene148 have been studied bymeans of computational methods, and the results of both studies have supported a nitreneaddition pathway.

A mechanistic study has also been led on the Rh(III)-catalysed Csp2 –H activa-tion/cycloaddition of benzamide and diazo compounds.149 Using DFT calculationmethods, an Rh(V)-nitrenoid species has been identified as key intermediate of thisrelevant transformation.

A range of ‘nitrene radicals’ have been described as relevant species appearing in thecourse of porphyrin–cobalt-catalysed nitrene transfer reactions.150

Heavy-Atom Carbene Analogues

Reaction of 2,5-dihydrofuran with silylene (SiH2) generated by Laser flash photolysisof phenylsilane has been kinetically studied in the gas phase. Although no end productcould be identified by GC, second-order kinetics were obtained and ab initio calculationpredicted reactivity to take place at oxygen or on the double bond.151

NHC-stabilized silylene (105) was shown to undergo a 2+ 2+ 1 addition with 2 equivof phenylacetylene.152 The silole product (106) has been fully characterized, and thereaction path has been thoroughly studied by DFT calculations.

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4 Carbenes and Nitrenes 245

Photochemical reaction of azulene and guaiazulene with silylene (107) provided sin-gle products, one corresponding to an Si insertion into the five-membered ring of theguaiazulene (108) and one featuring a similar insertion plus one cycloadduct (109) onthe less sterically demanding azulene.153

Si

TMS TMS

TMS TMS

(107)

Si Si

Pri

TMSTMS

TMSTMS

(108)

Si

TMSTMS

TMSTMS

TMSTMS

TMS

TMS

(109)

Kinetic and computational studies of the reaction of dimethyl- and diphenyl-germylenes with oxiranes and thiiranes have been performed, allowing the identificationof equilibrated reactions and their kinetic constants.154

Silathiogermylene (110) generated from the corresponding chlorogermylene (111)was shown to yield germaacid anhydrides (112) in its reactions with elementalchalcogens.155

N

Ge

N

But

SSiMe3

But

(110)

N

Ge

N

But

Cl

But

(111)

N

Ge

N

But

But

(112)

X

X X

But

But

N

Ge

N

X = S, Se

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