omaha spug - use sharepoint to manage erm objectives
TRANSCRIPT
Using SharePoint for
Enterprise Risk Management (ERM)
Kerry Dirks ERMO ManagerMutual of Omaha
[email protected]@kerdirks
Slide Deck will be available after presentation
AGENDA
• ERM Overview• VRM Solution / Demo• Wrap Up• Questions
Enterprise Risk Management (ERM) …
[Definition]
ERM Evolution
ERM
Benefits of ERM …
ERM: Objectives
ERM Framework
ERM Promotes Visibility
ERM Promotes Proactive Discovery Behaviors
ERM Promotes Intentional Planning
ERM: Solution Taxonomy
SharePoint Structure
SiteCollections
Web App: https://harerabbit.sharepoint.com/
Site Collection: https://harerabbit.sharepoint.com/VRM/ * Top-level site
VRM
VRM Process Flow
Vendor On-Board
Establish Vendor Risk Profile
Application Security
Request VendorEngagement
Measure Engagement Risk
AssessVendor Controls
Vendor
Risk Analytics
Exec Mgmt.Bus. OwnerExternal Data FeedsBus. Manager
VRM#1 – Manage Business Owner Vendor Requests
VRM#1.1 – Workflow Notification to Risk Manager
VRM#2 – Manage Vendor DDQ’s
VRM#2.1 – Workflow Notification to Business Owner
VRM#3 – Workflow Notification to Risk Manager
Vendor Risk Management#4 – Manage Vendor List
VRM Process Flow
Vendor On-Board
Establish Vendor Risk Profile
Application Security
Request VendorEngagement
Measure Engagement Risk
AssessVendor Controls
Vendor
Risk Analytics
Exec Mgmt.Bus. OwnerExternal Data FeedsBus. Manager
Vendor Risk Management#5 – Manage Vendor Engagements
VRM Process Flow
Vendor On-Board
Establish Vendor Risk Profile
Application Security
Request VendorEngagement
Measure Engagement Risk
AssessVendor Controls
Vendor
Risk Analytics
Exec Mgmt.Bus. OwnerExternal Data FeedsBus. Manager
Vendor Risk Management#6 – Evaluate Specific Vendor Performance
Vendor Risk Management#7 – Evaluate Vendor Portfolio Performance
Dashboards by Role
My Requests and Engagements
Dashboards by Role
My Tasks, Requests and Engagements
Dashboards by Role
VRM: Metrics
VRM: Metrics
VRM Demo
VRM: Tip of the Iceberg
ERM: ResourcesKeyword Searches – SharePointhttps://www.bing.com/search?q=sharepoint%20cloud%20governance%20risk%20compliance%20solutions• AvePoint• StratexSystems• GRCPoint
Keyword Searches - Generalhttps://www.bing.com/search?q=cloud%20governance%20risk%20compliance%20solutions • IBM• SAP• ProcessUnity• Oracle• Dellhttps://www.bing.com/search?q=sharepoint+risk+management https://www.bing.com/search?q=managing+enterprise+risk+management+versus+project+issue+management https://www.bing.com/images/search?q=managing+enterprise+risk+management+versus+project+issue+management
Presentations & SlideDeckhttp://www.slideshare.net/echo4sharepoint/risk-management-in-sharepoint-governance • Christian Buckley
http://www.prodevmedia.com/treasuryinstitute/resourcelibrary/Symposium_2008/handouts/6.pdf • University Presentation
http://appanet.cms-plus.com/files//PDFs/March312011WebinarRussHissomPresentation.pdf • Excellent Presentation
• Blog ………. kerdirks.wordpress.com• Twitter …… @kerdirks• Personal … [email protected] • LinkedIn … linkedin.com/in/kerdirks
Thank You
Q u e s t i o n s
Contact