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Pancreatic Cancer a report by Robert C Moesinger , MD Assistant Professor in the Section of Surgical Oncology in the Department of Surgery at the University of Maryland School of Medicine Pancreatic adenocarcinoma is one of the great challenges to oncologic physicians and surgeons. Statistics for the US are typical. In 2006, it is expected that there will be 33,730 new cases of pancreatic adenocarcinoma with 32,300 deaths. This corresponds to a survival rate of approximately 4%. Resectional surgery, followed by adjuvant therapy, has been the best hope for long-term survival, but the results are still disappointing. Among patients with resectable disease, median, three-year and five-year survival is approximately 25 months, 35% and 20%, respectively, with multimodality treatment. These survival data are from series with large numbers of patients and are probably appropriate benchmarks against which to measure further trials. Neoadjuvant chemoradiation therapy has positively altered the natural history of several cancers, especially esophageal and rectal cancer, and many investigators are looking at neoadjuvant therapy in the treatment of pancreatic cancer. I hope to give a brief overview of where we stand in 2006 in terms of neoadjuvant chemoradiation therapy for pancreatic adenocarcinoma. Chemoradiation therapy prior to pancreatic cancer surgery has a number of potential advantages over postoperative therapy. First, pancreatic cancer can be considered a systemic illness in most cases and neoadjuvant therapy provides systemic treatment within days of diagnosis. Second, patients undergo systemic therapy prior to the huge physiologic insult of a pancreatic resection. They are therefore more likely to complete their therapy and less likely to have complications or delays associated with being in the relatively debilitated postoperative state. Following pancreatic cancer surgery, 25% of patients’ adjuvant therapy is not received, delayed or truncated due to complications, morbidity or patient refusal.Third, patients whose disease progresses during neoadjuvant therapy self- select for aggressive tumor biology,never come to surgery and avoid the morbidity of a pancreatic resection during their short time of survival. Fourth, the ‘sterilization’ of the operative field by neoadjuvant therapy might decrease the risk of disseminating microscopic tumor during resection and also result in fewer positive margins. Fifth, radiation therapy generally is more effective in well- vascularized preoperative tissue compared to relatively hypoxic postoperative tissues. Sixth, bowel in the irradiated field is resected at the time of surgery, decreasing long-term effects of irradiated bowel. A disadvantage is that these patients usually require greater pretreatment preparation than patients who are expeditiously explored. Prior to neoadjuvant therapy a tissue diagnosis (usually fine-needle aspiration (FNA) via endoscopic ultrasound) is needed and biliary obstruction must be controlled (usually via an endoscopic biliary stent). Many patients also undergo diagnostic laparoscopy to rule out occult metastatic disease. There is also the possibility of making the surgery more difficult because of an irradiated field, however there is evidence that neoadjuvant therapy may actually decrease pancreatic leak complications following surgery. The biggest potential concern is the possibility that a resectable patient may progress to an unresectable patient during the course of therapy, thus missing the ‘window of opportunity’ for curative resection. In the end, the clinical relevance of these possible advantages and disadvantages can only be determined through well- controlled, randomized, prospective trials which determine overall morbidity and survival. Challenges to determining if neoadjuvant therapy is truly advantageous to patients include: 1. lack of agreement among oncologists as to the most appropriate neoadjuvant regimen, particularly given that current adjuvant therapies have modest response rates at best; 2. bias and fear among surgeons, patients and physicians that “expeditious exploration and resection whenever possible is the only hope for cure;” and 3. difficulty in accurately staging patients prior to therapy, particularly in determining involvement of the SMV/Portal Vein complex. In evaluating neoadjuvant therapy trials, it is important to distinguish those reports in which locally unresectable cancers were treated, and after a Neoadjuvant Chemoradiation for Pancreatic Cancer Robert C Moesinger, MD, is an Assistant Professor in the Section of Surgical Oncology in the Department of Surgery at the University of Maryland School of Medicine. His interest is alimentary tract surgery and particularly biliary and pancreatic pathology. He graduated from the University of Utah Medical School in 1992 and completed the Halsted Surgical Residency at Johns Hopkins Hospital in 2000. US ONCOLOGICAL DISEASE 2006 51 DOI: 10.17925/OHR.2006.00.01.51

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Page 1: Neoadjuvant Chemoradiation for Pancreatic Cancer · Pancreatic Cancer a report by ... Challenges to determining if neoadjuvant therapy is truly advantageous to patients include: 1

Pancreatic Cancer

a report by

Rob e r t C Mo e s i n g e r , MD

Assistant Professor in the Section of Surgical Oncology in the Department of Surgery at the University of

Maryland School of Medicine

Pancreatic adenocarcinoma is one of the great challengesto oncologic physicians and surgeons. Statistics for the USare typical. In 2006, it is expected that there will be33,730 new cases of pancreatic adenocarcinoma with32,300 deaths. This corresponds to a survival rate ofapproximately 4%. Resectional surgery, followed byadjuvant therapy, has been the best hope for long-termsurvival, but the results are still disappointing. Amongpatients with resectable disease, median, three-year andfive-year survival is approximately 25 months, 35% and20%, respectively, with multimodality treatment. Thesesurvival data are from series with large numbers ofpatients and are probably appropriate benchmarks againstwhich to measure further trials.

Neoadjuvant chemoradiation therapy has positivelyaltered the natural history of several cancers, especiallyesophageal and rectal cancer, and many investigators arelooking at neoadjuvant therapy in the treatment ofpancreatic cancer. I hope to give a brief overview ofwhere we stand in 2006 in terms of neoadjuvantchemoradiation therapy for pancreatic adenocarcinoma.

Chemoradiation therapy prior to pancreatic cancersurgery has a number of potential advantages overpostoperative therapy. First, pancreatic cancer can beconsidered a systemic illness in most cases andneoadjuvant therapy provides systemic treatment withindays of diagnosis. Second, patients undergo systemictherapy prior to the huge physiologic insult of apancreatic resection. They are therefore more likely tocomplete their therapy and less likely to havecomplications or delays associated with being in therelatively debilitated postoperative state. Followingpancreatic cancer surgery, 25% of patients’ adjuvanttherapy is not received, delayed or truncated due tocomplications, morbidity or patient refusal.Third, patientswhose disease progresses during neoadjuvant therapy self-select for aggressive tumor biology,never come to surgeryand avoid the morbidity of a pancreatic resection duringtheir short time of survival. Fourth, the ‘sterilization’ ofthe operative field by neoadjuvant therapy might decreasethe risk of disseminating microscopic tumor duringresection and also result in fewer positive margins. Fifth,radiation therapy generally is more effective in well-

vascularized preoperative tissue compared to relativelyhypoxic postoperative tissues. Sixth, bowel in theirradiated field is resected at the time of surgery,decreasing long-term effects of irradiated bowel.

A disadvantage is that these patients usually requiregreater pretreatment preparation than patients who areexpeditiously explored. Prior to neoadjuvant therapy atissue diagnosis (usually fine-needle aspiration (FNA) viaendoscopic ultrasound) is needed and biliary obstructionmust be controlled (usually via an endoscopic biliarystent).Many patients also undergo diagnostic laparoscopyto rule out occult metastatic disease. There is also thepossibility of making the surgery more difficult becauseof an irradiated field, however there is evidence thatneoadjuvant therapy may actually decrease pancreaticleak complications following surgery. The biggestpotential concern is the possibility that a resectablepatient may progress to an unresectable patient duringthe course of therapy, thus missing the ‘window ofopportunity’ for curative resection. In the end, theclinical relevance of these possible advantages anddisadvantages can only be determined through well-controlled, randomized, prospective trials whichdetermine overall morbidity and survival.

Challenges to determining if neoadjuvant therapy istruly advantageous to patients include:

1. lack of agreement among oncologists as to the mostappropriate neoadjuvant regimen, particularly giventhat current adjuvant therapies have modest responserates at best;

2. bias and fear among surgeons, patients and physiciansthat “expeditious exploration and resection wheneverpossible is the only hope for cure;” and

3. difficulty in accurately staging patients prior totherapy, particularly in determining involvement ofthe SMV/Portal Vein complex.

In evaluating neoadjuvant therapy trials, it isimportant to distinguish those reports in whichlocally unresectable cancers were treated, and after a

Neoad juvant Chemorad ia t ion for Pancreat i c Cancer

Robert C Moesinger, MD, is anAssistant Professor in the Section ofSurgical Oncology in theDepartment of Surgery at theUniversity of Maryland School ofMedicine. His interest is alimentarytract surgery and particularlybiliary and pancreatic pathology. Hegraduated from the University ofUtah Medical School in 1992 andcompleted the Halsted SurgicalResidency at Johns Hopkins Hospitalin 2000.

U S O N C O L O G I C A L D I S E A S E 2 0 0 6 51

moesinger_BOOK.qxp 11/7/06 2:12 pm Page 51

DOI: 10.17925/OHR.2006.00.01.51

Page 2: Neoadjuvant Chemoradiation for Pancreatic Cancer · Pancreatic Cancer a report by ... Challenges to determining if neoadjuvant therapy is truly advantageous to patients include: 1

clinical response (downstaging), patients wereexplored vs patients with radiographically resectabletumors who were treated with chemoradiation priorto planned surgery.

In terms of converting or downstaging locallyunresectable tumors into resectable disease, there aremany anecdotal reports and small series with a varietyof agents. Based on a recent review of availableliterature, possibly 20% of locally unresectable patientsmay become resectable, and of these only about 50%will actually have negative margins (see Table 1). Aninteresting exception is the small series of Wanebo et al.in which nine of 11 patients underwent resectionfollowing a regimen of cisplatin, 5-FU and radiation.However, two-thirds of these patients required a majorvascular resection and reconstruction (portal vein,superior mesenteric artery (SMA) or both) in order toobtain negative margins, and so these patients weretechnically not downstaged. Similarly, in a report byFogelman et al. (Columbia) using a novel neoadjuvantstrategy of gemcitabine, capecitabine, taxotere andradiation therapy, 12 of 17 (71%) patients underwentsuccessful resection but 50% of those required vascularreconstruction. Until there is a breakthrough inadjuvant therapy, it is unlikely that more than a handfulof patients will have successful downstaging of a locallyaggressive cancer following neoadjuvant therapy.

The most important question to be answered is the rolefor neoadjuvant therapy in patients who appear to beradiographically resectable at the time of presentation.Asummary of large series is provided in Table 2. (Thereare many smaller published series of neoadjuvanttherapy for pancreatic cancer from North America andEurope, but I have chosen to focus on the largest of theavailable series.) Perhaps the earliest center to offerneoadjuvant chemoradiation therapy for localized(radiographically resectable) pancreatic cancer was theFox Chase Cancer Center. Their 20-year experiencedemonstrates the safety and practicality of aneoadjuvant approach. Although median survival of

those patients treated preoperatively was statistically nobetter than those patients who had postoperativetherapy only, they note that as many as 86% of theneoadjuvant patients were considered “marginallyresectable” (as opposed to clearly resectable) at the timeof preoperative therapy whereas only 21% of patientswithout preoperative therapy were “marginallyresectable”. This selection bias makes analysis verydifficult and may obscure a small survival benefit inpreoperatively treated patients.This observation is likelytrue for the ECOG study published in 1988.

The MD Anderson experience uses strict computedtomography (CT) resectability criteria for studyinclusion, categorizing patients as “radiographicallyresectable” if the SMA and celiac axis are completelytumor free and the SMV/PV complex is patent).Encroachment on SMV/PV, however, was not anexclusion criterion and though their overall resectionrate was up to 74% in the gemcitabine group, 43% ofpatients required vascular resection and reconstruction,suggesting they were actually “marginally resectable”.The Duke experience uses the same CT resectabilitycriteria in categorizing patients as “potentially resectable”versus “locally advanced” and both groups were offeredneoadjuvant therapy. As expected, resectability rate wasmuch better in the potentially resectable group, butsurvival curves were the same through 24 months.

Conclusions that can be drawn from these series arethat neoadjuvant therapy is safe. Patients who beginwith radiologically resectable disease do better thanpatients who begin with locally advanced disease.Thereis a slight trend that gemcitabine may be more effectivethan 5-FU based therapy in terms of achieving asuccessful resection which is consistent with widespreadbelief that gemcitabine is advantageous over 5-FU inpancreatic cancer patients. ■

This article is continued, with references, in the ReferenceSection on the website supporting this briefing(www.touchbriefings.com).

Pancreatic Cancer

52 U S O N C O L O G I C A L D I S E A S E 2 0 0 6

Table 1:

Institution or Trial Time Frame Number of Patients Agents Used Resection Rate Median Survival

Fox Chase 1986-1996 89 XRT, 5-FU +/- Mito C 45% 20 monthsFox Chase 1996-2003 63 XRT & Gemcitabine 65% 20 monthsECOG (PD-289) 1990-1998 53 XRT, 5-FU & Mito C 45% 16 monthsMD Anderson 1990-1998 205 XRT, 5-FU or paclitaxel 60% 21 monthsMD Anderson 1998-2006 86 XRT, Gemcitabine 74% 21 monthsDuke 1994-2004 96^ XRT, 5-FU* Cisplatin#, 18% 23 months

88` +/- Mito C 55% (both groups combined)*In some patients capecitabine (Xeloda) was substituted for 5-FU.

#Cisplatin was eventually excluded secondary to toxicity.

^ “potentially resectable”

` “locally advanced”

moesinger_BOOK.qxp 11/7/06 2:12 pm Page 52

Page 3: Neoadjuvant Chemoradiation for Pancreatic Cancer · Pancreatic Cancer a report by ... Challenges to determining if neoadjuvant therapy is truly advantageous to patients include: 1

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