microstructural analysis of cemented tungsten carbide ......sintering and grain growth of fine-grain...

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MICROSTRUCTURAL ANALYSIS OF CEMENTED TUNGSTEN CARBIDE USING ORIENTATION IMAGING MICROSCOPY (OIM) by Vineet Kumar A thesis submitted to the faculty of The University of Utah in partial fulfillment of the requirements for the degree of Master of Science Department of Metallurgical Engineering The University of Utah May 2008

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Page 1: Microstructural analysis of cemented tungsten carbide ......sintering and grain growth of fine-grain cemented carbides and the second half explains the OIM technique that is extensively

MICROSTRUCTURAL ANALYSIS OF CEMENTED TUNGSTEN

CARBIDE USING ORIENTATION IMAGING

MICROSCOPY (OIM)

by

Vineet Kumar

A thesis submitted to the faculty of The University of Utah

in partial fulfillment of the requirements for the degree of

Master of Science

Department of Metallurgical Engineering

The University of Utah

May 2008

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Copyright © Vineet Kumar 2008

All Rights Reserved

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THE UNIVERSITY OF UTAH GRADUATE SCHOOL

SUPERVISORY COMMITTEE APPROVAL

of a thesis submitted by

Vineet Kumar

This thesis has been read by each member of the following supervisory committee and by majority vote has been found to be satisfactory.

-

Chair: Zhigang Zak Fan! -

Ravi Chandran

Dinesh K. Shetty

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THE UNIVERSITY OF UTAH GRADUATE SCHOOL

FINAL READING APPROVAL

To the Graduate Council of the University of Utah:

I have read the thesis of Vineet Kumar in its final form and have found that (1) its fonnat, citations, and bibliographic style are consistent and acceptable; (2) its illustrative materials including figures, tables, and charts are in place; and (3) the fmal manuscript is satisfactory to the supervisory committee and is ready for

submission to The Graduate School.

>/-v6-lo�-DatI I Zhigang Zak Fang

Chair: Supervisory Committee

Approved for the Major Department

{J 1. D. Mille;'C

Chair

Approved for the Graduate Council

David S. Chapl\1an Dean of The Graduate School

{

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ABSTRACT

Cemented tungsten carbide is one of the most widely produced powder

metallurgy products. For the past 75 years cemented tungsten carbide tools have been

performing at an increasingly popular rate. Fine-grain, especially nano-grain, cemented

tungsten carbides make it possible to achieve a new range of properties that are improved

from their present counterparts. Developments in powder processing enable us to produce

true nano-size tungsten carbide powder « 30 nm). Producing true nano-grain cemented

carbide compacts remains a challenge. The conventional grain growth inhibitors are not

able to inhibit grain growth of nano-grain carbides, and liquid phase sintering is not

suitable for nano-grain carbides due to rapid grain growth. The only possible way to

sinter of nano-grain size cemented tungsten carbide is solid state sintering. Several

studies have focused on the sintering behavior of nanocrystalline WC-Co. The majority

of densification and grain growth in the specimen occurs in solid state. Hence in order to

achieve fully dense nano-grain size WC-Co, it is necessary to understand the underlying

mechanism of densification and grain growth. In this study, a comprehensive

microstructural analysis was carried out during solid state and liquid phase sintering on

micron grade samples using Orientation Imaging Microscopy (OIM). Several

microstructural parameters were analyzed to investigate the grain growth mechanisms. A

comprehensive grain boundary analysis was also done to investigate grain boundary

evolution during sintering, especially for the preferred misorientation. Since cemented

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carbide showed preferred prism shape in the microstructure, a faceting analysis was also

carried out. OIM software does not provide tools for all of the analysis that were carried

out in this study, so an algorithm for faceting analysis was generated and implemented.

v

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TABLE OF CONTENTS

ABSTRACT . .... . .... ....... .. ............ . . . . . _ .... . ... .. .. . . . . .. . ......... . . . .............. iv

ACKNOWLEDGMENTS . . .. . ..... . .............. . .. ............... .. . . . . ........... . .... ix

1. INTRODUCTION .. .. .. . .... . ......... . . . . .... ............ ... ........... .. ........ . .... .. I

1. 1 Scope ............. . ... . .. ... ... . .. ......... . ... . . . .. . .... . ...... ................... 2

2. BACKGROUND ............. . .... .. ... . ................... . ................... . . . ... . ..... 5

2.1 Sintering of Fine-Grain Cemented Carbides . .. .. ............ ..... ........... 5 2.1. 1 Submicron-Grain Cemented Carbides . . . .. .............. . . . .. . .. . ..... 6 2.1.2 Ultrafine-Grain Cemented Carbides ....... . .. . .. .. .... ... ....... ..... . . 7 2.1.3 Nanocrystalline Cemented Carbides ................. .. .... . . . ... . .... 7 2.1.4 Grain Growth ........ . .............. .... .. .. ...... ... ... ..... .... ....... .......... . 8

2. 1.4.1 Grain Size Distribution . . . . .... ... ..................... .. ....... 10 2.2 Electron Backscattered Diffraction ........................... . .. ... . . .. . . .. ... 13

2.2.1 Electron Diffraction .... . ............ . . . . . .. ...... . . .... ................. . 13 2.2 .2 Formation of Kikuchi Patterns .. ... .............. . ..... ... .. .... . ... .... 14 2.2.3 Identification and Indexing of Kikuchi Patterns ... . ........ . .. ..... ... 15 2.2.4 Indexing the Patterns ... .... . . . .. ......... . .......... .. ...... ..... ..... ........ ..... 17

2.2.4.1 Confidence Index . . ........ .. ...... ...... .. .... .. .. .............. 19 2.2.4.2 Fit. ....................... . .. .. .... . .. .. . .. .. . . . . ... . .. . . .. . . .. . ... .. 19 2.2.4.3 d-spacing Fit. . .. .. . .. .. . . . .. . ... . . . ........ . ........ . ............. 19 2.2.4.4 Image Quality . . .... . ..... .. .. ... .. .... . ........ . .. . ..... .. ....... . 19

2.2.5 Phase Identification ....... . ..... .... .. .. .. ..... . .......................... 20 2.2.6 Orientation Determination .. . ................... . .. . .. . .. .. . . . . ..... .. ... 20 2.2.7 Data Collection . .. ....... ............... ... .. ... . .......................... 20 2.2.8 OIM Analysis . ... . ........ . ... .. .... .................... . . . ......... . ... . .. 21

2.2.8.1 Grain Size Analysis . .. . ............... .. .. ... ... . .... . .. .. ....... 21 2.2.8.2 Orientation Analysis and Representation . ...... ..... . ... ... . . 21

2.2.8.2.1 Crystal direction map ........... ... . ... .. ........... . .. 22 2.2.8.2 .2 Texture index . . ........ . .. .. .. .. ... ... .. ...... ....... .. .. 22

2.2.9 Misorientation Analysis .. .. . .......... . .. ... .......... . . . . ... .. . ... .. . .. . . 22 2.2.9.1 Misorientation Angle Chart .... ............... . .... . . .. ......... 23 2.2.9.2 Misorientation Distribution Function (MODF) ........ ...... . 23 2.2.9.3 Misorientation Texture Index . ......... . .. . . . ............ .. .. ... 24 2.2.9.4 Faceting Analysis .. ... . . ... . . . ........... . ..... . ... . ............. . 24

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3. EXPERIMENTAL PROCEDURES .. .. ...... .. ........ .. ..... .................. .. .............. ... . 25

3.1 Sample Preparation ............... . ..... .. .. .. ............ .. . ....... . . . .. .... .... 25 3.1 .1 Powder Preparation .. . . .. ............ . ........... ... . . ........ . ......... ... 25 3.1.2 Compaction and Dewaxing . ....... .. . . ............ . . ........... .... .. . ... 25

3.2 Sintering ........ .. ... . ... .. ..... . .... . .. . .. .. .... .... . . ..... . ... .. .. . . ... . ......... 26 3.2. 1 Cutting, Mounting, and Polishing . ............. . ..... ... . ... ... .. . ....... 26 3.2 .2 SEM and OIM Data Collection .. .. . . .................... ... . . ..... . . .. .. 26

3.3 OIM Analysis . .......... . .. .. ....... . ........ .. , . . .. . .. . .. . . .... .................. 28 3.3.1 Faceting Analysis . .............. . . ...... . ..... .... ... ...... . ..... . . . ... .... 28

3.3.1.1 Data Cleaning .. ... . . . ................. . ......... .. . .... . . . .. . . .. .. 29 3.3.1.2 Reconstructed Boundaries . . .................... . . . ..... ... . .. .. 30 3.3.1.3 Angles with Low Energy Planes ........ ........ , ....... . ,. " .. 31 3.3.1.4 Quantitative Analysis of Faceted Boundaries .... .... .. .... .. ..... 31

4. RESULTS AND DiSCUSSION ... ... .... ........... .. .. . .... . ..... .. .. .. .... ... . ..... . 32

4.1 Microstructural Analysis ........................... . . ............ . ........... ... 32 4.1.1 Morphology ... . . .. . .. .... ....... ..... . .... . .... , . ... ... . ............ .. ...... 33 4.1.2 Orientation .. . . . . ... . . .. . .... .. .. .......... ..... .. .. . ...... . ... . ... . ......... 58 4.1.3 Qualitative Faceting Analysis .... . .... ..... .... .. .. . ........ .. .. ... . . .. .. 59

4.2 Faceting Analysis . ................... ........................... .. .. . .. . ......... 59 4.3 Misorientation of WC-WC Boundaries .. .. ................... ... ..... . . . .. ... 65 4.4 Area Fraction of Tungsten Carbide in Microstructure ..................... . 73 4.5 Grain Size and Grain Size Distribution . . .... . .. . ................... ... . . .. .. . 73

4.5.1 Comparison of Grain Growth with Existing Models ........ .. . . . .. ... 76 4.6 Proposed Grain Growth Mechanism . ........... .. ... .... . . ............. . ..... 80

5. CONCLUSIONS ......... ......... ................. .. ..... ...... .. .. . .. ........... . . .. .. .. 82

APPENDIX: FACETING ANALYSIS CODES .. ... ... .. ..... ... .. ..... .. .. . . .. ...... 83

REFERENCES ..... .. .. . . , . .. . ..... .... .. .... .... ....... . . ... ....... ....... ........ . . ..... ... 91

VlIl

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ACKNOWLEDGMENTS

This is a sincere expression of thanks to all those who made it possible for me to

successfully complete the experimental work of this study. I thank Dr. Zhigang Zak Fang

for the opportunity to work on this study and benefit from his expert guidance and

instructions. I would also like to thank Dr S. I. Wright for time to time discussions that

helped me learn the OIM technique. I thank Dr. Dinesh Shetty and Dr. Ravi Chandran for

supervision on my thesis.

I thank my colleague Praveen Maheshwari for preparing specimens for my study.

I would also like to thank him for a good get together to discuss the experimental results.

My thanks are also extended to Ms. Karen Haynes and Ms. Kay Argyle, who

provided excellent help for my study and research in the Department of Metallurgical

Engineering.

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CHAPTER 1

INTRODUCTION

The potential of fine-grain cemented carbides was realized a century ago [I] , but

due to lack of proper powder preparation methods, it was difficult to produce fine-grain

materials. Recently, there have been many developments in powder making [2] that have

opened the way to achieve nano-grain size tungsten carbide powders. Fine-grain

cemented tungsten carbide materials have the potential to improve mechanical properties.

As a result they are expected to replace the conventional coarse-grain tungsten carbides.

Based upon grain sizes, the fine-grain carbides can be classified into three

categories:

1. submicron-grain (0.5-1 ~m)

2. ultrafine-grain«0.5 ~m)

3. nano-grain «100 nm)

The conventional way to prepare tungsten carbide tools is liquid phase sintering.

Typically, grain growth inhibitors, such as carbides of vanadium, tantalum, and

chromium, are used to hinder the grain growth. The grain growth inhibitors are not

effective for very small grain sizes. Solid state sintering is one of the possible ways to

produce bulk nano-crystalline cemented carbides.

Solid state sintering has been of interest due to grain coarsening in liquid phase

sintering. Some solid state sintering studies [3 , 4] show that more than 50% densification

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occurs III solid state. The densification rate is higher during heating up and reduces

during the isothermal hold. It is realized that a comprehensive study of sintering behavior

in solid state is required.

The microstructural evolution reflects the progress of sintering. The

microstructural changes show a considerable agglomeration of we grains. The grain size

increases with sintering temperature and sintering time. The analysis of grain size and

grain size distribution during sintering can be helpful in determining sintering mechanism

and kinetics. The we grains evolve as faceted grains with their preferred prim shape

during sintering, as shown in Figure 1.1. This is due to the highly anisotropic character of

the we interface with we or cobalt [5]. There is a possibility that the faceting nature of

grains will evolve during sintering. Several crystallographic/textural parameters can be

analyzed in microstructural evolution during solid state sintering.

The above reasons constitute the motivations for a microstructural analysis during

solid state sintering. Specifically, some unresolved issues in general materials science,

such as how grains grow and what the coalescence mechanisms are, indicate that a study

of this kind can be helpful.

1.1 Scope

The objective of this study is to understand the grain growth mechanisms during

sintering. The main research tasks of this study are summarized below:

1. Grain size analysis - The change in grain size of carbide particle is analyzed as a

function of sintering temperature.

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Figure 1.1. A microstructure showing faceted tungsten carbide grains

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2. Misorientation analysis - The misorientation relationship evolution during

sintering IS analyzed. Cemented carbides show a strong misorientation

relationship. Analysis of misorientation evolution IS also an objective of this

study.

3. Shape analysis of carbide particles - Carbide particles in microstructure show a

tendency for faceting. The quantitative measurement of faceting is also one of the

objectives of this study.

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CHAPTER 2

BACKGROUND

This chapter is divided into two sections. The first half (section 2.1) describes

sintering and grain growth of fine-grain cemented carbides and the second half explains

the OIM technique that is extensively used in this study.

2.1 Sintering of Fine-Grain Cemented Carbides

The cemented tungsten carbide composite was discovered during the First World

War (1923) as a substitute for diamond in wire drawing applications. Very soon its

applications were found in cutting tools, wear-resistant parts, and various other machine

parts. Several other carbide systems and their combinations have been studied in order to

achieve better properties than cemented tungsten carbides. However, cemented tungsten

carbide proved to be the best in terms of properties and versatility. Therefore, the WC-Co

system has drawn attention, and now the focus is on improving its properties. To date,

WC-Co is the most widely used material in cutting tools and various other wear and

abrasion resistant machine parts. This is because of its outstanding mechanical properties

and wear resistance.

In the past decade, it was realized that fine-grain cemented tungsten carbide has

the potential to show the superior mechanical properties as compared to the coarse-grain

cemented carbides. The current focus is now shifted to produce bulk cemented tungsten

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carbides with nano-size grains. The fine-grain WC-Co hard metals can be categorized

into three categories based upon the grain size.

2.1.1 Submicron-Grain Cemented Carbides

The submicron-grain cemented tungsten carbide refers to 0.5 to I micrometer

gram size materials. This group of hard metals was introduced in 1927 [1] when the

production of nano-grain carbide powder was a difficult task. The submicron-size WC

powder was produced by a milling operation. The surface energy for small grain-size

powders is high due to the high surface-to-volume ratio. The high surface energy acts as a

driving force for rapid grain growth in fine-grain powders. It is difficult to inhibit grain

growth by sintering at low temperatures because rapid grain growth occurs during the

early stages of sintering. It has been found that certain carbide forming additions, called

grain growth inhibitors, are helpful in preventing grain growth. VC and Cr}C2 were found

to be among the most effective grain growth inhibitors. The inhibitors are known to

dissolve in binder phase cobalt and reduce the interfacial energy anisotropy at carbide­

binder interface, which leads to grain growth inhibition [6]. Some of the studies showed a

low sintering temperature for submicron sized WC-Co grains. The sintered specimens

showed properties that were superior to coarse-grain compacts [7, 8, 9] particularly

hardness and wear resistance. A small reduction in transverse rupture strength was also

reported. The submicron-grain cemented tungsten carbide tools exhibit higher toughness

[10]. The tool life was reported to improve by 1.3 - 1.5 times [9].

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2.1.2 U1trafine-Grain Cemented Carbides

The improved properties of submicron-grain cemented carbides have motivated

researchers to further reduce the grain size. This resulted in an increased amount of

research in powder production as well as consolidation methods. The ultrafine cemented

carbides possess grain size in the range of 200 to 500 nanometers. Schubert et al. [II]

studied consolidation of ultrafine-grain cemented carbides and found that rapid

densification takes place during the early stages of sintering before the formation of

liquid phase. Grain growth also occurred at the same time because densification and grain

growth followed similar trends. Grains grew large before the onset of liquid phase

sintering. The production of ultrafine-grain powders necessitates the inhibition of early

stage grain growth. Vanadium carbide (0.65 wt%) is a suitable grain growth inhibitor

[12]. This inhibition of grains indicates a close relationship between grain growth and

densification processes. Schubert et al. [13] proposed that face specific adsorption, face

orientation deposition and blocking of active growth centers are some of the possible

grain growth inhibition mechanisms. The ultrafine-grain materials proved to be better

than submicron-grain materials, especially for small-sized tools. However, it was found

that the above precautions and inhibitors did not result in reduction of grain size below

200-300 nanometers during liquid-phase sintering [I].

2.1.3 N anocrystalline Cemented Carbide

One of the hurdles in producing bulk nano-crystalline cemented tungsten carbides

is the production of nano-crystalline « 30 run) powders. The first production of WC

powder with smallest grain size in the range of 20-50 nm and an average particle size of

75 flm was reported by McCandlish et al. [2]. Many routes for nano-powder production

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were found [I] thereafter. Some studies on nano-grain size we powder ranging in size

from ISO to 500 nm have shown significantly improved properties. Fang et al. [13]

produced sintered compacts from 50 nm powder and compared them with the compacts

produced from conventional micron size powder. It was found that nano-powders started

densifying at lower temperatures than micron sized specimens and at 1200e, the nano

powder specimens achieved almost 90% densification. It was also observed that grains

grow rapidly during the intermediate stage of densification. The nano-grain size materials

offer better crack resistance for the same hardness level. Overall, nano-grain size

cemented carbide promises a new class of properties that are superior to conventional

cemented tungsten carbide cobalt materials.

2.1.4 Grain Growth

The grain growth and densification mechanisms follow a similar course. The

driving force for grain growth is reduction in interfacial energy. Large grains grow at the

expense of smaller grains, thus reducing the interfacial energy. The increase in average

grain size reduces the total chemical potential of the system.

There have been efforts [14-18] to quantify the kinetics of grain growth. The

mean grain size variation follows Equation 2.1 for isothermal conditions.

(2.1 )

where G is average grain size, t is isothermal time, and n is grain growth exponent. The

grain growth exponent varies from 2 to 4 for most materials. Most of the cemented

tungsten carbide studies are done during liquid phase sintering. In general, the exponent

value for dissolution and precipitation controlled grain growth is close to 3. The model

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for diffusion-controlled grain growth is known as the LSW model, named after Lifshitz

and Slyozov [15] and Wagner [16]. It is also known as the Ostwald ripening mechanism

and is given by Equation 2.2.

(2.2)

where Go is initial grain size, k is rate constant, and t is time.

The grain growth can also be controlled by interfacial reaction. The reaction takes

place at interfaces between a growing grain and a shrinking grain. Grain growth is

interfacial reaction controlled when diffusion is faster than the interface reaction. In this

case, the interfacial reaction is the rate-determining step. Under this condition, the grain

size follows Equation 2.3 [19].

G 2 = G 2 + 256YsL CQk,.l , 81kt

(2.3)

where k, is the interfacial reaction rate constant. The interfacial reaction-controlled grain

growth is more sensitive to temperature owing to higher activation energy.

The models discussed above have key assumptions that are different from WC-Co

sintering. The models assume spherical particle shape whereas tungsten carbide particles

have preferred prismatic shapes. The other assumptions, e.g., contact between the grains,

isotropic surface energy, no contact between the grains, and a mean concentration of

solid in liquid, do not apply to cemented tungsten carbide sintering. The models also

assume widely dispersed particles whereas in compacts, carbide particles form a

connected skeleton. Coalescence, which is one of the important mechanisms, is ignored

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by most of the models. For cemented carbides, the rearrangement of particles and closing

of porosities play an important role in grain growth, but these were not taken into account

in grain growth models.

When the two grains that have low energy boundary between them come into

contact, coalescence occurs by fusion of the grains to one large grain. Low angle

boundaries and coincidence lattice site (CSL) boundaries possess low energy. The

contacts made by these boundaries have high chances of coalescence. Due to preferred

prismatic shape formed by low energy planes of tungsten carbide particles, there is a

higher probability of finding a low energy boundary contact. Also, the rearrangement of

particles increases the favorab le contacts. It is therefore expected that coalescence also

contributes to grain growth of cemented tungsten carbides.

2.1.4.1 Grain Size Distribution

Several mass transport mechanisms contribute to gram growth. The mass

transport mechanisms determine the rate of grain growth and densification. The final

grain size distribution can give some insight into the applicable mechanisms.

The LSW theory, or the Ostwald ripening theory, is based upon dissolution of

smaller grains and deposition over the large grains. The dissolution and reprecipitation

rate is controlled by curvatures of grain. The grain size distribution for the LSW model

can be expressed as follows (20):

P -3p ((p,t) - (2 _ p) 5 exp 2 _ P when 0< p < 2

((p,t) = 0 when p > 2

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where p is defined as p = 8 r / 9r and rand r are particle size and mean particle size

respectively.

The coalescence mechanisms are not well known. Haslam et al. [21) simulated

grain growth using coalescence on a mesoscale. Grain rotation was assumed to be a

major coalescence mechanism. The mesolevel and the two-dimensional (20) nature of

simulation are the major drawbacks of this study. Kaysser et al. [21) studied grain

coalescence of iron-copper liquid phase sintering. A statistical approach was applied in

modeling the coalescence phenomena. It was assumed that coalescence occurs between

grains having low energy boundaries (low angle and CSL boundaries) between them.

Coalescence produces a different kind of grain size distribution because the two grains

fuse and form a large coalesced grain. Therefore, the final grain can be a combination of

two or more smaller grains. The finer grains contributing to coalescence vanish, thus

leading to a decrease in the number of finer grains. The coalesced grains belong to an

asymptotic tail in grain size distribution curves. The grain size distribution for

coalescence is expressed as follows [17):

f(u) = 2.13u ' exp(-O.712Iu l) (2.4)

where u is the ratio of the individual-to-average particle size. The model proposed by

Haslam et al. [21) produces similar grain size distribution.

A comparison of grain size distribution produced by the LSW mechanism,

coalescence, and their combinations, is given in Figure 2.1. In Figure 2.1, u" refers to the

contribution of the LSW mechanism towards grain growth, u" = 1 refers to the LSW

being the only grain growth mechanism, whereas u" = 0 refers to coalescence. It can be

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Figure 2. 1. The nonnalized particle size distribution for concurrent coalescence and LSW

model. (a). particle volume fraction qJ- 0, (b). particle volume fraction qJ = 0.8. Reprinted

with pennission from [22]

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inferred from Figure 2.1 that a small contribution of coalescence to grain growth brings

grain growth distribution very close to coalescence.

Fine-grain cemented tungsten carbides promises improved properties as compared

to their coarse-grain counterparts. Solid state sintering is one way to achieve fine-grain

cemented tungsten carbides. TIle grain growth and densification behavior is not

understood during solid state sintering. Therefore, understanding the grain growth and

densification can give insight to achieve full densification with minimal grain growth.

The classic grain growth models make some assumptions that are not valid for cemented

tungsten carbides. Some models consider coalescence as grain growth mechanism. A

comparison with a classical grain growth and coalescence mechanism can give insight

into the grain growth mechanism in cemented tungsten carbides.

2.2 Electron Backscattered Diffraction

This study uses the Orientation Imaging Microscopy (orM), also known as the

Electron Backscattered Diffraction (EBSD) technique, to study grain growth mechanism

in tungsten carbide-cobalt. This technique utilizes electron backscattered diffraction

patterns to extract crystallographic information, which is used in orientation and

misorientation analysis.

2.2.1 Electron Diffraction

Electrons show both particle and wave nature. The relationship between its energy

and wavelength is given as

A. = h .J2meU

(2.5)

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where A is the wavelength of electrons, U is the applied accelerating voltage, m is the

mass of electron, and e is the charge of electron. In SEM, the applied voltage is in the

range of 5-40 kY, which leads to an electron wavelength in the range of 0.0061 - 0.0172

nm. The electron wavelength is of the same order as atomic spacing in the crystals, which

leads to electron diffraction by the atomic planes in crystal. Diffraction occurs, according

to Bragg's law, as:

2dsinB = nA (2.6)

where d is interplanar spacing, B is Bragg's angle, n is the order of diffraction, and A is

the wavelength of radiation. In practice, the Bragg's angle is very small (less than 2

degrees). This indicates that the atomic planes are nearly parallel to the primary electron

beam and reflecting electron beam.

The electron beam interacts with bulk specimen III interaction volume. The

interaction of the electron with specimen atoms leads to several scattering events. When

an electron beam interacts with a bulk specimen (as in SEM), signals such as

backscattered electrons, secondary electrons, auger electrons, etc. are generated. The

backscattered electrons are generated by elastic scattering of electrons with atoms in

specimen. When backscattered electrons come out of the specimen, it gets diffracted by

lattice planes close to the surface. These diffracted electrons are used as a signal in OIM

technique.

2.2.2 Formation of Kikuchi Patterns

The electron beam has less penetration depth, which leads to a small interaction

volume. The interaction volume in an SEM is of the order of the electron beam diameter,

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which is around 2 nrn. The interaction volume is smaller than the grain size. The signals

come from a single grain at a time unless grain size is very small or the electron beam is

focused on the grain boundary. The back scattered electrons, while coming out of the

sample, get diffracted by atomic planes near the surface. These diffracted electrons make

shallow cones because of the small Bragg's angle. These cones are projected as bands on

the camera screen. In this way, a pattern of bands is obtained. This pattern is called the

Kikuchi pattern or the electron backscattered diffraction pattern. The Kikuchi patterns are

recorded on a camera. An area of a sample for OIM scan is to be selected. This area is

divide into grids, the width of which determines the resolution of the scan. The electron

beam scans the specific area of the sample. At the same time the camera records the

pattern from each point.

2.2.3 Identification and Indexing of Kikuchi Patterns

It is easier to detect some bright spots on a 20 figure than lines on a 20 plane.

Following this concept, the Kikuchi pattern is transformed into a Hough transform where

every line is represented by a point. Every line on Kikuchi pattern can be written as:

p=xcosB+ y sinB (2.7)

where p is the perpendicular distance from origin and B describes the angle of line as

shown in Figure 2.2. Equation 2.7 converts the Kikuchi pattern(x. y) into the Hough

transformation (p ,B). Each point (p,B) in the Hough transformation similarly has a

corresponding line in the Kikuchi pattern. Conversely, a point in the Kikuchi pattern

transforms into a sinusoidal line in the Hough transformation. Intensity corresponding to

each pixel in a Kikuchi pattern is binned corresponding to each pixel in sinusoidal line.

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'" 30

,. >- 20 ,.

10

5

0

0

x

Figure 2.2. Hough transformation of Kikuchi patterns. Reprinted with permission from [23]

16

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After binning, the Hough transformation is plotted on gray scales. The corresponding

bands come out as peaks in the Hough transformation. It is now easier to detect these

peaks rather than bands in Kikuchi patterns. Finally, the peaks are recorded as the

location of bands in the Kikuchi pattern.

2.2.4 Indexing the Patterns

The indexing is done by comparisons of possible Kikuchi patterns with detected

Kikuchi patterns. The materials files containing crystallographic information and

theoretically calculated Kikuchi patterns for possible phases in specimen are used from

the database. Sometimes, electron dispersive spectroscopy (EDS) is used to find the

possible phase in the specimen. For indexing, the bands or respective planes are

compared with the planes that would show diffraction bands. For example, the FCC

phase will diffract {III}, {200}, {220}, and {311} planes and their symmetric

equivalents. Three bands are needed to index a Kikuchi pattern. A look-up table is made

using the combination of major diffracting planes for a possible phase. A set of three

bands is taken at a time and compared for the angle between the bands in the look-up

table as shown in Figure 2.3. A vote is given for a possible combination to be the right

indexing solution. After all the combinations of triplets are compared, the solution having

the highest votes is taken as the solution for the Kikuchi pattern. A reconstructed Kikuchi

pattern is generated for the accepted solution. Some parameters, associated with each

index point that represents the accuracy of indexing, are used in analysis. Some of them

are described in following sections.

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Indexing Solutions

, , 3 • , , 1 • , '0 " -- x x x

-- x --- x -- -.. - x x x x x Q. -' ': - x x x x I- -'0 - X X X C -II -III x -- x --- x x -- x x x x -

1: , • ,. , , , , , , , ,

Figure 2.3. Look-up table used for indexing the Kikuchi patterns. Reprinted with permission from [23]

18

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2.2.4.1 Confidence Index

The difference of votes between the solution with the highest and second highest

vote divided by the number of possible combinations of triplets gives the confidence

index for that point. For the solutions having confidence index > 0.1, the probability of it

being correct is more than 95%.

2.2.4.2 Fit

Fit is defined as the difference in the position of bands in the detected pattern with

the position of bands in reconstructed (or solution) pattern. This parameter indicates the

angular difference between detected and recalculated patterns.

2.2.4.3 d-spacing Fit

The width of bands depends upon d-spacing of reflecting planes, specimen-to­

screen distance, and the applied voltage. The d-spacing fit refers to the average difference

between widths of the bands in a detected Kikuchi pattern as calculated from the Hough

transform and widths of bands in the reconstructed Kikuchi pattern.

2.2.4.4 Image Quality

Image quality is the parameter that refers to the quality of a detected Kikuchi

pattern. Quantitatively image quality is the sum of peaks in Hough patterns. The image

quality is also a parameter that can be used to separate good data points from bad ones.

The image quality depends upon materials conditions as well as the electron beam

configuration. If a sample is mechanically deformed or not very flat, the image quality

goes down. The image quality also goes down when an electron beam hits a grain

boundary. If an image quality map is plotted on gray scale, it resembles a microstructure.

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2.2.5 Phase Identification

Different phases have different Kikuchi patterns depending upon their lattice

parameters and space group. The materials files containing this information can generate

theoretically calculated Kikuchi patterns. The possible materials files are loaded into a

program and a detected Kikuchi pattern is compared with the calculated Kikuchi patterns

of all possible phases. Generally, a comparison with a wrong phase leads a to low

confidence index and fit. The possible phase having highest confidence index is accepted

as a phase present in the specimen.

2.2.6 Orientation Determination

The orientation of a point III the OIM scan refers to the difference between

specimen system and crystal axis system. The specimen axis system is assigned during

microscope calibration and is known to OIM program. The crystal axis system is found

from the location of bands in the reconstructed pattern. There are several ways to

represent the orientation. The most popular one is Euler angles representation. The Euler

angles are a set three angles (<PI , <P, <P2). If the sample axis system is rotated by Euler

angles in a sequence, it should coincide with the crystal axis system.

2.2.7 Data Collection

The electron beam raster scans across a specified area and generates the Kikuchi

pattern at each point. The pattern is indexed for phase identification and orientation. Each

point/pixel is recorded in an output file . The output file contains information about the

properties of phases and scan along with information associated with each point. The

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information related to the point is its coordinate, phase, image quality, fit , confidences

index, and Euler angles. This information is used for analysis.

2.2.8 0 IM Analysis

OIM analysis 4, a product ofTSL-EDAX, is used for representation ofOIM data.

This program provides options in almost all conventional texture representation ways.

The ways in which the present study is done are discussed below.

2.2.8 .1 Grain Size Analysis

The grains in the OIM are defined as a set of neighboring points having

orientation within a given range, termed tolerance. The grain size is defined as the

diameter of a circle having the same area as a grain in the microstructure. The grain size

distribution can be represented as number fraction or area fraction.

2.2.8.2 Orientation Analysis and Representation

The orientation of each point is assigned as Euler angles associated with it. The

most accurate way of describing the orientations is in terms of orientation distribution

functions. The orientation distribution functions are difficult to interpret. Also this space

is not linear, which further makes interpretation difficult . There are some other

conventional ways that are easy to interpret, for example, inverse pole figures and pole

figures. There are some pictorial ways to represent the orientations. Pictorial

representation relates the orientation information with microstructure. There are also

some quantitative methods, such as texture index to represent the orientation, that do not

indicate the distribution but intensity. Some of the representation methods are discussed

below.

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2.2.8.2.1 Crystal direction map. Crystal direction map shows each point colored

by an automatic grayscale for a particular direction using a unit triangle of crystal

direction. For example, <0 0 0 1> crystal direction maps are used in this work. The

orientation of crystals is shown by <0 0 0 I> crystal direction. The grains having <0 0 0

I> direction parallel to the sample's normal direction (NO) are marked as white grain. As

the angle between NO of the sample and <0 0 0 1> increases, the grain shades becomes

grayer, black when NO and <0 0 0 I> are perpendicular to each other.

2.2.8.2.2 Texture index. The degree of the texture can be represented by the

texture index. The texture can be expressed in terms of the coefficient of harmonic series

expansion in generalized spherical harmonics. This parameter does not consider the

orientation distribution. The value of texture index varies from I for random orientation

to infinity for single crystals. The texture index is given by following Equation 2.8 .

. _" I r p' /- L...~'

p.,., 21 + I (2.8)

where j is the texture index, C's are coefficients in harmonic series and t, f.l and v are

the parameters used for texture calculations. The values of these parameters can be

obtained from texture export files.

2.2.9 Misorientation Analysis

The misorientation between two points is defined as the difference in the crystal

axis system. As the orientation of each point is known, the difference in the orientation

can be calculated. The misorientation can be represented by a matrix when operated on

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one crystal system, coinciding with a crystal system belonging to other systems.

Misorientation matrix is given by Equation 2.9.

(2 .9)

where g A and g B are the orientation matrix for two points. The misorientation between

two crystals can be visualized in the following way. There can be a common direction in

both of the crystals that are parallel. If one of the crystals is rotated around that axis with

certain angle, the axes systems coincide. This combination of angle and axis defines the

misorientation, and this is called angle/axis misorientation. There are some other ways to

represent misorientations such as Rodrigues space, but they are difficult to interpret.

2.2.9.1 Misorientation Angle Chart

A misorientation angle chart is a plot of a misorientation angle as described above

vs. frequency. There may be a number of angles for the same misorientation. In this case,

the minimum angle is considered as the misorientation angle. Crystal symmetry does not

allow the misorientation angle to be larger than a certain value, which defines the range

of misorientation angle.

2.2.9.2 Misorientation Distribution Function (MODF)

The misorientation distribution function represents boundary information in terms

of axis and angles . For a range of misorientation angles, the axis is plotted in the pole

figures. This way of representation is very helpful 111 interpreting the misorientation.

There are some other ways of representation, such as Rodrigues vector, but they are

difficult to interpret.

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2.2.9.3 Misorientation Texture Index

Misorientation texture index indicates the overall misorientation intensity

irrespective of distribution. The calculations are similar to the orientation texture

calculations.

2.2.9.4 Faceting Analysis

The carbide particles in matrix grow and take the shape of a triangular prism. The

prism faces and base have low energy {O 0 0 I} or {lOT O} planes forming the facets.

In this method, the facets forming the boundaries are determined and shown in

microstructure. The quantitative analysis is done using length fraction or area fraction.

This method is discussed in the experimental section.

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CHAPTER 3

EXPERIMENTAL PROCEDURES

The experimental section is divided into two parts: The first part describes the

specimen preparation, and the second part describes the shape-analysis algorithms.

3.1 Sample Preparation

The samples were prepared by compaction of the powders and sintering the

compacts at various temperatures. The specimen preparation method is described briefly

below, the complete details of which can be found elsewhere [24].

3.1.1 Powder Preparation

The commercially available tungsten carbide powder of grain size I 11m and

commercially available cobalt was used in specimen preparation. WC, 10% Co, and 2%

wax were milled in an attrition mill in heptane. The particle size was determined by a

Fisher particle size analyzer.

3.1.2 Compaction and Dewaxing

Specimens of 1 11m average particle size were prepared by pressing the powder at

200 MPa in a cylindrical die. The specimens were dewaxed in the presence ofH2/Ar (1 :5)

gas mixture.

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3.2 Sintering

The dew axed specimens were sintered in a high-temperature vacuum furnace at

sintering temperatures. Time periods for different specimens are given in Table 3.1. For

sintering, the specimens were heated from room temperature to sintering temperature at a

heating rate of looe per minute. The specimens were held for the desired hold time and

then furnace cooled to room temperature.

3.2.1 Cutting, Mounting, and Polishing

The specimens were cut using ISOMET'"M 1000 precision saw into two halves

and cleaned in an ultrasonic bath. Low viscosity epoxy (EPO-THINTM) was used to

mount the samples in the vacuum chamber. The specimens were polished using diamond

suspensions. Sequential polishing was perfonned employing diamond slurry with

decreasing diamond particle sizes of 9, 6, 3, I , 0.5, and 0.1 fun. The final polishing was

done using colloidal silica suspension of particle size 0.05 [lm. Silica colloidal suspension

was slightly basic and had a pH of 10. Silica colloidal suspension removes mechanically

deformed regions from the surface, making the specimen more suitable for OIM. It also

etches cobalt from the specimen surface, which helps in reducing magnetic interference

of cobalt with electron beam.

3.2.2 SEM and OIM Data Collection

SEM and OIM data were collected using Phillips 30XL FEGTM scanning electron

microscope. The scans for specimens sintered below 13000 e were taken at EDAX-TSL,

Draper, whereas the rest of the scans were taken at Brigham Young University, Provo.

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Table 3.1. The sintering temperature and time for specimens prepared

s. No Temperature COc) Time (min)

I 800 I

2 1000 I

3 1200 I

4 1300 I

5 1400 I

6 1400 10

7 1400 30

8 1400 60

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An accelerating voltage of 20 kV and spot size 5 were used for SEM imaging and OIM

data collection. The OIM data were collected using OIM Data Collection 4™ software. A

scan step size of 0. 1 ~m was used for specimens that were sintered below l300°C,

whereas a scan step size of 0.25 ~m was used for the rest of the specimens.

3.3 OIM Analysis

The OIM analysis was done using OIM Data Collection 4™ software. The

algorithms for analysis, except faceting analysis, can be found in software help files [23].

The faceting analysis algorithm is described below.

3.3.1 Faceting Analysis

Cemented tungsten carbide grains have a tendency to acquire prismatic shape,

formed by low energy planes ({O 0 0 I} and {lOT O}) of a hexagonal crystal system.

After sintering, these grains can be seen as rectangles and triangles in a 20

microstructure. The rectangular and triangular shape comes from truncation prisms

particles. These prism-shaped grains are called faceted grains.

A grain boundary between two tungsten carbide particles can have faceted or

unfaceted grains on either side. Grain boundaries can be categorized into three types

based on the type of grains on either side of the boundary. The three types of boundaries

are as follows:

I. Unfaceted boundary that is defined as a boundary between two unfaceted grains.

2. One-faceted boundary that is defined as a boundary between one faceted and one

unfaceted grain.

3. Two-faceted boundary that is defined as a boundary between two faceted grains.

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The faceting analysis was crystallographic infonnation to detennine the faceting nature

of a grain. The grain boundaries can be characterized quantitatively based upon the nature

of adjacent grains. The algorithm for faceting analysis can be described as follows:

I . The data are cleaned for analysis. A pseudo-orientation is assigned to low quality

points such as holes and porosity.

2. Reconstructed boundaries [23] are calculated along with the orientation on the left

and right side of the boundaries.

3. A vector parallel to the reconstructed boundary is found in the crystal axis system.

The angles between the vector and four possible low energy planes are calculated.

4. Based upon the angle with low energy planes within a tolerance limit (chosen 10°

for this study), the boundaries are characterized as faceted or nonfaceted.

5. The number fraction and the length fraction of faceted and unfaceted boundaries

are calculated.

The steps are described in detail in the following sections:

3.3.1.1 Data Cleaning

The data were cleaned to eliminate low quality data points. The cleaning was

done in the following three steps:

I. Grain CI standardization - The confidence indices of all the points were matched

with the highest CI among all the data points in a grain.

2. Neighbor orientation correlation The data sets were cleaned using neighbors

orientation correlations at level 0, 1,2, and 3 successively (for CI < 0.1) followed

by grain CI standardization. Neighbor orientation correlation cleaning operates on

points having CI less than a user-defined value and a finite nwnber of neighbors

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with orientations different from the rest of the neighbors depending on the

cleaning level. For example, level 2 cleaning changes the orientation of a pixel,

which has four out of six neighbors with the same orientation and two with

different ones, to orientation of four pixels.

3. Replacement of low quality data with pseudo orientation - When an electron

beam is focused on a hole or pore, the Kikuchi pattern quality is poor. The OIM

program is unable to index such patterns, so zero CI with no phase is assigned to

those data points . The data are exported from OIM analysis program to analysis

program and data points having confidence index less than 0.1 , which were

replaced by some pseudo-orientation. The data are again put back into analysis

software.

3.3.1 .2 Reconstructed Boundaries

The OIM data collection program uses hexagonal pixel; hence a boundary can

have an angle of 60, 120, or 2400 angle. Reconstructed boundaries are drawn to make

boundary close to the boundaries in the sample. The grains are defined as a group of

pixels having orientation in a given range. The grain boundary triple points are found.

Based upon the tolerance chosen, the grain boundaries are constructed between suitable

grain boundary triple points. The grain boundary data are then exported for faceting

analysis. The exported data contain the following information about a boundary:

1. Coordinates of ends of boundary segments

2. Average orientations of grains on the left and right of the boundary

3. The grain boundary trace

4. Grain boundary length

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The reconstructed boundaries are then used in faceting calculation.

3.3.1.3 Angles with Low Energy Planes

The orientation matrix is calculated using the average orientation of the grains.

(cos ¢, cos ¢, - sin ¢, sin ¢, cos ¢) (s in ¢, cos ¢, - cos ¢, sin 1/>, cos 1/» (s in 1/>, sin t/J) g(t/J, , ¢, t/J , ) = (cos t/J, sin ¢, - sin ¢, cos 1/>, cos t/J) (- sin t/J, sin 1/>, - cos ¢, cos 1/>, cos t/J) (cos 1/>, sin ¢)

sin ¢, sin I/> - cos 1/>, sin ¢ cos ¢

where 91' ¢ , and ¢, are the Euler angles for orientation of grain.

The orientation matrix on multiplication with the grain-boundary vector gives a

vector parallel to grain boundary in the crystal axis system as Equation 3.1.

Vector = g *(X2-XI .YrYI .O) (3.1 )

where g is orientation matrix, and (Xl , Yl) and (X2, Y2) are the coordinates of the end

points of boundary segment.

The angle between the planes is calculated with (0 0 0 I), (I 0 I 0), (0 I 0 0) and

(I 0 I 0) low-energy planes, which can be represented in a cubic system as (0 0 I), (1 .5

0.8660), (01.7320), and (1.5 0.8660), respectively.

The angle between the plane and vector is calculated using Equation 3.2.

, - I g * vector angle = 90 - cos I I I I g * vector

(3.2)

3.3.1.4 Quantitative Analysis of Faceted Boundaries

The angle tolerance for a boundary to be faceted or un faceted is chosen to be 10°

in this study. The boundaries making angle less than or equal to 10° with low energy

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planes are considered to be faceted boundaries. The quantitative analysis is done using

length fraction as well as number fraction offaceted and non-faceted boundaries.

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ERRATUM

Page 32 was assigned twice in this manuscript.

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CHAPTER 4

RESULTS AND DISCUSSION

The SEM technique was used to collect the SEM micrographs, and the OIM

technique was used to collect the crystallographic infonnation. The OIM data are

represented in several ways to extract the relevant infonnation as described in Chapter 2.

In order to find the evidence of the grain growth mechanism, the following

microstructural analyses were carried out:

I. Microstructural analysis (morphology, orientation, and qualitative faceting)

2. Quantitative faceting analysis

3. Misorientation analysis

4. Area fraction of tungsten carbide

5. Grain size and grain size distribution analysis, including comparison with existing

models

In the following sections, the above microstructural characteristics are described. The

grain size and grain size distributions are compared with existing models. A grain growth

mechanism is proposed based upon the observations.

4.1 Microstructural Analysis

The SEM micrographs were taken with FEG SEM with a tilt angle of 70°. The

micrographs were high-resolution images that look like three-dimensional (3D) images

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due to tilt correction. The SEM micrograph, crystal direction map, and faceting map for

sample sintered at 800°C are shown in Figures 4.1 , 4.2 and 4.3, respectively. Similarly,

Figures 4.6 to 4.24 show SEM micrographs, crystal direction maps, and faceting maps for

rest of the specimens.

4.1.1 Morphology

The specimen sintered at 800°C is treated as if it was not sintered and therefore

represents the conditions of the original powder. This is reasonable because there was

little grain growth and densification at this temperature. Figure 4.1 shows the

microstructure of specimen sintered at 800°C for I minute. It shows large multigrain

clusters and regions having small grains. The topology of clusters shows that they are

multigrain clusters. It is believed that neck formation between particles takess place at

low sintering temperatures. The particles in compact were bonded by neck formation at

800°C. The bonding makes polishing possible and eventually the microscopy. It can be

noted that the large multigrain clusters are far away from each other. This could be due to

unbonded particles that fell apart during polishing. The same morphology is shown by

specimens sintered at 1000°C and 1200°C for I minute as shown in Figures 4.4 and 4.7,

respectively.

The specimen sintered at 1300°C for I minute shows a transition from unsintered

to sintered condition (Figure 4.10). There are two main features to be noted. First, the

porosity is not continuous, and, second, some of the grains show truncated prism shapes.

The small grains seemed to be rearranged, and the large clusters seemed to have

truncated prism shape made by low energy planes of the hexagonal crystal system.

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Figure 4. I. SEM image for specimen sintered at 800°C for 1 minute

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Figure 4.2. Crystal direction map for a specimen sintered at 800°C for I minute. The

grains having <0 0 0 I> parallel to ND are shown black. The color scheme becomes

brighter on increasing the angle between ND and <0 0 0 1 >

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Figure 4.3. Faceting map for specimen sintered at 800°C for 1 minute. The unfaceted,

one-faceted and two-faceted boundaries are marked as dotted, thin-solid, and thick-solid

lines

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Figure 4.4. SEM image for specimen sintered at lOOO°C for 1 minute

I ' ~ k " t

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Figure 4.5. Crystal direction map for a specimen sintered at 1000°C for 1 minute. The

grains having <0 0 0 1> parallel to NO are shown black. The color scheme become

brighter on increasing the angle between NO and <0 0 0 1 >

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Figure 4.6. Faceting map for specimen sintered at lOOO°C for 1 minute. The unfaceted,

one-faceted and two-faceted boundaries are marked as dotted, thin-solid, and thick-solid

lines

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Figure 4.7 . SEM image for specimen sintered at 1200°C for I minute

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Figure 4.8. Crystal direction map for a specimen sintered at l200°C for 1 minute. The

grains having <0 0 0 1> parallel to ND are shown black. The color scheme becomes

brighter on increasing angle between ND and <0 0 0 1 >

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Figure 4.9. Faceting map for specimen sintered at 1200°C for I minute. The unfaceted,

one-faceted and two-faceted boundaries are marked as dotted, thin-solid, and thick-solid

lines

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Figure 4.10. SEM image for specimen sintered at 1300°C for 1 minute

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Figure 4.11. Crystal direction map for a specimen sintered at l300D C for I minute. The

grains having <0 0 0 I> parallel to NO are shown black. The color scheme become

brighter on increasing the angle between NO and <0 0 0 I>

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Figure 4.12. Faceting map for specimen sintered at 1300°C for 1 minute. The unfaceted,

one-faceted and two-faceted boundaries are marked as dotted, thin-solid, and thick-solid

lines

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Figure 4.13. SEM image for specimen sintered at 1400°C for 1 minute

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Figure 4.14. Crystal direction map for a specimen sintered at 1400°C for 1 minute. The

grains having <0 0 0 I> parallel to NO are shown black. The color scheme becomes

brighter on increasing the angle between NO and <0 0 0 1 >

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48

o 10 20 30 40 50 60

Figure 4.15. Faceting map for specimen sintered at 1400°C for 1 minute. The unfaceted,

one-faceted and two-faceted boundaries are marked as dotted, thin-solid, and thick-solid

lines

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Figure 4.16. SEM image for specimen sintered at 1400°C for 10 minutes

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Figure 4.17. Crystal direction map for specimen sintered at 1400°C for 10 minutes. The

grains having <0 0 0 1> parallel to NO are shown black. The color scheme becomes

brighter on increasing the angle between NO and <0 0 0 I>

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51

o 10 20 30 40 50 60

Figure 4.18. Faceting map for specimen sintered at 1400°C for 10 minutes. The

unfaceted, one-faceted and two-faceted boundaries are marked as dotted, thin-solid, and

thick-solid lines

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Figure 4.19. SEM image for specimen sintered at 1400°C for 30 minutes

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Figure 4.20. Crystal direction map for a specimen sintered at 1400°C for 30 minutes. The

grains having <0 0 0 1> parallel to NO are shown black. The color schemes become

brighter on increasing the angle between NO and <0 0 0 1 >

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54

f ,/

o 10 20 30 40 50 60

Figure 4.21. Faceting map for specimen sintered at 1400°C for 30 minutes. The

unfaceted, one-faceted and two-faceted boundaries are marked as dotted , thin-solid, and

thick-solid lines

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Figure 4.22. SEM image for specimen sintered at 1400°C for 60 minutes

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Figure 4.23. Crystal direction map for a specimen sintered at l400°C for 60 minutes. TIle

grains having <0 0 0 1> parallel to ND are shown black. The color scheme becomes

brighter on increasing the angle between ND and <0 0 0 1 >

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Figure 4.24. Faceting map for specimen sintered at l400°C for 60 minutes. The

unfaceted, one-faceted and two-faceted boundaries are marked as dotted, thin-solid, and

thick-solid lines

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The microstructure of the specimen sintered at 1400°C for 1 minute is shown in Figure

4.13. This micrograph shows that the majority of the carbide grains had acquired their

equi librium shapes of truncated prisms. Regions having small grains (- I ~m) in a group

could be seen in this specimen too , but they also had faceted shapes. Large grains had

grown to 4-5 microns in size. The cobalt pools were somewhat visible at this stage, but

were almost invisible before. The morphology remained the same for the specimens

isothermally held at 1400°C for 10, 30, and 60 minutes (Figure 4.16, 4.19, and 4.22).

4.1.2 Orientation

The particles have a random distribution in a green compact. The multigrain

particles in the compact possess grains having preferred misorientation, but this does not

reflect in texture of compact because multi grain particles are distributed without any

preference of orientation. Figure 4.2 shows the crystal direction map as described in

section 2.2.8.2.1 for specimen sintered at 800°C for 1 minute. The orientation of each

point in the map is represented by an automatic gray scale. In this study, the <0 0 0 I>

crystal direction maps are used. The orientation of crystals is described by showing <0 0

o 1> crystal direction. The grains having <0 0 0 I> direction parallel to the specimen

normal direction (ND) are marked in white. As the angle between the ND and <0 0 0 1 >

direction increases, the grain shade becomes grayer and is black when ND and <0 0 0 I>

direction are perpendicular to each other. It can be seen that grains of specimen sintered

at 800°C for 1 minute do not possess any preferred orientation as there is no color

preference in the crystal direction map.

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The same behavior was observed in all the other specimens analyzed in this study

(Figure 4.5, 4.8, 4.14, 4.17, 4.20, and 4.23). All the specimens showed a random

orientation distribution of grains.

4.1.3 Qualitative Faceting Analysis

The microstructure can give some insight into faceted grains because they possess

straight boundaries and a triangular or rectangular shape. Orientation calculations as

described in section 3.3.1 make faceting analysis more definitive. The faceting map for

specimen sintered at 800°C for I minute is shown in Figure 4.3. Unfaceted, one-faceted,

and two-faceted boundaries are marked with dotted, thin, and thick lines, respectively. It

can be noted that most of the boundaries are un faceted or one-faceted. The faceting maps

remain similar for specimens sintered at 1000°C and 1200°C for 1 minute (Figure 4.6,

4.9). Figure 4.12 shows a faceting map for specimen sintered at 1300°C for I minute. A

sharp change in faceting can be noted. Quantitative analysis of change in faceting is

discussed in section 4.2. For specimen sintered at a higher temperature (specimens

sintered at I 400°C), the faceting maps show that most all of the grains are faceted

(Figures 4.15, 4.18, 4.18 and 4.24).

4.2 Faceting Analysis

A faceted carbide particle is prismatic in shape. In a 2D cross section, the

truncated prismatic carbide particles have the shape of triangles or rectangles. These

shapes can easily be identified visually in a microstructure. For quantitative analysis, the

faceting information is extracted using crystallographic calculation as described in

section 3.3.1. The calculations are based on the angles between the grain boundary trace

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60

and low energy planes within a given tolerance. A tolerance of 10° was used in this

analysis. The total-facted boundaries consist of one-faceted and two-faceted boundaries.

In faceting maps, un faceted, one-faceted, and two-faceted boundaries are marked by

dotted, thin-solid and thick-solid lines, respectively. Inspection of faceting maps indicates

that the microstructure becomes faceted as sintering progresses. Quantitatively, the

faceted boundaries can be analyzed using number/length fractions as well as

number/length per unit area.

The variation in number fraction of various faceted boundaries with sintering

conditions is shown in Figure 4.25 . [n this figure, the data for specimens sintered at

800°C to 1400°C for I minute are shown by the corresponding temperatures. For

isothermally sintered specimens, the time axis is drawn on the top of the chart. The time

axis describes the hold time at 1400°C. The number fraction of un faceted and one-faceted

boundaries decreases on increasing the sintering temperature. The majority change takes

place between specimen sintered at 1200°C for I minute and specimen sintered at

1400°C for 1 minute. The equilibrium phase diagram shows that the liquid starts forming

at 1280°C. The decrease of un faceted and one-faceted boundaries reflects as increment in

two-faceted boundaries. The reduction in one-faceted boundaries is due to the conversion

of some of the one-faceted boundaries to two-faceted boundaries. These trends indicate

that grains take their equilibrium prismatic shapes as sintering progress. The same trend

can be observed in length fractions (Figure 4.26).

Figure 4.27 and 4.28 show the number per unit area and length per unit area of

faceted boundaries respectively. The per unit area quantities are corrected for partition

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c: o

0.9

0.8

0.7

0.6

~ 0.5 co ol:: <> 0.4 Z

0.3

0.2

0.1

o 700

±

Faceted no. fraction Time (min)

1 10 30

• +./ ---------<. + +

• •

B

900 1100

b

<>--....... • ,

< : • : 1300

Temperature (' C)

I

:

50

Figure 4.25. Number fraction of faceted/unfaceted boundaries

70

:

61

• unfaceted no .

b one-faceted no.

o two-faceted no.

+ total faceted no.

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0.9

0.8

0.7

§ 0.6 ., u ~ 0.5 -:; ",0.4

" .. ..J 0.3

0.2

0.1

0 700

I !

f

900 1100

Faceted length fraction Time (min)

1 10 30 50 70

1---....... --.~------~I~------~--

1300

Temperature (' C)

Figure 4.26. Length fraction offaceted/unfaceted boundaries

62

-- unfaceted length

one-faceted length

~ two-faceted length

- total faceted length

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C 14 e

.~ 12 E ,;-en 10 :;.

'" ~ 8 '" "" c::: :::l ... ., Q.

.; Z

6

4

2

0 700

1 l 900

Faceted boundary no. per unit area Time (min)

1 10 30 50 70 , ,

, I ; t

1100 1300 Temperature (. C)

Figure 4 .27. Number of faceted/unfaceted boundaries per unit area

63

- unfaceted no.

- one..faceted no.

__ two-faceted no.

~ lotal faceted no.

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4.5

4.0 .

C 3.5 -0 ~

<.> ·e 3.0 -::.. co 2.5 -.. ~ co - 2.0 ~ ·2

" ~ 1.5 -'" Co s: - 1.0 -'" c: .. ..J 0.5 -

0.0 700

.-

900

Faceted boundary length per unit area Time (min)

1100

1 10

1300 Temperature ( ' C)

30 50

o

Figure 4.28. Length of faceted/unfaceted boundaries per unit area

70

64

-+- unfaceted length

one-faceted length

.... two-faceted length

-<>- total faceted

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65

fraction, which takes care of the difference in porosity at different sintering temperatures.

The length per unit area and number per unit area calculations show simi lar trend. As

grain growth and densification progresses, the number and length of grain boundary

reduce because the reduction in grain boundary area is the driving force for grain growth.

This phenomenon is reflected in all the per unit area parameters.

The relative changes in different faceted boundaries give information on the type

of boundaries playing an important role in grain growth. The length and number per unit

area of faceted boundaries reduce sharply from 1200°C to 1400°C. The drop in total

faceted boundary length per unit area occurs mainly from the decrease of one-faceted

boundaries. The one-faceted boundaries show a drop for two reasons:

I. There is a reduction of boundaries during grain growth and densification.

2. The reduction of two-faceted boundaries is attributed to grain growth. However,

due to the conversion of unfaceted and one-faceted boundaries simultaneously,

the rate of decrease of two-faceted boundaries is delayed.

From the above discussions, it can be concluded that the faceting follows the same trends

as grain growth and densification.

4.3 Misorientation of WC-WC Boundaries

The misorientation between two grains can be described as a combination of axis

and angle. If one of the grains is rotated about a misorientation axis by an angle equal to

the misorientation angle, both of the grains will have the same orientation. There can be

different combinations of angle and axis for same misorientation depending upon the

crystal symmetry. The misorientation is defined by an axis and an angle with the smallest

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misorientation angle. Figure 4.29 and 4.30 show misorientation angle chart and

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67

Misorientation angle chart

0.12 -- Observed distribution

0.10

c: 0.8 0

.... . . . Random distribution

<:: (.)

0.6 «:I ol:: 0 0.4 z .- - _ .. _--- -". - ~ .. - .. - -

0.2

0.0 . - ..

0 10 20 30 40 50 60 70 80 90 100 Misorientation angle (degree)

Figure 4.29. Misorientation angle chart for WC-WC boundaries. The observed

misorientation distribution is compared with random misorientation distribution. Two

peaks can be discerned, at 30° and 90°

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0 0 10· 2Qo 3D·

1010 1010 1010 1010

~~ o oeoo I ;:110 QliO I :::110

1010 1010 lai D loio

~~L1Lj 0001 .::1100001 ;:1100001 .::i10 0001 :::110

80· 90·

1010 1010

~~. : 'I,

, "' .i:"-:- , > .. . _ 000 I ::1"10 0001 ::ilo

max= 11.011

7.382

4.949

3.318

2.225

1.492

1.000

0.670

min = -0 .130

68

Figure 4.30. Misorientation distribution function (MODF) for sample sintered at 1400°C

for I minute. The MODF shows a high intensity at 90° @ <I 0 -I 0>

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misorientation distribution function (MOD F), respectively, for specImen sintered at

1400°C for I minute. All of the specimens showed a similar misorientation angle chart

and MODF. The low angle boundaries indicated from Figure 4.30 might be an artifact

originating from mechanical deformation at surface and other polishing defects [25].

These low-angle boundaries show high intensity in MODF due to nonlinear nature of

misorientation space [26]. For this reason, the low misorientation angle boundaries are

not included in this analysis. The misorientation angle chart has a lower limit of 10° at

the misorientation axis. The grain boundaries belonging to 30° are also excluded from the

analysis because of the small difference in peak value and the corresponding random

misorientation intensity value as discussed in section 2.2.9

The 90° @ <loT 0> boundary is a special boundary. This boundary is similar to

L 2 boundaries [27]. The grain boundary energy shows a rapid decrease for special

boundaries due to its low energy. The grain boundary energy should have a sharp cusp at

90°. Grain boundary energy increases steeply with grain boundary angle deviation from

90°. For this reason, a tight tolerance of 2.5° was chosen in the calculation of volume

fraction of 90° @ <loT 0> boundary. The length fraction and length per unit area for

90° @ < loT 0> boundaries are shown in Figure 4.31 and 4.32. The number fraction and

number per unit area parameters also show the same trend as the length fraction and

length per unit area parameters. The length fraction of 90° @ <loT 0> type boundaries

decreases on increasing the sintering temperature. A gradual decrease in length fraction

can be noted between the specimen sintered at 1200°C for I minute and the specimen

sintered at 1300°C for I minute. Above 1300°C sintering temperature, the length

fractions variation is relatively small. It is difficult to a make conclusion about the

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c:: 0 ;:: u '" .... -.c: -'" c:: .. ..J

Length fraction of 90· @ < 1 010> type boundaries Time (min)

70

4.5 1 10 30 50 70

r----------r-...:,:.--..:.;:.--~--...:.; -+- length fraction of

4.0

I 3.5

3.0

t 2.5

2.0

1.5

1.0

0.5

0.0

700 900

I I

I !

1100 1300

Temperature ( ' C)

[ I

90 ·@ <1010>

type boundaries

Figure 4.3 1. Length fraction 0[90° @ <I 0 To> type boundaries

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71

Length per unit area 01 90'@ <1 010> type boundaries Timetm1n)

1 10 30 50 70 2.5 - length per unit area

90 ' @<1010> C 0 2.0

i 1

type boundaries ~

" E ::;. • .. 1.5 .. t ~ .. '" I: :::J ~ 1.0 .. • c. f .I: -'" I: 0.5 .!

0.0 700 900 1100 1300

Temperature t ' C)

Figure 4.32. Length per unit area of 90° @ <1 0 0> type boundaries

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72

changes in the specimens isothermally held at 1400°C for 10, 30, and 60 minutes. It

seems that the length fraction for isothermal-held specimens remains the same or first

increases and then decreases. The conclusion that it remains the same is consistent with

other parameter variations such as grain growth and densification. The grain boundary

number per unit area and length per unit area decreases during sintering because grain

growth and densification are driven by the reduction in grain boundary area. The drop in

the length fraction of 90° @ <loT 0> type boundaries indicates its preferential

reduction compared to other types of boundaries as the sintering temperature was

increased from 800°C to 1400°C. The length per unit area measurements are shown in

Figure 4.32. A rapid drop in length per unit area can be observed for this type of

boundary between 1200°C and 1300°C, which is because most of the sintering (or

densification) occurs in this temperature range. Here again, it is difficult to make a

conclusion for specimens held isothermally at I 400°C. This is consistent with length

fraction variation.

To summarize, the 90° @ <I 0 1 0> type boundaries decreased in length and

number per unit area as the sintering temperature was increased from 800°C to 1400°C.

The decrease was sharp when the sintering temperature increased from 1200°C to

1400°C. For specimens held isothermally at 1400°C, the length per unit area for 90° @

<loT 0> type boundaries remains almost constant. The drop in 90° @ <I 0 1 0> type

boundaries is more than that of any other type of boundaries at least for sintering

temperatures below 1200°C.

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4.4 Area Fraction of Tungsten Carbide in Microstructure

The quality of Kikuchi patterns was not good when the electron beam was

focused at a pore since the signals get hindered by pore walls. The OIM program was

unable to index these patterns and did not assign any phase to these data points. The

regions where phases are assigned by the program can be used to calculate the volume

fraction of cemented tungsten carbide. The area fraction of the WC phase in the

microstructure is also called the partition fraction of tungsten carbide. The partition

fraction or area fraction of WC is a term similar to relative density. The area /Taction and

relative density would follow the same trend as pores are eliminated on sintering. Figure

4.33 shows the variation of area fraction with sintering temperature.

4.5 Grain Size and Grain Size Distribution

The OIM technique was also used for determining gram size and gram Slze

distribution of different specImens. Grain size calculations, based on OIM, are more

accurate than conventional microscopy smce orientation information is used in this

technique. The average grain size variation of various specimens is shown in Figure 4.34.

It can be observed from the figure that the average grain size remains almost constant as

the sintering temperature is increased from 800°C to 1200°C. For the specimens sintered

below 1300°C, the average grain size depended upon the area scanned because of the non

uniform nature of the microstructure, whereas for specimens sintered at temperatures

higher than 1300°C, the microstructure became uniform and average grain size variation

was small for different OIM scans of the same specimen. As can be seen /Tom Figure

4.34, there was not much change in the grain growth when the specimens were sintered

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1.1

1.0

c 0.9 0 ',"

" .. ~

0.8 -.. .. ~

c(

0.7

0.6

f 0.5

700 900

1

Area fraction of WC·Co in microstructure

Time(min)

1 10 30 50 70

• •

r 1100 1300

Temperature (OC)

74

__ Area fraction

Figure 4 .33. Area fraction of cemented tungsten carbide in microstructure

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75

Average grain size Time (min)

1 10 30 50 70 2.5

~ Grain size (avg. area)

C 2.0 0 -- Grain size (avg. no.)

~

.!:! g 1.5 ..

N ·in

" .;6 • I ~ 1.0 '" .. '" to ~ .. 0.5 > «

0.0 700 900 1100 1300

Temperature ('C)

Figure 4.34. Average grain sizes at various sintering temperatures

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76

below 1200°C. There was a rapid grain growth when the specimens were sintered in the

temperature range 1200°C to 1400°C for 1 minute. It was found that there was no effect

on grain size of isothermally holding the specimen at 1400°C.

Figure 4.35 shows grain size distribution for all the specimens. The grain size

distribution curves are overlapping for specimens sintered at 800, 1000, and 1200°C. The

smallest grain size in these specimens was found to be 0.2 micron with the majority of

grains having size around 1 micron. The minimum grain size was 0.2 micron because the

step size of aIM scan was 0.1 micron. The minimum grain size is defined as two

consecutive data points having the same orientation. The area fraction for the smallest

grain size is very low indicating fewer of these small grains. The maximum value of grain

size distribution was around 3.5 microns. The grain size distribution curve of specimens

sintered at 1400°C for I, 10, 30, and 60 minutes also overlap, showing size distribution

ranging from 0.5 micron to 6 micron with a peak around 1.2 microns. The specimen

sintered at 1300°C for I minute showed a grain size distribution that was between the

specimens sintered below 1200°C and the specimens sintered at 1400°C for different

times. It is evident from Figure 4.34 that the specimen sintered at 1300°C for 1 minute

showed an average grain size that was between that of specimens sintered 1200°C and

1400°C for I minute.

4.5.1 Comparison of Grain Growth with Existing Models

There are two types of grain growth models reported in the literature. One is

based on the average grain size, whereas the other is on the grain size distribution. The

models based upon the average grain size use the variation of grain size with time at a

constant temperature. Most of the models based on the average grain size follow

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0.16

0.14

0.12

a 0.1 '5 .m 0.08

~ 0.06

0.04

0.02

0

0 1

Gai n size distri bLtion

2 3

--<>-- 800°C - 1 !li n -<>- 1000 - 1 !lin -6-1200°C-1 !lin -<>-1300°C-1 !lin -ll- 1400°C - 1 !lin -+- 1400°C -10!lin __ 1400°C-30!lin

-1400°C-60 !lin

4 5

Gain size (!liaon)

Figure 4.35 . Grain size distributions

77

6

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78

Equation 2.1 and describe the grain growth with a power law [18], whereas some of the

models [28] predict an exponential grain growth in the presence of coalescence. All

models that are based on the average grain size correlate the grain growth with the time

for isothermal heating conditions. In this study, most of the grain size changes are

observed during the heating stage of sintering (between sintering temperatures of 1200°C

to I 300°C). The grain size data can be fitted to the grain growth equation by changing the

rate constants. This does not make much sense because conditions for experiments are

different from the models.

The models based on the grain size distribution also deal with the isothermal grain

growth. As these models utilize the normalized grain size, the time and temperature

factors do not come into the picture. The comparison of the shape of the grain size

distribution curve with the different models can provide insight into possible grain

growth mechanism or mechanisms.

Figure 4.36 shows the variation of normalized gram sIze distribution with

sintering temperatures. The normalized grain size distribution is around the same for all

of the specimens sintered under different conditions. The comparison with the

coalescence and LSW model is also shown in Figure 4.36. It can be seen from the figure

that the main peak of the grain size distribution curve does not match either of the

models. It could possibly be because of the low resolution of the OIM scans chosen for

this study. A grain is defined in an OIM scan by consecutive points with the same

orientation, so the grain size is an integral multiple of the step size, which is not the case

in real life. This factor is more important for smaller grains. This makes grain sized

distribution a little skewed. If a small enough step size is chosen, the grain size

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0.2

0.18

0.16

§ 0.14

0.12

E 0.1

~ 0.08

0.06

0.04

0.02

0

0

fIbTnaIized grain size distributions

1

o 800°C - 1 nin o 1000°C-1 nin is 1200°C-1 nin )( 1300°C-1 nin )I( 1400°C 1 niIL

o 1400°C 10 niIL

I 1400°C 30 niIL -- 1400°C 60 niIL --Coalescen::e rrodel

- LSWrrodei

2

Norrmlized grain size 3

79

4

Figure 4.36. Normalized grain size distributions for all of the specimens. The comparison

with LSW model and coalescence model is shown with bold lines

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80

distribution should closely match the models. For larger gram size, the gram size

distribution shows a tail. There is no tail at larger grain size for the LSW model, whereas

an asymptotic tail is present in the coalescence model. Figure 2.1 shows that a

combination of Ostwald ripening and coalescence results in a tail at large grain size. This

indicates that the grain growth is a combination of Ostwald ripening and coalescence

mechanism.

4.6 Proposed Grain Growth Mechanism

The microstructure for unsintered cemented carbides shows that the tungsten

carbide - cobalt powder consists of fine particles as well as multigrain clusters (Figure

4.1). The particles are loosely bonded in a compact. The compact can be considered as

unsintered until the sintering temperature reaches 1200°C. Some necking takes place by

this stage because specimens are easy to polish, though there is not much difference in

microstructure. There is also a possibility of some coalescence inside the clusters. The

length fraction of 90° @ <loT 0> decreases during this stage, i.e. , between 800°C to

1200°C (Figure 4.31). The 90° @ < loT 0> type of boundary is a low energy boundary

as it is similar to the CSL boundary in structure and coherency. This type of boundary is

believed to play an important role in grain growth by coalescence. Most of the grain

growth and densification occur during 1200°C and l300°C sintering temperatures. The

liquid is supposed to form between 1280°C and 1320°C. At these temperatures (1200°C­

l300°C), the diffusivity of cobalt is high. Cobalt plays a crucial role in grain growth by

the Ostwald ripening mechanism. At these temperatures, the capillary forces are also

high. Due to grain growth by Ostwald ripening and thermal/mechanical vibrations,

carbide particles rearrange themselves. The capillary forces help in bringing particles

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81

together. As the particles have surfaces fonned by low energy planes with preferred

prismatic shapes, the volume fraction of grains having low energy boundary between

them is high. In this way rearrangement supports the grain growth by coalescence. The

area fraction of carbide particles in microstructure becomes 90% by the time the sintering

temperature reaches 1300°C. This indicates that 90% densification occurs by this

temperature (Figure 4.33). On heating untill 1400°C, a similar trend continues with

relatively less grain growth. There is not much grain growth for isothennal holding at

1400°C. For isothennal hold, the grain growth is expected to occur by a diffusion-based

mechanism rather than coalescence because of less rearrangement of particles. For this

reason, the grain growth is relatively low for this stage. After 1400°C sintering

temperature, the specimen is fully dense with faceted grains.

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CHAPTERS

CONCLUSIONS

The microstructural evolution based on crystallographic details is described in this

study. The OIM technique brings certainties in analysis as it utilities orientation

infonnation in contrast to SEM. The comparison between grain size distribution with

calculated ones indicates that the grain growth is a combination of Ostwald ripening and

coalescence. By comparison it is difficult to calculate the contribution of each mechanism

to overall grain growth. This can be achieved in calculating rate constant for both of the

mechanisms. A high resolution OIM is also needed to get grain size accurately, especially

at smaller grain size.

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APPENDIX

FACETING ANALYSIS CODES

The Matlab™ code for faceting analysis is given below. The subroutines are

given in subsections A. I, A.2 and A.3 .

fid _ w = fopen('C:\Documents and Settings\vineet\My Documents\project\OIM

fi les\micro\800\TSL Scans\800C scan 1 \facetingl O.txt','w');

fid = fopen('C :\Documents and Settings\vineet\My Documents\project\OIM

files\micro\800\TSL Scans\800C scan 1 \reconstructtxt','r') ;

tolerance = 10; % here u change the tolerance

%reading the scan values

for i=1 :7;

tline=fgets(fid);

% count = fprintf(fid_w,'%s',tline);

end

11=0; ml=O; nl =O; count_the_lines = 0; check_flag=O; count! = 0;

unfacetedno = 0; onefacetedno = 0; twofacetedno = 0; unfacetedlength=O;

onefacetedlength=O; twofacetedlength = 0;

count = fprintf(fid w,'the description of the columns \n 1- the boundary no. same as in

reconstrust output file \n 2 and 3 - boundary length and boundary trace \n 4 to 7- the

angle between basal planes and prism planes for grain one grain \n 8-flag for faceting for

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ERRATUM

Page 83 was assigned twice in this manuscript.

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83

one grain \n 9-12 angle with basal and prism planes for other grain \n 13-flag for faceting

for other grain\n');

count = tprintf(fid _ w,'\nThe flag description: \n O-unfaceted or fake unfaceted \n I or 10-

faceted \n');

count = tprintf(fid_w,'\nThe color coding:\n black- both of the grains show un faceting \n

blue- one of the grain is faceted \n green- both of the grain are faceted\n\n');

n=O' ,

while feof(fid) == 0

n=n+I;

[A, count) = fscanf(fid,'%f%f%f%f%f %f%f%f%f%f%f %f\n',[1,12)); % I-

phil 2- phi 3-phi2 4-phil' 5-phi' 6phi2' 7-length 8-trace 9-xl IO-yl II-x2 12-y2

if count the lines =27

check flag = I

cJc

end

BL=A(1,7);

BT=A(I,8);

%here are the calcuations for the grain on left side of the boundary

%listl I is a function (Iistll.m) that ca1cuates the angle between vector parallel to

boundary and habit planes

C=listll(A(1,I),A(l,2),A( I,3),A(I ,9),A(l,lO),A(1,II) ,A(J,12)) ; % phil phi

phi2 xl yl x2 y2

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baseylane = C(I,I); %angle between vector and base plane

sideylane_1 = C(1,2); %angle between vector and prism plane 1

sideylane_2 = C(I ,3); %angle between vector and prism plane 2

sideylane_3 = C(1 ,4); %angle between vector and prism plane 3

planel = 0; plane2 = 0; %setting flag to zero, this flag keep track of faceted or

unfaceted boundary

if((A(l,1 )=0.300)&(A(l ,0.620)==0)&(A(1 ,3)=5.656))

planel = 0;% fake unfaceted

else

if((sideylane_ 1 < tolerance) l(sideylane_2 < tolerance)l(sideylane_3 <

tolerance) l(baseylane <tolerance)) % the range is set to 5 degrees

planel =1; % faceted

else

planel = 0; % unfaceted

end

end

%writing output to the file output.dat

84

%count 1 =fjJrintf( fid _ w, '%f\t%f\t%f\t%f\t%f\t%f\t%f\t%f\t\t' ,count_the Jines,BL,

BT,C,planel);

%Here are the calcuations for grain in the right of the boundary

D= listll (A(l ,4),A(l ,S),A(l ,6),A(l ,9),A(l , I O),A(l , II ),A(l ,12));

% phil' phi' phi2' xl yl x2 y2

base ylane = D(l, 1);

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sideylane_ 1 = D(l,2);

sideylane_2 = D(I,3);

side ylane _3 = D(l ,4);

if «A(I ,4)==0.300)&(A(I ,5)==0.620)&(A(l ,6)=5.656))

plane2=0; %fake unfaceted

else

if«side -'plane _I < tolerance) l(sideylane_2 < tolerance)l(side ylane_3 <

tolerance)l(baseylane < tolerance))

plane2 = 10; %faceted

else

plane2 = 0; %unfaceted

end

end

% count= fprintf(fid_w,'%f\t%f\t%f\t%f\t%t\n',D,plane2) ; %writing output to a file

flag_value = planel + plane2;

%plotting the boundaries

xl = [A(1,9), A(l,II)] ;

yl = [100-A(I,IO),100-A(l ,12)];

if«flag_ value ==1 O) I(flag_ value =1)) % one faced BLUE

plot(x I ,yl ,'b','LineWidth', 1.5)

onefacetedno = onefacetedno + I;

onefacetedlength = onefacetedlength + A(l , 7);

elseif«flag_ value == 11)) % both faceted GREEN

85

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86

plot(x 1 ,yl ,'g-','LineWidth', 1.5)

twofacetedno = twofacetedno + 1 . ,

twofacetedlength = twofacetedlength + A(l, 7);

elseif(flag_ value ==O)%both of them are unfaceted BLACk

plot(x 1 ,yl ,'k','LineWidth', 1.5)

unfacetedno = unfacetedno + I;

unfacetedlength = unfacetedlength + A(l , 7);

end

hold on

% pausing the program at some particular stage, This put arrows on a boundary you want

to point

%if check_flag == 1

%text(xl ,y 1 ,'\leftarrow')

%A*180/pi

%pause(2)

%break %stitch it on when u wish to stop at the boundary calculation and keep off

when u want all data set to be calculated

%end

%check_flag =0;

end

axis image %setting square axis

hold off

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87

totalno = unfacetedno + onefacetedno + twofacetedno' ,

totallength = unfacetedlength + onefacetedlength + twofacetedlength;

unfacetedl engthfraction=unfacetedlengthltotall ength * I 00;

facetedlengthfraction = 100 - unfacetedlengthfraction;

unfacetednofraction=unfacetedno/totalno* 1 00;

facetednofraction = 100 - unfacetednofraction;

count=fjJrintf(fid w,'\n\n\n\nunfaceted no = \t%f\n unfaceted length = \t%f\n onefaceted

no = \t%f\n onefaceted length = \t%f\n twofaceted no = \t%f\n two faceted length =

\t%f\n total no = \t%f\n total length = \t%f\n U have a nice

day\n\n',unfacetedno,unfacetedlength,onefacetedno,onefacetedlength,twofacetedno,twofa

cetedlength,totalno,totallength);

count=fjJrintf(fid_w,'\n\n\nI tell u the fractions \n unfaceted length = \t%f\t no.- %r,

unfacetedlengthfraction, unfacetednofraction);

count=fjJrintf(fid_w,'\n faceted length = \t%f\t no.- \t%r, facetedlengthfraction,

facetednofraction);

status=fclose(fid); %close the file for reading

status=fclose(fid w); % close the file for writing

A.I Code for Replacing Low Quality

Data With Fake Orientation

fid_ w = fopen('C:\Documents and Settings\vineet\My Documents\project\OIM

files\micro\800\TSL Scans\800C scan I \scan 1 imp.ang','w');

fid _r = fopen(,C:\Documents and Settings\vineet\My Documents\project\OIM

files\micro\800\TSL Scans\800C scan 1 \export.ang','r');

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for i=1 :53;

tline=fgets(fid J);

count = fprintf(fid _ w,'%s',tline);

end

n=O;

while feof(fidJ) = 0

%n=n+1

[data yoint, count] = fscanf(fid _T,'%f\t%f\t%f\t%f\t%f\t%f\t%f\t%f\t%f\t%f

\n',[ 1,10]);

data yoint(1 ,7)

count

if data yoint(1, 7) <0. 1

count=fprintf(fid w,' %f %f %f %f %f %f %f %f %f

88

%f\n',0.3,0.62,.42,datayoint(1 ,4),data yoint(1 ,S),data yoint(! ,6),0, 1 ,data yoint(1,9),dat

a yoint(1, 1 0»;

else

count=fprintf(fid_w,' %f %f %f %f %f %f %f %f %f

%f\n',data yoint(1 , 1 ),data yoint( 1 ,2),data yoint(! ,3 ),data yoint(1 ,4),data yoint(! ,5),data

yoint(1 ,6),data yoint(1, 7),data yoint(1 ,8),data yoint(l ,9),data yoint(l , 1 0»;

end

end

status=fclose(fid r) ; %close the file for reading

status=fclose(fid _ w); % close the file for writing

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A.2 Function for Calculating Angle

Between Two Vectors

function [dangleres) = anglell(dxl , dyl, dzl , dx2, dy2, dz2)

% this function calculates the angle between two directions.

if((dxl *dxl +dyl *dyl +dzl *dz l )*(dx2*dx2 +dy2*dy2 + dz2*dz2)-=0)

dangleres = acos((dxl *dx2 + dyl *dy2 + dzl *dz2)/sqrt((dx l *dxl +dyl *dyl

+dz l *dzl)*(dx2*dx2 +dy2*dy2 + dz2*dz2)));

end

A.3 Function for Calculating Angle Between

Grain Vector and Low Energy Planes

function [ solution_matrix) = li stll (Phi I , phi, phi2, x I ,yl ,x2,y2)

% this function calculate the angle between the vector and all habit planes.

% g = orientation matrix

g= [cos(Phi I )*cos(phi2)-sin(phi I )*sin(phi2)*cos(phi),

sin(phi 1 )*cos(phi2)+cos(phi I )*sin(phi2)*cos(phi) , sin(phi2)*sin(phi); -

cos(phi I )*sin(phi2)-sin(phi I )*cos(phi2)*cos(phi), -

sin(phi I )*sin(phi2)+cos(phi I) *cos(phi2)*cos(phi ), cos(Phi2)* sin(phi);

sin(phi I )*sin(phi), -cos(phi l)*sin(phi), cos(Phi»);

gphi I =[ cos(phi I ),sin(phi I ),O;-sin(phi 1 ),cos(Phi I ),0;0,0, I);

gphi = [I ,0,0;0,cos(Phi),sin(phi);0,-sin(phi),cos(phi»);

gphi2 = [cos(Phi2),sin(phi2),0;-sin(phi2) ,cos(phi2) ,0;0,0, I) ;

g2=gphi2 * gphi * gphi I ;

%n = [x2-xl; y2-yl ;0);

89

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n = [y2-yl ; x2-xl ; 0]; %sample direction parallel to boundary

% the x and y values are interchanged to get a match with software calculations

vector = g2*n; % crystal direction parallel to the boundary

% n,g2, vector %display of calculation

%anglell is a function that calculates the angle between two vectors

pi =abs(180/pi*(pi/2 - anglell(vector(l , I),vector(2,1),vector(3,1), 0, 0, I))); %angle

between base plane and vector in degrees

p2 =abs(180/pi*(pil2 - anglell(vector(l,I),vector(2,1),vector(3,1), 1.5, 0.866025, 0)));

%angle between prism plane I and vector in degrees

p3= abs(l80/pi*(pil2 - angle II (vector(l, I) , vector(2, I ),vector(3, I), 0, 1.732051 , 0)));

%angle between prism plane 2 and vector in degrees

p4 = abs(l80/pi*(pi/2 - anglell(vector(l,I) ,vector(2,1),vector(3,1), -1.5,0.866025,0)));

%angle between prism plane 3 and vector in degrees

solution matrix = [pl ,p2,p3 ,p4] ; %retum the values

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