labeling the learning disabled child: : the social ecology of educational practice

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Amer. J. Orthopsvchiiit. 52(I), Jnnuciry 1982 LABELING THE LEARNING DISABLED CHILD: The Social Ecology of Educational Practice Ray C. Rist, Ph.D., and Jan E. Harrell, Ph.D. The labeling of a child as “learningdisabled” is a social event. The context within which this label is given is little understood, yet it does have an impact on the justification and process by which the label is given. The ecology of the labeling process and the implications for educational prac- tice are examined. ew debates in recent years within F American education have been argued with such passion or intensity as that of what ought to be the appropriate education for “special populations” of children. Whether one focuses on the situation of the physically handicapped, the non-English speaking, the emotion- ally disturbed, the poverty stricken, or those who give evidence of being learn- ing disabled, the proscriptions are plen- tiful and the consensus nil. It is to the situation of this last group of children, those defined as learning disabled, that the analysis of this paper is addressed. Of particular concern will be a critical examination of why and how it is that some children come to receive this label, and selected consequences for them once the label is bestowed. There is a further agenda for this paper as well. The lack of theoretical explication of the growing body of re- search data on the origins, charac- teristics, implications, and treatment of the learning disabled child has resulted in a distinctly atheoretical approach to the phenomenon. It is not to be denied that there has been a flurry of research, but the hiatus between this research and any broader theoretical framework has meant that the concept of the learning disabled child has remained simply that-a concept. The research is Presented (it the 1981 unnircil meeting of the Americcrn 0rthop.sychicitric Associtrtion, in New York. Authors ure lit: Institute for Progrcim Evuliiation, U.S. Genertrl Accounting OfJce. Wtrshington. D.C. (Rist); und University of Aritonci (Hurrell). Views e.rpre.s.\ed (ire solely those of the ciuthors cind no support or endorsement hv the U.S. Generul Accountin,c Office or the United Stcries Congress is intended or should be inferred. 146 0002-9432/82/010146-15$00 75 01982 American Orth,)psychiatric Association, Inc

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Page 1: LABELING THE LEARNING DISABLED CHILD: : The Social Ecology of Educational Practice

Amer. J . Orthopsvchiiit. 5 2 ( I ) , Jnnuciry 1982

LABELING THE LEARNING DISABLED CHILD: The Social Ecology of Educational Practice

Ray C. Rist, Ph.D., and Jan E. Harrell, Ph.D.

The labeling of a child as “learning disabled” is a social event. The context within which this label is given is little understood, yet it does have an impact on the justification and process by which the label is given. The ecology of the labeling process and the implications f o r educational prac- tice are examined.

ew debates in recent years within F American education have been argued with such passion or intensity as that of what ought to be the appropriate education for “special populations” of children. Whether one focuses on the situation of the physically handicapped, the non-English speaking, the emotion- ally disturbed, the poverty stricken, or those who give evidence of being learn- ing disabled, the proscriptions are plen- tiful and the consensus nil. It is to the situation of this last group of children, those defined as learning disabled, that the analysis of this paper is addressed. Of particular concern will be a critical examination of why and how it is that

some children come to receive this label, and selected consequences for them once the label is bestowed.

There is a further agenda for this paper as well. The lack of theoretical explication of the growing body of re- search data on the origins, charac- teristics, implications, and treatment of the learning disabled child has resulted in a distinctly atheoretical approach to the phenomenon. It is not to be denied that there has been a flurry of research, but the hiatus between this research and any broader theoretical framework has meant that the concept of the learning disabled child has remained simply that-a concept. The research is

Presented ( i t the 1981 unnircil meeting of the Americcrn 0rthop.sychicitric Associtrtion, in N e w York. Authors ure l i t : Institute for Progrcim Evuliiation, U . S . Genertrl Accounting OfJce. Wtrshington. D.C. (Rist); und University of Aritonci (Hurrel l ) . Views e.rpre.s.\ed (ire solely those of the ciuthors cind no support or endorsement hv the U.S . Generul Accountin,c Office or the United Stcries Congress is intended or should be inferred.

146 0002-9432/82/010146-15$00 75 01982 American Orth,)psychiatric Association, Inc

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theoretically stymied. Into the vacuum have combined to generate a multitude of terms have stepped both the technicians in- and definitions concerning learning disabilities.

terested in the refinement of minute methodological measurements and the interventionists bent on remediation. Theoretical advancement involving so- cial and contextual variables has been slow and limited in scope.

THE CONCEPT: AN ELUSIVE ONE

A number of scholars have argued that the concept of the “learning dis- abled child’ is so vague as to have no intellectual coherence. The conceptual parameters are so permeable that dif- ferent attributes, behaviors, percep- tions, and cognitive styles can be added or subtracted at will, say these critics. As Divoky noted in her highly contro- versial article of 1974,19 “The truth is that the learning disabled are whomever the diagnosticians want them to be.” The result, say these critics, is that the application of the label of “learning disabled” is ad hoc, situational, and idiosyncratic. I t is no wonder that there has arisen considerable skepticism both within and outside the field of special education regarding the intellectual in- tegrity and appropriateness of applying this label.14* 3 5 * 5 9

This situation is exacerbated since, among the professional groups most di- rectly involved, there has never been a consensus as to what is entailed by the use of the label. Had there been internal consensus, the task would have then been one of explaining and articulating for other audiences the rationale for the various aspects of the definition. But, as Mercer et dS9 described it:

The generic nature of learning disabilities, the multidisciplinary contributions, and high interest

Cruick~hank’~ noted that there are more than 40 different terms used to describe essentially the same child. Kass4’ out- lined five definitions of learning dis- ability that evolved within a six-year pe- riod in the mid-l960s, and Vaughn and Hodgesso presented ten established definitions of the term.

Amidst this welter of conflicting defi- nitions, perceptions, and clarifications of the notion of the learning disabled, there occurred a legislative event of sin- gular importance-the passage of the Children with Specific Learning Dis- abilities Act of 1969, PL 91-230. This Act, passed as an amendment to the Elementary and Secondary Schools Act of 1964, for the first time established a federal definition that would guide the expenditure of federal funds for the edu- cation of learning disabled children. This specific group of children was de- fined in the Act as follows:

Children with special learning disabilities exhibit a disorder in one or more of the basic psychological processes involved in understanding or using spo- ken or written language. These may be manifested in disorders of listening, thinking, talking, reading, writing, spelling, or arithmetic. They include con- ditions which have been referred to as perception handicaps, brain injury, minimal brain dysfunc- tion, dyslexia, developmental aphasia, etc. They do not include learning problems which are due primarily to visual, hearing, or motor handicaps, to mental retardation, emotional disturbance, or to environmental disadvantage.

The ramifications of this Act were not only evident in the form and content of programs that were receiving federal funds; in the wake of its passage, state after state began to formulate definitions so as to establish guidelines for the

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funding of their own programs.s9 In the intervening years, efforts have contin- ued in order to seek more precision and clarity for the concept. In 1977, the fed- eral government, through the U.S. Of- fice of Education, again sought clarifi- cation of what constituted a learning disability. The definition was not ex- plicit, but sought to clarify the areas where learning disabilities occur. The seven areas as defined by the Bureau of the Educationally Handicapped (Fed- erul Register, December 29, 1977) were: oral expression, listening comprehen- sion, written expression, basic reading skills, reading comprehension, mathe- matics calculation, and mathematics reasoning. The seven essentially fall into three categories: I ) receptive and expressive language; 2 ) reading and writing; and 3) mathematics.

I t is only to be anticipated that the federal guidelines have not been univer- sally accepted. As consensus was not present prior to the 1969 Act or the 1977 categorization, it still is not present now. Indeed, the competition among different definitions continues un- abated. Myers and Hammil(" provided the following list of areas in which learning disability might occur: mem- ory, attention, symbolization, percep- tion, emotionality, and motor activity. Other efforts have been made by Kirk and Gallagher.4'

The efforts of Kirk and Gallagher in 1979 are perhaps the most sober and cogent to date. Their approach has been to define the concept, not by providing a long shopping list of potential problem areas, but rather by stating what they believe to be the necessary precondi- tions to any application of the label it- self. Their point is that while a child

might demonstrate difficulties in any one or more of the seven areas listed in the federal definition, that is not suffi- cient to tag the child with the label of learning disabled. They have posited three criteria that must be met prior to any diagnosis. Kirk and Gallagher's three criteria are: I ) a discrepancy between abilities or between potential and achievement: 2) an exclusion factor; and 3) a special education criterion. (p. 284)

The merit of this approach is that it takes into account the context in which the behavior and performance of the child are being observed. By focusing on the discrepuncy criterion, they suggest that an unexplained disparity between a child's academic achievement and other abilities or achievements, or a discrep- ancy between various aspects of devel- opment ( e . g . , perception, visual motor ability. attention, memory, etc.), is a necessary precondition for any consid- eration of the label of learning disabled. Similarly, the exrlirsion principle sug- gests that any difficulties in learning that could be explained by mental retarda- tion, auditory or visual impairment, emotional disturbances, or lack of op- portunity to learn would obviate the label of learning disabled. Finally, Kirk and Gallagher noted that children with learning disabilities are those who re- quire special educational services for their own development. While the first two principles are specific to the child, the third requires a response by the community. They have argued that the speciul education criterion is necessary since:

. . . it requires that, following a diagnosis of dis- crepancy and exclusions, the diagnostician must specify a special remedial program needed by the

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child. Without that criterion we will just be label- ing a child without specifying the individualized educational program needed. Labeling alone is not special e d u ~ a t i o n . ~ '

Indeed, labeling alone is not special education. But even with the efforts of Kirk and Gallagher, there is still consid- erable neglect of the notion of how it is that the label comes to be applied. Kirk and Gallagher imply that, so long as their necessary conditions are met, the pinpointing of some particular learning or performance problem is then a suffi- cient justification for the application of the label.

What is needed in this conceptual cul-de-sac is to retrace the process backwards to its origins, to the point at which one or more adults first perceives something "uncommon" or "different" about a child, which in turn would lead one to consider the label of learning dis- abled. When one examines closely the various aspects of the Kirk and Gal- lagher argument, there are still areas of considerable discretion and ambiguity. For example, what of those situations in school districts where there are not suf- ficient funds to support the services needed for every child who displays a cluster of behavior and performance in- dicators that would justify the label of learning disabled'? While there might well be the meeting of the discrepancy and exclusions principles, the inability to provide sufficient services would necessarily mean that the special edu- cation criterion could not be met. Therefore, by the logic of Kirk and Gal- lagher, although the child would still be considered learning disabled, it is un- likely that the child would be diagnosed as such. Bryan and Bryan'O suggested much the same when they wrote in 1975:

However small or great the dangers involved in labeling children as learning disabled, it is neces- sary. indeed critical, to set limits to the population to be studied and assisted. With limitedresourc.es, limited numbers of children con receive cr.s.sis- ttrnc'e. [emphasis added1

The implication of this is that the inci- dence of learning disability in a commu- nity is determined by the amount of re- medial treatment that community is willing to support. Much the same analysis has been posited for mental ill- ness,'O* 74 juvenile delinquency,6* 29* 39

and a l c o h ~ l i s m . ~ ~ Pursuing such a line of analysis suggests the conclusion that there is no "fixed amount" of the condi- tion. Rather, it is variable and situa- tional, depending upon variations in diagnosis and in the resources of the community.

APPLICATION OF THE LABEL: A THEORETICAL PERSPECTIVE

If the concept of learning disability is diffuse and controversial, then so too must be the conditions and circum- stances in which the label of learning disabled is applied. Vague concepts do not allow for crisp diagnoses.

But amidst this ambiguity, there are social processes at work. Children are labeled, teachers and other school per- sonnel do respond, and there are out- comes from these efforts, successful or otherwise. To understand them as more than a conglomeration of isolated and individual episodes necessitates a theoretical perspective. What follows is an attempt to provide such a theoretical framework within which to examine the labeling of children as learning disabled. The framework is interactional in its orientation, positing that the application of the label to the child is the result of a

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series of negotiated interactions among the variously involved individuals. Spe- cifically, the emergence of lubeling theory as an explanatory framework for the study of social deviance appears to be applicable to the study of the condi- tion of the learning disabled as well. Among the major contributions to the development of labeling theory are those of B e ~ k e r , ~ . B r ~ a d h e a d , ~ Le-

48. 49 Douglas,2'* 2 2 K i t s u ~ e , ~ ~ L ~ f l a n d . ~ ~ M a t z a , ~ ~ ~ ss S ~ h e f f , ~ ~ S c h ~ r , ' ~ Scott and and Rubington and Wine berg.

The labeling perspective will be sug- gested as a legitimate framework from which to analyze social processes in- fluencing the educational experience of that certain group of children labeled as learning disabled, and the contributions of such processes to their success or failure in school. This perspective be- comes, then, an inteructionist orienta- tion aimed at expanding the biological/ neurological theories of educational outcomes for those designated as learning disabled. While the latter two positions both place ultimate causality for success or failure outside the school, the labeling approach allows for an ex- amination of what, in fact, is happening within schools. Thus, labeling theory would call our attention, for example, to the various evaluative mechanisms (both formal and informal) operant in schools, to the ways in which schools nurture and support such mechanisms, how students react, what the outcomes are for interpersonal interaction based on how these mechanisms have evalu- ated individual students, and how, over t ime, the consequences of having a cer-

tain evaluative tag influences the op- tions available to a student within a school.' This is not to exclude biological explanations of origin, but, rather, to broaden the theoretical framework to examine both educational processes and outcomes for learning disabled children. What follows is, first, a summary of a number of the key aspects of labeling theory as it has been most fully devel- oped in the sociological literature; and, second, an attempt to integrate the re- search on the concept of the learning disabled with the conceptual framework of labeling theory. Finally, the implica- tions of this synthesis are explored both for future research and theoretical de- velopment.

LABELING THEORY PERSPECTIVE

Those who have used labeling theory have been concerned with the study of why people are labeled, and who it is that labels them as individuals who have committed one form or another of de- viant behavior.* In sharp contrast to the predominant approaches for the study of deviance, there is little concern in labeling theory with the motivational and characterological nature of the per- son who committed the act that pre- cipitated the labeling.

Deviance is understood, not as a quality of the person or created by per- sonal actions, but instead as a creation ofgroup definitions and reactions. It is a social judgment imposed by a social audience. As Becker"' has argued: The central fact ofdeviance is that it is created by society. I do not mean this in the way it is ordinar- ily understood, in which the causes of deviance are located in the social situation of the deviant, or

~~

* This section and the next are taken largely from an earlier work.69

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the social factors, which prompted his action. 1 mean, rather, that social groups create deviants by making the rules whose infraction constitute de- viance, and by applying those rules to particular people and labeling them as outsiders. From this point of view,de\,itrnce i s not the 41ttrlit.v of the trct

the person commits. hilt rcrther u conseyuenc'e of rhe trppliccrtion by others of rules crnd .\trnctions t o ctn "oflender." The deiaiirnt i s one t o \cfhom the Itrhel hers been .sircce.~sfully crpplied. Devictnt be- htr\.ior i s hehtr\,ior thtrt people s o Itrhel. [emphasis added]

The labeling approach demands a shift in attention from a preponderant concern with the deviant individual to a major concern with the process by which the deviant label is applied. Again citing Becker:' The labeling approach sees deviance always and everywhere as a process and interaction between at least two kinds of people: those who commit (or who are said to have committed) a deviant act, and the rest of the society. perhaps divided into sev- eral groups itself. . . One consequence is that we become much more interested in the process by which deviants are defined by the rest of the soci- ety, than in the nature of the deviant act itself.

The important questions then, for Becker and others, are not of the sort that include, for example: Why do some individuals come to act out norm- violating behavior? Rather, the ques- tions are of the following sort: Who applied the deviant label to whom? Whose rules shall prevail and be en- forced? Under what circumstances is the deviant label successfully or unsuc- cessfully applied'? How does a commu- nity decide what forms of conduct should be singled out for this kind of attention'? What forms of behavior do persons in the social system consider deviant, how do they interpret such be- havior, and what are the consequences of these interpretations for their reac- tions to individuals who are seen as manifesting such behavior?2

The labeling perspective rejects any assumption that aclear consensus exists as to what constitutes a norm viola- t ion-or for that matter, what con- stitutes a norm-within a complex and highly heterogeneous society. What comes to be determined as deviance- and who comes to be determined as a deviant-is the result of a variety of so- cial contingencies influenced by who has the power to enforce such determi- nations. Deviance is thus problematic and subjectively given. The case for making the societal reaction to rule- breaking a major independent variable in studies of deviant behavior has been succinctly stated by K i t s ~ s e : ~ ~ A sociological theory of deviance must focus spe- cifically upon the interactions which not only de- tine behaviors as deviant, but also organize and activate the application of sanctions by individu- als, groups, or agencies. For in modern society, the socially significant differentiation of deviants from the non-deviant population is increasingly contingent upon circumstances of situation, place, social and personal biography, and the bureau- cratically organized activities of agencies of social control.

Traditional notions of who is a deviant and what causes the deviance are, from this perspective, necessarily reconsid- ered. By emphasizing the processual nature of deviance, any particular de- viant is seen to be a product of being caught, defined, segregated, labeled, and stigmatized. This is one of the major thrusts of the labeling perspective: that

forces o f socicil control often uninten- tioncilly define certuin individuuls, through the stigmatizution c,f labeling, us deviant; thus, social reuctions to de- viance further deviunt cureers. Erik- sonZh has even gone so far so to argue that a society will strive to maintain a certain level of deviance in order to help clarify group boundaries, provide

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scapegoats, create outgroups that can be a source of furthering ingroup sol- idarity, and the like.

The idea that social control may have the paradoxical effect of generating more of the very behavior it is designed to eradicate was first elaborated upon by Tannenba~m.’~ He noted: The first dramatization of the “evir’ which sepa- rates the child but of his group . . . plays a greater role in making the criminal than perhaps any other experience . . . He now lives in a different world. He has been tagged . . . The person becomes the thing he is described as being.

Likewise, S ~ h u r ’ ~ has written: The societal reaction to the deviant, then, is vital to an understanding of the deviance itself and a major element in-if not the cause of-the deviant behavior.

The focus on outcomes of social con- trol mechanisms has led labeling theorists to devote considerable atten- tion to the workings of organizations and agencies that function ostensibly to rehabilitate the violator or in other ways draw this individual back into confor- mity. Their critiques of prisons, mental hospitals, training schools, and other people-changing institutions suggest the outcomes are frequently nearly the op- posite of what they were theoretically organized to facilitate. Such institutions are seen as mechanisms by which op- portunities to withdraw from deviance are sealed off from the deviant, stig- matization occurs, and a new identity as a social “outsider” is generated. There thus emerges on the part of the person so labeled a new view of himself which is one of being irrevocably deviant.

SOCIAL CONTEXT OF LABELING

Labeling theory can significantly en- hance our understanding of the process

of being defined as learning disabled by shifting our exclusive attention from the child to the judges of the child’s situation and to the forces that affect their judg- ment. Such judgments are critical, for a recurrent decision made in all societies, and particularly more frequent in ad- vanced industrial societies, is that an individual has or has not mastered some body of information, or, perhaps more basically, has or has not the capacity to master that information. These evalua- tions are made periodically as one moves through the institution of school; their consequences directly affect the opportunities to remain for an additional period. To be able to remain provides an option for mastering still a further body of information, and to be certified as having done so. As Illich38 has noted, it is in industrial societies where the per- ceived legitimate judges of such mastery have become restricted to those who carry the occupational role of ”teacher.” A major consequence of the profes- sionalization of the role of teacher has been the ability to claim as a near exclu- sive decision whether mastery of mate- rial has occurred. Such exclusionary decision-making enhances those in the role of “teacher“ as they alone come to possess the authority to provide certifi- cation for credential^.^^

Labeling theorists report that, in making judgments, persons may employ information drawn from a variety of sources. Further, even persons within the same profession (therapists, for example) may make divergent use of the same material in arriving at an evalua- tive decision on the behavior of an indi- vidual. Among the sources of informa- tion available to labelers, two appear primary: first-hand information ob- tained from face-to-face interaction with

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the person they may ultimately label, and second-hand information obtained from other than direct interaction.

FACTORS INFLUENCING TEACHER EXPECTATIONS*

The corollary here to the activities of teachers should be apparent. Often- times, the evaluation by teachers of children whom they believe to be learn- ing disabled is based on first-hand in- formation gained through face-to-face interaction during the course of the time the teacher and student spent together in the classroom. But a goodly amount of information about the student which informs the teacher's evaluation is second-hand information. Comments from other teachers, test scores, prior report cards, permanent records, meetings with the parents, or evalua- tions from welfare agencies and psy- chological clinics are all potential infor- mational sources. In a variation of the first-hand or second-hand sources of information, Risth7 has suggested there are three key determinants of teacher evaluations: student's prior perfor- mance, social status characteristics, and present performance. Prior perfor- mance would include information from cumulative records (grades, test scores, notes from past teachers or counselors, and outside evaluators) while social status and performance would be in- ferred and observed in the on-going context of the classroom

The findings of Deutsch et L I I , ' ~ Gib- son,.'" G o s h and Glass,34 McPher- son,56 and Pequignoth4 all have demon-

strated the influence of standardized tests of intelligence and achievement on teacher's expectations. Goaldman,." in a review of the literature on the use of tests as a second-hand source of infor- mation for teachers, noted:

Although some of the research has been chal- lenged, there is a basis for the belief that teachers at all levels are prejudiced by information they receive about a student's ability or character.

Mehans7* s x has beenconcerned with the interaction between children who take tests and the teachers who administer them. He has suggested that testing is not the objective use of a measurement instrument, but the outcome of a set of interactional activities that are influ- enced by a variety of contingencies which ultimately manifest themselves in a reified "test score." According to Mehan: Standardized test performances are taken as an unquestioned, nonproblematic reflection of the child's underlying ability. The authority of the test to measure the child's real ability is accepted by both teachers and other school officials. Test re- sults are accepted without doubt a s the correct and valid document of the child's ability."

Characteristics of children such as sex and race are immediately apparent to teachers. Likewise, indications of status can be quickly inferred from grooming, style of dress, need for free lunches, information on enrollment cards, discussion of family activities by children, and visitation to the school by parents. An intriguing study was re- cently reported in this area by two sociologists, Clifford and Walster,'.' who described its substance as follows:

* In this analysis. the stress is placed on the role of the teacher, for, a s has been stipulated by the federal government in 1977. i t is only the teacher and one other person qualified to conduct individual diagnostic examinations who are required to provide the designation of "learning disabled." Indeed, there is no requirement that a learning disability specialist necessarily be part of the process.65

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Our experiment was designed to determine what effect a student's physical attractiveness has on a teacher's expectations of the child's intellectual and social behavior. Our hypothesis was that a child's attractiveness strongly influences his teachers' judgments: the more attractive the child, the more biased in his favor we expect teachers to be. The design required to test this hypothesis is a simple one: Teachers are given a standardized report card and an attached photograph. The re- port card includes an assessment of the child's academic performance as well as of his general social behavior. The attractiveness of the photos is experimentally varied. On the basis of this in- formation, teachers are asked to state their ex- pectations of the child's educational and social potential.

Based on the responses of 404 fifth grade teachers within the state of Missouri, Clifford and Walster concluded: There is little question but that the physical ap- pearance of a student affected the expectations of the teachers we studied. Regardless of whether the pupil is a b o y or girl, the child's physical at- tractiveness has an equally strong association with his teacher's reactions to him.

The variables of race and ethnicity have been documented as powerful fac- tors in generating the expectations teachers hold of ~ h i l d r e n . ~ . 4 0 9 73 It has also been documented that tea- chers expect less of lower-class chil- dren than they do of middle-class chil-

large-scale study of the tracking system used in British schools, found that chil- dren who were clean, neatly dressed in nice clothing, and who came from what the teachers perceived as "better" homes, tended to be placed in higher tracks than their measured ability would predict. Further, when placed there they tended to stay and perform ac- ceptably. Mackler" studied schools in Harlem and found that children tended to stay in the tracks in which they were initially placed, and that such placement

dren.'. 17. 46, 67, 68 . 81. 82 Douglas 20 in a

was based on a variety of social consid- erations independent of measured ability. Doyle, Hancock and Kifer2' and Palardyh3 have shown teacher expecta- tions for high performance in elemen- tary grades to be stronger for girls than for boys.

The ongoing academic and interper- sonal performance of the children may also serve as a potent source of expec- tations for teachers. Rowe7' found that teachers would wait longer for an an- swerfrom a student they believed to be a high achiever than from a student they believed to be a low achiever. Brophy and Good8 found that teachers were more likely to give perceived high- achieving students a second chance to respond to an initial incorrect answer; further, high achievers were praised more frequently for success and crit- icized less for failure.

It is well to reiterate the point: in- teraction implies behavior and choices being made by both parties. Individuals facing the prospect of receiving a new label imputing a systemic change in the definition of their selfhood may respond in any of a myriad number of ways to this situation. Likewise, the institu- tional definition of the person is neither finalized nor solidified until the end of the negotiation as to what precisely that label should be. But, in the context of a single student and family facing the au- thority and vested interests of a school administration and staff, the most likely outcome is that, over time, the student will increasingly move toward confor- mity with the label the institution seeks to establish. Good and Brophy32 have elaborated upon this process within the classroom as follows: I ) The teacher ex- pects specific behavior and achieve- ment from particular students. 2 ) Be-

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cause of these different expectations, the teacher behaves differently toward the different students. 3) This teacher treatment tells each student what be- havior and achievement the teacher ex- pects; it affects the student’s self- concept, achievement motivation, and level of aspiration. 4) If this teacher treatment is consistent over time, and if the student does not actively resist or change it in some way, it will tend to shape the student’s achievement and behavior. High-expectation students will be led to achieve at high levels, while the achievement of low- expectation students will decline. 5 ) With time, the student’s achievement and behavior will conform more and more closely to the original expectation.

Point 4 in the above sequence makes the crucial inference that teacher ex- pectations are not automatically self- fulfilling. For the expectations of the teacher to become realized, both the teacher and the student must move toward a pattern of interaction in which expectations are clearly communicated and the behavioral response is conson- ant with the expected patterns. But, as Good and Brophy? also noted: This does not always happen. The teacher may not have clear-cut expectations about a particular stu- dent, or his expectations may continually change. Even when he has consistent expectations, he may not necessarily communicate them to the stu- dent through consistent behavior. In this case, the expectation would not be self-fulfilling even if it turned out to be correct. Finally, the student him- self might prevent expectations from becoming self-fulfilling by overcoming them or by resisting them in a way that makes the teacherchange them.

Yet, the critique of American educa- tion offered by such scholars as Henry?’ K a t ~ , ~ * Goodman,33 or Reimerhh suggests the struggle is un- equal between the teacher (and the in-

stitution a teacher represents) and the student. The vulnerability of children to the dictates of adults in positions of power above them leaves the negotia- tions as to what evaluative definition will be tagged on the children more often than not in the hands of the powerful. As Max Weber, himself, stated: to have power is to be able to achieve one’s ends, even in the face of resistance from others. When that resistance is man- ifested in school by children and is de- fined by teachers and administrators as truance, recalcitrance, unruliness, and hostility-or conversely defined as a lack of motivation, intellectual apathy, sullenness, passivity, or poor per- formance-the process is ready to be repeated and the options to escape further teacher definitions are increas- ingly removed.

CORRECTNESS OF THE LABEL

The haunting prospect in this entire analysis is that children are being incor- rectly labeled as learning disabled when in fact they are not. The inability of teachers to differentiate between those categories indicative of a learning dis- ability and other categories is something known and documented in the lit- e r a t ~ r e . ~ ” hZ Further, there is consider- able evidence, some of which has been reviewed here and much more that has not, that suggests teachers make deci- sions about the capabilities and ex- pected performances of children on any number of subjective criteria. A key criterion for the ittr-ibution of the label of learning disabled IF that there exists a discrepancy between actual and poten- tial performance. But who is it that makes the evaluations of what is actual versus potential and on what criteria? OLeary“* made the point that there

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exist no standard means to assess cog- nitive behavior. Thus what makes for a discrepancy is based, in the beginning, on a set of evaluations that are not uni- versally shared or accepted-which is another way of saying that the discretion and latitude that the teacher possesses when attributing the label of learning disabled to a child is extensive.*

Kornblau and Keogh45 recently at- tempted to introduce key aspects of at- tribution theory to this process of defi- nition. They stated that the manner in which teachers define "teachable" pupils is both personal and nonempiri- cal. Further, it is this inchoate notion that then serves as a standard or model against which children and their indi- vidual attributes are compared. While all of this can very easily lead into metaphysical speculation by the teacher, the point is that the manner in which judgments are made about chil- dren and their futures is one that is neither rigorous nor easily defensible.19

The data in the area of the learning disabled are sparse. However, in other areas of study regarding exceptional children, there is more than sufficient evidence to document comparable pro- cesses. To extrapolate to the situation of the learning disabled, therefore, is both informative and permissible. Mercer's study of the mentally retarded,h0 the edited volume of research by H ~ b b s , ' ~ and the recent review by MacMillan and Meyers,s2 all show the impact that so- cioeconomic, religious, racial, and pro- fessional attributes of the labelers have upon the decisions they make. And adding ambiguity to ambiguity, there is

just as considerable data demonstrating that the attributes of the children influ- ence labels also. The end result is that both the labelers and the children bring into the situation perceptions, attri- butes, prior experiences, professional expectations, etc. that come to bear upon the definition of the situation. The end resirlt is the socicil construction of ci

label.

CONSEQUENCES OF THE LABEL

While this section might easily be ex- panded into a paper on its own, suffice it to say here that there are a number of consequences, some detrimental and some beneficial, that occur to children who are labeled as learning disabled. The detrimental aspects associated with the label include the solidification of the following forms of interaction: less pos- itive classroom interaction with the t e a ~ h e r , ~ ' more teacher criticism,I2 and teachers holding more negative stereotypes which in turn influenced the judgments of the performance of learn- ing disabled children,78 reduced levels of interaction with parents,28 increased levels of peer rejection," and, perhaps most devastating, the characteristic of "learned helplessness" on the part of the child as a result of the self-attribution and internalization of the label first applied by others.14

But, on the opposite side, there are benefits as well. Children in the classroom who are not performing well, who do not achieve at a level to which others think they might are then given special attention and efforts are made to

* To reiterate: Though there is a requirement that an additional person be involved in the diagnosisofthe child, the weight o f evidence to be presented comes from the observations and interactions of the child with the teacher.

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study the origins and reasons for the gap between potential and actual perfor- mance. Further, there can emerge through this process a heightened awareness by the teacher that learning disabled children are in need of special pedagogical assistance, thus expanding the demands on the teacher (which are hopefully met) and responding in new ways to the child.ls For the parents, the presence of a label can be an important factor in coming to better understand why their child behaves in the way that he or she does. A label can stabilize a situation by providing a rationale, a logic that the parents then can attach to the performance of the child. Further, through acquisition of the label, there is affirmed the notion that something is in need of attention and response- whether it be a support group for the parents, additional services for the child, or increased academic achieve- ment through better instructional and pedagogical assistance.

While the lists of both costs and bene- fits could go on, in the end it should be clear that there are not necessarily heroes and villains in this tale. Rather, what emerges is a situational response to the behavior of a child that can have both adverse and positive outcomes. The concern we express here is that the costs appear so much more easily and are well documented. The benefits are less evident and not as easily observed or understood. This persuades us to urge caution and restraint. Tacking on a label to a situation that is not well under- stood or can only be assessed with im- precise diagnostic tools is risky. In the rush to label, it is both unfortunate and ironic that what is being done ostensibly for the "good of the child" may, in fact, be producing quite the opposite effect.

POSTSCRIPT: ON FUTURE RESEARCH

The singular contribution of the labeling perspective to the study of edu- cational outcomes for children labeled as learning disabled is the provision of a model for delineating and understanding the processes underlying those out- comes. The detailing over time of the interactional patterns that lead to changes in self-definition and behavior within classrooms, family, and peer groups is sadly lacking in most all the research to date.

To extend the research on the educa- tional experiences of those students who are labeled learning disabled by teachers, we need a theoretical frame- work that can clearly isolate the influ- ences and effects of certain kinds of teacher reactions o n certain types of students, producing certain typical out- comes. The labeling perspective ap- pears particularly well-suited for this expansion of both the research and theoretical development by offering the basis for analysis at either a specific or more general level. With the former, for example, there are areas of investigation related to I ) types of students perceived by teachers as prone to being learning disabled; 2) the kinds of reactions, based on their expectations, teachers have to this group; 3 ) the effects of specific teacher reactions on specific student outcomes; and 4 ) the extent of correct versus incorrect perceptions about the condition of being learning disabled. At a more general level, fruitful lines of in- quiry might include I ) the outcomes of the application of various remediation strategies ( i . e . , the "targeting" question of what works best for whom): 2 ) the influences of factors such as social class and race on the expectations teachers hold for learning disabled children: 3 )

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how and why labels do emerge in schools, as well as the phenomenologi- cal and structural meanings that are at- tached to them; and 4 ) whether there are means by which to modify or minimize the effects of school labeling processes on students through developing support networks, different classroom ar- rangements, and the training of teachers.

Labeling theory provides a concep- tual framework by which to understand the processes of transforming attitudes into behavior and the outcomes of hav- ing done so. To be able to detail the dynamics and influences within schools by which some children come to see themselves as bright and articulate and act as if they are, and to detail how others come to see themselves as help- less and inarticulate and act accord- ingly, provides in the final analysis an opportunity to intervene so as to expand the numbers of winners and diminish the numbers of losers. For that reason above all others, labeling theory merits our attention.

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