interstate container ship optimization - ode...

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Interstate Container Ship Optimization ME555 Final Report Jason Strickland Katharine Woods Thomas Devine Yan Liu ABSTRACT Due to Jones Act legal requirements, aging containership vessels currently operate a west coast run often referred to as the “Pineapple Run”. These vessels have reached their intended service life and require replacement in the immediate future. Since these vessels are required to be built, owned, operated, and maintained in the US costs are high as compared to foreign competitors. To ease the financial burden, a design optimization will be conducted with the goal of net reduction of cost through both initial construction and lifecycle operation. Four individual sub-systems, hull form resistance, vessel powering, mid-ship structural scantlings and regulatory and operational decisions will be individually optimized each with a specific cost-related objective function. Their resulting design solutions will then be incorporated into a single functional architecture to produce a resulting optimized design.

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Page 1: Interstate Container Ship Optimization - ODE Labode.engin.umich.edu/me555reports/2013/ME555-13-02-FinalReport.pdf · Interstate Container Ship Optimization ME555 Final Report Jason

Interstate Container Ship

Optimization

ME555 Final Report

Jason Strickland

Katharine Woods

Thomas Devine

Yan Liu

ABSTRACT Due to Jones Act legal requirements, aging containership vessels currently operate a

west coast run often referred to as the “Pineapple Run”. These vessels have reached

their intended service life and require replacement in the immediate future. Since

these vessels are required to be built, owned, operated, and maintained in the US costs

are high as compared to foreign competitors. To ease the financial burden, a design

optimization will be conducted with the goal of net reduction of cost through both

initial construction and lifecycle operation. Four individual sub-systems, hull form

resistance, vessel powering, mid-ship structural scantlings and regulatory and

operational decisions will be individually optimized each with a specific cost-related

objective function. Their resulting design solutions will then be incorporated into a single

functional architecture to produce a resulting optimized design.

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Table of Contents

ABSTRACT ....................................................................................................................................... 1

1 INTRODUCTION ........................................................................................................................... 4

1.1 THE PINEAPPLE RUN ............................................................................................................. 4

1.2 TRADITIONAL NAVAL DESIGN ............................................................................................ 5

1.3 US JONES ACT VESSELS ....................................................................................................... 6

2 RESISTANCE SUBSYSTEM ............................................................................................................. 8

2.1 PROBLEM STATEMENT .......................................................................................................... 8

2.2 NOMENCLATURE ................................................................................................................. 8

2.3 MATHEMATICAL MODEL ..................................................................................................... 9

2.3.1 OBJECTIVE FUNCTION .................................................................................................. 9

2.3.2 CONSTRAINTS .............................................................................................................. 12

2.3.3 DESIGN VARIABLES ..................................................................................................... 12

2.3.4 MODEL SUMMARY ...................................................................................................... 13

2.4 MODEL ANALYSIS .............................................................................................................. 13

2.5 OPTIMIZATION STUDY ........................................................................................................ 14

2.6 PARAMETRIC STUDY .......................................................................................................... 15

2.7 DISCUSSION OF RESULTS ................................................................................................... 15

2.8 SYSTEM INTEGRATION........................................................................................................ 16

3 PROPULSION SUBSYSTEM ......................................................................................................... 18

3.1 PROBLEM STATEMENT ........................................................................................................ 18

3.2 NOMENCLATURE ............................................................................................................... 18

3.3 MATHEMATICAL MODEL ................................................................................................... 19

3.3.1 OBJECTIVE FUNCTION ................................................................................................ 19

3.3.2 CONSTRAINTS .............................................................................................................. 20

3.4 MODEL ANALYSIS .............................................................................................................. 20

3.5 OPTIMIZATION STUDY ........................................................................................................ 21

3.6 PARAMETRIC STUDY .......................................................................................................... 24

3.7 RESULTS ............................................................................................................................... 26

4 SHIP MIDSHIP STRUCTURE SUBSYSTEM ..................................................................................... 29

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4.1 PROBLEM STATEMENT ........................................................................................................ 29

4.2 NOMENCLATURE ............................................................................................................... 29

4.3 MATHEMATICAL MODEL ................................................................................................... 31

4.4 MODEL ANALYSIS .............................................................................................................. 33

4.5 OPTIMIZATION REULTS ....................................................................................................... 37

4.6 PARAMETRIC STUDY .......................................................................................................... 38

4.7 SUBSYSTEM INTEGRATION ................................................................................................. 39

5 REGULATORY AND OPERATIONAL REQUIREMENTS SUBSYSTEM .......................................... 42

5.1 DESIGN PROBLEM STATEMENT.......................................................................................... 42

5.2 NOMENCLATURE ............................................................................................................... 43

5.3 MATHEMATICAL MODEL ................................................................................................... 43

5.3.1OBJECTIVE FUNCTION ................................................................................................. 43

5.3.2 CONSTRAINTS .............................................................................................................. 45

5.3.3 DESIGN VARIABLES AND PARAMETERS .................................................................... 46

5.3.4 ASSUMPTIONS .............................................................................................................. 46

5.3.5 MODEL SUMMARY ...................................................................................................... 47

5.4 MODEL ANALYSIS .............................................................................................................. 47

5.5 OPTIMIZATION STUDY ........................................................................................................ 49

5.6 PARAMETRIC STUDY .......................................................................................................... 50

5.7 DISCUSSION OF RESULTS ................................................................................................... 51

6 SYSTEM OVERVIEW CONCLUSION ......................................................................................... 52

REFERENCES ................................................................................................................................. 53

Appendix I: Project Variables ................................................................................................... 54

Appendix II: Weather Data ....................................................................................................... 55

Hawaii Weather Data ............................................................................................................ 55

Oakland Weather Data ......................................................................................................... 56

Tacoma Weather Data .......................................................................................................... 57

Appendix III: Fuel Oil Information.............................................................................................. 58

Appendix IV: The Beaufort Scale .............................................................................................. 59

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1 INTRODUCTION

1.1 THE PINEAPPLE RUN

The Pineapple Run is the nickname for the various ship routes that travel from the West

Coast of the United States to Hawaii. The route is either from Los Angeles, CA to

Honolulu, HI or from Tacoma, WA to Oakland, CA to Honolulu, HI and back.

Figure 1.1: Pineapple Run Visualization1

All routes are loops and the ships are on very strict schedules. Cargos include golf carts,

Christmas trees and various bulk foodstuffs on the route toward Hawaii and coffee,

pineapples and frozen fish on the return trip to the west coast. Ship cargo container

volume is measured in number of Twenty-foot Equivalent Units (TEUs). The Horizon Pacific,

one ship currently on the run, carries 2,361 TEUs when the ship is full. Table 1.1 provides

the principle dimensions for the existing ship. All ships travel the shortest distance

between ports. This route is known as the Great Circle Route. Ships operating on this

route are required to meet specific state, federal and international regulations as

published and enforced by the various regulatory bodies. These regulations are

discussed in depth in Section 5.1. This route was picked for this design problem because

the ships on the run are long past their expected lifespan and are due for replacement.

1 Source: Horizon Lines

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The regulations that apply are sufficiently complicated and restrictive that all together

this is a complicated and worthy design problem.

Figure 1.2: Horizon Pacific2

Table 1.1

Length Overall (L, meters) 236

Maximum Beam (B, meters) 27.43

Maximum Draft (T, meters) 11.14

Deadweight Tonnage (Δ, tons) 31,213

Power Output (PR, kW) 23,538

1.2 TRADITIONAL NAVAL DESIGN

Naval architecture has been, traditionally an iterative, and incremental design process.

To this day the design spiral is still heavily utilized. The ultimate hope is that with each

lap around the spiral as fidelity increases the design will converge. While this approach

has been successful in developing numerous outstanding vessels it succumbs to the

reality that the converged design is not likely the global optimum. Figure 1.3 below

outlines one possible incarnation of the design spiral as it pertains to ship design. It is

important to note that as the design matures and converges it is incumbent upon the

designer to ensure that all of the fundamental constraints have not been violated at

each major subject transit. If any of the constraints have been violated it will perturb

the convergence, retard the overall progress, and may require substantial rework in

previously closed areas.

2 Source: Containership-info.com

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For our project we have considered a subset of the major functional requirements

illustrated below on the design spiral. This subset includes the following four items:

regulatory and operational objectives, propulsion selection, hull resistance optimization,

and the configuration of a typical structural section. The overall vessel objective will

stem from a replacement-in-kind of an existing vessel on an existing route. However,

the goal will be to reduce a nominal cost objective locally with respect to each of the

discipline areas listed above and then globally once the different models have been

aggregated.

Figure 1.3: Design Spiral3

1.3 US JONES ACT VESSELS

The Jones Act is a US cabotage law originating in 1920 governing the ownership,

construction repair and operation of vessels conducting intrastate/territory trade. For

larger vessels, especially large containerships, this regulation has led to a rusting

outdated fleet without recapitalization due to the high cost of construction and

operation. Due to labor rates and cost of materials, a ship built in the US is

approximately triple the cost of a comparable ship built elsewhere.4 This is the

fundamental reason that the ships on this run have not been replaced yet. Currently,

this vessel class is almost exclusively produced in highly optimized yards in Korea Japan

and China. As a Jones Act vessel, designers are challenged to alter decisions due to

3 Source: Ship Construction, Sixth Ed, D. J. Eyres, 2007

4 Comparing the cost of a 3,100 TEU domestically-built ship for trade between the continental US and Puerto Rico ($350 million, from

http://www.aribbeanbusinesspr.com, a local Puerto Rican news source) and the cost of an 18,000 TEU container ship built in South Korea for trade in any ports

that are large enough to fit the ship ($190 million, from http://www.ship-technology.com, an industry magazine).Sources accessed 26JAN2013

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the highly constrained nature of the problem. Trade-offs in materials, construction,

manning and operation need to be considered in order to allow the nominal vessel to

be properly classed as a Jones Act vessel.

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2 RESISTANCE SUBSYSTEM

2.1 PROBLEM STATEMENT

The moving container ship experiences resistance from water and therefore requires

power to overcome it. In the energy saving point of view, the reduction of resistance

will result in less power requirement and lead to a lower fuel consumption rate.

Therefore, ship resistance has an important effect on the profits a ship can earn. It is in

this consideration that the resistance performance is placed as a subsystem to be

optimized in the whole container ship design project. The objective of this subsystem

optimization process is to design the ship shape that has the minimum resistance while

satisfying all the design requirements.

Improving resistance performance is competing objective as there are requirements

regarding container ship design. In resistance’s consideration, a slim ship model would

be favorable, however that would make it hard to fulfill the containers arrangement

requirements. It is also necessary to take IMO (International Maritime Organization), ABS

(American Bureau of Shipping) and USCG (US Coastal Guard) rules into account if we

want to calculate a valid design.

2.2 NOMENCLATURE

Variables Definition

L Length of water line

B Breadth of the ship

D Depth of the ship

T Draft of the ship

CB Block coefficient

RT Total Resistance

RF Frictional Resistance

RR Residual Resistance

RA Additional Resistance

RAirdrag Air drag force

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2.3 MATHEMATICAL MODEL

Various methods for ship resistance calculation are reported in academic literature.

Traditional methods to estimate ship resistance are based on ship forms that may be

considered obsolete. Here we used the Hollenbach (1999) method to calculate the

resistance of the ship form. To evaluate the accuracy of the Hollenbach method, it was

compared in the test cases of Hamburg Ship Model Basin, which has 433 models with

protocols of 793 resistance tests and 1103 propulsion tests each for a set of different

speeds. The results showed that the Hollenbach method predicts much better the

resistance for single-screw ships. The method is introduced further in the following

paragraph.

2.3.1 OBJECTIVE FUNCTION

The objective of this subsystem is to minimize the resistance of a ship form.

Total resistance of a ship is expressed in Equation 2.1 below.

(2.1)

The Froude number in the following formula is based on the length LFn:

{

( )

(2.2)

Where the ‘Length over surface’ Los is defined in Figure 2.1:

Fig 2.1: Definition of length LWL, LOS, and LPP

In the Equation 2.1, RF is calculated by Equation 2.3:

(2.3)

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CF is calculated from ITTC (International Towering Tank Conference) (1957) line, which is

current international standard in resistance computation:

( ) (2.4)

Where

, .

In Equation 2.3 S means the wetted surface of ship hull. In Hollenbach’s method, the

following formula can be used for estimating the wetted surface of hull and

appendages for single-screw vessels:

( ) (2.5)

with

(

) (

) ( ) (

) (

) (

)

(

) (

)

(2.6)

TA is the draft at AP, TF the draft at FP, DP the propeller diameter.

The residual resistance RR in Equation 2.1 is given by:

(2.7)

The nondimensional coefficient CR is generally expressed as:

(

)

(

)

(

)

(

)

(

)

(

) (2.8)

NRud is the number of rudders [1 or 2].

(

) (

) (2.9)

( ) (2.10)

(2.11)

(2.12)

The maximum total resistance is

(2.13)

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All the coefficients needed are listed in Table 2.1.

Table 2.1: Resistance coefficients

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2.3.2 CONSTRAINTS

In ship design, there are certain rules to follow with regards to principal dimensions.

There are well-established dimension relationships studies. It is rational to use these rules

as guidance for our ship design. Watson and Gilfillan (1976) have noted that

containerships had Length-Beam ratio at around 6.25. This kind of guidance is very

useful to examine our optimal design. The Beam-Depth ratio is another important non-

dimensional ratio affecting a lot in the ship’s transverse stability. The third most important

dimensional ratio is the Beam-Draft ratio as it is influential on residuary resistance and

transverse stability. Besides, there are also restrictions of the Hollenbach’s resistance

model. All the constraints used in this subsystem are provided below:

T≤12.2m (maximum draft of Honolulu port)

2.25≤B/T≤3.75 (Watson suggestion)

4.71≤L/B≤7.11 (Hollenbach method requirement)

0.6≤CB≤0.83 (Hollenbach method requirement)

B/D≥1.65 (Stability requirement)

D-T≥4 (USCG freeboard requirement)

B≥12*2.463 (Container arrangement constraint)

L*B*T*CB-∇ =0 (Displacement requirement)

The last constraint is from the point view of containers arrangement (Taggart and 1980).

In order to maximize cargo storage, the Beam of a containership is normally a multiple

of the container spacing on deck. Therefore the ship breadth is typically a multiple of

2463mm with some additional margin. In our containership design, it is expected to

arrange 12 containers in the breadth wide.

2.3.3 DESIGN VARIABLES

In this container ship design, the ship resistance model is simplified and represented only

by principal dimensions of the ship hull. The design variables are listed in Table 2.2.

Table 2.2: Design variables for resistance subsystem

L Length on waterline

B Beam

D Depth

T Mean draft

CB Block coefficient

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2.3.4 MODEL SUMMARY

Objective function:

Min (L, B, D, T, CB)

Subject to:

2.4 MODEL ANALYSIS

Before sending the problem into the optimizer, it is necessary to conduct some initial

study on the objective function and constraints. Monotonicity analysis could be

employed to help determine if the problem is well bounded and determine active

constraints. However, monotonicity analysis about the resistance objective function is

not straightforward. From a resistance point of view, the increase of length for a given

displacement will reduce the wave-making resistance but increase the frictional

resistance. The effects of other variables in resistance function are also complicated. As

can be seen in Equation 2.1, the total resistance is a combination of different

components of resistance. It is hard to determine if the function is monotonically

increasing or decreasing with regards to one variable.

Monotonicity analysis was conducted for all the constraints listed in the optimization

problem statement. Table 2.3 showed the analysis results for each constraint. In the

table, a plus sign means that the constraint is monotonically increasing with regard to

the variable, while a minus sign means the opposite. The dots mean that the variable is

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not included in the given constraint. It is noticed that each variable has at least one

upper and lower bound.

Table 2.3: Monotonicity table

L B D T CB

g1 . . . + .

g2 . - . + .

g3 . + . - .

g4 - + . . .

g5 + - . . .

g6 . . . . -

g7 . . . . +

g8 . - + . .

g9 . . - + .

g10 . - . . .

h1 + + . + +

2.5 OPTIMIZATION STUDY

As the resistance fitness function is not computationally expensive and can be

computed quickly. The fmincon function that is programmed in Matlab could efficiently

solve this optimization problem. The Hollenbach method script, the constraints script

and a main script that ran the optimization program are sent into Matlab to get the

results.

Table 2.4: Optimal Design

Variables L B D T CB

Optimal 210.17 29.56 15.8 11.8 0.66

To verify that the solution is the global optimal, different starting points were used to

rerun the optimizer. The same result in Table 2.4 was obtained at every run, indicating

that the result is indeed the global optimal in the function space. Also the optimal

design hit the boundary of constraint g5, g9, and g10, this means that these constraints

are active constraints.

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2.6 PARAMETRIC STUDY

The resistance function is high related with ship traveling speed. In this subsystem study,

a design speed of 10.5 knots was used based on operation study, which is another

subsystem in the project. In order to better understand the change of design related

with speed, another optimization run was conducted. In this case, the design speed

was increased to 20 knots to run the optimizer. A new set of optimal solution was

returned and listed in Table 2.5.

Table 2.5: Optimal solution at 20 knots

Variables L B D T CB

Optimal 200 29.56 15 7.88 0.6

The block coefficient hit the lower bound when the speed increases, which is

engineering logical. The curve presented in Figure 2.2 illustrates the trend in basic

container ship block coefficient as a function of speed.

Figure 2.2: Block coefficient versus speed

2.7 DISCUSSION OF RESULTS

Even though the resistance model is simplified, the optimal solution is not a biased ship

design. When studying successful container ships, the ship length in this design indicates

that this ship is large enough to carry the design containers. The curve in Figure 2.3

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presents the relationship between ship length and total TEU based on regression analysis

of real-world container ship designs.

The design load of this container ship project is 2400 TEUs, and in the optimal solution the

length is 210m, meaning that the optimal design fits well in the regression model. In this

respect, the optimal design is valid which could fully satisfy the loading requirement.

Figure 2.3: LBP versus TEUs

The optimization result could be improved by further considering the ship’s

maneuvering and seakeeping performance. These would be competing objectives

compared with resistance optimization. The multi-objective optimization results could

degrade the resistance performance. However, the optimal design would be more

developed and balanced ship design.

2.8 SYSTEM INTEGRATION

The resistance subsystem interacts closely with all the other subsystems studied. The

optimal results calculated in this subsystem were sent to mid-ship structure strength

system. Also, with the design speed provided by the operation subsystem we can give

an estimated effective powering requirement to the propulsion system as a starting

point.

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This subsystem also takes feedbacks from the other subsystems. The integration of

propulsion and operation subsystems would generate an estimated fuel volume

needed to run this containership. To check that the optimal design hull has the

capacity to carry the containers and fuel volume required, a 3-D Rhino model was build

and a mid-ship section was plotted with design loaded containers inside. In Figure 2.5,

the space between the bottom and the inner bottom was design to filled with oil tanks.

After an approximation calculation, the design ship can successfully carry all the

containers and fuels. The design was considered to converge at this initial design level.

Figure 2.4: Rhino model for the ship hull

Figure 2.5: Mid-ship section with loaded containers

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3 PROPULSION SUBSYSTEM

3.1 PROBLEM STATEMENT

The prime mover selection for a vessel is a critical and essential portion of the total

vessel design. It marks a major milestone in the maturity of the design and is dependent

upon and influences several key performance parameters of the total system. This sub-

system will consist of several components that will have to be optimized and matched

for the desired performance of the overall system. The current effort will analyze a

variety of engine configurations in order to determine the optimal design configuration.

The original goal of optimizing the main engine, drive shaft, main reduction gear, and

the propeller, has been reduced in scope and limited to the main engine configuration.

The remainder of the proposed system can be handled with the aid of mark-downs for

efficiency losses.

Table 3.2 - Total Set of Engines Evaluated contains the 71 engines as a function of type

for the 714 viable architectural configurations. Each of these architectural

configurations was evaluated for each of the 71 engines. This yielded 50,964 scenarios

that need to be optimized to meet the prescribed constraints.

Table 3.2 - Total Set of Engines Evaluated

Main Engine

Type

Variants

Slow Speed

Diesel (SSDE)

41 engines, 7

families

Med Speed

Diesel

(MSDE)

24 engines, 6

families

Gas Turbine

(GT)

5 engines, 3

families

3.2 NOMENCLATURE

Variable Description

ni The configuration-vector a nine

position vector that allows each

position to vary from 0 to 4. However

the total component sum of the

vector is limited to 4.

A The coefficients that describe the

quadratic fuel loading curve for

each engine as a function of

percentage load

B

C

xi Percentage load applied to an

engine allowed to be continuous for

zero to one.

pi The maximum installed power for

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each engine

wi The maximum installed weight for

each engine

PwrReq The total system required power in

order to make the prescribed speed.

3.3 MATHEMATICAL MODEL

3.3.1 OBJECTIVE FUNCTION

This is a multi-objective optimization problem. However system weight is a concern and

not a hard limitation. The prime mover system must deliver the required power in order

to maintain speed and minimize fuel efficiency across the required range. The two

functions that need to be minimized at the total fuel consumption and the total

installed weight. These functions are highlighted below.

The total fuel consumption is the summation of the product of the configuration vector,

the individual engine power at load, and the engine’s specific fuel consumption at

load. The engine power and the specific fuel consumption are both a function of the

applied load. This creates a summation of third order polynomials, represented in

Equation 3.1.

Equation 3.1

∑ (

)

The total weight installed is simply the summation of the individual engine weights

multiplied with the configuration vector. For this function the engine load is irrelevant.

Equation 3.2

As the 50,964 scenarios are evaluated individually a Pareto front is developed for total

weight installed and total fuel consumption. The optimal points are a function of the

minimum required power from the system.

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3.3.2 CONSTRAINTS

The following initial constraints have been established. The installed power must be

greater than or equal to the total required power, Equation 3.3. This is required for the

vessel to make speed. The sum of the configuration vector will not exceed 4, Equation

3.4. In other words there will be no more than four installed engines. The engine

loading will be bounded between 0% and 100% of its maximum rating, Equation 3.5.

Equation 3.3

Equation 3.4

Equation 3.5

3.4 MODEL ANALYSIS

A monotonicity analysis for the generalized case illustrates that either constraint G1 or

G3 is active. Since constraint G3 would mean that the percentage load is zero this is

considered a trivial solution and removed from consideration. This implies that

constraint G1 is the active constraint. This result is consistent with modeling results for the

expanded case. Table 3.3 - Monotonicity Analysis for General Scenario highlights the

outcome of the generalized scenario analysis.

Table 3.3 - Monotonicity Analysis for General Scenario

F + ( ) Equation 3.1

G1 - Equation 3.3

G2 + Equation 3.5

G3 - Equation 3.5

Several simplifications have been incorporated into this model. The most notable is that

only one engine family is evaluated for optimality at a time. This mean there are no

multiple family solutions presented within any of this data. The second is that engines of

the same model within the family have been loaded identically. This means that if two

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or more of the same engine has been selected by a given configuration vector all of

these engines have the same applied loading. These simplifications are seldom true in

the marine market. Hybrid or multi-family solutions are employed extensively. This fact is

becoming more the standard as opposed to the norm as emission requirements

continue to become more stringent. Further if common engines are selected it is often

the case that the operator will choose to run one or more engine in a highly loaded

configuration with one on idle or standby in order to ensure fuel economy or

redundancy.

3.5 OPTIMIZATION STUDY

Input parameters to the optimization study include the required system power and the

fuel consumption curve coefficients. The following graphics were developed using a

required system power of 25,000 kW. This parameter was based on the vess that is to be

replaced by this proposed solution. Figure 3.1 - Engine Configuration Evaluations plots

the optimized solutions for every engine family for every possible configuration vector.

There are a few important items to note on this graphic. First the majority of the

solutions have converged to the minimum required power of 25,000 kW. This set of

converged solutions includes almost all of the diesel engine scenarios regardless of type.

The scattering of points above the 25,000 kW represent several of the GT scenarios. This

has occurred since the optimizer had minimized fuel consumption and the minimal

consumption for these combinations of engine family and configuration occur above

the minimum required power. Essentially these options consume more fuel and

produce more power than required for this application. There are some few points that

fail to meet the, 25,000 kW, requirement. These points are strictly infeasible for this

required power.

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Figure 3.1 - Engine Configuration Evaluations

Figure 3.2 - Best of Family plots the optimal solution for each family as a function of total

system weight and fuel consumption. This graphic represent the best, feasible, non-

dominated point for each family at the, 25,000 kW, power requirement. One can see

the development of a pseudo Pareto front. As expected the front follows an inverse

exponential pattern. However it does point out that if a closest to utopia approach

was adopted the MSDE group would be the preferred solution set for this power rating.

However if weight is not a constraining factor and fuel consumption is the only concern

then the SSDE group would be the preferred option. The only viable use for the GT

group would be in highly weight constrained applications, such as aircraft or other high

performance vessels.

0

2000

4000

6000

8000

10000

0

2

4

6

8

10

x 104

0

0.5

1

1.5

2

2.5

3

x 107

System Weight [mt]

Engine Evaluation

System Power [kW]

Fuel Load [

g/h

r]

V51/60DF

V48/60CR

V48/60B

L51/60DF

L48/60CR

L48/60B

S90ME-C8

G70ME-C9

S70ME-C8

G60ME-C9

K98ME-C7

K98ME7

S90ME-C9

LM1600

LM2500

LM2500+

LM2500+G4

MT30

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Figure 3.2 - Best of Family

Figure 3.3 - Best of Type Fuel Consumption vs Load illustrates how the fuel consumption

of the three type optimal solutions will vary with respect to load. While at first glance

one could be tempted to approximate the MSDE and SSDE curves as linear, further

inspect reveals that there is an inflection point in each however the curvature is not

nearly as dramatic as the GT trend. Focusing on the diesel solutions one can also see

that the curves are essentially parallel and do not intersect. This would indicate that

there is not a portion of the loading profile that would change the optimal solution for

this power requirement. Additionally since there is not a large deviate between these

curves anywhere along the length the incremental advantage of one solution over the

other is not persuasive.

0 200 400 600 800 1000 12004

4.5

5

5.5

6

6.5x 10

6

System Weight [mt]

Fuel Load [

g/h

r]

Best of Family

V51/60DF

V48/60CR

V48/60B

L51/60DF

L48/60CR

L48/60B

S90ME-C8

G70ME-C9

S70ME-C8

G60ME-C9

K98ME-C7

K98ME7

S90ME-C9

LM1600

LM2500

LM2500+

LM2500+G4

MT30

GT

MSDE

SSD

E

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Figure 3.3 - Best of Type Fuel Consumption vs Load

3.6 PARAMETRIC STUDY

Upon the completion of the modeling described above, it was desired to determine

the effect of the modeling input parameters on the solution set. To support this study

the input parameter of Required Power was varied from 75 MW to 5 MW in order to

observe the affect. These results are tabulated in Table 4.3 - Impact of Required Power.

As evidenced the family solution for the SSDE and the MSDE is remarkably stable. This

would indicate that these family solutions are superior and non-dominated with regards

to fuel efficiency characteristics. It is important to note that the configuration vector

however is highly volatile. The optimizer has chosen a solution that effectively ‘rides’ the

bottom of the fuel consumption curve and loads the engines accordingly. This

observation holds for both the SSDE and the MSDE types. The GT are much more

volatile and finely tuned as expected. While the diesel engines provide a broader

operational availability the GTs, are niche solutions for a very narrow band of

operational considerations. It would be interesting to determine if a bi-modal

operational constraint would produce similarly consistent results.

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Table 4.3 - Impact of Required Power

Power

Required

(kW)

SSDE ni pi MSDE ni pi GT ni pi

75,000 G60ME-C9 2

0

0

2

13,400

16,080

18,760

21,440

V48/60CR 0

0

0

4

14,400

16,800

19,200 21,600

LM2500+ 3 30,201

65,000 G60ME-C9 0

0

2

1

13,400

16,080

18,760

21,440

V48/60CR 0

2

0

2

14,400

16,800

19,200

21,600

LM2500+G4 2 35,324

55,000 G60ME-C9 0

3

1

0

13,400

16,080

18,760

21,440

V48/60CR 0

0

0

3

14,400

16,800

19,200

21,600

LM2500+ 2 30,201

45,000 G60ME-C9 0

0

3

0

13,400

16,080

18,760

21,440

V48/60CR 0

2

1

0

14,400

16,800

19,200

21,600

LM2500 2 25,056

35,000 G60ME-C9 0

0

0

2

13,400

16,080

18,760

21,440

V48/60CR 0

0

1

1

14,400

16,800

19,200

21,600

MT30 1 36,000

25,000 G70ME-C9 0

0

0

1

18,200

21,840

25,480

29,120

V48/60CR 2

0

0

0

14,400

16,800

19,200

21,600

LM2500+ 1 30,201

15,000 G60ME-C9 0

0

1

0

13,400

16,080

18,760

21,440

V48/60CR 0

1

0

0

14,400

16,800

19,200

21,600

LM1600 1 14,914

5,000 G60ME-C9 1

0

0

0

13,400

16,080

18,760

21,440

L48/60CR 1

0

0

0

7,200

8,400

9,600

10,800

MT7 1 5,000

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3.7 RESULTS

The Required Power parameter ultimately was 2,831 kW. This value was rounded to

3,000 kW to allow for some modest margin for unaccounted for shafting and tranmission

losses. The following three figures reanalyize the base data set in a similar manner that

was previously presented with the finalized parameters. Figure 3.4 - Best of Family Final

illustrates the same pareto front of Fuel Consumption versus System Weight analogous

to Figure 3.2. One can immediatle see that the required powere reduction as

subsequently reduced the ‘gaps’ between engine types and flattened the overall

curve. This is expected since fuel consumed and power required are directly

porportional. Since these ‘gaps’ have closed so significantly it is necessary to expand

the lower corner near the utopian point, see Figure 3.5.

Figure 3.4 - Best of Family Final

0 200 400 600 800 1000 12000.4

0.6

0.8

1

1.2

1.4

1.6

1.8

2

2.2x 10

6

System Weight [mt]

Fuel Load [

g/h

r]

Best of Family

V51/60DF

V48/60CR

V48/60B

L51/60DF

L48/60CR

L48/60B

S90ME-C8

G70ME-C9

S70ME-C8

G60ME-C9

K98ME-C7

K98ME7

S90ME-C9

LM500

LM1600

LM2500

LM2500+

LM2500+G4

MT30

MT7

TF40

ETF40B

TF50A

GT

MSDE SSDE

Expanded

below

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Figure 3.5 - Best of Family Final Expanded

From Figure 3.5 - Best of Family Final Expanded one can determine that the G60ME-C9,

L48/60CR, and TF40 are the preferred solutions. These results continue to illustrate the

trend stability in the family solution of the parametric study. Also in this case the

configuration vector is the same as presented for the 5 MW case within the parametric

study. Once again the GT is more sensitive to the input parameters; as such the

preferred solution is again different. Since this is an input to the other areas of the

project consumption versus fuel loading curve was developed for the preferred engine

selections. Figure 3.6 - Best of Type Fuel Consumption vs Load Final depicts the trends of

fuel consumption versus engine loading. The chart is similar to Figure 3.3, only in this

case there are very mixed results. There is no single dominant engine choice; therefore

the selection will largely depend on other operational considerations. Also it is worth

noting that the 50% load for all three engine types does not equate to a common

power level the minimum required power of 3,000 kW has been marked with a star on

Figure 3.6. At this point it may be prudent to consider additional smaller diesel engines

in order to further develop the design space and evaluate all options.

GT

MSDE

SSDE

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Figure 3.6 - Best of Type Fuel Consumption vs Load Final

In conclusion Table 3.5 – Cost Comparison of Final Selections documents the most

preferred solution of each type, its associated variables, and an estimated cost. The

estimated cost is based on total installed horse power and was developed from a

regression fit of diesel engines. Its applicability to aero derivative gas turbines is suspect

and should be reevaluated when time allows.

Table 3.5 – Cost Comparison of Final Selections

Costs CYL KW n A B C hp $M

L48/60CR 6 7200 1 129.52 -186.29 239.76 9655.359 60.9E+6

G60ME-C9 5 13400 1 84 -115 202 17969.7 110.8E+6

TF40 2983 1 1480.8 -2340.7 1218.8 4000.269 27.0E+6

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4 SHIP MIDSHIP STRUCTURE SUBSYSTEM

4.1 PROBLEM STATEMENT

The structure of the vessel must be adequately design such that it can withstand the

environment it is exposed to in a safe and reliable manner. At the same time, designers

seek to remove parasitic weight, often adding little strengthening effects while reducing

the efficiency of the transportation system. In order to make a significant reduction of

cost in the overall operation and lifespan of the newly designed container vessel, a

proper optimization of the ships primary hull structure will be conducted. For vessels like

a containership, a large percentage of the body is referred to as the parallel midbody,

where little to no significant curvature at the design waterline occurs. The structure in

this region is the main load bearing portion of the vessel, responding to the critical

bending and pressure loads. The proposed system takes a basic model of the midship

section and optimizes it for cost while constraining it to a set of published classification

standards.

Figure 4.7: Example Midship Containership Section5

Modern classification rules have been developed to incorporate traditional design

wisdom and tradeoffs as well as more modern state of the art analysis to quickly and

efficiently evaluate the design.

4.2 NOMENCLATURE

To model this structure, a series of structural elements are arranged in such a manner to

effectively recreate a midship section. The most basic element is a plate/stiffener

combination, often referred to as a stiffened T-panel. The T panel, Figure 4.8, is defined

by 5 primary characteristics, plate thickness, web thickness, web height, flange

thickness, and flange breadth.

5 Source: http://upload.wikimedia.org/wikipedia/commons/e/e9/General_cargo_ship_midship_section_english.png

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Figure 4.8: Stiffened T Panel Geometry6

These stiffened T panels are arranged from span end to span end to form grillages,

often incorporating transverse members. For the purpose of this model, only

longitudinal effects are modeled. The grillages may then be arranged in location with

orientations to form a basic structure. Additional plates referred to as structural details

are often added to add structural integrity where needed, whether it be to decrease

the span of the overall grillage or to add moment of inertia to prevent deformation.

The problem presents designers with a decision to make; Either attempt to model each

dimension independently, thus producing 5 variables for every stiffened T panel,

multiplied by the number of panels in a grillage multiplied by the number of grillages in

a section, or seek to reduce the dimensionality of the problem. Choosing the second

option, stiffener libraries are often employed, this making the selection of stiffener

dimensions a single variable. For this problem, the following libraries were used:

Table 4.6: Stiffener Library (mm)

Dimension Stiffener

1

Stiffener

2

Stiffener

3

Stiffener

4

Stiffener

5

Stiffener

6

Stiffener

7

Stiffener

8

Web

Thickness

2 4 4 6 6 10 10 12

Flange

Thickness

2 3 4 5 6 8 10 10

Web

Height

100 200 200 300 300 400 400 500

Flange

Breadth

40 40 80 50 90 60 100 120

Table 4.7: Plate Library (mm)

Dimension Plate 1 Plate 2 Plate 3 Plate 4 Plate 5 Plate 6 Plate 7 Plate 8

Plate

Thickness

2.5 5 10 15 20 25 30 35

6 http://ars.els-cdn.com/content/image/1-s2.0-S0167473012000409-gr1.jpg

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Furthermore, a working model of the ship is required. For structural purposes, the ship

will be defined by a series of parameters to be used in strength definitions. The

parameters Length(L), Beam(B), Draft(T), Depth(D), Block Coefficient ( ), and velocity

will be used for calculation of the strength constraints.

4.3 MATHEMATICAL MODEL

Based on the aforementioned scenario, a mathematical cost model will be developed

and optimized. For the structural scantlings, this project seeks to minimize total structural

cost, .

Equation 4.1

( )

A primary reference, Rahman and Caldwell, advocated a simplistic model in 1995

considering the plate and stiffener combination. Resultant cost is calculated based on

the volume of material, ( ) used in the design and a weighting factor on

the weld length, ( ). Specifically, 4 partial costs contribute:

Equation 4.2

The optimizer must balance the desire to utilize many smaller stiffeners versus single

larger stiffeners. The weighting factors will be critically important in determining the

design space. Experimental results have suggested that the cost is most dependent on

the material cost assumed for the vessel. At presents the cost used in the modern cost

per weight value for mild steel. This model as described in the 1995 publication has

been replicated and implemented. All parameter inputs are listed below.

Table 4.8: Cost Model Coefficients

Cost Coefficients Material Cost ($/ton) 800.00

Material Density (ton/m^3) 7.85

Stiffener cost Coefficient 1.05

Labor Rate ($/hr) 27.00

Weld rate (m/hr) 1.2

Fabrication rate (m/hr) 1.5

Electric Utilization rate (m/hr) 0.9

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The objective will be constrained by multiple structural rules (ABS, 2013). The most basic

and design driving constraint is one on Section moment of inertia, .

Equation 4.3

( )

This minimum sectional moment of inertia is responsible for resisting the bending force

applied in the maximum design sea state (Hughes & Paik, 2010). Further granularity

indicates:

Equation 4.4

( )

This further reduces to:

Equation 4.5

( ) ( )

Where:

Equation 4.6

(

)

Or

And:

For the initial pass design. Thus we expect for the initial design, the require longitudinal

vertical moment of inertia in units of m^4 to be

At the individual plate level, the structural requirement is often that of pressures.

Specifically, the different regions as defined by the previously mentioned regions affect

the maximum design pressure hull plating must withstand.

Equation 4.7

( )

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This ensures that regions of plating will remain elastic during previously calculated

slamming loads. Specifically, the following values were applied:

Table 9.4: Minimum Plate Thickness Constraints by Location

Location: Minimum Thickness Equation Minimum thickness resultant dependent

on spacing

Side Shell

(

) √( ) (

) ( )

( )

Bottom Shell

(

) √( ) (

) ( )

( )

Strength

Deck

( ) ( )

The final structural consideration is for stiffener buckling or tripping a failure mode in

which excess displacements of the stiffener web cause the structure to become

unstable and collapse. We require that:

Equation 4.8

( )

Where (248 MPa) is the yield stress of mild steel and E (217 GPA) is the elastic modulus

of mild steel and l (2 m) is the transverse frame spacing determining the un-bisected

length of the stiffener member. Again this ensures through empirical results that the

stiffener will remain in a load bearing capacity and thus structurally sound. We apply a

yield stress and elastic modulus of steel. Numerically, this constraint is defined to be a

value of .

This gives us the optimization expression:

( )

( )

( )

4.4 MODEL ANALYSIS

For the structural subsystem a notional hull was created to test the optimizer on.

Ideally this hull would closely mirror the future integrated ship so that changes within

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parameters were kept to a minimum Model geometry was formulated using the

following ship hull characteristics (All Values in meters):

Table 4.10: Ship Characteristics

Length Beam Draft Depth Block

Coefficient

Inner bottom

Height

Bilge

Radius

Overhang

320 32 12 20 0.6 1.5 2 1

Due to the discrete nature of the libraries, gradient based optimization is somewhat less

useful and patches would be required to work around the discrete nature of the

problem. Instead, the problem was optimized using evolutionary algorithms. Initial

attempts were made to analyze the structure using Matlab and its Optimization toolbox.

However after multiple attempts, python was adopted as a base computing language.

The optimizer selected was an open source variant of the Inspyred repository Single

Objective Genetic Algorithm (SOGA). A 90 bit chromosome with 30 genes, interprets

integer inputs to create 8 stiffened panels requiring 9 bit places and 6 (7 shown, though

the bilge radius plate thickness is slaved to its neighboring bottom shell thickness value)

plate values requiring 3 bits.

Figure 4.9: Representative 9 bit Grillage Gene with Binary input on top and Discrete

Library Values on Bottom Each gene corresponds to an independent variable, selecting 1 through 8 from the

associated libraries. For a given grillage, the first 3 bits correspond to the plate thickness,

the second 3 bits correspond to the stiffener type and the third 3 bits correspond to the

number of stiffeners on the given grillage. Due to the indexing standard in python, the

binary conversion has a factor of +1 as python relies of 0 indices. A post processing

script produces the following image, where stiffened panel plates are shown in black,

the details are shown in blue and the stiffeners in red.

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Figure 4.10: Representative Test Geometry (Dimensions in millimeters)

This geometry balances the tradeoff between granularity and producibility. The

problem becomes more simplified and manageable as the plate sections become

longer and longer. At the same time in the most complex case each individual stiffener

would be appropriately sized for its specific ship location. The decision was made to

limit maximum plate sizes to 10 m for producibility reasons. Ten meters is a rough

standard maximum size of industrial panel lines, though the exact length will vary from

manufacturer to manufacturer. This resulted in the largest plate being 9500 mm in

length.

The costing model applied normalization with external penalty terms for each violation

of the penalty:

Equation 4.9

The model produced 17 net penalty terms, 2 terms per each of the 6 grillages and 1

term for the global moment of inertia. The external penalty term method was selected

for its ability to contain the infeasible region and keep the optimizer searching feasible

space and its edge. In this manner, the genetic algorithm was shown to remain most

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stable, and the normalizing factor of 50,000 was determined empirically to scale the

results. The following figure shows a basic pseudo-code for the determination of

structural cost:

START

DECODE BINARY GENES INTO

DISCRETE LIBRARY ENTRIES

ASSEMBLE SECTION GEOMETRY FROM

INPUT LIBRARY PARAMETERS

CALCULATE VERTICAL CENTROID

FOR EVERY GRILLAGE WITHIN

THE SECTION:

DETERMINE REQUIRED AND EFFECTIVE PLATE THICKNESS

DETERIME EFFECTIVE STIFFENER MOMENT OF INERTIA TO AREA RATIO

CALCULATE GLOBAL EFFECTIVE MOMENT

OF INERTIA

DETERMINE UNPENALIZED SECTION COST

IS EFFECTIVE THICKNESS > REQUIRED

THICKNESS

ADD PENALTY TERM

IS EFFECTIVE INERTIA TO AREA RATIO < MAXIMUM

RATIO

NO

YES

YES

NO

ADD PENALTY TERM

IS GLOBAL MOMENT OF INERTIA > REQUIRED MOMENT OF INERTIA

NO

ADD PENALTY TERM

YESSUM PENALTY

TERMS AND ADD TO UNPENALIZED COST

RETURN RESULTANT COST

STOP

Figure 4.11: Structural Optimization Pseudo code Flow Chart

The model was created and run in python to test the bounded-ness and output of the

costing function. Four Random seeds were taken and used to run the SOGA. The

following algorithm parameters were used:

Table 4.11: Single Objective Genetic Algorithm Parameters

SOGA Parameters

Chromosome size (bits) 90

Crossover operator Single point per gene

Crossover rate 0.95

Mutation rate 0.01

Mutation Exponent 4

Population size 1000

Max Generation Number 100

Random Seed 1021,1022,1023,1024

Elitism Percentage 1

Selector Mechanism Two-pass Tourney

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Initial results demonstrated that without a more complex model of the structure and at

the given test dimensions, the global moment of inertia constraint would not be met.

As only the primary longitudinal structure without tween deck is modeled, constraint

relaxation was necessary for this model. Therefore, the constraint was reduced to a

value of 50% of the nominal result or 220 m^4. The analysis was then repeated.

4.5 OPTIMIZATION REULTS

Using the modified constraint, the structure was developed and tested with the 4

random seed inputs. The results are shown below:

Table 4.12: Random Seed Optimization Results

Initial System Results

Random Seed 1021 $379,150 per m $140,740,000

Random Seed 1022 $379,150 per m $140,740,000

Random Seed 1023 $379,150 per m $140,740,000

Random Seed 1024 $379,150 per m $140,740,000

The four random seeds selected all converged to near identical values (within $100

which is beyond the accuracy of the model). The minimum cost of the structure per

unit length was determined to be $379,150 per meter. Applying a 1.4 complexity factor

for the high curvature in the bow and stern regions and assuming a standard

containership with 60% parallel midbody, this equates to an initial ship cost of

$140,740,000. This value is slightly high as compared to modern containerships, but the

labor rate within the United States, mandated by the Jones act is roughly 2x to 2.5x that

of competing ship yards in China. The resulting structure appears below:

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Figure 4.12: Initial Optimized Midship Half Section

4.6 PARAMETRIC STUDY

As previously mentioned the cost model is well studied and it is understood that

the cost of the material will drive the ultimate price of the structure, with labor rate

playing a secondary role. The critical sensitivity observed in this optimization is the input

ship dimensions and their effect on moment of inertia globally. The 320m length and 32

m beam cause the global required moment of inertia to be far too high for a structure

prototyped in this manner. In fact, this is part of the reason tween decks are often used

in ships of this scale, as they contribute to the moment of inertia. The results show that

due to the requirement to meet that strict constraint, the bottom shell plating thickness,

and the overhangs, which have the greatest effect on the moment as these

components are farthest from the vertical centroid are increased in thickness until the

constraint is met. This causes the hull bottom to have a high moment of inertia to area

ratio locally. This in turn causes the number of stiffeners per grillage to increase and the

span of the hull plate to decrease, keeping the constraint unviolated. Indeed we see

numerous very small stiffeners in the strength deck for the same reason. On the side

shell, where the thickness has less effect on the global moment of inertia, we see a

decrease plate thickness. This decreased thickness allows the stiffeners to increase in

size. Therefore, we expect the global moment of inertia to have the greatest sensitivity.

Decreases in magnitude will have a drastic effect on the resulting output. And initially,

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the hullform subsystem communicated that there would be large changes to the

dimensions causing the global moment to decrease.

4.7 SUBSYSTEM INTEGRATION

The structural subsystem integrates mainly with the Resistance and Hullform

Subsystem. Again using the design spiral approach, the following parameters were

used for a final optimization:

Table 4.13: Final Optimization Hull Parameters

Length Beam Draft Depth Block Coefficient Inner bottom Height

210 29.56 11.8 15.8 0.66 1.5

This critically changes the constraint parameters. The new required global moment of

inertia becomes 110.54 m^4. The minimum thicknesses are affected in the following

way:

Table 4.14: Updated Minimum Thickness Constraints

Location: Minimum Thickness Equation Minimum thickness resultant dependent

on spacing

Side Shell

(

) √( ) (

) ( )

( )

Bottom Shell

(

) √( ) (

) ( )

( )

Strength

Deck

( ) ( )

In general we see a decrease or relaxation of constraints as compared to the initial

study and development. Again from the parametric study we expect this to drastically

change the optimized structure. To attempt to model a better notional geometry, the

outputs of the resistance calculation were mocked up in the ORCA3D suite of

Rhinoceros. The resulting final midship section as considered by the structural subsystem

is shown below.

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Figure 4.13: Representative Half Section for final Resistance Outputs

This section was best modeled by a total of 10 grillages and 5 structural details. Note,

stiffener intersections were assumed to be insignificant in this updated geometry. This

added to the length of the chromosome making it 105 bits long, with 35 3 bit genes.

This geometry may be viewed below in the finalized output, Figure 4.14.

Again, identical parameters were used for the SOGA. The same random seeds were

run to completion. The results are shown below, this time with some variability in the

optimized solution.

Table 4.15: Random Seed Optimization Results

Initial System Results

Random Seed 1021 $296,700 per m $72,276,000

Random Seed 1022 $296,820 per m $72,305,000

Random Seed 1023 $296,750 per m $72,880,000

Random Seed 1024 $296,660 per m $72,266,000

The most exciting thing to see is that the global moment of inertia constraint and the

finalized ship cost scale linearly. In the most efficient structures, there is no parasitic

material, so a direct change to a driving constraint will have the same effect on the

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structure. The global moment of inertia was halved, and in turn, the cost was roughly

halved, from $140 MM to $ 72 MM. This would seem to indicate that the program is

performing very well with the new design. Additionally viewing the outputs, one can

deduce where the relaxation has an effect.

Figure 4.14: Final Structurally Optimized Midship Section

First, we can see that the optimizer seeks to move steel away from the centroid of the

section, located roughly 5 meters above the baseline. The stiffeners in the inner bottom

have grown in web height because the relaxation in thickness has allowed more

contribution to the stiffener moment of inertia. The new division of geometry has also

shifted some of the location of stiffeners around and as grillages away from the

centroid grow their plate thicknesses, the other constraint respond accordingly. We see

that in Figure 4.15 the last two genes are both 7 corresponding to the thickest detail

plate thickness in the overhangs at the top of the structure. Again this corresponds to

the desire to raise the moment of inertia of the structure as efficiently as possible and

will cost less than a stiffener as the stiffener has 105% of the cost of plate steel.

5 7 5 5 4 5 4 6 5 4 0 5 4 3 0 6 0 5 3 5 0 4 4 5 4 1 3 7 7 0 4 7 4 7 7

Figure 4.15: Real Coded Gene Values for Optimized Midship Section

The Value of $72 MM is a very good real world estimate for early stage design. One

would expect the structural cost to be about $30 MM for a highly optimized

containership of this size from China and with the mark up for US labor prices, this seems

to fit accordingly.

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5 REGULATORY AND OPERATIONAL REQUIREMENTS SUBSYSTEM

5.1 DESIGN PROBLEM STATEMENT

Since all ships must meet certain regulatory and operational requirements, optimization

in this arena can be a bit of a challenge. For the purposes of this project, this subsystem

is defined in two parts. The first is optimizing the volume of fuel that must be carried

onboard from the beginning of the trip to make the entire loop. This portion takes into

account that the ship may encounter storms and must have enough fuel to avoid the

storms and still deliver the cargo. The second part is defining regulatory and operational

constraints for the entire project. Since fuel is the second largest cost of operating a ship

(personnel costs being the first), fuel volume optimization is an area where significant

savings can be realized. This system has been simplified by disregarding all regulatory

safety factors, ballast needs, and the effect of fuel consumption on the trim of the

vessel. These assumptions definitely impact the ability to model reality properly, but this

model would still be useful as a starting point for a more sophisticated optimization

project.

The relevant regulations for this project are those published by the class society, the

American Bureau of Shipping, federal regulations as enforced by the US Coast Guard

and international regulations as published by the International Maritime Organization.

For the purposes of this optimization, the only regulations that will be discussed are those

that pertain to the environment. This decision was made because environmental

regulations will drive the cruising speed (fuel consumption, route, scheduling, etc.),

propulsion prime mover selection (steam/diesel/diesel electric) and other equipment

decisions. All regulations regarding ship structure, minimum engineering design

standards, and other aspects of ship design will be considered constraints of the design

space and uninteresting as a topic for discussion. If this project were to result in an

actual ship, state and port regulations might also have to considered depending on the

route the ship was taking.

The regulations that are primarily of interest are MARPOL 73/76 (international) and 40

CFR 94 and 1042 (domestic). MARPOL 73/76 regulates all pollution from ships; everything

from oil or hazardous waste to various types of air emissions. Annex VI of MARPOL 73/76

contains the international regulations for all air emissions, primarily sulfur oxides (SOx)

and nitrous oxides (NOx) in exhaust gases and chlorofluorocarbon (CFC) refrigerants.

Since this project will only be driven by exhaust gas emissions, this report will disregard all

other types of pollution since those regulations pertain to treatment equipment, record

keeping and proper operation of the ship. These regulations (both domestic and

international) dictate what type of engines new ships are allowed to use. The engines

must meet a certain pollution standard for NOx and SOx by a certain year. The provision

that applies to the ship that results from this design project is Tier 3, which comes into

force in 2016. This means that any engine the ship uses must not emit more than 1.96-3.4

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grams of NOx per kilowatt-hour the engine produces, 2 grams of hydrocarbons per

kilowatt-hour and 5 grams of carbon monoxide per kilowatt-hour. Currently, SOx

emissions are controlled by legislation regarding the sulfur content of the fuels used in

the engines. For context, current limits for NOx emissions are 9.8-17 grams per kilowatt-

hour. The domestic regulations contain the exact same standards as MARPOL 73/76.

The ships are permitted to use various types of emissions-reducing technology including

exhaust gas scrubbers to meet these standards. This aspect of this project will address

the propulsion plant holistically, rather than trying to optimize the combination of

emissions-reducing components. However, this project will optimize the volume of fuel

carried based on number of nautical miles travelled and the probability of needing to

divert from the Great Circle Route due to weather or other mishap. The safety factor will

be disregarded to allow the problem to be optimized.

5.2 NOMENCLATURE

All variables for this project are outlined in Annex I. The variables needed for this system

are the speed of the ship on each leg of the trip (velocity, V, meters per second),

distance travelled (Dt, meters), specific fuel consumption of the engine(s) at the

different speeds (SFC, cubic meters per kilowatt of engine output) and the sea state (Ss,

Beaufort Scale). The outputs of this optimization will be the final fuel cost for a full tank

(Fc, $) and the final fuel volume (Fv, cubic meters) that will be given to the hull resistance

subsystem and the propulsion subsystem at various stages in the project to aid in the

project’s progress through the design spiral. The final cost for fuel will be part of the final

cost of the ship.

5.3 MATHEMATICAL MODEL

5.3.1OBJECTIVE FUNCTION

The objective function will be a function of specific fuel consumption, speed, distance

travelled, and weather encountered in the ship’s path. Specific fuel consumption and

speed will be constraints determined analytically given the demands of the schedule

and the specifications of the propulsion engine(s). Instead of modeling the weather as

a continuous function of some sort, the model calculates the individual fuel cost and

volume values given a specific scenario. For each engine set, there will be sixteen

scenarios; eight to model the combinations of storm/no storm on each leg and two sets

of eight to model the ship going in a loop versus returning to the previous port. Please

see the map diagram on the following page. The extra distance is captured in the Dt

variable.

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Equation 5.1

( ) ( ) ( )

Equation 5.2

( ) [

] [

]

[

]( [

]

)

The equation above is modified to calculate the loop trip costs by replacing the matrix

after the storm matrix with the values for the loops. The values in the matrices are

number of days since specific fuel consumption is units of cubic meters per kilowatt

hour.

Table 5.1 – Storm Matrix

TacomaOakland OaklandHonolulu HonoluluTacoma

1 1 1

1 1 0

1 0 1

1 0 0

0 1 1

0 1 0

0 0 1

0 0 0

In the storm matrix, a value of one indicates that the ship encounters a storm, a value of

zero indicates that the ship does not encounter a storm.

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Figure 5.1 – Leg and Loop Duration

The percentages indicate the percentage of sea speed. For example, 100% of sea

speed = 10.5 knots. 75% sea speed = 8 knots.

The cost of fuel is given as $650 per metric ton since that is approximately the current

market price of marine diesel fuel. This type of fuel was selected since higher grade

fuels are not necessary for proper operation of the vessel and lower grade fuels do not

comply with environmental restrictions as outlined previously.

5.3.2 CONSTRAINTS

Since the regulatory constraints and the realistic smaller tank volumes are being ignored

in favor of optimizing one volume, there are few physical constraints. This problem is a

minimization problem that will be bounded by a minimum volume calculated from the

shortest distance the ship must travel (once around the loop, no diversions). However,

this bound should not be active because the realistically optimal volume of fuel is more

than that volume. This constraint is a practical constraint. The practical constraints for

this problem come in upper and lower bounds (or even given specific values) for the

specific fuel consumption and ship’s velocity. The distance travelled and sea state will

be outputs of the probability function with the maximum sea state the ship can

withstand set at 9 on the Beaufort Scale.

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5.3.3 DESIGN VARIABLES AND PARAMETERS

Table 5.2 –Variable Nomenclature

Symbol Definition Bound

Dt Distance Travelled Minimum = entire loop

Fc Final Fuel Cost Minimum = cost of fuel to travel one loop,

maximum = cost if there are storms on each leg

Fv Final Fuel Volume Minimum = 138.75 m3, maximum = 672.79 m3

SFc Specific Fuel Cost $650 per metric ton

SFC Specific Fuel

Consumption

Specified for chosen engine(s)

All variables used in the model are described in the table above. However, it should be

noted, that as the model is developed, other variables and parameters might be

added. At this point, the problem has two degrees of freedom. One feasible solution is

the minimum volume calculated based on perfect weather.

5.3.4 ASSUMPTIONS

This model has been simplified through use of several assumptions:

If the ship encounters a storm, the storm is assumed to be located such that the ship

cannot complete delivery of the cargo on that leg. This choice was made to ensure

that the optimization only analyzed the worst case scenarios.

The ship travels at a constant speed (sea speed) from sea buoy to sea buoy. This means

that the model does not have to take maneuvering in and out of port or in-port fuel

consumption into account. This assumption simplifies the model so that the optimization

can use readily available data rather than making potentially unreasonable

assumptions about the behavior of the machinery at low speeds.

The number of days of each storm avoidance loop was calculated using the number of

days that storm events lasted as indicated by the data. For example, if the storm event

lasted three days, the storm avoidance loop duration was set to three days. This ensures

that the optimization only takes into account the worst case scenario.

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5.3.5 MODEL SUMMARY

( ) ( ) ( )

Equation 5.3

( )

( )

The number of days for the 75% leg and the loop are assumed based on data analysis.

The data indicated that at the various locations, unacceptable weather would occur

for a certain number of days. The cumulative probability for each trip was calculated

by multiplying the probabilities for each respective leg of the trip.

5.4 MODEL ANALYSIS

The only constraint that is currently active is where the risk cutoff is placed. At this point,

the design is proceeding by only considering the three most likely storm profiles for both

the loop and multi-trip scenarios.

As could be predicted, the lowest storm probability is the most expensive, and the

highest probability is the least expensive. However, the hump in the middle of the curve

is interesting and was unexpected. The volumes and costs were calculated using an

assumed specific fuel consumption value. The chart below was developed using the

data for the medium speed diesel propulsion plant. However, the shape of the curve is

the same for each propulsion plant.

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Figure 5.2 – Cost vs Probability Chart

The final calculations for the cost of each scenario for each type of propulsion plant are

included in the table below. At the bottom of the table, the minimum, mean and

maximum values are calculated to allow the designer to make inferences about the

data. The colors in each column capture the relationship between the values in that

column. The red values are the most expensive scenarios, the green values are the least

expensive and the yellow and orange values fall somewhere in between. The row of

the storm matrix and the ship navigation strategy that correspond to each scenario are

listed in the same row as the various cost values. The table is organized from lowest to

highest and then highest to lowest probability.

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Table 5.3 – Final Data Table

Storm Matrix

Scenario Probability Med. Spd. Slow Spd Gas Turbine TO OH HT L/MT

1 0.36% $155,197.63 $74,022.64 $300,162.72 1 1 1 Loop

2 0.98% $137,375.90 $66,355.89 $262,474.13 0 1 1 Loop

3 1.42% $119,554.16 $58,689.13 $224,785.54 1 0 1 Loop

4 3.91% $101,732.42 $51,022.38 $187,096.94 1 1 0 Loop

5 4.98% $146,286.76 $70,189.27 $281,318.43 0 0 1 Loop

6 13.69% $128,465.03 $62,522.51 $243,629.83 0 1 0 Loop

7 19.91% $110,643.29 $54,855.75 $205,941.24 1 0 0 Loop

8 54.76% $92,821.55 $47,189.00 $168,252.65 0 0 0 Loop

9 54.76% $92,821.55 $47,189.00 $168,252.65 0 0 0 Multi-Trip

10 19.91% $141,088.76 $69,404.72 $264,717.50 1 0 0 Multi-Trip

11 13.69% $199,009.41 $96,063.60 $380,475.32 0 1 0 Multi-Trip

12 4.98% $247,276.61 $118,279.32 $476,940.17 0 0 1 Multi-Trip

13 3.91% $179,702.52 $87,177.31 $341,889.38 1 1 0 Multi-Trip

14 1.42% $227,969.73 $109,393.03 $438,354.23 1 0 1 Multi-Trip

15 0.98% $285,890.38 $136,051.90 $554,112.05 0 1 1 Multi-Trip

16 0.36% $334,157.58 $158,267.63 $650,576.90 1 1 1 Multi-Trip

Min 0.36% $92,821.55 $47,189.00 $168,252.65

Mean -- $168,749.58 $81,667.07 $321,811.23

Max 54.76%

$334,157.58 $158,267.63 $650,576.90

5.5 OPTIMIZATION STUDY

The output of this optimization is the data in the table above, but such a table is hardly

useful. When rearranged such that a Pareto front can be plotted, the data is much

more useful. In this case, the Pareto front is defined as the percentage of cases

covered (X-axis) at what cost ($, Y-axis). This plot, for all three propulsion plants, is

included on the following page. Since this is a stochastic model and the optimization

function produces sixteen discrete values, none of the usual optimization validation

tools apply (such as KKT conditions and local vs. global solutions) and each solution is

feasible. In this case, each iteration of the model calculations led to a higher degree of

reality. The first few rounds used assumed values for the speed, fuel consumption and

loop distances.

As data was gathered and analyzed, speed and loop distances became more

accurate. After the most recent round of optimization, the model was expanded to

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include three types of propulsion and utilized the most accurate specific fuel

consumption and power values.

Figure 5.3 – Cost vs. Risk Pareto Fronts

5.6 PARAMETRIC STUDY

The only parameter that can be changed to change results is the specific fuel

consumption. This implies that the two project design variables that have the most

effect on the optimization of the fuel volume are the prime mover’s power (slow speed

diesel, medium speed diesel or gas turbine) and that prime mover’s specific fuel

consumption. Changing these values has a significant effect on the output of the

objective function. This can easily be seen in the chart above (Cost vs. Risk, Three

Propulsion Types), since each type of propulsion has a different power and specific fuel

consumption rating. The data for these propulsion types are outputs of the optimization

performed by Jason Strickland and thus this part of the design has no control over those

parameters. The only other parameters that could conceivably affect this optimization

are the cost of fuel and the speed of the ship. Since the speed of the ship is fixed due to

the schedule, this parameter cannot be changed. Fuel cost will go up over the life of

the ship, but it will simply shift the entire curve up, it will not change the shape of the

curve.

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5.7 DISCUSSION OF RESULTS

The curves that resulted from this optimization lead to an interesting optimization

problem. Essentially, the decision must be made to cut off the curve at some point and

that is where the optimum solution exists. For each mode of propulsion, this cut off

occurs at 62.5% of cases. On each curve, the slope increases after that point which

indicates that any increase in cases covered will cost more than before. Put a different

way, covering one more case before 62.5% of cases is cheaper than covering one

more case after 62.5% of cases. Since this is true of each propulsion plant, the optimum

values are in the following table:

Table 5.4 – Engine Costs

Med. Speed Diesel Slow Speed Diesel Gas Turbine

$155,197.63 $74,022.64 $300,162.72

Clearly, the optimal propulsion plant is the slow speed diesel since the cost at the

optimal coverage is so much lower than the other two options. This analysis is born out

in reality in that container ships are almost always powered by slow speed diesels.

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6 SYSTEM OVERVIEW CONCLUSION

True to the spiral nature of the design process, to converge the total system, Hullform

and Resistance was selected to control the critical parameters used by the other

systems. The subsystems in structural and propulsion required geometric and resistance

outputs to conduct final optimizations of their respective architectures. Geometrically,

the optimized result showed a 26 meter decrease in length and two meter increase in

beam. This is likely due to previous limiting constraints on crane arm reach when the

legacy Horizon Pacific was designed. Draft increased by 0.7 meters and this may be

due to the specific nature of the route considered for the new replacement ship.

Volumetric constraints on both fuel and TEU capacity were shown to be inactive.

The parameters of the other systems were then optimized using the existing framework

to be combined in a linear manner to determine total cost as described in Equation 6.1

below.

Equation 6.1

( )

The structural and engine costs are grouped together because they are initial costs

associated with building the ship. The fuel cost was optimized on a per-trip basis,

making it an operational cost. The final structural cost is anticipated to be slightly higher

than initial estimates based on additional curvature of geometry. The structural cost is

estimated to be $72.3 million. The Propulsion and Operational interaction lead to the

selection of the slow speed diesel engine at a cost of $110.8 million. This projects to an

initial build cost of $183.1 million. This compares favorably to existing modern costs,

matching order of magnitude for domestic construction of containerships. The final fuel

cost per trip for this engine is approximately $74,000. When this per-trip fuel cost is

compared to the existing ship, there are two critical improvements. The first is a gross

savings of approximately $30,000 per trip. The second, more interestingly, is that there is

a volumetric fuel savings. This allows the owner to build a smaller, more cost-effective

interstate shipping option. Additionally, it coincides with the general trend determined

by the resistance and hullform subsystem. The optimization succeeds in joining four

complex and dissimilar naval architecture disciplines to produce a working model of a

modern containership. The net result of this optimization was a rapid early stage design

demonstrating the extent of the design space and an existing optimal solution within it.

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REFERENCES

1. American Bureau of Shipping. “ABS Rules for Building and Classing Steel Vessel

Rules (2013)”. Houston, Texas, 2013.

2. Ford, William. Third Mate, M/V Otto Candies, Interview on February 3, 2013.

3. Gillmer and Johnson. Introduction to Naval Architecture, 1987

4. Horizon Pacific Machinery Operation Manuals (Various)

5. Hollenbach, Uwe. "Estimating Resistance and Propulsion for Single-Screw and

Twin-Screw Ships in Preliminary Design”, Proceedings of the 10th ICCAS

Conference, June 7-11, 1999

6. Hughes, Owen F. and Paik, Jeom Kee. Ship Structural Analysis and Design. Jersey

City, New Jersey 2010.

7. International Convention on Tonnage Measurement of Ships, 1982 (ITC)

8. International Towing Tank Convention (Various Publications)

9. International Convention for the Prevention of Pollution from Ships, 1973 as

modified by the Protocol of 1978 (MARPOL 73/78)

10. Merchant Marine Act of 1920 (Jones Act)

11. Rahman, M. K. and Caldwell, J. B., “Rule-Based Optimization of Midship

Structures”, Marine Structures, 1992

12. Skerlos, Steve. Air Transport and Econ Example F10 Power Point. Fall 2012. ME589,

University of Michigan.

13. Society of Naval Architects and Marine Engineers, Principles of Naval

Architecture (SNAME PNA Vol. 1-3)

14. Society of Naval Architects and Marine Engineers, Ship Design and Construction

(SNAME SDC)

15. Society of Naval Architects and Marine Engineers, Ship Structural Analysis and

Construction

16. Watson and Gilfillan. Some Ship Design Methods. 1977

17. Taggart, Robert, and Society of Naval Architecture and Marine Engineers (U.S.).

Ship Design and Construction, 1980.

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Appendix I: Project Variables

Symbol Variable Units

B Beam Meters

b_f Flange Breadth Meters

BP Bottom Plate --

BS Bottom Shell --

C_b Block coefficient --

C_p Prismatic Coefficient --

C_s Structural Cost $

C_x Sectional Area Coefficient --

C_t Total resistance coefficient --

D Depth Meters

D_t Distance Travelled Meters

E Elastic Modulus Pascals

F_c Final Fuel Cost $ per Full Tank

f_t Flange Thickness Meters

F_v Fuel Volume Cubic meters

H_f Specific energy of the fuel Joules/gram

h_w Height of web Meters

I_x Cross Sectional Area Moment of Inertia Meters4

L Length Meters

L_W Weld Length Meters

n Rotation Rate RPM

p Pressure Pascals

p_t Plate Thickness Meters

Q_s Shaft Torque Newton meters

R_t Total Resistance Newtons

rho Fluid Density Kilogram per meter3

SA Surface Area Meters2

s Stiffener Spacing Meters

S_s Sea State Beaufort Scale

SD Strength Deck --

SF_c Specific Fuel Cost $ per cubic meter

SFC Specific Fuel Consumption Meters3/KW Output

sigma_ult Ultimate Stress Pascals

sigma_y Yield Stress Pascals

SS Side Shell --

t Thrust Deduction --

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T Draft Meters

Tr Thrust Newton

V Velocity Meters per second

V_m Structural Material Volume Meters3

w_t Web Thickness Meters

WD Wet Deck --

Appendix II: Weather Data

All weather data was gathered from the National Buoy Data Center. Data queries were

performed for the most recent five years. If such data was not available, data queries

for five consecutive years were gathered. In a few cases, only three consecutive years

were available. All data gathered is listed in the tables below.

Hawaii Weather Data

The worst year of weather was 2009 with two weather events. The probability of a storm

in Hawaii was calculated from this data as 2 days out of a 30 day month = 6.7%.

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Oakland Weather Data

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The worst year in the San Francisco Bay was 2002, with eight events in the month of

December. The probability for Oakland was calculated as 8 days out of a 30 day

month = 26.67%.

Tacoma Weather Data

The weather data for the Puget

Sound indicates that the worst year

was 2004 and the worst month was

November. The probability of

encountering a storm in the Puget

Sound was calculated as 6 days out

of a 30 day month = 20%.

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Appendix III: Fuel Oil Information

The information about the properties of the fuel was taken from the Material Safety

Data Sheet for Marine Diesel Fuel Oil as published by Environment Canada,

Emergencies Science and Technology Division. The pertinent portion of the MSDS is

included below:

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Appendix IV: The Beaufort Scale

The Beaufort Scale is a way of measuring the force of a storm based on indicators that

are easily observable to the mariner on a boat or ship. The chart below also includes

directions for sailing vessels to minimize mishap under the various conditions. This project

assumes that sea state 9 is the state at which ships would turn around or divert to avoid

a storm. The data point used to query the weather databases was waves higher than 7

meters.