integrating transport, land use planning and environment policy
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INTEGRATING TRANSPORT, LAND USEPLANNING AND ENVIRONMENT POLICYDominic Stead & Harry GeerlingsPublished online: 22 Jan 2007.
To cite this article: Dominic Stead & Harry Geerlings (2005) INTEGRATING TRANSPORT, LAND USEPLANNING AND ENVIRONMENT POLICY, Innovation: The European Journal of Social Science Research,18:4, 443-453, DOI: 10.1080/13511610500384194
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INTEGRATING TRANSPORT, LAND USE
PLANNING AND ENVIRONMENT POLICY
Views of practitioners from Denmark, England
and Germany
Dominic Stead and Harry Geerlings
Various recent policy documents stress the need for the integration of sectoral policies. In practice,
policy-makers recognize the need for policy-integration but often do not have a complete picture
of what it entails or how to put theory into practice. This paper reports on a research project that
examines attitudes and approaches to integrating transport, land use and environment policies in
three local authority case studies in Denmark, Germany and England.1 The paper reflects on how
different institutional and political factors can affect policy integration, focusing particularly on
the integration of transport, land use and environment policies. The institutional and political
factors covered in this paper include the division of roles and responsibilities within an
organisation, the nature of inter-departmental and inter-agency relationships, the diversity of
professional skills and education of the workforce, and the role of political and public support.
Introduction
There are increasing calls for greater policy integration at a time when decision-
making is facing increasing complexity as a result of various concurrent trends. Some of
these trends are toward globalization and greater centralization of decision-making, whilst
other trends are toward fragmentation and decentralization of decision-making (Stead
et al ., 2004). A variety of factors have increased the number of actors involved in the policy
process, such as the emergence of the information society, greater emphasis on public
participation and the increasing role of non-governmental organizations, pressure groups
and agencies in the decision-making process. All these developments make policy
integration increasingly difficult but more compelling to achieve.
It is frequently argued in the area of land use planning, transport and environment
policy that integrating decisions across these sectors is crucial for sustainable develop-
ment. The final report of the ECMT-OECD project on ‘Implementing Sustainable Urban
Travel Policies’ for example states that:
sustainability requires that policy-making for urban travel be viewed in a holistic sense:
that planning for transport, land-use and the environment no longer be undertaken in
isolation one from the other (European Conference of Ministers of Transport, 2001:19).
Innovation, Vol. 18, No. 4, 2005ISSN 1351-1610 print/ISSN 1469-8412 online/05/040443-11– 2005 Interdisciplinary Centre for Comparative Research in the Social Sciences
DOI: 10.1080/13511610500384194
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It notes that ‘without adequate policy co-ordination, the effectiveness of the whole
package of measures and their objectives is compromised’ (ibid ). The Johannesburg Plan
of Implementation of the 2002 World Summit on Sustainable Development urges
governments to:
promote an integrated approach to policy-making at the national, regional and local
levels for transport services and systems to promote sustainable development, including
policies and planning for land use, infrastructure, public transport systems and goods
delivery networks . . . (United Nations, 2002: para 21)
Despite the emphasis of various documents on policy integration (see Geerlings &
Stead, 2003 for a review of European policy documents) and a sizeable academic literature
on policy integration, albeit spread across a variety of academic disciplines (see Stead
et al ., 2004), research concerning the integration of land use planning, transport and
environment policies is relatively scarce and evidence of any translation of rhetoric or
theory into practice is difficult to find.
In this paper, we examine the issue of policy integration in three urban-regions
in Denmark, England and Germany (Copenhagen, Cambridgeshire and Peterborough
and Freiburg respectively). The feature that the three case study areas share is that
they have responsibility for planning at the urban-region scale. The Danish and the
German case study areas, Greater Copenhagen and Freiburg respectively, have respon-
sibility for strategic land use and transport policy. Cambridgeshire and Peterborough,
within the English case study area, produce strategic land use policy jointly but
produce transport policy separately. The material presented in this paper is based
primarily on in-depth interviews which were carried out with key actors involved in policy
making in these three case study areas (see Stead et al ., 2004 for further details of the
interviews).
Although policy integration is important in all three case studies, information
collected during the interviews suggests that the driving forces for policy integration are
somewhat different in the three areas. In Copenhagen, the driving forces are more
international in nature and include directives on strategic environmental appraisal and
water, although local driving forces such as Local Agenda 21 are also important. The
driving forces for policy integration in Cambridgeshire and Peterborough are more
national and include policy guidance (in the form of planning policy guidance and other
government advice on policy such as Local Transport Plans and Air Quality Management)
and national policy reports (such as the 1998 Transport White Paper). In Freiburg, the
driving forces for policy integration are primarily regional and local in nature. The city’s
status as an environment city and the existence of a large number of environmental
groups in the city are two important factors here.
The analysis of the influence of institutional and political factors on policy
integration is presented in this paper under four main headings:
i. the division of roles and responsibilities;
ii. the nature of inter-departmental and inter-agency relationships;
iii. the diversity of professional skills and education;
iv. the role of political and public support.
444 DOMINIC STEAD AND HARRY GEERLINGS
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The Meaning of Policy Integration
Whilst the term ‘integrated policy-making ’ is rather uncommon in the theoretical
literature, a number of better known and more or less synonymous concepts can be
found: coherent policy making (OECD, 1996), cross-cutting policy-making (Cabinet Office,
2000), policy co-ordination (Challis et al ., 1988; Alter & Hage, 1993), concerted decision-
making (Warren et al ., 1974) and holistic government , also known as joined-up policy
(Wilkinson & Appelbee, 1999) or joined-up government (Ling, 2002). Other related concepts
in the organizational literature that have potential relevance for research concerning the
integration of sectoral policies within and between organizations include inter-organiza-
tional co-ordination (Rogers & Whetten, 1982), inter-organizational collaboration (Alter &
Hage, 1993; Huxham, 1996), inter-governmental management (see Agranoff, 1986) and
network management (Kickert et al ., 1997). These related concepts primarily concern co-
operation between organizations, rather than co-operation between departments within
one organization but are nevertheless also relevant given the scope of the study. However,
it could be argued that inter-organizational policy-making and intra-organizational policy-
making are similar to a considerable extent when it comes to integrating issues that are
cross-sectoral. After all, within one organization, different sectoral departments often
operate as different organizations with their own specific professional styles, approaches,
needs, agendas and modes of operation. The main difference is that the inter-dependence
within an organization is subject to a larger amount of control than between
organizations.
Our view is that there are a number of distinct terms concerning policy integration
and a hierarchy of terms (Figure 1 �/ see also Stead et al ., 2004), namely:
. policy co-operation , at the lowest level, which simply implies dialogue and information
. policy co-ordination , policy coherence and policy consistency �/ all quite similar, which
imply co-operation plus transparency and some attempt to avoid policy conflicts (but do
not necessarily imply the use of similar goals)
. policy integration and joined-up policy �/ includes dialogue and information (as in policy
co-operation), transparency and avoidance of policy conflicts (as in policy co-ordination,
policy coherence and policy consistency) but also includes joint working, attempts to
create synergies between policies (win-win situations) and the use of the same goals to
formulate policy
FIGURE 1
Integrated policy-making, policy co-ordination and cooperation.
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For the purpose of this paper, we regard policy integration as the management of
cross-cutting issues in policy-making that transcend the boundaries of established policy
fields, and which often do not correspond to the institutional responsibilities of individual
departments. It refers to both horizontal sectoral integration (between different
departments and/or professions in public authorities) and vertical inter-governmental
integration in policy-making (between different tiers of government), or combinations of
both. However, the focus of this paper is mainly on horizontal sectoral integration.
The Division of Roles and Responsibilities
The division of roles and responsibilities within an organization can have a variety of
impacts in terms of working practices, although it provides no certainty of policy
integration. For example, reorganisation of the internal structure of Cambridgeshire
County Council in 1996 led to the merger of departments responsible for transport,
planning and the environment. According to some interviewees, this is one of the reasons
why the 2002 structure plan is more inter-sectoral than the previous one from 1995, which
was based very much on topics/sectors (housing, shopping, conservation and so on). In
Peterborough City Council, the departments responsible for transport, planning and
environmental policy are also housed within one directorate in one building. One of the
consequences is that there are more informal links between the different areas of policy
and joint working is simpler.
Although the German political system is characterised by a strong horizontal and
vertical Politikverflechtung (political entanglement), there is a clear separation of
responsibilities and legislative instruments at all the different levels of policy making
(from national to local). One of the organizational approaches to implementing cross-
cutting policy in Germany is the establishment of Spiegelreferate (mirror units) in each
government department, such as an office for environmental affairs in every ministry. To
a certain extent this approach has led to positive results in terms of policy integration
(see for example Schleicher-Tappeser et al ., 2001). Another approach involves formalised
advice procedures, whereby ministries are formally required to consult with other
departments before policy decisions. Here, much depends on the spirit in which these
procedures are carried out and informal communication plays an important role. Inter-
departmental committees are also used to some extent for discussing important cross-
cutting issues. This approach has gained importance with policies on climate change and
sustainable development. Despite these various approaches, the interactions between
policy fields are in general rather limited (especially at the federal level). In addition,
policies are rather segmented, especially environmental and the transport policies, despite
claims from policy-makers that they would prefer more co-ordination and cooperation.
The very differentiated administration at the local level and a strongly developed spirit of
defending competences also acts as a barrier to more integrated approaches. Due to
strong democratic legitimation and efficiently managed budgets for research, parliamen-
tary Enquete commissions have also had a positive influence on raising issues concerning
policy-making with a cross-cutting perspective. Some successes in integration has been
achieved where new institutional settings overcame traditional fragmentation and limits
of competence. This has often been the case at the local level where more direct public
participation requires more inter-sectoral cooperation.
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In England, requirements for the production of an increasingly large number of
strategies by local government (such as air quality, health, noise, contaminated land,
transport and so on) means that achieving consistency and integration across all
documents is increasingly challenging for policy-makers. Some interviewees feel that
this ‘production line of documents’ devotes too much attention to policy and too little to
delivery.
There are also political tensions when trying integrate policy between different
levels of government. In Denmark, for example, the current government is centre-right,
whilst the politics of Copenhagen are centre-left. Therefore, fitting local policy within the
national policy framework, as in the case of the national transport investment plan and the
greater Copenhagen transport plan, is not always straightforward. However, this is not to
say that policies always fitted perfectly when both levels of government were under
centre-left control. There is also the tendency to provide funding to support very discrete
‘high profile’ projects (e.g. the new metro system for Copenhagen) than for lower profile
projects (e.g. investment and/or expansion of Copenhagen’s bus network), even if their
impacts are just as substantial. Thus, capital for the development of new infrastructure can
be easier to secure than for operation and maintenance.
The Nature of Inter-Departmental and Inter-Agency Relationships
In all three case study areas, more agencies and professions are now involved in the
process of policy-making than in the past. Public involvement is also an increasingly
important aspect of policy-making. The number of organizations and professions involved
in the process requires more negotiation and, quite often, compromises to reach policy
decisions. In Denmark, because of the nature of political representation within local
government and the fact that the ‘mayors’ of different departments within an authority
often come from different political parties, different departments may have different goals
that are sometimes incompatible. There is also the perennial tension between satisfying
the economic goals of an authority with its environmental and quality of life goals.
Because these are measured and articulated in different ways (i.e. quantitative versus
qualitative or monetary versus non-monetary), it is also difficult to reconcile these two
types of goals.
Furthermore, local authorities are not always the financier of developments,
infrastructure or transport services. Various other actors are involved in providing these
things. As a result, policy is often framed to reflect the interests of these other parties
(often economic interests). And implementation may depart from policy to satisfy the
interests of these other actors. Policy integration is problematic where there are different
time horizons for different areas and levels of policy. In England, for example, Local
Transport Plans primarily have a 5-year time horizon, whilst structure plans have a 15 to
20-year time horizon and the national government has a 10-year transport investment
plan (Stead, 2003).
It is important to stress here that planning in all three case study countries is a
restrictive or regulatory activity that relies on other agencies to provide development
and realise plans. Inevitably this involves negotiation and sometimes trade-offs.
Furthermore, implementation of policy is not just a matter of getting the policy right �/
it is also reliant on decisions and action by other agencies (such as developers, businesses
and individuals) that are in line with policy. Policy-making authorities have a number of
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regulatory instruments (‘sticks ’) at their disposal to influence decisions and action but few
incentives (‘carrots ’). In Denmark, for example, five development sub-centres were
identified in the 1973 plan for greater Copenhagen but since then only one of them
(Hoje Tastrup) has been developed to any degree because of the collapse in demand for
office space during the 1980s. This is a clear example that plans are reliant on other bodies
(such as the development industry) and the right conditions (such as the demand for
property) to achieve planning goals.
Despite strategic planning, new investments are not always made in the best
interest of the region. In Denmark, development and investment decisions are often made
as a result of political lobbying for investments in certain parts of the region and/or
attempts to spread spending fairly evenly. This is also the case at the national level where
infrastructure decisions are ‘top-down’ in nature and not always consistent with the
priorities or objectives at the local level of government. National decisions are often made
as a result of quid pro quo political agreements within the coalition, where gaining
political support for one decision can be contingent on support for another (sometimes
unrelated) policy decision.
Joint working arrangements can help to produce more integrated policy. Prepara-
tion of the transport and environment plan in Copenhagen, for example, involved an equal
stake (in terms of resources and staffing) from two departments: transport and
environment. This has led to a greater sense of joint ownership and collaboration
between the two departments. Most methods and techniques used in the production of
Copenhagen’s transport and environment plan were ad hoc. At the time this plan was
developed, few Danish authorities had prepared transport and environment plans, so
there were few methods and techniques that could be used from elsewhere. Because only
a small team of people was involved in producing the plan, interaction could be more
informal and less structured. Similarly, the city-centre masterplan for Peterborough was
jointly resourced and drafted by the planning and transport departments of the authority,
which meant that there was equal involvement in the process and equal interest in finding
policies to fulfil planning and transport goals.
Production of the structure plan involved a small joint team with members from
Cambridgeshire and Peterborough councils. The core team also drew on the expertise of
other colleagues for various areas of policy. Each of the core team members was
responsible for taking the lead on one or more chapters of the plan. A small team clearly
offers the advantages of opportunities for close collaboration but has disadvantages
in terms of the breadth of expertise and experience that a small group can bring.
A brainstorming process involving a wide range of officers and disciplines was used in the
early stages of developing structure plan policies for Cambridgeshire and Peterborough.
This wide perspective was considered beneficial to the process. Despite general support
for involving a wide range of views and actors there is also the view, however, that this
adds extra time, resources and difficulty in developing policy. However, the extra time and
resources are not always available.
Joint working between Cambridgeshire and Peterborough on producing the
structure plan was undoubtedly made easier by the legacy that Peterborough was once
within the county of Cambridgeshire and that plans were always made for this area. In
addition, various staff from the two authorities (Cambridgeshire and Peterborough) had
worked as colleagues before the creation of the unitary authority of Peterborough, which
meant that personal and professional networks between policy-makers in the two
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organisations are quite strong. However, there is no guarantee that this network will
remain strong: old ties between organizations may well diminish over time.
Informal networks are generally considered an important part of policy integration:
they provide a good opportunity for open discussions and debate. Movement of staff
between different parts of the organization can also be beneficial for internal links within
the organisation. A high turnover of staff, on the other hand, is likely to lead to lower levels
of informal networks within the organization.
The Diversity of Professional Skills and Education
There has been a definite change in the skills and activities of planning professions
over recent years. The educational and professional background of planners has diversified
and their work increasingly requires skills such as negotiation and facilitiation and less in
the way of specialist technical skills. Officers within local authorities are more cross-
disciplinary than in the past, partly as a result of the education and curriculum of these
officers but also as a result of changes in the job market and in recruitment. Authorities
now recruit fewer staff with specialist technical training for a specific job: many people are
now trained on the job and more people move around within an organization to gain
experience of different departments or sections. According to many interviewees, people
with cross-disciplinary experience of working in different parts of an organization are often
better equipped to deal with policy integration. Across all three case studies, most officers
share the view that land use planning, transport and environmental policy-making is more
inter-disciplinary than in the past.
Nevertheless, there is often still a divide between departments responsible for
transport, land use and environment policy in terms of professional culture and attitudes.
Officers involved in environmental policy are likely to view property development as an
environmental threat: a source of environmental impacts. Officers involved in land use
planning policy often see property development as something to be encouraged and
located in the right place, whilst officers involved in transport policy see their role as
finding a way to plan and manage movements between developments. The approaches
used by these professions also vary: the approaches involved in environmental and
transport policy are still relatively technical and quantitative by comparison to those
involved in land use planning policy. In Denmark, for example, although there is no strong
road construction mentality within transport planning in and around the city of
Copenhagen, some interviewees believe that the ‘new realism’ of transport planning
has not reached all parts of the country. They say that it is possible to find transport
planning professionals outside the capital city ‘clapping their hands’ at the approval of
every new road scheme. In Baden-Wurttemberg, the ministries responsible for the
environment and for transport in were merged in 1996. Originally, the main motivation
was to decrease the number of ministers. However, there were also expectations that
policy-making might become more integrated as a result. To date, no evaluation has
taken place but the implications for policy integration are probably not very signifi-
cant, despite claims by the minister that transport policy and environmental policy
are at one.
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The Role of Political and Public Support
Most interviewees share the view that officers can have a strong role in pushing
forward the issue of policy integration. Elected members, on the other hand, may often be
less inclined to think in terms of cross-cutting issues and more motivated by influencing
shorter-term ‘electable’ issues. Land use planning and strategic transport planning is often
rather remote and long-term for generating much public involvement in decision-making,
unless of course a proposal has a direct effect on people (e.g. construction of a new road).
Achieving popular support from politicians and the public for policies and procedures that
do not have short-term results or effects is difficult. Thus, there is less concern for planning
policies that may have impacts a long way in the future than for policies that have a direct
effect in the near future.
Local authorities in England are increasingly involving the public in the planning
process, often more than the statutory minimum. Authorities such as Cambridgeshire and
Peterborough are keen to move away from the ‘decide-announce-defend’ system of
introducing new planning policy by involving the public early in the decision-making
process: this is not without problems, however. Canvassing public opinion often results in
multiple, conflicting, unachievable goals (more spacious homes and gardens in rural
locations; protection of the countryside against development; freedom to use a car; less
pollution and congestion). Some local authority officials feel that inter-disciplinary
solutions and policy development are sometimes difficult for politicians and/or the public
to understand or accept, especially when they appear counter-intuitive (e.g. how can a
reduction in road-space capacity alleviate congestion?). The support for policy integration
is perhaps because of its ambiguous and opaque nature: it sounds sensible and important
but is not explicit about what it really involves and how to achieve it (as in the case of
sustainable development). Furthermore, because there is no clarity about what it involves,
there is little argument against it. Consequently support for policy integration is often high
but action rather weak. Thus, there may be a willingness to integrate policy but few (if any)
resources to do so.
In England, the Secretary of State appoints an independent panel to conduct the
Examination in Public (EiP) of a structure plan. The EiP takes place over several weeks and
involves a large number of invited participants including representatives of interest groups
and developers, local councillors, academics, government agencies and members of the
public. Following the EiP, the panel presents its report of recommendations to the
planning authority. The planning authority then has to respond to the recommendations
of the EiP Panel and propose a set of modifications to policies and proposals. The
resources of the organizations involved in the EiP obviously differ very substantially. For
example, development interest groups may devote substantial amounts of resources for
research or publicity to support their arguments, whereas environmental groups, on the
other hand, often have very limited resources and capacity for research or publicity to
support their case.
Like all other structure plans in the UK, the structure plan for Cambridgeshire and
Peterborough was subject to statutory public consultation, which allowed wider scrutiny
of the policies. The authority produced a consultation pack for this purpose, which
included an interactive CD-ROM, an information booklet and a questionnaire. Information
was also made available on the council’s website and through a number of staffed
displays in different locations across the area. In Germany, the strongly formalized
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planning procedures mean that opportunities for dialogue with stakeholders and the
public are at a rather late stage of planning process. The strong reliance on legal
procedures sometimes leads to extended court cases. Increasing attempts to involve
the public at an earlier stage in the planning process (as in the case of Freiburg) are
still rare.
Conclusions
Although there is increasing attention being given to the issue of policy integration,
the concept remains fuzzy for many policy-makers, somewhat analogous to the concept of
sustainable development. Underdal noted as early as 1980 that, despite calls for policy
integration, explanation about what policy integration exactly means and how it can be
achieved remains elusive (Underdal, 1980). More than two decades later, this is still very
much the same. Like the case of sustainable development, there is widespread consensus
that policy integration is a fine idea but a rather limited understanding about what exactly
it is or precisely how to achieve it or monitor it. Despite frequent recent claims of policy
integration, little has changed in terms of policy-making processes or implementation.
There is therefore something of a rhetoric and reality mismatch in terms of policy
integration. Everyone seems happy to sign up to the idea of policy integration (because
the concept is fairly illusive) and claim that it is going on.
Various more specific conclusions emerge from the analysis of the interviews
concerning institutional and political factors and their effect on the integration of
transport, land use and environment policies. These are summarised below:
. Joint teams working on strategic planning are generally considered more effective in
terms of time, resources and expertise. Although the joint structure plan for
Cambridgeshire and Peterborough is mainly a consequence of former administrative
responsibilities, officers also see it as a way of saving money and improving policy co-
ordination.
. Political support . Policy implementation requires political support for adequate resources
and the approval of policy. Securing this political support is sometimes problematic
because decisions concerning land use planning, transport and environment policy may
only have long-term and/or rather intangible impacts, which do not generate great
interest from politicians.
. Shared budgets and responsibilities . There is a view that policy integration is more
effective when there is a balanced (fairly even), clear division of budgets and
responsibilities, as in the case of the transport and environment plan in Copenhagen
and the joint structure plan for Cambridgeshire and Peterborough.
. Shared goals . Integrated policy is dependent on a shared set of goals within the
policy-making organisation. This in turn depends on procedures, rules and guidelines
that promote policy consistency (see below) as well as issues such as information,
communication and professional training.
. Procedures, rules and guidelines . Policy-makers often feel that they have no clear
guidelines or procedures for producing integrated policy, despite frequent calls from
different tiers of government for policy integration. Thus, most procedures are currently
developed in an ad hoc trial-and-error way. There are usually no formal procedures set
out by local or national government to formulate integrated policy.
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. Key individuals and networks . Strongly motivated officers and/or those with an extensive
professional network are generally considered important for bringing about policy
integration. Various practices such as benchmarking and staff mobility can help to extend
professional networks and disseminate good practice (see below).
. Environmental awareness . Freiburg and Peterborough both have the status of environ-
ment city and as such are perhaps more inclined to attach more importance
environmental concerns in policy-making. In Freiburg, environmental organisations
have a consultative role in all policy decisions.
Organizational structures, while important, are no guarantee of policy integration.
Furthermore, no single measures or techniques can bring about policy integration alone.
Different approaches may result in similar levels of policy integration. And similar
approaches in different settings may have different effects in terms of policy integration.
A range of factors can affect the impact of different approaches, including cultural,
political and organisational issues. Having said this, there are some good examples of
instruments and techniques that can be conducive to policy integration. The complexity of
contemporary policy-making makes policy integration extremely difficult but making (and
implementing) policy in a clear, open and transparent way is more conducive to policy
integration. Finally, it is important to stress that, whilst policy integration is of key
importance for sustainable development, policy integration is not an end in itself. Policy
integration is just one means by which decisions can be made more sustainable: it is
equally important that implementation is consistent with integrated policy if outcomes are
to be more sustainable.
NOTE
1. This paper is based on a research project funded by The Netherlands Agency for Energy
and the Environment (NOVEM) as part of their research programme on Regional
Transport Performance (VervoersPrestatie Regionaal or VPR).
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