impacts of observed growing-season warming trends since 1980 on crop yields in china
TRANSCRIPT
ORIGINAL ARTICLE
Impacts of observed growing-season warming trends since 1980on crop yields in China
Wei Xiong • Ian P. Holman • Liangzhi You •
Jie Yang • Wenbin Wu
Received: 14 September 2012 / Accepted: 27 January 2013 / Published online: 13 February 2013
� Springer-Verlag Berlin Heidelberg 2013
Abstract This study explores the effects of observed
warming trends since 1980 on crop yields at both national
and regional scales for the four main staple crops (rice,
wheat, maize, and soybean) in China, using gridded climate
and observed crop yield data, and identifies the areas in
China where food production is susceptible to warming.
National scale yield–temperature relationships show that
there are clear negative yield responses of maize, wheat,
and soybean to increased growing-season temperature.
Regional scale yield–temperature relationships show that
over 50 % of the arable land exhibited yield susceptibility
to past warming trends, with maize showing the highest
vulnerability and rice the lowest vulnerability. However, in
most of the main food-producing areas, crops experienced
increases or insignificant changes in yields due to better
agronomic management. The Loess plain is revealed as the
most vulnerable region to the past warming, as at least two
food crops have exhibited the signs of warming suscepti-
bility in the majority of the area. We also find considerable
yield reductions in spring wheat in the central northeast,
winter wheat in the Yellow River basin, and maize in
Southwest China. These findings of hotspot areas are
valuable in prioritizing future climate adaptation strategies
for Chinese agriculture.
Keywords Climate warming � Impact � Crop yields
Introduction
Crop yields in China have increased substantially over the
last three decades. The national-average yields of rice,
wheat, maize, and soybean have increased from 4,144,
1,891, 3,079, and 1,101 kg ha-1 in 1980 to 6,548, 4,749,
5,460, and 1,771 kg ha-1 in 2010 (FAO 2011), which are
relative increases of 58, 151, 77, and 61 %, respectively.
Improvements in yield are mainly due to new and better
seeds, expansion of the irrigated area, greater use of fer-
tilizers and mechanization, and the gradual adoption of
new agricultural products and technologies (e.g., pesticides
and plastic films) (Zhang et al. 2010b; Rozelle and Huang
2000). Despite the contribution of those factors, crop pro-
duction remains highly dependent on climate as growing-
season temperature and precipitation are important drivers
of crop growth, plant diseases, and pest infestations
(Murugan et al. 2012). Many aspects of China’s agricul-
tural production remain vulnerable to climate variability
W. Xiong (&)
Institute of Environment and Sustainable Development
in Agriculture, Chinese Academy of Agricultural Sciences,
Beijing 100081, China
e-mail: [email protected]
W. Xiong
Ecosystems Services and Management Program, International
Institute for Applied Systems Analysis, 2361 Laxenburg, Austria
I. P. Holman
Cranfield Water Science Institute, Cranfield University,
Cranfield, Bedfordshire MK43 0AL, UK
L. You
International Food Policy Research Institute,
Washington, DC, USA
J. Yang
College of Resources and Environmental Sciences,
China Agricultural University, Beijing 100193, China
W. Wu
Institute of Agricultural Resources and Regional Planning,
Chinese Academy of Agricultural Sciences,
Beijing 100081, China
123
Reg Environ Change (2014) 14:7–16
DOI 10.1007/s10113-013-0418-6
and future climate change due to high exposure to
climate-related stresses and low adaptive capacity. Agri-
cultural losses due to climate-related hazards (such as
droughts and floods or climate-sensitive pests and diseases)
have increased since the 1970s (Piao et al. 2010; Li et al.
2011).
Significant spatial variations in yield trends have been
recognized in China (Li et al. 2010), which are likely to
have been influenced by recent climate trends (Kucharik
and Serbin 2008). A number of studies have investigated
the changing trends in crop growing-season climate and
yield responses in China, with the purposes of identifying
the climate risks and hot spots. The scales of these studies
include the whole county, main food-producing regions,
and provinces, with climate data coming from the regional
averages or representative sites and crop data from official
reporting. For example, Tao et al. (2008) reported that
warming trends contributed to yield increases for rice in
northeast China and for soybean in north and northeast
China, but decreased yield for wheat in east China. You
et al. (2009) suggested a small negative impact of past
warming on wheat for the whole country, but provincial
yields were reported by Li et al. (2010) to be significantly
correlated with climate in a few provinces. These studies
highlight the complexity of crop–climate relationships in
China. Understanding the growing-season climate risks and
crop yield responses were prerequisites for effective
adaptation (Lobell et al. 2011a, b), whereas this informa-
tion is still unclear in China, particularly at the regional
level.
Increasing surface air temperature is perhaps the most
tangible aspect of recent climate change. The observed
warming trend throughout China (?1.2 �C from 1960 to
2010) is well established (e.g., Ding et al. 2007). However,
precipitation and other climatic trends are more spatially
and temporally variable. Although yield responses to the
warming are different between crops and locations, due to
the differences in base temperature, warming extent, and
response mechanisms, etc., observed or projected warming
has acted as one of the main drivers for current develop-
ment of adaptation in China, such as the expansion of
winter wheat planting in north China (Yang et al. 2007)
and adoption of heat-resistant crop cultivars in the North
China Plain (Tao and Zhang 2010). A better understanding
of the yield responses to past warming and their spatial
variation will therefore facilitate the development of
locally specific adaptation strategies, through the identifi-
cation of the vulnerable production systems and locations
and possible mechanisms.
We address these by analyzing the relationships between crop
yields and growing-season temperatures at a fine spatial reso-
lution, with the aims to (1) identify the spatial patterns of
growing-season temperature–yield relationships; (2) investigate
the causes of spatial variation in yield response; and (3)
highlight the warming-risk areas for food production in
China.
Methodology
Study area and spatial scale
Mainland China lies between latitudes 18� and 53�N and
the longitudes 74� and 134�E. Although China’s agricul-
tural output is the largest in the world, only approximately
15 % of its total land can be cultivated. We considered the
four main food crops, namely rice, wheat, maize, and
soybean, which account for 75 % of the cultivated area.
The yield responses to past warming were investigated at a
0.5� 9 0.5� grid scale. A total of 2,429 grids were classi-
fied as arable grids and used as the main spatial units of
analysis, according to the land use map of China (Liu et al.
2002). Based on agro-ecological zones, administrative
boundaries, differences in crop types, management prac-
tices, and soil characteristics, we divided China into seven
food-producing regions: northeast (NE), north China plain
(NCP), Loess plateau (LP), Yangtze River basin (YRB),
south and southeast (SSE), southwest (SW), and northwest
(NW) (See Fig. 1). The majority of rice is grown in the
YRB and SSE, although the area for rice cultivation has
increased in the NE since 1980 (Yang et al. 2007). Wheat is
the most-prevalent grain crop, grown in most parts of the
country and especially in the NCP, LP, and parts of the
YRB as winter-sown wheat, and in NE and NW as spring-
sown wheat. Maize and soybean are grown in the NCP and
NE.
Climate and crop datasets
Gridded (0.5� 9 0.5�) monthly temperature (T) and pre-
cipitation (P) for the period 1981–2006 were obtained from
the Chinese Meteorological Bureau, interpolated from
roughly 2,400 climate stations using the climatological
optimal interpolation method (Zhang et al. 2008; Shen
et al. 2010). Growing seasons T and P were computed for
each crop and grid cell from monthly values according to
crop calendars which vary by locations and crops. Gener-
ally, in the NE and NW, a single crop of rice, spring wheat,
maize, or soybean is mainly grown from May to Septem-
ber. In the southern parts of China, winter wheat is grown
from October to June, and two crops of rice are grown from
April to October.
Other environmental and management factors were also
used as follows. Time series of sown area and yields for the
four crops in each county were obtained from China’s
annual grain production database. The original metadata
8 W. Xiong et al.
123
for this database comes from the China Agricultural
Yearbook (Chinese Agriculture Press, 1981–2006) and has
been carefully checked and corrected by county-scale
sample survey data by the Ministry of Agriculture. To
match the resolution of the climate data grid, the county-
level data were aggregated to the 0.5� 9 0.5� grid using the
following area-weighting approach:
y ¼Xn
i¼1
yi � ðai=a0 Þ ð1Þ
where y is the aggregated output of any given grid, n is the
number of counties that intersect or are contained within
that grid, yi is the census yield data of the ith county, ai is
the intersecting area of the ith county and the specific grid,
and a0 is the area of the grid.
Evaluation of yield–climate relationships at national
and pixel scales
To evaluate the relationship between the time series of
changes in yield (DY) and climate (DC), we first minimized
the influence of slowly changing factors such as crop
management by applying a widely used approach by first-
differencing time series for yield and climate (i.e., the
difference in values from 1 year to the next) (Tao et al.
2008; Lobell and Field 2007). We then performed linear
regression as Eq. (2):
DY ¼ aþ bDC þ e ð2Þ
where DY is the first difference in yield; a is the yield
change due to management and other nonclimatic factors;
DC is the first differences of growing-season temperature
or precipitation; b is the yield response to this change; and eis the residual error.
At the national scale, we used the national-average yield
and climate to establish the regression. National-average
crop yield and growing-season temperature and precipita-
tion were computed from the grid values using the yearly
spatial distribution of crop area as a weight. The time series
of both observed yield and the temperature and precipita-
tion would be used to estimate the above equation. The
model’s significance was evaluated at the 95 % confidence
level using Student’s t test.
At the grid scale, we repeated the regression analysis
(Eq. 2) for each grid, but only selected DT as the predictor
variable because increase in temperature was the most
pronounced and widespread change in the current and
future climates. For grids where the regressions were sig-
nificant at the 95 % confidence level, we considered them
as warming-sensitive areas, and the net effects caused by
the change in growing-season temperature were estimated
by applying the observed temperature trends to the
regression relationships. Different crops and regions may
have different yield response to the warming, with climate
warming favoring some crops in some areas, but causing
determent in others. In order to investigate the variations
between regions, for each food-producing region, we split
the warming-sensitive grids into sub-datasets with positive
Fig. 1 Division of the seven
food-producing regions and
sowing areas of the four staple
crops in (1981–2006)
Impacts of warming trends on crop yields in China 9
123
or negative yield responses, and plotted the estimated net
yield effects (DY) and observed DT to estimate the warm-
ing contributions.
Results
National scale climate–yield relationships
Multiple regression models of first differences between
national area-weighted yields and growing-season tem-
peratures and precipitations were significant (p \ 0.05) for
wheat, maize, and soybean, accounting for at least 19 % of
the variance in interannual yield (Table 1). The multiple
regression models, when applied to the observed climate
trends, suggest that the past T and P trends significantly
decreased yields for wheat (-103 kg ha-1), maize (-261
kg ha-1), and soybean (-24 kg ha-1) over the period of
1981–2006, suggesting the past T and P changes had
explicitly offset the yield promotion for the three crops,
with effects ranging from -4 to -15 %. For rice yield,
factors other than growing-season T and P played principal
roles, indicated by the weak, not significant, regression
model, but it suggests a possible positive contribution of
DT and DP on past yield increase.
In all cases, warming was the main player for estimated
climate-driven yield changes, as precipitation had only
minor effects on yields due to relatively small changes and
contributing rates in the period 1981–2006. It moderately
suppressed yield increases for maize and wheat, slightly
offset the soybean yield increase, while stimulated the
yield advance for rice.
Yield–temperature relationships at pixel level
The majority of the arable grids experienced pronounced
increases for both crop yields and growing-season tem-
peratures over the period (data not shown), but only a small
portion of grids exhibited significant yield correlation with
growing-season temperature. Linear regression between
the first difference of yields (DY) and growing-season
T (DT) in each grid demonstrated that the DY–DT relation-
ships were significant (p \ 0.05) in approximately
15–40 % of arable grids, dependent on crop. This suggests
that past warming is likely to have had detectable impacts
on the crop yields in these areas.
Figure 2 shows the estimated DY–DT relationships for
each crop, namely the change in yield for 1 �C growing-
season warming, estimated by taking the sum of the slope
of the linear regression from 1981 to 2006 and expressing
this as a per cent change in yield from the 1981 value. The
grids with insignificant DY–DT relationships are not shown
in the figure. Converting the amount of grid to crop
planting area based on the average crop area in each grid,
the proportion of the crop areas with significant DY–
DT relationships were 21, 34, 35, and 25 % for rice, wheat,
maize, and soybean, respectively, with regression model R2
averaged across the areas being 0.24, 0.23, 0.27, and 0.31,
respectively. These suggest more than 20 % of the vari-
ances in year-to-year yield changes can be explained by
changes in the growing season T in those inferred warm-
ing-affected areas.
Variations of yield response to the warming
among regions
In order to investigate the regional variations of yield
response, Fig. 3 shows the yield responses (expressed as
per cent change in yield from the 1981 value) to the
warming in different regions, subdivided according to
whether grids exhibited significant positive/negative cor-
relations between yield changes and observed warming
trends.
Within the inferred warming-affected areas, more than
half of the rice and wheat area exhibited yield gains under
past warming, with estimated contribution rates of 15.3 %
(Fig. 3a rice) and 20.3 % (Fig. 3a wheat) per �C growing-
season warming, respectively. For rice, widespread areas
Table 1 Changes in national yield and growing-season climate from 1981 to 2006, and statistics of regression models between yield and climate
first-differences
Rice Wheat Maize Soybean
Actual yield change 1981–2007 (kg ha-1) 1,510** 1,920** 1,850** 537**
Growing-season DT (base T) (�C) 0.98** (21.7) 1.52** (7.1) 0.95** (19.6) 1.05** (18.9)
Growing-season DP (base P) (mm) -19 (1,062) 7 (295) -27 (627) -10 (629)
Regression equations DY = 67.6DT - 0.24DP ? 52.8
DY = -133.8DT - 0.41DP ? 102.8
DY = -304.3DT
? 2.2DP ? 87.2
DY = -70.9DT
- 0.3DP ? 47.3
Model R2 0.12 0.21* 0.42** 0.19*
DT, DP-driven yield change (kg ha-1) 124 -103 -261 -24
* Significant at p \ 0.05; ** significant at p \ 0.01. National yield and climate were averaged from all grid values with area-weight method
10 W. Xiong et al.
123
showed yield increase under the warming, particularly in
north parts of China (Fig. 2a). The warming contribution
rate was greater in the north than in the south; for example,
NE experienced the highest warming contribution rate of
15.7 %/�C among the 7 regions. A few areas also exhibited
decreased yield under the warming, with contribution rates
being significant in all regions except SSE and NW, and
ranging from -31.8 to -7.2 %/�C (Fig. 3b rice). In con-
trast, for wheat, only NCP and a few northernmost areas
showed yield increases under the warming (Fig. 2b), with
contribution rates of 9.0 and 27.2 %/�C, respectively, but
yield depression was obvious under the warming in other
regions, with significant decreasing rates in all regions
except NW, ranging from -65.3 to -9 %/�C (Fig. 3b
wheat).
Maize and soybean suffered more from the past warming in
terms of the area of yield decrease. Within the inferred
warming-affected areas, roughly 88 % (maize) and 67 %
(soybean) of the planting area exhibited declined yield
(Fig. 2c, d), with decreasing rates of -20.3 %/�C (Fig. 3b
Maize) and -20 %/�C (Fig. 3b Soybean), respectively.
Maize experienced yield decreases in all regions except east
of NE and parts of NW, with decreasing rates between
-45.6 %/�C in NCP and -14.2 %/�C in SSE. The LP and
SW were the regions showing the greatest warming suscep-
tibility for maize, indicated by the larger proportion of the
maize area with decreased yield, with decreasing rates of
-19.5 and -20.3 %/�C, respectively. Soybean has the same
spatial pattern of yield response as maize, but only the LP
appeared as the main region for yield decline under the warming.
Fig. 2 Estimated yield responses (%) (compared to the regression-estimated yield from the 1981 value) for a 1 �C increase in T during the
growing season for a rice, b wheat, c maize, d soybean
Impacts of warming trends on crop yields in China 11
123
y = 15.3**x - 0.3
0
15
30
45
60
0 0.4 0.8 1.2 1.6 2 2.4Δ Y
ield
(%)
ΔT( )
NE:
NCP:
LP:
YRB:
SW:
SSE:
NW:
(a) Ricey=15.7**x+5.7
y=13.8**x+6.2
y=5.8x+16.9
y=11.4**x-2.8
y=3.3x+2.7
y=8.4x+10.9
y=11.7**x-0.8
y = -15.9**x + 3.4
-60
-45
-30
-15
0
15
-0.4 0 0.4 0.8 1.2 1.6 2 2.4
Δ Yie
ld(%
)
ΔT( )
NE:
NCP:
LP:
YRB:
SW:
SSE:
NW:
(b) Rice
y=-15.0**x+4.0
y=-12.1**x-0.1
y=-24.8**x+3.6
y=-7.2**x+0.6
y=-31.8**x-4.6
y=-3.6x-1.2
y=-83.5x+76.5
y = 20.3**x + 3.20
15
30
45
60
75
0 0.4 0.8 1.2 1.6 2 2.4
Δ Yie
ld(%
)
ΔT( )
NE:
NCP:
LP:
YRB:
SW:
SSE:
NW:
(a) Wheaty=27.2**x+7
y=9.0*x+4.5
y=-5.9x+41.7
y=26.3**x-7.7
y=-6.6x+31.0
y=6.2**x+8.3
y = -19.0**x + 1.5
-60
-45
-30
-15
0
15
0 0.4 0.8 1.2 1.6 2 2.4
Δ Yie
ld(%
)
ΔT( )
NE:
NCP:
LP:
YRB:
SW:
SSE:
NW:
(b) Wheat
y=-27.2**x+7.0
y=-9.0*x-4.5
y=-26.0**x+17.7
y=-31.0**x+14.4
y=-8.3x-5.5
y=-65.3**x+72.7
y=-19.0**x-1.5
y = 17.5**x + 2.7
0
15
30
45
60
0 0.4 0.8 1.2 1.6 2
Δ Yie
ld(%
)
ΔT( )
NE:
NCP:
YRB:
SW:
SSE:
NW:
(a) Maizey=13.2**x+9.8
y=17.7**x-5.7
y=25.5*x+1.9
y=0.3**x+3.1
y=53.8**x-10.5
y=2.9x+4.8
y = -20.3**x + 4.7
-60
-45
-30
-15
0
15
-0.4 0 0.4 0.8 1.2 1.6 2 2.4
Δ Yie
ld(%
)
ΔT( )
NE:
NCP:
LP:
YRB:
SW:
SSE:
NW:
(b) Maize
y=-26.3**x+4.5
y=-45.6**x+22.0
y=-19.5**x-8.0
y=-17.3**x-0.7
y=-20.3**x+1.9
y=-14.2**x-3.6
y=-25.3**x+5.4
y = 19.9**x + 2.5
-5
10
25
40
55
70
0 0.4 0.8 1.2 1.6 2 2.4
Δ Yie
ld(%
)
ΔT( )
NE:
NCP:
LP:
YRB:
SW:
SSE:
NW:
(a) Soybean y=13.4**x+9.2
y=9.7x+8.3
y=16.7**x+4.2
y=11.4x+5.8
y=23.7**x-1.7
y=33.3*x+2.5
y = -20.0**x - 3.2
-60
-45
-30
-15
0
0 0.4 0.8 1.2 1.6 2 2.4
Δ Yie
ld(%
)
ΔT( )
NE:
NCP:
LP:
YRB:
SW:
SSE:
NW:
(b) Soybean
y=-35.8**x+24.2
y=-28.0**x+5.6
y=-19.6**x-5.2
y=-33.9**x-5.5
y=-7.0**x-3.2
y=-16.2**x-2.0
y=-8.6x-40.4
Fig. 3 Scatter plots of
estimated yield changes and
corresponding observed trends
in growing season T, a in areas
with significant (p \ 0.05)
positive yield response to T, and
b in areas with significant
negative yield response to
T. The best-fit linear regressions
are provided for all datasets and
regional subsets. (Note:
*p \ 0.05; **p \ 0.01)
12 W. Xiong et al.
123
The warming-risk areas for food production
and the loss in production
Figure 4 shows the locations which experienced decreased
yields for multiple crops under the warming and the esti-
mated loss in production due to the warming trend across
the whole China. The combined loss in production of the
four crops, represented as a per cent of production in 1981,
is based on the average sown area from 1981 to 2006. The
area which exhibited decreased yield for at least one crop
was considered as the warming vulnerable area, and its
proportion of the total arable land (average for 1981–2006)
and the mean production loss are presented in Table 2.
A total of 52.6 % of the arable land exhibited yield
decreases for at least one crop in China, indicating the
possible warming susceptibility in these areas (Table 2).
These areas are located in all the main food-producing
areas, except eastern part of NE, and the NCP (Fig. 4a),
with production loss averaged across these areas at 7.0 %.
Much of the LP, central NE, southern SW, and parts of
RYB experienced yield decreases for at least two crops,
taking up 18.7 % of the arable land. Only a small portion
(4.0 %) of land showed the depressed yields due to
warming for at least three crops, largely concentrated in the
LP.
The LP showed the largest warming susceptibility of all
the seven food-producing regions, as the majority of its
arable land (90.6 %) experienced yield reductions under
the warming for at least one crop, more than half (54.8 %)
of the land exhibited yield decreases for two crops, and
roughly 15 % of the land had decreased yields for three
crops. The loss in food production across these areas of the
LP was -10.9 %, with most losses coming from yield
decreases in maize, soybean, and wheat. (Table 2; Fig. 4a).
The NE, YRB, and SW also appear as large warming-risk
areas due to the past warming (Table 2), indicated by more
than half of their arable land experiencing decreased yields
due to warming. Wheat in the central belt and maize in the
south contributed to the susceptibility in the NE, leading to
an average loss of 8.3 % in production. Negative warming
responses of maize in the southern corner of SW and wheat
in the YRB were the main reason for the warming risks in
the SW and YRB, respectively, but they only caused small
losses in production under the past warming (-3.0 % in
SW and -4.9 % in YRB), due to the relatively small
increases in growing-season temperatures and the low
importance of the two crops in these regions.
Discussion
Comparison with previous studies
The impacts of past warming trends have been examined in
China by a limited number of previous studies, in which
most have used similar empirical models to gauge the
effects. For example, Lobell et al. (2011a, b), using
national-averaged yield and climate, inferred that China’s
past climate change (T and P) since 1980 had increased
yields for rice by roughly 2.5 %, but reduced yields for
wheat, maize, and soybean, by approximately -5, -1.5,
and -2 %, respectively. Using provincial data, Tao et al.
(2008) reached similar conclusions except for a slight yield
increase for soybean. You et al. (2009) and Zhang and
Huang (2012) gave more detailed estimations for specific
crops, suggesting a 3–10 % yield loss in wheat with a 1 �C
Fig. 4 a The number of food crops (rice, wheat, maize, and soybean) which exhibited depressed yields to the past warming, and b estimated
decreases in food production due to the past warming trends (compared to the reported production in 1981)
Impacts of warming trends on crop yields in China 13
123
growing-season warming and insignificant positive effects
on rice.
The estimated effects vary across these studies,
depending on the scales of evaluation, data used, periods of
assessment, etc. but a clear message emerges that past
warming trends increased rice yield, but decreased yields
for wheat, maize, and soybean in China. Although the yield
and climatic data used in this study are aggregated from
county and grid values, which are different from previous
studies, our analysis agrees well with some of the previous
studies. Compared to the yields in 1981, our estimations on
climate-driven change (DT and DP) in yields are 2.8, -4.9,
and -2.1 % for rice, wheat, and soybean (Table 1),
respectively, which are consistent with the estimations of
Lobell et al. (2011a). In the case of maize, we project a
larger yield reduction (-8.6 %) compared to value of
Lobell et al. (2011a), but it roughly matches the estimation
of Tao et al. (2008) (-10 %).
Identification of vulnerable crops and areas
Regarding the areas affected by warming identified in the
analysis, our study provides more detailed spatial infor-
mation of the yield response, which previous studies usu-
ally failed to provide. The inferred areas with significant
responses to the temperature indicate possible detectable
impacts of past warming, suggesting the target crops or
hotspots for adaptation. In addition, the significant contrast
in yield response between adjacent regions for the same
crop, or between crops in a region, implies specific
mechanisms for their responses, which is a prerequisite for
effective adaptation.
Maize is identified as the most vulnerable crop in terms
of having the largest area with pronounced decreases in
yield (30.9 % of the maize area exhibited yield decrease),
and greatest yield loss due to past warming trends
(Table 1). Possible reasons for its yield decrease include
shorter growth period, increased spikelet sterility and
chloroplast damages, and increased energy consumption.
Although detrimental impacts of warming on rice have
been observed in many Asian counties (Peng et al. 2004;
Welch et al. 2010), our study demonstrates that past
warming may still remain within the optimal growth tem-
perature range for rice in much of the rice areas. There is
only 8.2 % of the rice area showing yield declines with
past warming, and these areas are randomly located in a
few rice planting areas, namely southern NE and northern
NCP, and parts of YRB (Fig. 2a). For wheat and soybean,
the increase in temperature tends to decrease their yields,
indicated by roughly 10 % of their areas showing depres-
sed yields, but in their principal planting regions, that is,
soybean in the NE, wheat in the NCP, yields present
positive responses to the warming. This partly can be
explained by the management differences between the
principal and marginal producing regions, for example,
soybean cultivated in the NE and wheat in the NCP are
usually have better irrigation systems and more use of new
cultivars.
The LP is identified as the most vulnerable region to
warming for food production in China due to its largest
proportion of vulnerable planting area and substantial
decrease in yields for many crops (Fig. 4; Table 2). Using
a composite of crop simulation results and proxy indica-
tors, Lin (1996) also identified the LP as the most vulner-
able region to climate change. The possible reasons for its
vulnerability include great land degradation, and low soil
fertility and water-holding capacity. The SW and YRB in
the south of China are also identified as warming vulner-
able regions. Negative yield responses to the warming for
the less importance crops, such as wheat in the YRB, and
maize in the southern corner of SW, also contribute to their
vulnerabilities. Increased heat and water stresses under the
warmer climate can partly explain the vulnerability in these
two areas, in part because wheat and maize in these areas
are often planted as rotation crops under rain-fed condi-
tions, and in part because of the correlation between
increased extreme climate events (e.g., extreme high tem-
peratures) and warming trends in much of the areas (Zhang
and Huang 2012). Although the current warming trend is
small in south China, particularly in the southern corner of
SW, which only led to a small loss in the food production,
the significant negative yield responses in these areas imply
potential risks for future food production with the antici-
pated warming trends.
The NE has been widely acknowledged as a region
which may benefit under a warmer climate, due to its low
base temperature, decreased cold stresses, and good
Table 2 Proportion of cultivation area with decreasing crop yields
due to the past warming, and aggregated loss in food production, for
different food-producing regions
Regions Proportion of vulnerable area
(%)
Mean production loss in
the vulnerable areas (%)
(compared to production
in 1981)For
one
crop
For
two
crops
For
three
crops
For
four
crops
NE 65.6 22.8 2.4 0.6 -8.3
NCP 31.0 8.3 1.7 0.5 -8.2
LP 90.6 54.8 14.9 1.5 -10.9
YRB 58.1 20.6 4.6 0.5 -4.9
SW 88.4 39.7 8.1 0.0 -3.0
SSE 48.8 11.2 2.7 0.0 -2.1
NW 49.1 22.6 3.6 0.0 -11.5
China 52.6 18.7 4.0 0.5 -7.0
14 W. Xiong et al.
123
irrigation infrastructure (Yang et al. 2007; Wang et al.
2005). Our analysis reveals that only the east of NE,
namely the NE plain, exhibits pronounced gains from past
warming on yields, with all crops except wheat showing
pronounced yield increases in the plain. However, central
NE still shows the signs of vulnerability to warming
(Fig. 4b). Yields of wheat decreased with the past warm-
ing, which caused a loss of 8.3 % in production in these
areas. Cultivation of spring-sown wheat whose reproduc-
tive stage collides with the hottest season, low soil fertility,
and lack of irrigation due to the mountainous landscape are
likely the causes.
Other factors affecting the vulnerability and limitations
of the study
This study tries to identify the spatial vulnerability to future
warming through the relationships between past warming
and crop yields, with the inferred areas with decreased crop
yields suggesting possible risks under warming. However,
factors other than the growing-season warming may also
play a role.
Firstly, changes in other climatic variables, such as
precipitation and radiation, may contribute to vulnerability
in some areas. For example, correlations between increas-
ing temperature and decreasing precipitation have been
reported in NE, particularly in the south and central NE
(Zhang and Huang 2012). This usually results in increased
yield losses in areas without insufficient irrigation, which
partly explains the negative yield responses observed for
maize and wheat in parts of the NE (Fig. 2). In YRB, the
decrease in radiation is often associated with increasing
temperature, contributing to the negative warming
responses for rice and wheat in much of the area. Xiong
et al. (2012) and Zhang et al. (2010a) have both identified
reduced radiation as important contributors to past climate-
driven yield decreases for rice in China. In addition,
extreme weather events such as drought, extreme high
temperature are likely to have more impacts on crop yields
than changes in the mean climate (Piao et al. 2010). They
tend to cause the warming vulnerability if there is covari-
ance between a specific extreme event and temperature
increase, which is the case for crops in parts of the YRB
where increased yield losses can partly be explained by the
increasing heat stresses under the warmer climate.
Secondly, vulnerability to warming is clearly affected by
differences in management. We find that crops with better
management, such as irrigation, tend to exhibit positive or
insignificant warming responses. For example, compared to
other crops, rice has benefited more from past warming, as
over 95 % of the rice area is fully irrigated in China (Xiong
et al. 2009). Furthermore, crops in most of the main food-
producing areas, which would be expected to have better
agronomic management than in more marginal production
areas, also show positive or insignificant warming responses,
such as wheat and maize in the NCP and rice in the YRB.
Possible mechanisms include better irrigation, higher soil
fertility, and more investment on development and use of
new cultivars. Although we did not carry out the yield
response analyses for different management practices due to
the unavailability of such data, this study indicates that
agronomic measures to increase the crop resilience are
important strategies to cope with future warming.
Finally, there is some evidence that farmers in the north-
ern latitudes of China have already adapted to the warmer
temperature, which has contributed to the positive yield
responses in some areas. For example, the sowing dates of
wheat and maize in the NCP have advanced by about
5–10 days since 1980s (Wang et al. 2012), which combined
with the adoption of new crop cultivars with longer growth
periods, have significantly promoted yields of winter wheat
and summer maize (Liu et al. 2010; Chen et al. 2010; Fu et al.
2009). Increased cultivation of rice in cooler regions, toge-
ther with the development of cold-tolerant cultivars, irriga-
tion, etc., has substantially increased rice yields in the NE
(Yang et al. 2007; Wang et al. 2005). Although many of the
adaptation cannot be extrapolated to other regions and crops,
we believe that effective adaptation can contribute to main-
taining food production under the future warmer climate,
particularly in northern parts of China.
Conclusion
The present study found that the warming rates since 1980
are statistically significant across much of China and have
had discernible impacts on China’s crop productivity. The
impacts of warming are variable across regions and
between crops. National scale yield–climate relationships
demonstrate that the effects of the widespread warming are
considerable for maize and wheat, and moderate for soy-
bean, but less pronounced for rice. Grid scale analysis
indicates that maize is the most sensitive crop to the past
observed warming, while the impact on rice has been
small. Over 50 % of the arable land exhibits yield vul-
nerability to past warming, with different causal mecha-
nisms between crops and regions. The loess plateau is most
vulnerable to warming, where at least two crops have been
shown to be susceptible to the warming. In addition, yield
reductions in spring wheat in the central northeast, wheat in
the Yellow River basin, and maize in Southwest China are
also observed.
As with other empirical studies, this study contains
uncertainties, including those associated with the selection
of the statistical approach (e.g., a simple linear model and
the first-difference method), choice of predictor variables
Impacts of warming trends on crop yields in China 15
123
(only T at the regional scale), and the quality of the raw
data (county data). Despite these uncertainties, our study
produces consistent results to previous studies in terms of
the yield impacts caused by past warming. However, our
fine resolution analysis of the temperature–yield relation-
ships has importantly highlighted the potential warming-
risk areas for food production and indicated the hotspots
for adaptation prioritization for future climate change in
China.
Acknowledgments This research was jointly supported by National
Basic Research Program of China (project no. 2010CB951504,
2012CB95904) and National Natural Science Foundation of China
(Grant No. 41171093), and National Scientific Program (No.
2012BAC19B01). We thank the reviewers for their constructive
suggestions that improved our initial manuscript. We acknowledge
the weather data groups in China Meteorological Information Center
for providing their data for analysis.
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