guido f. herrmann:
DESCRIPTION
The talk presents Thieme's activities in the context of Open Access and Open Data. The presentation also looks at the authors' und the users' perspective and Thieme's practical experiences with both.TRANSCRIPT
Optimizing access for authors, readers and customers
© Georg Thieme Verlag KG, 2010
Expert Conference on Open Access and Open Data, Cologne December 2010
Introduction1 Open Access2 Conclusion3
Cologne, 13 – 14 December 2010
Optimizing access for authors, readers and customers
Guido F. HerrmannManaging Director Thieme ChemistryGeorg Thieme Verlag, Stuttgart
Optimizing access for authors, readers and customers
© Georg Thieme Verlag KG, 2010
Expert Conference on Open Access and Open Data, Cologne December 2010
Introduction1 Open Access2 Conclusion3
Session 2Framing the rules: Strategies for Open Access and Open DataChair: Klaus Tochtermann, German National Library of Economics, Kiel/Hamburg
11.30 hOpen Access in the European Research Area (ERA)Celina Ramjoué, European Commission, Brussels, Belgium
12.00 hDrivers for Open Access and Data: a funder’s perspectiveMalcolm Read, JISC, Bristol, UK
12.30 hOptimizing access for authors, readers and customersGuido F. Herrmann, Georg Thieme Publishers, Stuttgart, Germany
Optimizing access for authors, readers and customers
© Georg Thieme Verlag KG, 2010
Expert Conference on Open Access and Open Data, Cologne December 2010
Introduction1 Open Access2 Conclusion3
READERS
FUNDING AGENCIES
AUTHORS
PUBLISHING HOUSES
LIBRARIES
COPYRIGHT
INTRODUCTION1Players in Scientific Publishing
Optimizing access for authors, readers and customers
© Georg Thieme Verlag KG, 2010
Expert Conference on Open Access and Open Data, Cologne December 2010
Introduction1 Open Access2 Conclusion3
Optimizing access for authors, readers and customers
© Georg Thieme Verlag KG, 2010
Expert Conference on Open Access and Open Data, Cologne December 2010
Introduction1 Open Access2 Conclusion3
Conclusion3
Introduction1
Open Access2 Introduction1
Optimizing access for authors, readers and customers
© Georg Thieme Verlag KG, 2010
Expert Conference on Open Access and Open Data, Cologne December 2010
Introduction1 Open Access2 Conclusion3
Budapest Open Access Initiative (2002)
Bethesda Statement on Open Access Publishing (2003)
Berliner Erklärung (2003)
Introduction1
Optimizing access for authors, readers and customers
© Georg Thieme Verlag KG, 2010
Expert Conference on Open Access and Open Data, Cologne December 2010
Introduction1 Open Access2 Conclusion3
PAY TO PUBLISH OA ““GOLDGOLD””final published articlesfree upon publication on publisher’s websitepay-to-publish model
DELAYED OA ““DELAYEDDELAYED””final published articlesfree some time after publication on publisher’s websiteexisting model
SELF ARCHIVING OA ““GREENGREEN””peer reviewed author msssystematic/self-archiving with a variable delay or embargo on institutional or subject repositoriesno model
PRE-PRINT SERVERSpre-printsfree upon deposit on pre-print serverno model
Open Access
Introduction1
Optimizing access for authors, readers and customers
© Georg Thieme Verlag KG, 2010
Expert Conference on Open Access and Open Data, Cologne December 2010
Introduction1 Open Access2 Conclusion3
Many declarations have been made about the need for particular business models in the STM information community. STM publishers have largely remained silent on these matters as the majority are agnostic about business models: what works, works. However, despite very significant investment and a massive rise in access to scientific information, our community continues to be beset by propositions and manifestos on the practice of scholarly publishing. Unfortunately the measures proposed have largely not been investigated or tested in any evidence-based manner that would pass rigorous peer review. In the light of this, and based on over ten years experience in the economics of online publishing and our longstanding collaboration with researchers and librarians, we have decided to publish a declaration of principles which we believe to be self-evident.
The mission of publishers is to maximise the dissemination of knowledge through economically self-sustaining business models. We are committed to change and innovation that will make science more effective. We support academic freedom: authors should be free to choose where they publish in a healthy, undistorted free market
Publishers organise, manage and financially support the peer review processes of STM journals. The imprimatur that peer-reviewed journals give to accepted articles (registration, certification, dissemination and editorial improvement) is irreplaceable and fundamental to scholarship
Publishers launch, sustain, promote and develop journals for the benefit of the scholarly communityCurrent publisher licensing models are delivering massive rises in scholarly access to research outputs.
Publishers have invested heavily to meet the challenges of digitisation and the annual 3% volume growth of the international scholarly literature, yet less than 1% of total R&D is spent on journals
Copyright protects the investment of both authors and publishers. Respect for copyright encourages the flow of information and rewards creators and entrepreneurs
Publishers support the creation of rights-protected archives that preserve scholarship in perpetuityRaw research data should be made freely available to all researchers. Publishers encourage the public posting of
the raw data outputs of research. Sets or sub-sets of data that are submitted with a paper to a journal shouldwherever possible be made freely accessible to other scholars
Publishing in all media has associated costs. Electronic publishing has costs not found in print publishing. The costs to deliver both are higher than print or electronic only. Publishing costs are the same whether funded by supply-side or demand-side models. If readers or their agents (libraries) don't fund publishing, then someone else (e.g. funding bodies, government) must
Open deposit of accepted manuscripts risks destabilising subscription revenues and undermining peer review. Articles have economic value for a considerable time after publication which embargo periods must reflect. At 12 months, on average, electronic articles still have 40-50% of their lifetime downloads to come. Free availability of significant proportions of a journal’s content may result in its cancellation and therefore destroy the peer review system upon which researchers and society depend
“One size fits all” solutions will not work. Download profiles of individual journals vary significantly across subject areas, and from journal to journal
Introduction1
Brussels Declaration on STM Publishing
The mission of publishers is to maximise the dissemination of knowledge through economically self-sustaining business models.
Publishing in all media has associated costs.
“One size fits all” solutions will not work.
2007
Optimizing access for authors, readers and customers
© Georg Thieme Verlag KG, 2010
Expert Conference on Open Access and Open Data, Cologne December 2010
Introduction1 Open Access2 Conclusion3
Roundtable on Best Practices for Supplemental Journal Article Materials
Co-Sponsored by the National Information Standards Organization (NISO) and the National Federation of Advanced Information Services (NFAIS)
Washington, January 22, 2010
Scientific Data
Introduction1
Optimizing access for authors, readers and customers
© Georg Thieme Verlag KG, 2010
Expert Conference on Open Access and Open Data, Cologne December 2010
Introduction1 Open Access2 Conclusion3
“The collection of research data is a huge investment.Permanent access to such data, if quality controlled and in interoperableformats, will allow better use to be made of this investment because itallows other researchers to (re)use them. Furthermore it allows re-analysisand could play a role in ensuring research integrity.”
“Who are the actors?All actors in the scientific endeavour (funding organisations, research performing organisations, universities, academies and learned societies, holders of public research grants, libraries and librarians) as well as publishers.”
EUROHORCs and ESF Vision on a Globally Competitive Era and their Road Map for Actions
Introduction1
Scientific Data
Optimizing access for authors, readers and customers
© Georg Thieme Verlag KG, 2010
Expert Conference on Open Access and Open Data, Cologne December 2010
Introduction1 Open Access2 Conclusion3
PARSE (Permanent Access to the Records of Science in Europe)
“aims to highlight the longevity and vulnerability of digital research data and concentrates on the parts of the e-Science infrastructure needed to support persistence and understandability of the digital assets of EU research.”
PARSE.Insight Project
A two-year initiative funded in part by the European Union. http://www.parse-insight.eu/
Introduction1
Scientific Data
Optimizing access for authors, readers and customers
© Georg Thieme Verlag KG, 2010
Expert Conference on Open Access and Open Data, Cologne December 2010
Introduction1 Open Access2 Conclusion3
„The stm report: An overview of scientific and scholarlyjournal publishing “September 2009
2.000 Publishing Houses constitute the STM-Market:
ca. 30% ca. 4%ca. 64%
Scientific SocietiesUniversity PressesIndependent Publishing Houses
Introduction1
The STM-Market
Optimizing access for authors, readers and customers
© Georg Thieme Verlag KG, 2010
Expert Conference on Open Access and Open Data, Cologne December 2010
Introduction1 Open Access2 Conclusion3
STM Publishers employ worldwide110,000 – 120,000 people.
Introduction1
The STM-Market
„The stm report: An overview of scientific and scholarlyjournal publishing “September 2009
Optimizing access for authors, readers and customers
© Georg Thieme Verlag KG, 2010
Expert Conference on Open Access and Open Data, Cologne December 2010
Introduction1 Open Access2 Conclusion3
25,400 scientific journals publish annually approx. 1.5 million papers.
Introduction1
The STM-Market
„The stm report: An overview of scientific and scholarlyjournal publishing “September 2009
Optimizing access for authors, readers and customers
© Georg Thieme Verlag KG, 2010
Expert Conference on Open Access and Open Data, Cologne December 2010
Introduction1 Open Access2 Conclusion3
> 90% of scientific journals are available online.
1.5 billion scientific papers are downloaded each year.
Introduction1
The STM-Market
„The stm report: An overview of scientific and scholarlyjournal publishing “September 2009
Optimizing access for authors, readers and customers
© Georg Thieme Verlag KG, 2010
Expert Conference on Open Access and Open Data, Cologne December 2010
Introduction1 Open Access2 Conclusion3
Annual Growth Rate of the Number of
Published articles: 3%
Scientific journals: 3.5%
Researchers: 3%
(Currently: 5.5 million researchers worldwide)
Introduction1
The STM-Market
„The stm report: An overview of scientific and scholarlyjournal publishing “September 2009
Optimizing access for authors, readers and customers
© Georg Thieme Verlag KG, 2010
Expert Conference on Open Access and Open Data, Cologne December 2010
Introduction1 Open Access2 Conclusion3
Information Avalanche
Introduction1
Change
Optimizing access for authors, readers and customers
© Georg Thieme Verlag KG, 2010
Expert Conference on Open Access and Open Data, Cologne December 2010
Introduction1 Open Access2 Conclusion3
Information Avalanche
New Channels
Introduction1
Change
Optimizing access for authors, readers and customers
© Georg Thieme Verlag KG, 2010
Expert Conference on Open Access and Open Data, Cologne December 2010
Introduction1 Open Access2 Conclusion3
Information Avalanche
New Channels
Changing Media Usage Patterns
Introduction1
Change
Optimizing access for authors, readers and customers
© Georg Thieme Verlag KG, 2010
Expert Conference on Open Access and Open Data, Cologne December 2010
Introduction1 Open Access2 Conclusion3
Information Avalanche
New Channels
Changing Media Usage Patterns
New Competition
Introduction1
Change
Optimizing access for authors, readers and customers
© Georg Thieme Verlag KG, 2010
Expert Conference on Open Access and Open Data, Cologne December 2010
Introduction1 Open Access2 Conclusion3
100120140160180200220240260
1975 1980 1985 1990 1995
Inde
x (1
976=
100.
00) US Total
Academic R&D
Avg. ARL LibraryExpenditure
Information Avalanche
New Channels
Changing Media Usage Patterns
New Competition
Budgetary Restrictions
Introduction1
Change
Optimizing access for authors, readers and customers
© Georg Thieme Verlag KG, 2010
Expert Conference on Open Access and Open Data, Cologne December 2010
Introduction1 Open Access2 Conclusion3
Information Avalanche
New Channels
Changing Media Usage Patterns
New Competition
Budgetary Restrictions
Role of Libraries
Introduction1
Change
Optimizing access for authors, readers and customers
© Georg Thieme Verlag KG, 2010
Expert Conference on Open Access and Open Data, Cologne December 2010
Introduction1 Open Access2 Conclusion3
The Objective of Scientific Publishingis to makeKnowledge Workersmore productive.
Introduction1
Optimizing access for authors, readers and customers
© Georg Thieme Verlag KG, 2010
Expert Conference on Open Access and Open Data, Cologne December 2010
Introduction1 Open Access2 Conclusion3
How is Knowledgecreated?
Introduction1
Optimizing access for authors, readers and customers
© Georg Thieme Verlag KG, 2010
Expert Conference on Open Access and Open Data, Cologne December 2010
Introduction1 Open Access2 Conclusion3
Knowledge
Immanuel Kant
Was kann ich wissen?
Was darf ich hoffen?
Was soll ich tuen?
Facts/Data
Information
Introduction1
Optimizing access for authors, readers and customers
© Georg Thieme Verlag KG, 2010
Expert Conference on Open Access and Open Data, Cologne December 2010
Introduction1 Open Access2 Conclusion3
Data, Information and Knowledge
successfully retrieved and
successfully applied by
Knowledge Workers
Introduction1
Value
Knowledge
Facts/Data
Information
Optimizing access for authors, readers and customers
© Georg Thieme Verlag KG, 2010
Expert Conference on Open Access and Open Data, Cologne December 2010
Introduction1 Open Access2 Conclusion3Introduction1
Publication
Optimizing access for authors, readers and customers
© Georg Thieme Verlag KG, 2010
Expert Conference on Open Access and Open Data, Cologne December 2010
Introduction1 Open Access2 Conclusion3
which rewards actors for their performance in the communicationsystem based on metrics derived from that system.
Roosendaal and Geurts 1997
Registrationwhich allows claims of precedence for a scholarly finding.
Certificationwhich establishes the validity of a registered scholarly claim.
Awarenesswhich allows actors in the scholarly system to remainaware of new claims and findings.
Archivingwhich preserves the scholarly record over time.
Rewarding
Introduction1
Publication
Benefitfor theAuthor
Optimizing access for authors, readers and customers
© Georg Thieme Verlag KG, 2010
Expert Conference on Open Access and Open Data, Cologne December 2010
Introduction1 Open Access2 Conclusion3
Benefitfor theUser
Belshazzar's FeastRembrandt (1635)
Mene mene tekel u-pharsin
You have been weighedon the scales and foundwanting.
Introduction1
Certification
Benefitfor theAuthor
Optimizing access for authors, readers and customers
© Georg Thieme Verlag KG, 2010
Expert Conference on Open Access and Open Data, Cologne December 2010
Introduction1 Open Access2 Conclusion3
Benefitfor theUser
Introduction1
Certification
Optimizing access for authors, readers and customers
© Georg Thieme Verlag KG, 2010
Expert Conference on Open Access and Open Data, Cologne December 2010
Introduction1 Open Access2 Conclusion3
Global Costs of Undertaking and Communicating the Results of Research Reported in Journal Articles
Research Information Network, May 2008
Costs of Research Itself:
Publishing and Distribution:
Access:
Reading:
Total Costs:
₤bn
116.0
6.4
18.6
34.0
175.0
Introduction1
Optimizing access for authors, readers and customers
© Georg Thieme Verlag KG, 2010
Expert Conference on Open Access and Open Data, Cologne December 2010
Introduction1 Open Access2 Conclusion3Open Access2
Open Access2
Optimizing access for authors, readers and customers
© Georg Thieme Verlag KG, 2010
Expert Conference on Open Access and Open Data, Cologne December 2010
Introduction1 Open Access2 Conclusion3
Repository policy according to Sherpa/Romeo „blue“ standardapplies to all peer-reviewed journalsof Thieme Publishing Group
Open Access2
1. Repository Policy
Optimizing access for authors, readers and customers
© Georg Thieme Verlag KG, 2010
Expert Conference on Open Access and Open Data, Cologne December 2010
Introduction1 Open Access2 Conclusion3Open Access2
1. Repository Policyinformation sheet
Optimizing access for authors, readers and customers
© Georg Thieme Verlag KG, 2010
Expert Conference on Open Access and Open Data, Cologne December 2010
Introduction1 Open Access2 Conclusion3
Thieme offers an open article accessoption for authors of our journals.
since 2006author chooses open access for his articlepublication fee: € 2.500 (€ 1.250 for subscribers of the journal, other discounts available)
very rarely used by authors
Open Access2
2. Open Access
Optimizing access for authors, readers and customers
© Georg Thieme Verlag KG, 2010
Expert Conference on Open Access and Open Data, Cologne December 2010
Introduction1 Open Access2 Conclusion3Open Access2
3. Open Data
Optimizing access for authors, readers and customers
© Georg Thieme Verlag KG, 2010
Expert Conference on Open Access and Open Data, Cologne December 2010
Introduction1 Open Access2 Conclusion3
German National Library of Science and Technology (TIB), Germany
British Library (BL), UK
ETH Zurich Library, Switzerland
Institute for Scientific and Technical Information (INIST-CNRS), France
National Technical Information Center Denmark
TU Delft Library, Netherland
Canada Institute for Scientific and Technical Information (CISTI)
Australian National Data Service (ANDS)
California Digital Library (CDL)
Purdue University Libraries (PUL)
German National Library of Medicine (ZB MED)
GESIS- Leibniz Institute of Social Sciences
Open Access2
Optimizing access for authors, readers and customers
© Georg Thieme Verlag KG, 2010
Expert Conference on Open Access and Open Data, Cologne December 2010
Introduction1 Open Access2 Conclusion3Open Access2
© Georg Thieme Verlag KG, 2010
Optimizing access for authors, readers and customers
© Georg Thieme Verlag KG, 2010
Expert Conference on Open Access and Open Data, Cologne December 2010
Introduction1 Open Access2 Conclusion3Open Access2
Optimizing access for authors, readers and customers
© Georg Thieme Verlag KG, 2010
Expert Conference on Open Access and Open Data, Cologne December 2010
Introduction1 Open Access2 Conclusion3Open Access2
Optimizing access for authors, readers and customers
© Georg Thieme Verlag KG, 2010
Expert Conference on Open Access and Open Data, Cologne December 2010
Introduction1 Open Access2 Conclusion3
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Open Access2
© Georg Thieme Verlag KG, 2010
Optimizing access for authors, readers and customers
© Georg Thieme Verlag KG, 2010
Expert Conference on Open Access and Open Data, Cologne December 2010
Introduction1 Open Access2 Conclusion3 Conclusion3
Conclusion3
Optimizing access for authors, readers and customers
© Georg Thieme Verlag KG, 2010
Expert Conference on Open Access and Open Data, Cologne December 2010
Introduction1 Open Access2 Conclusion3
Rights Management
Conclusion3
Optimizing access for authors, readers and customers
© Georg Thieme Verlag KG, 2010
Expert Conference on Open Access and Open Data, Cologne December 2010
Introduction1 Open Access2 Conclusion3 Conclusion3
Stages of PublicationPublisher Investment
Stage One
NISO Author’s Original
Stage Two
NISO AcceptedManuscript
Stage Three
NISO Version of Record
PrimaryOutputs ofResearch:•raw data•Draft for submission to a journal
Author’s draft incorporating peer review enhancements and imprimatur of journal
Final published article on journal website: version of record with copyediting, typesetting, full citability, cross-referencing, interlinking with other articles, supplementary data
Public Investment
Optimizing access for authors, readers and customers
© Georg Thieme Verlag KG, 2010
Expert Conference on Open Access and Open Data, Cologne December 2010
Introduction1 Open Access2 Conclusion3Cu
mul
ative
per
cent
of l
ifetim
e fu
ll tex
t dow
nloa
ds
ChemistryLife SciencesLife Sciences – Rapid usage imprintMathematicsHealth SciencesPhysicsSocial SciencesTwelve months
Soc Sci 36%Maths 40%Chem 44%Life Rapid 60%
Eighteen months
Soc Sci 42%Maths 46%Chem 50%Life Rapid 68%
Source: ScienceDirect
Delayed OA: Issues
Years since publication
Six months
Soc Sci 28%Maths 34%Chem 36%Life Rapid 50%
Conclusion3
Optimizing access for authors, readers and customers
© Georg Thieme Verlag KG, 2010
Expert Conference on Open Access and Open Data, Cologne December 2010
Introduction1 Open Access2 Conclusion3
Thank You!