geotechnics of tuff

12
Compressive strength and failure modes of lithophysae-rich Topopah Spring Tuff specimens and analog models containing cavities Nick Hudyma a, * , B. Burc ßin Avar b , Moses Karakouzian c a Division of Engineering, University of North Florida, Jacksonville, FL 32224-2666, USA b MACTEC Engineering and Consulting, Inc., Las Vegas, NV 89118, USA c Department of Civil and Environmental Engineering, University of Nevada Las Vegas, Las Vegas, NV, 89154, USA Received 19 February 2003; accepted 22 January 2004 Abstract The presence of lithophysae in some units of Topopah Spring Tuff at Yucca Mountain, Nevada, the U.S. high level nuclear waste repository, have a detrimental effect on the engineering properties of the rock mass and its performance. The lithophysae were formed by pockets of gas trapped within the falling volcanic ash that formed the tuff units. The porosity associated with the lithophysae is termed macroporosity because of the large pore size as compared with traditional rock pores. In this paper, lithophysae-rich tuff and analog models (both cylindrical and cubic) made of plaster of Paris containing artificially created cavities were tested to assess the effect of macroporosity on both the uniaxial compressive strength and failure modes of the specimens. As expected, compressive strength decreases with increasing porosity due to lithophysae in tuff and cavities in plaster analog specimens. Failure modes of cylindrical specimens were also investigated. The failure modes observed were grouped into four distinct categories: spalling, axial splitting, shear failure and web failure. The failure modes transition from spalling through web failure as the percentage of macroporosity within the specimen increased. D 2004 Elsevier B.V. All rights reserved. Keywords: Tuff; Lithophysae; Porosity; Plaster; Uniaxial compressive strength; Failure modes 1. Introduction Rocks are composed of both matrix material and pore space; an increase in porosity reduces their stiffness and strength. Typically, in rock, porosity is microscopic and created by spaces between minerals or individual grains. The pore structure within rock is usually interconnected and the distribution of pores is random. The influence of microporosity on the com- pressive strength of rock specimens has been well documented for a variety of rock types, such as sandstones (Dunn et al., 1973; Vernik et al., 1993; Yale and Nieto, 1995; Palchik, 1999), dolomites (Hatzor and Palchick, 1997), dolerite (Dearman, 1974) and granite (Dearman et al., 1978). In some rock types, porosity is also created by cavities, vugs or vesicles that are visible to the unaided eye. This type of porosity can be termed macroscopic porosity or simply macroporosity. Rocks such as vesicular basalt (Al-Harthi et al., 1999), vuggy 0013-7952/$ - see front matter D 2004 Elsevier B.V. All rights reserved. doi:10.1016/j.enggeo.2004.01.003 * Corresponding author. Fax: +1-904-620-1391. E-mail address: [email protected] (N. Hudyma). www.elsevier.com/locate/enggeo Engineering Geology 73 (2004) 179 – 190

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Geotechnics of tuff soils

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  • lur

    cim

    rth Florida, Jacksonville, FL 32224-2666, USA

    lting, Inc., Las Vegas, NV 89118, USA

    specimens. As expected, compressive strength decreases with increasing porosity due to lithophysae in tuff and cavities in

    (200spalling through web failure as the percentage of macroporosity within the specimen increased.

    D 2004 Elsevier B.V. All rights reserved.

    Keywords: Tuff; Lithophysae; Porosity; Plaster; Uniaxial compressive strength; Failure modes

    1. Introduction

    Rocks are composed of both matrix material and

    pore space; an increase in porosity reduces their

    stiffness and strength. Typically, in rock, porosity is

    random. The influence of microporosity on the com-

    pressive strength of rock specimens has been well

    documented for a variety of rock types, such as

    sandstones (Dunn et al., 1973; Vernik et al., 1993;

    Yale and Nieto, 1995; Palchik, 1999), dolomitesgrouped into four distinct categories: spalling, axial splitting,plaster analog specimens. Failure modes of cylindrical specimens were also investigated. The failure modes observed were

    shear failure and web failure. The failure modes transition fromcDepartment of Civil and Environmental Engineering, University of Nevada Las Vegas, Las Vegas, NV, 89154, USA

    Received 19 February 2003; accepted 22 January 2004

    Abstract

    The presence of lithophysae in some units of Topopah Spring Tuff at Yucca Mountain, Nevada, the U.S. high level nuclear

    waste repository, have a detrimental effect on the engineering properties of the rock mass and its performance. The lithophysae

    were formed by pockets of gas trapped within the falling volcanic ash that formed the tuff units. The porosity associated with

    the lithophysae is termed macroporosity because of the large pore size as compared with traditional rock pores. In this paper,

    lithophysae-rich tuff and analog models (both cylindrical and cubic) made of plaster of Paris containing artificially created

    cavities were tested to assess the effect of macroporosity on both the uniaxial compressive strength and failure modes of theaDivision of Engineering, University of NobMACTEC Engineering and Consucontaining cavities

    Nick Hudymaa,*, B. Burcin Avarb, Moses KarakouziancCompressive strength and fai

    Topopah Spring Tuff spe

    Engineering Geology 73microscopic and created by spaces between minerals

    or individual grains. The pore structure within rock is

    usually interconnected and the distribution of pores is

    0013-7952/$ - see front matter D 2004 Elsevier B.V. All rights reserved.

    doi:10.1016/j.enggeo.2004.01.003

    * Corresponding author. Fax: +1-904-620-1391.

    E-mail address: [email protected] (N. Hudyma).e modes of lithophysae-rich

    ens and analog models

    www.elsevier.com/locate/enggeo

    4) 179190(Hatzor and Palchick, 1997), dolerite (Dearman,

    1974) and granite (Dearman et al., 1978).

    In some rock types, porosity is also created by

    cavities, vugs or vesicles that are visible to the

    unaided eye. This type of porosity can be termed

    macroscopic porosity or simply macroporosity. Rocks

    such as vesicular basalt (Al-Harthi et al., 1999), vuggy

  • type analog models using a two-phase media can be

    beneficial to the study of naturally occurring rocks.

    N. Hudyma et al. / Engineering Geology 73 (2004) 179190180limestone and lithophysae-rich tuff (Tillerson and

    Nimick, 1984) contain this type of porosity. Previous

    studies on such rocks indicate that the compressive

    strength depends upon the amount of macroporosity

    (Al-Harthi et al., 1999) and pore structure (Price et al.,

    1994).

    The size distribution of pores also affects the

    strength. Luping (1986) found that a material with

    low porosity but higher number of large pores may

    have a lower strength than a material with a higher

    porosity but a fewer number of large pores.

    The engineering properties of lithophysae-rich (or

    sometimes called lithophysal) tuff has attracted wide

    spread attention in recent years because the U.S. high

    level nuclear waste repository will be located within

    the Topopah Spring Tuff units of Yucca Mountain,

    Nevada, which contains lithophysae-rich portions.

    Lithophysae are the cavities formed by trapped pock-

    ets of gas within the falling volcanic ash. Besides the

    microporosity, these cavities are the main source of

    porosity in the tuff. There have been numerous studies

    on the mechanical properties of Topopah Spring tuff,

    such as compressive and tensile strength, elastic

    modulus, Poissons ratio (for instance, Price et al.,

    1994; Martin et al., 1994, 1995; Avar, 2002; Avar et

    al., 2003). Other researchers have found good corre-

    lations between compressive strength and porosity

    (Howarth, 1987; Nimick, 1988; Fuenkajorn and Dae-

    men, 1992). The porosity of lithophysae-rich tuff

    differs from other porous rocks such as sandstone,

    for example, where porosity is due to spaces between

    grains. Lithophysae are macroscopic and they have a

    large variability in their distribution of size and shape.

    The variability of size and shapes of the cavities cause

    large variations in strength of specimens so determi-

    nation of design strength values based on porosity

    becomes cumbersome.

    The purpose of this paper is to investigate the

    influence of macroporosity in lithophysae-rich tuff

    on uniaxial compressive strength and failure modes

    using both tuff specimens and rock-type analog mod-

    els made from plaster of Paris, which will be referred

    to as plaster throughout the paper. When testing tuff

    specimens, there is no control over discontinuities,

    such as cracks or fractures, present in the rock or the

    sizes and shapes of the lithophysae. The use of rock-

    type analog models allows investigators focus onporosity due to cavities so that not only the influenceIn this study plaster was used as an analog material

    to produce both cubic and cylindrical specimens. The

    cavities were created by Styrofoam (made of polysty-

    rene) spheres in both cylindrical and cubic specimens,

    and injecting air in some of the cylindrical specimens.

    Although lithophysae are not in simple geometrical

    shapes, it is not feasible to physically model complex

    cavity shapes. Therefore, a simple spherical geometry

    was chosen to model the cavities. Both specimens

    were tested under uniaxial compression and their

    compressive strengths were computed. These results

    were compared to the results from uniaxial compres-

    sion tests on lithophysae-rich tuff, either tested for this

    study or taken from a database containing test results.

    Finally, failure modes of plaster models and tuff were

    investigated as an attempt to understand possible

    failures of tuff during its performance in the field.

    2. Specimens

    The specimens used in this study include both

    lithophysae-rich tuff specimens from outcrops near

    Yucca Mountain on the Nevada Test Site and plaster

    analogs. Each of the specimen types and materials are

    described in detail below.

    2.1. Lithophysae-rich tuff

    The tuff specimens used in this study were cut

    from large irregularly shaped samples from surface

    outcrops of the upper lithophysae-rich zone of Top-of the amount of porosity but also the influence of

    sizes of cavities can be studied.

    There are some shortcomings when using physical

    models to investigate rock properties because of the

    inherent heterogeneous nature of natural rock. Rock is

    often a multi-phase composite material; the matrix is

    composed of different minerals, inclusions and de-

    fects. The rock-type analog models used to represent

    rock produced from dry plaster are two-phase materi-

    als (solid and voids) and they can be considered

    almost homogeneous when compared with naturally

    occurring rocks. If the effect of each phase on the

    overall strength of rock is assumed to be small, rock-opah Spring Tuff near Yucca Mountain on the Nevada

  • Test Site. Topopah Spring Tuff (Tpt) is the proposed

    repository host horizon, which was formed from a

    volcanic eruption that occurred about 12.8 million

    years ago (Sawyer et al., 1994) and has a maximum

    thickness of about 350 m in the vicinity of Yucca

    Mountain (Fox et al., 1990). Petrographically, Tpt is

    zoned from basal crystal poor high silica rhyolite,

    with silica content of approximately 75% to a capping

    crystal rich quartz latite with silica content of approx-

    imately 69% (Schuraytz et al., 1989). The actual

    repository will be approximately located in the middle

    to lower portion of the Topopah Spring tuff. This

    section is densely welded, with variable fracture

    density and lithophysae-rich content (BSC, 2001).

    Portions of the repository will be located within two

    lithophysae-rich zones, upper lithophysal zone

    (Tptpul) and lower lithophysal zone (Tptpll) (Mon-

    gano et al., 1999).

    Excavations within existing cross drifts at Yucca

    Mountain provide useful information regarding lith-

    are typically 1:1 to 5:4 with a few individual cavities

    up to 3:1 locally. The vast majority of these cavities

    are orientated with their major axes in a near hori-

    zontal orientation. Many of the larger cavities have

    irregular boundaries and appear to have formed from a

    number of coalesced cavities. Vapor phase minerals

    coat the interior surfaces of cavities (Mongano et al.,

    1999).

    Besides influencing the continuity and homogene-

    ity of the rock mass, the lithophysae make coring of

    the rock very difficult. In the field, the size of the

    lithophysae ranges from approximately 1 to 100 cm

    (Mongano et al., 1999). Since the sizes of the cavities

    are on the same order of size or larger than the core

    barrel, core recovery was poor (Martin et al., 1995).

    This also means that the typical NX sized cylindrical

    specimens would not contain large cavities that are

    seen in the field. For this reason, it was decided to use

    cubic rock specimens rather than cylindrical ones for

    uniaxial compression testing. Fig. 1 shows photo-

    N. Hudyma et al. / Engineering Geology 73 (2004) 179190 181ophysae within the tuff. In the upper lithophysal

    zone, lithophysae generally comprise 25% to 40%

    of the rock but as much as 60% locally. In the lower

    zone, there is approximately 5% to 30% lithophysal

    porosity.

    The lithophysae shape varies from gash like to

    ellipsoidal to approximately spherical. Aspect ratiosFig. 1. Examples of cubgraphs of several of these cubic tuff specimens.

    It is difficult to differentiate the components of

    total porosity (microporosity and macroporosity) of

    individual tuff specimens because of its heteroge-

    neous nature. Otto (2003) performed analyses on 47

    core samples in an attempt to determine the micropo-

    rosity and rock particle densities of tuff from the uppere tuff specimens.

  • N. Hudyma et al. / Engineering Geology 73 (2004) 179190182and lower lithophysal zones. He determined the mi-

    croporosity for three different locations within the

    matrix material: matrix ground mass, lithophysal

    cavity rim, and spots (similar to rims but without

    cavities). The microporosity of the rim and spots were

    indistinguishable from each other and were grouped

    together. He found that the upper lithophysal zone

    average microporosity values were found to be 10.3%

    and 28.8%, respectively.

    Test data from eight cubic specimens of tuff from

    outcrops of the upper lithophysal zone, which were

    tested by Avar (2002), are used in this study. Each

    specimen was roughly cube shaped with edge dimen-

    sions between 10 and 15 cm. The size of the lith-

    ophysae seen on the surface of the specimens ranged

    between approximately 0.1 to 5 cm. The total porosity

    of the tuff specimens, including both microscopic and

    cavity porosity, ranged between 17% and 32%.

    Test data from Sandia National Laboratories and

    their subcontractors was also used to augment the tuff

    data. This data was from two sources, the North Ramp

    Geotechnical (NRG) boreholes NGR-6 and NGR-7/

    7A (Martin et al., 1994, 1995) and the upper litho-

    physal zone of the Topopah Spring tuff (Price et al.,

    1984). The specimens from the North Ramp Geotech-

    nical boreholes had length to diameter ratio of 2:1

    (10.16:5.08 cm). The total porosities of these speci-

    mens ranged between 12% and 24%. The specimens

    tested by Price et al. (1984) were large diameter cores,

    26.7 cm, and had a length to diameter ratio of 2:1.

    These specimens had total porosities ranging between

    30% and 40%.

    2.2. Plaster models with cavities

    Dry plaster has been used alone or mixed with

    other materials such as sand, clay or aggregates as a

    rock-type analog material (see Stimpson, 1970, for a

    summary of modeling materials in rock mechanics).

    Lajtai and Lajtai (1975) modeled cavity collapse

    using gypsum plaster. Leite and Ferland (2001)

    mixed polystyrene spheres with sand, plaster and

    water to produce artificial porous rock to determine

    compressive strength and Youngs modulus. In this

    study, plaster was used as an analog model to

    stimulate tuff matrix material. Spherical Styrofoam

    inclusions were mixed with plaster in order to repre-sent cavities, similar to lithophysae in tuff. TheStyrofoam is stiffer than air, which fills the lithophy-

    sae, but is much less stiff than the plaster. As seen in

    Fig. 1, lithophysae are not exactly in spherical shape,

    therefore using spherical Styrofoam inclusions in the

    analog models is only an approximation for simulat-

    ing such cavities.

    A plaster paste was produced using 2 parts plaster

    to 1 part water and the required volume of inclusions.

    The waterplaster paste was poured into a mold and

    allowed to dry overnight. The next day, the mold was

    removed and the specimen was weighed daily to

    monitor specimen drying. Once a constant weight

    was reached, the loading sides of the specimens were

    then ground flat to enable a uniform load distribution.

    Further details regarding the plaster specimens are

    presented below.

    2.2.1. Cubic specimens

    Fourteen cubic plaster specimens were produced in

    an aluminum mold with sides of approximately 15 cm.

    The specimens contained macroporosities between 5%

    and 35% were produced using spherical Styrofoam

    inclusions. Six different diameters of spherical Styro-

    foam inclusions, ranging between 2.5 to 10.2 cm, were

    used in the specimens. Different sizes and numbers of

    Styrofoam spheres were mixed with plaster paste and

    poured into the mold (see Avar, 2002 for details). This

    technique was meant to obtain a random distribution

    of the inclusions in the specimen.

    2.2.2. Cylindrical specimens

    Twenty cylindrical specimens, approximately 10.16

    cm in length and 5.08 cm in diameter, were also

    produced. Ten of the specimens were produced with

    Styrofoam inclusions. The Styrofoam inclusions were

    spherical with a nominal diameter of approximately 6

    to 8 mm. Plasterwater paste was mixed with the

    number of Styrofoam inclusions to produce the re-

    quired porosity and then poured into plastic containers.

    Macroporosity of cylindrical specimens ranges from

    approximately 7% to 37%.

    The cavities in the remaining 10 specimens were

    created by injecting air into the plaster paste. To

    produce these specimens, the bottom third of the plastic

    cylinder was filled with plaster and a graduated syringe

    was used to inject air bubbles of a certain volume into

    the plaster. Similarly, the middle and top thirds of thespecimen were filled and then air was injected from a

  • each specimen was calculated using the following

    equation:

    solid plaster volume. The plaster matrix, although

    very porous, is assumed to be solid.

    axial load and displacement data were collected using

    a data acquisition system.

    N. Hudyma et al. / Engineering Geology 73 (2004) 179190 183/ 1 cdryGscwater

    1

    where /, Gs, cwater, cdry are the macroporosity, specificgravity, unit weight of water and dry unit weight of

    solid, respectively. One drawback of this method is

    that calculated porosity does not distinguish between

    the microporosity due to spaces between grains in the

    matrix, and the macroporosity due to lithophysae,

    microcracks and microfractures. Thus, the porosity

    of the tuff specimens is termed total porosity. The total

    porosity for the lithophysae-rich tuff ranged between

    approximately 12% and 35%. Based on the work of

    Otto (2003), it is appropriate to assume a presence of

    lithophysae in specimens containing greater thansyringe. Attempts were made to produce specimens

    with between 5% and 20%macroporosity, based on the

    volume of air-injected into the specimen. However,

    only 4% to 8% porosity in terms of injected air were

    successfully produced. The shapes of cavities were

    typically ellipsoidal with varying orientations.

    Several solid plaster cylinders were tested to obtain

    an average 0% macroporosity value of compressive

    strength. The dimensions of cylindrical specimens

    were approximately 10.16 cm in length and 5.08 cm

    in diameter. The solid specimens were produced by

    filling bottom third of the plastic cylinder molds,

    tapping the sides of the molds to remove air bubbles

    and similarly filling and tapping the middle third and

    top thirds of the cylindrical molds.

    3. Porosity calculations

    The porosity of tuff specimens and the plaster

    specimens were calculated in two different ways.

    For the tuff specimens, the porosity was computed

    on the assumption that the tuff is made up of both

    solids and voids. However, the voids could be in the

    form of microporosity within the matrix, macroporos-

    ity due to lithophysae, and microcracks and micro-

    fractures. In order to determine the porosity, the

    specific gravity of the tuff matrix and the dry unit

    weight of the tuff specimen were determined accord-

    ing to ASTM D854 (2002) and the total porosity ofapproximately 10% total porosity.The cylindrical plaster specimens were tested using

    a small, 50 kN load frame at the University of North

    Florida. The load was measured using a proving ring/

    electronic dial indicator combination whose signal

    was input into a personal computer. Axial strain was

    measured with an electronic dial indicator. The nom-

    inal strain rate used for tests was 5 10 4. Theexperimental data is presented in tabular form in

    Appendix A.

    5. Porosity versus compressive strength

    5.1. Plaster specimens

    Previous investigations have shown that there is

    only a small dependence on specimen shape andThe unit weight of the specimens containing either

    air-injected cavities or Styrofoam inclusions was also

    determined using the same procedure. The difference

    in unit weights was attributed to the presence of either

    the large air bubbles or Styrofoam inclusions and the

    corresponding macroporosity was computed. The

    weight of the Styrofoam inclusions was neglected in

    the calculations. The macroporosity for plaster speci-

    mens ranged between approximately 4% and 38%.

    4. Uniaxial compressive strength testing

    Uniaxial compressive strength testing of all tuff

    and cubic plaster specimens was conducted according

    to ASTM D2938 (1995). The lithophysal tuff speci-

    mens and the cubic plaster specimens were tested at

    the Materials Testing Laboratory at the Nevada Test

    Site, Mercury, NV, using a 4448.2 kN capacity MTS

    load frame. During the uniaxial compression testing,To determine the macroporosity of the plaster

    specimens, the unit weight of the solid plaster speci-

    mens was determined through weight and volume

    measurements. This unit weight corresponded to

    specimens with zero macroporosity. The distribution

    of microporosity was assumed to be the same in anyspecimen strength. Mansur and Islam (2002) found

  • the strength of cubic specimens was only slightly

    higher than cylindrical concrete specimens with a

    2:1 height to diameter ratio. Andreev (1995) also cites

    references that report the ratio of peak strengths

    between circular and rectangular rock specimen sec-

    tions is 1:0.91. Based on these findings a common

    regression curve was generated for both cylindrical

    and cubic specimens.

    The relationship between macroporosity and com-

    pressive strength of all of the plaster specimens,

    regardless of specimen shape, is shown in Fig. 2.

    The best-fit regression curve is:

    rc 12:618e0:0415/ R2 0:80 2

    where rc is the uniaxial compressive strength and / isthe macroporosity, in percentage, due to the spherical

    Styrofoam inclusions and R2 is the coefficient of

    determination. The specimens containing the spherical

    Styrofoam inclusions range in macroporosity from

    4.6% to 37.6% and closely follow the best-fit regres-

    sion curve.

    The average compressive strength of the solid

    plaster cylinders which contains 0% macroporosity

    is 16.67 MPa. The air-injected plaster cylinders have a

    very narrow macroporosity range, approximately 4%

    to 7.8%, but a large variation of compressive strength,

    approximately 6.5 to 13.4 MPa. This indicates that

    factors other than macroporosity are affecting the

    compressive strength, possibly cavity sizes, cavity

    locations and cavity shapes. A spherical cavity shape

    is the stiffest shape among the ellipsoidal shapes

    (Kachanov et al., 1994) thus specimens containing

    spherical cavities should yield higher compressive

    strengths.

    5.2. Lithophysal tuff specimens

    The relationship between total porosity and uniax-

    ial compressive strength of the cubic and cylindrical

    N. Hudyma et al. / Engineering Geology 73 (2004) 179190184Fig. 2. Relationship between unconfined compressive strength and macroporosity for plaster specimens.

  • N. Hudyma et al. / Engineering Geology 73 (2004) 179190 185 lithophysal tuff specimens is presented in Fig. 3. The

    complete data set was used to determine the best-fit

    regression curve.

    The tuff specimens have total porosities ranging

    between approximately 17% and 49%. Fig. 3 shows a

    wide spread of data associated with the tuff speci-

    mens. The best-fit regression curve is:

    rc 49:36ln/ 189:35 R2 0:62 3

    5.3. Normalized compressive strength

    In order to compare the plaster and tuff uniaxial

    compressive strengths, the strength values of both

    plaster and tuff were normalized with respect to zero

    macroporosity (plaster) or total porosity (tuff) com-

    pressive strength values. For both cubic and cylindri-

    cal plaster specimens, the data was normalized with

    respect to the average compressive strength of the

    solid plaster specimens. The compressive strengths for

    Fig. 3. Relationship between unconfined compressive strength and total po

    are roughly cubic with average dimensions of 10 to 15 cm. Tuff specimens

    cm; those from Price et al. (1984) are cylindrical with diameters of 26.7 cthe tuff specimens were normalized with respect to an

    estimated 0% porosity strength value through a re-

    gression analysis (Eq. (3)). All of the normalized data

    is presented in Fig. 4 along with a best-fit regression

    curve.

    The best-fit regression curve is:

    Nrc 0:954 0:15/2 R2 0:90 4where Nrc is the normalized compressive strength.

    Fig. 4 contains some interesting characteristics.

    Plaster specimens with less than 10% macroporosity

    have a wide spread in normalized compressive

    strength. Normalized compressive strength of plaster

    specimens with greater than 10% macroporosity do

    not exhibit such a large variation in normalized

    compressive strength. Normalized compressive

    strengths of tuff are more dispersed than those of

    plaster specimens. Most of the tuff data plots below

    the regression curve, whereas the plaster data plots

    mostly above the regression line. Some of the reasons

    rosity for lithophysal tuff specimens. Tuff specimens from this study

    of Martin et al. (1994, 1995) are cylindrical with diameters of 5.08

    m.

  • N. Hudyma et al. / Engineering Geology 73 (2004) 179190186for such behavior may include the presence of non-

    spherical lithophysae, larger range of lithophysae

    sizes within the tuff than the size of cavities within

    the plaster, and the presence of unreported micro-

    cracks and microfractures within the tuff that are not

    present within the plaster.

    Porosity values determined by Otto (2003) could

    conceivably be used to estimate the portion of

    macroporosity from the total porosity of the tuff

    specimens used in this study. The effect would be

    to shift the tuff data presented in Fig. 4 to the left

    and the regression line presented would have a

    steeper slope. However, for a heterogeneous mate-

    rial like tuff, it is probably better to measure the

    total porosity and microporosity for each tuff spec-

    imen and then calculate the macroporosity for each

    specimen. This was not conducted as part of this

    study. One should note that microporosity is an

    intrinsic characteristic of tuff and tuff with zero

    microporosity does not exist in Paintbrush strati-

    graphic units at Yucca Mountain (Martin et al.,

    Fig. 4. Relationship between normalized compressive strength and ma

    specimens.1994; Mongano et al., 1999). The authors believe

    that performance of lithophysae-rich units is con-

    trolled by macroporosity.

    6. Relationship between porosity and failure

    modes

    Failure modes of rock are generally studied under

    different loading conditions, such as uniaxial and

    triaxial compressive loading, depending on the

    expected in-situ stress-state conditions of the rock

    mass. One of the concerns of the repository tunnels

    in Yucca Mountain is that portions of the lithophysal

    tuff rock mass may breakout under the in-situ stresses

    and thermal loads during its long service life. Uniaxial

    compression testing of plaster and tuff specimens may

    provide helpful information on failure modes of the

    tuff rock mass which are exposed in the tunnel

    surfaces and which may contain a substantial volume

    of cavities.

    croporosity for plaster specimens and total porosity for four tuff

  • 6.1. Cylindrical plaster specimens

    Four failure modes were identified during testing

    of the cylindrical plaster specimens: spalling, axial

    splitting, shear failure and web failure. The failure

    mode nomenclature, photographs and macroporosity

    ranges for the three failure modes are shown in Fig. 5.

    The failure modes depend upon the macroporosity

    of the specimen. There is a transitional change be-

    tween the failure modes where combined failure

    modes are present. For instance, a specimen exhibit-

    ing shear failure may also contain elements of both

    spalling and axial splitting but the dominant failure

    mode is shear failure.

    Spalling occurred in specimens with less than 5%

    that small cracks grow from pores in brittle porous

    solids under compression. There is also, as shown in

    the figure, some spalling of the specimen surface.

    For both the spalling and axial splitting, fractures

    and failure occur parallel to the maximum principal

    stress orientation.

    Shear failure, shown in Fig. 5-c, occurred for

    specimens containing between approximately 10%

    and 20% macroporosity. This mode of failure

    occurs with the webbing between the Styrofoam

    inclusions and the specimen fails along an inclined

    shear plane.

    The fourth failure mode observed has been termed

    web failure, which is shown in Fig. 5-d. In this

    failure mode, there is very little external expression

    for the cylindrical plaster specimens.

    N. Hudyma et al. / Engineering Geology 73 (2004) 179190 187macroporosity. The pieces that spalled from the

    specimen were generally thin, on the order of 25

    mm thick, ran almost the entire length of the speci-

    men and covered on the order of 1/5 to 1/10 the

    circumference of the specimen. This type of failure is

    also known as tensile surface splitting and peeling

    (Andreev, 1995).

    For specimens containing approximately 5% to

    10% macroporosity, axial splitting was the dominant

    failure mode. As part of this failure mode, conjugate

    fractures formed at the top of the specimen. These

    fractures develop because of friction created between

    the top of the specimen and the specimen loading

    platen. Failure for the axial splitting specimen gen-

    erally occurs along one main fracture that appeared

    to initiate around one or more large cavities, as

    shown in Fig. 5-b. Sammis and Ashby (1986) state

    Fig. 5. Failure modes identifiedof damage and the specimen does not fail abruptly or

    violently. The photograph in Fig. 5-d has the surface

    cracks highlighted. This type of failure occurred in

    specimens containing above approximately 20%

    macroporosity. It is assumed that the webbing or

    plaster between the Styrofoam inclusions constitutes

    such a small part of the specimen that it simply

    crumbles under the failure stresses and deforms

    plastically. This type of failure is akin to pore

    collapse that is often seen in high porosity sedimen-

    tary rocks such as chalk.

    6.2. Cubic plaster specimens and cubic lithophysae-

    rich tuff

    The failure modes of cubic specimens do not

    show a strong relationship between failure modes

  • on lithophysae-rich tuff and cylindrical and cubic

    plaster specimens containing cavities created by using

    show a similar non-linearly decreasing trend with

    increasing porosity (R2 of 0.90).

    Failure modes are also related to macroporosity for

    the cylindrical plaster specimens. The failure modes

    of the plaster cylinders transitioned from spalling to

    axial splitting to shear failure to web failure. Although

    the investigation of failure modes of lithophysae-rich

    tuff was not fully documented and the stress-state of

    the specimens during testing may not represent the in-

    situ stress state, the data still provides clues about the

    possible in-situ failure of tuff with the repository

    Acknowledgements

    The authors would like to thank Mr. V.

    Thummala and Mr. C.D. Herrington of Bechtel

    Table A1. Cubic tuff specimen uniaxial compres-

    N. Hudyma et al. / Engineering Geology 73 (2004) 179190188either injected air or spherical Styro-foam inclusions.

    From these tests, the relationships between macro-

    porosity and compressive strength and failure modes

    have been determined.

    The plaster specimens were characterized by their

    macroporosity (the porosity due to the Styrofoam or

    injected air inclusions) assuming the plaster portion of

    the specimen to be solid. The macroporosity for the

    plaster specimens ranged between 0% and approxi-

    mately 38%. The uniaxial compressive strength de-

    creased non-linearly with increasing macroporosity

    (R2 of 0.80). There did not appear to be a specimen

    shape effect on the compressive strength of the plaster

    specimens.

    The tuff specimens were characterized by their

    total porosity (the porosity of both lithophysae and

    microscopic pores). The total porosity for the tuff

    specimens ranged between approximately 8% and

    40%. The uniaxial compressive strength decreased

    non-linearly with increasing total porosity, however,and porosity. The specimens failed via a combina-

    tion of the previously mentioned failure modes.

    Local failures occurred within the zones that

    contained high cavity concentrations. Crack propa-

    gation usually initiated at cavities and crossed them.

    The main difference in failure between plaster and

    tuff specimens is that more localized failures oc-

    curred in tuff, most probably because tuff speci-

    mens have larger nonspherical cavities that interface

    with the outer surface of the specimen, whereas

    plaster specimens contained spherical cavities sur-

    rounded by the plaster matrix creating a stiffer

    structure. Local failures were in the form of severe

    cracking that caused irregularly shaped pieces to

    break off the specimen at locations with high

    concentrations of lithophysae. Specimens continued

    to carry load after these localized failures. Such

    failures may occur in the field during the lifetime

    of the repository tunnels that are under not only the

    in-situ stresses but also thermal stresses.

    7. Conclusion

    Uniaxial compression tests have been performedthere was a wide spread to the data (R2 of 0.62).sive strength and porosity data (after Avar, 2002)

    Tests performed at the Materials Testing Laborato-

    Specimen

    number

    UC strength

    (MPa)

    Total porosity

    (%)

    1667 15.5 31.6

    1668 6.1 28.6

    1669 27.5 28.3

    1670 14.5 32.9

    1671 39.5 30.6

    1674 14.3 25.9

    1675 52.4 19.3

    1676 44.9 17.1Nevada Material Testing Laboratory, Mercury, NV,

    who performed specific gravity tests on tuff speci-

    mens and helped during compression testing of tuff

    and cubic plaster specimens. Ron Price from Sandia

    National Laboratories in Albuquerque, NM aided

    the authors in finding supporting data on lithophy-

    sae-rich tuff. The authors would also like to thank

    Dr. Vicki Moon for numerous helpful and insightful

    comments from her review of the manuscript.

    Appendix A. Experimental datatunnels at Yucca Mountain.Normalized compressive strengths of all specimensry at the Nevada Test Site.

  • compressive strength and porosity data (after Martin

    et al., 1994, 1995)

    Table A3. Unconfined compressive strength and

    porosity data from Topopah Spring Tuff (after Price

    et al., 1985)

    Table A4. Cubic plaster specimen uniaxial com-

    pressive strength and porosity data (after Avar, 2002)

    Tests performed at the University of North Florida.

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    Compressive strength and failure modes of lithophysae-rich Topopah Spring Tuff specimens and analog models containing cavitiesIntroductionSpecimensLithophysae-rich tuffPlaster models with cavitiesCubic specimensCylindrical specimens

    Porosity calculationsUniaxial compressive strength testingPorosity versus compressive strengthPlaster specimensLithophysal tuff specimensNormalized compressive strength

    Relationship between porosity and failure modesCylindrical plaster specimensCubic plaster specimens and cubic lithophysae-rich tuff

    ConclusionAcknowledgementsExperimental dataReferences