Frank Nocco 75 2nd place Brooklyn,NY 11231 Phone (347) 452-3803 E- mail:Fnocco1983@aol.com

OBJECTIVE:

A position within a professional organization that requires a strong analytic mind with proven abilities to make rational independent decisions, while performing and thriving under pressure, managing multiple tasks, and operating as a team player.

Professional DLB Securities L.L.C.- New York, N.Y.Experience: NYSE-AMEX

Head of sales and Senior Option Trader September2010-Present Cultivate a stable of sell side trading firms Execute option orders for customers sent via instant messenger or telephone

using Liquid Point Responsible for the oversight of compliance, daily floor operations, research , and

training Update and analyze spreadsheets to calculate monthly and quarterly broker

commissions and inventory reports Coordinate a team of sales traders across the regional option exchanges (NYSE,

CBOE, PHLX, and Pacific Stock Exchange). Administered firm wide regulatory testing

On Point Executions L.L.C.-New York, N.Y. NYSE-AMEX

Options Clerk March 2009-September2010 Executed option orders for customers through instant messenger and over the phones,

using floor brokers or router systems such as Real Tick, Mix It and Liquid Point Communicated with the CBOE and CBSX on a daily basis to put up stock on specific

option trades Verified all executed option trade details with our clients back office personnel daily Managed all clearance functions using P.O.P.S systems ranging from trade breaks to confirming trades with customer, firm and market-makers

BLT Securities L.L.C.-New York, N.Y. American Stock Exchange Options Clerk August 2008-March 2009

Responsible for resolving daily trade breaks Served as a wire clerk, interacted via telephone with various brokerage firms daily Using QuickBooks kept monthly commission bills in order Allocated stock prints for option trades put up on the desk

After market hours recapped individual trades with our customer base

Technical Skills: Microsoft Office, Excel, Liquid Point, and GEMS

Education: Pace University, Pleasantville, New YorkBachelor of Business Administration- January 2006Major: Finance