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POSITION NAME OF ORGANIZATION/ENTITY

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Report Required by the Ethics AO JO FINANCIAL DISCLOSURE REPORT in Governmenr Act of I 9 7fi 112010 FOR CALENDAR YEAR 2009 (5 use. app. §§JOI-I I J)

I. Person Reporting (last name, first, middle initial)

KERN, TERENCE C.

2. Court or Organization

USDC/NDOK

J. Dale of Report

5/0412010

4. Titlt (Article [(J judges indicate active or senior status: maglstratejudges indicate full· or pan-time)

U.S. District Judge (Senior)

Sa. Report Type (check appropriate type)

0 Nomination., Dale

0 Initial [Z] Annual 0 Final

6. Reporting l•eriod

Ol/Ol/2009 to

12/31/2009

Sb. 0 Amended Report

7. Chambers or Office Addre<s

United Stales Courthouse 333 West 4th Strcc.t, Rm 411 Tulsa OK 74103

8. On the basis of the information contained in this Report and any modifkafions pt'rtaining thereto it is, in my opinion, in compliancr with applicable laws and regulations.

Reviewing Oflker Dale-·

IMPORT ANT NOTES: The instructions accompan;•ing this form must he foUowed. Complete all parts, checking the NONE box for each pan where you ha••e no reportable information. Sign on last page.

I. POSIT I 0 NS. (Reporting individual only; .m pp. 9-13 of filing instructions.)

[{] NONE (No reportable positions.)

!.

2.

3.

4.

5.

II. AGREEMENTS. (R•porting individual only; see pp. 14-16 of filing instructions.)

[{] NONE (No reportable agreements.)

L

PARTIES AND TERMS

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2.

3.

Kern, Terence C.

SOURCE

SOURCE LOCATION PURPOSE

INCOME

ITEMS PAID OR PROVIDED

I.

FINANCIAL DISCLOSURE REPORT

Page 2 of 10

Name of Person Reporting

KERN, TERENCE C.

Date of Report

5/04/2010

III. N 0 N-INVESTMENT IN CO ME. (Reporting individual and spouse; see pp. 17-U offiling instructions.)

A. Filer's Non-Investment Income

[ZJ NONE (No reportable non-investment income.)

AND TYPE {yours, not spouse's)

I.

2.

3.

4.

B. Spouse's Non-Investment Income - lfyou were married during anyportion of the reporting year. complete this section.

(Dollar amounJ not required exceptfor honoraria.)

[ZJ NONE (No reportable non-investment income.)

SOURCE AND TYPE

I.

2.

3.

4.

JV. REJMBU RSEJ\1ENTS - rransportation,lodging, food, entertainment.

(Includes those to spouse and dependent children; seepp. 25-17 o.f filing instructions.)

[Z] NONE (No reportable reimbursements.)

2.

3.

4.

5.

SOURCE

CREDITOR

VALUE

VALUE

5/04/2010

Date of Report l\"ame of Person Reporting FINANCIAL DISCLOSURE REPORT

Page 3 of IO KERN, TERENCE C.

V. GIFTS. (Includes those to spouse and dependent children; see pp. 28-31 offJing instructions.)

[ZJ NONE (No reportable gifts.)

DESCRIPTION

l.

2.

3.

4.

5.

VI. LIABILITIES. (Includes those of spouse and dependent children; see pp. 32-33 of filing instructions.)

[ZJ NONE (No reportable liabilities.)

DESCRIPTION

I.

CODE

2.

3.

4.

5.

.---

---

----A-.---------i----8-. ---------c--.---· ---·-----------

I repo ing

---------- --- 1

-(A · :_j_

_o

'

mt J __ (_J--P) _

L

·--(-1)--T

I .-- ----"-----1--------

I

FINANCIAL DISCLOSURE REPORT Page 4 of IO

Name of Person Reporting

KERN, TERENCE C.

Date of Report

5/04/2010

VII. INVESTMENTS and TRUSTS - income••a1ue, transactions (Includes those of spouse and dependent children: .•u PP· 34-60 of filing mstructions.J

D NONE (No reportable income, assets, or transactions)

Description of Assets I Income dur1ng i Gross value at end D.

(including trust assets) period .j of reporting period : (I) I (2) I (I) (2)

Place "(X)" after each asset 1 Amount I Type (e.g., [ Value Value exempt from prior disclosure I Code I div rent ' Code 2 1 Method

l ____ _l

Oil & Gas Leases:

2. ----L Tuley, Garvin Co, OK A Royalty J w

3. ----Lash, Murray Co, OK A Royalty J w

4. ----Crump, Murray Co, OK A Royalty J w

5. ----Floyd, Garvin Co, OK B Royalty J w

6. ----Gibson, Garvin Co, OK A Royalty J w

7. ----Muncrief, Garvin Co, OK A Royalty J w

8. ----Beers Lite, Dewey Co, OK A Royalty J w

9. ----Kenneth, Dewey Co, OK A Royalty J w

10. ----Edna, Dewey Co, OK A Royalty J w

IL ----Stanton, Dewey Co, OK A Royalty J w

12. ---Kimball, Major Co, OK A Royalty J w

13. ----Miller, Major Co, OK c Royalty J w

14. ----Spark, Bensch, Major Co, OK A Royalty J w

15. ----Be Wk, Logan Co, OK A Royalty J w

16. ----Royalty Int, Custer Co, OK A Royalty J w

17. ----Royalty Int, Stephens Co, OK B Royalty J w

1- --

Transactions during reporting period

(2) I (3) r-<4)- : (5)------Typc (e.g., j Date Value j Gain : Identity of buy, sell, lnun!dd/yy Code 2 \Code I · buyer/seller ,

redemption) ! (J-P) j (A-H) [ (if private ,I transaction) I ___________j

Heading for lines 2-17

I

j I. Income Gain Codes: A =S 1,000 or l<ss B =SJ,001 • S2,500 c =$2,501 - $5,000 D =$5,001 • $15,000 E =SJ5,00I - S50,000(S<e Columns Bl and 04)

2. Value Codes (See Columns Cl and D3)

3. Value Method Codes (See ColUDlll C2)

F =$50,001 - SI00,000

J =SI S,(X)(lor less N =$250,00 I • 5500,000 P3 -s25.ooo,001 - sso,000,000 Q =Apprai<al U =Book Value

G =Sl00,001 - $1,000.000

K =$15,001 -$50,000

0 =$500,001 -Sl,000,000

R -Cost {Rea1 Estate Only)Y =Olher

Hl =$1,000,001-$5,000,000

L =$50,001 - SI00,000

PI =$ 1,000,001 -$5,000,-000

P4 =Mon: than $50,000,000 S= menI W Estimated

H2 =More than SS.000;000 M =SI00,001 -5250,000

P2 =SS,000,001 - $25,000,000

T =Cash Market

of filing

19.

<ilT .Ti)! (I)

.

T (2) (I)

i

(2) (3) (4) i

__ i_

19-36

-·

Oate of ReportName of Person Reporting FINANCIAL DISCLOSURE REPORT

Page 5 of IO 5/04/2010KERN, TERENCE C.

VII. INVESTMENTS and TRUSTS - incom•, vatue, rransacuons r1nctudes 1hos. of spouse and dependent children; see PP· N o im1r11ctions.J

0 NONE (No reportable income, assets, or transactions.)

A. ··· c. r----�··-

D.

Description of Assets Income during Gross value at end Transactions during reporting period

p1...'Tiod (including trust assets) reporting period ofrt..-poning

Place "(X)" after each asset Amount I Type (e.g., Value Value Typc(e.g.• Date Code I Iexempt from prior disclosure div., rent, Code2 Method buy, sell, ;mmtddiyy (A-HJ or int.) (J-P) Code3 redemption)

(Q-W)I ..

(S) Value Gain Identity of

Code2 Code I buyer/seller

(1-P) (A-H) (if private

transaction) I ____ ___J

18.

20.

21.

22.

23.

24.

25.

26.

27.

28.

29.

30.

31.

32.

33.

34.

BROKERAGE ACCOUNT# 4

--Xeta Tech

· -Pfizer Inc.

--AIP (formerly called MSDW, Inc.)

--UBS Bank USA Dep Acct

--Analog Devices Inc

--Walgreen Co

--Williams Co

--Devon Energy Corp

-Ishares Trust Dow Jones Technology Sector Index

--!shares Trustr S&P Global Materials Index

Fund

--!shares Dow Jones US Oil & Equip & Services

--)shares Dow Jones US Telecom Sector

--!shares Trust S&P Global C-011sumer Staples Index

--I shares Dow Jones US Aerospace & Defense

A

D

A

A

A

A

A

B

A

A

None

Dividend

Interest

Int/Div.

Dividend

Dividend

Dividend

Dividend

Dividend

Dividend

Dividend

None

None

None

J

L

K

J

J

J

J

J

J

J

J

T

Sold

T

T

T

T

T Buy (add'I)

Buy

Sold

T Buy

T Buy

Buy

Sold

T Buy

T Buy

T Buy

Headi ng for lines

l l/09/09 j A

'

(Active Asset Money Fund)

Ol/15/09 J

01/15/09 J

09/03109 J A

06118109 J

06/18/09 J '

06/18/09 J

l l/03/09 J B

12130109 J

12/30/09 j

12130109 J

I. lnoomc Gain Cod : (Seer<1lomns Bl and 04)

A :aSl,000 or lcs.1 F =$50,001 • SI00,000

B=$l,601-S2,500 G =$100,001 • Sl,000,000

C =$2,501. SS.000 HJ =SI,000,001- Sl,000.000

D -S5,00I - $15.000 fl2 =More than $5,-000,000

E =-S!S,001- $50,000

2. value Cod<s l •$15,000 Of h:ss K "'$15.001 -$50.000 L=$50Jl01-SIOO;OOO M =$100,001 • $250,000 (See<.ohmnaCt and 03) N "5250,001 • SS00,000 0 c$500,00I • $1,000,000 Pl s1,ooo.001 - ss.000,000 P2 :$5,000,001 • S25,000,000

3. Vahle Method Codes (Sec Column C2)

P3 •SiS,000,001 - 550,000,000 Q=Appraisol U=BookV•lllc

R =Cost (Real Es..,. Only) V=Otber

P4 =M°"' than $50,000,000 S=Ass=ment W =Estimated

T =Cosh Market

-----····

r .. msacrion.s

·-· ·· -----. --

A

��-�����--�-�-�-

,

I

····---- - - -

- ·········· l (!) (2)

Identity of buyer/selJer

s =Asscssm<nt

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT Page 6of10 KERN, TERENCE C. 5/04/2010

VII. INVESTMENTS and TR u STS - income, value, trunsactions (Includes those ofspouu and dependent chi/drm; Set PP· 34-60 offiling instructions.)

D NONE (No reportable income, assets, or tran5actions.) ······ · · · ······· ····--·-

A. B. c. D. DeS<,'ription of Assets Income during Gross value at end T during reporting period

ofreporting period Jreponing period(including trust assets) : ·--- ------- -

·--jIl (5)(!J I <2l (I) (2) (3) I (4) '. j:

! Amount If

Type (e.g., Date ValuePlace "(X)" after each asset Gain

Code I Value Type (e.g.,

IValue

·

Code 1 div., rent. Codc2 Method buy, sell. mmidd/yy . Code 2 exempt from prior disclosure (A-H) or int.) (J·P) Codo3 redemption) (J-P) (A-H)i ; (ifprivato

(Q-W) transaction) ... ---·-· · .l.____ :_ ....

35.

36.

37.

38.

39.

40.

41.

42.

43.

44.

45.

46.

47.

48.

49.

50.

51.

--United States Oil fund

BROKERAGEACCOUNT#7

--Cimarex Energy

--Dow Chemical Co

--Helmerich & Payne

--Energy Transfer Partners LP

--Pfizer Inc.

--Phillip Morris Intl Inc

--Gilead Science

--Coca Cola Co

--United Technologies

--Devon Energy Corp

--!shares MSC! Emerging Markets Index Fund

A

A

A

B

A

A

A

A

A

A

Dividend

Dividend J

Dividend J

Dividend K

Distribution K

Dividend

Dividend

None

Dividend J

Dividend J

Dividend

Dividend J

Buy

Sold

T

T

T

T

Buy (add'!)

Sold

Buy

Sold

Sold

T

T

Buy

Sold

T Duy

02117/09 K

08/l 2!09 K B

02/11/09 J

11/09/09 J A

01121/09 J

08121109 J B

08/l l/09 J

02/10/09 J

09/03/09 J A

09/2!/09 J

Heading for lines 38-5

2008 Split off from Altria

r- . I lnoome Gain Cb<ks: A =Sl,000 or less B •Sl,001 - $2,500 c •$2,50l - $5,000 o ss,001 - s1s,ooo E =SlS,001- S50.000 . (See Colwnns Bl and D4) F =S>U.001 • $100.000 G =SI00,001 · Sl,000,000 Ht =St,000,001 .:ss,000.000 H2 =Mon: than SS,000.000

· 2. ValueCodes J -Sl5.ll00 or Jes> K =SlS,001 • SS0.000 l =SS0,001 • $100.000 M =S!00,001 ·S250,000 (See Columas Cl end Dl) N =$25-0,00 I - $500.000 0 =SS00,00 I · S l .000,000 Pl •Sl,000,001-SS,OOO,OOO P2 =SS,000,001 - $25,000,000

P3 =$25.000,001 i'4 =More lban sso,000.000 - SS0,000.000 R -<:ost (Real Est>tc Only) T �Cash Market MctllodCodc:s Q=AP!""i5"1

tJ =Book Value V=Othor w =Estimaltd .olnmnci)

· ·---···-----

(l) (3) 1- (4)

I

' --

i

I

--- --

(2)

------·--·

Date

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT Page 7of10 5/04/2010KERN, TERENCE C.

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes th()Se ufspquse and dependent children; SU pp. 34-60 of filing instruction )

NONE (No reportable income, assets, or transactions.) .. - . ------- 0-:----·- ·1-· · ·- ·c;:- ··

D. Description of Asset<; focomc during i Gross value at end Transactions during reporting period

(including trust assets) ; reporting pc::riod : of reporting period i'il>T (2) I. ··oi 1 (2;- (5)

Type (e.g., Value Code I ., div., rent, Code 2 Method

Identity of buyer/seller

transaction)

Value GainPlace "(X)" after each asset

ex.empt from prior disclosure 1 Amount i Type (e.g .•Value

. mrn/ddlyy Code2 i Code lbuy, sell,

redemption) (J.P) i (A·H) (if private (J-1') Code 3(A-H) 1 or int)

:___.L ---···--- .___J_____ (Q-W)·-----··

52. A D ividend J T Buy (add'!)

53. --McKesson Cotp A Dividend K T Buy

54. --United States Oil Fund A Dividend Buy

55. Sold

56. --I shares Trust S&P Global Infrastructure A Dividend J T Buy Index

57. --UBS Bank USA Deposit Acct A Interest K T

58. BROKERAGEACCOUNT#8

59. ..spz RES Inc Com D Dividend K T Buy (add'I)

60. --BPZ RES Inc Com Dividend J T Buy (add'!)

61. .. Whiting Pete Corp New Com Int./Div. Buy

62. Int.fDiv. Buy (add'I)

63. Int./Div. Buy (add'I)

64. Sold

(pa rt)

65. Sold (part)

66. Sold (part)

67. Sold

68. --Federated Capital Reserves A Jnt./Div. K T

09121109 J

11103109 J

02/17/09 J

08/21/09 J A

09121109 J

01/21/09 J

11112/09 J

01114109 K

01/29/09 K

07/06/09 K

08111/09 K D

08/11/09 J A

08/24/09 J c

08/24/09 J D

Heading for lines 59-68

I

I. Inc.ome Gain Codes: A •SI ,000 or le&s ll =Sl.001 • $2,500 <; =$2,501 • $5,000 (S.. Columns Bl and D4) f =SS0,001 • SI00,000 G =SllJO,OOL. Sl.000.000 IU =Sl,000,001. SS,000.000

2. v.1..., eooe. J=$15,000vrless i:: =$I s,oor - sso.ooo L =$50.00l· • SI00,000

(Sec Cobimn& Cl and D3) N •S250,00l • SSOO,ooo O=SSOO,UOl ·Sl,000.000 Pl sl.000.001- SS,000,000 PJ =$25,000,001 • $50,000,000 P4 =Momlban SS0,000,000

3. Value Mc:thoci Cod<:s Q-Apprai$a! R •Cost (Real Estate Only) S=�(Seo CuloDui 0) U •Dool<Valw: V"'°'1ler w =Estiniared

o.-ss,001- SIS,000 E =SIS.001 • $50.000 H2 -Mo"' than SS.000,000 M =SI00.001 • $2$0,000 P2 =$5,000,001- $25,000,000

T a...bMarket

_J

i

--

__ l

G n

·--·-----------·--------·--------

i

(l)

Name of Person 'Reporting Dare of Reporr FINANCIAL DISCLOSURE REPORT Page 8of10 KERN, TERENCE C. 5/04i2010

VII. INVESTMENTS and TRUSTS -income, vafue, transactions (Includes those of spause anddependent children: see PP· 34-60 of filing instructions.)

D NONE (No reportable income, assets, or transactions.)

D.A. B. ···--1··· (; TransaL'tions during reporting period Income during Gross value at end Description uf Assets

(including trust assets) reporting period . I of reporting period(I) (I)-;-- (2)

Value

r···(2}- l. -- (2) -r (3) (4) (5),. Date ValuePlace "(X)" after each asset ex.empt from prior disclosure

Type (e.g.,

or int.)

Type (e.g., Gain:Value Identity of

I, ,_Amount

Code I ! Code 2 Code Idiv., rent, Method buy, sell, mm!dd/yy buyer/sellerCode2(J-P) Code3(A-H) (J-P) (A-H)redemption) (if private : :

J transaction)! (Q-W)..1...

69. Bank of Oklahoma accounts 13 Interest K T

70. F&M !lank account A Interest 1 T

71. F&M Bank CD (Y) Sec Note, Section VIII.

!J."Income Codes: A=Sl,OOOorless B =Sl,001 -$2,SOO C =Sl,50 I SS,000 o -ss.001 - s15,ooo E =SIS,001 - S50,000-(See Columns DI and 04) F =SS0,001 - SI00,000 G =SI00,001 - Sl,000,000 Ht =St,l!00,001- $5,00tl,000 H2 =Mon: thanS-5.ooo.ooo

2. Value Code; J =SI 5,000 orleso K=SIS,001 -$50,000 L =SS0,001 - $100,000 M =S!00,001 - $25().000 (See Columns Cl and DJ) N "'5250,00 l - $500,000 0=$S00,00l -Sl,000,000 Pl =Sl,000,(J()I - $5,000,000 P2 =SS,000;001 • $25,000,000

PJ -s2s.OOO,OO! - , P4 =M°"' thai> SS0,000,000 SSl)000,000 l. Value Method Codes Q=APJ""isal R ·" (Real Estate o. y) S0•Ass=nem

(See Column Cl) U=BoolcValue W=llstima!<:dv o()ther

5104/2010

Name of Person Reporting l>ate of Report FINANCIAL DISCLOSURE REPORT

KERN, TERENCE C. Page 9of10

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (/ndicutepartofReport.)

Line 18 - Brokerage Account #4 was totally moved from Morgan Stanley to UBS, but will still be listed as Brokerage Account #4. Line 37 ·Brokerage Account #7 was totally moved from Morgan Stanley to UBS, but will still be listed as Brokerage Account #7. Linc 71 · F&M CD on last year's report Line 44, was incorrect. The CD matured on 8/15/08, and there is no new CD.

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

Page 10 of lO KERN, TERENCE C. 5/04/2010

IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knol\1edge and belief, and that any i nformation not reported was withheld because it met applicable statutory pro\isions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., S U.S.C. § 7353, and Judicial Conference regulations.

NOTE: ANY INDIVIDUAL WHO KNOWJNGL Y AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544