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Federal Aviation Administration FAA/Industry Rotorcraft Forum FAA Rotorcraft Directorate Update Presented to: FAA/Industry Rotorcraft Forum (Ft. Worth, TX) By: Larry M. Kelly - Manager, Rotorcraft Standards Staff & Jorge R. Castillo - Manager, Regulations & Policy Date: January 23, 2013

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Page 1: FAA/Industry Rotorcraft Forum · Larry Kelly, Rotorcraft Standards ... - Carlton Cochran, Ft. Worth, MIDO-42 - Ford Lauer, ... 2013 FAA/Industry Rotorcraft Forum Airborne Software

Federal Aviation Administration

FAA/Industry

Rotorcraft Forum

FAA Rotorcraft

Directorate Update

Presented to: FAA/Industry Rotorcraft Forum (Ft. Worth, TX)

By: Larry M. Kelly - Manager, Rotorcraft Standards Staff &

Jorge R. Castillo - Manager, Regulations & Policy

Date: January 23, 2013

Page 2: FAA/Industry Rotorcraft Forum · Larry Kelly, Rotorcraft Standards ... - Carlton Cochran, Ft. Worth, MIDO-42 - Ford Lauer, ... 2013 FAA/Industry Rotorcraft Forum Airborne Software

2 Federal Aviation Administration

2013 FAA/Industry Rotorcraft Forum

Overview

• Rotorcraft Safety Challenge

• FAA Rotorcraft Directorate (RD)

Organization & Responsibilities

• Status of Rotorcraft Advisory Circulars

(ACs) & Policies

Page 3: FAA/Industry Rotorcraft Forum · Larry Kelly, Rotorcraft Standards ... - Carlton Cochran, Ft. Worth, MIDO-42 - Ford Lauer, ... 2013 FAA/Industry Rotorcraft Forum Airborne Software

3 Federal Aviation Administration

2013 FAA/Industry Rotorcraft Forum

External Load 1.9%6 Other Categories

1.5% Aerial Observation

3.3%

Business 4.7%

Positioning 4.9%

Other Work 7.4%

EMS 7.8%

Public Use 7.8%

Instruction/Training

21.7%

Personal/Private

20.0%

Not Categorized 9.3%

Aerial Application

8.2%

Flight Test 1.4%

Rotorcraft Accidents by NTSB Classification 10 Years from CY01 to CY10 – 1,672 Accidents

Personal/Private 20.0%

External Load 1.9% Aerial Observation 3.3%

Business 4.7%

Positioning 4.9%

Other Work 7.4%

EMS 7.8%

Public Use 7.8%

Aerial Application 8.2%

Instruction/Training 21.7%

Flight Test 1.4%

Not Categorized 9.3%

6 Other Categories 1.5%

Page 4: FAA/Industry Rotorcraft Forum · Larry Kelly, Rotorcraft Standards ... - Carlton Cochran, Ft. Worth, MIDO-42 - Ford Lauer, ... 2013 FAA/Industry Rotorcraft Forum Airborne Software

4 Federal Aviation Administration

2013 FAA/Industry Rotorcraft Forum

Summary of Accident Contributing

Categories

• Personal/Private: – Account for approximately 20 - 25% of helicopter accidents.

– Based on estimated operating hours, contribute roughly 6 times their “fair share.”

• Instruction/Training: – Account for approximately 20% of helicopter accidents.

– Contribute roughly 1 - 2 times their fair share.

• Aerial Application: – Thru 2007, approximately 8% of helicopter accidents.

– Thru 2007, contributed roughly their fair share.

– An alarming increase in recent years: 18% in 2010, 22% in 2011, 14% in 2012.

– Now contribute approximately 3 - 5 times their fair share.

Page 5: FAA/Industry Rotorcraft Forum · Larry Kelly, Rotorcraft Standards ... - Carlton Cochran, Ft. Worth, MIDO-42 - Ford Lauer, ... 2013 FAA/Industry Rotorcraft Forum Airborne Software

5 Federal Aviation Administration

2013 FAA/Industry Rotorcraft Forum

Top Accident Causes and Contributing

Factors • Loss of Control:

– 41% of Personal/Private

– 61% of Instructional/Training

– 32% of Aerial Applications

• Pilot Judgment and Actions: – 90% of Personal/Private

– 93% of Instructional/Training

– 67% of Aerial Applications

• Most Common Errors: – Performance management, i.e. insufficient power

– Exceeding published aircraft operating limits

– Loss of tail rotor authority

– Interference with controls

Page 6: FAA/Industry Rotorcraft Forum · Larry Kelly, Rotorcraft Standards ... - Carlton Cochran, Ft. Worth, MIDO-42 - Ford Lauer, ... 2013 FAA/Industry Rotorcraft Forum Airborne Software

6 Federal Aviation Administration

2013 FAA/Industry Rotorcraft Forum

Where are the Safety Opportunities? • Three types of operations account for 50 to 60% of the

rotorcraft accidents. – Personal/private

– Instruction/training

– Aerial applications

• Each of these operations contributes more than its “fair share” to the number of accidents.

• For these “high offender” categories, the following are the most significant contributors – – Loss of Control

– Pilot Judgment/Action

• Conclusion: We must enable the pilot to make better decisions

Page 7: FAA/Industry Rotorcraft Forum · Larry Kelly, Rotorcraft Standards ... - Carlton Cochran, Ft. Worth, MIDO-42 - Ford Lauer, ... 2013 FAA/Industry Rotorcraft Forum Airborne Software

7 Federal Aviation Administration

2013 FAA/Industry Rotorcraft Forum

What Role Will Technology Play in

Rotorcraft Safety?

• Improve Safety?

– Improved situation awareness

– Training enhancements

– Smart power management

– Smart cockpit

• Diminish Safety?

– Distracting or misleading information

– Snow tire syndrome

Page 8: FAA/Industry Rotorcraft Forum · Larry Kelly, Rotorcraft Standards ... - Carlton Cochran, Ft. Worth, MIDO-42 - Ford Lauer, ... 2013 FAA/Industry Rotorcraft Forum Airborne Software

8 Federal Aviation Administration

2013 FAA/Industry Rotorcraft Forum

The Rotorcraft Safety Challenge

• Recognize that rotorcraft are unique aircraft, with unique safety challenges that may not lend themselves to fixed-wing solutions.

• Determine how to use technology to improve rotorcraft safety, particularly in “high offender” operations.

• Find means to encourage practical and economical installations of safety enhancing systems – which may require that we broaden our concept of “safety” to include an evaluation of both risks and benefits.

Page 9: FAA/Industry Rotorcraft Forum · Larry Kelly, Rotorcraft Standards ... - Carlton Cochran, Ft. Worth, MIDO-42 - Ford Lauer, ... 2013 FAA/Industry Rotorcraft Forum Airborne Software

9 Federal Aviation Administration

2013 FAA/Industry Rotorcraft Forum

Associate Administrator for Aviation Safety

AVS - 1 Nicholas Sabatini, AVS - 1 Margaret Gilligan, AVS - 2

Flight Standards Service ( AFS )

Office of Aerospace Medicine ( AAM )

Aircraft Certificati on Service ( AIR )

Office of Accident

Investigation & Prevention

(AVP)

Office of Rulema k ing ( ARM )

CAMI

15

Field O f fices 39

Field Offices

Registry

109

Field Offices

9 Regions

4

Directorates

8 Regions

Associate Administrator for Aviation Safety

AVS-1 Peggy Gilligan, AVS-1 John Hickey, AVS-2

Office of Quality

Integ., & Exec. Services

(AQS)

Air Traffic Safety

Oversight Service, (AOV)

AVS Organizational Structure

Page 10: FAA/Industry Rotorcraft Forum · Larry Kelly, Rotorcraft Standards ... - Carlton Cochran, Ft. Worth, MIDO-42 - Ford Lauer, ... 2013 FAA/Industry Rotorcraft Forum Airborne Software

10 Federal Aviation Administration

2013 FAA/Industry Rotorcraft Forum

Rotorcraft Directorate (RD)

Kim Smith, Directorate Manager, ASW-100

Lance Gant, Asst. Directorate Mgr., ASW-101

Larry Kelly, Rotorcraft Standards Staff Manager, ASW-110

817-222-5110; [email protected]

- Jorge Castillo, Regulations and Policy Group Manager, ASW-111 817-222-5111; [email protected]

- Jim Grigg, Safety Management Group Manager, ASW-112 817-222-5112; [email protected]

Scott Horn, Rotorcraft Cert. Office Acting Manager, ASW-170

Monica Merritt, Airplane Cert. Office Manager, ASW-150

Fran Cox, Special Cert. Office Manager, ASW-190

Bruce Cain, Manufacturing Inspection Office, ASW-180

- Ken Hickman, Oklahoma City MIDO-41

- Carlton Cochran, Ft. Worth, MIDO-42

- Ford Lauer, San Antonio MIDO-43

Page 11: FAA/Industry Rotorcraft Forum · Larry Kelly, Rotorcraft Standards ... - Carlton Cochran, Ft. Worth, MIDO-42 - Ford Lauer, ... 2013 FAA/Industry Rotorcraft Forum Airborne Software

11 Federal Aviation Administration

2013 FAA/Industry Rotorcraft Forum

Rotorcraft Standards Staff, ASW-110

ASW-110

Standards Rotorcraft Staff

Larry M. Kelly

ASW-111

Regulations & Policy Group

Jorge R. Castillo

ASW-112

Safety Management Group

Jim Grigg

Page 12: FAA/Industry Rotorcraft Forum · Larry Kelly, Rotorcraft Standards ... - Carlton Cochran, Ft. Worth, MIDO-42 - Ford Lauer, ... 2013 FAA/Industry Rotorcraft Forum Airborne Software

12 Federal Aviation Administration

2013 FAA/Industry Rotorcraft Forum

RD Standards Staff

Responsibilities, ASW-110

• Support Safety Initiatives (e.g. IHST)

• Rulemaking & Advisory Circular (AC) – Parts 27 (Normal) & 29 (Transport)

– ACs 27 & 29

• Part 27/29 Certification Standardization Among Aircraft Certification Offices (ACO) – e.g. Boston, Los Angeles, Alaska ACOs

• Support Major Domestic Certification Projects – Process Issue Papers

– Equivalent Level of Safety Findings (ELOS)

– Special Conditions (e.g. Search & Rescue, Fly-By-Wire)

• Validation of All TC/ATC Import Rotorcraft – Boston ACO (TSOs)

– NY ACO (STCs)

Page 13: FAA/Industry Rotorcraft Forum · Larry Kelly, Rotorcraft Standards ... - Carlton Cochran, Ft. Worth, MIDO-42 - Ford Lauer, ... 2013 FAA/Industry Rotorcraft Forum Airborne Software

13 Federal Aviation Administration

2013 FAA/Industry Rotorcraft Forum

RD Standards Staff

Responsibilities, ASW-110

• Rotorcraft Continued Operational Safety (COS) – Airworthiness Directives (ADs)

– Special Airworthiness Information Bulletins (SAIBs)

– NTSB/FAA Safety Recommendations

– Accident Investigation Technical Support

• Rotorcraft RE&D – HUMS, Advanced Flight Controls, Icing

• Coordination with EASA, TCCA & other Authorities

• Unmanned Aircraft Systems

Page 14: FAA/Industry Rotorcraft Forum · Larry Kelly, Rotorcraft Standards ... - Carlton Cochran, Ft. Worth, MIDO-42 - Ford Lauer, ... 2013 FAA/Industry Rotorcraft Forum Airborne Software

14 Federal Aviation Administration

2013 FAA/Industry Rotorcraft Forum

Rotorcraft ACs & Policies

• HTAWS AC 27/29 MG-18 (Draft) – To be released once HEMS Final Rule is issued

• HEMS AC 27/29 MG-6 (Draft) – To be released once HEMS Final Rule is issued

• AC 27/29 Groups 1 & 2 (Draft) – Group 1 consists of material were few changes were

necessary (Public review ~ Jan/Feb 2013)

– Group 2 consists of new material and material involving more extensive changes (Public review ~ Mar/Apr 2013)

• Electronic Display Systems (EDS)

• XX.1309/1316/1317 (FHA, Lightning, HIRF)

• Human Factors

• Night Vision Imaging Systems (NVIS)

Page 15: FAA/Industry Rotorcraft Forum · Larry Kelly, Rotorcraft Standards ... - Carlton Cochran, Ft. Worth, MIDO-42 - Ford Lauer, ... 2013 FAA/Industry Rotorcraft Forum Airborne Software

15 Federal Aviation Administration

2013 FAA/Industry Rotorcraft Forum

Rotorcraft ACs & Policies

• NORSEE – Draft – Public Review (Jan. 23, 2013)

– http://www.faa.gov/aircraft/draft_docs/

• Rotorcraft Laser & Filtered Infrared (IR) Searchlights- Draft – Public comments disposition

– FAA legal counsel review pending followed by Management Coordination

– National Laser AC – Draft (FAA Internal Review Mar/Apr 13)

• Rotorcraft AML Policy – Issued in June 2010

– National FAA AML Memo Clarifying the AML STC process (Issued Sept. 2012)

– National AML Policy

Page 16: FAA/Industry Rotorcraft Forum · Larry Kelly, Rotorcraft Standards ... - Carlton Cochran, Ft. Worth, MIDO-42 - Ford Lauer, ... 2013 FAA/Industry Rotorcraft Forum Airborne Software

16 Federal Aviation Administration

2013 FAA/Industry Rotorcraft Forum

Rotorcraft ACs & Policies

• Advanced Flight Controls (e.g. Fly-By-Wire)

– FAA Review – mid 2013

– Public Review – late 2013

• Auto Flight Guidance Control Systems (AFGCS) – FAA Review – mid 2013

– Public Review – late 2013

• Non-Required Equipment

– FAA Review – mid/late 2013

– Public Review – late 2013/early 2014

Page 17: FAA/Industry Rotorcraft Forum · Larry Kelly, Rotorcraft Standards ... - Carlton Cochran, Ft. Worth, MIDO-42 - Ford Lauer, ... 2013 FAA/Industry Rotorcraft Forum Airborne Software

17 Federal Aviation Administration

2013 FAA/Industry Rotorcraft Forum

Airborne Software Assurance Guidance

• AC 20-115C will invoke the following RTCA

documents: • RTCA DO-178C, Software Considerations in Airborne Systems and

Equipment Certification, dated December 13, 2011.

• RTCA DO-330, Software Tool Qualification Considerations, dated

December 13, 2011.

• RTCA DO-331, Model-Based Development and Verification

Supplement to DO-178C and DO-278A, dated December 13, 2011

• RTCA DO-332, Object-Oriented Technology and Related Techniques

Supplement to DO-178C and DO-278A, dated December 13, 2011.

• RTCA DO-333, Formal Methods Supplement to DO-178C and DO-

278A, dated December 13, 2011.

• Public comments - 3rd quarter 2013

Page 18: FAA/Industry Rotorcraft Forum · Larry Kelly, Rotorcraft Standards ... - Carlton Cochran, Ft. Worth, MIDO-42 - Ford Lauer, ... 2013 FAA/Industry Rotorcraft Forum Airborne Software

18 Federal Aviation Administration

2013 FAA/Industry Rotorcraft Forum