Evolution, Disruptors, and Opportunity:

Insights from Industry Leaders

March 15, 2017

SPONSORED BY:

MODERATOR:

Jim FitzpatrickPresident, NICSA

• 30+ years of global asset management experience• Previously: Managing Director, Goldman Sachs Asset Management

Learn strategies for managing change within the asset management industry

Gain insight into how different firms define, prioritize, and approach change in our industry

Understand the interdependent nature of industry “disruptors”

Objectives

Bob AdamsExecutive Vice President, Chief Operations Officer, Fidelity Investments  

Steve DuncanPresident, American Funds Service Company

Stacy RoodeSenior Vice President, Head of Transfer Agent, OppenheimerFunds

Rheeta WisePresident, MFS Investments

PANEL:

Strategic Focus? . . . . . . . . . . . . . . . or Distraction?

Managing the Impact of Industry Disruptors

Change Agent

Learning and Assessing

Empowering Employees

Listening to ClientsCollaboratin

g with Peers

Regulatory

Technology

Human Capital Management

Our Clients

WHO ARE THEY?

WHAT ARE THEIR EXPECTATIONS?

HOW MIGHT THEY CHANGE IN THE FUTURE?

Questions