eu funding for r&d in smes

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static void _f_do_barnacle_install_properties(GObjectClass *gobject_class) { GParamSpec *pspec; /* Party code attribute */ pspec = g_param_spec_uint64 (F_DO_BARNACLE_CODE, "Barnacle code.", "Barnacle code", 0, G_MAXUINT64, G_MAXUINT64 /* default value */, G_PARAM_READABLE | G_PARAM_WRITABLE | G_PARAM_PRIVATE); g_object_class_install_property (gobject_class, F_DO_BARNACLE_PROP_CODE, Teo Romera [email protected] R&D EU Funding An overview from an ICT SME point of view

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EU Funding for R&D in SMEsPublic version of a sharper in-house presentation. Global full overview not intended, but may be a good start for an SME looking for pointers.

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Page 1: EU Funding for R&D in SMEs

static void_f_do_barnacle_install_properties(GObjectClass

*gobject_class){

GParamSpec *pspec;

/* Party code attribute */ pspec = g_param_spec_uint64

(F_DO_BARNACLE_CODE, "Barnacle code.", "Barnacle code",

0, G_MAXUINT64,

G_MAXUINT64 /* default value */,

G_PARAM_READABLE | G_PARAM_WRITABLE |

G_PARAM_PRIVATE);

g_object_class_install_property (gobject_class,

F_DO_BARNACLE_PROP_CODE,

Teo Romera [email protected]

R&D EU FundingAn overview from an ICT SME point of view

Page 2: EU Funding for R&D in SMEs

Introduction and EU Funding MapFramework Programme (FP7)Eurostars ProgrammeIberoeka ProgrammeTechnological Platforms, JTIs, PPPsActions in R&DFeedback and Involvement from your company

*This will be just an overview it is just too much information to compress

Page 3: EU Funding for R&D in SMEs

Introduction and EU Funding Map

Page 4: EU Funding for R&D in SMEs

EU R&D Funding Map

IdeasAcademiaR&D InstitutionsR&D Dept.

InnovationBase R&DProductsCompaniesPublic Adm.Market

...

Bilaterale+ Canadae+ Japane+ Chinae+ Koreae+ Indiae+ South Africa

Page 5: EU Funding for R&D in SMEs

EU R&D Funding Map

IdeasInnovationBase R&D

Products

● Top-down (Work Programme)

● Supervised by EC

● Centralized funding competitive with calls

● Results property of EU participants

● Bottom-up (no Work Programme)

● Consortium agreement

● National funding, no competition, no calls

● Results, property of the consortium

Page 6: EU Funding for R&D in SMEs

Framework Programme (FP7)

Page 7: EU Funding for R&D in SMEs

What is the FP7?

● 7th Framework Programme for Research and Technological Development in the EU

● 2007 – 2013 | Over € 50 billion

Obscene amount of money to co-finance research projects through grants that are

determined on the basis of calls for proposals in a peer review process, which is highly

competitive.

Page 8: EU Funding for R&D in SMEs

Who can apply to the FP7?

● Research groups at universities or research institutes

● Corporations

● Small or medium-sized enterprises (SMEs)

● Public administration

● Researchers, individuals experienced or novel

● Many other institutions and different combinations of all these

● FP7 is open to any country in the world

● EU Members retain the broadest rights and access to funding

● EEA and Candidate countries (Turkey, Croatia, Macedonia, Iceland...)

● Also Russia and other Eastern European and Central Asian states, developing countries, Mediterranean partner countries and Western Balkans countries… so basically anyone except South America, USA and Japan!

● Participation rules vary depending on the initiative

Page 9: EU Funding for R&D in SMEs

FP7 Specific Programmes

● Cooperation● The core of the FP7

● Collaborative projects across Europe

● 10 key thematic areas, ICT is number 3

● Ideas● “Frontier research” based in scientific excellence

● Not need for cross-border partnerships

● People● Researcher mobility and career development

● Industry-academia partnerships

● Capacities● Aimed at infrastructures, specific regions, specific local actions... etc

● Includes research for the benefit of SMEs

● Nuclear research

Page 10: EU Funding for R&D in SMEs

FP7 Specific Programmes

Cooperation32,413

Ideas7,510

People4,750

Capacities4,097

JRC (EC)1,751

€ million

Euratom FP: € 2.7 billion over 5 years – not included above

Page 11: EU Funding for R&D in SMEs

ICT in FP7

● FP7 thematic areas in the Cooperation Specific Programme● Health● Food, agriculture and fisheries, and biotechnology● Information and communication technologies● Nanosciences, nanotechnologies, materials and new production● technologies● Energy● Environment (including climate change)● Transport (including aeronautics)● Socio-economic sciences and the humanities● Space● Security

Page 12: EU Funding for R&D in SMEs

FP7 Cooperation

Health19%

Agriculture and biotechnology6%

ICT28%

Nano production11%

Energy7%

Environment6%

Transport13%

Socio-economic sciences2%

Space4%Security

4%

Budget % amongstkey areas

Page 13: EU Funding for R&D in SMEs

ICT in FP7

● Information and Communication Technologies● 8 calls between 2007 – 2011● Annual calls from JTIs and AAL● Calls from PPPs● One specific call for SMEs

● Key principles● Support the competitiveness of the EU industry● Multiply the effect of private R&D with EU funds

● Structured in 8 challenges with sub-topics

Page 14: EU Funding for R&D in SMEs

Challenges and Objectives in ICT

1. Pervasive and Trusted Network and Service Infrastructures

2. Cognitive Systems and Robotics

3. Alternative Paths to Components and Systems

4. Technologies for Digital Contents and Languages

5. ICT for Health, Aging Well, Inclusion and Governance

6. ICT For Low Carbon Economy

7. ICT For the Enterprise and Manufacturing

8. ICT For Learning and Access to Cultural Resources

● Future and Emerging Technologies (FET)

Page 15: EU Funding for R&D in SMEs

Call 8

● Current call (8), published 26/7/11 open till 17/1/2012

1.1 Future Networks

1.2 Cloud Computing, Internet of Services and Advanced Software Engineering

1.4 Trustworthy ICT

1.6 Future Internet Research and Experimentation

3.1 Very advanced nanoelectronic components: design, engineering, technology and manufacturability

3.2 Smart components and smart systems integration

3.5 Core and disruptive photonic technologies

4.4 Intelligent Information Management

6.1 Smart energy grids

6.3 ICT for efficient water resources management

6.7 Cooperative systems for energy efficient and sustainable mobility

8.1 Technology-Enhanced Learning

9.6 FET Proactive: Unconventional Computation

9.7 FET Proactive: Dynamics of Multi-Level Complex Systems

9.8 FET Proactive: Minimising Energy Consumptionof Computing to the Limit (MINCON)

9.12 Coordinating Communities, Identifying new research topics for FET Proactive initiatives and Fostering Networking of National and Regional Research Programmes

Page 16: EU Funding for R&D in SMEs

Call 9

● Next call (9), tb published 18/1/12 open till 17/4/2012

2.1 Cognitive Systems and Robotics

4.3 Digital Preservation

5.2 Virtual Physiological Human

8.2 ICT for access to cultural resources

9.9 FET Proactive: Quantum ICT (QICT) including ERA-NET-Plus

9.10 ET Proactive: Fundamentals of Collective Adaptive Systems (FOCAS)

9.11 FET Proactive: Neuro-Bio-Inspired Systems (NBIS)

9.12 Coordinating Communities, Identifying new research topics for FET Proactive initiatives and Fostering Networking of National and Regional Research Programmes

10.3 International Partnership building and support to dialogue

Page 17: EU Funding for R&D in SMEs

What about the money?

● Funding in FP7 is through co-financing● The EC does not buy research● The EC grants a certain % to selected projects

● Standard for research and technological development is 50%

● Certain entities (including SMEs) can reach 75%● Demonstration activities 50%● Consortium management, networking, training,

coordination, dissemination... etc. may get to 100%* Rates of reimbursement vary wildly depending on the funding scheme, the participants and the

type of activity. The EC pays yearly after every review.

Page 18: EU Funding for R&D in SMEs

Funding Schemes in ICT

● Collaborative projects (CP)● STREP, small or medium and focused● IP, large and integrating a set of activities

● Networks of Excellence (NoE)● Integration of activities of research organizations

● Coordination and Support Actions (CSA)● CA, for coordination or networking● SA, evaluation, reports, analysis...

* There are more Funding Schemes, but not inside the ICT topic.

Page 19: EU Funding for R&D in SMEs

Funding Schemes in ICT

● STREP (Specific Targeted Research Projects)● Focused in a clear result

● Expected impact should be in the WP

● Technological R&D + Demonstration

– Avg. number of participants 6 – 15

– Avg. budget 1 – 4 M€

– Avg. duration 1.5 – 3 years

● IP projects (Integrated Projects)● Long term higher risk research

● Expected impact should fulfill the WP

● Technological R&D + Demonstration + Training

● Management and viability is key

– Avg. number of participants 10 – 20

– Avg. budget 4 – 25 M€

– Avg. duration 3 – 5 years

Page 20: EU Funding for R&D in SMEs

Life Cycle of a Project

● Application process

1.Find the right call● Know your idea/potential

● Infodays, networking, find/meet potential partners, show off...

● Get to know the programmes and their rules and work programmes

2.Build the consortium● Lead or follow a consortium

● From 3 to 20+ participants

3.Write a proposal● Get to master the rules and documentation of the call

● Meet other partners and discuss tasks and budget

● Put it all together in an appealing document

4.Submit the proposal

5.Evaluation and selection● Panel of experts reviews, impact, novelty, implementation, feasibility, consortium... etc.

6.Negotiation● Grant agreement, with the EC

● Consortium agreement with the other partners

Page 21: EU Funding for R&D in SMEs

Life Cycle of a Project

Find the Call

Build Consortium

Prepare Proposal

SendProposal

Evaluation Negotiation

6 – 9 Months 1 – 3 Months6 – 9 Months 3 – 9 Months

… something between a year and a year and a half and then your project starts. And that is when real work begins!!

Page 22: EU Funding for R&D in SMEs

Life Cycle of a Project

● Management process● About 7% of the overall budget● Money management (transfers)● Partner meetings, communications● Report to the EC

● Monitoring process● EC monitors the project through the PO● Project coordinator monitors project and partners● Performance indicators (reports, milestones)● Tackle problems with partners

Page 23: EU Funding for R&D in SMEs

Life Cycle of a Project

● Justification process● Yearly reviews with the EC● Financial audits

– Expenses, adjustments, moving money between parties... etc.

● Project technical audits– Results, handbooks, prototypes... etc.

● Consortium reports to PO and PO to EC● Special grand finale at the end of the project

Page 24: EU Funding for R&D in SMEs

SMEs in the FP

● Reasons to participate for an SME● Money should not be one of them● Product development● Access to new technologies● Access to new business markets● Looking for a better profile● Staff development and interest

Page 25: EU Funding for R&D in SMEs

SMEs in the FP

● Cooperation programme (ICT Projects)● 15% of the funds are allocated to SMEs

● Current call (8), published 26/7/11 open till 17/1/2012

● Next call (9), tb published 18/1/12 open till 17/4/2012

● Some calls explicitly require SMEs

● People Programme● This establishes industry-academia pathways and partnerships

● Exchange of people and knowledge through stays, events and networking

● Ideas Programme● Research groups from SMEs that are “competing in grounds of excellence”

● Capacities programme● Research for the benefit of SMEs

Page 26: EU Funding for R&D in SMEs

SMEs in the FP

● Research for the benefit of SMEs● Bottom-up approach, no thematic focus. Driven by innovation needs.

● Projects aimed at overcoming specific problems by outsourcing research to RTD performers

● At least three independent SME participants, established in three different Member States (MS) or Associated countries (AC)

● At least two Research & Technological Development performers (RTD).

● Other enterprises and end-users optional.

● Duration of the project 1 – 2 years

● Budget between 0.5 and 1.5 €M

● Funds

– Technology R&D

– Training and disemination

– Management

● Call open till 6/12/2011 next call mid July 2012* Will find out about this programme in the following weeks. CDTI is organizing information actions these days.

Page 27: EU Funding for R&D in SMEs

SMEs in the FP

● Pros● EU Funding is a great revenue source● International cooperation an access to industry● New technical ideas● Good for meeting more and more partners and customers

● Cons● You need money to co-fund projects● May divert company from his real goal● May prevent company from selling what it has● Significant overheads of work● Proposals are investments with low rate of success

Page 28: EU Funding for R&D in SMEs

Eurostars Programme

Page 29: EU Funding for R&D in SMEs

EUREKA Eurostars programme

● First EU funding programme specifically dedicated to R&D performing SMEs

● Single Stage on-line application on a continuous basis

● 3 – 4 months from cut off to funding decision

● Project funded through national funding body in each partner (Spain, CDTI)

Page 30: EU Funding for R&D in SMEs

EUREKA Eurostars programme

Page 31: EU Funding for R&D in SMEs

EUREKA Eurostars programme

● No restriction in thematic area (bottom up)● Consortium leader is an R&D-performing SME● Minimum 2 partners from 2 different countries (avg. is 3.3

partners from 2.5 countries)● Project duration no more than 36 months (avg. is 28.7)● Close to market (within 2 years after project)● Research-performing SMEs undertake minimum 50% of

total R&D cost● No single country or project partner is responsible for

more than 75% of the project costs (avg. project total 1.4 €M)* EU SME definition + 10% of turnover (or FTE) dedicated to R&D

Page 32: EU Funding for R&D in SMEs

EUREKA Eurostars programme

● Specific rules applying to Spain

● Type of funding is a grant● SMEs up to 60% (specific tasks in applied research may go up to 80%)● Large Companies up to 40% (specific tasks in applied research may go up to

65%)● Universities and research institutions funded if subcontracted by a

company● Merged somehow with the Interempresas Internacional programme

in Spain● At least one Spanish company● Funding % is associated to each eligible project task (avg. 50% - 60%)● Subcontracting by a company is limited to 50% of its total costs

Page 33: EU Funding for R&D in SMEs

Type of Consortium

The main participant of any Eurostars consortium must be an R&D SME in order to satisfy the Eurostars eligibility criteria. Usually consortia are set up with R&D SMEs, SMEs and Research Institutes and Universities.

Page 34: EU Funding for R&D in SMEs

Technology Areas

The bottom-up approach gives the freedom to participants to launch their projects in any technological and market area.

The overview of the last cut-offs shows that any kind of innovative technology has its place in Eurostars.

Page 35: EU Funding for R&D in SMEs

Share of Costs

79% of the shared costs are for R&D SMEs and SMEs, the target group.

Page 36: EU Funding for R&D in SMEs

Application Process

1. Be an R&D-performing SME whiling to lead a project

2. Contact EUREKA National Project Coordinator, who will guide through

3. Submit the application

4. Application is checked for completeness

5. Application is acknowledged and checked for eligibility criteria

6. Application evaluated by experts and an Independent Evaluation Panel for its project structure, technological and innovative value and its market and competitive potential

7. Results within three months of the cut-off date of the call

8. If successful, final contract negotiation should be completed with your National Funding Body

Page 37: EU Funding for R&D in SMEs

Application Process

Page 38: EU Funding for R&D in SMEs

Eurostar Dates

● Open for funding applications on a continuous basis

● An average of two application submission deadlines each year

● Next Deadline: 01 March 2012● Ninth Eurostars Cut-off: Autumn 2012

● 14 weeks from the Cut-off: resolution● 19 weeks from the Cut-off: availability of

funding

Page 39: EU Funding for R&D in SMEs

Iberoeka Programme

Page 40: EU Funding for R&D in SMEs

CYTED-IBEROEKA

● Scientific cooperation initiative between technological companies in the Latin American area

● Instrument to foster cooperation between companies, with the participation of R&D institutions to develop products, process and services aimed to the Latin American market

This is a way to partially fund the entrance of a product in the Latin American market. It does not even have to be

that innovative...

Page 41: EU Funding for R&D in SMEs

CYTED-IBEROEKA

● There are 21 countries in the Network● That means 21 managing entities● In Spain, it is CDTI again

● Helps with the preparation of the project● Helps with the partner search● Informs about funding sources● Advices on how to obtain good results

● Iberoeka is decentralized and flexible and easier to obtain than most other helps

Page 42: EU Funding for R&D in SMEs

Iberoeka Projects

● No pre-defined areas● Process/product/service close to the market● Companies from 2 or more countries● Clearly defined development and budget● Duration 2/3 years● Consortium with 2/3 countries● Budget around 1 – 1.5 M€

* Also valid for Bilateral projects and Eureka Projects

Page 43: EU Funding for R&D in SMEs

Iberoeka Projects

● Money● Less help than Eurostars● Lower excellence level

● Financing up to 85% of the total costs of the project● 10 years loan with 0% interest● Grace period of 2 years after the end of the project● Up to a 33% non-refundable part● Managed through Interempresas Internacional

programme again by CDTI

* Also valid for Bilateral projects and Eureka Projects

Page 44: EU Funding for R&D in SMEs

Technological Platforms Joint Technology Initiatives

(Lobbying)

Page 45: EU Funding for R&D in SMEs

Tech. Platforms, JTIs and PPPs

Lobbies tell EC their interest, problems and suggest topics

EC designs funding programmes and work programmes

Lobbies access to funding (or co-fund)

EC Promotes programmes and funding

Lobbies organize events, debate, check with partners and look at the market

EC helps in this process

Lobbies work in projects and evaluate the programmes

EC gets feedback on how well the programmes fit the industry

Page 46: EU Funding for R&D in SMEs

Tech. Platforms JTIs and PPPs

● Prometeo/Artemis● Embedded systems● National Technological platform and EU JTI

● INES/NESSI● Software and services (SaaS, Cloud Computing)● National and EU level networks

● It is good to be around and show up in their events

● It is a good source of information

Page 47: EU Funding for R&D in SMEs

Actions in R&D

Page 48: EU Funding for R&D in SMEs

R&D initial steps

● Identify potential partners● Networking● Identify convenient programmes

● Get to know the programmes well● Align R&D goals with company goals

● Stew new ideas with all this in mind● Match research interest in your company with

topics in programmes● Show off and communicate

Page 49: EU Funding for R&D in SMEs

Tools and Mechanisms

● Creation of a potential partner repository

● Start small, with your address book + a wiki + a stack of business cards

● Go to meetings and show up in events

● National events (specially in Madrid) and EU events (mainly in Brussels)

● Learn about the programmes and keep informed

● Infodays, BOE, Ideal-ist, CDTI... and read a lot

● Brainstorming for ideas and definition of topics that interest you

● Maybe through internal workshops or specific monthly? Internal meeting

● Communicate

● Set an R&D Section in you web page

● Create Slideware on different topics

● Blog about your interest and potential

● Reach big entities doing R&D

● Talk to people you know

Page 50: EU Funding for R&D in SMEs

Feedback and involvement from your company

Page 51: EU Funding for R&D in SMEs

What do yo need from your colleagues?

● Goals

● What do we want to achieve in R&D?

● Partners and contacts

● Who do you know in R&D?

● Ideas

● What things do you think that could fit these programmes?

● Communication

● Make noise about any news or potentially interesting actions you are into

● Slideware

● Get to know what we do and what we can do

● What areas are we in at the cutting edge? What horizontal technologies?

● Patience

● Even once focused it takes time, effort and maybe does not even happen

● Feedback

● Centralize feedback in one R&D manager

Page 52: EU Funding for R&D in SMEs