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Page 1: [Advances in Chemistry] Aquatic Humic Substances Volume 219 (Influence on Fate and Treatment of Pollutants) || Influences of Natural Organic Matter on the Abiotic Hydrolysis of Organic

21 Influences of Natural Organic Matter on the Abiotic Hydrolysis of Organic Contaminants in Aqueous Systems

Donald L . Macalady

Department of Chemistry and Geochemistry, Colorado School of Mines, Golden, CO 80401

Paul G. Tratnyek and N . Lee Wolfe

Environmental Research Laboratory, U.S. Environmental Protection Agency, College Station Road, Athens, GA 30613

This chapter reviews investigations that attempt to provide a system­atic understanding of the role of natural organic matter in aqueous hydrolytic reactions of anthropogenic organic chemicals. In partic­ular, the suggestion that humic substances exert a catalytic effect on a wide variety of hydrolytic reactions is evaluated in the light of experimental evidence. With the possible exception of the hydrolytic dechlorination of the chloro-1,3,5-triazine herbicides, available data do not support the idea of a general catalytic effect. On the contrary, more evidence exists for an inhibitory role than for one of enhance­ment. The (limited) experimental evidence that may lead to an un­derstanding of the possible role of natural organic matter in mediating abiotic hydrolytic reactions is discussed. Several models that imply a general effect of natural organic matter on the kinetics of hydrolysis are outlined.

HYDROLYTIC DEGRADATION OF CONTAMINANT ORGANIC CHEMICALS is one

of the most important and widely investigated pollutant transformation proc-

0065-2393/89/0219-0323$06.00/0 © 1989 American Chemical Society

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324 AQUATIC HUMIC SUBSTANCES

esses in aqueous systems. Microorganisms play an important role in the hydrolysis of organic chemicals, either directly (J, 2) or indirectly through their molecular components, such as soil enzymes (3). For many contami­nants, however, abiotic hydrolytic reactions are more important under con­ditions found in most natural waters. Therefore, abiotic hydrolyses of anthropogenic organic chemicals, especially pesticides, have been exten­sively investigated (4-8). In particular, there has been considerable focus on the factors that enhance or retard the rates of these abiotic hydrolytic reactions.

This review wil l deal only with hydrolysis, as distinguished from other reactions between organic chemicals and water, such as acid-base, addition, elimination, and hydration. In the hydrolytic process, an organic molecule, RX, reacts with water to form a new carbon-oxygen bond with the water molecule and cleave a C - X bond in the original molecule. The net reaction is commonly a direct displacement of X by O H (9). Important classes of organic molecules that undergo hydrolytic reactions include aliphatic halides; esters of carboxylic, phosphoric, phosphonic, sulfonic, and sulfuric acids; carbamates; epoxides; amides; and nitriles. Hydrolytic half-lives for abiotic reactions at p H 7 and 25 °C vary from millions of years to about 1 s (8).

Under pH-buffered reaction conditions, many hydrolytic reactions can be represented by a pseudo-first-order rate law -d[P]/dt = fc[P], where [P] represents the concentration (activity) of the pollutant molecule and k is the pseudo-first-order rate constant, valid for a fixed temperature and p H only. The rate constant, k, is system-specific. It may be composed not only of contributions from specific acidic or basic and neutral hydrolyses, but also from catalytic processes such as general acid-base catalysis. A profile of the p H dependence of the hydrolytic rate constant for the methyl ester of (2,4-dichlorophenoxy)acetic acid (2,4-DME), typical of many carboxylic acid es­ters, is represented in Figure 1. This figure does not include generalized acid or base catalysis, and either specific acid or base catalysis may be the rate-controlling process at p H values commonly encountered in natural waters (8, 9). A few metal ions also catalyze specialized hydrolytic reactions (10, 11). Under most reaction conditions that exist in natural waters, how­ever, neither general acid-base nor metal-ion catalysis is expected to con­tribute significantly to the overall rate of hydrolysis (12).

This review addresses the effects of natural organic matter in aquatic systems (humic substances) on the rates of hydrolytic reactions. In a recent review of the interactions of humic substances with environmental chemicals, Choudhry (13) stated that humic substances can play an important role in hydrolytic transformations of a wide variety of organic chemicals in the aqueous environment. We wil l reevaluate the evidence for this generaliza­tion, take into account studies published since 1983, and offer alternate suggestions that may lead to a more general understanding of the influences of natural organic matter on hydrolytic processes. Except in a few cases

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21. MACALADY ET AL. Abiotic Hydrolysis of Organic Contaminants 325

"T" 2

~T~ 4 6

p H 10

Figure 1. The pH-rate profile for the hydrolysis of the methyl ester of 2,4-D in buffered distilled water at 30 °C. Data are from ref 28. The dashed lines

represent extrapolations of the expérimental data.

included for comparison, this discussion refers only to abiotic reactions. The means by which sterility is ensured in the various experimental systems wil l not be discussed. Though considerations of these methods may be important, the present state of the literature does not warrant further discussion at this time (14).

Triazines The catalytic effects of humic acids (HAs) on the dechlorohydroxylation of the chloro-1,3,5-triazine herbicides in soils and aqueous solutions are well documented. Harris (15) first reported that the decomposition of simazine, atrazine, and propazine in soils proceeds predominantly by way of the acid-catalyzed hydrolysis at the 2-position of the triazine ring to produce the hydroxy derivatives, as shown in Reaction I.

Evidence for the catalytic effect on this reaction of solution-phase HAs and soil organic matter has been presented by (among others) Armstrong and Chesters (16), L i and Felbeck (17) and Khan (18). Nearpass (19) reported similar evidence for propazine. Although these catalytic effects are well

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326 AQUATIC HUMIC SUBSTANCES

Cl OH

( E t ) H N ^ N ^ N H ( i . p r ) • H20

cat.

(Et)HN N NH(iPr)

• H* • CI"

Reaction I. Hydrolysis of atrazine.

documented, the mechanism is poorly understood. Attempts to establish a pathway for the observed enhancement have produced some contradictory evidence. The effect of HAs on the activation energy for this hydrolysis, for example, has been reported to be substantial by L i and Felbeck (17) and negligible by Kahn (18). Indeed, Metwally and Wolfe (20) failed to observe rate enhancement of acid-catalyzed hydrolysis of atrazine in sediment-water versus buffered distilled water systems.

Attempts to explain these observations in terms of general acid catalysis are not convincing, and specific interaction between HAs and the triazines is more likely. Hydrogen bonding between H A surface acid groups and the ring nitrogens of the triazines has been suggested as a mechanism for re­duction of the activation energy barrier for hydrolytic cleavage of the C - C l bond (13).

Interpretation of the effects of HAs on triazine hydrolyses is complicated by the complexity of the reaction pathways for these reactions at lower p H values. Plust et al. (21) demonstrated that the complex p H dependence of the atrazine rate of hydrolysis (Figure 2) is due to the protonation of atrazine at lower p H values. They also verified the absence of a pH-independent hydrolytic pathway for atrazine.

Under certain reaction conditions, the surface acidity of clays wi l l fa­cilitate the hydrolysis of adsorbed atrazine (22, 23). This activity indicates that the catalytic effects observed in soils may not be entirely due to natural organic matter. Where clean surfaces are available, they may contribute a catalytic effect confounded with that from other sources (24).

Solution-Phase Reactions

For convenience, one can divide the role of natural organic matter in hy­drolytic reactions into solution-phase and sediment-phase interactions. Fu l ­vic and humic acids in water are known to interact with many (generally hydrophobic) contaminants (25). Investigations of the effect, if any, of such associations on rates of hydrolysis are few. Struif et al. (26) considered the role of fulvic acids in the hydrolyses of a series of n-alkyl esters of 2,4-D and concluded that the presence of this form of organic matter accelerated

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21. MACALADY ET AL. Abiotic Hydrolysis of Organic Contaminants 327

ο Φ CO

Ο)

ο

PH

Figure 2. The pH-rate profile for the hydrolysis of atrazine. The dashed lines represent the rates that would result if there were no contribution from di-protonated atrazine. {Reproduced from ref. 21. Copyright 1981 American

Chemical Society.)

the reactions. However, Perdue and Wolfe (27) later demonstrated that, at least for base-catalyzed hydrolyses, the opposite is true. Solution-phase humic substances (those that pass through a 0.2-μπι filter) were shown to retard the rate of the base-catalyzed hydrolysis of the n-octyl ester of 2,4-D (Figure 3). Perdue and Wolfe attributed the rate enhancements observed by Struif et al. to microbially catalyzed processes. No reports of similar investigations of the effect of solution-phase organic matter on acid-catalyzed or pH-independent hydrolytic reactions have been published.

Heterogeneous Systems In sediment-water or soil-water systems, associations of hydrophobic con­taminant molecules with the organic phase of the solids ("sorption") can also

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328 AQUATIC HUMIC SUBSTANCES

f 1 1 ι ι 1 I

0 1 0 0 2 0 0 3 0 0

time (m inutes )

Figure 3. Effect of partitioning on the hydrolysis of 2,4-DOE at pH 10 with varying amounts of "dissolved humic substances". (Reproduced from ref 27.

Copyright 1982 American Chemical Society.)

be considered in terms of effects on hydrolytic reactions. Studies of rates of hydrolysis in the presence of soils and sediments are more numerous than solution-phase studies, and considerable progress has been made toward a general understanding of the effects of sorption on abiotic hydrolyses. In particular, a large and growing body of evidence supports the idea that sorption has little or no effect on the rates of pH-independent (i.e., non-acid/base catalyzed) hydrolyses. For a wide variety of organic molecular structures and a concomitant variety of hydrolytic mechanisms, sediment organic matter does not have a measurable effect on pH-independent rates of hydrolysis.

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21. MACALADY ET AL. Abiotic Hydrolysis of Organic Contaminants 329

Macalady and Wolfe (28, 29) demonstrated that the hydrolyses of chlor-pyrifos, diazinon, and ronnel (Chart I), all organophosphorothioate esters, proceed at rates that are independent of sediment sorption. These reactions presumably proceed via an S N 2 pathway involving attack by water at the ester carbon atoms (30). The S N 1 hydrolysis of benzyl chloride (Chart I) is

S

Chart I. Molecular structures of compounds mentioned in the text. A, chlor-pynfos; B, diazinon; C, ronnel; D, benzyl chloride; E, hexachlorocyclopen-tadiene; F, 4-(p-chlorophenoxy)butyl bromide; and G, chlorostUbene oxide.

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330 AQUATIC HUMIC SUBSTANCES

also unaffected by the presence of sediments (28). The S E 2 hydrolysis of hexachlorocyclopentadiene (31, Chart I) and the nucleophilic substitution reaction of 4-(p-chlorophenoxy)butyl bromide (32, Chart I) are also not meas­urably affected by sorption of the substrate to sediment organic matter (28). Recently, El-Ammy and M i l l (33) have demonstrated a similar lack of influ­ence of aquifer materials on the disappearance kinetics of halogenated al-kenes, which probably involves hydrolytic reactions. Metwally and Wolfe (20) have recently demonstrated that the hydrolysis of chlorostilbine oxide (Chart I) at near-neutral p H values proceeds at experimentally equivalent rates in the presence and absence of sediments.

A similarly convincing array of evidence exists that base-catalyzed hy­drolytic reactions are retarded by natural organic matter. The homogeneous retardation of 2 ,4-DOE hydrolysis by dissolved HAs is matched by influences of solid-phase organic matter (34). The alkaline hydrolysis of chlor-pyrifos is characterized by pseudo-first-order kinetics with rate constants that, in the presence of sediments, are lower by factors of 0.01 to 0.001 than those in buffered distilled water at the same p H (29).

For acid-catalyzed hydrolyses, the picture is considerably less resolved. An attractive working hypothesis is that acid-catalyzed hydrolyses should be enhanced in the presence of natural organic matter. This hypothesis is con­sistent with the rationalization of rate retardation observed for the alkaline case. The retardation of base-catalyzed hydrolysis can be envisioned in terms of the changes in solution chemistry in the vicinity of the negatively charged (at neutral and alkaline p H values) surfaces of H A molecules and sediment particles. To the extent that such a simplistic picture is reasonable, one should be able to predict, at least in a semiquantitative way, the effects of organic matter on acid-catalyzed hydrolytic reactions. Such predictions might be based on the p H of the reaction medium, the known or assumed surface charge of the solution or sediment organic matter at that p H , and the pH-rate profile for the abiotic hydrolysis in buffered distilled water.

Although bits of evidence seem to support such a scenario, the entire body of experimental evidence does not. At p H values considerably above the zero point of charge (zpc) or isoelectric point of the sediments, for example, one would predict enhancements of acid-catalyzed rates of hy­drolysis compared to rates at similar p H values in buffered distilled water. Such effects are seen in some cases, but not in others. Using the methyl ester of 2,4-D (2,4-DME) as a substrate and two standardized E P A sediments (35) as the source of solid-phase organic matter, Coleman (36) has recently observed enhanced hydrolysis rates at p H values around 4.0 and unaffected reaction rates at p H values near 2.0-2.5.

However, evidence from investigations of the hydrolysis of chlorostil-bene oxide (20) and several aziridine derivatives (37) in a broader series of sediments and at p H values well above the expected zpc's of sediment organic matter (about 2.0) is not supportive of the proposed model for acid-catalyzed

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21. MACALADY ET AL. Abiotic Hydrolysis of Organic Contaminants 331

hydrolyses. For chlorostilbine oxide (Chart I), rate enhancements of acid-catalyzed hydrolyses were not observed in the presence of sediments at p H values around 4.0. Aziridine derivatives have the general form shown in Structure I and react via acid-catalyzed and pH-independent hydrolyses to produce the corresponding ring-opened amino alcohols. Hydrolyses of azir­idine derivatives in four different sediments at p H values between 4 and 7 produced hydrolysis rate constants that differed from constants at equivalent p H values in buffered distilled water by factors of 0.4 to 60. Enhancement factors were not related to p H or sediment organic matter content, nor were they in any way consistent with the proposed model of the effects of sediment organic matter. Metal catalysis at the sediment-water interfaces is a hy­pothesis presently under consideration to account for the results.

The search for a general model by which one can predict the effects of HAs and sediment or soil organic matter on the rates of hydrolyses of con­taminant organic chemicals is thus incomplete. The proposed model is clearly over-simplified and inadequate. Nor is it the only model. Additional mech­anisms for the involvement of HAs in the mediation of hydrolysis have been postulated. Perdue (38) proposed a general mechanism for the effects of HAs on hydrolysis kinetics, based on an analogy to the effects on detergent mi­celles. This model is interesting, but largely untested. Finally, inhibition by HAs of hydrolytic enzymes in soils has been indicated by another mode of interaction that may operate in certain reactions (39, 40). A comprehensive understanding of the role of natural organic matter in hydrolytic reactions is critical for efforts to predict the behavior of organic pollutants in soils and aqueous systems. An incomplete knowledge of the effects of natural organic matter on acid-catalyzed hydrolytic reactions remains a principle gap in this knowledge. The validity of a micelle-based model should also be evaluated.

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Ν

Structure I. Generalized aziridine derivatives.

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332 AQUATIC HUMIC SUBSTANCES

7. Camilleeri, P. J. Agric. Food Chem. 1984, 32, 1122-1124. 8. Mabey, W.; Mill, T. J. Phys. Chem. Ref. Data 1978, 7, 383-415. 9. Harris, J. C. In Handbook of Chemical Property Estimation Methods; Lyman,

W.; Reehl, W.; Rosenblatt, D., Eds.; McGraw-Hill: New York, 1982; Chap­ter 7.

10. Mortland, M. M.; Raman, Κ. V. J. Agric. Food Chem. 1967, 15, 163-167. 11. Banks, S.; Tyrell, R. J. J. Org. Chem. 1985, 50, 4938-4943. 12. Perdue, Ε. M.; Wolfe, N. L. Environ. Sci. Technol. 1983, 18, 635-642. 13. Choudhry, G. G. In Humic Substances; Gordon and Breach: New York, 1984;

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14. Block, S. S. Disinfection, Sterilization and Presevation; Lea and Febiger: Phil­adelphia, 1983; 1053 pp.

15. Harris, C. I. J. Agric. Food Chem. 1967, 15, 157-162. 16. Armstrong, D.; Chesters, G. Environ. Sci. Technol. 1968, 2, 683-689. 17. Li, G.-C.; Felbeck, G. T., Jr. Soil. Sci. 1972, 114, 201-209. 18. Khan, S. U. Pestic. Sci. 1978, 9, 39-43. 19. Nearpass, D. C. Soil Sci. Soc. Am. J. 1972, 36, 606-611. 20. Metwally, M.; Wolfe, N. L., submitted to Environ. Toxicol. Chem.. 21. Plust, S. J.; Loehe, J. R.; Feher, F. J.; Benedict, J. H.; Hebrandson, H. F. J.

Org. Chem. 1981, 46, 3661-3665. 22. Brown, C. B.; White, J. L. Soil Sci. Soc. Am. J. 1969, 33, 863-869. 23. Terce, M.; LefebureDrouet, E.; Calvert, R. Chemosphere, 1977, 6, 753-758. 24. Davis, J. A. Geochim. Cosmochim. Acta 1982, 46, 2381-2393. 25. Carter, C. W.; Suffet, I. H. Environ. Sci. Technol. 1982, 16, 735-740. 26. Struif, B.; Weil, L.; Quentin, Κ. E. Vom Wasser 1975, 45, 53-73. 27. Perdue, Ε. M.; Wolfe, N. L. Environ. Sci. Technol. 1982, 16, 847-852. 28. Macalady, D. L.; Wolfe, N. L. In Treatment and Disposal of Pesticide Wastes;

Krueger, R. F.; Seiber, J. N., Eds.; American Chemical Society: Washington, DC, 1984; ACS Symposium Series No. 259, pp 221-244.

29. Macalady, D. L.; Wolfe, N. L. J. Agric. Food Chem. 1985, 33, 167-175. 30. March, J. Advanced Organic Chemistry, 3rd ed.; Wiley-Interscience: New York,

1985; Chapter 10. 31. Wolfe, N. L.; Zepp, R. G.; Schlotzhauer, P.; Sink, M. Chemosphere 1982, 11,

91-102. 32. Sanders, P.; Wolfe, N. L. U.S. Environmental Protection Agency, Athens, GA,

unpublished data. 33. El-Ammy, M. M.; Mill, T. Clays Clay Miner. 1984, 32, 67-73. 34. Wolfe, N. L. U.S. Environmental Protection Agency, Athens, GA, unpublished

data. 35. Hassett, J. J.; Means, J. C.; Banwort, W. L.; Wood, S. G. Sorption Properties

of Energy Related Pollutants, U.S. Environmental Protection Agency: Athens, GA, 1980; EPA-600/3-80-041.

36. Coleman, K. D. M.S. Thesis, Colorado School of Mines, 1987. 37. Mani, J.; Wolfe, N. L. U.S. Environmental Protection Agency, Athens, GA,

unpublished results. 38. Perdue, Ε. M. In Aquatic and Terrestrial Humic Matter; Christman, R. F.;

Gjessing, Ε. T., Eds.; Butterworths: Stoneham, MA, 1983; pp 441-460. 39. Malini de Almeida, R.; Popisil, F.; Vockova, K.; Kutacek, M. Biol. Plant 1980,

22, 167-175. 40. Mulvaney, R. L.; Bremner, J. M. Soil Biol. Biochem. 1978, 10, 297-302.

RECEIVED for review October 15, 1987. ACCEPTED for publication December 29, 1987.

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