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This article was downloaded by: [University of Liverpool] On: 09 October 2014, At: 11:36 Publisher: Taylor & Francis Informa Ltd Registered in England and Wales Registered Number: 1072954 Registered office: Mortimer House, 37-41 Mortimer Street, London W1T 3JH, UK Journal of Intelligence History Publication details, including instructions for authors and subscription information: http://www.tandfonline.com/loi/rjih20 Fiction, Facts, and Forgeries: The “Revelations” of Peter and Martin Allen about the History of the Second World War Ernst Haiger Published online: 05 Oct 2012. To cite this article: Ernst Haiger (2006) Fiction, Facts, and Forgeries: The “Revelations” of Peter and Martin Allen about the History of the Second World War, Journal of Intelligence History, 6:1, 105-118 To link to this article: http://dx.doi.org/10.1080/16161262.2006.10555127 PLEASE SCROLL DOWN FOR ARTICLE Taylor & Francis makes every effort to ensure the accuracy of all the information (the “Content”) contained in the publications on our platform. However, Taylor & Francis, our agents, and our licensors make no representations or warranties whatsoever as to the accuracy, completeness, or suitability for any purpose of the Content. Any opinions and views expressed in this publication are the opinions and views of the authors, and are not the views of or endorsed by Taylor & Francis. The accuracy of the Content should not be relied upon and should be independently verified with primary sources of information. Taylor and Francis shall not be liable for any losses, actions, claims, proceedings, demands, costs, expenses, damages, and other liabilities whatsoever or howsoever caused arising directly or indirectly in connection with, in relation to or arising out of the use of the Content. This article may be used for research, teaching, and private study purposes. Any substantial or systematic reproduction, redistribution, reselling, loan, sub-licensing, systematic supply, or distribution in any form to anyone is expressly forbidden. Terms & Conditions of access and use can be found at http:// www.tandfonline.com/page/terms-and-conditions

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This article was downloaded by: [University of Liverpool]On: 09 October 2014, At: 11:36Publisher: Taylor & FrancisInforma Ltd Registered in England and Wales Registered Number: 1072954 Registered office: MortimerHouse, 37-41 Mortimer Street, London W1T 3JH, UK

Journal of Intelligence HistoryPublication details, including instructions for authors and subscription information:http://www.tandfonline.com/loi/rjih20

Fiction, Facts, and Forgeries: The “Revelations”of Peter and Martin Allen about the History of theSecond World WarErnst HaigerPublished online: 05 Oct 2012.

To cite this article: Ernst Haiger (2006) Fiction, Facts, and Forgeries: The “Revelations” of Peter and Martin Allen aboutthe History of the Second World War, Journal of Intelligence History, 6:1, 105-118

To link to this article: http://dx.doi.org/10.1080/16161262.2006.10555127

PLEASE SCROLL DOWN FOR ARTICLE

Taylor & Francis makes every effort to ensure the accuracy of all the information (the “Content”) containedin the publications on our platform. However, Taylor & Francis, our agents, and our licensors make norepresentations or warranties whatsoever as to the accuracy, completeness, or suitability for any purpose ofthe Content. Any opinions and views expressed in this publication are the opinions and views of the authors,and are not the views of or endorsed by Taylor & Francis. The accuracy of the Content should not be reliedupon and should be independently verified with primary sources of information. Taylor and Francis shallnot be liable for any losses, actions, claims, proceedings, demands, costs, expenses, damages, and otherliabilities whatsoever or howsoever caused arising directly or indirectly in connection with, in relation to orarising out of the use of the Content.

This article may be used for research, teaching, and private study purposes. Any substantial or systematicreproduction, redistribution, reselling, loan, sub-licensing, systematic supply, or distribution in anyform to anyone is expressly forbidden. Terms & Conditions of access and use can be found at http://www.tandfonline.com/page/terms-and-conditions

Page 2: document

* I am very grateful to Prof. Reinhard R. Doerries for reading the manuscript with

scrupulous care and suggesting improvements. Dr Catherine Atkinson of the

Renaissance-Labor, Hanover, has polished up my English text.

1 “Lieber Herr Hitler...” 1939/40: So wollte der Herzog von Windsor den Frieden

retten (Inning: Druffel, 2001); Churchills Friedensfalle. Das Geheimnis des Heß-

Fluges 1941 (Stegen: Druffel, 2003); Das Himmler-Komplott 1943-1945 (Stegen:

Druffel, 2005).

2 E.g. Daily Telegraph, 2 and 4 July 2005, 2; Sunday Times, 3 July 2005, 15;

Frankfurter Allgemeine Zeitung, 4 July 2005, 29; Der Spiegel (4 July 2005): 131..

The Journal of Intelligence History 6 (Summer 2006)

Fiction, Facts, and Forgeries: The “Revelations” of Peter and Martin Allen about the History of the Second World War*

Ernst Haiger

The British author Martin Allen has written three books on the history of World

War II: Hidden Agenda: How the Duke of Windsor Betrayed the Allies

(London: Macmillan, 2000); The Hitler/Hess Deception: British Intelligence’s

Best Kept Secret of the Second World War (London: Harper Collins, 2003); and

Himmler’s Secret War: The Covert Peace Negotiations of Heinrich Himmler

(London: Chrysalis Books, 2005). In all three books M. Allen claims to reveal

secrets that the British Establishment does not want revealed. The author and

his books are thus popular in “revisionist” circles in Britain and Germany

(translations of his books have been published by a German right-wing

publisher). His works do not meet standards of academic historiography and1

are teeming with wrong statements and with false, sometimes absurd interpreta-

tions of sources.

Last year historians, who had hitherto almost completely ignored Martin

Allen’s work, were obliged to take note of it. In July 2005 the press reported on

forged papers that had been planted among genuine documents in certain files

of the British National Archives. These were papers with which Allen wanted2

to demonstrate in his book on Himmler’s Secret War that the head of the SS did

not commit suicide in British custody, but was killed by British intelligence

agents with the knowledge of Winston Churchill to prevent him from talking

to the Americans when interrogated by them about contacts with Britain in the

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106 Ernst Haiger

War. Forensic examination has well and truly shown that these papers are

forgeries: letterheads on correspondence supposedly written in 1945 were

created on a modern laser-printer; under the ink of the greeting and signature

of a letter a pencil guide was revealed in infrared-light; letters allegedly from

two different government departments were written with the same typewriter.

The National Archives launched an official examination und gave the matter to

the police.

Allen denied all previous knowledge that the papers were bogus, and of

course it is only fair to give him the benefit of the doubt. But the press

recollected that he had once before come under suspicion of manipulating

evidence. In the book Hidden Agenda on the Duke of Windsor, a key “source”

is a letter allegedly written by the Duke to Hitler (beginning: “Lieber Herr

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Fiction, Facts, and Forgeries 107

3 M. Allen, „Lieber Herr Hitler,” 22-23, 182, 347.

4 Peter Bower, Leslie Dick, Robert Radley, see Sunday Times, 3 July 2005, 15.

5 R 58/572, fol. 80-81v, Bundesarchiv Berlin (BAB).

6 The Schellenberg Memoirs (London: Andre Deutsch, 1956), 127ff.; cf. Bernd

Martin, Friedensinitiativen und Machtpolitik im Zweiten Weltkrieg 1939-1942

(Düsseldorf: Droste, 1974), 277-279; Reinhard R. Doerries, Hitler’s Last Chief of

Foreign Intelligence: Allied Interrogations of Walter Schellenberg

(London/Portland, Or.: Frank Cass, 2003), 15-17.

7 Documents on German Foreign Policy (DGFP), ser. D vol. X (London: HMSO,

1957)/ Akten zur deutschen auswärtigen Politik (ADAP), Ser. D Bd. X (Göttingen:

Vandenhoeck & Ruprecht, 1963), v. index of ADAP s.v. Windsor.

8 Peter Allen, The Crown, 212 ff.: “‘Victor’ was Rudolf Hess”; “there is no doubt [!]

about his [Heydrich’s] identity as ‘C’”.

9 Heydrich wrote a letter to foreign minister von Ribbentrop, dated “Berlin, den 27.

Juli 1940", DGFP/ADAP D X no. 247; Schellenberg asked the Foreign Ministry to

inform Heydrich about his plans, which would have been nonsense if Heydrich had

been in Lisbon; see telegram sent by the Ambassador in Madrid Eberhard von

Stohrer to the Auswärtiges Amt on 26 July 1940: “Schellenberg requests that the

Hitler!”). Commenting on the provenance of the letter Allen remarked that it3

had been given to his late father, the author Peter Allen, by Albert Speer! This

piece of writing, a facsimile of which is reproduced in the book, has been

exposed by three experts as a fake.4

There is another story in this book based on false evidence which Martin

Allen may have taken bona fide from his father’s book on the Duke of Windsor:

The Crown and the Swastika. Hitler, Hess and the Duke of Windsor (London:

Robert Hale, 1983). After the fall of France the Duke of Windsor, then serving

as liaison officer with the French army, went to Spain. On the Spanish

government’s initiative the Germans tried to get in contact there with the Duke,

who had voiced anti-Churchill and pro-peace sentiments. Walter Schellenberg

of the German Secret Service was sent to the Iberian Peninsula to induce the

Duke to settle down in a neutral country as a virtual ally of the German

government. We are informed about this affair by short notes written by

Schellenberg and his memoirs and by correspondence between the German5 6

embassies in Spain and Portugal and the German Foreign Ministry. Peter Allen7

claims to have read in these sources that Reinhard Heydrich and Rudolf Hess

also went to Portugal, thus supposedly revealing the identities of those acting

under the code names “C.” and “Viktor” in the sources. It is quite correct that8

Heydrich was often called “C” in the SS-Sicherheitsdienst (SD), following the

example of the British Secret Service, they so admired, but the person called

“C.” in connection with the Windsor affair was not Heydrich (who stayed in

Berlin) ; it was a Portuguese police or intelligence officer whom Schellenberg9

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108 Ernst Haiger

Chief of the Security Police [Heydrich] be informed of the planning” (ADAP/DGFP

D X no. 235).

10 Schellenberg’s note, 26 July 1940: “Sofort [on arrival in Lisbon] durch Vermittlung

W i n z e r’s Verbindung mit C. aufgenommen. C. mit allem einverstanden, erklärt,

die Sicherheit für ‘Willi’ [i.e. the Duke of Windsor] garantieren zu können” (R 58/

572, fol. 80, BAB). Schellenberg would not need a “Vermittlung” to contact his

superior Heydrich.

11 One of the reasons: Hess did not fly this Me 110 before November 1940, cf. Rainer

F. Schmidt, Rudolf Heß – “Botengang eines Toren”? Der Flug nach Großbritan-

nien vom 10. Mai 1941 (Düsseldorf: Econ, 1997), 157.

12 See letter of Karl to Albrecht Haushofer of Jan. 31, 1935, Hans-Adolf Jacobsen,

Karl Haushofer: Leben und Werk (Boppard: Boldt, 1979), 2: 185, doc. 103.

13 I am obliged to Dr Josef Henke of the Bundesarchiv for checking from which BA

documents Peter Allen had obtained photocopies. Among these photocopies is none

which contains the information given by Peter Allen.

contacted through the Police-Attaché at the German embassy in Spain, Paul

Winzer, on arriving in Lisbon. Nor can the person with the code name10

“Viktor”, who interviewed the Duke of Windsor on 28 July 1940 in Lisbon, be

identified as Hess. Peter Allen’s first argument for identifying him as such reads

as follows: “The particular aircraft he [Hess] normally flew was a Messer-

schmitt 110 [...], its number VJ-OQ, giving it the call sign ‘V’ for Viktor, an

obvious choice for a code name.” Being aware that this was not a strong

argument – in fact a thoroughly unconvincing one – he adds “stronger11

evidence”. He quotes from an alleged telegram sent by Schellenberg on 28 July

1940 which “was adressed to ‘A.H.’ and reads: ‘Just a note to keep you

informed. Our friend ‘Tomo’ met with ‘C’ and ‘Willi’ [code name for the Duke

of Windsor in the Schellenberg notes] this morning. Seven points plan was

discussed in detail.” Allen identifies “A.H.” as Albrecht Haushofer, son of

Hess’s old friend, the geopolitician Karl Haushofer, and “Tomo” as Hess –

“tomo(dachi)”, the Japanese word for “friend”, being the code name for Hess

in the Haushofer family’s correspondence – and he comes to the conclusion12

that the “Viktor” who called on the Duke of Windsor in Lisbon was the Deputy

Führer. For the general reader that might sound like a convincing story, but

among “the German cables” of which Peter Allen has obtained photocopies

from the Bundesarchiv there is no trace of this telegram which he quotes as

“Bundesarchiv Document no. E 147120", nor can there be, since this sort of

reference number does not exist. The “document” is a pure invention of Peter13

Allen. “Viktor” is in fact a Spanish emissary (“V-Mann”) of the Spanish

Minister of the Interior sent to Lisbon to persuade the Duke and Duchess of

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Fiction, Facts, and Forgeries 109

14 Cf. Schellenberg’s notes, Sunday 28 July (R 58/572 fol. 80v, BAB): “‘Viktor’ wird

erwartet [...] ‘Viktor’ war bei ‘Willi’ [Windsor]. Dieser bittet um 48 Stunden

Bedenkzeit”. Ambassador von Stohrer’s tel. of 30 July (ADAP/DGFP D X no. 257):

“The Spanish Minister of the Interior just informed me that his confidential emissary

talked with the Duke on Sunday [July 28] [...]. The Duke [...] stated only that he

must think the matter over. He would give his answer after 48 hours.”

15 Schellenberg’s notes, 31 July: “In der Nacht zum 1.8.40 Ausarbeitung der 7 Punkte:

Blumenstrauss [“a bouquet was delivered at the house <the Windsors’ quarters>

with a note which said: ‘Beware of the machinations of the British Secret Service

– a Portuguese friend who has your interests at heart.’”, Schellenberg Memoirs,

139], Festnahme eines Verdächtigen auf dem Schiff, Liste über mitfahrende

Emigranten wird Philipps [private secretary to the Duke] überreicht, Mitteilung

durch höchste Stellen über in 4 Tagen beginnende Offensive”; 1 August: “[3 further

measures] Die 7 Punkte sind durchgeführt”. Cf. for these measures Schellenberg’s

tel. from Lisbon of Aug. 2, 1940, ADAP/DGFP D X no. 277. – Peter Allen refers

to “Blumenstrauss” as a person: the German documents he has seen “contain

indisputable references to both Hess and Heydrich as well as to Primo de Rivera,

Winzer [..], Blumenstrauss and others [...]”! Peter (and Martin) Allen’s command

of the German language appears inadequate, to put it politely.

16 Daily Telegraph, 12 August 2005; I have only checked the authenticity of papers

presented as documents in this book in so far as they are of interest for my own

research work on Albrecht Haushofer (see my biographical essay in: Ernst Haiger,

Amelie Ihering and Carl Friedrich von Weizsäcker, Albrecht Haushofer [Ebenhau-

sen: Langewiesche-Brandt, 2002], 7-98). My arguments derive from comparing

dubious papers with sources known to be authentic and identifying inconsistencies.

17 www.nationalarchives.gov.uk/news.

Windsor to go to Spain. And the “seven points plan”, which according to14

Peter Allen’s pseudo-document was “discussed in detail” by Hess and the Duke

of Windsor, was in fact Schellenberg’s plan for measures to deter the Duke

from sailing to the Bahamas, whither the British Government ordered him to

take up his office of governor. We will find traces of this story in Martin15

Allen’s book on Rudolf Hess.

In the present article I wish to demonstrate that the book The Hitler/Hess

Deception, too, is partly based on forged documents. The National Archives’

attention was drawn to these papers by me and the Archives’ staff and the16

police have extended their investigations accordingly. These have not yet been

concluded. On 22 February 2006 the National Archives informed the public in

an update of the News on their website on document authenticity that “seven17

files have been found to contain forged documents and withdrawn from public

access” and that “a number of other files have also been withdrawn to use for

comparative purposes during the forensic testing.” The National Archives have

confirmed that the papers exposed as forgeries in this article are among those

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110 Ernst Haiger

18 Letter by Dr David Thomas, National Archives, Director Collections and Technol-

ogy, of 10 July 2006.

19 Allen, Deception, 110.

20 CAB 127/206, National Archives Kew (NAK) (Allen cites the reference no. FO

898/306, but it was impossible to locate it. On being approached for help, Allen said

the reference number named above was correct). Facsimile in the German edition:

which are believed by them and their scientific advisers to be forged. In May18

2006 the Archives changed the rules for users “following the discovery of

forged documents in the archives”: only “notebooks or pads that are bound by

spiral wire, staples or stitching will be permitted” (update of 4 May). New

reader tickets have been introduced that include a photograph taken as part of

the ticket-issuing process; this change too “is part of our ongoing improvement

to our security practices” (update of 15 May).

What does the Hitler/Hess deception, as Martin Allen describes it, actually

mean? The British Government, knowing that Hitler desired peace with Britain,

allegedly wanted to make him believe that there was a strong “peace party” in

Britain which was willing and was able to bring down the Churchill govern-

ment and to make peace with Hitler. Former supporters of appeasement of

whom many people in Britain and in Germany thought that they still sympa-

thized with the idea of a negotiated peace, were now in fact loyal supporters of

Churchill and thus party to the “deception”. The aim was to lure Hitler, who

was to believe that he would not run a real risk of a war on two fronts because

of the activities of the “British peace party”, to go to war with Russia as the

only chance for Britain to win the war in the long run.

The “deception”, Martin Allen asserts, was put into effect by an intelligence

operation which was so very secret “that it is doubtful if it was ever [Martin

Allen’s italics] given an official title”. But “how do you refer to something with

no name?” Because “by a strange quirk of fate” the surnames of the main

protagonists on both sides of the Channel began with the letter “H” – Hitler,

Hess, Haushofer, Hoare, Halifax – the “operational title” “Messrs HHHH

operation” was adopted.19

Allen can only present two sources for the “operation” (For the author of

a conspiracy theory it is convenient that there are very few sources or indeed

no sources at all, because that is an argument for the existence of a conspiracy).

For the first source he only provides the reference number in the National

Archives: FO 837/593. Unfortunately it is not possible to locate a document

containing the information cited by Allen in this file (which is about Portugese

tinplate). Allen’s second “document” is a letter of the Minister of Economic

Warfare, Hugh Dalton, also in charge of the Special Operations Executive

(SOE), to Foreign Secretary Anthony Eden of 28 February, 1941. Dalton20

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Fiction, Facts, and Forgeries 111

Friedensfalle, 412.

21 Anthony Eden, Memoirs, vol. [III]: The Reckoning (London: Cassell, 1962), 190 ff.;

the author quotes from his diary entry of 12 February 1941: “Had difficulty in

getting away from this [a luncheon] and shedding Dalton in time to catch special

[train]”.

22 In 2004 Allen’s German cooperator and translator, the historian Dr Olaf Rose,

“revealed” and published in a German version the “recently released” F.O. memo.

“Summary of principal German Peace Feelers, September 1939-March 1941": Olaf

Rose, „’...unsere Einstellung gegenüber all diesen Angeboten ist in Zukunft

absolutes Schweigen!’ Ein sechzig Jahre gesperrtes Memorandum des Foreign

Office enthüllt die britische Ablehnung 16 deutscher und neutraler Friedensangebo-

te”, Deutschland in Geschichte und Gegenwart 52.4 (2004): 34-39, 34. This

document is, however, well known to historians and was published by Lothar

Kettenacker as early as 1977: Lothar Kettenacker, ed., Das “Andere Deutschland”

im Zweiten Weltkrieg. Emigration und Widerstand in internationaler Perspektive/

The “Other Germany” in the Second World War. Emigration and Resistance in

International Perspective (= Veröff. des Dt. Histor. Inst. London Bd. 2 / Publ. of the

German Hist. Inst. London vol.2) (Stuttgart: Ernst Klett, 1977), 164-87 (ibid. pp.

187-200 the continuation: “Summary of Principal Peace Feelers, April 1941 to June

1942").

states that he has “been in deep contemplation ever since the matter we

discussed yesterday with the P.M.” and feels he must express his concerns to

Eden “before we take any further actions”. He does not believe “we can be

morally justified to use it [i.e. the “Mssrs HHHH Operation”] to cause the

suggested end result” and he proposes to discuss the matter again with the

Foreign Secretary “next Saturday”. This document cannot be genuine. Dalton

could neither have discussed the “HHHH operation” with Eden and the Prime

Minister “yesterday”, i.e. on 27 February 1941, nor could he have proposed to

discuss it again with him “next Saturday”, for the simple reason that Eden had

left London for a long diplomatic mission to Egypt, Turkey and Greece on 12

February and he returned only on 10 April. To sum up: there is no documen-21

tary evidence for the “Messrs HHHH Operation”.

It is, of course, correct that Hitler urgently wished to make peace with

Britain and that the Churchill Government refused to do so and that their

attitude was one of “absolute silence” also to the peace feelers on the part of

German opponents against the Nazi regime – but that is well known and does

not need to be revealed by Martin Allen and his right wing friends. 22

But what Allen says about the alleged attempts of Hitler/Hess to contact one

of the leaders of the “peace party” is not based on sound source material. Sir

Samuel Hoare, a strong supporter of appeasement before the War and since

May 1940 British ambassador to Spain, was commonly seen (in Germany too)

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112 Ernst Haiger

23 “SECRET. Papal Nuncio. Memorandum”, 17 Nov. 1940, signed G.A.H., NAK, FO

371/26991, NAK, facs. in Friedensfalle, 406-407 doc. b.

24 David Stafford, Churchill and Secret Service (London: Murray, 1997), 209; Graham

D. Macklin, “Major Hugh Pollard, MI6, and the Spanish Civil War,” The Historical

Journal 49.1 (2006): 277-80, 280.

not to be opposed to the idea of a negotiated peace. According to Allen his anti-

Churchill statements were only mimicry, and he was an eager supporter of the

Prime Minister’s policy and entangled in the “Messrs HHHH Operation”.

(Whether Hoare only wanted to deceive the Germans or whether he meant what

he said could be judged better, if the whole of his correspondence with the F.O.

were made accessible to the public).

Hitler launched his peace offers, according to Martin Allen, via his deputy

Rudolf Hess, Hess’s old friend, the general and professor Karl Haushofer and

the latter’s son Albrecht. Both Haushofers are presented as Hitler’s close

advisers – a gross overestimation of their influence in the Third Reich. Albrecht

Haushofer, says Martin Allen, called on Hoare in Madrid in July 1940, “when

the last round of peace offers were made”. As evidence he cites a “document”

which he presents as a “memorandum” of 17 November 1940 by a certain

“G.A.H.” on an encounter between Sir Samuel Hoare and the Papal Nuncio in

Spain, who had communicated a peace offer transmitted to him by Albrecht

Haushofer on behalf of the German government. According to Allen,23

“G.A.H.” is Captain Gareth Alan Hillgarth, naval attaché at the British embassy

in Madrid.

This text is dubious on purely formal grounds. Would the naval attaché be

present at a meeting of his ambassador with the Papal Nuncio on a very delicate

matter? And would he have written a memorandum on this conversation, if he

had not been present? For Allen’s argument, however, it is important that

Captain Hillgarth was involved, because he worked for the Secret Service,

organised the covert activities of the SOE in Spain and was an unofficial

intelligence adviser to Winston Churchill.24

The contents of the “documents” are equally dubious.

1. “G.A.H.” states that the “APA representative Haushofer” had met Hoare.

But Haushofer was not a representative of the “APA”, i.e. Außenpolitisches

Amt of the NSDAP, headed by Alfred Rosenberg (he worked for another

agency, the “Dienststelle Ribbentrop”). It might be argued that Captain

Hillgarth did not know that – but rather than “APA” would he not sooner

write something like “a Nazi Party agency for foreign affairs”?

2. I am quite sure that Haushofer did not stay for peace talks with Hoare in

Spain in July 1940:

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Fiction, Facts, and Forgeries 113

25 Memo. by A. Haushofer: “Gibt es noch Möglichkeiten eines deutsch-englischen

Friedens?”, “Streng geheim”, N 1122/937c, Bundesarchiv Koblenz (BAK), publ. by

Jacobsen, Karl Haushofer, 2: 458-61, doc. no. 246.

26 Facs. Allen, Friedensfalle, 401-405 doc. a.

27 See A. Haushofer’s memo. “Gedanken zur Friedensordnung” (Nov. 1941), Ursula

Laack-Michel, Albrecht Haushofer und der Nationalsozialismus: Ein Beitrag zur

Zeitgeschichte (Stuttgart: Klett, 1974), 395 doc. no 100.

– In a note about an interview with Hess on 8 September 1940 Haushofer

writes that he had said to Hess that he did not know Hoare well (“den ich

persönlich nicht gut kenne, zu dem ich mir aber jederzeit einen persönli-

chen Weg eröffnen könne”); that argues against negotiations with Hoare

in July 1940 on Hess’s behalf. This note is undoubtedly genuine. It is25

published in Allen’s book too, but the author does not try to clear up26

the inconsistency.

– Haushofer never writes or indicates that he stayed in Spain during

World War II. To be sure, this is only an argumentum e silentio, but

considering the rich evidence on Haushofer’s life it can be considered a

substantial one.

3. Even given the fact that Hitler was eager to come to terms with Britain,

the conditions of peace which Haushofer is said to have proposed via the

Papal Nuncio on behalf of the German government – before the beginning

of negotiations – are implausible, e.g. negotiations about “a form of

reparation for damage inflicted during conquest” of the occupied countries

in Western and Northern Europe. And it is unlikely that Haushofer should

have proposed that Germany request the restitution of the former German

colonies, but that “Southwest Africa might not be claimed”: it was Hausho-

fer’s opinion that in case of an Anglo-German colonial agreement –

discussed in the thirties (“colonial appeasement”) – on no account would

Britain cede the former German colony of East Africa (Tanganyika).27

Martin Allen reports on a further German emissary to the Iberian peninsula in

July without connecting the two missions: Rudolf Hess. Allen presents here a

drastically abridged version of his father’s and his own tale about Hess’s flight

to Lisbon, reduced to one single sentence: “The only clues to have surfaced [on

alleged negotiations of the Duke of Windsor with representatives of the German

government in Lisbon] allude to a seven-point plan, which was of sufficient

importance for Hess secretly to meet the Duke in the privacy of the Sacramento

a Lapa home of the German Ambassador to Portugal, [Oswald von] Hoyningen-

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114 Ernst Haiger

28 Allen, Deception, 76. In the German version (Friedensfalle, 104-105), at times

incorrect, the following sentences are added: “Interessanterweise wurden Albrecht

Haushofer und Rudolf Heß an diesem Punkt in den Versuch hineingezogen, eine

Friedensabmachung mit dem Herzog von Windsor auszuhandeln. Ihr Eingreifen

zeigt, daß Hitler gerade diesen Verhandlungsstrang als zu wichtig erachtete, um ihn

in den wenig erfolgreichen Händen seines Außenministers zu belassen. Es stand

zuviel auf dem Spiel, als daß man sich hätte noch weitere Fehler erlauben können.

Das Eingreifen von Heß und Haushofer zu diesem Zeitpunkt ist ein Beweis dafür,

wie ernst die deutsche Führung die Windsor-Friedensinitiative nahm”. Cf. Olaf

Rose, “Warum Rudolf Heß 1941 nicht verhandeln durfte,” Deutschland in

Geschichte und Gegenwart 52. 1 (2004): 20-23: “So flog er [Hess] mit seiner Me-

110 (Kennung VJ-OQ) am 28. Juli 1940 von Augsburg nach Lissabon, um dort den

überaus deutschfreundlichen britischen Ex-Monarchen Edward VIII. [...] zu treffen.

Dieser wollte als Kontaktmann zu friedensbereiten Engländern wirken. [...] Einen

‘7 Punkte-Friedensplan’ hatte man bereits mit dem Herzog von Windsor erörtert

[...]” (p. 20).

29 Sir Samuel Hoare to Sir Alexander Cadogan, 26 March 1941, FO 794/19, NAK,

facs. Allen, Friedensfalle, 413.

30 Cf. supra on “APA”.

31 That would have casted further suspicion on ethnic Germans abroad of being the

„Fifth Column” of Nazi Germany, see Hans-Adolf Jacobsen, Nationalsozialistische

Außenpolitik 1933-1938 (Frankfurt am Main / Berlin: Alfred Metzner, 1968), 107,

110, 197 ff.

Huene, on Sunday, 28 July 1940, for a series of secret meetings.” Remarkably,28

he gives no evidence whatsoever for this terse information, which must be

bewildering to the reader. Maybe he had discovered in his father’s papers letters

accusing him of having invented evidence in his Windsor book.

Allen maintains he has unearthed a letter by Sir Samuel Hoare of 26 March

1941 to Sir Alexander Cadogan, Permanent Under Secretary of the F.O., about

“a further meeting with [Albrecht] Haushofer at the home of [the former

Spanish foreign minister Juan] Beigbeder” in Madrid.29

I repeat that I do not think that Haushofer ever had talks with Hoare in

Madrid during World War II. One sentence is particularly dubious: “H[ausho-

fer] informed me that it has already been arranged for their Head of the AO to

journey anywhere, if it would resolve the impasse”. Would Sir Alexander know

what “AO” was (Auslandsorganisation of the NSDAP for party members living

abroad) and who “the Head of the AO” was (Gauleiter Ernst Bohle)? And30

Haushofer would never have involved Bohle in any peace feelers; he had been

opposed to Bohle and his organisation since 1933 because Bohle wanted to

organise the Volksdeutsche too, i.e. the German-speaking subjects of other

states – something that would be detrimental to German Volkstumspolitik.31

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Fiction, Facts, and Forgeries 115

32 Allen, Deception, 191 ff.

33 Ibid. p. 223. Allen often leaves himself a loop hole by modifying his statements in

the following manner: “Despite the likelyhood that Hess’s personal ambitions were

the primary factor behind his taking Bohle’s place on the mission to Scotland, the

fact that Bohle himself was never told he was to fly to Britain[!] suggests Hitler and

Hess had always secretly planned for Hess to meet the ‘close representative’ of

Britain’s head of state” (p. 192).

34 Ibid.

35 This plane usually required a crew of two, but in Oct. 1940 Hess had “asked for

special radio equipment to be fitted. This was too large and cumbersome to fit into

the cockpit, and was instead installed in the navigator’s seat”, according to the late

Helmut Kaden, chief Messerschmitt test pilot in 1940, see Lynn Picknett, Clive

Prince and Stephan Prior, Double Standards: The Rudolf Hess Cover-up (London:

Time Warner Books UK, 2002), 169 f. (first published by Little, Brown & Co,

2001).

36 FO 371/60508, NAK, not published by Allen. The text in question, a carbon copy

on flimsy paper, is part of a file relating to press reports about the implication of

Carl Jacob Burckhardt as intermediary between German and British peace moves

in 1941.

37 I am grateful to Paulette Thompson of the National Archives for sending me a

photocopy.

Why is there mention of a journey by Bohle “to resolve the impasse” of the top-

secret talks between Hitler-Hess-Haushofer and the “British peace party”?

Allen makes the fantastic assertion, that it was Gauleiter Bohle who was to fly

to Scotland as the representative of the German government and that Hess

decided only at the very last moment to fly in Bohle’s place, motivated by

personal ambition. But that is entirely mistaken: Hess “had spent months32

meticulously planning his flight”, as Allen correctly states himself, Bohle33

according to Allen “was never told he was to fly to Britain” (!) and Bohle34

would not have been able to pilot a Me 110 to Scotland.35

Dubious and absurd interpretations of sources are Martin Allen’s speciality.

I conclude with two examples. According to a document of in my opinion

questionable authenticity (the document may be genuine but Allen’s36

interpretation is absurd) two agents of the British Secret Service called on Karl

Haushofer at his farm Hartschimmelhof in Upper Bavaria on the very day of his

and his wife’s suicide (Sunday 10 March 1946). According to the text a “Mr.

Hopkinson” sent a cable from Bern to the Foreign Office: “Attention Mr.

Kirkpatrick. Further to your instruction of 8th March, K. Haushofer was visited

on 10th March. After interrogation it was apparent the gentleman knew nothing

further on the subject in question. In response to our instructions the problem

concerning this man and the IMT has now been removed.”37

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116 Ernst Haiger

38 Allen, Deception, xxvii.

39 Stefan Scheil, 1940/41: Die Eskalation des Zweiten Weltkriegs (Munich: Olzog,

2005), 15.

40 “Ich bin [...] damit einverstanden, daß insbesondere mit Hinblick auf den

Gesundheitszustand des Zeugen Dr. Haushofer an diesen lediglich ein Fragebogen

[English text: „interrogatory”] gerichtet wird.” (Der Prozeß gegen die Hauptkriegs-

verbrecher vor dem Internationalen Militärgerichtshof, vol. 8: Verhandlungs-

niederschriften, 20. Febr. 1946 – 7. März 1946, Nuremberg 1947, 691-693). – Karl

Haushofer’s son Heinz states in a memorandum about his parents’ suicide (see

below fn. 45) that shortly before Karl Haushofer had been informed via a message

given on the radio that Hess’s defence counsel did not want him to be called to

Nuremberg as a witness for the defence out of consideration for his state of health:

that gave him the feeling of being freed of all obligations in this world.

41 The Trial of Major German War Criminals: Proceedings (London: HMSO, 1947),

8: 222.

42 Allen, Deception, xxvi-xxvii.

Allen asserts that these two men (why two?) were “almost certainly” “the

last people to see the Haushofers alive,” thus suggesting that they killed the38

couple to prevent Karl Haushofer from revealing the “Hitler/Hess peace offers”

in the witness-stand in Nuremberg. The historian Stefan Scheil who throughout

adopts Martin Allens theories adds ominously that 3 days before Karl Hausho-

fer’s death Hess’s defence counsel Dr Alfred Seidl requested to call him as a

witness to Nuremberg, thus suggesting that the British had to fear his testimony

about the “Hitler/Hess peace overtures.” That is not quite correct. Dr Seidl39

requested the evidence, (a) restricted to the charge of the “Fith Column”

activities of Auslandsorganisation, Deutsches Auslandsinstitut and Volkbund

für das Deutschtum im Ausland, by their respective former heads, Bohle, Karl

Strölin and Karl Haushofer and (b) he did not insist on the presence of Karl

Haushofer in Nuremberg: This procedure would not give Dr Seidl the chance40

to examine Karl Haushofer in court about the “Hitler/Hess peace feelers”. Sir

David Maxwell–Fyfe, British member of the prosecution, had “no objection to

interrogation” (by interrogatory) of Karl Haushofer.41

A man is said to have committed suicide, but in fact he was killed by British

agents to silence him: this story reminds us of Martin Allen’s book on the

“murder” of Heinrich Himmler. Allen spins out his fable, writing that Karl

Haushofers’s son Heinz “two days later, on Tuesday, 12 March [...], puzzled by

his inability to contact his parents on the phone, went to Hartschimmelhof. He

found the house deserted, although the lights within were burning. With

increasing concern, Heinz [Haushofer] searched the substantial house, before

moving on to the grounds and the surrounding forest. An hour later [...] Heinz

Haushofer found his parents.” This story is a pure invention, the real events42

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Fiction, Facts, and Forgeries 117

43 IRR Pers. Files, XE000655: Karl Haushofer, fol. 9-11, RG 319, NARA. Allen

states, ibid.: “The local police, together with the American authorities, investigated

the matter in some detail, but after all the horrors of the war, and with the desperate

state of Germany in the spring of 1946, resources and time were limited, and the

Haushofers’ deaths were officially recorded as suicides.” Allen does not seem to be

aware of this police record.

44 Cf. H. Haushofer’s statement (in the Haushofer Papers, N 1122/960, BAK)

“Erklärung über die Gründe des Selbstmordes meiner Eltern Karl und Martha

Haushofer”, drafted on 14 March 1946 for Father Edmund A. Walsh, S.J.,

Georgetown University professor of geopolitics, who had interrogated Karl

Haushofer as special consultant to IMT Justice Jackson. – Cf. Jacobsen, Karl

Haushofer, vol. 1, 443 ff. about the Haushofers’ suicide and the motives for it.

45 Letter by K. to Albrecht Haushofer, 3 Sept. 1940, publ. by Jacobsen, Karl Haus-

hofer, 2: 452-55, 454 doc. no. 243 (Allen quotes the Haushofer correspondence

only from the microfilmed records at the US National Archives and not from the

books by Jacobsen on Karl and by Laack-Michel on Albrecht Haushofer he has

listed in his bibliography); Allen, Deception, 89 ff.

46 See J. Andreas Schmeller, Bayerisches Wörterbuch, 2. vermehrte Ausgabe bearbei-

tet von G. Karl Frommann (Munich: Oldenbourg, 1872) 1:, col. 317; cf. Hermann

Fischer, Schwäbisches Wörterbuch (Tübingen: Laupp’sche Buchhandlung, 1904)

1: col. 1571.

were quite different. Karl Haushofer and his wife did not live alone on their

farm, Heinz Haushofer and his family lived in another building on the estate,

the nursemaid slept in the parents’ house, a cook lived there too. A record

drafted by the local police of 11 March proves what had really happened:43

when Heinz Haushofer wanted to call on his parents in the morning of 11

March, he found farewell letters on their beds and a sketch by Karl Haushofer

of the place where the son would find the corpses (these documents are in the

Haushofer Papers) and where he did find them. The cook had been at home and

she had been ordered by Mrs Haushofer to fetch a clothes line, which was

instrumental in the suicide. There is not a word about two British visitors in the

record. Heinz Haushofer testified that his father had been contemplating suicide

for a long time.44

The most absurd and laughable misinterpretation of sources in Allen’s book

is the interpretation of the word “Butzelware” in a letter by Karl to Albrecht

Haushofer. The father refers to his son’s comment that when summoned by45

Ribbentrop to Vienna he had had a wonderful flight over the Salzkammergut

and an unexpected reunion with the “Butzelware” in Vienna. This word

signifies in the Bavarian dialect – the Haushofers are Bavarians – “little

children,” and in this letter it means Heinz Haushofer’s children, then living46

in Vienna. But Allen knows better: This must be a code! “Pronounced

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118 Ernst Haiger

47 Allen, Deception, 90-91. Incidentally, in this letter Karl Haushofer openly says that

Hess had informed him about Hitler’s wish to come to terms with Britain – no code

was needed in transmitting this information to Albrecht Haushofer.

48 Ibid., 12 ff., 27 ff.

49 Allen, Deception, Acknowledgements, xiii-xiv.

phonetically” it becomes “Botselwahr”. In an “old German dictionary published

in Stuttgart in 1893" Allen found out, “that ‘Bote’ means messenger, and ‘wahr’

means ‘faithful’ or ‘genuine’. Thus Albrecht was being discreetly told to return

[...] for an ‘unexpected reunion’ with the genuine/faithful messenger – someone

who could be trusted to deliver a truthful message. Karl Haushofer was in effect

telling his son that the Führer finally wanted a genuine peace with the British,

and that he should go to a meeting near Berchtesgaden with Hess to give his

assistance.” Martin Allen is clearly quite serious about this nonsense. But it47

is difficult to understand why anyone else has taken this book seriously.

Apart from the absurdities of interpretation and the presentation of not very

sophisticated forgeries – whoever may have fabricated them for whatever

reasons – the book teems with false statements on well known facts, e.g. about

Karl and Albrecht Haushofer (It is evident that Allen has not read the books48

and articles listed in his bibliography that are written in German, nor has he

contacted all the people “connected either by family relationship to or

exceptional knowledge of the main personalities or events of 1940-41, who

extended me their assistance”). Perhaps Allen should have written a novel49

“The Butzelware Code”. The books he has written are more fiction than

historiography – but professing to tell true stories.

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