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Research UniversityPerformance and Financing
25 June 2012
Craig W. Abbey
What’s the Center for Measuring University Performance?
• Academic research center started by former UF President and Provost
• Annual publication The Top American Research Universities (TARU) highlights importance on using data to measure and track university performance over time
• The Center’s mission is to be a source for reliable and valid national data for US research universities
• Website provides access to data files (http://mup.asu.edu)
• New effort on international benchmarking with UNU
• Proponent for rewarding good performance
Writings on Research University Issues
• The Myth of Number One• Quality Engines: The Competitive Context for
Research Universities• University Organization, Governance and
Competitiveness• The Sports Imperative• Medicine , Engineering and Research
Competiveness
What Sets TARU Apart from Rankings?
• Not a commercial product, so we have a different audience
• Data not weighted• Measures stable• Use only non-subjective data from
government agencies/national organizations• Groupings vs. rankings
How is TARU Used?
• Universities use it for…– Benchmarking Performance / Peer Analysis– Setting Goals / Strategic Planning– Public Relations
• Governing boards/ officials use it for…– Allocating Resources– Presidential Evaluation
• Also used to set Carnegie Classifications
MUP Data vs. Raw Data
• Data available from the original source (i.e., raw data) often include universities that have multiple campuses but without making distinctions
• MUP data only include single campuses to ensure comparability
• Other unique elements of MUP data:– Missing data replaced with estimates– Small number of measures– National and private/public ranks– Downloadable Excel spreadsheets
Nine Key MeasuresResearch1. Total research expenditures2. Federal research expenditures
Private Support3. Endowment assets4. Annual givingAdvanced Training5. Doctorates awarded6. Postdoctoral appointeesFaculty Quality7. Faculty awards8. National Academy membersUndergraduate Quality9. SAT scores
Measures Summary – TARU 2011(Over $40m Federal R&D)
Control Institution# Times 25 Natl
# Times 26-50 Natl
# Times 25 Ctrl
# Times 26-50 Ctrl
Public U of Florida 3 4 8 1
Private U of Miami 0 1 3 4
Public Florida State U 0 1 0 6
Public U of South Florida 0 0 0 3
Public Florida International U 0 0 0 1
Public U of Central Florida 0 0 0 0
Source: Top American Research Universities 2011
Academic R&D(Over $40m Federal R&D)
Control InstitutionTotal R&D
Total Natl Rank
Total Ctrl
RankFederal
R&D
Fed Natl Rank
Fed Ctrl
Rank
Public U of Florida $592M 21 15
$233M 47 25
Public U of South Florida
$310M 62 41
$191M 57 34
Private U of Miami
$248M 76 25
$172M 60 24
Public Florida State U
$195M 93 64
$117M 87 54
Public U of Central Florida
$113M 127 90
$65M 126 85
Public Florida International U
$91M 145 102
$53M 145 102
Source: Top American Research Universities 2011
Research and DevelopmentOther Institutions
Total FederalFlorida A&M $41,896 $26,311Florida Atlantic U. $30,282 $16,457Florida Institute of Technology $11,427 $8,903 Embry-Riddle Aeronautical U. $12,189 $8,241 Nova Southeastern U. $9,740 $5,669 U. of North Florida $6,316 $4,516 Florida Gulf Coast U. $3,841 $2,661 U. of West Florida $4,079 $2,310 Barry U. $897 $897 New College of Florida $617 $514 Eckerd College $327 $275 Jacksonville U. $335 $9
$ in thousands, FY 2010 Source: Higher Education R&D Survey
Florida’s Market Share of Federal R&D
19801982
19841986
19881990
19921994
19961998
20002002
20042006
20082010
1.78%1.80%
2.32%2.40%
2.33%
2.71% 2.77%
Source: Higher Education R&D Survey
Federal R&D ShareTop Fifteen States
WisconsinColorado
WashingtonGeorgiaFlorida
MichiganOhio
IllinoisNorth CarolinaMassachusetts
PennsylvaniaTexas
MarylandNew YorkCalifornia
0% 2% 4% 6% 8% 10% 12% 14%
1.9%2.3%2.5%2.7%2.8%
3.1%3.4%
3.8%4.0%
5.4%5.9%6.0%
6.6%8.0%
12.8%
Source: Higher Education R&D Survey, FY 2010
Endowment & Giving
Control Institution Endow
EndowNatl Rank
Endow Ctrl
Rank Giving
GivingNatl Rank
Giving Ctrl
Rank
Public U of Florida $1105M 54 18 $183M 31 15
Private U of Miami $618M 94 61 $159M 33 18
Public Florida State U $453M 136 50 $54M 111 67
Public U of South Florida $296M 181 69 $36M 140 82
Public U of Central Florida $103M 354 132 $32M 159 92
Public Florida International U $95M 373 140 $39M 133 80
Source: Top American Research Universities 2011
National Academy & Faculty Awards
Control InstitutionNatl Acad
Natl Acad Natl Rank
Natl Acad Ctrl
RankFac
Awd
Fac Awd Natl Rank
Fac Awd Ctrl
Rank
Public U of Florida 23 47 26 22 26 14
Private U of Miami 8 78 36 4 126 42
Public Florida State U 7 87 48 9 73 46
Public U of South Florida 3 111 65 6 102 69
Public Florida International U 2 133 79 11 60 37
Public U of Central Florida 1 161 98 4 126 85
Source: Top American Research Universities 2011
Doctorates & Postdocs
Control Institution Doc
Doc Natl Rank
Doc Ctrl
RankPost doc
Post doc Natl Rank
Post doc Ctrl
Rank
Public U of Florida 771 4 4 597 23 12
Public Florida State U 340 49 34 258 66 40
Public U of South Florida 243 76 51 261 64 38
Public U of Central Florida 231 79 53 74 136 94
Private U of Miami 181 96 29 240 70 27
Public Florida International U 114 138 96 43 163 113
Source: Top American Research Universities 2011
SAT
Control Institution SAT
SAT Natl Rank
SAT Ctrl Rank
Private U of Miami 1275 95 84
Public U of Florida 1250 119 20
Public Florida State U 1200 183 41
Public U of Central Florida 1180 224 56
Public U of South Florida 1155 274 76
Public Florida International U 1100 426 124
Source: Top American Research Universities 2011
FINANCING PUBLIC HIGHER EDUCATION
Who Pays? Who Should Pay?
Quality Access Efficiency
Q A E
Input Costs are RisingInflation indexes 1983 to 2009
19831984
19851986
19871988
19891990
19911992
19931994
19951996
19971998
19992000
20012002
20032004
20052006
20072008
2009100
150
200
250
300
350
Inde
x Va
lue
(198
3=10
0)
Personal Disposable Income
Higher Education Price Index
Consumer Price Index
Source: Commonfund
State Support is Dropping50 state total higher education expenditures per $1,000
disposable income: FY1961 to FY2012
19611963
19651967
19691971
19731975
19771979
19811983
19851987
19891991
19931995
19971999
20012003
20052007
20092011
$-
$2.00
$4.00
$6.00
$8.00
$10.00
$12.00
Source: Postsecondary Education Opportunity
Florida’s Support is Dropping Too($ in billions)
FY 06-07 FY 07-08 FY 08-09 FY 09-10 FY 10-11 FY 11-12$0.0
$0.5
$1.0
$1.5
$2.0
$2.5
$3.0
$3.5
$4.0
$4.5
$5.0
3.96 4.12 $4.39 $4.45
$4.11$3.70 $3.77 $3.62
with Federal Stabilization State Tax Support
Source: Grapevine Annual Compilation of State Fiscal Support for HE
State Support per CapitaFY 11-12
S. Carolina (38)
Florida (37)
New York (25)
Texas (21)
California (20)
Georgia (16)
Alabama (10)
Mississippi (8)
$0 $50 $100 $150 $200 $250 $300 $350
$184
$190
$239
$252
$256
$268
$306
$320
Stat
e an
d Ra
nk ()
Source: Grapevine Annual Compilation of State Fiscal Support for HE
State Support per $1k Personal IncomeFY 11-12
New York (34)
Florida (33)
S. Carolina (27)
California (24)
Texas (18)
Georgia (14)
Alabama (8)
Mississippi (6)
$0 $2 $4 $6 $8 $10 $12
$4.78
$4.81
$5.46
$5.78
$6.39
$7.46
$8.88
$10.02
Stat
e an
d Ra
nk ()
Source: Grapevine Annual Compilation of State Fiscal Support for HE
Prices are IncreasingPublished and net in-state tuition and fees for public four-year
institutions 1996-2012 in constant 2011 dollars
1996-97
1997-98
1998-99
1999-00
2000-01
2001-02
2002-03
2003-04
2004-05
2005-06
2006-07
2007-08
2008-09
2009-10
2010-11
2011-12 (Est)
$- $1,000 $2,000 $3,000 $4,000 $5,000 $6,000 $7,000 $8,000 $9,000
Published
Net
Source: College Board, Trends in College Pricing
Price in Florida & Median StatePublished tuition and fees for public four-year institutions 2005-2012
2004-05 2005-06 2006-07 2007-08 2008-09 2009-10 2010-11 2011-12 $-
$1,000
$2,000
$3,000
$4,000
$5,000
$6,000
$7,000
$8,000
$9,000
$4,594
$7,906
$3,054
$5,626
Median State
Florida
Source: College Board, Trends in College Pricing
$1,540
$2,280
Published Tuition and Feesat Public “Flagships”
FY 11-12
Florida (48)
Mississippi (45)
New York (35)
Alabama (29)
Georgia (27)
Texas (18)
S. Carolina (16)
California (7)
$0 $2,000 $4,000 $6,000 $8,000 $10,000 $12,000 $14,000
$5,657
$5,792
$7,482
$8,600
$8,693
$9,794
$10,168
$12,835
Stat
e an
d Ra
nk ()
Source: College Board, Trends in College Pricing
Student Share of Revenue Streamat Public Research Universities
0%
10%
20%
30%
40%
50%
60%
70%
80%
90%
UCF USF FSUUF
Source: IPEDS Finance and Enrollment Surveys, FY2009-10
Student Indebtedness is Growing ConcernPublic Four Year: Average Total Debt Levels of Bachelor’s Degree
Recipients in Constant 2010 Dollars, 1999-2000 to 2009-10
1999-00
2000-01
2001-02
2002-03
2003-04
2004-05
2005-06
2006-07
2007-08
2008-09
2009-10
$18,000
$18,500
$19,000
$19,500
$20,000
$20,500
$21,000
$21,500
$22,000
$22,500
Source: College Board, Trends in Student Aid
Pell and Federal Loan Take-up RatesPublic 4-year, Fall 2011
Florida
California
New York
Texas
Georgia
S. Carolina
Alabama
Mississippi
0% 10% 20% 30% 40% 50% 60%
40%
40%
40%
40%
41%
30%
37%
45%
29%
37%
39%
45%
48%
52%
53%
57%
Federal Loan Pell
Source: College Board, Trends in College Pricing
Same Pell Rate
Who Pays? Who Should Pay?
Quality Access Efficiency
Q A E
CONCLUDING REMARKS