certified compliance professional (ccp) · • certified compliance & ethics professional with...

C L A R I D E N Singapore | Sydney | Melbourne | Dubai | Hong Kong | London | New York | San Francisco | Toronto | Auckland

CERTIFIED COMPLIANCE PROFESSIONAL (CCP)TM

December 13 - 15 SINGAPOREMandarin Oriental, Singapore

2017

CLARIDEN GLOBAL COMPLIANCE INSTITUTE

CLARIDEN CREDENTIALS AND ENGAGEMENTClariden Global is the pre-eminent and influential global business leadership institution. Today, we host more than 200 global executive education and major conference events around the world. We have partnered with professional organizations such as the Association of Chartered Certified Accounts (ACCA) and thought leaders from prestigious universities such as Harvard University John F. Kennedy School of Government, Wharton School of the University of Pennsylvania and Stanford University.

CCPTM is certified by the International Academy of Business and Finance Management (IABFM) and is internationally recognized in over 145 countries

Certified By:

Become a (CCP)™ Holder in just 3 Days!

The Clariden Experience

Why Clariden Global Executive Education?

Certified Compliance Professional (CCP)TM

5 Program Introduction7 Faculty Director8 Program Overview9 Program Outline

Participating Companies

Testimonials

In-house Custom Executive Programs

Contact Us

Registration

3

4

5

11

12

13

CONTENTS

15

14

To maximize both your enjoyment and professional development, Clariden Global holds its executive programs at five star hotels, some of which include:

Shangri-La Hotel, SingaporeSingapore

Conrad London St JamesLondon, United Kingdom

InterContinental Melbourne The RialtoMelbourne, Australia

Grand Hyatt: Union Square San Francisco HotelSan Francisco, United States

Amidst lush gardens, this 3-wing luxury hotel is 6 km from the iconic Marina Bay Sands resort and 9 km from Sentosa.

Across the street from St. James’s Park tube station, this sophisticated hotel is 10 minutes’ walk from Buckingham Palace and 2 miles from the Victoria and Albert Museum.

Set in a grand 1891 building, this upscale chain hotel is 3 blocks from the Yarra River, and an 8-minute walk from the SEA LIFE Melbourne Aquarium.

Less than a block from Union Square, this stylish high-rise hotel is an 11-minute walk from the Moscone Center and 1.9 miles from Pier 39.

Contact Mandy Denver, Program Director at +65 6899 5030 | [email protected]

Terms & Conditions: Clariden Global Pte Ltd reserves the right to change the venue of the program due to reasons beyond their control.

THE CLARIDEN EXPERIENCEENJOY LEARNING WITH THE

FIRST-CLASS, WELL-ROUNDED EXPERIENCE

3

WHY CLARIDEN GLOBAL EXECUTIVE EDUCATION?

5,000+Companies

15+Countries

10,000+Participants

50+Industries

GLOBAL ENGAGEMENT Clariden Global is the pre-eminent and influential global business leadership institution. Today, we host more than 200 Global Executive Education and major conference events across 15 countries and 17 cities, including Singapore, London, Hong Kong, Sydney, Melbourne, Perth, New Zealand, San Francisco, Toronto, Johannesburg, Shanghai, Beijing, Kuala Lumpur, Dubai, Toronto, The Netherlands, New York and Zurich.

INTERNATIONALLY DIVERSE, SENIOR-LEVEL PARTICIPANTSClariden Global Executive Education programs have attracted participants from more than 5,000 global MNCs, regional corporations, and FORTUNE 500 companies, from more than 40 countries. All applications are reviewed based on professional achievement and organizational responsibility. Designed for individuals at all levels, from top executives to emerging leaders, each intensive program is crafted to equip leaders with essential capabilities to improve corporate performance and position their organizations to thrive.

THOUGHT LEADERSHIPTo provide strategic insights and relevant world-class executive education to global organizations, Clariden Global engages the best thought leaders and leading authorities from around the world. These include professors and faculty leaders from Harvard University, Stanford University, University of Pennsylvania Wharton, London Business School and other premium institutions to deliver transformational knowledge.

Contact Mandy Denver, Program Director at +65 6899 5030 | [email protected] 4

Contact Mandy Denver, Program Director at +65 6899 5030 | [email protected]

PROGRAMCERTIFIED COMPLIANCE PROFESSIONAL (CCP)TM

5

FACULTY DIRECTOR

PROGRAM ESSENCE

• Certified Compliance & Ethics Professional with certificate in Combating Financial Crime• Seasonal speaker on regulatory based topics and produced thought leadership articles for a

number of organizations globally• Member of the Singapore Institute of Directors and has a Diploma in Anti Money Laundering

from the International Compliance Association

Sam Gibbins

Led by Mr Sam Gibbins, an international speaker with some 15 years of experience in designing regulations and compliance solutions, this comprehensive Certified Compliance Professional (CCP)TM program will provide you with essential compliance management skills and information about the latest regulatory and legislative changes specific to the region, to guide you through an increasingly complex compliance environment and appropriately develop a strong culture of compliance within your organization.

Through identifying what drives the compliance exposure both at home and abroad, you will learn to develop an effective organizational response to mitigate the risk consequences of non-compliance, and minimize the implications of Sarbanes Oxley for corporate accountability and ethical behaviour. Besides meeting regulatory requirements, you will also learn how to satisfy the demands of your stakeholders by utilizing flexibilities and grace periods within the regulations. Furthermore, you will be equipped with strategies to optimize organizational structure for compliance and promote behavioral change in creating a pro-active culture of prevention.

DATES13-15 December 2017

LOCATIONMandarin Oriental, Singapore

TUITION FEESEarly Bird 1 (Register & pay by 18 October 2017) S$3,395Early Bird 2 (Register & pay by 15 November 2017) S$3,595 Regular Tuition Fees: S$3,695

Group discount of 10% for 2nd participant from the same organization. For limited time only by 15 November 2017, register 3 participants and the 4th participant will receive a complimentary seat (One discount scheme applies).

Note: GST is applicable only to participants from Singapore registered companies. Check your eligibility for 40% Cash Back at IRAS website.

PROGRAM ADVISORMandy DenverEmail: [email protected]: +65 6899 5030

PROGRAM INFORMATION


• Define the meaning of compliance for your organization and develop an organizational response to its demands• Identify what drives the compliance exposure both at home and abroad• Mitigate the risk consequences of non-compliance• Strengthen the relationship between corporate governance and compliance, including the market expectation of

that relationship• Minimize the implications of Sarbanes Oxley for corporate accountability and ethical behaviour• Optimize organizational structure for compliance

• Successful completion of this fully certified course makes you a Certified Compliance Professional (CCP)TM where you can use the designations of (CCP)TM on your business card and resume.

• Up to 18 months membership to the International Academy of Business and Financial Management (IABFM) professional body.

• Access to the IABFM network and body of information online• Preferred access to education centers in USA, UK, Europe, Asia, Middle-East and Latin America.• Access to the IABFM international journal published online• Gold Embossed (CCP)TM Certificate with your name and designation as MIABFM-Member (Member of the

International Association of Business and Financial Management)

LEARNING HIGHLIGHTS

KEY BENEFITS

Managing Directors, Directors, Senior Managers, Managers, and Compliance professionals from the following divisions:• Compliance • Risk management• Operational risk• Legal advisers & Lawyers• In-house corporate counsel• Audit & Internal audit• IT with responsibility for the implementation of compliance solutions• Data security management• Regulations

WHO WILL ATTEND THIS PROGRAM

Driven by practical examples and interactive case studies, this program will ensure that you walk away with both theoretical considerations and contemporary applications of compliance and risk issues relevant to your organization, and strong networking relationships with industry peers and regulators.

As a graduate of the program, you will be designated as a Certified Compliance Professional (CCP)TM , a title that you can use in your resume and business card. With more than 2000 individuals having earned their CCP designation, the credential has become well-regarded as the leading executive education program for compliance and regulatory professionals.



Sam Gibbins focuses on regulatory compliance in financial services and learning development in corporations. Being local to Singapore and having worked in Asia for 10 years, he has a deep understanding of cultural drivers and nuances for both regulatory and L&D successes.

With an extensive background in corporate training across compliance, anti-money laundering, financial crime and soft skills, Sam helps companies establish their training and development needs by reviewing their existing standards and processes, and offering guidance on areas for further improvement.

Sam has trained clients under the Singapore Workforce Development Agency (WDA) Workforce Skills Qualification (WSQ) framework. He has worked on course and content design, development and delivery under multiple competency standard frameworks, including the Institute of Banking and Finance Standards (formerly FICS). In recent years, he has helped establish a number of financial services Compliance Academies.

FACULTY DIRECTOR

Director, General ManagerGRC Solution


Sam Gibbins


Some of the greatest organizational challenges of the 21st century are related to corporate governance, compliance and risk management. Increasing stakeholder demands for transparency are intensified by growing public scrutiny resulting from a range of catastrophic compliance failures from around the globe.

This intensive Certified Compliance Professional (CCP)TM program provides a blueprint for compliance professionals to ensure that the risk profile of your organization is limited by a thorough understanding of your regulatory environment. Led by Mr Sam Gibbins, a compliance specialist with more than 15 years of experience in designing regulations and compliance solutions, you will be equipped with essential compliance management skills and information about the latest regulatory and legislative changes specific to the region. These skills will guide you through an increasingly complex compliance environment and enable you to appropriately develop a strong culture of compliance within your organization.

Through identifying what drives the compliance exposure both at home and abroad, you will learn to develop an effective organizational response to mitigate the risk consequences of non-compliance, and minimize the implications of Sarbanes Oxley for corporate accountability and ethical behaviour. In addition to exploring key areas for information technology (IT) as a contributor to compliance, you will be presented options for implementation along with associated costs.

This program covers meeting regulatory requirements while satisfying the demands of stakeholders by utilizing flexibilities and grace periods within the regulations. You will also be equipped with strategies to optimize organizational structure for compliance and promote behavioral change in creating a pro-active culture of prevention. Driven by practical examples and interactive case studies, this program will ensure that you walk away with both theoretical considerations and contemporary applications of compliance and risk issues relevant to your organization, as well as develop strong networking relationships with industry peers and regulators. Furthermore, you will be designated as a Certified Compliance Professional (CCP)TM, a title that you can use in your resume and business card.

OVERVIEW

Certified By:

PROGRAM OVERVIEWCERTIFIED COMPLIANCE PROFESSIONAL (CCP)TM

Delegates must meet the following criteria to be eligible to become (CCP)TM:• Attendance – delegates must attend all sessions of the course. Delegates who miss more than two hours of the

course sessions will not be eligible to sit for the course exam.• The passing grade is 70% and the passing rate is 90%. The final grade takes into consideration the participation in

class and the homework grades, other than the course exam.• Successful completion of the course assessment – after successfully passing the exam, the certificate will be

prepared by the IABFM and will be directly posted to your company address.

PROGRAM REQUIREMENTS AND CERTIFICATES

Introduction to Compliance• What is corporate compliance?• Who is responsible for managing it?• What are the benefits of its introduction?• Fostering a culture of accountability

The Regulatory Environment And The Role Of Regulators• Regulatory drivers• A variety of legal obligations and due diligence • International responses to the problems of money laundering economic crime, cyber-sabotage and terrorism• Noncompliance and its ramifications

Compliance and The Role Of Corporate Governance • What is governance?• The corporate constitution and governance structures• Duties and responsibilities of directors• Protection of stakeholder interests

Compliance and Business Ethics• What is ethics?• Ethics and corporate accountability: Sarbanes-Oxley• Benefits of a commitments to sound business ethics• Corporate ethics guidelines

Developing A Corporate Compliance Program• Code of conduct • Policies and procedures• Best practice principles• Monitoring and auditing

The Corporate Compliance Function• The location of the compliance function• Integration or independence of the compliance function• An optimal compliance architecture• The Compliance Officer • Group Exercise

Key issues in Compliance: Money Laundering• What is Money Laundering?• Definitions and Examples• Is AML compliance different from regular compliance?• Understanding the different requirements• Financial Action Task Force (FATF)


08:30 – 18:00 / 13 - 15 December 2017

PROGRAM OUTLINECERTIFIED COMPLIANCE PROFESSIONAL (CCP)TM


Suspicious Activity Monitoring, Detection and Reporting• Definition of suspicious activity• Banks and financial institutions required to file suspicious activity• Suspicious Activity Reports (SARs)• The gatekeeper initiative – G-8 finance ministers attempt to require professionals to file SARs

Other Issues In Compliance• The demand for Corporate Social Responsibility (CSR)• Fraud and corruption control• Whistle-blower programs and the law

PROGRAM OUTLINECERTIFIED COMPLIANCE PROFESSIONAL (CCP)TM

PARTICIPATING COMPANIESMore than 5,000 companies have participated in our programs

ADVERTISING, INTERNET, MEDIA, PUBLISHINGBBC WorldwideCNNeBayLinkedInMediaCorpSaatchi & SaatchiSingapore Press HoldingsThe Financial Times The Hoffman AgencyThe Walt Disney CompanyThomson Reuters

CONGLOMERATEFraser & NeaveGeneral ElectricGeneral MotorsMitsubishi MonsantoSiemens AGSodexo

FINANCIAL SERVICES, INSURANCEBank of America Merrill Lynch AIAAllianz Global InvestorsAmerican ExpressAvivaAXABarclays BankCitibankDBS BankDeutsche BankHSBCJP Morgan Chase BankManulifeMasterCardMaybankMizuho BankOCBC BankPayPalPrudentialRabobankStandard Chartered BankSuncorpSwiss ReinsuranceTD SecuritiesVisaWestpacZurich Insurance

FOOD, BEVERAGECoca-Cola BeveragesDanoneFerreroHeinekenMcDonaldPepsiCo


GOVERNMENT, NONPROFITAustralian Securities and Investments CommissionCentral Provident Fund BoardChangi Airport GroupEconomic Development BoardGICNSW TreasurySercoTemasek Group

HEALTHCARE, PHARMACEUTICALSAbbott LaboratoriesEu Yan SangGlaxosmithklineHoffmann-La RocheJohnson & JohnsonMerckPfizerSanofi

HOSPITALITYCapitaLandFar East OrganizationFrasers HospitalityHilton WorldwideMarriott HotelsPan Pacific Hotels GroupShangri-La Hotels & Resorts

MANUFACTURING (CONSUMER)British American Tobacco Estee LauderFonterra BrandsHeinekenKimberly-ClarkKraft FoodsLegoMars Foods NestléProcter & Gamble Unilever

MANUFACTURING (INDUSTRIAL)AirbusCorning Optical CommunicationsDaimler Harley DavidsonIntel SemiconductorRolls-RoyceVolvo GroupWearnes Automotive

OIL & GAS, NATURAL RESOURCESCaltexChevronConocoPhillipsExxonMobilMaersk

PetronasSantosSaudi Arabian OilSchlumbergerShell

PROFESSIONAL SERVICESAECOMAon HewittErnst & YoungPricewaterhouseCoopers

RETAIL, TRADEAdidasCargillDFSHarvey NormanHennes & MauritzIKEAL’OrealMarks and Spencer NTUC FairpriceTesco

TECHNOLOGY, ELECTRONICS3MAppleCanonDellHewlett PackardIntel TechnologyLenovoMicron TechnologyMicrosoftOracleSAPSony ElectronicsTE Connectivity

TELECOMMUNICATIONSEricssonNokiaOlive Communications SingtelStarhubTata CommunicationsTelstraVerizonVodafone TRANSPORTATIONAuckland TransportCathay Pacific AirwaysDubai Air Navigation ServicesNew Zealand Transport AgencyFiji AirwaysMetro Trains MelbourneNSW TrainsSBS Transit

CLARIDEN GLOBAL’S TESTIMONIALS

He provides charismatic yet insightful delivery of complex ideas and frameworks. His perspective is fresh and stimulating and is what is needed to re-invigorate and challenge the industry.

The program opened up my mind to think beyond the box when it comes to addressing compliance related risks and issues.

Dilhara De Alwis, Regional Audit Manager, Rabobank

Murray Whiteside, Risk Management, CBA

“

“ ““


Sam Gibbins is an international speaker with over 15 years of experience in designing regulations and compliance solutions. He is an associate trainer with the Aventis School of Management and a corporate trainer with PD Training. He holds an Advanced Certificate in Training & Assessment from the Institute of Adult Learning and a diploma in Anti-Money Laundering. Sam regularly speaks and produces content on this topic as well as other regulatory topics.

PROGRAM ADVISORMandy DenverEmail: [email protected]: +65 6899 5030

CONTACT US


IN-HOUSECUSTOM

EXECUTIVEPROGRAMS

Clariden Global delivers custom learning programs for organizations all around the world. Whatever your business challenges are, we create focused learning experience that enables your organization to achieve success. Through partnerships with the most renowned thought leaders, industry experts and professors from around the world, these in-house custom executive programs will equip you with essential skills and capabilities to develop and implement strategies more effectively at your organization.

Engage with our thought leader today:

General Manager (Asia)GRC Solutions

Sam Gibbins

CONTACT US


We encourage you to learn more about Clariden Global Executive Education custom and open-enrollment programs. Our staff will be happy to answer your questions and help you determine the programs work best for you and your organization.

ENQUIRY FOR THIS PROGRAMMandy DenverEmail: [email protected]: +65 6899 5030

SINGAPOREEmail: [email protected]: +65 6899 5030Fax: +65 6567 4328Address: Clariden Global Pte Ltd 3 International Business Park #04-29, Nordic European Centre Singapore 609927

LONDONEmail: [email protected]: +44 (0) 20 7129 1222Fax: +44 (0) 84 3218 0413Address: 28 Grosvenor Street London W1K 4QR, United Kingdom

AUSTRALIAEmail: [email protected]: +61 3 9909 7310Fax: +61 3 9909 7788Address: Clariden Global Pty Ltd 530 Little Collins Street, Level 1 Melbourne VIC 3000, Australia

CUSTOMIZED PROGRAMSMandy DenverEmail: [email protected]: +65 6899 5030

REGISTRATION & PAYMENT MATTERSEmail: [email protected]: +65 6899 5030

REGISTRATION

C L A R I D E N

Program (13 - 15 December 2017) Certified Compliance Professional (CCP)TM S$3,395 S$3,595 S$3,695

PROGRAM FEES

Program1st Early Bird Fee

(If payment & registrations are received

by 18 Oct 2017)

2nd Early Bird Fee(If payment &

registrations are received by 15 Nov 2017)

Regular Fee Per Participant

Mandarin Oriental

13 - 15 December 2017

5 Raffles Avenue, 039797

(65) 6338 0066

https://www.mandarinoriental.com/singapore/marina-bay/luxury-hotel/presentation?htl=MOSIN&eng=google&src=local

Email: [email protected]

Fax: +65 6567 4328

Call: +65 6899 5030

Website: www.claridenglobal.com

By Cheque/ Bank Draft

By Telegraphic Transfer

By Credit Card

Group discount of 10% for the 2nd participant from the same organization. For limited time only by 15 November 2017 register 3 participants and the 4th participant will receive a complimentary seat.*One discount scheme applies.

An invoice and registration confirmation will be sent within 7 days, please contact us if you have not heard from us within 7 days. Payment details will be sent together with the invoice based on your preferred payment method.

ALL PAYMENTS MUST BE RECEIVED IN ADVANCE OF THE EVENT.

Accommodation is not included in the program fee but you will be entitled to use our corporate rate for your accommodation. Information will be sent along with your registration confirmation.

Once we have received your booking, the place(s) are confirmed. No refunds will be made for any cancellations, however, program credits of equivalent value only applicable for Clariden Global events will be provided. Credits can only be redeemed for 1 program and is valid for only one (1) year from date of issue.

Substitution with a qualified candidate is allowed by providing at least 5 working days of advance notice to Clariden Global. One time substitution is allowed with no charges. Subsequent substitutions will be charged 10% admin fee.

PLEASE NOTE: Clariden Global Pte Ltd reserves the right to change the content and timing of the programme, the speakers and the date and venue due to reasons beyond their control. If in the unlikely event that the course is cancelled, Clariden Global Pte Ltd will refund the full amount and disclaim any further liability.

PRIVATE DISCLOSURE STATEMENT: Any information provided by you in relation to this event is being collected by Clariden Global Pte Ltd and will be held in the strictest confidence. It will be added to our database for the primary purpose of providing you with information about future events and services.

4 WAYS TO REGISTER 3 PAYMENT METHODS

VENUE AND ACCOMMODATION INFORMATION

CANCELLATIONS AND SUBSTITUTIONS*All cancellations must be received in written form.

GROUP DISCOUNTS

FEE RECEIVED REFERENCE L7223/YL/MD

FOR OFFICIAL USE

Booking Contact (Approving Manager) Mr/Mrs/Ms:___________________Job Title:____________________ Department:____________________Telephone:_______________________ Fax:_______________________Email:______________________________________________________Organization:_______________________________________________Address:________________________________________________________________________________________Postal Code:____________

I would like to receive more information on hotel accommodation using Clariden Global coporate rate.

Please register the following participant for this seminar.(Please tick to select your seminar(s). You may tick more than one.)

1st Participant Name (Mr/Mrs/Ms):_________________________________Job Title:___________________ Department:__________________________Telephone:_________________________ Fax:_________________________Email:_________________________________ Date of Birth:_____________

2nd Participant Name (Mr/Mrs/Ms):_________________________________Job Title:___________________ Department:__________________________Telephone:_________________________ Fax:_________________________Email:_________________________________ Date of Birth:_____________

3rd Participant Name (Mr/Mrs/Ms):_________________________________Job Title:___________________ Department:__________________________Telephone:_________________________ Fax:_________________________Email:_________________________________ Date of Birth:_____________

4th Participant Name (Mr/Mrs/Ms):_________________________________Job Title:___________________ Department:__________________________Telephone:_________________________ Fax:_________________________Email:_________________________________ Date of Birth:_____________

□

https://www.mandarinoriental.com/singapore/marina-bay/luxury-hotel/presentation?htl=MOSIN&eng=google

https://www.mandarinoriental.com/singapore/marina-bay/luxury-hotel/presentation?htl=MOSIN&eng=google

certified compliance professional (ccp) · • certified compliance & ethics professional with...

Documents