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doi:10.1016/j.jacc.2008.01.036 2008;51;1784-1789 J. Am. Coll. Cardiol. Burkhoff, and Hani N. Sabbah Christian Butter, Sharad Rastogi, Hans-Heinrich Minden, Jürgen Meyhöfer, Daniel Expression in Patients With Heart Failure Cardiac Contractility Modulation Electrical Signals Improve Myocardial Gene This information is current as of May 7, 2008 http://content.onlinejacc.org/cgi/content/full/51/18/1784 located on the World Wide Web at: The online version of this article, along with updated information and services, is by guest on May 7, 2008 content.onlinejacc.org Downloaded from

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Page 1: Cardiac Contractility Modulation Electrical Signals … › wp-content › uploads › 2020 › 01 › ...Christian Butter, Sharad Rastogi, Hans-Heinrich Minden, Jürgen Meyhöfer,

doi:10.1016/j.jacc.2008.01.036 2008;51;1784-1789 J. Am. Coll. Cardiol.

Burkhoff, and Hani N. Sabbah Christian Butter, Sharad Rastogi, Hans-Heinrich Minden, Jürgen Meyhöfer, Daniel

Expression in Patients With Heart FailureCardiac Contractility Modulation Electrical Signals Improve Myocardial Gene

This information is current as of May 7, 2008

http://content.onlinejacc.org/cgi/content/full/51/18/1784located on the World Wide Web at:

The online version of this article, along with updated information and services, is

by guest on May 7, 2008 content.onlinejacc.orgDownloaded from

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Journal of the American College of Cardiology Vol. 51, No. 18, 2008© 2008 by the American College of Cardiology Foundation ISSN 0735-1097/08/$34.00P

Cardiac Contractility ModulationElectrical Signals Improve MyocardialGene Expression in Patients With Heart Failure

Christian Butter, MD,* Sharad Rastogi, MD,† Hans-Heinrich Minden, MD,* Jürgen Meyhöfer, MD,*Daniel Burkhoff, MD, PHD,‡ Hani N. Sabbah, PHD†

Bernau/Berlin, Germany; Detroit, Michigan; and New York, New York

Objectives The objective of this study was to test whether cardiac contractility modulation (CCM) electric signals inducereverse molecular remodeling in myocardium of patients with heart failure.

Background Heart failure is associated with up-regulation of myocardial fetal and stretch response genes and down-regulation of Ca2� cycling genes. Treatment with CCM signals has been associated with improved symptomsand exercise tolerance in heart failure patients. We tested the impact of CCM signals on myocardial gene ex-pression in 11 patients.

Methods Endomyocardial biopsies were obtained at baseline and 3 and 6 months thereafter. The CCM signals were deliv-ered in random order of ON for 3 months and OFF for 3 months. Messenger ribonucleic acid expression was an-alyzed in the core lab by investigators blinded to treatment sequence. Expression of A- and B-type natriureticpeptides and �-myosin heavy chain (MHC), the sarcoplasmic reticulum genes SERCA-2a, phospholamban andryanodine receptors, and the stretch response genes p38 mitogen activated protein kinase and p21 Ras weremeasured using reverse transcription-polymerase chain reaction and bands quantified in densitometric units.

Results The 3-month therapy OFF phase was associated with increased expression of A- and B-type natriuretic peptides,p38 mitogen activated protein kinase, and p21 Ras and decreased expression of �-MHC, SERCA-2a, phospho-lamban, and ryanodine receptors. In contrast, the 3-month ON therapy phase resulted in decreased expressionof A- and B-type natriuretic peptides, p38 mitogen activated protein kinase and p21 Ras and increased expres-sion of �-MHC, SERCA-2a, phospholamban, and ryanodine receptors.

Conclusions The CCM signal treatment reverses the cardiac maladaptive fetal gene program and normalizes expression ofkey sarcoplasmic reticulum Ca2� cycling and stretch response genes. These changes may contribute to the clini-cal effects of CCM. (J Am Coll Cardiol 2008;51:1784–9) © 2008 by the American College of CardiologyFoundation

ublished by Elsevier Inc. doi:10.1016/j.jacc.2008.01.036

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large number of patients with advanced heart failure (HF)re refractory to optimal standard medical therapy. This hasiven rise to development and testing of a host of newevice-based therapies (1). One recent and potentiallyroadly applicable treatment under investigation is cardiacontractility modulation (CCM) electrical signals (2,3). TheCM signals are relatively high-voltage electrical impulses

pplied to the myocardium during the absolute refractoryeriod. These signals do not initiate a new contraction or

rom the *Heart Center Brandenburg in Bernau/Berlin, Bernau/Berlin, Germany;Division of Cardiovascular Medicine, Henry Ford Health System, Detroit, Michi-an; and ‡Columbia University, New York, New York. Supported, in part, byesearch grants from Impulse Dynamics USA, Inc., and by the National Heart, Lung,nd Blood Institute, #P01 HL074237-04. Dr. Burkhoff is an employee of Impulseynamics. Dr. Sabbah is a consultant to Impulse Dynamics.

dManuscript received October 12, 2007; revised manuscript received December 21,

007, accepted January 15, 2008.

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odify activation sequence as is the case with other thera-ies such as cardiac resynchronization therapy (4). Rather,CM signals are intended to enhance systolic function of

he failing myocardium (5–8). Preliminary clinical studiesuggest that CCM signal therapy is safe and can alsomprove exercise tolerance and quality of life in patientsith HF (3,9) without increasing myocardial oxygen con-

umption (10). Recent studies in experimental HF suggesthat a novel mechanism underlying these effects is normal-zed expression of genes known to be pathologically up- orown-regulated in HF (8). The purpose of this study was toest whether similar effects are present in patients with HF.

ethods

atients and study protocol. The present study included

ata from 11 patients. This was a substudy of a random-

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1785JACC Vol. 51, No. 18, 2008 Butter et al.May 6, 2008:1784–9 Gene Expression with CCM Signal Therapy

zed, double blind, multicenter, crossover study of CCMignal therapy in patients with ejection fraction �35%nd New York Heart Association functional class II/IIIymptomatic HF despite optimal medical therapy con-ucted at 15 hospitals in Europe and included 164atients (the FIX-CHF-4 [Fix-Chronic Heart Failure–4]tudy). The major exclusion criteria included atrial fibril-ation, patient eligible for cardiac resynchronization ther-py, peak VO2 �10 ml/kg/min, hospitalization within 1onth for acute exacerbation of HF, revascularizationithin 1 month or acute myocardial infarction within 3onths of study entry.Qualifying patients were implanted with an Optimizer

ystem (Impulse Dynamics USA, Inc., Orangeburg, Nework). Details of the system implant have been providedreviously (10). Two weeks following implant, patients wereandomized to 3 months of CCM signal treatment (group, ON, n � 7) or to sham treatment with the device left offgroup 2, OFF, n � 4) (Fig. 1, phase I). Three months later,atients crossed over to the opposite treatment for andditional 3 months (phase II). Protocol-specified clinicalollow-up visits at 3 and 6 months included cardiopulmo-ary stress test (peak VO2), Minnesota Living with Heartailure Questionnaire (MLHFQ) and 6-min walk test

6MW). Patients participating in the present substudynderwent right heart biopsies at baseline and at the end ofhe 3- and 6-month treatment periods. Samples were snaprozen, stored in liquid nitrogen, and sent to a core lab thatas blinded to study sequence. Messenger ribonucleic acid

RNA) expression of glyceraldehyde-3-phosphate de-ydrogenase, �-myosin heavy chain (MHC), A- and B-ype natriuretic proteins, sarcoplasmic reticulum calciumdenosine triphosphatase (SERCA-2a), phospholamban,

Figure 1 FIX-CHF-4 Study Design

This was a prospective, randomized, double-blind,double crossover study. FIX-CHF-4 � Fix-Chronic Heart Failure–4.

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nd ryanodine receptor (RyR2),odium-calcium exchanger, andhe stretch receptor genes p38itogen activated protein kinase

nd p21 Ras were measured. De-ails of the methods of isolationnd analysis are identical to thoseeported previously (11,12).and intensity of each gene wasxpressed as a percent of thentensity of the respective gene ataseline.Data are expressed as mean

standard deviation. Datarom this crossover study werenalyzed according to theethods of Fleiss (13). In brief,

fter confirming the absence oftreatment-by-period interaction (by repeated measures

nalysis of variance), mean end-of-period values for ONnd OFF periods are pooled and analyzed by paired t test.orrelations between clinical outcome data and changes

n gene expression were performed by linear regressionnalysis.

The main study and the substudy were each approved byhe local ethics committee. Written informed consent wasbtained from all patients prior to entry.

esults

linical characteristics. Patient baseline characteristics areummarized in Table 1. All patients were Caucasian menith New York Heart Association functional class III

ymptoms despite treatment with beta-blockers, angioten-in converting enzyme inhibitors, or angiotensin receptorlockers and, with one exception, spironolactone. Seven of

aseline Clinical Characteristics

Table 1 Baseline Clinical Characteristics

Group 1 Group 2 Overall

n 7 4 11

Age (yrs) 63 � 10 63 � 10 63 � 9

% male 100 100 100

Idiopathic/ischemic 5/2 2/2 7/4

% NYHA functional class III 100 100 100

EF (%) 26 � 4 30 � 7 28 � 6

QRS (ms) 125 � 14 122 � 28 124 � 19

HR (beats/min) 70 � 10 80 � 18 74 � 13

SBP (mm Hg) 107 � 11 106 � 17 107 � 13

MLHFQ 43 � 20 28 � 14 37 � 19

6MW (m) 458 � 88 436 � 85 450 � 83

Peak VO2 (ml O2/kg/min) 13.8 � 2.5 13.2 � 21 13.6 � 2.6

dP/dtmax (mm Hg/s) 860 � 94 921 � 134 881 � 108

�dP/dtmax (%) 13 � 4 12 � 5 13 � 4

P/dtmax � peak positive rate of change of left ventricular pressure measured during Optimizerystem implant; EF � ejection fraction; HR � heart rate; MLHFQ � Minnesota Living with Heart

Abbreviationsand Acronyms

CCM � cardiaccontractility modulation

DNA � deoxyribonucleicacid

HF � heart failure

MHC � myosin heavy chain

MLHFQ � Minnesota Livingwith Heart FailureQuestionnaire

RNA � ribonucleic acid

SERCA-2a � sarcoplasmicreticulum calciumadenosine triphosphatase

6MW � 6-min walk test

ailure Questionnaire; NYHA � New York Heart Associatiouration; SBP � systolic blood pressure; 6MW � 6-min w

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n functional classification; QRS � QRSalk test.

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1786 Butter et al. JACC Vol. 51, No. 18, 2008Gene Expression with CCM Signal Therapy May 6, 2008:1784–9

he patients were randomized to group 1 (CCM signalreatment during the first 3 months), and 4 patients wereandomized to group 2 (placebo during the first 3 months).he groups were reasonably well-balanced with regard tother characteristics.The MLHFQ scores averaged 23 � 14 at the end of ON

reatment periods compared with 35 � 17 at the end ofFF treatment periods (p � 0.08). The 6MW averaged

53 � 97 m at the end of ON treatment periods comparedith 402 � 111 m at the end of OFF treatment periods

p � 0.27). Finally, peak VO2 averaged 14.5 � 4.3 ml2/kg/min at the end of ON treatment periods comparedith 11.9 � 3.8 ml O2/kg/min at the end of OFF treatmenteriods (p � 0.15). Because of the small number of patientsnd large standard deviations, none of these differences wastatistically significant.

ene expression. Typical Northern blots obtained from 1roup 1 and 1 group 2 patient are shown in Figure 2. Theonsistent intensity of the glyceraldehyde-3-phosphate de-ydrogenase band signifies consistent messenger RNA

oading between samples. Each panel shows the respectiveand at baseline, 3 months, and 6 months. Genes that areverexpressed in HF tended to decrease toward normaluring CCM signal treatment, whereas genes that arenderexpressed in HF tended to increase toward normaluring CCM signal treatment. A detailed analysis of the-MHC blots is shown in Figure 3. Band intensities were

Figure 2 Representative Northern Blots

Representative Northern blots from 2 patients, 1 from each treatment group. DiffeThe GAPDH band intensities show consistency of ribonucleic acid loading of the vauretic peptides; CCM � cardiac contractility modulation; GAPDH � glyceraldehyde-RAS � p21 Ras stretch receptor gene; p38MAPK � p38 mitogen activated proteinreticulum calcium adenosine triphosphatase.

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ormalized to their respective values obtained in the base-ine heart failure state. Data from patients with ischemicnd idiopathic cardiomyopathy are shown with dashed andolid lines, respectively. At the end of phase I, �-MHCxpression increased in group 1 patients (device ON) (Fig.A) and stayed the same or decreased in group 2 patientsdevice OFF) (Fig. 3B). After crossover, expression de-reased in group 1 patients when the device was switched offnd increased in group 2 patients when the device waswitched on. The overall comparisons are summarized inanel C where results from ON periods are pooled andesults from OFF periods are pooled. As shown, there was

statistically significant �62.7 � 45.3% increase in-MHC expression above the HF baseline state in response

o CCM signal treatment. As shown in this typical example,here was no substantive difference in the response identifiedn hearts with idiopathic and ischemic cardiomyopathies.

Results from the other genes examined are summarized inigure 4. There were statistically significant changes during

he ON periods in all genes examined compared to theaseline HF state. The SERCA-2a, phospholamban, andyR2 (genes whose expression is decreased in chronic HF)

ll increased in response to 3 months of CCM signal treat-ent. A- and B-type natriuretic peptides, p38 mitogen

ctivated protein kinase, p21 Ras, and sodium-calciumxchanger (genes whose expression is increased during

in band intensities between periods of active and sham treatment are evident.lanes. ANP � A-type natriuretic peptides; BL � baseline; BNP � B-type natri-phate dehydrogenase; MHC � myosin heavy chain; PLB � phospholamban; p21e stretch receptor gene; RyR2 � ryanodine receptor; SERCA-2a � sarcoplasmic

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1787JACC Vol. 51, No. 18, 2008 Butter et al.May 6, 2008:1784–9 Gene Expression with CCM Signal Therapy

hronic HF) all decreased in response to 3 months of CCMignal treatment.linical-molecular correlations. We explored correlationsetween changes in gene expression and clinical effects.pecifically, we correlated percent changes in expression ofERCA-2a and percent changes in peak VO2, MLHFS,nd 6MW. These calculations were made by comparing-month data to baseline and also comparing 6- to 3-monthata (Fig. 5). Despite the small number of patients, thereere statistically significant correlations between changes ineak VO2 and MLHFQ and the change in SERCA-2axpression. The correlation between SERCA-2a and 6MW

Figure 3 �-MHC Gene Expression

Changes in �-myosin heavy chain (MHC) gene expression (quantified as percent ofData summarized by pooling of the end of ON periods from the 2 groups and endcardiomyopathy, whereas dashed lines are from patients with ischemic cardiomyo

Figure 4 Summary of Impact of CCM Signal Treatment on Gene

Summary of impact of cardiac contractility modulation (CCM) signal treatment on eeach gene analyzed as summarized in text and in the legend of Figure 3. NCX � s

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as not significant. These findings were similar for ischemicnd idiopathic cardiomyopathy.

iscussion

e show that 3 months of CCM signal treatment isssociated with improved expression of genes that are eitherbnormally down- or up-regulated in HF. No differencesere identified in these responses in ischemic and idiopathic

ardiomyopathies. Because no tissue samples were availablerom normal controls, all changes are reported relative to theaseline HF state. Therefore, it was not evaluated whether

ine) at the end of study periods in group 1 (A) and group 2 (B) patients. (C)periods from the 2 groups. Solid lines show data from patients with idiopathic

ression

sion of genes examined in this study. Data for-calcium exchanger; other abbreviations as in Figure 2.

baselof OFFpathy.

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1788 Butter et al. JACC Vol. 51, No. 18, 2008Gene Expression with CCM Signal Therapy May 6, 2008:1784–9

ene expression was normalized by CCM signal treatment,ust that it improved toward the normal state. Thesendings are complementary to recently reported (8) effectsf chronic CCM signal treatment in experimentally inducedF in dogs. It is noteworthy that, as in the prior experi-ental study, the clinical and molecular effects are identified

n patients already taking chronic beta-blocker therapy.Early studies of the mechanisms underlying the acute

ffects of CCM signals focused on their impact on actionotential (5), peak intracellular calcium (2,14), and calcium

oading of the sarcoplasmic reticulum. The increase inalcium was assumed to be the mechanism of increasedontractility. More recent studies have suggested that CCM

Figure 5 Correlations Between Gene Expressionand Clinical Impact of CCM Signal Treatment

Percent changes in SERCA-2a expression were correlated with percent changesin peak VO2 (A), Minnesota Living With Heart Failure Questionnaire (MLWHFQ)(B), and 6-min walk test (6MW) (C). Data included comparison of results frombaseline to 3 to 6 months. DCM � idiopathic dilated cardiomyopathy; ICM �

ischemic cardiomyopathy; other abbreviations as in Figure 2.

ignals can have an impact on gene expression and phos- mcontent.onlinejaccDownloaded from

horylation of key proteins (e.g., phospholamban) involvedith calcium cycling and other basic aspects of cell functionithin hours of signal application (8,15). The results of theresent study extend these prior findings by showing theyre relevant to diseased human myocardium. These findingsre interesting in light of prior basic research showing thatow frequency, low intensity electromagnetic fields cannduce gene expression and modify enzymatic reactionssuch as protein phosphorylation) within minutes in in vitroystems (16). It has been suggested that electromagneticelds accelerate electron transfer reactions that could in turntimulate transcription by interacting with electrons inNA to destabilize the hydrogen bonds holding the 2NA strands together.However, rather than invoking a direct effect of CCM

ignal treatment on gene expression, it is also possible thathe changes in gene expression are secondary to alleviationf mechanical stresses brought about by local and globalhanges in myocardial function. For example, decreases in- and B-type natriuretic peptides, p21 Ras, and p38itogen activated protein kinase are typically interpreted as

ndicating reduced mechanical stresses. Thus, alleviatingxcessive myocardial stretch may be responsible for down-egulation of stretch response proteins and block an impor-ant signaling pathway for HF progression. Nevertheless, itust be acknowledged that the mechanisms of action and

he link between changes in gene expression and clinicalffects are not clarified.tudy limitations. The main limitation of the present study

s the small number of patients, which is due to the invasiveature of the techniques required. Nevertheless, the correla-ions between changes in myocardial gene expression andunctional status indexed by either MLHFQ or peak VO2 weref great interest. Although these findings are provocative, itould be premature to suggest any mechanistic link given the

imited data available at this time. The present study was alsoimited to an evaluation of tissue sampled from the rightentricular septum in the region where CCM signals arepplied, leaving open the question if the results would extendo the left ventricle. In the prior animal study (8), CCM-ediated changes in gene expression were present in the region

f signal application for the first several hours and presentlobally within 3 months. Because left heart biopsy was notossible, we cannot confirm that the changes identified wouldlso be present in the remote areas of the myocardium. Also,ecause of the relatively small amount of tissue available fromn endomyocardial biopsy, analysis of protein content andunction were not possible. In our prior animal study (17),here abundant amounts of tissue were available, messengerNA expression, protein content, and protein function were

ll assessed.

onclusions

pplication of CCM signals to the failing heart for 3

onths is associated with improved expression of genes

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1789JACC Vol. 51, No. 18, 2008 Butter et al.May 6, 2008:1784–9 Gene Expression with CCM Signal Therapy

ssociated with excitation-contraction coupling, and de-reased expression of genes is associated with myocardialtress. These findings are present in tissue from patientsith HF of either ischemic or nonischemic etiology. Both of

hese findings are indicative of beneficial molecular reverseemodeling. These findings are complementary to recentndings of the impact of CCM signals on gene expression

n experimental HF (8). These findings can be extended toailing human myocardium. However, the mechanisms byhich CCM signal treatment has an impact on gene

xpression are not known. It is clear that if CCM signalreatment improves myocardial stress on local and globalevels, secondary normalization of gene expression canccur. As discussed previously (17), however, direct (pri-ary) effects cannot be excluded. A randomized clinical

rial, currently underway in the U.S., is designed to defin-tively test the safety and efficacy of this form of novellectrical therapy for chronic advanced HF.

cknowledgmenthe authors are grateful to Ms. Jana Hoffman for her

ssistance with data collection.

eprint requests and correspondence: Dr. Christian Butter,eart Center Brandenburg Bernau/Berlin, Ladeburger Strasse 17,

6321 Bernau/Berlin, Germany. E-mail: [email protected].

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3. Lawo T, Borggrefe M, Butter C, et al. Electrical signals applied duringthe absolute refractory period: an investigational treatment for ad-vanced heart failure in patients with normal QRS duration. J Am Coll

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4. Abraham WT, Fisher WG, Smith AL, et al. Cardiac resynchroniza-tion in chronic heart failure. N Engl J Med 2002;346:1845–53.

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doi:10.1016/j.jacc.2008.01.036 2008;51;1784-1789 J. Am. Coll. Cardiol.

Burkhoff, and Hani N. Sabbah Christian Butter, Sharad Rastogi, Hans-Heinrich Minden, Jürgen Meyhöfer, Daniel

Expression in Patients With Heart FailureCardiac Contractility Modulation Electrical Signals Improve Myocardial Gene

This information is current as of May 7, 2008

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