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Biopharmaceutics Classification System: Defining a Permeability Class
Blair Miezeiewski , M.S. Senior Scientist, In Vitro Permeability Lab
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Definition of Bioequivalence
The United States Food and Drug Administration (FDA) has defined bioequivalence as, "the absence of a significant difference in the rate and extent to which the active ingredient or active moiety in pharmaceutical equivalents or pharmaceutical alternatives becomes available at the site of drug action when administered at the same molar dose under similar conditions in an appropriately designed study.
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BCS Framework
1.If 2 drug products containing the same drug have the same concentration-time profile at the intestinal membrane surface, they will have the same rate and extent of absorption
2.If two drug products have the same in vivo dissolution profile under all luminal conditions, they will have the same rate and extent of drug absorption
Class I-High solubility + High Permeability
Class II-Low solubility + High Permeability
Class III-High solubility + Low Permeability
Class IV-Low Solubility + Low Permeability
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Guidance Recommendations for Determining Drug Substance Permeability Class
-Human studies :
-mass balance
-absolute BA
-intestinal perfusion
- Non-human studies :
-In vivo or in situ animal model intestinal perfusion
-In vitro permeability methods
-Excised intestinal tissues
-Monolayers of epithelial cells
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Caco-2 System
-human colon adenocarcinoma cell line
-forms polarized monolayers with an apical brush border
-morphologically homogeneous and comparable to human colon when seeded on dual chamber Transwell® system
- Considered an appropriate model for assessing the permeability of passively absorbed drugs
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Guidance Permeability Class Model Compounds
The FDA guidance states:
“To demonstrate suitability of a permeability method intended for application of the BCS, a rank-order relationship between test permeability values and the extent of drug absorption data in human subjects should be established using a sufficient number of model drugs.”
-minimizes inter-laboratory variability in permeability results
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Suitability of Caco-2 Monolayer Model for BCS Permeability Class
23 model compounds with high and low human absorption potential have well separated Papp values
Low High
0.01
0.03
0.05
0.07
0.10
0.25
0.50
0.75
1.00
2.50
5.00
7.50
10.00
25.00
50.00
75.00
100.00
Minoxidil
Human Absorption
Caco
-2 P
ap
p x
10^
6 c
m/s
ec
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Absorption Systems QC
-10 µM Atenolol
(paracellular monolayer integrity)
-10 µM Propranolol
(passive transcellular integrity)
-5 µM E3S (BCRP transport)
-10 µM Digoxin (P-gp transport)
-Qualifying properties of each batch ensures consistency between Caco-2 permeability and human intestinal absorption.
QC Criteria
(SOP 023)
ASI-4
Compound/Probe QC Measure Caco-2
TEER (pre-experimental) (Ω*cm2) 450 to 650
LY (0.5 mM) Papp(A→B) x 10-6 (cm/s) <0.40
Atenolol (10 μM) Papp(A→B) x 10-6 (cm/s) <0.50
Propranolol (10 μM) Papp(A→B) x 10-6 (cm/s)
10.0 - 30.0 (CPT) 15.0 - 25.0 (BCS)
Digoxin (10 μM ) Papp(A→B) x 10-6 (cm/s) N/A
Digoxin (10 μM ) Efflux Ratio (no units) >10
E3S (5 μM ) Efflux Ratio (no units) >15 (BCS)
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Guidance on in vitro cultured epithelial cells
-Presence of efflux transporters
-Lack of efflux transporters (compared to human levels) => potential misclassification of permeability class
-BCS guidance recommends “functional expression of efflux systems”
-Functional QC data showing asymmetric permeability of model chemicals
Cell Plating Notebook Ref AS1576-32
QC Notebook Ref AS1544-28
Cel l Line CACO2
Passage # 61
Date Seeded 04/09/2014
Assay Date 04/29/2014
Cel l Age 20 STDV
TEER (ohm-cm2) 471 16
Pass ive di ffus ion, Papp (x10-6, cm/s)
Atenolol AB 0.217 0.0214
Propranolol AB 15.5 0.952
Pgp transport, Papp (x10-6, cm/s)
Digoxin AB 0.619 0.0517
Digoxin BA 17.3 1.85
Net Flux 16.7
Efflux Ratio 27.9
BCRP transport, Papp (x10-6, cm/s)
E3S AB 0.341 0.0103
E3S BA 41.0 2.52
Net Flux 40.6
Efflux Ratio 120
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Internal Reference Standards
Guidance indicates “a low and high permeability model drug should be used as internal standards”
High permeability reference: Minoxidil
-fraction absorbed reported > 90% in humans
-validated acceptance criteria: Papp of 2.33-7.91
Low permeability reference: Atenolol
-fraction absorbed < 50% in humans
-validated acceptance criteria: Papp of <1
-Caco-2 monolayers clearly discriminate low and high permeability compounds
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Absorption Systems BCS Approach
Phase 1A:
Pre-qualification and determination of the eligibility of test article for BCS biowaiver (a go/no go decision point)
-Bidirectional with co-dosed controls
Phase 1B:
Protocol optimization and conduct of FDA-required experiments to establish protocol for pivotal studies
- NSB, pH verification/tolerability, and bidirectional in absence of co-dosed controls
Phase 2:
GLP BCS classification of permeability pivotal study
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Amlodepine Phase 1A Plan
-Brand name: Norvasc
-Calcium channel blocker
-used to treat hypertension and other coronary artery diseases
-BCS Phase 1A protocol:
Treatment Dose Direction Replicates Sample Donor Sample Receiver Post-
Experiment
1 Amlodipine, minoxidil (10 µM)
and atenolol (100 µM) AB 3 0 and 45 min 15, 30 and 45 min N/A
2 Amlodipine, minoxidil (10 µM)
and atenolol (100 µM) BA 3 0 and 45 min 15, 30 and 45 min
Lucifer Yellow
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Phase 1B: Non-specific Binding
-used to determine if test article is lost due to binding of the apparatus
Treatment Dose Direction Replicates Donor Sampling Receiver Sampling
1 Test article only AB 3 0 and 45 min 45 min
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Phase 1B: Monolayer Tolerability and pH Verification
- Used to measure effects of test article on Caco-2 monolayer integrity (tolerability) and to elucidate any pH shift
Treatment Dose Direction Replicates*
Sample Donor
Sample Receiver
Donor and Receiver pH Measurement
Post-Experiment
1 Test article, atenolol,
and minoxidil AB 4
0 and 45 min**
15, 30 and 45 min**
45 min N/A
2 Test article only BA 4 0 and
45 min*** 15, 30 and 45 min***
45 min PEDS run AB
for 30 min
3 Atenolol and minoxidil AB 4 0 and
45 min** 15, 30 and 45 min**
45 min N/A
4 Buffer only N/A 4 0 and
45 min*** 15, 30 and 45 min***
45 min PEDS run AB
for 30 min
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Phase 1B: Bi-directional Permeability
-re-run bidirectional permeability in the absence of controls to confirm Papp and that controls don’t impact permeabiilty
Treatment Dose Direction Replicates Sample Donor Sample Receiver Post-Experiment
1 Test article (1% HDS) only
AB 4 or 6* 0 and 45 min 15, 30 and 45 min PEDS or Clysate
2 Test article (1% HDS) only
BA 4 or 6* 0 and 45 min 15, 30 and 45 min PEDS or Clysate
3 Test article (10% HDS) only
AB 4 or 6* 0 and 45 min 15, 30 and 45 min PEDS or Clysate
4 Test article (10% HDS) only
BA 4 or 6* 0 and 45 min 15, 30 and 45 min PEDS or Clysate
5 Test article (100% HDS) only
AB 4 or 6* 0 and 45 min 15, 30 and 45 min PEDS or Clysate
6 Test article (100% HDS) only
BA 4 or 6* 0 and 45 min 15, 30 and 45 min PEDS or Clysate
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Thank You!
Please feel free to ask questions!
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Data Processing and Interpretation
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QC: TEER Measurements
= (measured TEER – Rb)*insert area (1.13 cm2)
Caco-2 TEER acceptance: 450-650 ohm cm2
Measured TEER TEER Adjusted AVE TEER STDEV
Repeat (ohm) (ohm-cm2) (ohm-cm2) (ohm-cm2)
R1 448 504 518 43
R2 475 534
R3 517 582
R4 480 540
R5 419 471
R6 422 475
TEER
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Apparent Permeability
Papp = (dCr/dt) x Vr / (A x 60 x DNC) x 106 (unit: 10
-6 cm/s)
Where,
dCr/dt is the slope of the cumulative concentration in the receiver compartment versus time;
Vr is the volume of the receiver compartment in cm3;
A is the area of the cell monolayer (1.13 cm2 for 12-well Transwell
®);
DNC is the nominal dosing concentration.
L.Y. Conc. L.Y. Papp Ave LY Papp STDEV
(uM) (cm/s) E-6 (cm/s) E-6 (cm/s) E-6
0.660 0.24 0.22 0.02
0.552 0.20
0.590 0.22
LY
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LY apparent permeability
data points.
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Atenolol
Acceptance: Papp <0.50
Papp = (dCr/dt) x Vr / (A x 60 x DNC) x 106 (unit: 10
-6 cm/s)
Atenolol Conc. Atenolol Papp Ave Atenolol PappSTDEV
Repeat (uM) (cm/s) E-6 (cm/s) E-6 (cm/s) E-6
R1 0.0129 0.238 0.229 0.00804
R2 0.0122 0.225
R3 0.0121 0.223
Atenolol Receiver
AB
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Propranolol
Acceptance criteria: Papp 15.0 - 25.0
Propranolol Conc.Propranolol Papp Ave Propranolol PappSTDEV
Repeat (uM) (cm/s) E-6 (cm/s) E-6 (cm/s) E-6
R1 0.835 15.4 16.0 1.48
R2 0.812 15.0
R3 0.961 17.7
Propranolol Receiver
AB
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Digoxin Efflux: Functionality of P-gp Transporter
Digoxin ER ≥ 10
The efflux ratio (ER) is defined as Papp (B-to-A) / Papp (A-to-B)
Digoxin Conc. Digoxin Papp Ave Digoxin Papp STDEV
Repeat (uM) (cm/s) E-6 (cm/s) E-6 (cm/s) E-6
R1 0.0286 0.527 0.536 0.0105
R2 0.0289 0.533
R3 0.0297 0.548
R1 1.86 11.4 13.4 2.33
R2 2.09 12.8
R3 2.60 16.0
Net Flux Papp(B-A)-Papp(A-B) 12.9
Efflux Ratio Papp(B-A)-Papp(A-B) 25.0
Digoxin Receiver
AB
BA
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Digoxin Historical Data
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E3S Efflux: Functionality of BCRP Efflux Transporter
ER ≥ 15
E3S Conc. E3S Papp Ave. E3S Papp STDEV
Repeat (µM) (cm/s) E-6 (cm/s) E-6 (cm/s) E-6
R1 0.010 0.35 0.37 0.02
R2 0.011 0.39
R3 0.010 0.38
R1 1.550 19.05 20.03 1.40
R2 1.580 19.42
R3 1.760 21.63
Net Flux Papp(B-A)-Papp(A-B) 19.66
Efflux Ratio Papp(B-A)/Papp(A-B) 53.80
E3S Receiver
A-B
B-A
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E3S Historical Data
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Amlodipine Experimental Plan: Phase 1A
Treatment Dose Direction Replicates Sample Donor Sample Receiver Post-
Experiment
1 Amlodipine, minoxidil (10 µM)
and atenolol (100 µM) AB 3 0 and 45 min 15, 30 and 45 min N/A
2 Amlodipine, minoxidil (10 µM)
and atenolol (100 µM) BA 3 0 and 45 min 15, 30 and 45 min
Lucifer Yellow
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Amlodipine Data Analysis: Part 1
For A-to-B receiver samples, Cc15 = Cm15
Cc30 = Cm30 + Cm15 × 2/15 Cc45 = Cm45 + Cm15 × 2/15 + Cm30 × 2/15
For B-to-A receiver samples, Cc15 = Cm15
Cc30 = Cm30 + Cm15 × 2/5
Cc45 = Cm45 + Cm15 × 2/5 + Cm30 × 2/5
Cumulative Concentration (nM)
15 min. 30 min. 45 min.
R1 1550 3127 4986
R2 2370 3786 6379
R3 2220 3916 5559
Raw data (nM)
15 min. 30 min. 45 min.
R1 1550 2920 4390
R2 2370 3470 5600
R3 2220 3620 4780
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Amlodipine A-B Data
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Amlodipine B-A Data
B to A 15 30 45 0 45 Papp X 1e6 *
R1 4030 8672 12266 76800 72700 20.7
R2 2930 6622 10012 82100 87600 17.8
R3 5630 9452 14892 77200 86100 23.3
Mean 4197 8249 12390 78700 82133 20.6
STD 1358 1462 2442 2951 8204 2.7413
Receiver conc (nM) Donor conc (nM)
Replicate slope R2
R1 274.533 0.99
R2 236.067 1.00
R3 308.733 0.99 Efflux Ratio = 0.747
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Recovery Calculation
RecoveryNC (%) = 100 x ((Vr x Cr
final) + (0.05 x Cini) + (Vd x Cd
final))/(Vd x DNC)
Where,
Vr is the volume of the receiver compartment in cm
3;
Vd is the volume of the donor compartment cm3;
Cr final
is the cumulative receiver concentration at the end of the incubation period; Cd
final is the concentration of the donor at the end of the incubation period;
DNC is the nominal dosing concentration.
Cini is the initial donor concentration;
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Amlodepine Recovery Calculations
Nominal Initial Donor
Recovery Recovery
74.7 92.6
71.5 88.8
75.4 93.3
73.8 91.6
2.09 2.41
Nominal Initial Donor
Recovery Recovery
78.5 100
92.7 110
92.7 117
88.0 109
8.17 8.75
A-B B-A
Initial donor concentration (Dini) may be used in certain occasions (e.g. when the measured concentration is much lower than nominal due to significant non-specific
binding to the apparatus or cell accumulation) if properly justified by the Study Director.
Mean RecoveryNC must be > 80% to be considered acceptable.
If recovery of test and/or control compounds is < 80%, mass balance needs to be
established by measuring the residual concentration associated with the insert and in
certain occasions, rinsing the receiver side to recover compound.
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Internal References: minoxidil
Nominal
A to B 15 30 45 0 45 Papp X 1e6 * Recovery
R1 19.2 51.0 115 12600 9190 7.07 98
R2 16.5 55.2 98.3 7830 9020 6.03 92
R3 18.7 66.3 134 10100 10400 8.50 107
Mean 18.1 57.5 116 10177 9537 6.55 99
STD 1.44 7.92 17.88 2386 752 0.732 7.84
Cum. Receiver Conc (nM) Donor Conc (nM)
slope R2
3.194 0.96
2.726 1.00
3.843 0.99
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Internal reference: atenolol
A to B 15 30 45 0 45 Papp X 1e6 * Recovery
R1 10.5 25.1 54.2 79000 81000 0.322 81.0
R2 10.0 39.0 62.3 92800 103000 0.385 102
R3 11.2 33.0 62.2 85700 81900 0.376 82.4
Mean 10.57 32.38 59.54 85833 88633 0.361 88.5
STD 0.60 6.99 4.66 6901 12450 0.0342 11.9
Cum. Receiver Conc (nM) Donor Conc (nM)
slope R2
1.455 0.96
1.742 1.00
1.700 0.99
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Amlodipine Phase 1A TEER and LY
Rb 14
LY.Papp Ave LY Papp
(cm/sec) (cm/sec)
1 434 474.6
2 451 493.81
3 419 457.65
4 434 474.6 0.6700 0.5
5 470 515.28 0.4160 0.3
6 426 465.56 0.8770 0.6
AVE. TEER 480.25
STDEV 20.98
97.8 µM amlodepine, +100 µM
atenolol, +10 µM minoxidil A →BNO PELY
97.8 µM amlodepine, +100 µM
atenolol, +10 µM minoxidil B→A0.5
Well# LY, µM PASS/FAILTEER
(ohm-cm2)SampleRt
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Amlodepine: Non-Specific Binding
A to B
Receiver Papp Recovery
Time Point (min) 0 45 0 45 (cm/sec, 10-6) (%)
R1 0 44.4 876 535 22.3 68.3
R2 0 39.6 911 609 19.9 74.4
R3 0 49.1 822 581 24.7 74.5
Mean 22.3 72.4
SD 2.388 3.53
Donor
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Special Case: Mass Balance
(2) Mass Balance
Mass Balance = ((Vr x Cr final
) + (0.05 x Cini) + (Vd x Cd final
) + (Vlysate x Clysate))/( Vd x Dnc) x 100 %
Where,
Vr is the volume of the receiver in mL (1.5 mL for A-to-B, 0.5 mL for B-to-A); Vd is the volume of the donor in mL (0.5 mL for A-to-B, 1.5 mL for B-to-A);
Cr final
is the cumulative receiver concentration at the end of the incubation period;
Cd final
is the concentration of the donor at the end of the incubation period;
Vlysate is the volume of cell lysate, 0.5 mL; Clysateis the measured concentration in cell lysis homogenate;
DNC is the nominal dosing concentration.
Cini is the initial donor concentration;
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Additional Considerations: Case Study
Table 4. Caco-2 Permeability and Recovery of Test Article in Ca2+
/Mg2+
-free HBSSg
With and Without a pH Gradient
Compound
Dosing Conc.
(µM)
A-to-B
(mean , n=3)
pH 6.5/7.4 pH 7.4/7.4
Nominal
Measured Papp
(10-6
cm/s)*
Recovery
(%)
Papp
(10-6
cm/s)*
Recovery
(%) pH
6.5/7.4
pH
7.4/7.4
Test Article 13.5 13.9 12.5 NR 108 ± 8.65 NR 101 ± 9.99
Atenolol 100 99.8 98.6 9.06a ± 1.08 101 ± 4.28 9.36
a ± 0.997 90.6 ± 7.00
Minoxidil 10 11.0 9.90 NR 100 ± 0.899 NR 97.0 ± 9.02
Two possible alternative approaches were considered: A
pH gradient (apical 6.5, basolateral 7.4) and Ca2/Mg2+-
free HBSSg (to reduce the buffer-specific chelation of
test article with divalent cations and possibly overcome
solubility limitations).