Back Office Reports FOR INTERNAL USE ONLY This is a confidential and proprietary document of Karvy Stock Broking Ltd. Any unauthorized use or copying of this document is prohibited.

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Trade confirmation from Broking.karvy.com site:

During the trading hours, branch can view the net position of the client from broking.karvy.com site.

Final Confirmation report is available in pradnya.karvy.com including brokerage and other statuary

charges post trade processing.

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Trade Reports:

Go to Management Reports Offline reports Trade Reports for getting client position, Brokerage,

levies and summarized bill.

Client Position: This window gives clients trading details. This report can be generated party wise, scrip

wise or settlement wise or date wise summary as well as detailed.

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Under this report average rate is inclusive of Brokerage and is exclusive of other levies

Brokerage report: Under brokerage report branch can view brokerage generated by each client

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Under Levies, Branch can view all the levies charged

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Summarized bill gives complete trade details including brokerage and other levies

Download ECNs: Under back office reportsDownload ECNs, branch can download Electronic Contract

Notes of all the clients

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Share Transactions Daily STT Certificate

Share Transactions Daily STT Annexure

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Settlement calendar:

Utilities Calendars Settlement Calendar

Utilities Client Info Client Details

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Trade Reports(FAO):

Sauda summary: Under sauda summary option, branch can view all the clients who have traded on a

particular day. Right click on particular stock and drill down to further scripwise, date wise and other

details.

You can view the P & L in the same report either by market rate of Net rate

From sauda summary window, you can view transactions of a particular client scrip wise, date wise and

inst. Type wise..

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Bill: Under this option you can view clients details bill

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Net Positions Report :

Turnover Report (levies)

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Share ReportsRisk Reportsclientwise_marginnew

Using this menu, you can view client FAO margin details

Under Finance reports Ledgers, you can view client ledger statement segment wise. Consolidated

ledger report is available in broking.karvy.com site

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Under Back office Reports Delayed Payment Penalty Report( Detailed Day Wise), you can view DPP

details

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Stocks

In Broking.karvy.com >>Under Backoffice Reports>>Transaction Charges Payable to DP

Breakup of Stock handling Charges :

In Broking.karvy.com >>Under Backoffice Reports>>Transaction Charges Payable to DP

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In Broking.karvy.com >>Under Backoffice Reports>>Ledger Report Detailed:-

Consolidated Ledger balance of all segments will be shown

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In Broking.karvy.com >>Under Backoffice Reports>>Holding Report

Collateral Holdings for Settled Settlements is shown.

In Pradnya.karvy.com >>Share Transactions >>Demat Delivery>> Delivery Module>> Shortage Reports>>

Client Payin Shortage Report :- Payin Shortage for the particular settlement is shown.

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In Pradnya.karvy.com >>Share Transactions >>Demat Delivery>> Delivery Module>> Shortage

Reports>>Client Payout

Client can see after the exchange payout allocation , any shares received short from exchange.

In Pradnya.karvy.com >>Share Transactions >> Demat Delivery>> Delivery Module>>Auction Report

Client Auction Bill is available.

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In Pradnya.karvy.com >>Share Transactions >> Demat Delivery>>Statements

Statement of Holdings :

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In Broking.karvy.com >>Under Backoffice Reports>>Request Reports=>Request Stock Payout => Enter

Client Code=>

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NCFM Certificate Details:

Go to Masters > NCFM Certification Details > Enter Certification Details

Using this menu branch can enter certification details

Go to Masters > NCFM Certification Details > View Certificate Branch can view Certificate

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If any NCFM certified employee resigns then branch has to report the information using the following

menu

Masters > NCFM Certification Details > Report Employee Resignation

Client category:

Under this menu Masters > Categorize Clients branch can view client category

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Funds Payout request: Using the following menu, branch can place funds payout request

Home > Accounts > Accounts Entry > Funds Release Request

Stock Transfer Status:

Stocks > Stocks Transfer Status Using this menu branch can view stock transfer status

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Home > Stocks > Stocks Payout

RMS Reports:

Home > RMS Reports > Turnover Reports > Turnover Summary Report

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Home > RMS Reports > Turnover Reports > Client Wise Turnover Report

Home > RMS Reports > Turnover Reports > Scrip Wise Turnover Report

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Home > RMS Reports > Todays Square Up Clients

Under this menu clients who are under the square up list are given

Home > RMS Reports > Todays Squared off Clients positions

This is the report after the square off process

Home > RMS Reports > View Clients Traded Today

https://broking.karvy.com/Default.aspx

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Home > RMS Reports > Details of Exposure going to be blocked

Home > Backoffice Reports > Transaction Charges Payable to DP

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Home > Backoffice Reports > Open Positions Report

Home > Backoffice Reports > Aging Report

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Home > Backoffice Reports > TB Detail Report