Asia-Pacific Structured Finance Association (APSA)co-hosted by

Asian Institute of International Financial Law (AIIFL)Faculty of Law, The University of Hong Kong

&RGC Theme-based Research Scheme Project:

“Enhancing Hong Kong’s Future as a Leading International Financial Centre”

3rd Annual Roundtable Luncheon Discussionon

“Proposed Enhancements to The Stock Exchange of Hong Kong Limited’s Decision-Making and Governance Structure for Listing Regulation”

Monday, 31 October 201612:15 – 2:00 p.m.

at The offices of KPMG

3rd Annual Roundtable Luncheon Discussionon

“Proposed Enhancements to The Stock Exchange of Hong Kong Limited’s Decision-Making and Governance Structure for Listing Regulation”

Panel Members (From Left to Right):

Mr. David M. Webb (Founder of Webb-site.com);Prof. Chee Keong Low (Associate Professor in Corporate Law, CUHK Business School);Prof. Say H. Goo (Professor of Law, The University of Hong Kong);Dr. Anthony Neoh (Co-Chairman of China Securitization Forum); Mr. Syren Johnstone (Adjunct Associate Professor, The University of Hong Kong)

3rd Annual Roundtable Luncheon Discussion (31 October 2016)

Speakers and Honourable Guests with APSA ExCo Members

(From Left to Right):

Mr. Kingsley Ong (Secretary-General, APSA);Mr. Jack Cheung (CEO, TMA); Prof. Say H. Goo; Mr. Kelvin Wong (Immediate Past Chairman, Hong Kong Institute of Directors);Mr. David M. Webb; Ms. Susie Cheung (Co-Convernor, APSA); Dr. Anthony Neoh; Mr. Syren Johnstone; Prof. Chee Keong Low

(From Left to Right):

Prof. Say H. Goo; Mr. David M. Webb; Dr. Anthony Neoh;Ms. Susie Cheung (Co-Convernor, APSA); Ms. Maria Xuereb (Executive Committee, APSA); Mr. Syren Johnstone; Prof. Chee Keong Low

3rd Annual Roundtable Luncheon Discussion (31 October 2016)

Speakers and Honourable Guests with APSA ExCo Members

(From Left to Right):

Prof. Say H. Goo; Mr. Jack Cheung (CEO, TMA); Mr. W.H. Yeung (General Manager, Professional Competence Development & Membership, HKIB); Ms. Carrie Leung (CEO, HKIB); Dr. Anthony Neoh; Ms. Susie Cheung (Co-Convenor, APSA); Mr. Pius Chong (Co-Convenor, APSA); Mr. David M. Webb, Mr. Syren Johnstone; Mr. John Timpany (Treasurer, APSA); Mr. Kingsley Ong (Secretary-General, APSA); Prof. Chee Keong Low

3rd Annual Roundtable Luncheon Discussion (31 October 2016)Speakers and Honourable Guests with APSA ExCo Members

(From Left to Right):

Ms. Susie Cheung; Ms. Maria Xuereb; Mr. Syren JohnstoneMr. Kingsley Ong; Dr. Eva Chan (Chairman, Investors Relations Association); Mr. W. H. Yeung (HKIB)

The Professional Team from The Law Faculty, HKU -Mr. Syren Johnstone; Prof. Say H Goo;Dr. Evan Gibson; Ms. Cynthia Ang

Mr. Pius Chong; Mr. John Timpany; Mr. David M. Webb; Prof. Say H. Goo; Dr. Anthony Neoh; Ms. Susie Cheung; Mr. Kelvin Wong; Prof. Chee Keong Low; Mr. Tak Yip Low

3rd Annual Roundtable Luncheon Discussion (31 October 2016)

Ms. Susie Cheung

Prof. Say H Goo, Deputy of Law, HKU

Dr. Anthony Neoh, QC, SC

Prof. Chee Keong Low, CUHK Business School

Prof. Say H. Goo, Deputy of Law, HKU

Mr. David M. Webb & Prof. Say H. Goo

Prof. Say H Goo & Mr. Syren Johnstone

Mr. John Timpany

3rd Annual Roundtable Luncheon Discussion (31 October 2016)

(From Left to Right):

Dr. Anthony Neoh; Mr. David M. Webb; Prof. Say H. Goo; Mr. Syren Johnstone; Prof. Chee Keong Low

(From Left to Right):

Mr. Syren Johnstone; Prof. Chee Keong Low

Interactive participation from audience

Mr. David M. Webb; Prof. Say H. Goo;Mr. Syren Johnstone

Warm Welcome to the 3rd Annual Roundtable Luncheon Discussion (31 October 2016)

Mr W.H. Yeung (HKIB)

(From Left to Right)Mr. Kingsley Ong; Mr. Jack Cheung (TMA) and Prof. Say H. Goo

Ms. Jenny Lor (HKSFA)

Mr. David M Webb

Mr. Bob Lin & Ms. Sophia Zhou came from Shenzhen

Ideas Exchange at3rd Annual Roundtable Luncheon Discussion (31 October 2016)

(From Left to Right)Dr. Anthony Neoh, Mr. David M Webb, Prof. Say H Goo, Mr. Syren Johnstone, Prof. Chee Keong Low

Mr. David M. Webb; Mr. Syren Johnston; Prof. Say H. Goo

Mr. Kelvin Wong and Dr. Eva Chan

Dr. Eva Chan; Mr. Kelvin Wong; Ms. Susie Cheung

Ms. Susie Cheung and guests

Ideas Exchange atCancel 3rd Annual Roundtable Luncheon Discussion (31 October 2016)

Mr. Syren Johnstone, Prof. Chee Keong LowMs. Susie Cheung, Ms. Sophia Zhou, Mr. Bob Lin

Ms. Pat Cheung, Mr. David M Webb

(From Left to Right):

Mr. Syren Johnstone, Ms. Maria XuerebMr. Kingsley Ong, Mr. John Timpany,Ms. Maria Xuereb

Mr. Pius Chong, Mr. David M Webb