agenda 2003
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IT Legislative and Regulatory
Issues Agenda > > > > >
Higher Education Information Technology Allian
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IT Legislative and Regulatory
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2003
Higher EducationInformation TechnologyAlliance
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March 2003
Dear Colleague:
I am pleased to present the Higher Education Information Technology
(HEIT) Alliances2003 IT Legislative and Regulatory Issues Agenda. The HEIT
Alliancewas established to help define and promote the higher education and
library communities collective interests in federal information-technologypolicy. Comprising 11 higher education and library associations, the alliance
hosts an annual forum that brings together alliance members, representatives
from other higher-education associations, and campus representatives to share
information and formulate positions on information technology policy issues
that impact higher education. This forum plays an important role in
establishing an agenda on information technology policy.
The events of September 11, 2001, continue to affect the2003 Agenda, as
shown by its emphasis on computer and network security, privacy, and funding
priorities. Other areas that are of ongoing interest to the HEIT Alliance include
broadband access, distance education and federal student aid, and intellectual
property. Two new issues on the agenda this year are cyberinfrastructure
(described as having potentially revolutionary implications for scientific re-search) and spectrum management. The2003 IT Agenda also provides guidance
for higher education and library organizations on potential new policy avenues,
including a proposed new technology title for the Higher Education Act of
1965,the Millennium Partnership Initiative, and outreach to public television
stations.
Due to the rapidly changing environment in information technology, the
priorities and recommendations in this document may change during the
course of the year. We will update the agenda electronically as the year
progresses at http://www.heitalliance.org. The Higher Education Information
Technology Alliance will continue to meet throughout the year to share
information and move our current agenda forward.
Sincerely,
Hilary Goldmann
Coordinator, HEIT Alliance
MEMBERSAmerican Association of Community Colleges
American Association of State Colleges and Universities
American Council on Education
Association of American Universities
Association of Research Libraries
EDUCAUSE
Internet2
National Association of College and University Business Officers
National Association of Independent Colleges and Universities
National Association of State Universities and Land-Grant Colleges
University Continuing Education Association
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TABLE OF CONTENTS
I. Update from 2002 ........................................................................................5> Computer and Network Security> Cyber Security Research and Development Act of 2002> .edu> Intellectual Property> NSF Reauthorization> Post September 11
II. Broadband ....................................................................................................9
III. Computer and Network Security ............................................................11> Background
> Securing Campus Networks> Education and Training of IT Security Professionals> Cybersecurity Research and Development
IV. Cyberinfrastructure ..................................................................................16
V. Higher Education Act Reauthorization ....................................................18> Federal Student Financial Aid and Distance Education> Improving the Application of Technology in Higher Education
VI. Intellectual Property ...............................................................................20> Digital Media Consumers Rights Act of 2003> Distance Education> Database Legislation> Uniform Commercial Information Transactions Act> Digital Rights Management> Peer-to-Peer (P2P) File Trading
VII. Privacy ......................................................................................................24
VIII. Spectrum Management and Wireless Internet Access .....................26
IX. New Opportunities ...................................................................................27
> Digital Opportunity Investment Trust> Millennium Partnership Act> Public Television and Higher Education
X. Funding Priorities ...................................................................................... 29> U.S. Department of Commerce> U.S. Department of Education> National Science Foundation
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I. UPDATE FROM 2002
Computer and Network SecuritySignificant strides were made during 2002 to raise the level of awareness about
computer and network security within higher education. Members of the
Higher Education Information Technology Alliance endorsed A Framework for
Action, developed by the EDUCAUSE/Internet2 Security Task Force. The
document was presented to Richard Clarke, Assistant to the President for
Cyberspace Security, when he addressed the EDUCAUSE Networking2002
Conference. The subsequent higher education contribution to the Bush
Administrations National Strategy to Secure Cyberspace was submitted to the
Presidents Critical Infrastructure Protection Board in July 2002. Members of
the Higher Education Information Technology Alliance attended the Higher
Education IT Security Summit sponsored by EDUCAUSE in November 2002.
The Summit developed an action agenda organized around the following
themes: 1) education and awareness; 2) security standards, policies, and
procedures; 3) security architecture and tools; and 4) organization, information
sharing, and incident response.
Cyber Security Research and Development Act of 2002The Cyber Security Research and Development Act (H.R. 3394) was enactedinto law on November 27, 2002. The measure creates computer and network
security research grants to be administered by the National Science Foundation
(NSF) for basic research on innovative approaches to the structure of com-
puter and network hardware and software that are aimed at enhancing com-
puter security. The law further authorizes NSF to award multiyear grants to
colleges, universities, nonprofit research institutions, or consortia to establish
multidisciplinary Centers for Computer and Network Security Research. The
measure also instructs NSF to establish a program to award grants to institu-
tions of higher education (or consortia) to establish or improve undergraduate
and masters degree programs in computer and network security, to increase
the number of students, including the number of students from groups histori-cally underrepresented in these fields, who pursue undergraduate or masters
degrees in fields related to computer and network security, and to provide
students with experience in government or industry related to their computer
and network security studies. Members of the Higher Education Information
Technology Alliance supported the legislation and maintained a dialogue with
members of Congress and the Administration in support of its passage.
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.eduThe final decision by EDUCAUSE to expand the eligibility of the domain was
announced on February 11, 2003. Currently, 648 community colleges have a
registered .edu domain. Members of the Higher Education Information Tech-nology Alliance supported this change from the original terms under which the
.edu domain was awarded. EDUCAUSE began accepting .edu domain applica-
tions in November 2001 under a cooperative agreement with the Department
of Commerce. At that time, only regionally accredited four-year institutions
were eligible to receive .edu domain names. After its April 2002 meeting, the
.edu policy board directed the EDUCAUSE staff to conduct a public comment
period on whether the eligibility criteria should be revised to include all post-
secondary institutions that are institutionally accredited by an accrediting
agency appearing on the U.S. Department of Educations list of nationally
recognized accrediting agencies.
RESOURCESDepartment of Educations list of nationally recognized accredited agencies
http://www.ed.gov/offices/OPE/accreditation/natlagencies.html
EDUCAUSE .edu Administration
http://www.educause.edu/edudomain/index.asp
National Telecommunications and Information Administration
http://www.ntia.doc.gov/ntiahome/domainname/educa/index.html
Intellectual PropertyDigital Rights Management:Senator Ernest Hollings (D-SC) introduced the Con-
sumer Broadband and Digital Television Promotion Act in the 107 th Congress,
which would have required all digital media devices to include a government-
mandated copyright protection technology. If enacted, this legislation would
have eroded fair use provisions that have traditionally balanced the rights
between copyright holders and the rights of individuals who legally acquire
copyrighted work; placing more power in the hands of content owners. Addi-
tionally, the content industry would have had an effective veto control over all
unanticipated uses of digital media devices because the content industry would
identify ahead of time all possible legitimate uses. Members of the HEIT Alliance
opposed this legislation. The measure did not pass.
TEACH Act:President Bush signed the Technology, Education and Copyright
Harmonization Act (TEACH Act) into law in November 2002. TEACH updatesthe distance-education provisions of the Copyright Act. It will allow faculty to
use copyrighted works such as videos, music, images, and computer software in
their online courses, under certain circumstances, without seeking permission
from copyright owners. Subsequent to its passage, members of the Higher
Education Information Technology Alliance began discussions on how mem-
bers can effectively comply with TEACHs provisions in order to benefit from
the new allowances.
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Copyright Owners Self-Help Measures:In the 107th Congress, Congressman
Howard Berman (D-CA) and Congressman Howard Coble (R-NC) introduced
legislation to facilitate copyright owners use of self-help measures, such as
interdiction, decoys, redirection, file-blocking, and spoofs, to prevent copy-right piracy via peer-to-peer networks. Members of the HEIT Alliance opposed
the measure because they believed it leaned too heavily toward the interests of
copyright owners and would grant broad license for owners to interrupt
Internet transmissions and to disable computer files of persons whom those
owners suspected of engaging in illegal file trading. The proposal failed to set
reasonable checks on the use of self-help measures. The measure did not pass.
State Sovereign Immunity: Recent Supreme Court decisions have held that the
sovereign-immunity clause of the Eleventh Amendment exempts state entities,
including public universities and libraries, from adherence to federal intellec-
tual-property laws. Legislation introduced in the 107th Congress would help
eliminate the unfair commercial advantage that States and their instrumentali-ties now hold in the Federal intellectual property system because of their ability
to obtain protection under the United States patent, copyright, and trademark
laws while remaining exempt from liability for infringing the rights of others.
The legislation, as it was drafted, presented enormous problems for the higher
education community. Members of the HEIT Alliance took the lead in opposing
the measure, which eventually stalled in committee.
NSF Reauthorization ActThe House of Representatives passed H.R. 3130, the Undergraduate Science,
Mathematics, Engineering and Technology Education Improvement Act during
the 107th Congress. Subsequently, several of its provisions were incorporated
into H.R. 4664, the reauthorization of the National Science Foundation. The
HEIT Alliance worked closely with the House Science Committee staff in
drafting HR4664. Signed on December 19, 2002, the measure reauthorizes the
NSF for five years and increases authorized funding from the FY2002 level of
$4.79 billion to $9.84 billion by FY 2007.
The legislation also:
> Authorizes the Math and Science Education Partnership;
> Provides the authority to establish Centers for Research on Mathematicsand Science Learning and Education Improvement;
> Authorizes the establishment of a new program to award grants to minor-ity-serving institutions to enhance the quality of science, technology,
engineering, and mathematics (STEM) education, including funding for
instrumentation;
> Sets funding levels for the broad appropriations categories, as well asspecific line items for information technology, nanoscale science and
engineering, math and science education partnerships, the STEM Talent
Expansion Program, and the Robert Noyce Scholarship program.
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Post September 11The House passed the Cybersecurity Enhancement Act of 2002 (H.R. 3482)
last July, designed to enhance the USA-PATRIOT Act by expanding the stan-
dards by which Internet service providers (ISPs) may disclose the contents ofcustomer communications to any federal, state, or local government entity. If
an ISP believed in good faith that an emergency existed, such data could be
disclosed. Under the terms of the USA-PATRIOT Act, ISPs would need to
reasonably believe an emergency existed.
The bill also would broaden the definition of emergencies so that law en-
forcement could use electronic surveillance tools for 48 hours without obtain-
ing a court order in cases where national security was at risk or where a pro-
tected computer was undergoing a consistent attack. Members of the HEIT
Alliance expressed concerns about law enforcements increased legal capability
to monitor their networks without a court order. The Senate did not act on this
legislation.
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II. BROADBANDPrepared by James Hermes, AACC
Increased deployment of broadband Internet services in rural and other
underserved areas will surely be a hot topic again in the 108th Congress. Early
in the first session, several bills have already been introduced that address this
issue. These bills, as in previous Congressional sessions, take different ap-
proaches to the problem. Some offer tax credits for the rollout of current
generation broadband services in rural and underserved areas, and for deploy-
ment of next generation services anywhere. Others authorize federal grants or
loan guarantees for research and deployment of broadband services.
The best known, and most controversial, legislative approach to the issue is
that advanced by Reps. Billy Tauzin and John Dingell, who seek to spur broad-
band deployment by lifting restrictions on local phone companies. Their bill, as
of the writing of this document, has not yet been reintroduced in the 108th
Congress. It enjoys substantial support in the House of Representatives but still
faces stiff opposition in the Senate despite that chambers return to Republican
control. In the meantime, the Federal Communications Commission is consid-
ering regulations that would achieve the same ends sought by the Tauzin-
Dingell legislation.
Colleges and universities, and their students, play a significant role in the
broadband debate as both users of current broadband services and inventors of
next-generation services and related applications. Some smaller institutions in
rural areas lack access to high-speed service on their campuses, or pay dearly
for it. While most institutions enjoy high-speed access themselves, the issue for
many of them is the lack of access in the communities they serve. Technologi-
cal barriers and the lack of potential profits have stymied the availability of
broadband services in many areas. Higher education institutions are using the
Internet more than ever to reach students any time, any place, offering increas-
ingly sophisticated, content-rich material that requires students to have broad-
band access. Ironically, many of the institutions that stand to gain the most
from distance education are in areas where broadband access is least likely tobe available.
Higher education has always been a leader in the development of next-
generation services, as well as applications that help to drive the demand for
broadband in the larger community. High-speed networks are accelerating the
pace of discovery in a wide range of science and engineering disciplines as
researchers are connected to supercomputers, vast online databases, scientific
instruments, and each other. In addition, institutions help drive the demand for
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broadband by exposing millions of students to its benefits, who will be loathe
to use anything else after graduation. Higher education clearly has a role to
play, therefore, in increasing the demand for these services, an issue that is
viewed as crucial to a larger economic recovery.
RECOMMENDATIONS: The HEIT Alliance should become more active in
making the case on the Hill, with the Administration, and in other public
and private forums about the significant role institutions of higher education
play by developing new broadband services and driving demand for those
already in use. The HEIT Alliance should seek additional federal resources to
increase support for R&D for advanced broadband technology and testbeds,
and demonstrate advanced broadband to policy makers in Washington.
Institutions of higher education should also be leaders at the state and local
levels in the debate over broadband policy and serve as resources for re-
gional network design and implementation.
RESOURCES:
Federal Communications Commission
http://www.fcc.gov/broadband/
National Telecommunications and Information Administration
http://www.ntia.doc.gov
Digital Divide Network
http://www.digitaldividenetwork.org
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III. Computer and Network SecurityPrepared by Rodney Petersen, EDUCAUSE/Internet2 Computer
and Network Security Task Force
The security of college and university computers and networks will be a signifi-
cant issue for higher education for 2003. The recent release by the White
House of The National Strategy to Secure Cyberspace will continue to attract sub-
stantial attention and spark discussion in government, industry, and higher
education. Many associations, consortia, and interest groups are debating how
to improve information technology security.
BackgroundThe new Department of Homeland Security (DHS) brings together within a
single federal department several of the key agencies with responsibilities for
cybersecurity. DHS will contain a new Information Analysis and Infrastructure
Protection Directorate that will analyze intelligence and information from other
agencies (including the CIA, FBI, DIA and NSA) involving threats to homeland
security and evaluate vulnerabilities in the nations infrastructure. The deputy
secretary for the Information Analysis Protection Directorate has yet to be
named. It will bring together the following governmental agencies:
> Critical Infrastructure Assurance Office (Commerce)http://www.ciao.gov/
> Federal Computer Incident Response Center (GSA)http://www.fedcirc.gov/
> National Communications System (Defense)http://www.ncs.gov/
> National Infrastructure Protection Center (FBI)http://www.nipc.gov/
> Energy Security and Assurance Program (Energy)http://oea.dis.anl.gov/home.htm
On February 28, 2003, the Presidents Critical Infrastructure Protection Board
was dissolved by Executive Order. The Department of Homeland Security will
now be responsible for cybersecurity operations and implementation of theAdministrations National Strategy to Secure Cyberspace. Cyberspace security policy
will continue within the White House under the coordination of the Homeland
Security Council. The Council is expected to establish a Policy Coordination
Committee to continue much of the work of the prior Boards committees. The
Department of Homeland Security also has established the office of an
undersecretary for science and technology. This official could become a key
player in establishing priorities for research and development in efforts to
improve cybersecurity.
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The recent establishment at Indiana University of the Research and Educational
Networking Information Sharing and Analysis Center is a significant accom-
plishment that will facilitate information sharing within higher education. It
will focus on the high performance network infrastructure dedicated to re-search and education known as the Abilene network. The Administrations
National Strategy to Secure Cyberspace called for establishing information and
analysis centers to facilitate communication, develop best practices, and dis-
seminate security-related information. Centers already have been established
for the following sectors of the economy: electric power, energy, telecommuni-
cations, information technology, banking and finance (financial services), water
supply, surface transportation, oil and gas, emergency fire services, food,
chemicals industry, and emergency law enforcement.
Securing Campus NetworksThe higher education community will be looked to for leadership in thefollowing areas:
> Improving the security of college and university computers and networks;
> Providing training, certification, and educational curriculum and degreeprograms to enhance the cybersecurity workforce; and
> Conducting basic and applied research in the area of computer andnetwork security.
The EDUCAUSE/Internet2 Computer and Network Security Task Force com-
missioned two research projects: 1) a memo describing legal and compliance
issues for computer and network security, and 2) development of an incident
classification scheme that can be used to measure security incidents and collectbetter metrics about the extent of the problem and assess progress over time.
The Security Task Force also is looking for opportunities to collaborate with
industry and government on ways to improve the security of higher education
computers and networks. For example, the NSF Advanced Networking Project
with Minority Serving Institutions is working with the Software Engineering
Institute and the CERT Coordination Center of Carnegie Mellon University to
leverage its expertise and resources.
The use of digital certificates continues to be a promising technology for facili-
tating secure online financial transactions, private email, and electronically
signed forms. It will facilitate trusted electronic communications within and
between institutions of higher education as well as with federal and state
governments. The use of digital certificates on campuses is expanding. It is
worth noting that a recent NSF-funded workshop on technology related to
these certificates (middleware) attracted representatives from 80 colleges,
compared to 20 at the same workshop a year ago.
A bridge is a computer system that facilitates interoperability between digital
certificates issued by different campuses and by state and federal government
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agencies. With financial assistance from NIH and NSF, EDUCAUSE is sponsor-
ing a group to specify and implement such a bridge, called the Higher Educa-
tion Bridge Certification Authority (HEBCA). The HEBCA will interact with an
analogous system run by the federal government, called the FBCA. The busi-ness plan and availability rules for the HEBCA are to be determined. The target
operational date for the HEBCA is September 2003.
RECOMMENDATION: HEIT Alliance Members should continue to raise aware-
ness among their institutional and professional memberships of the impor-
tance of improving the security of college and university computers and
networks. The HEIT Alliance should monitor further legislative develop-
ments, including legislation concerning identity theft and Social Security
number use and related issues, and consider appropriate advocacy positions.
The HEIT Alliance should coordinate activities with the EDUCAUSE/
Internet2 Computer and Network Security Task Force, especially as they
relate to interactions with federal agencies responsible for implementation ofthe National Strategy to Secure Cyberspace.
The Security Task Force also is working to monitor and influence regulatory
activities related to federal research grants and contracts. To date, NASA is the
only federal entity to require certain cybersecurity thresholds for federal
contracts and is currently considering extending those provisions to federal
grants. It is possible that other federal research agencies will consider the NASA
approach a model. The release of the Health Insurance Portability and
Accountability Act of 1996 (HIPAA) Security Standards Final Rule on February
13, 2002, also will become an influential model of the types of security
standards, policies, and technologies that colleges and universities are likely to
deploy. The Federal Trade Commission also has issued a Final Rule for
Standards for Safeguarding Customer Information under the Financial Services
Modernization Act of 1999, popularly known as the Gramm-Leach-Bliley Act
of 1999, with an effective date of May 23, 2003. Additionally, it will be
important to monitor the effects of new state laws or the imposition of state
regulations on the security practices of public universities.
RECOMMENDATION: HEIT Alliance members should continue to monitor the
development of regulations or standards for improving data security and
assess the campus impact of coming into compliance. Also, the Alliance
should generally oppose any new proposals that tie receipt of federal funds,
for research or other purposes, to IT security requirements.
Education and Training of IT Security ProfessionalsSignificant links have been established during the past year between efforts to
improve computer and network security in higher education and academic
programs designed to provide training and education to cybersecurity profes-
sionals. Several institutions that have been designated as Centers of Academic
Excellence by the National Security Agencyin Information Assurance and
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Education have already established relationships between the campus IT
security professionals responsible for securing campus systems and the faculty
and academic administrators responsible for running the centers. In some
cases, the IT security professionals are enrolled in the professional certificationprograms or are serving as course instructors.
RECOMMENDATION: The HEIT Alliance should continue to share information
about new academic programs or funding opportunities for enhancing the
cyber-security workforce as well as professional development of current
campus IT security personnel. The HEIT Alliance and Security Task Force
should support and participate in the efforts of the Colloquium for Informa-
tion Systems Security Education managed by the James Madison University
Center for Research in Information Systems Security Education. The collo-
quium provides a forum for dialogue among leading figures in government,
industry, and academia to work in partnership to define current and emerg-
ing requirements for information security education, and to influence andencourage the development and expansion of information security curricula,
especially at the graduate and undergraduate levels.
Cybersecurity Research and DevelopmentHigher education has become home to several cybersecurity research centers
over the past few years. The interest in developing a cybersecurity or homeland
security research focus on campus has been spawned by shifting national
priorities and increased funding opportunities since September 11th. Addition-
ally, the recent Cybersecurity Research and Development Act promises new
sources of funding for computer and network security research and education.
Organizations such as the Institute for Information Infrastructure Protection, to
which many of the higher education research centers belong, have been
advocating increased federal funding as well as attempting to shape the
research.
To better secure college and university computers and networks, there will be
increased attention and emphasis on applied research for cybersecurity over
the next year. The National Institute for Standards in Technology (NIST) has
become a critical resource for the federal government and private sector in
developing practical security resources. The Computer Security Resource
Center at NIST contains a wealth of resources and continues to pursue investi-
gation and documentation of research topics of practical benefit to both gov-ernment and other entities such as higher education. Similarly, the National
Science Foundations Middleware Initiative has been a tremendous stimulus for
colleges and universities struggling to develop authentication and authorization
mechanisms to better secure their networked resources and the growing
amounts of intellectual property available online through licensing
arrangements.
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RECOMMENDATION: The HEIT Alliance should advocate increased funding of
cybersecurity research and development initiatives and work closely with
the policymakers and federal agencies that will shape the cybersecurity
research agenda. The HEIT Alliance should support the efforts of organiza-tions whose mission is to strengthen research and education in the comput-
ing fields, expand opportunities for women and minorities, and improve
public and policymaker understanding of the importance of computing and
computing research in our society.
RESOURCES:
Colloquium for Information Systems Security Education
http://www.ncisse.org/
Computer Security Resource Center,
National Institute for Standards in Technology
http://csrc.nist.govComputing Research Association
http://www.cra.org
Department of Homeland Security
http://www.dhs.gov
EDUCAUSE/Internet2 Computer and Network Security Task Force
http://www.educause.edu/security
Federal PKI Bridge
http://www.cio.gov/fbca/
Higher Education Bridge Certificate Authority
http://www.educause.edu/hebca/
HIPAA Security Standards Final Rule
http://www.cms.hhs.gov/regulations/hipaa/cms0003-5/
0049f-econ-ofr-2-12-03.pdf
NSF Advanced Networking Project With Minority Serving Institutions
http://www.anmsi.org/
NSF Middleware Initiative
http://www.nsf-middleware.org
Presidents Critical Infrastructure Protection Board
http://www.whitehouse.gov/pcipb
Software Engineering Institute, Carnegie Mellon University
http://www.sei.cmu.edu/
The Institute for Information Infrastructure Protection
http://www.thei3p.orgThe National Strategy to Secure Cyberspace
http://www.securecyberspace.gov
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The report highlights dramatic steps forward in such diverse disciplines as
atmospheric science, forestry, ocean science, environmental science and engi-
neering, space weather, computer science and engineering, bioinformatics,
medicines, physics, astronomy, engineering, materials science, and the socialand behavioral sciences.
The report calls for National Science Foundation leadership in building a bold,
broad-based initiative designed to revolutionize all areas of science. The tools
needed could cost up to $1 billion a year in new investments and may require
new organizational tools within the NSF and the scientific community as well.
The first step is building consensus within the scientific and policy communities
that this is something the United States must do.
The report also emphasizes the high cost of not undertaking an integrated,
comprehensive approach to cyberinfrastructure: Scientific disciplines will
initiate these kinds of distributed, collaborative efforts for themselves, but theresults will be more costly, fragmented, balkanized, and not interoperable.
Valuable secondary and multidisciplinary uses of scientific research will be lost.
The National Science Foundation has requested $20 million in its fiscal 2004
budget request to Congress to begin a new cyberinfrastructure initiative. Initial
Congressional reaction to the report has been positive, but this will be a major,
multiyear effort if the full vision is to be realized.
RECOMMENDATIONS: The HEIT Alliance should endorse the findings and
recommendations of the Blue Ribbon Advisory Committee on
Cyberinfrastructure and communicate that support to NSF and Administra-
tion leadership. The Alliance should support these findings and recommen-
dations with appropriate Congressional leaders and seek both hearings and
authorizing legislation to further these goals. The Alliance should support
the $20 million cyberinfrastructure request in the NSF budget for 2004 and
seek dramatic increases in the amounts to be invested in future years.
RESOURCES:
Press Release: National Science Foundation Releases New Report from
Advisory Committee for Cyberinfrastructure
http://www.nsf.gov/od/lpa/news/03/pr0318.htm
Revolutionizing Science and Engineering Through Cyberinfrastructure:Report of the National Science Foundation Blue-Ribbon Advisory Panel
on Cyberinfrastructure:
http://www.communitytechnology.org/nsf_ci_report/
Statement from Peter A. Freeman, NSF Assistant Director for CISE:
http://www.cise.nsf.gov/evnt/reports/atkins_annc_020303.htm
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V.HIGHER EDUCATION ACTREAUTHORIZATION
Prepared by Jon Fuller, NAICU, and Richard Harpel, NASULGC
Federal Student Financial Aid and Distance EducationUtilization of the World Wide Web and other technologies are important means
of delivering academic coursework to a significant number of students who are
pursuing a college education, particularly those who face time and geographic
limitations. During the past several years, many schools that offer these
programs have identified some statutory provisions enacted a decade ago to
prevent fraud and abuse, which have inhibited their efforts for expansion and
improvement in distance education. The Higher Education Act (HEA) should
permit and support a carefully monitored expansion of programs that use
innovative means to deliver education programs, while ensuring continued
program integrity.
A new program, based on the Education Departments existing Distance Educa-
tion Demonstration Program, would permit existing demonstration sites to
continue participating and also allow the Secretary to select additional partici-
pants from among all Title IV eligible institutions that seek a waiver of certain
existing time and place provisions now in the law minus the limitation to 50
institutions currently found in the demonstration program. As is currently the
case, participating institutions would agree to a higher level of oversight by theDepartment of Education. The Department should be required to provide
periodic statements to Congress about the impact and effectiveness of the
program.
We believe that this represents a balanced approach to distance education that
will afford institutions the opportunity to be flexible and innovative in re-
sponding to student needs for non-traditional delivery mechanisms, while still
preserving critical safeguards to maintain the integrity of the program, protect
the federal fiscal interest, and retain public confidence in the quality of the
enterprise.
RECOMMENDATION: The Distance Education Demonstration Program,authorized in Section 486 of the HEA, should become the prototype for a
permanent program for non-traditional delivery of higher education.
Improving the Application of Technology in Higher EducationTo enable institutions of higher education to keep pace with rapid technological
developments, meet the nations pressing workforce needs, and respond to
dramatic demographic changes in the student population, we urge Congress to
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expand funding for technology within the HEA.As colleges and universities
respond to todays needs and challenges, they have begun to re-examine their
assumptions about the way faculty teach, students learn, and knowledge is
acquired and retained. Many innovative changes are being implementedthrough the use of advanced technologies. Several recent studies have demon-
strated that academic instruction and coursework at all levels of education
often benefit from the incorporation of technology into curriculum design and
delivery, both in the classroom and through distance learning.
However, the efficiencies and increased productivity from the often-enormous
investments in infrastructure have sometimes fallen short of expectations. The
full benefit of technology in the educational process isrealized only by enhanc-
ing the technology skills of faculty and students, ensuring adequate system
support, and providing the funds necessary to build a new academic framework
around this new resource.
RECOMMENDATION: Congress should create a new title in the HEA devoted
exclusively to the support of technology within institutions of higher educa-
tion. This new title should be authorized at $50 million for the creation of a
competitive grant program to support: 1) adaptations of technology to the
curriculum; 2) faculty development in the effective use of technology; 3)
augmentation of technological skills of K-12 teachers; and 4) planning for
campus technology systems development. This program would provide seed
money to institutions and is not intended to support operations or mainte-
nance of programs over time. AllTitle IV eligible institutions under Section
101(a) should be eligible to compete for these grants with a special effort to
meet the needs of institutions enrolling a high percentage of low-income
students.
RESOURCE:
http://www.acenet.edu/washington/HEAProposals.DOE.pdf
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VI. INTELLECTUAL PROPERTYPrepared by Prue Adler, ARL and John Vaughn, AAU
Digital Media Consumers Rights Act of 2003There is growing awareness among some members of Congress that the Digital
Millennium Copyright Act (DMCA) tipped the scales too far in favor of propri-
etors and proprietary control over copyrighted material. In an effort to restore
that balance, on January 7, 2003, Rep. Rick Boucher (D-VA), Rep. John
Doolittle (R-CA), and Rep. Spencer Bachus (R-AL) introduced the Digital
Media Consumers Rights Act of 2003" (DMCRA, H.R. 107). The bill reaffirms
fair use in the digital age and addresses key concerns with the anti-circumven-
tion provisions of the DMCA. If passed, the DMCRA would restore fair use
rights by amending the DMCA to allow circumvention of a copy protection
system for noninfringing uses of digital copyrighted material. The DMCRA also
would ensure that it is not a violation of Section 1201 of the DMCA to manu-
facture, distribute, or make noninfringing use of a hardware or software
product that enables significant noninfringing use of a copyrighted work, such
as creating backup copies of legally purchased CDs or other digital media. In
addition, Rep. Zoe Lofgren (D-CA) introduced a related bill, the Benefit
Authors without Limiting Advancement or Net Consumer Expectations Act of
2003 (Balance Act) Rep. Lofgrens bill raises a number of issues of interest to
the library and higher education community and is another positive sign thatCongress is reexamining a number of key copyright issues.
RECOMMENDATION: A number of higher education and library organizations
endorsed H.R. 107 and will actively work for passage of this legislation.
These groups will also work in support of the Balance Act of 2003.
Distance EducationAmong the benefits for distance education of the Technology, Education, and
Copyright Harmonization Act (TEACH Act), which was enacted in the 107th
Congress, are an expansion of the scope of materials that may be used in
distance education; the ability to deliver content to students outside the class-room; the opportunity to retain archival copies of course materials on servers
under certain circumstances; and the authority to convert some works from
analog to digital formats. The TEACH Act conditions those benefits, however,
on compliance with numerous restrictions and limitations. Among them are
the need to adopt and disseminate copyright policies; implementation of
technological restrictions on information resources and on access and copying;
adherence to limits on the quantity of certain works that may be digitized and
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included in distance education; and use of copyrighted materials in the context
of mediated instructional activities akin in some respects to the conduct of a
traditional course.
The higher education and library communities have begun to develop materials
to inform educators and librarians how to effectively comply with TEACHs
provisions in order to benefit from the new exemptions. HEIT Alliance mem-
bers participated in a workshop where experts with technical expertise in user
authorization and authentication shared their perspectives about the techno-
logical means currently available to nonprofit institutions making a good faith
effort to comply with the TEACH Act. The workshop produced a paper that is
intended to provide initial guidance on the technological requirements of
TEACH, http://www.ala.org/washoff/teachdrm.pdf
RECOMMENDATION: The higher education and library communities will
continue to develop educational materials to explain the provisions of theTEACH Act and its impact on educational institutions and libraries.
Database LegislationThe pressure to enact legislation that provides additional protection to data-
bases continues. Staffs of the House Committee on Energy and Commerce and
the Committee on the Judiciary continue to meet in an effort to fashion a
compromise bill. The committee chairmen, Rep. Billy Tauzin (R-LA) and Rep.
James Sensenbrenner (R-WI), announced that work on a database bill would
be completed by April 15, 2003. The library and higher education community,
the financial services industry, high-tech companies and related sectors support
balanced, narrowly targeted legislation that would provide additional protec-
tions to databases. Unlike the past several years, the Senate also is expected to
engage in this debate.
RECOMMENDATION: The library, education, high-tech, and financial services
sectors will continue to work for balanced legislation in this arena. These
communities will continue to work with staff and others in the database
coalition to craft balanced legislation that reflects library and education
interests.
Digital Rights Management (DRM)There has been a great deal of activity on DRM with much more expectedduring this session of Congress. Three DRM bills were introduced in Congress
in 2002, in addition to related activity on digital television at the Federal
Communications Commission (FCC). Some, but not all of these measures, may
be reintroduced this session. Highly controversial legislation that would require
the digital content, consumer electronics, and information technology indus-
tries to craft standards for all digital media devices in order to prevent piracy is
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expected to be reintroduced. In addition, legislation relating to anti-counterfeit-
ing may be reintroduced and, as amended in the 107th Congress, would stifle
fair use, preservation, and interlibrary loan initiatives.
RECOMMENDATION: The library and education communities will work with
others in the public and private sectors on digital rights management legisla-
tion to ensure that it is balanced in approach and does not result in new
constraints on the ability of institutions to take full advantage of privileges
and exemptions in the Copyright Act.
Uniform Commercial Information Transactions Act (UCITA)UCITA is a proposed uniform state law that seeks to create a unified approach
to licensing software and information. Sponsors of the proposed state law, the
National Conference of Commissioners on Uniform State Law recently pro-
posed and accepted a number of amendments to UCITA to address continuingconcerns. Despite these changes, significant opposition remains. An aggressive
legislative campaign to adopt UCITA is expected in 2003. In February, however,
the American Bar Association chose not to endorse UCITA.
RECOMMENDATION: Proponents are likely to aggressively push the adoption
of UCITA in multiple states this year. It will be important to continue to
oppose or modify UCITA legislation as it is introduced in different states.
Peer-to-Peer (P2P) File TradingP2P technology represents a natural evolution of the Internet and holds great
promise. By enabling virtually anyone with an Internet connection to share
files, P2P technology affords new opportunities for global communication,
including academic collaboration among students and scholars. However, like
most technologies, peer-to-peer can be put to both legitimate and illegitimate
uses. The legitimate uses of peer-to-peer technology for academic collaboration
are still evolving, but the misuse of P2P for the illicit distribution of music,
video, and other copyrighted materials is already a cause for great concern.
Universities regard uses of peer-to-peer technology that constitute copyright
infringement as a serious matter, and universities have and will continue to
meet their legal obligations to address abuses of copyright law. With respect to
P2P technologies, the challenge is to find ways to reduce inappropriate use of
P2P without constraining the development of P2P technologies for legitimateand valuable purposes, without chilling the free and open exchange of infor-
mation in academic settings, and without invading student rights to privacy.
A Joint Committee of the Higher Education and Entertainment Communities
was formed recently to bring representatives from the two communities to-
gether to examine ways to reduce the inappropriate use of P2P file-sharing
technologies on college and university campuses, as well as to explore pros-
pects for narrowing the two communities differences on existing and proposed
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federal intellectual property legislation. Representatives from the American
Council on Education, the Association of American Universities, EDUCAUSE
and the National Association of State Universities and Land-Grant Colleges
have joined with representatives from the Recording Industry Association ofAmerica and the Motion Picture Association of America.
RECOMMENDATION: Colleges and universities should examine their policies
governing copyright and use of campus computing networks, and the
applicability of those policies to the use of P2P file-sharing technologies.
Institutions should seek ways to reduce or eliminate the illegitimate use of
P2P file sharing without interfering with legitimate activities or infringing on
core academic values such as the open sharing of information and privacy
protection. The Joint Committee will be developing suggestions for promot-
ing these objectives through campus education activities and appropriate use
of technology in the management of computer networks.
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VII. PRIVACYPrepared by John Vaughn, AAU
Maintaining the privacy of student, employee, and faculty records is an ex-
tremely important issue for educational institutions and libraries. The impor-
tance of safeguarding individual information and data can be at odds, however,
with the rights of those who may request access to this information. Legal
battles over these issues fill the courts as the nation struggles to find the appro-
priate balance in individual cases of privacy and security. The USA PATRIOT
ACT is just one of a number of different areas where privacy concerns are
involved. Also relevant are efforts by copyright owners to identify Internet
users allegedly engaging in infringing P2P file sharing.
Educational institutions that provide medical care or sponsor employee group
health plans should investigate their obligations under the Health Insurance
Portability and Accountability Act (HIPAA) Privacy Rule, which took effect on
April 14, 2003. The HIPAA Rule restricts how covered entities may use and
disclose individually identifiable health information and requires security for
such data. The rule also grants individuals certain rights to access and correct
their personal health information.
Educational institutions and libraries also must help shape the broader discus-sion and debate over public, commercial, and government access to informa-
tion. The 108th Congress recently examined an initiative to create a Total
Information Awareness database, designed to allow national security and law
enforcement agencies to search data drawn from multiple sourcespotentially
including universitiesfor homeland security threats. Also, legislation has re-
emerged that would limit how educational institutions may use, and how they
must safeguard, Social Security numbers. Lawmakers are also expected to
address unsolicited commercial email, or spam, which frustrates consumers
and clogs the systems of Internet service providers. Additionally, protections
regarding collecting sensitive medical and financial information, employers
monitoring online activities and email, and related activities are being consid-
ered for legislation.
The Center for Public Integrity recently released a copy of draft legislation,
purportedly drafted by the Department of Justice, that would expand govern-
ment surveillance powers. Known as The Domestic Security Enhancement Act
of 2003 (or USA-PATRIOT Act II in the mainstream media), this legislation
would relax the standards for using pen registers ( a device or process that
records or decodes dialing, routing, addressing, or signaling information) to
investigate U.S. citizens. The draft legislation would clarify that authorized
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electronic surveillance may encompass any of a devices functions (for instance,
a home computer used for e-mail and voice communications.) Any informa-
tion seized from the device, whether or not related to the intercepted commu-
nications, would be combined with the electronic surveillance order.
RECOMMENDATION: Monitor and track legislation and related activities to
ensure that higher education and library community interests and perspec-
tives are included in the debate.
RESOURCES:
The 108th Congress is expected to be active on privacy issues. Late-breaking
news, issue tracking and policy analysis can be found at the following sources.
In addition, the Department of Health and Human Services provides extensive
information about compliance with the HIPAA Privacy Rule at the site included
below:
GAOhttp://www.gao.gov
Electronic Privacy Information Center
http://www.epic.org
Center for Democracy & Technology
http://www.cdt.org
Health and Human Services HIPAA Information
http://www.hhs.gov/ocr/hipaa/
http://www.publicintegrity.org/dtaweb/home.asp
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VIII. SPECTRUM MANAGEMENT ANDWIRELESS INTERNET ACCESS
Prepared by Garret Sern, EDUCAUSE
The FCC and Congress are both looking at available spectrum as the panacea
for solving the last mile broadband access challenges. The FCC has issued
several calls for public comments, including responses to the FCC Spectrum
Policy Task Force Report, Promoting Wireless in Rural Areas and Additional Spec-
trum for Unlicensed Devices, and, most recently, its examination of the rules and
polices governing the licensing of Instructional Television Fixed Service (ITFS),
the Multipoint Distribution Service, and Multipoint Multichannel Distribution
Service (known collectively as the services).
This latest notice of proposed rulemaking is intended to promote competition,
innovation, and investment in broadband wireless services and to promote
education services. However, there is concern that some of the proposed rule
changes would encourage license holders to lease their spectrum, rather than
develop it.
The Chairman of the Senate Commerce Committee Communications Subcom-
mittee Chairman Sen. Conrad Burns (R-MT) has named spectrum reform a
priority issue for this legislative session. The 108th Congress has already
brought the introduction of the Jumpstart Broadband Act (H.R.340/363/S.159), which directs the FCC to allocate spectrum for unlicensed wireless
devices. Sen. George Allen (R-VA) introduced the Digital and Wireless Net-
working Promotion Act (S.196), directing the NSF to establish an office to
promote research and development on wireless infrastructure solutions for
rural America and underserved minority communities.
RECOMMENDATIONS: Respond to FCC inquiries, encouraging the higher
education and library communities to submit specific examples of how they are
using the ITFS spectrum and the potential benefits for education and research if
more spectrum is allocated and developed for this purpose. Carefully examine
recent proposals for developing the 2500-2690 MHz bands to determine
whether this is the right approach, or whether a better alternative exists.
RESOURCES:
FCC Wireless Telecommunications Bureau
http://wireless.fcc.gov/
FCC Spectrum Policy Task Force Report
http://www.fcc.gov/sptf/
Net@EDU Wireless Working Group
http://www.educause.edu/netatedu/groups/wireless/
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IX. NEW OPPORTUNITIESPrepared by Linda Kay Benning, NASULGC,
and Richard Harpel, NASULGC
Digital Opportunity Investment Trust (DOIT)The Digital Opportunity Investment Trust is an initiative that would create a
trust fund from a portion of the proceeds of the auctions of the federal electro-
magnetic spectrum. The trust would be available in perpetuity to support the
type of transformation envisioned by the Millennium Partnership Initiative
(MPI) sponsored by NASULGC. A bill (S. 2603), sponsored by Senators
Christopher Dodd (D-CT) and James Jeffords (I-VT), was introduced in the
107th Congress to create such a trust. While this bill was not enacted, it is likely
to be reintroduced this year.
RECOMMENDATION: Support passage of this bill in the coming session of
Congress.
Millennium Partnership InitiativeThe MPI is an initiative that seeks to establish, in partnership with states and
the private sector, a long-term, multiagency program in the federal government
that will enable colleges and universities to meet the IT needs of their students
and faculty in the coming decades. It would provide resources for institutionsto transform the educational landscape through cutting-edge innovations in
teaching and learning.
NASULGC has briefed members of Congress, the Administration, and campus
officials concerning this initiative and has received encouraging responses that
have helped in the continued development of this concept. In addition, mem-
bers of the private sector have also contributed to this effort through the
Business-Higher Education Forum. This past year, efforts have focused on the
development of a sound conceptual study that seeks to confirm the need for
this program and on finding an appropriate authorizing mechanism to enact
such an initiative into law. The Forum will release a report through its Learning
and Technology working group, looking at how information technology istransforming teaching and learning. The focus of this report will be on the
learning transformation that takes place through the integration of technology
into the higher education experience. This report will likely contribute to the
growing awareness of the need for a major federal initiative such as the MPI
and will assist in the development of a framework for how such a program
might enhance and transform the higher education experience.
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RECOMMENDATION: Continue to pursue authorizing legislation for the MPI
through the Higher Education Act reauthorization bill, as well as other
legislation that might support a long-term, multiagency program.
Public Television and Higher EducationSince April 2002, NASULGC, the American Association of Community Col-
leges, the American Association of State Colleges and Universities, and the
Association of Public Television Stations have met regularly to work to assist all
of higher education to extend to every American the opportunity for formal
education and access to the resources of the university through public televi-
sion broadcast technology. The group will continue to focus on finding new
resources and authorization language, particularly in the Higher Education Act
and Corporation for Public Broadcasting reauthorization. Existing laws also will
be examined to find ways to increase use of public TV.
RECOMMENDATION: Focus on areas of mutual interest to enhance the part-
nership between all of higher education and public television.
RESOURCES:
Wisconsin Public Television
http://evolvinglinks.uwex.edu
Association of Public Television Stations
http://www.apts.org
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X. FUNDING PRIORITIESPrepared by Christie Dawson, AASCU, and Sue Fratkin, EDUCAUSE
U.S. DEPARTMENT OF COMMERCETechnology Opportunities Program (TOP)Part of Commerces National Telecommunications and Information Administra-
tion (NTIA), TOP promotes expanding the availability and use of advanced
telecommunications for public and nonprofit entities. TOP funds model pro-
grams that demonstrate innovative uses of network technology and works to
ensure that information about these projects is widely disseminated, especiallyto rural and underserved communities.
Funding: FY 00: $15.5 million
FY 01: $42.5 million
FY 02: $12.4 million
FY 03: $15.5 million
FY 04: President eliminated funding.
RECOMMENDATION: FY 04: Work with the Leadership Conference on Civil
Rights to support continued funding for the TOP program.
RESOURCES:National Telecommunications and Information Administration
http://www.ntia.doc.gov/top/grants
Leadership Conference on Civil Rights
http://www.lccr.org
Public Telecommunications Facilities Program (PTFP)Also part of the NTIA, this program funds efforts to bring educational and
cultural programs to the American public using broadcasting and
nonbroadcasting telecommunications technologies. Educational and instruc-
tional projects are included in the nonbroadcasting technology segment of the
program that supports new telecommunications facilities. This program has
funded satellite networks to deliver instructional programming to new service
areas, typically through higher education entities and often for advanced
courses in math and a broad range of sciences.
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Funding: FY 02: $45 million
FY 03: $43.5 million
FY 04: $2.5 million requested by Presidents budget for
overhead for staff. Presidents budget also recom-mends CPB allot $100 million of its budget for
digital transition ($80m for television and $20 m
for satellite)
RECOMMENDATION: $110 million for FY 04 from the Department of
Commerce for the PTFP program. This amount is consistent with the
American Public Television Stations request for FY 03.
RESOURCE:
NTIA
http://www.ntia.doc.gov/ptfp/
APTShttp:// www.apts.org
U.S. DEPARTMENT OF EDUCATIONCommunity Technology CentersThis program, moved to Title V, Part D, Subpart 11 of the Elementary and
Secondary Education Act (ESEA), authorizes institutions of higher education,
state education agencies, local education agencies, nonprofits, and consortia to
create or expand community technology centers to broaden access to informa-
tion technology in distressed communities.
Funding: FY 00: $32.5 million
FY 01: $65 million
FY 02: $32.5 million
FY 03: $32.3
FY 04: President eliminated funding.
RECOMMENDATION: Restore to its FY 01 funding level of $65 million.
Educational Technology State GrantsThe Enhancing Education Through Technology Act of 2001 was authorized as
part of the ESEA amendments of 2001. This program is the umbrella $1 billionauthorization for the departments technology effort. The Secretary of Educa-
tion distributes Educational Technology Grants to the states using a formula
based on population and poverty levels. States keep 5 percent to assist local
efforts and will award the remaining funds. Half these awards will be distrib-
uted by formula to local education agencies (LEA), and the remaining half will
be distributed by competitive grants to local agencies or partnerships. Twenty-
five percent of the funds received by the LEA or partnership are to be used for
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professional development activities. (Partnerships include a high-need LEA, an
institution of higher education, and either a business or an organization.)
Funding: FY 02: $700.5 millionFY 03: $696 million
FY 04: $700.5 million
RECOMMENDATION: Fund at its authorized level of $1 billion for FY 04.
Preparing Tomorrows Teachers to Use Technology (PT 3)This program supports institutions of higher education to better prepare
tomorrows teachers to incorporate technology into the classroom.
Funding: FY 00: $75 million
FY 01: $125 millionFY 02: $62 million; will fund current grants
FY 03: $62 million
FY 04: President eliminated funding
RECOMMENDATION: Restore to its FY 01 funding level of $125 million.
RESOURCE:
Department of Education
http://www.ed.gov/offices/OPE/PPI/teachtech/
National Science Foundation (NSF)NSF houses several critical programs that promote information technology
education, training, and research. It should be noted that at the time this
document was printed, the NSF was still in the process of resolving final FY03
omnibus spending levels with Congress for some of these programs.
Advanced Technological Education (ATE)This program funds efforts to improve undergraduate and secondary techno-
logical education. This is accomplished by supporting curriculum development;
the preparation and professional development of college faculty and secondary
school teachers; internships and field experiences for faculty, teachers, andstudents; and other activities.
Funding: FY 01: $40 million
FY 02: $39.11 million
FY 03: Presidents budget request, $38.16 million.
Congress awarded $42.88 million in the final
omnibus spending bill
FY04: Presidents budget request, $38.16 million
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RECOMMENDATION:$50 million for FY 04
RESOURCE:
Directorate for Education and Human Resources (EHR)www.ehr.nsf.gov/HER/DUE/programs/ate/
Course, Curriculum and Laboratory Improvement (CCLI)CCLI funds efforts to improve the quality of science, mathematics, engineering,
and technology education for all students, targeting course content, curricula,
and practices. There are three components of this program: educational materi-
als development, national dissemination, and adaptation and implementation.
Funding: FY 00: $46 million
FY 01: $46 million
FY 02: $56.4 millionFY 03: Presidents budget request, $55.53 million. The
final omnibus spending bill did not specify a
targeted amount so NSF is resolving this matter
with Congress.
FY 04: Presidents budget request, $40.63 million
RECOMMENDATION: $65 million for FY 04
RESOURCE:
http://www.ehr.nsf.gov/due/programs/ccli/
Federal Cyber Service: Scholarship for Service (SFS)This program seeks to increase the number of qualified students entering
computer-security and information-assurance programs by providing funding
to colleges and universities to award scholarships in these fields and by provid-
ing support to schools interested in building programs in these fields.
Funding: FY 03: Presidents budget request, $11.18 million. The
final omnibus spending bill did not specify a
targeted amount so NSF is resolving this matter
with Congress
FY 04: Presidents budget request, $16.18 million
RESOURCE:
http://www.ehr.nsf.gov/EHR/DUE/programs/sfs/
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Noyce ScholarshipsThis program awards scholarships to encourage mathematics, science, and
engineering students to become teachers. Colleges and universities will provide
in-service and pre-service training and support for the program.
Funding: FY 02: $5 million
FY 03: Presidents budget request, $4 million. The final
omnibus spending bill did not specify a targeted
amount so NSF is resolving this matter with
Congress.
FY 04: Presidents budget request, $4 million.
RECOMMENDATION: Fund at authorized level of $25 million.
Math and Science Partnerships (MSP)FY 02 was the first year for the MSP Initiative, designed to provide funds for
states and local education agencies to partner with colleges and universities,
particularly departments of science, technology, engineering, and mathematics,
to raise math and science standards. MSPs will fund two categories of partner-
ship activity: comprehensive awards for five years, with possible funding of $7
million annually; targeted awards for more specific science and math education
initiatives, funded from $100,000 to $1.5 million per year, for up to five years.
Funding: FY 02: $160 million
FY 03: Presidents budget request, $200 million. The
omnibus spending bill reduced this amount to
$126.67 million
FY 04: Presidents budget request, $200 million
RECOMMENDATION: Support the Presidents FY04 budget request of $200
million.
RESOURCE:
http://www.ehr.nsf.gov/mathandsciencepp.asp
NSF Computer Science, Engineering, and Mathematics Scholarships
(CSEMS)Provides funds to colleges and universities for scholarships to financiallydisadvantaged students in computer science, computer technology, and engi-
neering. Funds can be used to improve education in these disciplines, increase
student retention, improve professional development, and strengthen
partnerships between schools and related employment areas.
Funding: Funding for this program is based on income from fees paid by
employers for skilled foreign workers H-1B visas.
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RECOMMENDATION: Begin to identify revenue streams independent of H1B
visa fees.
RESOURCE:http://www.ehr.nsf.gov/EHR/DUE/programs/csems/default.asp
Science, Technology, Engineering and Mathematics Talent ExpansionProgram (STEP)The STEP program provides grants to colleges and universities to increase the
number of undergraduate math and science majors.
Funding: FY 02: $5 million
FY 03: Presidents budget request, $2 million. This was
dramatically increased in the omnibus spending
bill to $21.85 millionFY 04: Presidents budget request, $7 million
NSF Middleware Initiative (NMI)The purpose of this program is to enable the members of the advanced network
community (research universities, government agencies, and industrial units)
to collaborate in assembling the known and needed pieces of middleware and
cyberinfrastructure for NMI. Middleware refers to the software that is common
to multiple applications and builds on the network transport services to enable
ready development of new applications and network services. Examples of
middleware include system security software, such as digital signatures and
authentication programs.
Funding: FY03: $7 million
FY04: Presidents request $10 million
Information Technology ResearchThis cross-functional program in NSF includes not only fundamental research
in IT, but also new applications of IT in all scientific, engineering, and educa-
tional areas, as well as innovative infrastructure to support IT research and
education.
Funding: FY03: $190.67 million
FY04: Presidents request $302.61 million
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Networking and Information Technology Research and Development(NITRD)The NITRD program involves programs in 12 agencies addressing a broad range
of IT research questions through coordinated efforts in partnership with indus-trial and academic researchers. The NSF, through the Interagency Working
Group, serves as the lead agency for the program component areas, which
include high-end computing, human computer interaction & information
management, large-scale networking, software design and productivity, high
confidence software and systems, and social, economic, and workforce
implications of IT.
NITRD FY04 requested, total $2.179 billion
Commerce $39 million
Defense $461 million
Energy $317 million
EPA $2 millionHHS $441 million
NASA $195 million
NSF $724 million
RESOURCE:
National Coordination Office for Information Technology Research and
Development
http://[email protected]
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NASULGCNational Association of State Universitiesand Land-Grant Colleges
1307 New York Avenue, N.W., Suite 400hi