a brief self-rating questionnaire for depression (srq-d)

8
A Brief Self-Rating Questionnaire for Depression (SRQ-D) BURTON W. ROCKLlFF, M.D. The concept that the diagnosis of psychiat- ric disorders can be greatly aided by evaluating the response of patients to a stand- ardized set of questions or statements is a most attractive proposition, and has led to the development of a number of self-admin- istered scales, including the much-used and burdensome Minnesota Multiphasic Person- ality Inventory (MMPI). With respect to the use of such scales in depressed patients, Zung has recently described' the construction and testing of a Self-Rating Depression Scale (SDS) of 20 items, and subsequently re- ported" that this scale compared favorably with MMPI in differentiating between diag- nostic groups of out-patients. While the Zung scale thus demonstrates that brevity and a degree of sensitivity can co-exist in such an instrument, the scale has several features which limit its usefulness and reliability. Briefly, the SDS does not provide the sub- ject with the opportunity to respond to any item with a simple negative (such as "never"); scoring can be done quickly only by use of a special over-lay; and, most importantly, sev- eral of the items are either ambiguous or non- specific, and provide poor separation of mean item scores as between depressed and non- depressed subjects'. This last point will be discussed in detail in a later section, but was the stimulus to devise a questionnaire in which each item would contribute strongly and equally to high total scores in depressed pa- tients while eliciting low scores in normal in- dividuals. METHOD A systematic scheme for the construction of the questionnaire was purposely avoided. Seven statements in the SDS which showed From the Medical Department. Western Sec- tion. Geigy Pharmaceuticals, San Bernardino, California. 236 good separation of scores as between normals and depressives 1 were converted to questions. The thrust of the question was changed in some instances. For example, the statement "My mind is as clear as it used to be" was changed to "Do you find it difficult to think clearly?" These questions constitute items 1, 3, 7, 13, 14, 16 and 17 of the SRQ-D (Table I). An SDS statement on which normal sub- jects scored rather high (with reversed scor- ing) "Morning is when I feel the best", was made more specific for depression as "Do you feel particularly discouraged in the morn- ings?" (item 5). Four additional questions concerning early-morning awakening, appe- tite, social participation and feelings of worth- lessness were devised (items 9, 11, 15 and 18), and these 12 questions constitute the relevant items of the SRQ-D. All of the relevant questions are oriented symptomatically- positive; that is, the more affirmative the answer the greater the indica- tion of abnormality or illness. The Zung scale correctly avoids this sameness by reversing the orientation of half the statements, al- though at the expense of specificity in some instances. It was decided that the same gen- eral result would be achieved by interspersing six non-relevant questions, some of which are negatively oriented. An additional advantage of these questions is that they provide use- ful contrast data for both within-group and across-group comparisons against the scores of the relevant questions. In this respect, they act as controls, and are considered control items. These items (2,4,6,8,10 and 12) were scored separately, and used in the validation of the scale. The subjects tested have a choice of four answers to each question: seldom or never, some of the time, quite often or almost al- ways. For anyone question, these answers are scored 0, 1, 2 and 3 respectively. Thus, Volume X A Brief Self-Rating Questionnaire for Depression (SRQ-D) BURTON W. ROCKLlFF, M.D. The concept that the diagnosis of psychiat- ric disorders can be greatly aided by evaluating the response of patients to a stand- ardized set of questions or statements is a most attractive proposition, and has led to the development of a number of self-admin- istered scales, including the much-used and burdensome Minnesota Multiphasic Person- ality Inventory (MMPI). With respect to the use of such scales in depressed patients, Zung has recently described' the construction and testing of a Self-Rating Depression Scale (SDS) of 20 items, and subsequently re- ported" that this scale compared favorably with MMPI in differentiating between diag- nostic groups of out-patients. While the Zung scale thus demonstrates that brevity and a degree of sensitivity can co-exist in such an instrument, the scale has several features which limit its usefulness and reliability. Briefly, the SDS does not provide the sub- ject with the opportunity to respond to any item with a simple negative (such as "never"); scoring can be done quickly only by use of a special over-lay; and, most importantly, sev- eral of the items are either ambiguous or non- specific, and provide poor separation of mean item scores as between depressed and non- depressed subjects'. This last point will be discussed in detail in a later section, but was the stimulus to devise a questionnaire in which each item would contribute strongly and equally to high total scores in depressed pa- tients while eliciting low scores in normal in- dividuals. METHOD A systematic scheme for the construction of the questionnaire was purposely avoided. Seven statements in the SDS which showed From the Medical Department. Western Sec- tion. Geigy Pharmaceuticals, San Bernardino, California. 236 good separation of scores as between normals and depressives 1 were converted to questions. The thrust of the question was changed in some instances. For example, the statement "My mind is as clear as it used to be" was changed to "Do you find it difficult to think clearly?" These questions constitute items 1, 3, 7, 13, 14, 16 and 17 of the SRQ-D (Table I). An SDS statement on which normal sub- jects scored rather high (with reversed scor- ing) "Morning is when I feel the best", was made more specific for depression as "Do you feel particularly discouraged in the morn- ings?" (item 5). Four additional questions concerning early-morning awakening, appe- tite, social participation and feelings of worth- lessness were devised (items 9, 11, 15 and 18), and these 12 questions constitute the relevant items of the SRQ-D. All of the relevant questions are oriented symptomatically- positive; that is, the more affirmative the answer the greater the indica- tion of abnormality or illness. The Zung scale correctly avoids this sameness by reversing the orientation of half the statements, al- though at the expense of specificity in some instances. It was decided that the same gen- eral result would be achieved by interspersing six non-relevant questions, some of which are negatively oriented. An additional advantage of these questions is that they provide use- ful contrast data for both within-group and across-group comparisons against the scores of the relevant questions. In this respect, they act as controls, and are considered control items. These items (2,4,6,8,10 and 12) were scored separately, and used in the validation of the scale. The subjects tested have a choice of four answers to each question: seldom or never, some of the time, quite often or almost al- ways. For anyone question, these answers are scored 0, 1, 2 and 3 respectively. Thus, Volume X

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Page 1: A Brief Self-Rating Questionnaire for Depression (SRQ-D)

A Brief Self-Rating Questionnaire for Depression (SRQ-D)BURTON W. ROCKLlFF, M.D.

• The concept that the diagnosis of psychiat-ric disorders can be greatly aided by

evaluating the response of patients to a stand­ardized set of questions or statements is amost attractive proposition, and has led tothe development of a number of self-admin­istered scales, including the much-used andburdensome Minnesota Multiphasic Person­ality Inventory (MMPI). With respect tothe use of such scales in depressed patients,Zung has recently described' the constructionand testing of a Self-Rating Depression Scale(SDS) of 20 items, and subsequently re­ported" that this scale compared favorablywith MMPI in differentiating between diag­nostic groups of out-patients. While the Zungscale thus demonstrates that brevity and adegree of sensitivity can co-exist in such aninstrument, the scale has several featureswhich limit its usefulness and reliability.

Briefly, the SDS does not provide the sub­ject with the opportunity to respond to anyitem with a simple negative (such as "never");scoring can be done quickly only by use of aspecial over-lay; and, most importantly, sev­eral of the items are either ambiguous or non­specific, and provide poor separation of meanitem scores as between depressed and non­depressed subjects'. This last point will bediscussed in detail in a later section, but wasthe stimulus to devise a questionnaire in whicheach item would contribute strongly andequally to high total scores in depressed pa­tients while eliciting low scores in normal in­dividuals.

METHOD

A systematic scheme for the constructionof the questionnaire was purposely avoided.Seven statements in the SDS which showed

From the Medical Department. Western Sec­tion. Geigy Pharmaceuticals, San Bernardino,California.

236

good separation of scores as between normalsand depressives1 were converted to questions.The thrust of the question was changed insome instances. For example, the statement"My mind is as clear as it used to be" waschanged to "Do you find it difficult to thinkclearly?" These questions constitute items 1,3, 7, 13, 14, 16 and 17 of the SRQ-D (TableI). An SDS statement on which normal sub­jects scored rather high (with reversed scor­ing) "Morning is when I feel the best", wasmade more specific for depression as "Do youfeel particularly discouraged in the morn­ings?" (item 5). Four additional questionsconcerning early-morning awakening, appe­tite, social participation and feelings of worth­lessness were devised (items 9, 11, 15 and18), and these 12 questions constitute therelevant items of the SRQ-D.

All of the relevant questions are orientedsymptomatically- positive; that is, the moreaffirmative the answer the greater the indica­tion of abnormality or illness. The Zung scalecorrectly avoids this sameness by reversingthe orientation of half the statements, al­though at the expense of specificity in someinstances. It was decided that the same gen­eral result would be achieved by interspersingsix non-relevant questions, some of which arenegatively oriented. An additional advantageof these questions is that they provide use­ful contrast data for both within-group andacross-group comparisons against the scoresof the relevant questions. In this respect, theyact as controls, and are considered controlitems. These items (2,4,6,8,10 and 12) werescored separately, and used in the validationof the scale.

The subjects tested have a choice of fouranswers to each question: seldom or never,some of the time, quite often or almost al­ways. For anyone question, these answersare scored 0, 1, 2 and 3 respectively. Thus,

Volume X

A Brief Self-Rating Questionnaire for Depression (SRQ-D)BURTON W. ROCKLlFF, M.D.

• The concept that the diagnosis of psychiat-ric disorders can be greatly aided by

evaluating the response of patients to a stand­ardized set of questions or statements is amost attractive proposition, and has led tothe development of a number of self-admin­istered scales, including the much-used andburdensome Minnesota Multiphasic Person­ality Inventory (MMPI). With respect tothe use of such scales in depressed patients,Zung has recently described' the constructionand testing of a Self-Rating Depression Scale(SDS) of 20 items, and subsequently re­ported" that this scale compared favorablywith MMPI in differentiating between diag­nostic groups of out-patients. While the Zungscale thus demonstrates that brevity and adegree of sensitivity can co-exist in such aninstrument, the scale has several featureswhich limit its usefulness and reliability.

Briefly, the SDS does not provide the sub­ject with the opportunity to respond to anyitem with a simple negative (such as "never");scoring can be done quickly only by use of aspecial over-lay; and, most importantly, sev­eral of the items are either ambiguous or non­specific, and provide poor separation of meanitem scores as between depressed and non­depressed subjects'. This last point will bediscussed in detail in a later section, but wasthe stimulus to devise a questionnaire in whicheach item would contribute strongly andequally to high total scores in depressed pa­tients while eliciting low scores in normal in­dividuals.

METHOD

A systematic scheme for the constructionof the questionnaire was purposely avoided.Seven statements in the SDS which showed

From the Medical Department. Western Sec­tion. Geigy Pharmaceuticals, San Bernardino,California.

236

good separation of scores as between normalsand depressives1 were converted to questions.The thrust of the question was changed insome instances. For example, the statement"My mind is as clear as it used to be" waschanged to "Do you find it difficult to thinkclearly?" These questions constitute items 1,3, 7, 13, 14, 16 and 17 of the SRQ-D (TableI). An SDS statement on which normal sub­jects scored rather high (with reversed scor­ing) "Morning is when I feel the best", wasmade more specific for depression as "Do youfeel particularly discouraged in the morn­ings?" (item 5). Four additional questionsconcerning early-morning awakening, appe­tite, social participation and feelings of worth­lessness were devised (items 9, 11, 15 and18), and these 12 questions constitute therelevant items of the SRQ-D.

All of the relevant questions are orientedsymptomatically- positive; that is, the moreaffirmative the answer the greater the indica­tion of abnormality or illness. The Zung scalecorrectly avoids this sameness by reversingthe orientation of half the statements, al­though at the expense of specificity in someinstances. It was decided that the same gen­eral result would be achieved by interspersingsix non-relevant questions, some of which arenegatively oriented. An additional advantageof these questions is that they provide use­ful contrast data for both within-group andacross-group comparisons against the scoresof the relevant questions. In this respect, theyact as controls, and are considered controlitems. These items (2,4,6,8,10 and 12) werescored separately, and used in the validationof the scale.

The subjects tested have a choice of fouranswers to each question: seldom or never,some of the time, quite often or almost al­ways. For anyone question, these answersare scored 0, 1, 2 and 3 respectively. Thus,

Volume X

Page 2: A Brief Self-Rating Questionnaire for Depression (SRQ-D)

TABLE I

Self-Rating Questionnaire for Depression (SRQ-D) **

CHECK ONE ANSWER FOR EACH QUESTIONSeldom Some of Quite Almost 1/or Never the Time Often Always

l. Do you get tired for no reason? X 2

2. Do you get annoyed by noisl''! ~': X '.,3. Do you fcc 1 down-hearted and

X )blue?

-<. Do you enjoy music? .. X '.,5. Do you feel particularly dis- X 2

couraged in the mornings?

6. Do you get involved inX '.,arguments? *

7. Do you have crying spe lls orX 2

fee 1 like crying?

8. Do you su f fe r from headaches? .. X '.,

9. Do you awaken very early andhave difficulty falling back X 1to sleep?

10. Do you tend to have accidents /

and minor injuries? ,'. X ...,

ll. Do you have a poor a ppe tit,'X 3

for food?

12. Do you find te levis ionX L.,enjoyable? ....

13. Do you fce 1 your lif" is ~ll1pty? X 2

14. Do you find it d ifficu 1t toX 1think clear ly?

15. Do you avoid other people andsoc ia 1 activities? X 3

16. Do you f"e 1 that others would be X 0be t te r off if you were dead?

17. Do you find you no longer enjoyX 2

the th ings you used to do?

18. Do you fee 1 you are not worthX 2much as a pel son?

23

** Completed and scored as an example.

* Control question; not scored.

JUly-August 1969 237

TABLE I

Self-Rating Questionnaire for Depression (SRQ-D) **

CHECK ONE ANSWER FOR EACH QUESTIONSeldom Some of Quite Almost 1/or Never the Time Often Always

l. Do you get tired for no reason? X 2

2. Do you get annoyed by noisl''! ~': X '.,3. Do you fcc 1 down-hearted and

X )blue?

-<. Do you enjoy music? .. X '.,5. Do you feel particularly dis- X 2

couraged in the mornings?

6. Do you get involved inX '.,arguments? *

7. Do you have crying spe lls orX 2

fee 1 like crying?

8. Do you su f fe r from headaches? .. X '.,

9. Do you awaken very early andhave difficulty falling back X 1to sleep?

10. Do you tend to have accidents /

and minor injuries? ,'. X ...,

ll. Do you have a poor a ppe tit,'X 3

for food?

12. Do you find te levis ionX L.,enjoyable? ....

13. Do you fce 1 your lif" is ~ll1pty? X 2

14. Do you find it d ifficu 1t toX 1think clear ly?

15. Do you avoid other people andsoc ia 1 activities? X 3

16. Do you f"e 1 that others would be X 0be t te r off if you were dead?

17. Do you find you no longer enjoyX 2

the th ings you used to do?

18. Do you fee 1 you are not worthX 2much as a pel son?

23

** Completed and scored as an example.

* Control question; not scored.

JUly-August 1969 237

Page 3: A Brief Self-Rating Questionnaire for Depression (SRQ-D)

PSYCHOSOMATICS

for the 12 relevant items, the total score mayrange from 0 to 36. Similarly, the total scorefor the six control items may range from 0

to 18.In scoring a completed questionnaire, as

illustrated in Table I, the squares in the right­hand tally column opposite the control items2, 4, 6, 8, 10 and 12 are crossed out. Theremaining items are scored on sight and the12 item scores are added for the total score.The control items may be scored and addedseparately if desired.

The questionnaire was given to 100 nor­mal individuals consisting of office, admin­istrative and sales personnel of a businessconcern. All were apparently well and at­tested to having no recent history of psychiat­ric illness.

Two psychiatrists (see acknowledge­ments) gave the SRQ-D to patients whowere hospitalized with a primary diagnosisof depression. No patients with schizophreniawere included regardless of the presence ofsecondary depressive symptoms. A total of 60depressed patients completed the question­naire.

The SRQ-D was also administered to agroup of 23 female office patients seen pri­marily for gynecologic complaints. Theywere considered by the gynecologist (seeacknowledgement) to have significant depres­sive symptoms. A few of these patients hada history of psychiatric illness and previouspsychotherapy. They were evaluated by thephysician without regard to their SRQ-D re­sults, and were independently rated on a ver-

sion of the Lehmann rating scale" modifiedby the author4

• All of these patients were con­sidered candidates for anti-depressant ther­apy.

RESULTS

Because of the large number of variablesto be examined, the data and analyses werehandled by computer. Differences in meanswere tested by t-test, while distributions werecompared by chi-square.

The age and sex distribution in the groupsof normals and hospitalized depressives issummarized in Table II. While the two groupswere comparable with respect to age, therewas a significantly greater proportion of fe­males in the depressive group. Consequently,examination of the results by sex was includedin the total analysis to determine whether biaswas introduced by this distribution.

In Table III, the distribution of totalSRQ-D scores (relevant items) in the twogroups is shown, as well as the means (nor­mals 2.80; depressives 18.38). Scores of thenormal subjects are tightly clustered at thelow end of the scale, with 95% having a valueof 7 or less. About 10% of the depressed pa­tients had scores this low, the rest showinga fairly diffuse distribution extending to thehigh end of the scale. The difference betweenthe groups both in regard to means (t-test)and distribution (chi-square) was highly sig­nificant (p<O.OOOl).

With regard to the results by sex, thenormal males had a mean total score of 2.14as compared to 19.67 in the male depressives.

TABLE II

Age and Sex Distribution in Two Groups

~ !1!!!!. SexRange ~ Male Femal~

Numb('f (~) (Yea rs) (7)

t'orma Is 100 22-58 37.3 56 (';6) 44 (44)

D~pressives 60 16-69 40.9 15 (25) 45 (75)

D i f ft.· n·ne(.' N.S. p <'0. 0001

238Volume X

PSYCHOSOMATICS

for the 12 relevant items, the total score mayrange from 0 to 36. Similarly, the total scorefor the six control items may range from 0

to 18.In scoring a completed questionnaire, as

illustrated in Table I, the squares in the right­hand tally column opposite the control items2, 4, 6, 8, 10 and 12 are crossed out. Theremaining items are scored on sight and the12 item scores are added for the total score.The control items may be scored and addedseparately if desired.

The questionnaire was given to 100 nor­mal individuals consisting of office, admin­istrative and sales personnel of a businessconcern. All were apparently well and at­tested to having no recent history of psychiat­ric illness.

Two psychiatrists (see acknowledge­ments) gave the SRQ-D to patients whowere hospitalized with a primary diagnosisof depression. No patients with schizophreniawere included regardless of the presence ofsecondary depressive symptoms. A total of 60depressed patients completed the question­naire.

The SRQ-D was also administered to agroup of 23 female office patients seen pri­marily for gynecologic complaints. Theywere considered by the gynecologist (seeacknowledgement) to have significant depres­sive symptoms. A few of these patients hada history of psychiatric illness and previouspsychotherapy. They were evaluated by thephysician without regard to their SRQ-D re­sults, and were independently rated on a ver-

sion of the Lehmann rating scale" modifiedby the author4

• All of these patients were con­sidered candidates for anti-depressant ther­apy.

RESULTS

Because of the large number of variablesto be examined, the data and analyses werehandled by computer. Differences in meanswere tested by t-test, while distributions werecompared by chi-square.

The age and sex distribution in the groupsof normals and hospitalized depressives issummarized in Table II. While the two groupswere comparable with respect to age, therewas a significantly greater proportion of fe­males in the depressive group. Consequently,examination of the results by sex was includedin the total analysis to determine whether biaswas introduced by this distribution.

In Table III, the distribution of totalSRQ-D scores (relevant items) in the twogroups is shown, as well as the means (nor­mals 2.80; depressives 18.38). Scores of thenormal subjects are tightly clustered at thelow end of the scale, with 95% having a valueof 7 or less. About 10% of the depressed pa­tients had scores this low, the rest showinga fairly diffuse distribution extending to thehigh end of the scale. The difference betweenthe groups both in regard to means (t-test)and distribution (chi-square) was highly sig­nificant (p<O.OOOl).

With regard to the results by sex, thenormal males had a mean total score of 2.14as compared to 19.67 in the male depressives.

TABLE II

Age and Sex Distribution in Two Groups

~ !1!!!!. SexRange ~ Male Femal~

Numb('f (~) (Yea rs) (7)

t'orma Is 100 22-58 37.3 56 (';6) 44 (44)

D~pressives 60 16-69 40.9 15 (25) 45 (75)

D i f ft.· n·ne(.' N.S. p <'0. 0001

238Volume X

Page 4: A Brief Self-Rating Questionnaire for Depression (SRQ-D)

SELF-RATING QUESTIONAIRE-ROCKLIFF

The corresponding scores in the females were3.64 and 17.96 respectively. The inter-groupdifferences for each sex were highly significant(p<O.OOI).

When the scores of individual items wereaveraged, consistent separation of the meansfor each group by item was noted as illus­trated in figure 1. The total SRQ-D scoredivided by 12 provides an index which canbe directly compared to the score for anysingle question. The means of these indices(TS/12) for each group are also shown infigure 1, and are 0.23 for the normals and1.53 for the depressives. This difference ishighly significant (t-test), as are the differ­ences between groups for the scores of eachitem (chi-square, p<O.OOOI).

The total scores for the six control ques­tions ranged from 2 to 12 in the normals, andfrom 1 to 13 in the depressed patients. Themean control scores were 6.34 and 5.93 re­spectively for the two groups, and the dif­ference was not significant (p = 0.29). There

were significant differences between thegroups in the average scores of individualcontrol items, however, as shown in figure 2.The total score of the control items dividedby six (TS/6) provides an index for com­parison with individual item scores, and themean of these indices shown in figure 2 isvirtually the same for both groups. It is ob­vious, however, that this is a result of thebalancing of real differences in both direc­tions from item to item. Analysis by chi-squareof the distribution of scores by item in thetwo groups shows that there is a highly sig­nificant difference for questions 4, 10 and 12(p<O.OOI), and question 2 (p<O.OI), anda significant difference for questions 6 and 8(p<O.OS).

The SRQ-D scores of the 23 female officepatients ranged from 2 to 36 with a mean to­tal score of 14.22 (as compared to 17.96 inthe hospitalized female depressives). Thephysician rated these patients on a modifiedLehmann scale consisting of 10 items con-

TABLE III

Distribution and Means of SRQ-D Scores (Relevant Items) inNormal Subjects (NS) and Hospitalized Depressed Patients (DH)

Score ~s Oil Score ~s Oil Score ~s 011

0 18 13 ~ l'

21 14 :?i

12 I'> 28

18 1h 29

10 17 JO

4 18 J1

h 9 19 1:

:0 J'\

s ,

I: I 34

9 ,. '3')

10 21 3,)

11 " 100 ,0

12 25 '<l·al' ~.~O l' ,'\'

JUly-AUgust 1969 239

SELF-RATING QUESTIONAIRE-ROCKLIFF

The corresponding scores in the females were3.64 and 17.96 respectively. The inter-groupdifferences for each sex were highly significant(p<O.OOI).

When the scores of individual items wereaveraged, consistent separation of the meansfor each group by item was noted as illus­trated in figure 1. The total SRQ-D scoredivided by 12 provides an index which canbe directly compared to the score for anysingle question. The means of these indices(TS/12) for each group are also shown infigure 1, and are 0.23 for the normals and1.53 for the depressives. This difference ishighly significant (t-test), as are the differ­ences between groups for the scores of eachitem (chi-square, p<O.OOOI).

The total scores for the six control ques­tions ranged from 2 to 12 in the normals, andfrom 1 to 13 in the depressed patients. Themean control scores were 6.34 and 5.93 re­spectively for the two groups, and the dif­ference was not significant (p = 0.29). There

were significant differences between thegroups in the average scores of individualcontrol items, however, as shown in figure 2.The total score of the control items dividedby six (TS/6) provides an index for com­parison with individual item scores, and themean of these indices shown in figure 2 isvirtually the same for both groups. It is ob­vious, however, that this is a result of thebalancing of real differences in both direc­tions from item to item. Analysis by chi-squareof the distribution of scores by item in thetwo groups shows that there is a highly sig­nificant difference for questions 4, 10 and 12(p<O.OOI), and question 2 (p<O.OI), anda significant difference for questions 6 and 8(p<O.OS).

The SRQ-D scores of the 23 female officepatients ranged from 2 to 36 with a mean to­tal score of 14.22 (as compared to 17.96 inthe hospitalized female depressives). Thephysician rated these patients on a modifiedLehmann scale consisting of 10 items con-

TABLE III

Distribution and Means of SRQ-D Scores (Relevant Items) inNormal Subjects (NS) and Hospitalized Depressed Patients (DH)

Score ~s Oil Score ~s Oil Score ~s 011

0 18 13 ~ l'

21 14 :?i

12 I'> 28

18 1h 29

10 17 JO

4 18 J1

h 9 19 1:

:0 J'\

s ,

I: I 34

9 ,. '3')

10 21 3,)

11 " 100 ,0

12 25 '<l·al' ~.~O l' ,'\'

JUly-AUgust 1969 239

Page 5: A Brief Self-Rating Questionnaire for Depression (SRQ-D)

.:'.i.. .',:.;:1..::....,

T-I -

I}- -

t,'l

------ - ----(---.I

J :

, J- j _-- - --~-- ----->-J- - - ~11 1 ~ 1:~ 1 C; I') t ~ 1 '~ rs 112

Fig. 1: Mean scores of each relevant question for the hospitalized depressedpatients and normal subjects. Dashed lines represent the means of the averaged itemscores (total score +-) for each group. All inter-group differences are highly significant<p<O.OOOl).

Fig. 2: Mean scores of each control question for the hospitalized depressed pa­tients and normal subjects. Dashed lines represent the means of the averaged item scores(total score +- 6) for each group. The difference between these two values is notsignificant, but inter-group difference of the mean item scores are significant at vary­ing levels (p<O.05 to p<O.OOl).

240 Volume X

.:'.i.. .',:.;:1..::....,

T-I -

I}- -

t,'l

------ - ----(---.I

J :

, J- j _-- - --~-- ----->-J- - - ~11 1 ~ 1:~ 1 C; I') t ~ 1 '~ rs 112

Fig. 1: Mean scores of each relevant question for the hospitalized depressedpatients and normal subjects. Dashed lines represent the means of the averaged itemscores (total score +-) for each group. All inter-group differences are highly significant<p<O.OOOl).

Fig. 2: Mean scores of each control question for the hospitalized depressed pa­tients and normal subjects. Dashed lines represent the means of the averaged item scores(total score +- 6) for each group. The difference between these two values is notsignificant, but inter-group difference of the mean item scores are significant at vary­ing levels (p<O.05 to p<O.OOl).

240 Volume X

Page 6: A Brief Self-Rating Questionnaire for Depression (SRQ-D)

SELF-RATING QUESTIONAIRE-ROCKLIFF

cerned with mood, appearance, retardation,suicidal tendencies, impairment of work,agitation, feelings of guilt, insomnia, somaticcomplaints and appetite>'. Since each itemwas rated 0 to 3, a maximum total score of30 was possible. A score of 10 or more is con­sistent with clinically significant depression.The mean score was 18.8 in this group, andFigure 3 shows how each patient's SRQ-Dscore compared with the physician's rating.The correlation is fairly good except for atendency of the moderately depressed pa­tients to under-rate their illness as comparedto the physician's judgment. This confirmsthe commonly observed phenomenon of"denial" in some depressed patients, which isone of the factors limiting the usefulness ofany self-rating instrument.

COMMENT

Devising a self-administered scale thatwill differentiate statistically between groups

• :"r :,,~:-.,.! "r::;

o ~t ~~~l~ .~lrn

1 r

i;::~ :. '.- ." _- "J"" ~

> - •

I I

~ l

I1'" 1 _~ ~:;,' •

Fig. 3: Scattergram of SRQ-D and physician­rated (on modified Lehmann depression scale)scores in the same 23 female office patients withdepressive symptoms. High correlation is indi­cated by proximity to diagonal dashed line.

July-August 1969

of depressed and non-depressed subjects is aridiculously easy matter. Such a scale mayvery well be useless as a diagnostic aid forthe individual patient, however, if the tailsof the distributions of scores in the two groupsoverlap greatly.

In general, a questionnaire for depressioncan be designed for one of two possible setsof results: 1) through devious and non-spec­ific wording, it may be aimed at eliciting highscores from patients with any degree of de­pression, including those with "denied" or"masked" symptoms, or 2) by using directand unambiguous questions, it may be con­structed to produce very low scores from nor­mal subjects while eliciting high scores frommost depresEed patients. A scale devised ac­cording to the first formula tends to producescores in a proportion of normals which fallin the depressive range, while a scale pre­pared by the second method tends to permitsome depressed patients to score in the low,normal range. Since both of these goals can­not be attained in the same instrument, achoice must be made.

The questions in the SRQ-D were wordedso as to promote consistently low scores innormal subjects. The close grouping of scoresin the normals at the low end of the scaleshows that this goal was achieved, and thatthere is little risk that any single normal in­dividual will be suspect as a "depressive" onthe basis of this questionnaire. This wouldseem to be a more desirable and necessaryobjective than to attempt to detect minimal

or covert depression in some patients at the

expense of "false positive" scores in normals.

Aside from this general consideration, andthe obvious desirability of brevity, the con­tribution of each item to the differentiation

between groups should be demonstrated em­

pirically by the results. While it may be

academically interesting to base the itemsinitially on some theoretical scheme or con­cept, if the performance of any item is poorin the light of the actual data, that item shouldbe deleted or replaced.

241

SELF-RATING QUESTIONAIRE-ROCKLIFF

cerned with mood, appearance, retardation,suicidal tendencies, impairment of work,agitation, feelings of guilt, insomnia, somaticcomplaints and appetite>'. Since each itemwas rated 0 to 3, a maximum total score of30 was possible. A score of 10 or more is con­sistent with clinically significant depression.The mean score was 18.8 in this group, andFigure 3 shows how each patient's SRQ-Dscore compared with the physician's rating.The correlation is fairly good except for atendency of the moderately depressed pa­tients to under-rate their illness as comparedto the physician's judgment. This confirmsthe commonly observed phenomenon of"denial" in some depressed patients, which isone of the factors limiting the usefulness ofany self-rating instrument.

COMMENT

Devising a self-administered scale thatwill differentiate statistically between groups

• :"r :,,~:-.,.! "r::;

o ~t ~~~l~ .~lrn

1 r

i;::~ :. '.- ." _- "J"" ~

> - •

I I

~ l

I1'" 1 _~ ~:;,' •

Fig. 3: Scattergram of SRQ-D and physician­rated (on modified Lehmann depression scale)scores in the same 23 female office patients withdepressive symptoms. High correlation is indi­cated by proximity to diagonal dashed line.

July-August 1969

of depressed and non-depressed subjects is aridiculously easy matter. Such a scale mayvery well be useless as a diagnostic aid forthe individual patient, however, if the tailsof the distributions of scores in the two groupsoverlap greatly.

In general, a questionnaire for depressioncan be designed for one of two possible setsof results: 1) through devious and non-spec­ific wording, it may be aimed at eliciting highscores from patients with any degree of de­pression, including those with "denied" or"masked" symptoms, or 2) by using directand unambiguous questions, it may be con­structed to produce very low scores from nor­mal subjects while eliciting high scores frommost depresEed patients. A scale devised ac­cording to the first formula tends to producescores in a proportion of normals which fallin the depressive range, while a scale pre­pared by the second method tends to permitsome depressed patients to score in the low,normal range. Since both of these goals can­not be attained in the same instrument, achoice must be made.

The questions in the SRQ-D were wordedso as to promote consistently low scores innormal subjects. The close grouping of scoresin the normals at the low end of the scaleshows that this goal was achieved, and thatthere is little risk that any single normal in­dividual will be suspect as a "depressive" onthe basis of this questionnaire. This wouldseem to be a more desirable and necessaryobjective than to attempt to detect minimal

or covert depression in some patients at the

expense of "false positive" scores in normals.

Aside from this general consideration, andthe obvious desirability of brevity, the con­tribution of each item to the differentiation

between groups should be demonstrated em­

pirically by the results. While it may be

academically interesting to base the itemsinitially on some theoretical scheme or con­cept, if the performance of any item is poorin the light of the actual data, that item shouldbe deleted or replaced.

241

Page 7: A Brief Self-Rating Questionnaire for Depression (SRQ-D)

PSYCHOSOMA'pes

Actually, it is difficult to devise questionswhich will be answered in the same quanti­tative fa£hion by both depressed and normalsubjects. This becomes evident in examiningthe scores of the control items, which werenot expected to show good separation betweengroups. From figure 2, however, it can be seenthat question number 4 (Do you enjoymusic?), as an example, was scored quite dif­ferently by the two groups. Since depressedpatients tend to lack enjoyment of mostthings, this is not too surprising, and one mayask whether this should not be considereda relevant item. Analysis of the answers toquestion number 4 reveals that 95% of nor­mals had scores of 2 or 3; but so did 53%of the depressives. While this difference isstatistically highly significant, there is toomuch overlap to consider this a clinically use­ful item for differentiation.

In comparison, examination of the an­swers to (relevant) question number 13 (Doyou feel your life is empty?) shows that noneof the normals scored 2 or 3, while 60% of thedepressives did. This difference is not onlystatistically highly significant, but also dem­onstrates that the question elicits a very con­sistent response from normals which differsfrom that of most depressives.

Changing the wording of an item may in­crease its usefulness greatly. The SDS itemwhich produced the least separation betweengroups1 was the statement: "Morning is whenI feel the best". As question number 5 (Doyou feel particularly discouraged in the morn­ings?) in the SRQ-D, the separation of meanscores was one of the best (figure 1). Analysisof the answers shows that only 1% of normalsubjects scored 2 or 3 on this question as com­pared with 57% of the depressed patients.

While these results show that the SRQ-Dsatisfactorily differentiates between depressedpatients and normal subjects, scores fromother diagnostic groups are not presentlyavailable. Additional data from non-depressedneurotic patients, for instance, would be help­ful in further evaluating the specificity of thescale.

242

Finally, it should be emphasized that noself-administered questionnaire should be re­lied upon uncritically as the basis for makinga diagnosis. In the case of SRQ-D, one canonly state with confidence that a score of12 or higher indicates an abnormal affectivestate, and depression should be suspected. Alow score, on the other hand, does not neces­sarily exclude depression because of the phe­nomenon of denial previously mentioned. Inany case, the response to individual questionscan serve as the basis for further investiga­tion by the physician, and, together with thetotal score, may serve to facilitate the diag­nosis of depression in many patients. The im­plication that any self-rating scale provides"do-it-yourself diagnosis", however, must beconsidered deplorably naive and misleading.

SUMMARY

A self-rating questionnaire for depression(SRQ-D) consisting of 12 relevant and 6 con­trol questions was administered to 100 normalsubjects and 60 hospitalized depressed pa­tients. Answers to each question were scoredo to 3, so that the total scores of the 12relevant questions ranged from 0 to 36. Themean total score for the normal subjects was2.80 as compared to 18.38 for the depressives.This difference and the inter-group differencesin scoring for each individual relevant itemwere all statistically highly significant (p<0.0001). The mean total scores of the con­trol items did not differ significantly for thetwo groups, although scores of the individualcontrol items did differ at various levels ofsignificance.

The SRQ-D was also given to 23 femaleout-patients presenting with symptoms of de­pression. These patients were rated independ­ently by the physician on a modified Lehmann~epression rating scale. The scores of the twoscales showed good correlation except for atendency of the moderately depressed pa­tients to show lower self-rated scores than in­dicated by the physician's ratings.

Each relevant item in the SRQ-D wasshown to contribute strongly to the differen-

Volume X

PSYCHOSOMA'pes

Actually, it is difficult to devise questionswhich will be answered in the same quanti­tative fa£hion by both depressed and normalsubjects. This becomes evident in examiningthe scores of the control items, which werenot expected to show good separation betweengroups. From figure 2, however, it can be seenthat question number 4 (Do you enjoymusic?), as an example, was scored quite dif­ferently by the two groups. Since depressedpatients tend to lack enjoyment of mostthings, this is not too surprising, and one mayask whether this should not be considereda relevant item. Analysis of the answers toquestion number 4 reveals that 95% of nor­mals had scores of 2 or 3; but so did 53%of the depressives. While this difference isstatistically highly significant, there is toomuch overlap to consider this a clinically use­ful item for differentiation.

In comparison, examination of the an­swers to (relevant) question number 13 (Doyou feel your life is empty?) shows that noneof the normals scored 2 or 3, while 60% of thedepressives did. This difference is not onlystatistically highly significant, but also dem­onstrates that the question elicits a very con­sistent response from normals which differsfrom that of most depressives.

Changing the wording of an item may in­crease its usefulness greatly. The SDS itemwhich produced the least separation betweengroups1 was the statement: "Morning is whenI feel the best". As question number 5 (Doyou feel particularly discouraged in the morn­ings?) in the SRQ-D, the separation of meanscores was one of the best (figure 1). Analysisof the answers shows that only 1% of normalsubjects scored 2 or 3 on this question as com­pared with 57% of the depressed patients.

While these results show that the SRQ-Dsatisfactorily differentiates between depressedpatients and normal subjects, scores fromother diagnostic groups are not presentlyavailable. Additional data from non-depressedneurotic patients, for instance, would be help­ful in further evaluating the specificity of thescale.

242

Finally, it should be emphasized that noself-administered questionnaire should be re­lied upon uncritically as the basis for makinga diagnosis. In the case of SRQ-D, one canonly state with confidence that a score of12 or higher indicates an abnormal affectivestate, and depression should be suspected. Alow score, on the other hand, does not neces­sarily exclude depression because of the phe­nomenon of denial previously mentioned. Inany case, the response to individual questionscan serve as the basis for further investiga­tion by the physician, and, together with thetotal score, may serve to facilitate the diag­nosis of depression in many patients. The im­plication that any self-rating scale provides"do-it-yourself diagnosis", however, must beconsidered deplorably naive and misleading.

SUMMARY

A self-rating questionnaire for depression(SRQ-D) consisting of 12 relevant and 6 con­trol questions was administered to 100 normalsubjects and 60 hospitalized depressed pa­tients. Answers to each question were scoredo to 3, so that the total scores of the 12relevant questions ranged from 0 to 36. Themean total score for the normal subjects was2.80 as compared to 18.38 for the depressives.This difference and the inter-group differencesin scoring for each individual relevant itemwere all statistically highly significant (p<0.0001). The mean total scores of the con­trol items did not differ significantly for thetwo groups, although scores of the individualcontrol items did differ at various levels ofsignificance.

The SRQ-D was also given to 23 femaleout-patients presenting with symptoms of de­pression. These patients were rated independ­ently by the physician on a modified Lehmann~epression rating scale. The scores of the twoscales showed good correlation except for atendency of the moderately depressed pa­tients to show lower self-rated scores than in­dicated by the physician's ratings.

Each relevant item in the SRQ-D wasshown to contribute strongly to the differen-

Volume X

Page 8: A Brief Self-Rating Questionnaire for Depression (SRQ-D)

SELF-RATING QUESTIONAIRE-ROCKLIFF

tiation between normal and depressed sub­jects. Total scores of the normals were allclustered at the low end of the scale, so thatany individual with a score of 12 or highershould be suspect for some degree of depres­sion. A low score does not necessarily rule outthis disorder, however, because of the ten­dency of some patients to deny symptoms.

The limitations of self-rating instrumentsare emphasized. Within these limitations, it issuggested that the SRQ-D may be a usefulaid in making the diagnosis of depression.

Ackllowledgement: The contributions of Dr.Anthony Lapolla, Camarillo State Hospital, Cama­rillo, California and Dr. T. P. S. Watts, presentlyMedical DIrector, The Donwood Foundation, To­ronto, who selected and tested the depressed hos­pitalized patients, are gratefully acknowledged.

I am also indebted to Dr. Robert S. Scott, LosAngeles, for providing the SRQ-D and Lehmann­Rockliff rating scale data on office patients. Mrs.Bonnie Fraley supervised the computer analysis.

Reprint requests to 255 North D Street, SanBernardino, California 92401.

REFERENCES

1. Zung, W.W.K.: A Self-Rating DepressionScale, Arch. Gen. Psychiat. 12 :63-70, 1965.

2. Zung, W.W.K., Richards, C.B. and Short,M.J.: Self-Rating Depression Scale in an Out­patient Clinic; Further Validation of the SDS,Arch. Gen. Psychiat. 13 :508-515, 1965.

3. Lehmann, H.E., Cahn, C.H. and de Verteuil,R.L.: The Treatment of Depressive Condi­tions with Imipramine (G 22355), Canad.Psychiat. Assoc. J. 3 :155-164, 1958.

4. Rockliff, B.W.: Use of a Brief Rating Scalefor Depression, to be published.

16th Annual Meeting of the Academy of Psychosomatic Medicine

The 16th annual meeting of the Academy of Psychosomatic Medicine will takeplace in Scottsdale, Arizona, on November 19-23, 1969. The general theme will en­compass the role of psychiatry in the daily practice of medicine.

Dr. Adam J. Krakowski of 202 Cornelia St., Plattsburgh, N.Y. 12902, is the pro­gram chairman. The following topics will be covered in genuine psychosomatic pattern;cardiac disease, respiratory disease, gastrointestinal disease, oral dsease (with dentalproblems), surgery and obstetrics (post-operative psychoses, plastic surgery and trans­plants, amputations), organic disease with emotional overlay, sexual problems, alcoholand drug abuse, recent advances in psychopharmacology, problems that children havewith their parents and the rehabilitation of the mentally ill.

Please note the dates, Nov. 19-23 on your calendar and plan to be at MountainShadows, Scottsdale, Arizona.

JUly-August 1969

SELF-RATING QUESTIONAIRE-ROCKLIFF

tiation between normal and depressed sub­jects. Total scores of the normals were allclustered at the low end of the scale, so thatany individual with a score of 12 or highershould be suspect for some degree of depres­sion. A low score does not necessarily rule outthis disorder, however, because of the ten­dency of some patients to deny symptoms.

The limitations of self-rating instrumentsare emphasized. Within these limitations, it issuggested that the SRQ-D may be a usefulaid in making the diagnosis of depression.

Ackllowledgement: The contributions of Dr.Anthony Lapolla, Camarillo State Hospital, Cama­rillo, California and Dr. T. P. S. Watts, presentlyMedical DIrector, The Donwood Foundation, To­ronto, who selected and tested the depressed hos­pitalized patients, are gratefully acknowledged.

I am also indebted to Dr. Robert S. Scott, LosAngeles, for providing the SRQ-D and Lehmann­Rockliff rating scale data on office patients. Mrs.Bonnie Fraley supervised the computer analysis.

Reprint requests to 255 North D Street, SanBernardino, California 92401.

REFERENCES

1. Zung, W.W.K.: A Self-Rating DepressionScale, Arch. Gen. Psychiat. 12 :63-70, 1965.

2. Zung, W.W.K., Richards, C.B. and Short,M.J.: Self-Rating Depression Scale in an Out­patient Clinic; Further Validation of the SDS,Arch. Gen. Psychiat. 13 :508-515, 1965.

3. Lehmann, H.E., Cahn, C.H. and de Verteuil,R.L.: The Treatment of Depressive Condi­tions with Imipramine (G 22355), Canad.Psychiat. Assoc. J. 3 :155-164, 1958.

4. Rockliff, B.W.: Use of a Brief Rating Scalefor Depression, to be published.

16th Annual Meeting of the Academy of Psychosomatic Medicine

The 16th annual meeting of the Academy of Psychosomatic Medicine will takeplace in Scottsdale, Arizona, on November 19-23, 1969. The general theme will en­compass the role of psychiatry in the daily practice of medicine.

Dr. Adam J. Krakowski of 202 Cornelia St., Plattsburgh, N.Y. 12902, is the pro­gram chairman. The following topics will be covered in genuine psychosomatic pattern;cardiac disease, respiratory disease, gastrointestinal disease, oral dsease (with dentalproblems), surgery and obstetrics (post-operative psychoses, plastic surgery and trans­plants, amputations), organic disease with emotional overlay, sexual problems, alcoholand drug abuse, recent advances in psychopharmacology, problems that children havewith their parents and the rehabilitation of the mentally ill.

Please note the dates, Nov. 19-23 on your calendar and plan to be at MountainShadows, Scottsdale, Arizona.

JUly-August 1969